Tobacco Institute
The Health Consequences of Smoking for Women / a Report of the Surgeon General
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- 1. Surgeon General Author
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THE HEALT-
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T--11 all aE.'sQu E"K -4 CILEJ
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2'0a WOMEN
a report of the Surgeon General
THIS REPORT CONTAINS SOM E
TECHNICAL ERRORS. AN ERRATA
SHEET TO FOLLOW SHORTLY
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U.S. DEPARTMENT OF HEALTH. EDUCATION, AND WELrARE
Public Health Service
Office of the Assistant Secretary for Health
Office on Smoking and Health
.
TIMN 0048200

TNE sECRETART OF NEAITN, EOUCATION,ANO WEIFARE
WA3N 1 N OTON, O. C. 20201
The Honorable Thomas P. O'Neill,Jr.
Speaker of the House of Representatives
Washington, D.C. 20515
Dear Mr. Speaker:
I hereby submit the 12th annual report that the
Department of Health, Education, and Welfare (DHEW) has
;pr,epared for Congress as required by the Public Health
Cigarette Smoking Act of 1969, Public Law 91-222, and its
predecessor, the Federal Cigarette Labeling and Advertising
Act. This report is one of the most alarming in the series.
It clearly establishes that women smokers face the same
risks as men smokers of lung cancer, heart disease, lung
disease and other consequences. Perhaps more disheartenieYg
is the harm which mothers' smoking causes to their unborn
babies and infants.
The report is not all bad news. It presents recent
data showing that women are turning away from smoking in
response to the warnings of government, voluntary agencies
and physicians. The precipitate rise in women's deaths from
lung cancer and chronic lung disease demand that this trend
away from cigarettes be accelerated. our scientists expect
that by 1983, the lung cancer death rate will exceed that of
any other type of cancer among women.
Citizens of our free society may decide for themselves
whether to smoke cigarettes. The health consequences of
this decision make it imperative for their government to
assure that the decision is an informed one. This series
of reports is one way in which DHEW is striving to meet
this critical responsibility.
/J
s Patricia Roberts Harris
s
TIMN 0048201

PREFACE
This report is more than a factual review of the health
consequences of s?noking for women. It is a document which
challenges our society and, in particular, our medical and
public health communities.
This report points out that the first signs of an
epidemic of s,noking-related disease among wornen are now
appearing. Because women's cigarette use did not become
widespread until the onset of World War II, those women with
the greatest intensity of smoking are now only in their
thirties, forties, and fifties. As these women grow older, and
continue to smoke, their burden of smoking-related disease
will grow larger. Cigarette smoking now contributes to one-
fifth of the newly diagnosed cases of cancer and one-quarter
of all cancer deaths among women--more cancer and more
cancer deaths among women than can be attributed to any
other known agent. Within three years, the lung cancer death
rate is expected to surpass that for breast cancer. A similar
epidemic of chronic obstructive lung disease among women has
also begun. ,
Four main themes e -nerge from this report to guide
future public health efforts.
First, women are not immune to the dama.-ing effects
of smoking already documented for men. The apparently lower
susceptibility to smoking related diseases among women
smokers is an illusion reflecting the fact that women lagged
one-quarter century behind men in their widespread use of
cigarettes.
Second, cigarette smoking is a major threat to the
outcome of pregnancy and well-being of the newborn baby.
Third, women may not start smoking, continue to
smoke, quit smoking, or fail to quit smoking for precisely the
same reasons as men. Unless future research clarifies these
differences, we will find it difficult to prevent initiation or
to promote cessation of cigarette smoking among .vomen.
Fourth, the reduction of cigarette smoking is the
keystone in our nation's long term strategy to promote a
healthy lifestyle for wo;,en and men of all races and ethnic
groups.
i
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TIMN 0048202 `

THE FALLACY OF WOMENIS IMMUNITY
All of the major prospec.'ive studies of smoking and mortality
have reached consistent conclusions. Death rates from
coronary heart disease, cironic lung disease, lung cancer, and
overal l mortality rates a,e significantly increased among both
women and men smoker--,. . These risks increase with the
, amount smoked, duration of smoking, depth of inhalation, and
the "tar" and nicotine- delivery of the cigarette smoked.
In these studies, condacted during the past three
decades, relative mortality risks among female, smokers
appeared to be less than those of male smokers. It is now
clear, however, that these studies were comparing the death
rates of a generation oti established, lifelong male smokers
with a, generation of women who had not yet taken up smoking
with full intensity.. Ev-_.n, 'those older women who reported
smoking a large, number of cigarettes per day had not smoked
cigarettes in the. . sarne WLy as their male counterparts. Now
that the cigarette smoking characteristics of women.and men
are becoming increasingly similar., their relative. risks of
smoking-relited illness w.ll become. increasingiy, similar.
This fallacy of w.)men's apparent immunity. is clearly
il lustrated ,by differences in the .timing of. :the growth i1 , lung
cancer among men and women in this ;'century. . Lung= cancer
deaths among males began to increase during the 1930.s,. as
those men who had conve ted from other. forms of tobacco to
cigarette smoking before- the_.turn of the century gradually
:accuniulated decades of . inhaled -tobacco, exposure. : By the
time of ..the first retros~iective studies of smoking"`and lung
cancer in .1950, two ent ire generations. of . men had already
become lifelong cigarett=: smokers. Relatively few -women
from these generations siroked cigarettes, .and even fewer had
smoked cigarettes. since their -adolescence. Those young
wornen who had taken up smoking intensively during, World War
.11 were..onty 'in their twenties and thirties. In 1950, women
accounted' r for less than one n in twelve. deaths from lung
cancer.
Thereafter, the aae* adjusted lung cancer death rate
among women accelerated, and the male predominance in lung
cancer declined. Lung cancerr surpassed uterine cervical
cancer as a cause of d-;ath in women. By 1968, as the
findings of many large population . prospective studies were
being published, women accounted for one.-sixth of all lung
- cancer deaths. These ;studies found that women cigarette
smokers had 2.5 to. 5 Vnes greater death rates from lung
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cancer than wo-nen nonsmokers. By 1979, women accounted
for fully one-fourth of all lung cancer deaths. Over the next
few years, women cigarette smokers' risk of lung cancer death
will approach 8 to 12 thnes that of women nonsmokers, the
same relative risk as that of inen.
Lung cancer has four main histological types:
epider.noid, small cell, adenocarcinoma, and large cell
carcinoma. As several studies have shown, the incidence of
each of these types of lung cancer displays a clear
relationship to cigarette smoking among both men and women.
Epider!noid and small cell lung cancer appear to be more
prominent among men, while adenocarcinoma of the lung now
appears to be more prominent among women.
The recent acceleration of lung cancer incidence among
women has in fact been more rapid than the corresponding
growth of lung cancer among men in the 1930s. Again, this
difference in the initial rate of acceleration of lung cancer
incidence does not refute the demonstrated causal relation
between cioarette smoking and lung cancer among both sexes.
Instead, differences in the rate of increase of lung cancer
incidence may reflect changes in the carcinogenic properties
of cigarette smoke, the style of cigarette smoking, or the
interaction of cigarette smoking with other environmental
hazards. It is noteworthy that those men who died of lung
cancer in the 1930s came from a -eneration that had
gradually ` converted to cigarettes from other, non-inhaled
forms of tobacco. By contrast, the first regular tobacco
users amono wo:nen were almost exclusively cigarette smokers.
The 1979 Report on Smoking and Health documented
nu:merous instances where cigarette smoking adds to ' the
hazards of the workplace environment among men. Among,
women, this report reveals two such occupational exposures--
asbestos and cotton dust--which have been clearly
demonstrated to interact with cigarette smoking. The fact
that evidence is limited among women does not imply that
wonen are protected from the dangerous interactions of
smoking and occupational exposures.
PREGNANCY, INFANT HEALTH, AND REPRODUCTION
Scientific studies encompassing various races and ethnic
groups, cultures and countries, involving hundreds of thousands
of pregnancies, have shown that cigarette smoking during
pregnancy significantly affects the unborn fetus and the
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TIMN 0048204

the newborn baby. - These damaging effects have been
repeatedly shown to operar,e independently of all other factors
which influence the outco.ne of pregnancy. The effects are
increased by heavier smocing and are reduced if a woman
stops smoking during preg;:aney.
Numerous toxic substances- in cigarette smoke, such as
nicotine and hydrogen cyanide, cross the placenta to affect
the fetus directly. The ca_rbon monoxide from cigarette smoke
is transported into the fetal blood, and deprives the growing.
baby of oxygen. Fetal growth is directly retarded. The
resulting reduction in retal weight and size has many
unfortunate- consequences. Women who smoke cigarettes during
piegnancy have more spontaneous abortions, and a greater
incidence of bleeding during pregnancy, premature and
prolonged rupture of amniotic membranes, abruptio -placentae
and placenta previa. W_,men who smoke cigarettes during
pregnancy have. more `etal and neonatal deaths- than
nonsmoking pregnani wom-;n. A relation between maternal
smoking. and Sudden Infa it Death Syndrome has now been
estabiished...:....
The". direct''-harmful effects of smoking on the fetus
have"long. term consequences. Children - of mothers who
smoked during pregnancy lag 'measurably In physical growth;
there. may~ also be : ef Pects on " behavior and"cognitive
development. The oextent )f these deficiencies increases with
the number of. cigarettes smoked.'' -
"The damaging".effe.-ts 'of '.maternal smok.ing on infants
are not restricted to preg.ancy: _ -Nicotine; a known poison,. is
found in- the breast milk of smoking mothers. Children whose
parents smoke cigarettes have more respiratory infections and
more hospitalizations in th3 first year of life.
Women' who smoke cigarettes - have more than three
times the risk of, dyino of ' stroke due to subarachnoid
hemorrhage, and as much as two times the risk of dying of
heart attack in comparison to nonsmoking women. 7he use of
oral contraceptives in addition to smoking; however, causes a
markedly increased risk, iicluding a 22-fold increase, in the
risk of subarachnoid heinorrhagic stroke and -, a 20-fold
increase in heart attack in heavy smokers.
WHY DO WOMEN SMOKE?
Cigarette consumption in this country is now declining.
Annual per capita consu:np;ion has decreased from 4,258 in

1965 to an estimated 3,900 in 1979. From 1965 to 1979,
the proportion of adult male cigarette smokers declined from
51 to 37 percent. idot only have millions of men quit
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smoking, but the rate of initiation of smoking among
adolescent males has now slowed.
Frofn 1965 to 1976, the proportion of adult women
cigarette smokers remained virtually unchanged at 32 to 33
percent. Since 1976, however, the proportion of adult rvornen
cigarette smokers appears to have declined to 28 percent.
Although adult woraen are now beginning to quit smoking at
rates comparab,le to' adult men, the rate of initiation of
smoking among younger women has not declined.
This report documents numerous differences by sex in
the perceived - role of cigarette smoking, in attitudes toward
health and lifestyle, and in methods of coping with stress,
anger, and boredom. Yet the significance of these
differences, and their relation to differences in smoking
patterns, remains poorly understood.
Although it is frequently observed that women in
or,o,anized smoking cessation programs have more severe
withdrawal symptoms and lower rates of successful quitting
than men, these observations have not been systematically
confirmed for the general population. In the past, women
pted to quit or succeeded in quitting s:noking
may have atte,n
less frequently than rnen. The recent decline in the propor-
tion of women smokers, however, suggests that women's
attempted and successful quitting rates have now increased.
Although weight vain is a frequently cited consequence
of quitting smoking, the association of weight gain with
cessation of smoking has not been the subject of sufficient
scrutiny. Controlled studies with careful measurement on
representative populations of women do not exist. The impact
of the fear of weight gain after quitting has not been ade-
quately examined. If weight gain does result from cessation
of smoking, its exact mechanism must be determined.
Even more problernatic are marked differences by sex
in the distribution of smoking prevalence by occupation. Men
with advanced education and professional occupations have
taken the lead in quitting smoking, but wo:nen in
administrative and managerial positions have relatively high
smoking prevalence rates. Although 20 percent or fewer male
physicians smoke, the proportions of cigarette smokers among
women health professionals, especially nurses and
psychologists, remain disturbingly high.
Recent changes in smoking prevalence among black
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TIMN 0048206

women and men have p-iralleled those of the general
population. From 1965 to 1979, the proportion of black
women cigarette smokers -ieclined from 34 to 29 percent,
while the proportion of black men smokers declined from 61
to* 42_percent. ._ However, differences by race in the onset,
maintenance, and cessation of smoking have not been
adequately °explored. Little is known about cigarette smoking
among other ethnic and min)rity groups.
ADOLESCENT SMOK1 NG '
' The' health "consequences oi' 's;noking evolve - over a lifetime.
Evidence continues to accuwulate, for example, that cigarette
smoking_produces measurab e lung changes' even in childhood
ind-young-aduithood. Youn g cigarette smokers of bottr sexes
show more evidence 'of small 'airway dysfunction, and a higher
prevalence of cough, wheezing, phlegm production, and other
'respiratory^ symptoms. Th-: health damage due to cigarette
smoking increases when an individual -begins regular smoking
earlier in life. Yet, as this report documents, the average
age of onset of regul ir smoking among '-women ' has,
continuously declined durin_; the last '50 years,'"and continues
to decline. ' "
According to a recestt survey by the National Institute
:of Education, cigarette smoking among adolescent girls now
-exceeds that among adolescent boys: In the 17-19 year' age
group, there are almost 5--emale cigarette smokers for every
4"male cigarette smokers. The causes of this inversion are
far from clear. 1ille do -not' yet understand the signal events
in *the initiation of smok ing among young women. It is
possible that parents set e=ampies concerning lifestyle, health
attitude, and risk-taking much earlier in childhood. The
beginning of junior high -;chool or entrance into the work
force may be equally critical events. We do not know enough
about an adolescent's sens_ of competence and self-mastery,
and how these roles differ among women and men. Although
smoking patterns among girls correlate with parental, peer and
sibling smoking habits, educational level, type of school
curriculum, academic performance, socioeconomic ' status, and
other forms of substance 2buse, the practical significance of
these empirical correlations is unclear.
vi
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VJON1EN AND THE CHANGING CIGA;ZETfE
As this report docu:nents, the proportion of men and women
smokers using brands with lowered "tar" and nicotine
continues to grow. Adolescents of both sexes have followed
this trend, to the point where nonfilter cigarettes are
relatively rare among young adults.
Although the preponderance of scientific evidence
continues to suggest that cigarettes with lower "tar" and
nicotine are less hazardous, four serious warnings are in
order.
First, the reported "tar" and nicotine deliveries of
cigarettes are standardized machine measure;nents. They do
not necessarily represent the smoker's actual intake of these
substances. Evidence is now ~nounting that individuals who
switch to cioarettes with lowered "tar" and nicotine inhale
more deeply, smoke a great,er proportion of their cigarettes,
and in some cases smoke more cigarettes.
Second, "tar" and nicotine are not the only dangerous
chemical components of ci`arette smoke. Many conventional
filter cigarettes, in fact, may deliver -nore carbon monoxide
than nonfilter cigarettes.
Third, it has not been established that lower "tar" and
nicotine cioarettes have less harmful effects on the unborn
fetus andbaby; on women and men at high risk for developing
- coronary heart disease, such as those with elevated cholesterol
or high blood pressure; or on workers with adverse
occupational exposures. It has not been established that
switching to a lower "tar" and nicotine cigarette has any
salutory effect on individuals who already have smoE;ircgm-
related illnesses, such as coronary heart disease, chronic
' bronchitis, and emphysema.
Fourth, even the lowest yield cigarettes present health
hazards for both women and men that are very much higher
d than smoking no cigarettes at all.
The single most effective way for both women and men
smokers to reduce the hazards associated with cigarettes is
to quit smoking.
As this report demonstrates, little is known about the
effects of these product changes on the initiation,
maintenance and cessation of smoking, particularly among
women. It has not been determined whether the availability
of cigarettes with lowered "tar" and nicotine has made it
easier for young women to experiment with and beconne
addicted to cigarettes. It is not known whether smokers of
vii
TIMN 0048208

the iowest yield cigarettes are more or less likaly to attempt
~ to..--qut,, or to- succe-sd in, quitting, than smokers of
conventional filtertip or nonfilter cigarettes. The extent to
which the act of switch ing to a lower 11tar" cigarette may
serve as a substitute fo r quitting may differ among women
and men.
PUBLIC HEALTH RESPONSIBILITIES
This report, which includ=;s data compiled by individuals from
both-- ,ins%de and outside the Government, has confirmed in
every_ wa.y the judge:nent of the World Health Organization,
that there can no longer be any doubt among informed people
that cigarette smoking is a major and removable cause of ill
health and "premature death.
Each individual woman must make her own decision
about this significant health issue. Secretary Harris has
noted that, the role of the Government, and , all responsible
health professionals, Is ':o assure that this decision is an
Informed one. In issuin_; this report, we hope to help the
public health community' a.:complish this purpose.
Julius. B. Richmond, M.D.
Assistant Secretary for .
Health and Surgeon Gener1l

ACicNOwLEDGEMENTS
This report was prepared by agencies of the U.S.
Department of Health, Education and Welfare under the general
editorship of the Office on Smoking and i-iealth, f ohn IM.
Pinney, Director. Consulting scientific editors were David M.
Burns, Assistant Clinical Professor, Pulmonary Division,
University of California at San Diego, San Diego, California
and John H. Holbrook, M.D., Assistant Professor of Internal
Medicine, University of Utah Medical School, Salt Lake City,
Utah. '
Introduction and Summary
Office on Smoking and Health
Patterns of Cigarette Smoking
Office on Smoking and Health
Jeffrey E. Harris, M.D., Ph.D., Assistant Professor,
Department of Economics, Masasachusetts Institute of
Technology, Cambridge, Massachusetts; Clinical
Assoeiate, Medical Services, Massachusetts General
Hospital, Boston, Massachusetts.
Overall Mortality
National Heart, Lung, and Blood Institute
Eugene. Rogot, Division of Heart and Vascular
Diseases, National Heart, Lung, and Blood Institute,
National Institutes of Health, Bethesda, 'vlaryland;
Thomas J. Thom, Division of Heart and Vascular
Diseases, National Heart, Lung and Blood Institute,
National Institutes of Health, Bethesda, Maryland
Morbidity
National Center for Health Statistics
Ronald W. Wilson, M.A., Chief, Health Status and
Demographic Analysis Branch, Division of Analysis,
+ National Center for Health Statistics, Hyattsville,
Maryland.
Cardiovascular Diseases
National Heart, Lung, and Blood Institute.
G.C. McMil/an, M.D., Ph.D., Associate Director for
Etiology of Arteriosclerosis and Hypertension,
Division of Heart and Vascular Diseases, National
Heart, Lung, and Blood Institute, National Institutes
of t-lealth, Bethesda, Maryland.
xi
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r.UIMN 004

Cancer
National Cancer Institute ~ ~
Jesse L. Steinfeld, M.D., Dean, Medical College of
Virginia, Richmond, Vi rginia.
Non-Neoplastic Broncilopulmonary niseases
National Heart, Lung, and Rlood Institute
Richard A.. ' Pordow, M.D., Associate Research
Physiologist, 'Univers4iy of California at San nPeRo,
San Diego, 'California;-Claude J'.M: Lenfant, M.D.,
Director, Divisiort of Lunj Disease, National Heart,
Lung, 'and' Riood Institute, National Institutes of
Health, gethesda; Maryland
Barbara Marzetta Liv, Division of Lung Disease,
National Heart, Lung, 'and Rlood (nstitute,
I nstitutes of ' Health, [? ethesda; 'Maryiand
National
Eric R. Jurrus, Division "of Lung- Disease, National
: Heart, Lung, and Bloo i Institute, National - Institutes
of ` Health, Bethesda, M;ryiand.
. irttei'action ' Between Smoking and nccupatiortal
. Exposures '. -s - ,
` National Institute of O-:cupational Safety and Health
+ jeanrte= Steelman, = Ph:D., American 'Health
= Foundation, New York,, New° York °
Steven D. Stellman, Chief, Division' of Health &
Toxicology, ° American 'Nealth ' 'Foundatiort, New York,
`4New'~'ork' : .
' ' Pregnancy . and Infant H-;alth ''
' . 'NYtionai`. Institute of Child
Development:' :`
Health and Human
Eileen G. Hasselmey-sr, Ph.D., R.N., Associate
'birector - for ~ Scientific' Review, National Institute of
°`- Child ' Health ` and` , H.iman ' Development, National
'1nstitutes of Health, Re-,hesda 'Maryland.
Mary '~:Meyer, .' Associate Professor of
Epidemio'logy; ' Johns - Hapkins University °School of
Hygiene and Public Heal th, Paltimore, Maryland. -
Lawrence D. Longo, M.D=, Professor of Physiology and
'-nbstertrics and' Gynecology,- Loma ~Linda University
School of Medicine, Lom i Linda, California - .
Donaid R. + Mattison, ` M.D., Senior Investigator,
Pregnancy : Research Pranch, National Institute of
Child Health and'. Human- Development, National
%' 1 nstitutes of Health, Betilesda, Maryland.
dictL}14
VtAI'''Ji1VL

Peptic Ulcer
National Institute of Arthritis, Metabolism and
Digestive Diseases
Travis E. Solomon, M.D., Ph.D., Center for Ulcer
Research and Education, VA Wadsworth Medical Center
and UCLA School of Medicine, Los Angeles, California
Janet Elashoff, Ph.D., Center for Ulcer Research and
Education, VA Wadsworth Medical Center and UCLA
School of Medicine, Los Angeles, California.
Interactions of Smoking with Drugs, Food
Constituents and Responses to Diagnostic Tests
Cheryl Fossum Graham; Division of Drug
Experience, Office of Biometrics and Epidemiology,
Bureau of Drugs, Food and Drug Administration.
Psychosocial and Rehavioral Aspects of Smoking
in Women
Initiation, Maintenance, and Cessation
Ellen R. Gritz; Ph.D., Research Psychologist,
Veterans Administration Medical Center, Rrentwood,
California and Associate Research Psychologist,
Department of Psychiatry and Fehavioral Sciences,
School of Medicine, University of California, Los
Angeles, California.
Ann 'Frunswick, Ph.t?., Senior Research Associate .
(Sociomedical Sciences), Center for Sociocultural
Research on Drug Use, School of Public Health,
Columbia University, New York, New York.
Karen L. Bierman, M.A., C?epartment of Psychology,
University of California, Los Angeles, California.
The editors acknowledge with gratitude the many
distinguished' scientists, physicians, and others who
assisted in the preparation of this report by coor-
dinatinfg manuscript preparation, contributing criti-
cal reviews of the manuscripts or helping in other
ways.
Elvin A. Adams, M.D., M.P.H., Practicing Internal
Medicine, Fort Worth, Texas.
Josephine D. Arasteh, Ph.D., Health Scientist
Administrator, Human Learning and Behavior Rranch,
Center for Research for Mothers and Children,
National Institute of Child Health and Human
.
TIMN 0048212

Development, National Institutes of Health, Rethesda,
M aryiand.
Lester Breslow, M.D., M.P.H., Dean, School of Public
Health, University of California at Los Angeles, Los
Angeles, California.
A. Sonia Buist, M.D., Associate Professor of Medicine
& Physiology, University of Oregon Health Sciences
Center, Portland, Oregon.
David M. Rurns, M.D., Assistant Clinical Professor,
Pulmonary Division, University of California at San
, Delgo, San Diego California.
Thomas C. Chalmers, M.D., President and Dean, Mount
Sinai Medical Center, New York, New York.
' Florence L. Denmark, Ph.D., Professor of Psychology,
i Ph.D. Programs in Psychology, City University of New
f York, New York, New York.._
Robert M. Donaldson, Jr., M.D., Chief, Medical
Services, Westhaven Veterans Hopitai, Westhaven,
Connecticut.
", Joseph T. Doyle, M.D., Professor of Medicine and
Head, Division of Cardiology of the Department of
Medicine, Albany Medical College of Union University,
Albany, New York.
Elizabeth M. Earley, Ph.D., Chief, Section of
Cytogenetics, Division of Pathology, Rureau of
Biologies, Food and Drug Administration, F?ockvilie,
Maryland.
f Bernard H. Ellis, Jr., Program Director for Smoking
; and Occupational Activities, Office of Cancer
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i nstitutes of Health, Bethesda, Maryland.
Diane Fink, M.D., Associate Director, Medical
Applications of Cancer Research and Coordinator,
Smoking, Cancer, and Health Program, National
Cancer Institute, National Institutes of Health,
Bethesda, Maryland.
Harold E. Fox, M.D., Associate Professor of Clinical
; Obstetrics and Gynecology, Deoartment of Obstetrics
and Gynecology, Columbia Presbyterian Medical Center,
and Medical Director, Western and Upper Manhattan
Perinatal Network, New York, New York.
Joseph H. Gainer, D.V.M., Veterinary Medical Office,
Division of Veterinary Medical Research, Bureau of
Veterinary Medicine, Food and Drug Administration,
; Rockville, Maryland.
xiv
T7MN 0048213

Stanley N. rershoff, Ph.n., Director, `!utrition
Institute and rhairman, rraduate nepartment of
Nutrition, Tufts University, ~Aedford, Massachusetts.
Sharon 'A. Hall, Ph.!?., Assistant °rofesscr,
University of California at San Francisco, Lanaley
Porter Neuropsychiatric Institute, San Francisco,
California.
Jane Halpern, M.n., ASPER, Office of Health and
Disability, United States Department of Labor,
Washington, D.C.
Reatrix A. Hamburg, Research Psychiatrist,
Laboratory of Development Psychology, National
lnstitute of Mental Health, National Institutes of
Health, Rethesda, Maryland.
Virginia G. Harris, M.D., Director, Maternal and
Child Health, Onondago County Health Department,
Syracuse, New York.
John H. Holbrook, tiA.D., Assistant Professor of
Internal Medicine, University of Utah `"edicat School,
Salt Lake City, Utah. ,
Stanley James, M.D., Professor of Pediatrics,
Obstetrics, and Gynecology, College of physicians
and Surgeons, Columbia Preshyterian Medical Center,
New York, New York.
Hershel Jick, M.n., noston Collaborative Drug
Surveil-lance Program, Boston University PRedical
Center, Waltham, Massachusetts.
Reese T. Jones, "".n., Professor . of Psychiatry,
Department of Psychiatry, University of California at
San Francisco, Langley Porter Neuropsychiatric
Institute, 'San Francisco, California.
Philip Kimbel, -~".1?., Head, Pulmonary niseases
Section, Albert Einstein ft4edical Center,
Philadelphia, Pennsylvania.
Jan '0/. Kuzma, Ph.ll., Chairman and Professor of
Biostatistics, Department of Riostatistics and
Epidemiology, Loma Linda University, Loma Linda,
California.
Abraham Lilienfeld, M.D., M.P.H., O.Sc.,University
Distinguished Service Professor, Jot+ns Hopkins School
of Hygiene and Public Health, Raltimore t1aryiand.
Harold A. Menkes, M.D., Associate Professor of
P4edicine, Department of Medicine, Johns Hopkins
University, Raltimore, Maryland.
Kenneth A"oser, M.D., Professor of Medicine and
xv
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,.~ AQ,7.14

Director, Pulmonaiy Division, University of
California, San Diego, California.
Mariquita:AFMuilan, N-itional Institute of Occupational
Safety and Health, R)ckvil le, Maryland.
Janyce E. Notopoulo-;, Program Analyst, Office of
Planning and Eval iation, National Institute of
Child Health and Human f)evelopment, National
1 nstitutes of Health, Bethesda, Maryland.
Albert Oberman, M.D., . Director, Division of
Preventive Medicine, School of Medicine, University
of Alabama,. Rirminghim, Alabama.
Ralph S. Paffenberger, Jr., M.D., Professor of
Epidemiology, Depa,tment o.f Health Services,
California State Health Department, Berkeley
California. .
Richard Peto, - M_0., Radeliff Clinic, Oxford
University, Oxford, E,rgland. Malcolm C. Pike, PFi.D., Professor, Community and
Family Medicine, S-:hool of Medicine, University
of Southern California at Los Angeles, Los Angeles,
California. . Ovidt R. Pomerleau, Ph.D., Professor of Psychology
and Ps.yohiatry,. Univ-rrsity of Connecticut School of
Medicine, Farmington, Connecticut.
Phi!! H. Price, M_r),, Chief, Metabolic Products
Branch, Division of Ruminant Species, Bureau of
Veterinary Medicine, Food and nrux Administration,
Rockville, Maryland.
Mrs. Dorothy Pechman Rice, Director, National Center
for Health Statisti;s, Office of the Assistant
Secretary for, Health. Hyattsvile, Maryland.
Anthony Robbins; M-i i., Director, National Institute
of Occupational Safety and Health, Center for nisease
Control, Rockvil le, Ma -yland. - .
Harold P. Roth, M.D,$ Associate Director for
Digestive Diseases & Nutrition; National Institute of
Arthritis, Metabolis,ti, and Digestive Diseases,
National Institutes of Health, Bethesda, *Maryland.
Philip Sapir, Special Assistant to the Director for
Behavioral and Socia l Sciences -and Chief, Human
Learning and Pehavior-ii Branch, Center for -Research
for Mothers and Children, National Institute of Child
Health and Human Devetopment, National Institutes of
Health, Bethesda, Maryiand.
Marvin A. Schnieder.ma-i, Ph.D., Associate Director for
,.~._,.,._~....~.a.., : ~ .u..: .;-.--..-
. ........ T _ ~.,
~

Scieoce Policy, National Cancer Institute, National
Insti[utes of Health, Pethesda, k'arviand.
I rvin;t J. Setikoff, M.D., Professor, Mount Sinai
Merli,.at Center, New York, New York.
S. i. Shihko, Ph.D., Chief, Contaminants and Natural
Toxicants Pranch, Division of Toxicology, Rureau of
Foods, Food and Rrug Administration, P.ockville,
Maryl=.nd.
Jeremiah Stamler, Chairman, Department of Community
Health and Preventive Medicine, ' Northestern
Univer-;ity Medical School, ChicaAo, Illinois.
Jesse Steinfeld, M.D., Dean, Medical College of
Virgini:t, Richmond, Virginia
John ,. Vanderveen, Ph.D., Director, Division of
Nutrition, Rureau of Foods, Food and nrug
Administration, Rockvitle, Maryland.
Eve W= inhlatt, Assistant Director, Department of
Researc7t and Statistics, Health Insurance Plan of
Creater New York, New York, New York.
Samuel S. C. Yen, Rl.n., Professor and Chairman,
DepartmOnt of Reproductive Medicine, University
of [:alifcrnia, San Diego, LaJolta, California.
The editors also acknowledge the heiE, of the following
staff who among others assisted in the preparation of the
reoort.
John L. pagrosky, Acting Associate Director for
Program Operations, Office on Smoking and Health,
Rockviile, Maryland.
Jacauetine 0. Rlandford, Clerk-Typist, Office on
Smoking and Health, Rockville, Maryland.
Petty Rud,,, Secretary (TypinP), Office on Smoking
and Health, Rockvilie, Marvland.
John F. Hardesty, Jr., Public information Officer,
Office on Smoking and Nealtb, Rockville, Marvtand
Patricia E. Healy, Clerk (Typing), Office on Smoking
and t-iealth, Rockvilie, Maryland.
Douglas T. Howard, Jr., Ph.D., Senior Editor, Koba
A ssociates, Washington, D.C.
Robert S. Hutchings, Associate Director for
i nformation and Program t,evelopment, Office on
Smoking and Health, Rockville, Maryland.
Margaret E. :Cetterman, Secretary (Typing), Office on
Smoking and aeatth, Rockville, Maryland.
xvii
4

Richard A. Lasco, Ph.D., Rureau of Health, Education,
nter for_,,,Disease. Control, Atlanta, Georgia.
Ce,
Frances Lazerow, Vice-President, Koba Associates,
Washington, D.C.
Joanne Luoto, M.D., M.P.H. Medical Office, Office on
Smoking and Health, Rockville, Maryland.
Jack R. Maples, Senior Research Associate, Koba
Associates, Washington, D.C. _
Marianne R. McCarthy, Pt+.Ll., Director of Technical
Support Services, Koha Associates, Washington, D.C.
Marjorie L. Olson, Secretary (Stenography), Office on
Smoking and Health, Rockville, Maryland.
Keiley __L.,_Phillips, M.D., AR.P.H., Expert Consultant,
Office on Smoking and Health, Rockville, Mayland.
David L. Pitts, Public Health Advisor, Operations
Praneh, Nutrition Division, Rureau of Smallpox
Eradication, Center for nisease Control, Atlanta,
Georgia.
Donald R. Shopland, Technical Information Officer,
Office on Smoking and Health, Rockville, Maryland.
Linda R. Spiegeiman, Administration Assistant,
Office on ,°moking and Health, Rockville, Maryland.
Carol M. Sussman, Technical Publication
Writer/Editor, Office on Smoking and Health,
Rockville, Maryland.
Ronald G. Thomas, Public Health Analyst, Office on
Smoking and Health, Rockville, Maryland.
Selwyn M. WainRrow, Public Health Analyst, Office an
Smoking and Health, Rockville, Maryland.
Ann E. Wessel, Public Health Analyst, Office on
Smoking and Health, Rockville, Maryland.
Carole L. Winn, Assistant Chief, Clinical Chemistry
Standardization Section, Clinical Chemistry Division,
Metabolic Plochemistry Rranch, Pureau of
Laboratories, Center for Disease Control, Atlanta,
Georg ia.
TIMN 0048217

CONTJVTS
INTRODUCTION AND SIAtAARY ............................t
PART I
.x
.
PATTERNS OF SMDK I NG AMCNG W+CMEN AND MEN I N
THE UNITED STATES, 1900 - 1979 ....................1S
The Rise of Cigarette Smoking:
1900-1950 ......................17
The Emergence of Filtertip
Cigarettes: 1951-1963......... 24
Increasing Public Health
Awareness: 1964-1979..........25
Exposure to Cigarette Smoke
Among Successive Birth
Cohorts .........................31
Cigarette Smoking Asnong Women...37
Sunmary .........................
PART II
BIOh1EDICAL ASPECTS OF SMOKING
OVERALL MORTALITY ...........................53
Mortality Trends.......................53
Epidemiological Studies ................5$
American Cancer Society 25 -
State Study ....................58
Swedish Study ...................60
Canadian Veterans Study......... 60
Japanese Study of 29 Health
Districts ......................60
British Doctors Study...........61
Framingham Heart Study..........61
British - Norwegian Migrant
Study ..........................62
Overall Mortality For Females-Cigarette
Smokers versus Non-Smokers............ 63
Mortality Ratios ................63
Amount Smoked and Age........... 63
Duration of Smoking .............72
i
r
r
xix
t
TIMN 0048218

.,
/
,
N®N®NEOPLAST I C BRONCPiOPUI.ArtCNARY D I SEASES ........... 160
Definitions ...........................160
Smoking and Respiratory "Aortaiity...... 161
Smoking and the Epidemiology and
Pathology of Chronic Obstructive Lung
Disease ............................... 166
Smoking and Respiratory PAorbidity...... 173
Smoking and Pulmonary Function.........182
Smoking and nEarly" Functional
Abnormalities ..................183
Smoking and Ventilatory
Function .......................187
INTERACTION BETWEEN SMOKING AND OCCUPATIONAL
EXPOSURES .........................................203
P REGNANC."Y
Smoking Patterns in tii/omen ..............204
Patterns of anployment.................208
The Reproductive Role ..................213
Specific Interactions Between
Occupational Exposure'and Smoking.....215
Asbestos ........................215
Cotton Dust .....................218
AM INFANT HEALTH ........................224
Smoking, Birth Weight, and Fetal Growth
................................224
Placental Ratios ................226
Gestation and Fetal Growth......229
Long Term Growth and Development
................................230
Role of Maternal Weight Gain....237
Smoking Fetal and Infant Mbrtal ity and
Morbidity .............................243
Spontaneous Abortion............ 243
Congenital Malformations........ 245
Perinatal Mortality .............250
; Cause of Death................... 252
Complications of Pregnancy and Labor...254
Preeclamsia .....................256
Preterm Delivery, Pregnancy
Complications and Perinatal
Mortality by Gestation........ 258
Long Term Morbidity and Mortality...... 263
Sudden Infant Death Syndrome....266
xxi
TIMN 0048220

Long Term''iorbidity and Nortality...... 263
Sudden Infant Death Syndrome....266
Vtechanisms ............................. 267
Experimental Studies ................... 270
Tobacco smoke ................... 270
Nicotine ........................270
Carbon monoxide .................272
Polycyclic aromatic hydrocarbons
...... ...........................275
Other components ................276
Fertility ..............................277
Smoking and Reproduction in
Women ..........................277
Smoking and Age of Menopause....278
Smoking and Reproduction in Men
................................278
Fertilization and Conceptus
Transport ......................279
PEPTIC tJLGER ................... 297
INTERACTIONS OF SMOKING WITH DRUGS, FaOD
CCNSTITtJENTS AND RESPONSES TO DIAGNOSIC TESTS..... 302
Women Smokers and Nonsmokers and Drug
Consumption Patterns ..................302
Aitered Clinical Response to Drug
Therapy by Smokers Compared to
Nonsmokers.......................304
:;
Oral Contraceptives and Smoking........306
Alterations in Normal Clinical
Laboratory Values In Women Smokers....308
The Influence of Smoking on the
Nutritional Needs of Women............309
PART lII
BEHAVIORAL ASPECTS OF SMOKING................... ..
PSYCHDSOCIAL AND BEHAVIORAL ASPECTS OF SMOKING IN
WOMEN: INITIATION, MAINTENANCE, AND CESSATION....318
Initiation of Smoking in Adolescent
Giris .................................318
,r1MN 0048221,

_........r, , v , .,uv I cDI.Glj 1. ucIt ar Iv#
...............................319
Prevalence and Patterns of
Adolescent Cigarette Use ....... 320
Prevalence ..................... 321
Age of initiation in
smoking ........................ 323
Number of cigarettes smoked ..... 326
Type of cigarette smoked ........ 326
Smoking Cessation ...............328
Smoking prevalence and ethnicity
...............................328
Alcohol and marijuana use....... 329
Demographic and Psychosocial Correlates
of Smoking in Adolescence ............. 329
Socioeconomic influences ........ 329
Family patterns ................. 330
Smoking among parents and
siblings ....................... 330
Peer group infiuence............ 332
Scholastic achievement and
aspirations .................... 334
Dynamic/Personality factors ..... 334
Predicti'ons of future smoking
behavior ....................... 336
Prevention of Smoking and Considera-
tions for Future Research ............. 338
Prevention of the initiation of
smoking ........................ 338
Research goals .................. 339
Maintenance of Smoking ................. 340
Smoking l3ehavior ................ 340
Patterns of cigarette
smoking ................... 340
Smoking prevalence and
ethnicity .................345
Pharmacological Effects of
Smoking ........................345
Nicotine ................... 347
Peripheral effects....347
Central effects....... 347
A possible role for nico-
tine in smoking mainte-
nance ..................... 347
Differences in nicotine
metaboiism................. 350
4
TIMN 0048222

.jinwKing and Stimulation Effects
...............................350
Smoktng Cessatio~ ....................352
Demographics.......................... 354
Age .............,....................354
Education ............................355
income...............................355
Occupation...........................355
Psychology of Changing Smoking Habits
....................................355
Treatment Studies.................... 356
The,Smoking Withd,awal Syndrome...... 364
Treatment Fiecom,ne,idat i ons,............365
Conclusion ....... :....... ............. 367
Dissemination of Information About
.Smoking .............................367
Health Attitudes and Behaviors
...............................367
Sources of tnformation......s...368
Health c-tre providers......368
Educator-,.......... ........
.37t}
Peer gro~ip.....,............371
Family......- ...............371
: Media...'...................371
.Advertising ................372
The failureto disseminate
information ...............373
Smoking aad weight control
........ .................373
Stress at Work_.... .............375
Smoking Habits of Health
Professionals,,,,,,
Physicians......... ...378
Psychsiogists......... 381
Nur.se;..... ........... 381
The Pregnant Smoker A Special
. Target........................... 385
Sources of info~mation.........,385
Physician Advic=...... .,.,,,,...387
Prevalence of Si-,oking and
Quitting during Pregnancy......392
Psychosocial Factors in Quitting
®

INTRODUCTION AND SUMMARY
INTRnDUCTION
The 1980 Report on the Health Consequences of Smoking
focuses upon the evidence relating cigarette smoking to health
effects in women. It is not presented as a detailed
discussion of the entire range of effects of smoking on
heaith. Such a detailed review of all existing evidence can
be found in the 1979 Report of the Surgeon General on
Smoking and Health. Instead, this volume on smoking and
women's health is offered as a review and reappraisal of
smoking and major health relationships specifically in women.
It is intended to serve the medical community as a unified
source of existing scientific evidence about health effects of
smoking cigarettes for women. As an examination of current
knowledge, it will logically lend itself to application in both
the personal and public health arenas.
its content is the work of numerous scientists within
the Department of Health, Education, and Welfare, as well as
scientific experts outside that organization.
This volume examines the major issues relating tobacco
use to women's health including trends in consumption, the
biomedical evidence of the health effects of cigarette usage
by women, and determinants of smoking initiation,
maintenance; and cessation.
This section summarizes the principal findings of this
report. It is hoped that the entire volume will serve to
highlight the established risks of smoking for women and their
children, as well as to define the areas in need of further
investigation.
SUMMARY
PATTERNS OF CIGARETTE SMOKING
0
1. Women have differed from men in their historical
onset of widespread cigarette use, in the rate of diffusion of
smoking among each new birth cohort, in their intensity of
cigarette smoking and their use of various types of cigarettes.
2. Men took up cigarette smoking rapidly at the
beginning of the twentieth century, especially during World
War I. Cigarettes rapidly replaced other forms of tobacco.
I
.
TIMN 0048224

and men current smokers has increased. The relationship of,
this finding to recent deciines in the average F.T.C. "tarn and
nicotine deliveries of cigarettes is not well understood.
10. With each successive generation, the smoking
characteristics of women and men have become increasingly
simifar.
11. Among women, the average age of onset of regular
smoking progressively declined with each successive birth
cohort--from 35 years of age for those born before 1900, to
16 years of age among those born 1951 to 1960. The
average age of onset of regular smoking among young women
is now virtually identical to that of young men.
12. Maximum smoking prevalence rates have declined
substantially in recent birth cohorts of men. Men born 1,931
to 1940 reached a peak smoking proportion of 61 percent
during 1960-62, while men born 1941 to 1950 reached a peak
smoking proportion of 58 percent in 1958-69. PRen born
1951 to 1960 reached a peak smoking proportion of 40
percent in 1976. Among recent cohorts of women, peak
smoking prevalence rates have declined to a much smaller
extent. Women born 1931 to 1940 reached a peak smoking
proportion of 45 percent in 1966-68, while women horn 1941
to 1950 reached a peak smoking proportion of 41 percent in
1970-73. Women born 1951 to 1960 reached a peak smoking
proportion of 38 percent in 1976. Among the generation born
1951 to 1960, the proportions of women and men smoking
'
:igarettes are now virtually identical.
13. The proportions of women and men smokers in each
?ge group have declined. Among those born before 1951, this
decline in smoking prevalence resulted mainly from smoking
e--ssation. Ry contrast, the observed decline in smoking
ps'evatence among younger men born 1951 to 1960 has resulted
from both smoking cessation and a lower rate of smoking
initiation. This decline in the rate of onset of smoking
among young men has not been observed for young women.
14. Recent survey data on adolescent smoking habits
rev'al that by ages 17 to 19, smoking prevalence among
wowen exceeds that of men. This finding supports the
con'iusion that the rate of initiation of smoking among young
men --but not that of young women--is declining. The future
ciga.ette use of the youngest generations of women is uncer-
tain.
15. With each successive birth cohort, the accumulated
years of cigarette smoking per woman has progressively
appro-tched the accumulated years of cigarette smoking per
3
0
10
i
T~N 0048226

W
man. Each successive birth cohort has also experienced
progessively smaller sex differences in the fraction of
lifetime years of smoking that represents filtertip cigarett&
use.
16. Among men born during this century, each
sueces.sive` birth cohort has thus far experienced fewer
cumulative years of cigarette smoking, higher proportionate
exposure to filtertip cigarettes, and lower smoking prevalence
rates. This relationship between birth date and cigarette
smoke exposure does not hold for women. Women born 1921
to 1940 have experienced suhstantialiy higher smoking
prevalence rates that earlier generations. Unless they cult
smoking in substantial numbers, these women, currently aged
40 to 59, will surpass older women in total years of cigarette
smoking per capita, the total years of nonfilter cigarette
smoking per capita, and in the total number of cigarettes
smoked. The healthconsequences of this enhanced exposure
to cigarette smoke among women are likely to be more
prominent in the coming decades.
MORTALITY
1. The mortaiity ratio for women who smoke
cigarettes is about 1.2 or 1.3 compared to nonsmokers.
2. Mortality ratios for women increase with the
ys
amount smoked. In the largest prospective study the mortality
ratio was 1.63 for the two-pack-a-day smoker as compared
to nonsmokers.
3. Mortaiity ratios are generally proportional to the
duration of cigarette smoking; the longer a woman smokes, the
greater the excess risk of dying.
4. Mortality ratios tend to be higher for those women
who begin smoking at a young age compared to those who
begin smoking later.
5. Mortality ratios are higher for those women who
report they Inhale smoke than for those who do not inhale.
6. Mortality ratios for women tend to increase with
the "tar" and nicotine content of the cigarette.
7. Mortality ratios- for female smokers are less than
for male smokers. This may reflect differences in exposUre
to cigarette smoke, such as starting smoking later, smoking
cigarettes with lower "tar" and nicotine content, and smoking
fewer cigarettes per day than men.
8. Women demonstrate the same dose-response
4
T
TIMN 0048227

relationships with cigarette smoking as men. An increase in
mortality occurs with an increase in number of cigarettes
smoked per day, an earlier age of beginning cigarette
smoking, a longer duration of smoking, inhalation of cigarette
smoke, and a higher "tar" and nicotine content of the
cigarette. Women who have smoking characteristics similar to
men may experience mortality rates similar to men.
Caution is necessary in drawing conclusions about the
magnitude of either the relative risks or the absolute risks of
smoking among women compared to men. Existence of a 25-
to-30 year interval between the marked increase in
consumption of cigarettes between men and women suggests
that current figures may not yet constitute a demonstration of
the maximal health effects of smoking in women.
b
MORBIDITY
The 1979 Report of the Surgeon General summarized the
information on smoking and morbidity as follows:
1. In general, female current cigarette smokers report
more acute and chronic conditions including chronic bronchitis
andJor emphysema, chronic sinusitis, peptic ulcer disease, and
arteriosclerotic heart disease, than women who never smoked.
2. There is a dose-response relationship between the
number of' cigarettes smoked per day and the frequency of
reporting for most of the chronic conditions.
3. The age-adjusted incidence of acute conditions
(e.g., influenza) foc women smokers is 20 percent higher for
women who had ever smoked than for nonsmokers.
Additional data from the Health Interview Survey (HIS) is
presented:
1. Currently employed women who smoke cigarettes
report more days lost from work due to illness and injury
than working women who do not smoke.
2. Limitation' of activity is reported more commonly
among women under the age of 65 who have ever smoked than
among those who never smoked.
CARDIOVASCULAR DISEASES
Coronary heart disease is the major cause of death among
both males and females in the U.S. population. The 1979
Surgeon General's Report clearly demonstrated the close
5
a
TIT4N 0
48228

association of cigarette ;moking and increased coronary heart
disease among males. This report reviews the evidence
associating cigarette sm.)king and *cardiovascular disease in
women:
1.' Coronary hear: disease, including acute
myocardial
infarction and chronic iachemic heart disease, occurs more
, frequently in women wio smoke. In 'general, cigarette
smoking increases the ri=k by a factor of about two, and in
younger women cigarett-v smoking may increase the risk
several fold. 2. Cigarette smoking is a major, independent risk
factor for coronary heart disease in women; it also acts
synergistically with other coronary heart disease risk factors
producing a risk greater ;han the sum of the individual risks.
3. The use of or-t1 contraceptives by women cigarette
smokers increases the ri ~k of a myocardial infarction by a
factor of approximately t-:n.
4. Women who smoke low "tar" and nicotine cigarettes
experience less risk for coronary heart disease than women
who smoke high ntar" an 1 nicotine cigarettes, but their risk
is still considerably great.r than that of, nonsmokers.
5. Increased levels of high-density lipoprotein (HDL)
are correlated with a reduced risk for an acute myocardial
infarction;. women cigareii,e smokers have decreased levels of
HDL. 0
6. Cigarette smc,';ing is a major, independent risk
factor for the deveiopwent of arteriosclerotic peripheral
vascular disease in wome i. Smoking cessation improves the
prognosis of - the disorder and has a favorable impact on
vascular patency following reconstructive surgery.
7. Women cigarette ;mokers experience an increased risk
for subarachnoid hemorrh2ge; the use of both cigarettes and
oral contraceptives appear-, to- increase synergiqtically the risk
for subarachnoid hemorrha_ie.
8. Women who smiCke cigarettes may be more likely to
develop severe or maligoant hypertension than nonsmoking
women.
CANCER
1. Cigarette smolk ing Is causally associated with
cancer of the lung, larynx; oral cavity, esophagus, and urinary
bladder in women as well as in men; it Is associated with
kidney cancer in women.

2. Cigarette smoking accounts for 18 percent of all
cancers newly di=.gnosed and 25 percent of all cancer deaths
in women. f n 1`)R0, 32,000 of the estimated 717,000 deaths,
or over one-quarier of the deaths expected from lung cancer,
will occur in worr en.
3. Women cigarette smokers have been reported to
have between 2.5 and .5 times greater likelihood of developing
lung cancer than ionsmoking women.
4. Among women the risk of developing lung cancer
increases with increasing number of cigarettes smoked per
day, duration of ;he smoking habit, depth of inhalation, "tar"
and nicotine conta:nt of the cigarette smoked. The risk is
inversely related to the age at which smoking began.
5. A dose -response relationship has been demonstrated
between cigarette smoking and cancer of the lung, larynx, oral
cavity, pancreas, = nd urinary bladder in women.
6. The rise in lung cancer death rates is currently
much steeper In w)men that In men. It is projected that the
age adjusted lung cancer death rate will surpass that of
breast cancer in t;ie early 1980s.
7. The rapid increase in lung cancer rates in women
is similar to but steeper than the rise seen in men
approximately 25 , ' fears earlier. This probably reflects the
fact that women first began to smoke in large numbers 25-30
years after the i tcrease in cigarette, smoking among men.
Thus, neither men nor women are protected from developing
lung cancer caused by cigarette smoking.
8. Cigarett: smoking has been causally related to all
four of the major histologic types of lung cancer in both
women and men, iorcluding epidermoid, small cell, large cell
and adenocarcinoma.
9. The use of filter cigarettes and cigarettes with
lower levels of "t ir" ~ and nicotine by women is correlated
with a lower risk -if cancer of the lung and larynx compared
to the use of *high "tar" and nicotine or unfiltered cigarettes.
The risk posed by smoking low "tar" cigarettes, however, is
c learly greater than that among females who never smoked.
10. After cessation of cigarette smoking, a woman's
risk of developing ung and laryngeal cancer has been shown
to drop slowly, equalfing that of nonsmokers after 10-15
years.
11. Excessive ingestion of alcohol acts synergistically
with cigarette smok'ng to Increase the incidence of oral and
laryngeal cancer in women.
7
0
0
~ o°4g23o
Ti1~

NON-NEOPLASTIC BRON,:HOPULMONARY DISEASES
1. Recent statis :ics indicate a rising death rate due
to chronic obstructive twig disease (COLD ) among women. The
data available demonstraie an excess risk of death from COLD
among smoking women oier that of nonsmoking women. This
excess risk is much gre ,ter for heavy smokers than for light
smokers. .
2. Women's total risk of COLD appears to be
somewhat lower than men's, a difference which may be due= to
differences in prior smoking habits.,
3. The prevalanc_ of chronic bronchitis varies directly
with cigarette smoking, increasing with the number of
cigarettes smoked per da;,.
4. There is conflicting evidence. regarding differences
in . the prevalence of chironic bronchitis in women and men.
Several recent studies :uggest that there is no significant
difference in the prevatence . of chronic bronchitis between
male and female smokers. This may be the result, however,
of increasingly similar smoking behavior of women and men.
5. The presence )f emphysema at autopsy exhibits a
dose-response relationship with cigarette smoking during life.
6. There_ is a close relationship between cigarette
smoking and chronic cou_;h or chronic sputum production in
women, which increases w th total pack-years smoked.
7. Women curren? smokers have poorer pulmonary
function by spirometric testing than do female ex-smokers or
nonsmoker.s, a relationsh'p .which . Is dose-related to the
number of cigarettes smok ed. .
1 NTERACTf ON SETWEEN SM OKI NG AND OCCUPATt ONAL
EXPOSURE
: 1. The 1979 Surg-~on General's Report identified the
ways In which . smoking cigarettes may interact with the
occupational environment. . They include:
a) Facilitation of absorption by physical
contamination of cigarettes_,
b) Transforma;,ion of workplace chemicals into
more ~toxic substances,
c) Addition of the exposure to a toxic constituent
of tobacco smoke ' to a ;oncurrent exposure to the same
constituent present in the =.rorkplace,
d) Addition 'of , a health effect . due to
J.- -
;
~:- -
_
;:.
,w."°:xr;. . .. . .................. ; -::x;:
c: _- .----'=.: ^::.. - ;-~~~
-w.~
. . ..:
~:~»~ ~ ::~ ~'.
..........:::..... =
.......:Y~~
. ....
~ r~ ----- --`-.:~._

environmental exposure to a similar health effect due to
smoking,
Yl
e) Synergy of exposures, and
f) Causation of accidents.
2. Women are entering occupational environments with
greater frequency, and thus may be experiencing greater
exposures to physical and chemical agents.
3. Cohorts of women with a greater prevalence of
smoking are currently reaching the ages of maximal disease
occurrence, replacing earlier cohorts with lower cigarette
exposures.
4. Physiologic differences in hormonal status between
males and females constitute a potential source of differing
responses.
5. Women in the workplace who are pregnant present
a nine-month exposure opportunity, including potential
teratogenic and perinatal mortality effects.
6. Concurrent exposure of women to smoking and
asbestos resulted In a clear excess of cancer of the lung.
7. Women smokers exposed to cotton dust run a higher
risk of developing byssinosis, bronchitic syndromes, and
abnormal pulmonary function tests than nonsmoking women.
PREGNANCY
1. Babies born to women who smoke during pregnancy
are, on the average, 200 grams lighter than babies born to
comparable nonsmoking women.
2. The relationship between maternal smoking and
reduced birth weight is independent of all other factors that
influence birth weight including race, parity, maternal size,
socioeconomic status, and sex of child; It is also independent
of gestational age.
3. There is a dose-response relationship between
maternal smoking and reduced birth weight; the more the
women smokes during pregnancy, the greater the reduction in
birth weight.
4. If a woman gives up smoking early during
pregnancy, her risk of delivering a low birth weight baby
approaches that of a nonsmoker.
5. The ratio of placental weight to birth weight
increases with increasing levels of maternal smoking,
reflecting a considerable decrease in mean birth weight and a
slight increase in mean placental mass; this may represent an
9
TIMN 0048232

adaptation to relative fetal hypoxia.
_6. The pattern- o_` fetal growth retardation that occurs
with maternal smoking° .' is a decrease In all dimensions
including body length, chest circumference, and head
circumference.
7. Maternal smo-.ing during pregnancy may adversely
affect the child's long-t-:rm. growth, intellectual development,
and behavioral characteri ;tics.
~ 8. Maternal smoking during pregnancy exertss a direct
growth-retarding- effect oR the` fetus; this effect does not
appear to. be mediated by reduced maternal appetite, eating or
weight gain.
9. The risk of s;Yontaneous abortion, fetal death; and
neonatal death increases directly with increasing levels of
maternal smoking during pregnancy; Interaction of maternal
smoking with other factors which increase perinatal mortality
may result in an even gr :ater risk. _
10. Excess deaths of smokers' infants are found mainly
in the coded cause. categories. of "unknown" and ."anoxia" for
fetal deaths., and the categories of "prematurity alone" and
."respiratory dif,ficulty" f)r neonatal deaths; this suggests that
the excess deaths are Jue~ to problems : of the pregnancy,
rather than.to abnormalities of the fetus or, neonate.
11. Increasing Ieyas of maternal smoking result. in a
highly significant increase in the risk of abruptio placentae,
placenta previa, bleeding eariy or late in pregnancy, premature
and prolonged rupture of membranes, and preterm delivery--
all of which carry high risks of perinatal loss. , -
12. Although there Is little effect of maternal smoking
art mean - gestation, the proportion of fetal deaths and live
births that occur before. term- increases ~.directly with, maternal
smoking level. . Up..to -14. percent of all preterm deliveries in
the United States , may be '.attr.ibutable to maternal smoking.
13. The inc.idence of pre-eclampsia as decreased among
women. who smoke during pregnancy; however, If pre-eclampsia
develops in a smoking wc-man, the:: risk of perinatal _ mortality
is markedly, increased. . - . . . .
14. An infant's 'risk.~ of developing the "sudden infant
death syndrome" is inco-eased by maternal smoking during
pregnancy.. .
" - 15. There are. insm fficient data to support a. judgement
on whether maternal -.indJor paternal cigarette smoking
Increases the risk of con;enitai malformations.
16. . Infants and c: ildren born ' to smoking mothers may
experience more tong-terin morbidity than those born to non-
;__...~..~~.

smoking mothers; however, studies usually cannot distinguish
between the effects of smoking during pregnancy and the
effects of the infant's or child's passive exposure to cigarette
smoke after birth.
17. Studies in women and men suggest that cigarette
smoking may impair fertility.
18. Experimental studies on tobacco smoke, nicotine,
carbon monoxide, polynuclear aromatic hydrocarbons, and other
constituents of smoke help define pathways by which maternal
smoking during pregnancy may exert its aforementioned
effects.
PEPTIC ULCER DISEASE
The 1979 Surgeon Generalls Report included evidence that
cigarette smoking in males was significantly associated with
the incidence of peptic ulcer disease and increased the risk
of dying from peptic ulcer disease by approximately 'twofold.
The effect of smoking on pancreatic secretion and pyloric
reflux demonstrated among men may provide a mechanism by
which peptic ulcers develoo.
1.. Female smokers show a prevalence of peptic ulcer
higher than that of nonsmokers by approximately two-fold.
2. The effect of cessation on healing is not known.
1 NTERACTIONS OF SMOKI NG WITH DRUGS, FOOD
CONSTITUENTS AND RESPONSE TO DI.A:GNOSTiC TESTS
Most published studies investigating the effects of cigarette
smoking on drug use have been performed on mixed
populations; factors specific for women have not been
demonstrated to date. It has, however, been clearly
demonstrated that women are prescribed and consume more
prescription drugs -than men.
1. Studies of selected drugs indicate that smoking may
affect clinical responses and alter the dose required for an
effective therapeutic result.
2. Smoking interacts with oral contraceptive use to
increase the risk of myocardial infarction and subarachnoid
hemorrhage.
3. Common clinical laboratory parameters are altered
in smokers compared to nonsmokers; the health significance of
these changes is unknown.
11
TIMN 0048234

concern over future social and economic roles. This stress
may be the common mechanism producing the increased rates
of smoking in some groups.
12. The factors associated with successful quitting by
adolescents of either sex are lower number of cigarettes
smoked per day, higher educational aspirations and
achievement, greater acceptance of the health risk of smoking
and having more nonsmokers among their friends.
13. it is possible that women and men modify their
smoking in order to maintain a constant nicotine level.
14. Women are more likely than men to smoke in order
to reduce stress.
15. Women at higher education and income levels are
more likely to succeed in quitting. Additional factors
associated with successful quitting are a strong commitment to
change, the use of behavioral techniques and the reliability of
social support for quitting. Women have been reported to
show lower rates than men of successful cessation following
organized cessation programs, a difference which is less
apparent in those programs which include social support.
,
0'r
:
13
,..
~IMN o04823

!-- b"`1 !T, e
PATTERNS OF SNiOK! NG
,
.
TIMN 0048237

PATTEt2N`i OF SMOKING
I NTRODUc :TION
This chapter traces the evolution of cigarette smoking among
successive generations of American women and men during the
twentieth century. The available evidence demonstrates that
women have differed from men in their historical onset of
widespread cigarette use, in the rate of diffusion of srnoking
among eacii new birth cohort, in their intensity of cigarette
smoking, arid their use of various types of cigarettes.
Fou, main conclusions emerge from this analysis.
First, althcugh men rapidly took up smoking during the early
decades of this century, the proportion of adult female
cigarette sriokers did not exceed one-quarter until the onset
of LJor1d War I1. The peak intensity of smoking occurred
among wom=n born after 1920. Secdnd, as a result of higher
past rates r-f quitting and lower past rates of initiation among
men, as w:lt as changes in the cigarette consumed, the
smoking characteristics of women and men are now becoming
increasingly similar. Third, the prevalence of cigarette
smoking among adult American women and men is declining.
This conclusion applies to all age groups, but with less
certainty to the youngest generation of women. Fourth,
increasing pliblic awareness of `the health consequences of
smoking has resulted in significant changes in the nature of
the cigarette product. Yet little is known about the effects
of these product changes on the initiation, maintenance and
cessation of -;moking, particularly among women.
Since :he last review of cigarette smoking in the 1979
Report of the Surgeon General '(26), two new national surveys
have been performed under the sponsorship of the National
Center for Health Statistics and the National Institute of
Education. This chapter relies in part on the recent,
preliminary re_;ults of these surveys.
The Rise of Cigarette Smoking: 1900 - 1950
Althoug h the use of cigarettes in the United States was
observed as e-irty as 1854 (44, 50), consumption did not
increase dramaHcally until after 1900. As shown in Figure 1,
per capita consumption of all types of cigarettes increased by
more than tenfold from 1900 to 1920. Despite a trarlsient
17
.,
i
~ .
e
TIMN 0048238

b
decline during the (;reat nepression, consumption increased
from 665 cigarettes per capita in 1 n7f) to ?,57? cigarettes
per capita in 1950 (52).
A continuous, nationally representative series of
smoking prevalence rates during the period 1900 to 1 QSn is
not publicly available. Nevertheless, numerous sources can he
pieced together to characterize the differential growth of
cigarette smoking among women and men.
Figure 2 depicts estimates of the percentage of male
and female current cigarette smokers in the greater Milwaukee
area, as compiled by the Milwaukee Journal (4n), In 1093,
the first reported year of this survey, 51.R percent of males
aged 1 R years and over smoked cigarettes. Sixty percent of
male cigarette smokers also smoked pipes or cigars. In total,
97 percent of adult males used some type of tobacco (4n).
Although earlier survey estimates of male smoking rates
are unavailabie, it appears that the rise of cigarette
consumption prior to 1023 reflected both the conversion of
established male non-cigarette tobacco users to cigarette
smoking and the recruitment of a new generation of younger
male smokers during World War lo Innovations in cigarette
production and marketing have been cited as influential fac-
tors in this rapid growth (41, 50, 60). Camel cigarettes, a
blend of lighter Purley smoking tobaccos with previously
dominant Turkish cigarette tobaccos, were introduced in 1913
and within months attained a national market. Two similar
brands, Lucky Strike and Chesterfield, followed in 101r, 'and
1910, respectively (41, 50, F9). Ruring World War 1, the lvar
Industries °oard estimated that soldiers of the Allied Armies
consumed FO to 7n percent more tobacco than they had used
in civilian life (3n, 11).
Cigarettes continued to dominate other forms of
tobacco among male smokers throughout the 1020s and 1930s.
Ry 1935, 62.5 percent of adult males in the greater
P"ilwaukee area smoked cigarettes (Figure 2), while the
percenta¢es of pipe and cigar users had declined substantialiv.
Average cigarette consumotion freauency among men smokers
increased from 3.7 packs per week in 1073 to d.R packs per
week in 1935 (40).
Consumption amon¢ men accelerated during World War II
(Figures 1 and 2). In 1 Q44, more than 75 percent of
cigarettes produced in the 11.5. were distributed to overseas
forces, tvpicatly for free or at low cost, to the point where
subseeuent shortages developed in the domestic market (31,
d1 ). Ry 1 o4R, F7.1 percent of adult males in the Milwaukee
.
40

.W
FIfaURE 2--Percentage of adult current cigarette smokers In the
groater Milwaukee ana, 1924-1979.
8®
s
o
50
40
30
20
10
0
t9
00 1910
s80
>930 19a0 1950
YEAR
5ource: Milwaukee Journal comsumer analyses (4p)
' Priorto 1941, the wording of th e question el iciting cigarette use and th e type of
respondent are not recorded. From 1941 to 1954, men were asked, "Do you
smoke cigarettes?" while all respondents were asked,"Do any women in your
family smoke cigarettes ?" From 1955 to 1959, all respondents were asked,
"Do any men (women) in yourhousehotd smoke cigarettes with (without) a filter
tip?" From 1960 to 1965 and in 1967, both men and women were asked"Have
you bought, for your own use, cigarettes with (without) a filter tip in the past 30
days?" In 1966 and from 1968 to 1979, both men and women were asked.
"Have you bought, for your own use, cigarettes with (without) a filtertip in the
past 7 days?" All percentages reflect adults aged 18 years and over.
20
T
MEN i
i
WOM
ML WAUCM
SER JOIJR
IES
~
>920 196o 1970
TIMN 0048241

n
area smoked cigarettes (Figure 2). This estimate of the
prevalence of cigarette use among urban rnen is confirmed by
other local consumer surveys performed in that year. For
example, in 1949, adult male smoking rates were 69.1 percent
in Omaha, 67.4 percent in Birmingham, 69.4 percent in
Philadelphia, 63.9 percent in Seattle, and 63.4 percent in San
Jose (39).
The growth of cigarette smoking among women occurred
much later in the face of strong social taboos. Gottsegen
noted that "the ultra smart set and women social leaders
began to smoke at the turn of the century" (15). By 1906,
American "girl stenographers° were reported smoking
cigarettes clandestinely (5). By 1919, some younger women
in New York were reported smoking at dinner parties "with a
trace of defiance" (52). By 1922, New York women were
smoking openly on the streets and in bus stops (10).
The first advertisement showing a women smoking was
Lorillard's 1919 publicity for Helmar cigarettes (46, 50). In
1926, a. young women in a Liggett and Myers' Chesterfield
advertisement did not smoke but pleaded, "Blow some my way"
(6). In April, 1927, a Philip Morris advertisement for
Marlboro cigarettes noted that "women, when they smoke at
all, quickly develop discriminating taste," and that Marlboro
cigarettes were as "mild as .,,1ayR (2). In 1928, a Lucky
Strike advertisement urged women to "reach for a Lucky
instead of a sweet" (33, 43, 50). In 1934, Eleanor Roosevelt
smoked cigarettes publicly (28). By, 1940, handbags and
cosmetic compacts were typically designed to hold cigarettes
(17).
Although the Milwaukee Journat (40) reported that 16.7
percent of adult women smoked cigarettes in 1934 (Figure 2),
prior estimates of womenIs smoking prevalence are sporadic.
Wessel estimated that women consumed 5 percent of all
cigarettes in 1924 (68). Moody's Investors Service estimated
that women smoked 12 percent of cigarettes in 1929 (45).
The average daily consumption of women smokers, as compared
to men smokers, is not documented for that period. If men
smokers consumed approximately twice as many cigarettes per
day as women smokers (cf. the Milwaukee Journal's 1934
survey report that women's consumption frequency was 135
packs per year as compared to 244 packs per year for male
smokers), and if the estimates of male smoking prevalence
rates in Figure 2 are taken as nationally representative, and
if there were approximately 5 percent more adult males than
adult females during the 1920 to 1930 decade, then Wessel's
21
a
TIMN 0048242

estimate yieids a 6 percent adult female smoking prevalence
in 1024 and Moodyls estim ite yields a 16 nercent prevalence
in 19?9 (53).
The Milwaukee journal series in Figure 2 must be
interpreted in light of changes in the type of survey
respondent and the wordin:; of questions designed to elicit
smoking practices (see can;.ion to FiRure- 1). Moreover, this
urban population series may not be renresentative of all
American women. Nevertheless, the publicly available survey
data sources are consistent with the conclusion that smokinp
rates among women did not exceed one-euarter until the onset
o f 1Vor ld War 1 f.
Rased * on 1n,000 ahplications for insurance oolicies
during 1930 to 1440, Ley (34) estimated ai;e-standardized
smoking rates of 63.9 per.;ent of men and 2A.R percent of
women aged 15 years and cver. In 1935, Fortune Magazine,
in the first nation-wide ;urvey (14), reported that 52.5
percent of adult men and 18.1 percent of adult women smoked
cigarettes. (See Table 1 below). . Among those under 40
years of age, $5.5 percent _,f inen and 2A.7 percent of -wornen
y were smokers. Among thos-s over_ 40 years, 39.7 percent of
~ie6 'and--g.3 percent of wcmen were smokers. llrban-rural
differences_ in smoking wer-_ significant. The proportion of
smokers ranged' from 61.4 p`rcent of men and 31.2 percent of
women in cities with population over one million, to 44.1
percent of men and R.f percent of women in rural areas with
population under ?,5M. A survey of 2511 urban women by the
Market Research Corporatioir in 1Q37 reported 21; percent
regular smokers and an additional 13 percent occasional
s'niokers (49).
After 1940, women's -;moking rates accelerated, as new
generations of women, particularly younger women in urban
areas, entered the labor force (see also title "Occuoation and
Environment" in this Repoel. In 1 q44, the Gallup Poll
reported 48 percent adult ' mAle smokers and 36 percent adult
female smokers (3). In 19-i9, the (:allup findings were 54
percent male and 33 percer t female (3). Local consumer
surveys of urban areas in 1?4R revealed 37.6 percent adult
women cigarette smokers in Milwaukee (see also Figure 2),
34.3 percent in Omaha, 35 ,F percent in Rirmingham, dF.7
percent in Philadelphia, 3R.-; percent in Seattle, ' and 3d.n
percent in San Jose(39). Conover citing "trade journal"
surveys in the three or fout, years prior to 1950, reported
smoking prevatence rates: of 65 to 7fi percent among men and
4h to 45 percent among wom-_!n (11 ).

TABLE 1.-Estimates of the prevalence of regular cigarette smoking
among adults, United States, selected national surveys,
1935 - 1979.
Ye-tr Femai e !da l es
19:5 18.1 52.5
1955 24.5 52.6
1965 33.3 51.1
197d 37.1 43.5
19 7-' 37.9 42.7
197t 32.4 41.9
1978 29.9 37.0
1979 28.2 36.9
Sc)URCE: (14,18,56,58-61)
Data for 1978 are revisions of preliminary estimates reported in (26).
Data for 1979 are preliminary estimates based on a sample of over
13,00) interviews conducted during January - June 1979, provided by
Heatta Interview Survey, National Center for Health Statistics. 1955
data ~epresent persons 18 years and over. 1976 data represent pcrsons
20 years and over. Estimates for the years 1965, 1970, 1974, 1978 and
1979 represent persons 17 years and over. .^
23
TIMN 0048244

Although the differential growth of cigarette use among
various socioeconomic group ; is not well documented, the
available data during this p-wiod suggest that male smoking
rates declined with increashg income, while the relation of
women's smoking to income was less clear. The Milwaukee
journai in 1945 noted 58 percent of men with -monthly rents
over $50 were smokers, and 75 percent of men with rents
under $30 per month (40)we*,e smokers. Among women, the
corresponding proportions were 32 and 37 percent
respectively._ In Mill's and. Porter's 1947 survey of Columbus,
Ohio (.38), 28.3 percent of white females and 64.9 percent
white males smoked cigarett-;s, whereas 36.4 percent black
females and 68.9 percent black males smoked cigarettes
(estimates calculated from the age distribution data provided
in Table 6 of (38). Kirchoff and Rigdon, in a survey of over
21,000 patients, visitors, ?nd employees of hospitals in
Houston and Galveston, noted 'that 63.2 percent white males,
and 33.4 percent white fem=-,les, 66.3 percent black males,
and 32.2 black females smokef cigarettes (32).
All of the above findings reinforce the conclusion that
the onset of widespread cigirette use, among women lagged
behind that of men by 25 to 30 years. This historical detay
in the growth of cigarette -moking among women has also
been documented for the Unit=d Kingdom (10,48,51).
The Emergence of Filtertip Ci-;arettes: 1951-1963

At the same time, both women and rnen rapidly
converted to filtertip cigarettes. By 1958, filter cigarette
use prevailed among 61 percent of women smokers and 42
percent of men smokers in Milwaukee, 54 percent of women
smokers and 43 percent of men smokers in Omaha, 53 percent
of women smokers and 47 percent of rnen smokers in
Washington, D.C., and 59 percent of women smokers and 42
percent of men smokers in San Jose (39). In a nation-wide
1964 survey reported by the National Clearinghouse for
Smoking and Health (62), 79 percent of adult female smokers
and 54 percent of adult male smokers used filter cigarettes.
Increasing Public Health Awareness: 1964-1979
Per capita consumption reached a peak of 4,336 in 1963
(Figure 1). It declined transiently after the appearance in
January 1964 of the first Report of the Advisory Committee
to the Surgeon General (54). Per capita consumption
continued to decline during the subsequent period af--increased
publicity concerning the health hazards of smoking (26,29).
Since 1975, per capita consumption has declined at an average
rate of 1.4 percent annually. The most recent 1979 estimate
of 3,900 cigarettes per capita closely approxim ates that
observed in 1952.
Table 1 summarizes the results of selected, nationally
rcpresentative surveys of adult cigarette use during the period
1935 to 1979. Except for the Fortune. survey of 1935 (14)
and the supplement to the Current Population Survey in 1955
(18), these data were collected under the sponsorship of the
National Center for Health Statistics. The results of other
recent national surveys of adult cigarette use
. (3,4,55,57,58,62,63,65), revealing very similar trends in the
prevalence of smoking, were described in the 1979 Surgeon
General's Report (26).
Among adult males, the prevalence of regular cigarette
use has declined continuously since 1965, with mGre marked
decreases in the intervals 1965 to 1970 and 1976 to 1978.
(The absolute standard errors for all National Center for
Health Statistics estimates in this table are less than 0.3
percent.) Among adult women, the direction of change in
smoking prevalence is less clear. The estimates for the
interval 1976 to 1979, however, suggest a recent downturn.
The preliminary 1979 estimate of 32.3 percent for the overall
prevalence of adult cigarette smoking among both sexes
25
TIMN 0048246

ep.resents the lowest recorded vatue in at least 45 years.
i'ite, overall prevalence of cigarette smoking. in the 1935
ortune Magazine was 37.3 percent among adults of both
:xes.)
These patterns of change ii smoking prevalence applied
~ both white and black adul~:s. For white men, the
-evalence of regular smoking de-; Iined from 51.5 percent in
M to 36.3 percent in 1979. Fir black men, the prevalence
= regular smoking declined frow 60.8 percent in 1965 to
?.0 percent in 1979. For white women, smoking prevalence
:clined from 34.2 percent in 19t-5. to 28.2' percent in 1979.
fr black women smoking prev=lence declined from 34.4
rcent in 1965 to 28.9 percent 11 1979. Racial differences
cigarette use are discussed -in rreater detail In the chapter
this report entitled "Psychosoci-,l and Behavioral Aspects of
ioking in Women." I
Although the Milwaukee are . data for 1964 to 1979 do
t elosely match these national estimates, Figure 2 does,
ow a marked decline in smoking rates for bot(t sexes during
64 to 1970, a deceleration i.i the decline of smoking
:valence during 1971 to 1975, and a resumption of the
cline in prevalence among men ir. the last four years.
The cessation of cigare's:e smoking has been a
.nificant factor in explaining this overall decline in smoking
svaience (26): Colurnn (1) of T?hle 2 presents estimates of
: percentage of recent smokers -vho made a"fairly serious
empt to quit" within one year of the interview date.
:cent smokers Include all current smokers plus those former
okers reported to have stopped within one year of
erview.) Column (ii) shows +rhat proportion of those
empting to quit regarded themselves as former smokers.
urnn (iii) shows the proportioui of all recent smokers
rether or not they attempted or succeeded quitting) who
orted themselves as recent forwer smokers. These data
essarily reflect respondents' sel P-assessment of both the
iousness of a quit attempt and their degree of success.
ertheless, they do provide an indication of the
resentative smoker's annual pro~iability of attempting to
:, the probability of successful cessation given a quit
:mpt, and the overall annual smo':ing cessation rate. (The
)lute standard errors in Table 4 are approximately 1.0
;ent, 1.5 percent, and 0.3-0.5 pe,cent for columns ( i),( ii),
(i.ii), respectively.)
26
__...~_...... _ _
...,z.....~.. ,,,......~;...,~,- -
-
"'
'
.......~ ..........._...r..~ .--... ~

TABLE 2.-Estimated rates of attempted and successful quitting among
adult, recent cigarette smokers, United States, 1970 - 1979.
*7
f
Womell
1970
1975
1978
1979
Men
1970
1975
1973
1975
(i)
Percent of
All Recent
Smokers Who
Attempted to
Quit in Past
Year (ii)
Percent of
Smokers
Attempting to
Quit in Past
Year Who
Reported
Successfully
Quitting (iii)
Percent of
All Recent
Smokers Who
Reported
Successfully
Quitting in
Past Year
40.8 21.3 8.7
30.2 19.5 5.9
32.7 18.8 6.2
32.9 21.6 7.0
44.4 26.4 11.7
28.3 20.1 5.7
29.1 21.5 6.3
31.4 21.3 6.7
`'OURCE: 1970 and 1975 data from surveys of persons aged 21 years and
ove,,, conducted by National Clearinghouse for Smoking and-Heaith
(63,65). 1978 and 1979 data from the Health Interview Survey of per-
son; aged 17 years and over, conducted by the U.S. National Center for
Health Statistics (61). 1979 data are preliminary estimates based on
interviews during January - June of that year.
i
27
16
TIMN 0048248

. -- - -- ~-` ,
r
~---_-_
~ ~~- -~`
i:: - -
~:

TABLE 3.-Estimated percentage distribution of adult current regular
cigarette smokers according to f.t.c. 'tart content of
primary brand, United Stated 1970 - 1979.
Year Less Than 5.0 to 10.0 to 15.0 to 20.0 mg
5.0 mg 9.9 mg 14.9 mg 19.9 mg or More
Women
1970 9.7 2.0 6.8 67.1 23.4
1975 1.2 1.2 15.0 75.1 7.5
1978 5.3 8.8 21.1 59.2 5.7
1979 5.6 9.5 23.4 55.4 6.1
Men
1970
0.2
0.9
1.8
61.3
28.1
1975 0.6 1.1 11.0 68.1 19.2
1978 3.3 6.2 13.5 63.5 13.6
1979 2.2 8.5 17.0 60.1 11.8
SOURCE: National Clearinghouse for Smoking and Health (63,65),
National Center for Health Statistires (61). 1979 data are preliminary
estimates provided by the National Center for Health Statistics. 1970
and 1975 data represent adults aged 21 years and over. 1978 and 1979
data represent a.dults aged 17 years and over. Estimates exclude those
with unknown primary cigarette brand.
.
6
29
4
TIMN 0048250 -

TABLE 4.-Estimated percenta-e distribution of adult current cigarette
Smokers according =o reported daily consumption freauency,
United States, 1965 - 1979.
Year
Perce. t Smoking
Less rban.15.
Cigar=ttes per
Day
Percent Smoking
25 Cigarettes or
More per Day
Women -
1965 4A .5 13.7
1970 3~.1 18.0
1974 3E.7 18.5
1976 36.5 .19.6
1978 36.0, 21.0
1979 °.6 22.4
Males
1965'
2:1' .6
24.5
- `t970°- ' 27.8 ; 27.7
1974" 26.3 '. 30.6
1976 24'. 2 ., _ 31.1'
1978 23.4.. . 34.2
1979 26.4 32.2
SOURCE: (26,56,58-61). Data for 1976 represent persons aged 20 years
and over. A11 other years eepresent persons aged.17 years and over.
Data for 1979 are preliminary estimates based on Interviews conducted
during January - June of thst year, provided by the Health interview
Survey, National Center for Heaith Statistics.

Numerous epidemiological studies and other survey
; performed during the period 1950 to 1965 have shown tha
for both sexes, especially for women, the proportion of heavq
smokers was larger among the younger age groups
(16,18,21,22,24,32,3R,6 2,F3). These findings applied to
current daily smoking and lifetime maximum cigarette
consumption. They are consistent with the hypothesis that ,
regular smokers in past decades consumed fewer cigarettes
per day than contemporary smokers.
The empirical relationships between rates of smoking
cessation (Table 2), changes in F.T.C. "tar" and nicotine
delivery of cigarettes (Table 3), and increases in daily
: cigarette consumption (Table 4) are poorly understood (27).
It is not known whether smokers of the lowest "tar"
cigarettes are more or less likely to attempt to quit, or to
succeed in auitting, than smokers of conventional filtertip or
nonfilter cigarettes. The extent to which the act of switching
to a lower "tar" cigarette may serve as a substitute for
quitting may differ among women and men. The observed
increase in daily cigarette consumption among current smokers
could represent the effect of: higher cessation rates among
lighter smokers; an increase in the smoking frequency of
continuing smokers; or an increased smoking frequency of new
entrants into the smoking population; or a combination of
these effects (26). The relationship of these possible
~ mechanisms to the observed increase in the proportion of
fiitertip cigarette and low "tar" cigarette smokers is not well
~
elucidated.
Exposure to Cigarette Smoke Among Successive Pirth Cohorts
Figures ? and 4 depict estimates of the prevalence of current
cigarette smoking from 1 9M to 10718 among successive birth
cohorts of men and women. Each continuously graphed time
series corresoonds to individuals born during a particular
decade. For example, among women horn from 1931 to 1940
(Figure 4), who are now 4in to 49 vears old, the prevalence
of smoking rose raoidiy during the post World War If period
and reached a peak of 45 percent by 1063. Thereafter, their
overall prevalence of smoking declined to 30 percent in 1978.
These prevalence data were constructed from the
reported lifetime smoking histories of over 13,000 respondents
to the Health Interview Survey during July to Pecember, 1978.
(For related applications of this methodology, see 9,20,17).
31
.

FfGURE 3.-Changes in the prevalence of cigarette smoking among
successive birth cohorts of men, 1900-1978.
1921-30
0
1900 1910
U
11 911-20 ' ; 931-40
----~
0 ~
-
~
t90t- 10,` ~
~
0
(
y1900
I
\ `
~
~ i .
'
~
1!
a
YEAR
Source: Calculated from the results of over 13.000 interviews conducted during the Iast two Quarters
of
1973, provided by Division ot Health Interview Statistics. U.S. National Center for Health
Statistics.
?,7
- TIMN 0048254
.

born before 1910, (b) women horn between 1 Q21 and 1940,
who are now anproaching 40 to 50 years of age, experienced
the highest smoking prevalence rates. These women have not
yet reached the age where the absolute excess deaths of
smokers over nonsmokers are expected to become substantial
(1 ). (c) Among successive cohorts of men and women, the
age of peak smoking prevalence has declined. Among younger
cohorts, the peak smoking prevalence rates are declining,
although the effect is less marked for women. Men born
between 1911 and 1 Q?A reached a peak smoking prevalence of
71 percent during 1046 to 1948, while those horn 1941 to
1950 reached a peak smoking prevalence of 59 percent in
1968 to 1969. `.`!omen born 1021 to 1 Q3n reached a peak
prevalence of 44 percent in 195R to 190, while those born
in 1041 to 1950 reached a peak smoking prevalence of a1
percent in 197n to 1 073. (d) Among men born 1051 to 1960,
the rate of increase of smoking prevalence was slower than in
previous cohorts. This slowing of the diffusion of smoking
practices was coincident with the increased publicity
concerning the health risks of smoking and the relatively high
rate of etuitting smoking among adult maies in the late 1960s.
A similar effect is not clearly discernible for young women in
this cohort. In both sexes, who are now aporoaching ages ?n
to 29, the prevalence of smoking has apparently peaked.
Smoking rates among men and women in this age group are
now nearly indistinguishahle.
Figure 5 depicts the mean age of starting regular
smoking among successive birth cohorts, calculated from the
same data as for Figures 3 and 4. The age of onset of
smoking among women declined continuously during this
century, to the point where it is nearly indistinguishable from
that of men. As a result, each successive cohort of lifelong
continuing women smokers will have an increasing number of
years of exposure to cigarette smoke.
Figure F depicts the accumulated years of cigarette
smoking per capita, up to 1978, for each birth cohort. These
magnitudes c6rrespond to the total areas under each cohort
prevalence curve in Figures 3 and 4. Among women,
individuals born 1911 to 192n have thus far experienced the
largest total exposure per capita. However, as seen from
Figure 4, unless the smoking prevalence rates of women born
during 1921 to 1940 decline more rapidly in the future, the
lifetime exposure of these latter cohorts is likely to exceed
that of the 1911 to 1920 cohort. It is not clear, however,
whether the lifefime exposure of men born from 1921 to
35
TIMN 0048256

FIGURE 5.-Mean age of onset of regular smoking among successive
birth cohorts of women and men. '
40
L
~ 35
v
~ 30
10
I
T
-1900 190110 191-201921-301931441941-501951-60
Bir :h Cohort
Source: See notes to Figures 3 and 4.
~-~-----~

FIGURE 6.-Accumuiated years of cigarette smoking per person
among successive birth cohorts of women and men, 1978.
1
z
W
2
?
1
-1900 1901-10 1911-20 1921-3G 1931-40 1941-50 1951-60
.
Birth Cohort
Source: See notes to figures 3 and 4.
37
0
,
TIMN 0048258

1940, now 50 to 69 ,,ears of age, will exceed that of
previous generations. With each successive cohort, the ratio
of female to male exposire increasingiy approaches one.
As a result of the rapid diffusion of filtertip
cigarettes after 1950 (FiAure 1)-, each successive birth cohort
was exposed to a different proportion of filtertip and
nonfilter cigarettes. De-,aii"s of the respondent's past history
of cigarette brand use were not obtained in the 1978 Health
Interview Survey. Such data, however, are available from a
series of over 4,000 inte:views of current and former smokers
aged 71 years, and aver, conducted by the National
Clearinghouse for Smokin:; and Health in 1975 (65). Figure 7
depicts the proportion of years of smoking filtertip cigarettes
among comparable birth cohorts (the youngest birth cohorts
necessarily differ). Among men, there is a distinct,
monotonically increasing relation between the proportion of
filtertip 1 cigarette exposuee and birth date. The corresnonding
relationship is confound--d among women born before 1930
reflect. their lower smo'1ng cessation rates and, therefore,
their continued use of iilter cigarettes. A woman born in
19.25, for exampie, who began smoking at age 21 (Figure 5),
and who switched to fiiteiftip.,ciltarettes in 1957 (Figure 1),
has now been smoking filtertip cigatette-s for over two thirds
of her smoking career ar.drdiL.perce_nt of her entire life.
The prevalence of cigarette smokirig; age -of initiation,
lifetime duration of. smok ing, and the extent of use. of various
types of cigarettes are not the only measures of cigarette
smoke exposure among -. particular population. Trends in
depth of inhalation, fraetion of cigarette actually smoked, and
other dimensions of the style of smoking al so affect smoke
exposure. However, a4 discussed in the 1Q79 Surgeon
General's Report (26), i;iese are difficult to determine from
survey data. In view 'o f the concern that the accuracy of
contemporaneous survey r-,ports of daily cigarette "consumption
past accounts of the - time- -course-of - daily cigarette
consumption would be difficult to assess accurately (F7).
Nevertheless, the evidenc= presented in the previous section is
consistent with the conci.sion that the average daily cigarette
consumption among regular cigarette users has increased
among each successive birth cohort. As discussed in the 1979
report of cigarette smoFing, trends in depth of- inhaiation,
fraction of cigarette actually smoked, and other dimensions of
the style of smoking are difficult to gauge from survey data
(26).
38
: ~
::: _::_;:::::
::::::: :
::~;:
~ °:
~
#
~:~:
~;;~:
._ ._.......... _.-............ _.... _....
__.
- -_ - -- = -_ - . ~ -
_ _ ....-_.._~_ _ . . ~ __. .
. .... ._.._._.........._..._ .................................. ................ _......
.............~ ..........~ ..._.....
_........
_-_......._..-- -_ _ .-._
----________------------ - - ------------- - ........; ................. ... _ - -
- - - _ ~--°==
..........__.......... _ .. .. ..................... _..._....... _.....
-.. =- - - - - - -
....
......
. ~ ._... .... _... _
_ ._... ...- ...._;,_ ~-....._.........__ . .... ........ ::. = ......._
......._.........................................
- s.: -,..... - -_- °- - = ~
_- ~ s;.............. ~::::::::::
_ . ...- :T. --.-~ ..,...-.`~-::. -.
-~:::: ~ -~:=.:..-:.......... . ........_.,~-- ._.... ......... . ....~::.:::.:::~: ..
:::::::::::~::--------------- ----
---- ------------------ --
----- --- ---- -
- ~ _ ------- --------- - -- --- -- - - -
-_=_~_~_ ===~_====_ _-_:
_ ~~ _ _...._..._ _ __._. _ ._ __...._.-......._~.._.....
----------- -
_ ...::::: ..--:::::::~ ~::~:::~:: :
- ._........................ . - . .._......... _ _........
_........
; :~
.....--.... - :_ - =__ = -_ ========------___ 25
_ -..._----..-....
_---.--.-- ...............
-_._....::_ IMN 0
0
::..::: =--::- :- ::-:::: =:-::~::: T
:::::::::::..:...r.................. - --------- ......-.............. ... ........_...
.............. ...-..... ._..._.:...-:.. =:_.........

t-iGlJRE 7.-Proportion of years smoking fiitertip cigarettes among
s-iccessive birth cohorts of women and men, 1975.
100
U- t ;_ _;
90
~
z
'09)80. 3
a ~ 1 1
1
s: 70 '
....
C
2
-- .~..
Y 5) r l
r r
9
i
U) 40
t
r
i ~
Cc
30
~ ~
?
020 r
...
.c
10
-
r
I
~ d
0
+
-1900 1 90110 1911-20 1921-30 1931-40 1941-50 1951-54
Birth Cohort
Source: Calculated from the resutts of over 4.000 smoking histories of men and women who had ever
smoked, cot'ected by National Clearinghouse for Smoking and HeaOh (65).
39
TIMN 0048260

TABLE 5.-Estimated percentage of current, regular cigarette smokers,
Ages 12 - 18, United States, 1968 - 1979.
.r
;
~
..
.~
:
~
i
,
~
i
~
.
,>
u, ~
t
Year
Femaies Ages 12-14 Ages 15-16 Ages 17-18
1968 0.6 9.6 18.6
1970 3.0 14.4 22.8
1972 2.8 16.3 25.3
1974 4.9 20.2 25.9
1979 4.4 11.8 26.2
Maies
1968
2.9
17.0
30.2
1970 5.7 19.5 37.3
1972 4.6 17.8 30.2
1974 4.2 18.1 31.0
1979 3.2 13.5 , 19.3
SOURCE: Natton-wide surveys performed by National Clearinghouse for
Smoking and Health, 1968-1974 (64), and National Institute of
Education , 1979. Current regular smokers in all surveys include all
those who smoke cigarettes at least weekly. In 1979, approzimateiy 90
percent of current regular smokers used cigarettes on a daily basis.
For 1979 only, 29.7 percent males and 31.9 percent females, aged 19,
were reported as regular smokers.
41
sr
TIMN 0048261

CIGARETTE SMOKING AMONG YOUNG WnMEN
The more marked decline in peak smoking prevalence among
men born between 1951 and. 1 Q61, now approaching ?A to 2Q
years of age-, reflected a slowing in the rate of initiation of
smoking that was not -bserved in women of the same age
group. This trend appe-,rs to be continuing In the next birth
cohort. - . - . . : ...
-
Table 5 reports =he results of nation-wide surveys of
teenage cigarette smokifg during 1968 to. 1979. The ~ most
recent survey, conducted by the National Institute of
Education during' -tate 1978 and early 1979, presents the
preliminary resuits ' of over. 2,600 ' telephone interviews of
individuais aged 12 to 19 years. in this survey, but not in
the others reported in i able , 5, women and men 19 years of
'age were also interview;d. Otherwise, the survey sampling
tachniq,ues,:ind ieterview quesiions regarding smokinyt. practices
; wer.e. the', sime,, for'~ai.f ~~uie.:surveys... (See. notes*- to Table S):
The; data ~ in Table .5 confirm the conclusion :that. the rate of
initl.tiorr `-of" smoking imonR=" everr the' youngest men is
declinlnR, * in . effect 'that' is not -presentt 'am~ong' young women.
These results must be interp~eted irt tiRht " of sampling
variability. (The absolute 'standard errors of the 197Q
estimates for ages 15-1 15.and 17-18 are about 2 percent.)
As in adult surveys, non-response biases must also be
considered. . Nevertheless, the findings in ' Table 5 are
consistent with other na;:ion-wide estimates of smoking rates
among 'young women , and men. The prevalence of current
regular smoking among r-;spondents 17 to 19 years of age in
this survey was 2R.1 percent for females and 72.9 percent
for males. The compara;i le rates for women and men aged 17
to 19 from the Health In terview Survey were 29.2 percent and
27.5 percent, respectively. An analysis of the growth of
smoking prevalence amona this group, performed in the same
manner as that of Figures 3 and 4, suggested that smoking
rates among this group -)f women grew rapidly and exceeded
those of men by 1975. The future smoking habits of this
generation of young wom-;n cannot be accurately pr.edicted.
. Smoking among te snage women is discussed in greater
detail in the chapter entitled "i'sychosociai and Rehavioral
- Aspects of Smoking in ':1---men" in this Report.

1. Women have -!lffered from men in their historical
onset of widespread cigarette use, in the rate of diffusion of
smoking among each ne=.r birth cohort, in their Intensity of
cigarette smoking and th-:ir use of various typess of cigarettes.
2. Men took u.- cigarette smoking rapidly at the
beginning of the twentieth century, especially. during World
War 1. Cigarettes rapi-aly replaced other forms of tobacco.
By 1925, approximately 50 percent of adult males were
cigarette smokers. Sm sking among men acceleratad rapidly
during World War ti. .ty 1949, the prevalence of cigarette
use among men approach :d 70 percent in some urban areas.
3. The onset if widespread cigarette use among
women lagged behind th it of men. by 25 to 30 years. The
proportion of adult women smoking cigarettes did not exceed
one-quarter until the oniet of. World War, 11. .
4. Between 1951 and.1963, increasing proportions of
women and men smokers converted to filtertip cigarettes. By
1964, 79 percent of adf ilt women smokers and 54 percent' of
adult- men smokers used- fiiter-cigarettes.--, .._ .-
: 5. ~ After reachii-g. a, peak . value of 4,336 In 1963,
annual per capita consuilliption of cigarettes declined In .1964,
T 968-70,,_ and in tiie p-eriod since 1975. The most recent
estimate ~-of 3,900 cigarettes _ per capita .in 1979- is
approximately equal tc uiat observed - in'1952.
6. From 1965 ti 1978, the proportion of adult men
cigarette smokers decli,ied . from 51 to 38 percent. The
preliminary estimate of adult ments smoking prevalence for
1979 is 36.9 percent. :'rom 1965 to 1976, the proportion of
adult women smokers renalned virtually unchanged at 32 to 33
percent. Since 1976, ?ie proportion of women smokers has
declined to below 30 percent. For 1979, the preliminary
estimate of adult women's smoking prevalence is 28.2 percent.
The overall smoking preVtienee of .32.3 percent for both sexes
in 1979 represents the lowest recorded value in* at least 45
years.
. 7. The proportio.i of .aduit smokers attempting to quit
smoking declined from 1 i70 to 1975, but increased in 1978-
1979. In contrast to past years, the proportions of women
and men now attempting to quit smoking, and their reported
quitting rates, are indi-;tinguishable. Approximately one in
three adult smokers no-v makes a serious attempt to quit
smoking during the cour ;e of a year. Approximately one in
five of those who attempt to quit subsequently succeed.
8. The proportic.i of adult smokers using lower star1°
and nicotine brands has increased substantially. In 1979, 39

:
>
f
percent of adult women smokers and 23 percent of adult men
smokers reported primary brands with F.T.C. "tar" delivery
less than 15.0 milligrams. It is not known whether smokers
of the lowest *tar" cigarettes are more or less likely to
zttempt to quit smoking, or to succeed in auitting, than
smokers of conventional filtertip or non-fiiter cigarettes.
9. The average number of cigarettes smoked by women
and men current smokers has increased. The relationship of
this finding to recent declines in the average F.T.C. "tar" and
nicotine deliveries of cigarettes is not well understood.
10. With each successive generation, the smoking
characteristics of women and men have become increasingly
similar.
11. Among women, the average age of onset of regular
smoking progressively declined with each successive birth
cohort--from 35 years of age for those born before 1900, to
16 years' of age among those born 1951 to 1960. The
average ige of onset of regular smoking among young women
i s now virtual ly identical to that of young men.
12. Maximum smoking prevalence rates have declined
substantially in recent birth cohorts of men. Men born 1931
to 1940 reached a peak smoking proportion of 61 percent
during 1960-62, while men born 1941 to 1950 reached a peak
smoking proportion of 58 percent in 1968-69. Men born
1951 to 1960 reached a peak smoking proportion of 40
percent in 1976. Among recent cohorts of women, peak
smoking prevalence rates ~ have declined to a much smal ler
extent. Women born 1931 to 1940 reached a peak smoking
proportion of 45 percent in 1966-68, while women born 1941
to 1950 reached a peak smoking proportion of 41 percent in
1970-73. Women born 1951 to 1960 reached a peak smoking
proportion of 38 percent in 1976. Among the generation born
1951 to 1960, the proportions of women and men smoking
cigarettes are now virtually identical.
13. The proportions of women and men smokers in each
age group have declined. Among those born before 1951, this
decline in smoking prevalence resulted mainly from smoking
cessation. By contrast, the observed decline in smoking
prevalence among younger men born 1951 to 1960 has resulted
from both smoking cessation and a lower rate of smoking
initiation. This decline in the rate of onset of smoking
among young men has not been observed for young women.
14. Recent survey data on adolescent smoking habits
reveal that by ages 17 to 19, smoking prevalence among
women exceeds that of men. This finding supports the
43
TIMN 0048264,

~. ..... ._
`
~
;
i
;
;
;
~
t '
j
conelusiort that the rate of Initiation of smoking among young
men--but not that of young women®-is declining. n The future
cigarette nse of the y_oungest=Senerations. of women is.uncer-
s lain.
15. With each successive birth cohort, the accumulated
years of cigarette smoking per woman has progressively
approached the accumulated years of cigarette smoking per
man. Each successive birth cohort has also experienced
progessively smaller sex differences in the fraction of
lifetime years of smoking that represents filtertip cigarette
use.
16. Among men born during this century, each
successive birth cohort has thus far .experienced fewer
cumulative years of cigarette.- smoking, . higher prop.artionate
exposure to fiitertip cigarettes, and lower smoking prevalence
rates. This. relationship between birth date and cigarette
smoke exposure does not hold for women. Women born 1921
to 1940 have experienced substantially higher smoking
prevalence rates that earlier generations. Unless they auit
smoking in substantial numbers, these women, currently aged
40 to 59, wili surpass older women in total years of cigarette
smoking per capita, the total years of nonfiiter cigarette
smoking per capita, and in the total number of cigarettes
smoked. The health consequences of this enhanced exposure
to cigarette smoke among women are likely to be more
prominent in the coming decades.
a
44
TIMN 0048.265 '

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V1
(1)
(2)
r
~
(3)
(4)
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A
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;
r
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~
.
,
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i
;
>
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45
TIMN 0048266

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46
TIMN 0048267

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. 0048268
TIIVIN

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48
TIMN 0048269

t
:
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August 1968. Monthly Vital Statistics Report
19(9): 1-4, Supplement, December 16, 1970.
(58) U.S. DEPARTMENT OF HEALTH, EDUCATION, AND
WELFARE, PUBLIC HEALTH SERVICE, NATIONAL
CENTER FOR HEALTH STATISTICS. Cigarette
Smoking: United States, 1970. Monthly
Vital Statistics Report 21 (3): 1- 8
; ,
i Supplement, June 2, 1972.
.
> (59) U.S. DEPARTMENT OF HEALTH, EDUCATION, AND
WELFARE, PUBLIC HEALTH SERVICE, NATIONAL
CENTER
Estimates FOR H
from EA
th LTH STATISTICS. Current
e Health Interview Survey,
United - States - 1976. Vital and Health
Statistics,
1977. Series 10, Number 119, November
(60) U.S. DEPARTMENT OF HEALTH, EDUCATION, AND
;
; WELFARE, PUBLIC HEALTH SERVICE, NATIONAL
i
.~ CENTER FOR HEALTH STATISTICS. Current
r Estimates from the Health Interview Survey,
1974. Vital and Health
10, Number 121, December
(61 ) U.S. DEPARTMENT OF HEALTH, EDUCATION, AND
WELFARE, 'PUBLIC HEALTH SERVICE, NATIONAL
CENTER FOR HEALTH STATISTICS. Changes in
Cigarette Smoking and Current Smoking
Practices Among Adults: United States,
1978. Advance Data From Vital and Health
Statistics, No. 52, September 19, 1979.
Statistics, Series
1978.
49
United States
TIMN 0048270

(62) U.S. DEPARTMENT OF HEATLH, EDUCATION, AND
WELFARE, PUBLIC HEALTH SERVICE, NATIONAL
CLEARINGHOUSE f='OR SMOKING AND HEALTH. Use
of Tobacco, P,actices, ALtitudes, Knowledge,
and 8eliefs, Uoited States, Fall 1964 and
Spring 1966. July 1969.
(63) U.S. DEPARTMENT OF HEALTH, EDUCATION, AND
WELFARE, PUBLIC HEALTH SERVICE, AND ADULT
HEALTH. NATIONAL CLEARINGHOUSE FOR SMOKING
Use of Tobacco, 1-?70. June 1973.
(64) U.S. DEPARTMENT OF HEALTH, EDUCATION, AND
WELFARE, PUBLt{= HEALTH SERVICE, NATIONAL
CLEARINGHOUSE FOR SMOKING AND HEALTH.
(65) U.S. DEPARTMENT OF HEALTH, EDUCATION, AND
WELFARE, PUBLIr HEALTH SERVICE, NATIONAL
CLEARINGHOUSE F3R SMOKING AND HEALTH. Adult
'Use of Tobacco 1975. 1976.
(66) U.S. FEDERAL TRAOE COMMISSION. Reports of
"Tarl and Nicotine Content of the Smoke of
Varieties of Cigarettes, 1967-1978.
(67) WARNER, K.E. Possible increases in the
Underreporting _If Cigarette Consumption.
journai of the American Statistical
Association 73(362): 314-318, June 1978.
(68) WESSEL, C.A. Th= First Sixty Billions are the
Hardest for the Cigarette industry. Printer's
Ink 120(5): 3-6, 137-146, January 31. 1924.
(69) WHITTEN, I.T. Brand Performance in the
Cigarette Industey and the Advantage of
Early Entry, 1913-74. Staff Report to the
U.S. Federal Trade Commission, June 1979.
Y
TIMN 00452 71
50

PART if:
BI(JMEDICAL ASPECTS OF SMOKING
.
a
a

CtGARETrE SMOKING AND MORTALITY AMONG WOMEN
( NTRODUCTION A1VD BACKGROUND
Cigarette smoking has been cited as the single most important
environmental factor contributing to premature mortality in the
United States (17). A great many epidemiological studies
support this statement. The emphasis, in general, has been to
study males rather than females. Perhaps the main reason
for this discrepancy is that, in the past, relatively few women
smoked whereas smoking was common among men. The upward
trend in lung cancer death rates in males observed in the
1950s by Dorn and others stimulated epidemiologic studies of
smoking and health, especially among males (2,3).
According to the 1979 Surgeon General's 'Report:
It is important that attention be called specifically to
the mortality that females experience as a result of cigarette
smoking. There has been an increase in- smoking among
teenage girls over the past 10 years.' At present, the
percentages of teenage boys smoking and teenage girls smoking
are nearly identical. For some ages,- there are more teenage
girl smokers than boy smokers. Over the past 10 years, there
has been a gradual reduction in the percentage of the adult
population that is smoking. Men have quit in greater
numbers than women. There has been only a modest drop in
the percentage of women who are smoking. In Canada and
several European countries, smoking is decreasing among men
but increasing among women. . 71
The present report reviews some of the more important
prospective epidemiological studies on cigarette smoking and
mortality among women.
fYIORTALlTY TRENDS
As background, this section reviews mortality levels by sex
and color in the United States, by examining recent trends in
overall mortality, and in three causes of death which have
been strongly linked to cigarette smoking--ischemic heart
disease, lung cancer and the combined category of bronchitis,
emphysema and asthma.* These trends are displayed in
Figures 1 through 4.
*Although asthma may be included in the category,
chronic obstructive lung disease, it is not causally related to
smoking.
53
0
TIMN 0048273

FIGURE 4.-,>,gaadjtuted death rates for brohahitis, iinphysema, and asthma- by color and
mUnited Stata` 1950-1977
_ : white MsIK~
Nttnwhite Mata
' ~
, . . . . _ ..
` .. .. . /~~
. . ~ . _
. . ._. _ . . ..
.
\
. '
' NOTLh 1tf Flma1K
..
rVhit! FErtulef .
20
10
0
2 1950
1995
I 8th Rev
t960
1965
7th R'w.
' Adiustld by the direct mlthod t0 th! U.S. poputation, 194Q
"ICO 8th and 7th Rw.Nos.241,501,502 527,1 and
8th Re.. Not. 490;d93,549,3.
SOURCE. Oata from the National Cent.r for Health Stahtacs.
1970
30
20
10
5
Z
1975
8th Rev. ~
TIMN 0048277
57

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11,858 deaths had occurred and there were 1,269,382
person-years of observation. For women, 'however, the main
body of published data is based on 4 years of follow-up.
.The Rritish Doctors Study (2) ' -
In 1951, the Rritisit; !Medicai- Associatiort. forwarded to- all
British doctors a questionnaire-'about their smoking habits. A
total of 34,4n0 men * and" 45,207 women responded. With few
exceptions, all men who repiied in 1951 have been followed
for 2(t years. Further inquirtes 'about changes in tobacco use
and some additional demographic characteristics of the men
were made in 10571, 1 Q6F, ind. 1172. More than 1 n,000
deaths have occurred In this popuiation -. during. the past 20
years. For women, pubiished data :are available for 11 years
of follow-up, and unpublished data are available for ?2 years
'
of foiiow-up.
The Framingharn Heart Study (10)
The Framingham Studv began in 1948 with a cohort of 2,33F
white men and ?,R73 white women who were age 29 to 62 at .
the beginning of the study and were residents of FraminRham,
Massachusetts. Persons were selected by a*sampie of
households plus enlistment of '-voiunteers. These individuals
were recalled and examined every.'7 years thereafter.
The routine cardiovascular examination consisted of a
medical history, physical examination, blood chertistries, body
measurements, vitai ' capacity, chest x-ray and a 12-iead
etectrocardiogram. Mortatitv and morbidity were documented
in detaif, from the routine biennial examination, hospital
records, death certificates, physician records and the next-
o f-kin.
Information on smok.ing was obtained at the first
examination (and at several thereafter). A series of
monographs and over 2nn articles on the Framingham Study'
have now become part of the scientific literature.
nata on the reiationship of cigarette smoking to
cardiovascular morbidity and mortality, for both men and
women, have been reported in the Framingham literature, hut
the longest reported follow-up period has been 1 R years with
relatively few deaths having occurred by then, especially
among the women (11). Data given below are based on a

a
OVERALL MORTALITY FOR FEMALES - CIGARETTE SMOKERS
VERSUS NON-SMOKERS
Mortality Ratios
In this report the mortality ratio is the basic means of
comparing cigarette smokers with nonsmokers. It is usually
obtained by dividing a"death rate" (or other mortality
measure) for a classification of smokers by the "death rateM
(or other mortality measure) of a comparable group . of
nonsmokers. The "death rate" may differ markedly from one
study to another. In some studies it is calculated by means
of person-years and is a I-year measure; In others ; it is a
probablity measure; it may be a 5-year, 10-year or, as in the
Framingham Study, a: 26-year measure. Differences in
mortality ratios may arise because of these factors.
Because of the arithmetic nature of this ratio, there is
a tendency for lower ratios to result with higher underlying
levels of mortality. For example,, with an underlying mortality
level of 10 percent per year for nonsmokers, the mortality
ratio for a group of smokers can at most be .10 if all the
smokers died within the year. With a mortal ity level of 50
percent . for nonsmokers, the maximum possible ratio is 2.
Since "death rates" increase with age, there is a tendency for
the mortality ratios to decline with age, since its range' Is
restricted.
For simplicity, however, mortaiity ratios are used
throughout this review; it is recognized that these ratios are
not strictly comparable from one study to another nor from
one age group to another.
Amount Smoked and Age
Overall mortality ratios by amount smoked and age are
presented for several of the studies in Tables 2-7. Except
for the Swedish study (Table 3), age-adjusted ratios were
calculated for each level of smoking in each study.
Adjustment was by the direct method, using as standard the
age distributrion of all women in the particular study. For
the Swedish study the age-adjusted values were taken directly
from the report.
Mortality ratios shown in. Table 2 are considered
especially important since they are derived from the study
with the largest survivorship experience. Mortality ratios
63

TABIE 3.-Mortality ratios for female cigarette smokers by.
number of cigarette smoked per'd'ay and age.
Females in the Swedish study.'
Number of =.
cigarettes
per day -
1R-39~ Are
40-49
50-59
6t1-69
Total, iF-6a
Age-adjusted
. .
Non-smokers 1.0 1.0 i.n
t- 7 1.0 " 1.6 1.t .9 1.0
8-t5 _2.3 2.2 t.7 1.5
t6+ 4.5 2.2 IeS 2.2~ 2.0 ~
. -~ - - -
Ai l Snwkers-..------ :t.8. _ ....:..i.9..... t>3 -- 1.1 1.?. ..-.:
--- -- - - - _
SOllRCE: Cederiof. R.. et al !1{.
TIMN 0048283
65

TABLE 5.-Mortatity rati'os for female cigarette- smokers
by number of cigarettes smoked per day and age..
Females in the Framingham Heart Study..
Number of
cigarettes.
per day
Nonsmokers
<20
20
29-44
1.00
1.42 Age
45-54
i.n0
1.21
1.4F `
55-62
1.00
1.07
1.13
Total,. 29-62
Age-Adjusted //
1'.n0
1.30
1.SZ
.LJ
1. ~ i:72--- -
-
a
---
'=- '
Afii
4malc
rs
t .E2 t
s2 I.A3
1/ Adjusted by the direct method using as standard the age
distribution of all women.
' Not shown - less than 5 expected deaths.
SOURCE: Framingham Heart Study, unpublished data (1M).
TIMN 0048284
67

TABLE 6.-Juortaiity ratios for female cigarette smokers by
number of cigarettes smoked per day and age.
British females.
x Number of
cigarettes
Age
per day
45-54
55-64
A5-74 Total, 45-74
Age-adjusted i/
Nonsmokers 1.00 1.00 1.00 1.00
<20 1.49 1.09 .79 i.nA
20+ 1.85 1.51 1.55 1 .60
All Smokers 1.66 1.25 .9R /.25
1/ Adjusted by the direct method using as standard the age
distribution of all women.
SOURCE: Rr'itish-iVorwegian Migrant Study, unpublished data (10).
68
21,
TI~N pp48285

- - -------- ---
s--.~-.~ -
~
-
--
~ ,~
-
- -- -
=-~=~
----~_ ----~=~ ~
-----"-^-- '~ ',~- =-=
TABLE-I.-Mortal'ity rattos for female cigarette smokers by
numbe?-of'cigarettes smoked per day and age.
NowKegian females.
Number of
ci $afettes.'
.
-
Age .
per day-,
45-64-
65-74 Total, 45-74
Age-adjusted 1/
Nonsmokers ,1.00 .1.A0
<20 1054 t.n7 1.33
20+ .89
A11 en.nkers 1_A4. -j.0'_- 1.25
1/ Adjusted by the direct method using as standard the age
di - - -
SOURCE:''British-Norwegian~Migrant Study, unpublished data {tA).
TIMN 0048286
b9

generally rose with the amcunt smoked for each age group
except for the 75 to 84 age group. The age-ratios were .97
for the 1-to-9-cigarettes-p-,r day group, 1.19 for the 10-
to-19 per day group, 1.45 for the 20-39 group, and 1.63 for
the 40-plus group. For all cigarette smokers the age-
adjusted mortality ratio was 1.26. By age group, mortality
ratios were 1.12 for the 35 -to-44 age group, 1.31 for the
45-to-54 age group, 1.27 for the 55-to-65 group, 1.31 for
the 65-to-74 group and 1.14 for the 75-to-84 age groups.
~---- Data from the Swedisii study (Table 3) appear to be
reasonab ly consi stent with tha ACS data in Tab le 2. The 1-
to-7-cigarettes-per-day grou;: had an age-adjusted mortality
ratio of 1.0 (compared with :37 for the 1-to-9 group above)
and 2.0 for th 16-plus group (compared with 1.63 for the
40-plus group above). For three of the four age: groups, the
mortality ratios were dire=tiy associated with level of
smoking. By age group, the highest mortality ratios were
observed for the two youngest age groups and the lowest for
the two oldest groups. The overall ratio for all cigarette
smokers was 1.2.
For the other studies (Table 4-7) mortality patterns
were general iy similar in tha?, mortal ity ratios tended to be
highest with heaviest smoking and tended to be lowest at the
oldest ages.
For the Japanese study and the British Doctors Study,
mortality ratios by amount sm_*ed and age were not reported.
However, an overall age-adju-ud mortality ratio for female
cigarette smokers was reported in the Japanese study, while in
the British Doctors Study this ratio was obtained from
unpublished data based on 22 years of follow-up (Table 8).
We list these along with th_ overall ratios for the other
studies:
Study Total mortality ratio
age-adjusted
American Cancer Sociei.y 1.26
Swedish 1.20
Canadian 1.31
Japanese 1.28
British Doctors 1.23
Framingham 1.43
British Migrants 1.25
Norwegian Migrants 1.28
.
:
i
i
:
i
i
i
i
:
i
:
i ;"
i
~
~
ti.
i
r
:
:
r
:
~
a
r<
TIMN 0048287
70

TABLE 8.-Mortatity ratios for female cigarette smokers by
number of cigarettes smoked per day. Females in
the British Doctors Study.
Number of
cigarettes
per day
Total,
"Age-adjusted I/
Nonsmokers
I - 14
15-24
25+ I-.00
0.44
I.54
1.66
Ali Smokers 1.23 '
t/ Rased on annual death rates standardized for age.
SOURCE: British Doctors Study, unpublished data (2).
TIMN 0048288

Ait ratios here are greater than unity. The largest
ratio is 1.43 for Framin;iham. The other seven ratios are
ciose to one another, ran:;inA -from 1..2 for the 5wedish study
to 1.31 for the Canadian study.
. Duration of Smoking
trtverait mortality 'ratios for women increased with duration of
the smoking habit based on. data from the Canadian and
Swedish stud-ies- (1,5). Among Canadian women who smoked
for K1 or more years the mortality ratio, adjusted for age,
was 1.37 compared to a ratio of I.(!R for women smoking less
than Km years. In the Swedish study an excess risk was found
for women smoking . 30 -_1r. more years (1.4). For" those
smoking less than 3n years the ratio was W.
Age i3eRan Smoking
Table o shows mortality ratios for women who were 45 to 54
by number of cigarettes smoked per day and 'age began
smoking (6). Except for. the. light. cigarette smokers ( i-to-
3-per-day), those taking lrp . the..hahit at_ ages 14 to ?4 had
higher mortality ratios than those who started smoking at
older ages. , ...
Mortality 'data for women, smokers, according to age
started, are also available from the Swedish study (1 ); age-
adjusted ratios were repo.,ted as 1.7, 1.6, and 1.1 for age
stirted less than 17, 17 to IA, and IQ pius, respectiveiv.
t nha iat ion

TABLE 10.-Age-adjusted mor~ality ratios of female
cigarette smoker-,, by number of cigarettes
smoked per day a,id degree of inhalation.
Subjects aged 4554 at start of study.
25-State Study.
Number of Degree of Inhalation of smoke
cigarettes
per day
10 - 19
20 -' 39 -
40+
None-Slight Moderate-Deep
0.85 1.04
1.27 1.17
. 1.41 1.58
se 2.14
SOURCE: Hanmond, E.C. {F); ` ":
* Ratio not shown--iess than In expected deaths.
~~
---~ .~-.~--

_ ..,,,_.._ ...............
TABLE 11.-Age-adjusted mor°tality ratios of female
cigarette smokers, by number of cigarettes
smoked per day and degree of inhalation
and age. 25-State Study.
Degree '
of
Age
Inhalation 35-44 45-54 ,.55-F4 65-74 7$-84
Nonsmokers
None
Slight
Moderate.
Deep 1.0A
s«
1.22 -
1.05
1.40 I.AO
1.01
1.21
1.30
t.78 1.00 "
1.1I
1.28
1.32
1.64 1.00 '
1.12
1:26:
1.41
s+ 1.OA
0.96
y 1o21
ss
sa
SCIJRCE: Hammond F.C. (6). .
s Ratio not shown --less than 10 expected deaths.
TI1VjN 0048292

Mortality data for female cigarette smokers according
to inhalation are also aviilabte from the Swedish study (1);
age-adjusted ratios were reported as 1.1, 1.2, and 1.6 for the
no inhaiation, light inha_ation, and deep inhalation groups,
respectively.
"Tar" and Nicotine Content of Cigarettes
The relationship between 3verall mortality and the "tar" and
nicotine content of cigare :te smoke was recently examined by
Hammond, et al. (7). In this study, "tar" and nicotine
levels (T/N) were defined as foliows: "High" T/N,' 25.8 to
35.7 mg "tar" and 2.0 to 2.7 mg nicotine; "Medium" TJN,
17.6 to 25.7 mg "tar" ind 1.2 to 1.9 mg nicotine; "L,owp
T/N, less than 17.6 mg "t?r" and less than 1.2 mg nicotine.
-- Table 12 shows the overall mortality ratios of male and
female smokers by these 'tarp and nicotine levels. ' In 'this
instance, the mortality ratio of the "high" T/N smokers was
represented. as 1.00 to Hustrate the reduction In ' overal l
mortality that occured wit;i lower T/N cigarettes. There was
a small reduction in the r'sk of dying with the use of lower
T/N cigarettes. The morL=Jity ratio was reduced to 0.91 for
the "medium" T/N smokers and was further reduced to 0.84
for the "low" T/N smokers. The mortality ratios were lower
for women than for men.
In a separate analy-,is, a comparison was also made
between the mortality ratios of "tow" T/N smokers and non-
smokers. These data ar e presented in Table 13. The
mortality ratio of the "low" T/N group was designated as
1.00. Nonsmokers had o:erall mortality ratios that were
considerably less than those of "low" T/N smokers.
The combined data from Tables 12 and 13 are shown in
Table 14 where mortality tatios were calculated using non-
smokers as the reference. Combining these data from two
separate analyses that are not exactly comparable results in
figures that are only approximate.
Hammond also compared death rates of smokers of
relatively few (I to 9) "hi;h" T/N cigarettes with those of
smokers who smoked relatively large numbers (20 to 39) of
_" low" T/N c igarettes (17). The death rates of these two
groups were very similar.

TABLE 12.-Adjusted mortality ratios for males and
females, by "tar" and nicotine content of
cigarettes usualiy smoked.
Mortality Ratios
Sax "HiBh"
T/N "Medium" "Low"
T/N TfN
Males 1.00 0.94 0.85
Females 1.00 0.88 . 0.83
Totai 1.00 0.91 0.84
SOURCE: Hamrond, E.C. (7).
TIMN 0048294

TABLE 13.-Adjusted mortality ratios, for mates and females
smok'ing low "tarR and nicotine cigarettes and subjects
who never smoked reauiirty.
Sex
Lo-ru- T/N'
Mortality ratios
Nonsmokers

TABLE 14.-Orerall mortality ratios of ci=arette smokers
compaied to nonsnwkers;`by sex and by Itar and
nicotine, content of cl8arettes usuaFly smoked.
Sex
Non-
. Smokers
Males 1.00
Females 1.00 ,
'Lowe Medlums
TfN T/N
1.66
a}tigh.
TIN
..1.85 1.96
1.37 1.45
1.52 1.64
1.65
1.80
TIMN 0048296.

COMM ENTS
Mortality ratios for women who smoke cigarettes ranged
from 1.2 in the Swediso study to 1.43 in the Framingham
study. As with' men, mr-rtality ratios for women who smoke
c igarettes vary- directly with amount smoked, depth of
inhalation, ntar" and nicotine content of the cigarette inif
duration of smoking, and varied, inversely with the age when
smoking was started.
In attempting to stsidy cigarette smoking and mortality
among women, a major d ifficulty is the lack of large-scale
epidemiological studies addressed. specifically to female
populations. The main f1hidings of this review depend heavily
on one study, that of the American Cancer Society. For the
other studies reviewed he-,e, the numbers of women--and of
deaths among them--are often too sparse to permit
meaningful statistical anai yses. Thus, for example, little can
be said about the survivorship experience of women who ive __~__v '
up cigarette smoking. We strongly recommend, where possible,
extending the length of follow-up of women who are already
enrolled in these prospe;tive studies. It is also hightyr--~- -
recommended that new studies be conducted that are
specifically addressed to wDmen and smoking-related mortality.
SUMMARY
I. The mortality ratio for women who smoke cigarettes
is' about 1.2 or 1.3.
2. Mortality ratios far women increase with the amount
smoked. In the largest pnospective study the mortality ratio
was 1.63 for the two-pack-a-day smoker as compared to
nonsmokers.
3. Mortality ratios are generally proportional to the
duration of cigarette smokiig; the longer a woman smokes,
the greater the excess risk of dying.
4. Mortality ratios t;nd to be higher for those women
who begin smoking at a yo!-ng age as compared to those who
begin smoking later.
S. Mortality ratios ire higher for those women who
report they inhale smoke than for those who do not inhale.
6. Mortality ratios `or' women tend to increase with
'the tar and nicotine content of the cigarette.
7. Mortality ratios tor female smokers are somewhat
less than for male smokers. This may reflect differences in
80

^ w- - - r::~ =:.. r:.. .r
, .::..
~<=
~------=--~--:
:~
'
.
.
-
-- - - - - - - - - -- - -------- - - ------- ------------- -
exposure - to cigarette smoke, such as starting smoking later,
smoking cigarettes with lower "tar" and nicotine content, and
smoking fewer cigarettes. per day than men.
8. Women demonstrate the same , dose-response
relationships with cigarette smoking as men. An increase in
mortality occurs with an increase in number of cigarettes
smoked per day, an earlier age of beginning cigarette
smoking, a longer duration of smoking, inhalation of. cigarette
smoke, and a_ higher tar and nicotine content of the cigarette.
Women who have smoking characteristics similar to men may
experience mortality rates similar to men.
TIMN 0048298
SZ,

CIGARETTE SMOKING AND MORTALITY AMONG WOMEN:
REFERENCES
(t )" BEST, E.W.R. - A Canadian study of smoking and
health. Depariment of National Health and
Wei fare, Epidemiology ' Division, Health Services
Branch, Biostati mics Division, Research and-
Statistics Directorate, 1966, 137 pp.
(2) CEDERLOF, R., FRIB::RG, L., HRUBEC, Z., LORICH, U.
The relationship of smoking and some social
covariables to ,nortality and cancer morbidity.
A ten year fallow-up in a probability sample of
55,000 Swedish -;ubjects age *18 to 69. Part
I . and 11. S=ockholm, Sweden, The Karolinska
Institute, Departnient of Environmental Hygiene;.
1975, 201 pp.
(3) DOLL, R., GRAY, R., PETO, R. Mortality in rela-
tian to Smoking: Observations on female doc-
tors. (Unpublished data manuscript, in prepara-
tion).
(4) DORN, H.F. The Increase in cancer of the lung.
Industriai Medicine and Surgery 23(6): 253-257
June 1954.
(5) DORN, H.F. The r-aationship of cancer of the lung
and the use of tobacco. The American Statistician
(American Statisti.;al Association) 8(5): 7-13,
December 1954.
(6) HAMMOND; - E.C. Sonoking In relation to the death
rates of one i-i-iilion men and women. In:
(7)
Haenszel, . W. (Editor). Epidemiological
Approaches to ths Study of Cancer and other
Chronic Diseases_ National Cancer Institute
Monograph 19. U.S. Department of Health,
Education, and Welfare, U.S. Public Health
Service, National Cancer lnstitute, January
1966, pp. 127-204.
HAMMOND, E.C., GAr=;FINKEL, L., SEIDMAN, H., LEW,
E.A. wTar" and nicotine content of cigarette
smoke in relation to death rates. Environmental
Research 12(3): 263-274, December 1976.

(15) REID, D.D, CONFiM.D, j., MARKUSH, R.E., et al.
Studies of dise=.se among migrants and native
population in G reat Britain, Norway, and the
United States. li . Prevalence of Cardiorespira-
tory symptoms atg iong migrants and native born in
United States. National Cancer Institute Monograph
190. U.S. Department of Health, Education and
Weifare, U.S. r~ublic Health Service, National
Prevalence Cancer Institute, Monograph 19: 321 -
346, 1966.
(16) ROGOT, E. Caediorespiratory disease mortality
among British NcrwegiYn migrants to the United
States. American journal of Epidemiology
108(3): 181-191, 1978.
(17) U.S. PUBLIC HEALTH SERVICE. Smoking and Health.
A Report of the -iurgeon General. U.S. Department
of -Health, Educa;,ion, and Welfare, Public Health
Service, Office )f the Assistant Secretary for
Health, Office osi Smoking and Health. DHEW
Publication No. (Pi-?5) 79-50066, 1979.

TABLE 1.-Days lost from work per year due to Illness and inJury, per currently
employed person 17 years old and older, by smoking status, sex an age:
United States, 1965 and 1977.
Totai9l
Fema t'e
17+3
T 7-44
45-64---
hfal e
17+3
T7-44----
45-64
Femate- -
20+3
20-44---
45-64 :_
Present
Smoker
Former
Smoker
'eroent.of work loss days
1965
5.6 6.6 6.7
5.5 6.6 6.0
6.0 6.7. 7.7
5.7 5.9 6.8
4.1 4.7 3.6
7.8 7.9 9.8
1977
6.0 6.6 5.4
6.1 6.8 5.4
6.4 6.5 5.92
5.3 5.9 6.1
5.1 6.0 - 5.S
5.6 5.9 6.2
Tinatudes-unknown smoking status.
ZFigure does not meet standards of
3lnoiudes ages 65 and over.
4.2
4.4
3.9

same. This would tend to reduce the number of 1'excess"
days among women attributable to smoking. There has been a
slight decrease in work-loss among males who never smoked.
Former 'smokers reported fewer work-loss days in 1977 than
in 1965. Although the difference in work-loss days between
1965 and 1977 is small, it could be attributed to the
assumption that in recent years the former smoker groups
have a greater proportion of people who stopped smoking for
preventive reasons, that is, before they had experienced
serious health consequences.
Futther study is needed to determine the association
between nexcesst' days lost from work by smokers and specific
diseases. Such an analysis would help explain the economic
impact of smoking in the work place.
LIMITATION OF ACTIVITY
The Health Interview Survey also regularly collects data on
the long-term impact of chronic illness.' Respondents were
asked if chronic illness Iimited their activities (3).
Estimates of the percent of the population with ' limitation of
activity by cigarette smoking status are shown in Table 2 for
1965 and 1977. Detailed interpretation of trend data is
difficult; however, there appears to be a relationship between
smoking and the impact of chronic illness. In general, the
1977 data indicate that women under 65 who have ever
smoked are more likely to have a limitation of activity than
those who never smoked. There are no marked differences
between current and former smokers. Among elderly women in
1977, there were no differences in limitations of activity by
smoking status.
CIGARETTE SMOKING AND OCCUPATION*
The Health Interview Survey provides a considerable. data base
on cigarette smoking behavior. and occupational status. The
data are available from a national probability sample of about -
40,000 households for the years 1965, 1966, 1970, 1974,
1976, 1977, 1978, and 1979. However, only minimai analysis
- TIMN 0048304
*See: It Interaction Between Smoking and Occupational
Exposures" in this Report.

Total ~~ P'esent
imoker
Former
Smoker
Percent with limitation
1965
65---- -
Male
Never
Smoked
17+ - 17.3 15.3 23.0 17
7
17-44---- 7.3 r.7 8
0 .
45-64---- 20.0 20
9 . 6.2
65+ . 22.1 15
7
-.----- 53.7 5:.7 56.3 .
52.9
1977
lincludes known smoking status..
SOURCE: HealthInterview Survey, National Center for Health Statistics.

has been conducted on this potentially valuable data base (4).
This briefn section presents data on smoking patterns for only
two of these periods--19700 and 1976. Researchers are
encouraged to investigate these date more fully through the
purchase of : public use data tapes (2). , The importance of
this data base increases as new evidence becomes available on
the increased health risks experienced by smokers in certain
occupations. The problems of' relatively small sample. sizes in
high-risk occupations can be partially overcome by combining
several years.. of the HIS data tapes.
Tabies _ 3 and 4 show smoking characteristics of broad
occupational groups--i.e., white '.collar, blue collar,. service
and farm workers--for 1970 'and 1976, respectively. Service
and blue collar workers, both women and men, are more likely
to smoke than are white collar-: and farm workers, but the
differences are much less among female workers. In 1970,
there were virtually no differences among female white collar,
blue collar, and service workers; more recently, however,
there has been a slight increase in smoking among, the latter
two groups. Caution should be used in drawing conclusions
from these data based on differences of only a few
percentage points since such differences can be well within
sampling error. White collar workers who smoke tend to be
heavier smokers than other types of workers, and this pattern
is more marked among female white collar workers.
The proportions of cigarette smokers by more detailed
occupational -classes are shown in Tables 5 and 6 for 1970
and 1976. Within three of four subgroups of white collar
workers--professionals, managers, and sales people--the
proportion of smokers among women is the same as for men
in the same occupational group. This also appears to be true
for laborers, who show the highest levels of smoking among
both women and men.
' TIMN 0048306
SUMMARY
The 1979 Report of the Surgeon General summarized the
information on smoking and morbidity as follows:
1. In general, female current cigarette smokers report
more acute and chronic conditions including chronic bronchitis
and/or emphysema, chronic sinusitis, peptic ulcer disease, and
arteriosclerotic heart disease, than women who never smoked.
89

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TI18E.F 6,-Estlmoet of the perOenRafe of current, refultr flairette smokers, adults ias; 20
years and over, according to labor force status and occupation and sex, U.S., 1976,
t
Total
Currently employed
Whito collar total
Professional technical
and kindred
managers ot aaministrators
-except farm
Sales wofkers
Clerical dckindred woikers
Blue collar total
Craftsman & kindred workers
Operatives and kindred
workers '
Laborer, except farm
Service
Farm
Unemployed
Usual aetivity-homemaker's
Female Male
Total
20+
70-44
45-64 Total
20+
20-44
45-64
32.0 36.9 34.8 41.9 47.6 41.3
35.9 37.0 36.1 43.4 46.8 39.7
34.3 33.8 36.9 36.6 38.6 35.3
29.1 28.6 32.7 30.0 31.1 29.9
41.6 42.7 40.8 410 46.4 36.1
38.1 37.0 42.6 39.9 42.6 3r.0
34.8 34.7 36.0 40.4 40.1 44.2
39.0 43.7 33.6 50.4 54.1 44.3
40.5 46.9 35.6 48.0 52.1 . 41.6
37.6 42.5 31.2 52.3 55.3 46.2
56.3 52.6 . . 53.7 56.9 51.7
39.0 42.8 37.7 47.2 51.1 44.8
31.3 51.0 36.q 45.4 35.0
40.0 41.0 39.9 56.8 59.9 53.8
29.0 37.1 32.2 NA NA NA
NOTE: Unknown If ever smoked excluded from calculation.
Fisure does not meet standards of reliability or peeislon.
SOURCE: Health Interview Survey, National Center for Health Statistics.
.e .... ...... ... .... .... .~L'.. ... .. ._. ..... ...... ... .... _.

SMOKING AND CARDIOVASCULAR DISEASE tN WOMEN
f NTRODUCTfON
Vrhire the mortality and morbi,lity rates of coronary heart
dFsease (acute myocardial infarction and chronic ischemic
heart disease) (CHD) are lower for women than men, CHD
still represents the major cause of death among women in the
U.S. In 1976, the United St-.tes recorded 284,055 female
deaths as attributable to this cause (Table 2). The
difference in mortality rates between the sexes is more
marked for acute myocardial Infarction, with males of all
ages experiencing 189 deaths and females 111 deaths per
100,000 (Table 1). Obserded differences by sex in
susceptibility to coronary hisart disease are not fully
understood but appear to be aftiected by multiple specific-risk
factors within any demographic group.
McGill and Stern have recently provided an extensive
review of sex differences in -wsceptibility to atherosclerosis
in humans and in experimental animals, including an analysis
of factors known to predispcse to atherosclerosis and its
dependent diseases (24).
MORTALITY RATES
tn the United States, the Nathmal Center for Health Statistics
has reported mortality rates irom acute myocardial infarction
and chronic ischemic heart di°ease classified by age, sex, and
race, for the years 1968 and 1976 (Tables 1, 2, 3) (32).
These tables show that mort?lity rates for acute myocardial
lnfarction among adults up to age 64 are highest for white
men and are succeeded by progressively lower rates for other
men, other women, and finallr, white women. Mortality rates
for chronic ischemic heart di-.eases vary. The rates for white
men pre second to those for other men and close to those for
nonwhite women; again, however, rates for white women are
by far the lowest. Both :rhite and nonwhite women show
consistently lower rates until extreme old age. However, the
differences narrow markedly in age in comparison with those
in young adulthood and middle life (Table 1).
Male-to-fernale mort-.lity ratios for acute rnyocardial
infarction among adults in t"eir 30s or 40s are approximately
5 to 6 for *whites and 2 to 3 for nonwhites; among adults in

TABLE 2.-Number of deaths for acut® m eocardtal Infarction and chronic {sch©mic heart dlseae for
sp.cftfed age groups, by color and sex; United Stales, 1968 and 1976
(Number of deaths due to acute myocardial int-arcion are those assigned to category number 410 of
the Eighth
Revision of the International Classification of Di;:eases, adapled for use in the United
States,adopled in 1965;and
for chronic ischemic heart disease to category number 412 of this revision)
Vesr and a9e
Tota/ Whqe
~~~ Male Femafe . ~~~ Male Female
1976 Acute myocardial infarction
Ae sqea ........................................ 319,477 197429 122A48 295,613 183.820 111,793
2534 years .......... .................................. 890 718 172 ".. 720 598
35.44 years ............................................. 6,223 5,182 1)041 5,338 4,558
5.54yeara..,.» ....................................... 26,405 21.361 5,044 23,479 9,407
55fi4 ye.ra ,.» ..................................... 62,091 46,516 15,757 55,623 43.072
6574 years ................ ..................... ' 93,695 61,038 32,657 66,566 57 rq4
75-84 years........... - ................................ ' 89,969 46,395 43,574 84,852 43.912
85 years acd over ....... ,,,,,,,,,,,,,,,,,,,,,,,,, 40A68 16.132 23936 37939 15,201
7968
A11 eqes ........................................ 369.610 236,017 33,593 342.999 220,517
2534 years ............................................. 7099 838 261 846 664
35-4 ycart .................. .... ....»......,......» 9980 8,132 1,848 8,412 . 7,122
554yeara ............................................. 36,032 29,368 6,664 32,261 26,860
5544 yean ............................................. 76.108 57.387 18.721 69,504 53,287
6574 yeara,»................ ........................ 109,672 70.564 39.108 101.863 66,205
75$4 years ............................................. 100,312 53$38 16,474 95.613 51.436
85 years and ovee .................................... 36,135 15,711 -!0 424 34,317 14,824
All other
Both Mafe
seaec
Frmale
23,864 13.609 10,255
122 170 120 50
780 1585 624 261
4,072 2976 1,954 972
13,`,51 5r68 3,444 2,024
29$62 7,129 4,034 3,035
40_940 5.117 2,483 2,634
22,738 2,129 931 1,198
122,482 26,611 15,500 11.111
182 253 174
1,290 1,563 1,010
5,401 3.771 2,508
16,217 6,E84 4,100
35,658 7,809 4,359
44,177 4,699 2.402
19,493 1,818 887
79
558
1?63
2.`.Q4-
3,450
2.297
931
1976 Chronic tschemic heart disease
Ae pea ............... ...».... ............. » 322,382 160,375 1`2A07 289572 143,372 146,200
2534 years .. ....................»,................., 502 381 121 332 266
35-44 yean..» ................. ................. ».,,,, 2,937 2.273 664 2,137 1,734
4534yearn......... ,,,,.,»....... ,...»»........ ».. 13,649 10,391 3.258 10,593 8.426
55-64 years...... .... »,,,,,,,,,,,,,,,,,,,,,,,34,765 24,525 1.1240 28929 20996
65-74 yeara,,,»,,,,,,,,,,,,,,,,,,,,,,,,,,,,,69.176 41.612 2-'.564 60A42 36,745
7584 yean ............................................. 109,860 50A70 5-,850 101.088 45,932
ZS yrnrs and ovo ................................... 91,368 31.109 6C,259 86,358 29.217
1968
AII a9ee ............. ..................... ..... 300216 151,815 148 401 268,124 135.333
25J4 yesn,,..,,.................................... 390 262 128 211 166
3544 r.an................... ..,,,...,,,.,,,,~...».. 3,212 2.350 962 2,162 1,734
45{rt vean ................. »...... ,.,,»............ 12,953 9.412 3,541 9.727 7,545
55tS4 yesn..,.,,.,,,..... ...-,,-- 34.475 23,481 10994 27,743
19,732
6574yeera,,,,,,,,,,,,,,,_,..... .................. .. 71,905 41,270 30:i35 62.076 36.135
7584 years ............................................. 708,576 50.145 58.131 101,229 46,689
85 yeas enA 68,548 24,801 43,'47 64,870 23.269
Sooree: Rosenbe.p and Kleryba 132).
0
98
32,810 17,003 15,807
66 170 115 55
403 80o 539 261
2,167 3,056 1965 1,091
7,933 5,836 3.529 2.307
23,297 9,134 4,867 4,767
55,156 8,772 4.078 4.694
57.141 5,010 1 A92 3,118
132,791 32092 16,482 15.610
45 179 96 83
428 1,050 616 434
2,182 3,226 1,867 1.359
8.011 6,732 3.749 2983
24,941 9,829 5.135 4,694
54,540 7,347 3,456 3.891
4/,601 3.678 1,532 2,146

a
their 70s and 80s, they are roughly 1.6 and 1.4. The actual
number of deaths involved is very large; their distribution by
age, sex, and race is sho vn in Table 2. Between 1968 and
1976, a striking decline occurred in the acute myocardial
infarction mortality rate for men and women of all ages and
races.
These are shown as percent changes of rate in Table
3. The percent change has been larger at younger ages
(Tables 2 and 3). The ;hanges. for chronic ischemic heart
disease are similar but les; dramatic (Table 3).
ATHEROSCLEROSIS
Differences in heart atta,-=k mortality rates among men and
women parallel pathology data concerning atherosclerotic
plaques of the coronary arteries. The International
Atherosclerosis Project systematically collected autopsy
observations on persons from 14 geographic locations and 19
ethnic groups in different parts of the world, and found that
women from 11 of the 11) groups, when compared to their
male counterparts, had a s much as or even more aortic
atherosclerosis. Men over age 39 had more raised plaques in
their coronary arteries thari women (23).
These findings indic-.te that the occurrence of coronary
plaques was parallel to neart attack rates, ' but that the
occurrence of aortic les-ons was not. Coronary plaque
.:
:
severity
had a male-to-fPmale ra
tio of 1.61 among
whites :
;<
and of 1.14 among blacks. Studies
Sweden (39) and of westcrn Euro of a white population in
peans from five locations
:;:-
-
(17) demonstrate similar firidings: a clear excess of coronary ."
atherosclerosis among men and a similiar severity of aortic
atherosclerosis among men ;ompared to women. '
Autopsy studies thus show a selective liability of the
male coronary arterial bed for atherosclerosis, as compared to
the female, especially amoog white men but also among men
of other races. The pathological findings are congruent with
the clinical data on heart attack mortality rates. Autopsy
studies also show that, among men or women with manifest
coronary heart disease, wonien patients have roughly the same
prevalence of advanced atherosclerotic lesions - of the
coronaries as men (40). Ihese data suggest that the amount
of atherosclerosis necessar_, to precipitate a heart attack is
the same, on the average; in both sexes. This generalization
about the amount of coronary atherosclerosis appears to hold
100
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. 0048
f~ 17.

for heart attacks at younger and older ages, for recent and
otd infarcts, and coronary occiusion, without infarct, and for
stenosis, as well as for complicated and calcified lesions and
raised plaques In the coronary arteries (40).
tt -shouid be noted that the grading of atherosclerosis
at autopsy is not a simple matter because there are -severai
types of lesions and several ways of evaluating or measuring
them. Moreover, the development of the different sorts of
lesions is not necessarily parallel. Sternby provides a useful
discussion of issues in the grading of atherosclerosis (39).
Nevertheless, the major studies noted above provide strong
evidence that women have less coronary atherosclerosis on the
average than men of the same age in the same population.
RISK FACTORS
Factors present in tndividuais which correlate with future
liability to disease are risk factors for that disease. In the
case of heart attack, for example, it has been shown that
age, male sex, cigarette smoking, hypertension, elevated blood
cholesterol, and several other conditions are positively and
independently associated with the probability of heart attack.
The level of high-density iipoprotein cholesterol in the serum
has a negative correlation with heart attack; that is, higher
levels are protective. The various risk factors have been
identified for both men and women and have been shown on
muitivariate analysis to be independent. A combination of risk
factors is synergistic, producing an associated risk greater
than the simple sum of the individual risks. Although the
data for women are much less extensive than for men, they
indicate that cigarette smoking is a major risk factor for
heart attack in women.
THE EFFECT OF SMOKING TIMN 0048318
Atherosclerosis
There is little autopsy information about the amount of
atherosclerosis in women smokers. Sackett and his associates
reported on aortic atherosclerosis among both men and women:
of their 450 female subjects, 309 were nonsmokers.
, 52
smoked less than a half pack per day, and 89 smoked more
(33). Mean, age-adjusted aortic atherosclerosis was found to

increase in conjunction with the amount and duration of
smoking.
A study of the ii-tramyocardia/ arteries and arterioles
of the heart in 13 wom~n and 21 men who were nonsmokers,
and 16 women and 27 men who were smokers, indicated that
proliferative lesions in intramyocardial arteries were more
advanced relative to age in smokers than nonsmokers. It was
also found that subendo;ardial arterioles were thickened in
smokers. A separate an_dysis by sex was not performed, but
the authors remarked tha: the lesions developed as rapidly and
as extensively in wome-i as in men in both smoking and
nonsmoking groups (27).
Studies of the s--verity of atherosclerotic plaques in
the arteries of women °-Pho smoked in comparison with those
who did not smoke invotv-s too few subjects to be satisfactory.
Investigating the retatioitship of these arteriit lesions and
cigarette smoking in wo+nen is fundamental to understanding
the occurrence of heart tttack and other ischemic diseases.
Coronary Heart Disease
Coronary heart disease (acute myocardial infarction and
chronic ischemic heart disease) occurs with greater frequency
in smoking than in nonswoking women. The prospective study
of Hammond and Garfinkel, published in 1969, included data
on approximately 446,000 women between the ages of 40 and
79 (9). The increase ir, mortality ratios in conjunction with
increasing numbers of cigirettes smoked per day for various
ages is shown below in Table 4 (43,44). Mortality ratios
were, higher for younger ages and lower for older ages. The
one-pack-a-day smoker's' risk of death from heart attack was.
approximately twice that of the nonsmoker. The prospective
data of Shapiro and colleagues are based on a poputation of
120,000 men and women (35). Using a sampling factor of
about one-thirtieth, they examined 4,301 women at risk of a
first myocardiai infarction between the years 1962 and 1964.
The smokers compared with nonsmokers had roughly twice as
many rapidly fatal heart attacks and heart attacks that were
not fatal within 48 hours. The ratio was approximately 2.9
among younger women ag-:d 45 to 54 and 1.8 for the subjects
aged 55 to 64. Heavy smokers had higher ratios, but the
data did not permit a detailed study of dose relationships or
of the experience of fernate ex-smokers.
-
_
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A recent study examines the cause-specific mortaiity
of 6,194 British women physicians over the period 1951 to
1973 (6A). Table 5 pre-;ents the results of this study in
conjunction with the_ previ_,usiy published results among male
physicians during the same period (6B). The clear association
of cigarette smoking and ischemic heart disease previously
described in males.was cootfirmed in female physicians. For
women who reported smoki_ig 15 or more cigarettes per day,
mortality due to ischemic ;ieart disease was more than double
that of nonsmokers.
. Although the results demonstrated a similar effect of
smoking in the development of ischemic heart disease in both
male and female physician=, the association of smoking with
heart disease was less striking in women physicians. Ischemic
heart disease was less prominent as a proportional cause of
death in this population of women than in male colleagues (16
percent vs. 32 percent of il deaths). lschemic heart disease
mortality was, only 26 pe rcent higher for al l ever-smoked
women than for never-smo';ed women. However, for females
who sr'noked heavily (>25 cigarettes per day), the relative risk
of: death from ischemic #'_eart disease was 2.2, a. finding
consistent with that demons-:rated in males, who had a relative
risk of 1.6.
. In such studies, standardization for amount smoked
daily by each. of the sexes does not, however, correct for
differences in age at initiation of smoking and degree of
inhalation.. This fact grea :ly complicates comparison of the
magnitude of biologic effect in the two sexes. This Ncohort
effect" (i.e:, unmeasured but documented dissimilarities in
total smoking experience) may lead to an erroneous
interpretation that cigarez',e smoking Is less damaging to
women .than to men. This issue cannot be resolved until
studies. examine the effect of smoking in more recent cohorts
of women whose lifetime s,aroking behavior is more similar to
that of men.
.
Among 26,467 Swedish women observed during a 10-
year period, , the risk ' of developing fatal coronary heart
disease was significantly higher among smokers than
nonsmokers (49). The relative risk was 1.9 at ages 40 to 49
and 1.3 at ages 50 to 59. An extensive mortality study in
Japan also reported a highly significant increase in deaths
frdm ischemic heart disea:s among female smokers, with a
mortality ratio for smokers of 1.6 (28).
Coronary heart disea':-,e morbidity data are available on
women from prospective stul-ies in Framingham, Massachusetts,

Tecumseh, Michigan, and the greater New York areas. The
Tecumseh data of 1967 do not show a relationship of such
morbidity with smoking (iabie 6) (7). The Framingham Heart
Study found an increase-i risk for women smokers, but the
associations were weak (18, 19). '
The study of Sha;iiro and colleagues considered both
mortality and morbidity (35). It reported separately on
deaths -within 48 hours of onset, and on all definite myocardiai
infarctions after that tim-: interv8i. Using this ctassificatioh,
the incidence of coronary heart disease among women smokers
was distinctiy higher than it was among nonsmokers.
While there is some variability in the strength of this
association, the data frovi the various prospective studies of
mortality and morbidity Vom coronary heart disease establish
smoking as -a positive correlate, or risk factor, for women.
However, the risk ratios ;end to be smaller than for men at a
given level of cigarette consumption In all age groups. This
trend may result from the different smoking patterns reported
by men and women who - noke the same number of cigarettes
per day (6a, 6b,.24). Men generally begin smoking at an
earlier age and have thui smoked for a longer time period
than women. Men also in-iale more often than women and are
more likely- to smoke rno,-e than half of a cigarette. These
smoking styles would exNose men to a. larger dose of smoke
per cigarette and a iLrger lifetime : amount , than that
experienced by women. .. .
Case control . and ~etrospective. studies of women who
have had heart attacks have. suggested an increased incidence
of heart attack among smokers. For example, a case control
study of -55 - women who 1'ad heart attacks before age 50 (an
uncommon event in women) found that . 89 percent were
smokers in contrast to 55 percent in a control group without
!
myocardial infarction. Heavy smokers'
F: (35 or more cigarettes
per day) had an estionated myocardial infaration rate
approximately 20 times iiiat of the nonsmokers. As far as
possible, women using orai contraceptives and those with other
identifiable risk factors were excluded from the study (36).
Spain and his as-ociates conducted a retrospective
autopsy study of women Nho . had died suddenly of coronary
heart disease and compa~ed this verified diagnosis to the
women's smoking habits is reported by the closest living
relative (37). Only witnessed sudden deaths were inciuded
in the data. Comparisons were made between women who had
'died of coronary heart dhease and women who died suddenly
of causes other than he2rt attack. It was found that 62-
---- - ---------

percent of the women suffering sudden cardiac death were
heavy smokers in contra-et with only 28 percent of the control
group. For those who smoked heavily, the mean age at death
was 19 years younger than that of nonsmokers; lighter
smokers died at an intermediate mean age.
In_ a_retrospective study emphasizing psychosocial
variables, ._ . Taibott and associ_ates_ reported on 64 white women ,...
who ..,die,..d__suddeniy of arterioscierotic heart disease (41)..
Theyc... found that womea who, died suddenly smoked more
cigarettes than the com:iarison group. The relative risk for
those smoking more than a pack a day compared with those
smoking less than a pack a day was 3.9 (p <.004).
Smoking, as well as other risk factors, raises the
already somewhat higher risk of myocardial infarction among
women who use oral con;raceptives. During the child-bearing
years, the use of oral contraceptives doubles the risk of
myocardial infarction; women who both smoke and use oral
contriceptives have approximately 10 times the risk of women
who neither smoke nor' rise oral contraceptives (13). These
Issues are considered bel ow in a separate section.
Cessation of Smoking and "Tar" and Nicotine
Content of Cigarettes
Existing data ` are inad_quate to determine the effect of
sinoking cessation on *the incidence of coronary heart disease
in women. Hammond tnd associates (have reported that
mortality rates from co-onary heart disease were lower in
women who smoked low- 'tac" and iow-nicotine cigarettes (as
soid'- in the. 1960s) than in those who smoked medium level
products, and still lower than for those who smoked high-
"tar" and high-nicotine ~iroducts; even so, the mortality rate
for those women smoking iow-"tar", low-nicotine products was
significantly higher than that of nonsmokers (10).
Evidence considered ' below suggests that stopping
smoking is beneficial in the treatment of women suffering
from peripherai vascular Jisease.
Angina Pectoris
The Framingham Heart Study reported that there was a
positive. association be't:veen smoking and angina pectoris
among men but not 'among women (19). In an extensive study
108

smoking for both men and women (2.). The relative risk for ,
men was 3.9 and for women, 3.7. The association appeared
to relate to hemorrhage. from ruptured cerebral aneurysms
rather than to other conditions that may give rise to
subarachnoid hemorrhage. A synergism between smoking and
the use of oral contraceptives and subarachnoid hemorrhage is
noted below (30). The Japanese study cited in the discussion
of ischemic heart disease has also reported on 366 deaths
from cerebrovascular disease among women who smoked (28).
The risk ratios for subarachnoid hemorrhage and cerebral
hemorrhage were both significantly increased among women
smokers (p <.001) as was the risk rate for the category,
"other forms of cerebrovascular disease" (p <.05).
Arteriosclerotic Peripheral Vascular Disease
Clinicians have noted that airteriosclerotic peripheral vascular
disease is more common In men than women. Sternby has
reported from autopsy studies that men generally have
somewhat more atherosclerosis of the femoral and pelvic
arteries than women (39).
Kannel has reviewed the relationship of smoking to the
incidence of arteriosclerotic peripheral vascular disease (18).
In the Framingham Heart Study the incidence of peripheral
vascular disease was increased among smokers of both sexes;
cigarette smoking was as strong art independent risk factor in
women as in men. Heavy smokers had a threefold increased
inc idence.
Weiss studied 245 women with arteriosclerotic
peripheral vascular disease (48). Ex-smokers who had not
smoked for 5 years or more had nearly a normal risk ratio of
1.06; those who had not smoked for the last 1 to 5 years had
a risk of 1.70; continuing smokers of less than a pack a day,
5.15; pack a day smokers, 11.53; and those smoking more
than a pack a day, 15.56 (relative to nonsmokers, 1.00). The
Increased risk was particularly associated with proximal
(aortoiiiac) disease, and there was less association with distal
(femoropopliteal) disease. Age-standardized relative risk
ratios for those smoking a pack a day were 30.06 for
proximal and combined proximal and distal disease and 6.32
for distal disease alone.
A retrospective study of 21"7 patients who underwent
arterial reconstructive procedures of various kinds for
peripheral vascular disease has been reported by Myers and

colleagues (26). Diabetics were excluded from the report.
There were 164 male a-id 53 female patients. The late
patency rate of the vaswilar reconstruction was followed for
1 to 4 years. The au:hors reported that the number of
cigarettes smoked befor : surgery did not influence the
outcome, but cessation of smoking after surgery had a
favorable impact. There were no significant differences in
outcome between men and women. The patency rate'*4 years
after aortofemoral surgery wal 90 percent in those who
smoked five or fewer cigarettes per day after surgery and 75
percent in those who smoked a greater amount. Following
femoropopliteal reconstruc:ion, the 2-year patency rates were
95 percent for those wha stopped smoking, 75 percent for
those smoking as many ts 15 cigarettes per day, and 65
percent for those who ;ontinued to smoke more than 15
cigarettes per day. : -.
Aortic Aneurysm
Studies have not been reported for women with respect to
atherosclerotic aortic an=mrysm and smoking. Deaths for
women are about one-fiftY- those for men (9).
Hypertension
Smoking is not associater; with an increased prevalence of
essential hypertension in men or women (38). However,
smoking does combine with hypertension (and other risk
factors) as a risk facto for heart attack, synergistical ly
compounding the risk.
Two recent case co,strol studies of rapidly progressive,
severe or malignant hypertension have found that there is an
overrepresentation of smokers among patients with this
uncommon phase of hypert=nsion (3, 12). In one study of 82
patients who developed malignant hypertension, 67 were
smokers. Thirty-three of those were women. In the study,
77 percent of the female )atients with malignant hypertension
smoked, .and only about -44 percent of those with. essentiai
hypertension and of the general female population smoked.
The difference is highly significant. A similar and parallel
study of 48 patients with: nalignant hypertension contained 33
men and *15 women; 25 men (76 percent) and 8 women (53
) percent) were smokers c.)mpared with 44 percent and 30
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percent, respectively, of a group of 44 men and 44 women.'
with nonmalignant hypertension. The difference is significant
for men but does not reach significance for women.
Venous Thrombosis
The section dealing with venous thrombosis of the 1979
Surgeon General's Report noted a case control study by Vessey
and Doll of 84 women who had venous thromboembolism (44).
There wasr no significant reiationship to smoking, although-
there was a'trend (p=0.08) reasonably attributable to chance
(45). Similarly, Lawson, Dav.idson, and Jick reported no
assoeiation with smoking among 60 premenopausal women who
used oral contraceptives and who had uncomplicated venous
thromboembolism (21 ).
The Issue is reopened, however, -by a recent paper
derived from the Walnut Creek Contraceptive Drug Study. The
authors analyzed 38 cases of venous thromboembolic events
among the approximately 16,700 women followed in the study.
These women were matched with 8,174 controls from the same
cohort, providing each case with 61 to 559 comparison
subjects. The relative riskof cigarette smoking was 2.6 with
a one-sided p value of less than 0.01. On multivariate
analysis, the smoking effect was independent and remained
significant. Of the 17 idiopathic cases of thromboembolic
disease, 65 percent occurred in smokers, while 33 percent of
the controls were smokers. The relative risk for smokers was
4.2. Both smoking and oral contraceptive use were
independent risk factors for venous thromboembolic disease in
this cohort of women (31).
The same section of The 1979 Surgeon General's Report
noted a controversy about whether smokers who suffered
myocardial infarction had a relative protective effect from leg
vein thrombosis in the immediate post infarction period (44).
The authors did not provide an analysis for each sex.
A recent investigation of women undergoing gynecologic
operations has studied the incidence of deep vein thrombo-sis
of the leg in relation to smoking. In the prospective study
of 231 women, their smoking habits during the month before
the operation were determined. The occurrence of deep vein
thrombosis (DVT) was assessed by the radioactive fibrinogen
technique, with routine scans on the first, third, and sixth
postoperative days. Of the 231 patients, 99 smoked and 132
did not smoke. Eight of the smokers (8.1 percent) and 29 of

the nonsmokers (22 perc:nt) developed DVT. Following an
analysis of other factors, the authors concluded that smoking
provided an apparent "pro tective" effect against postoperative
DVT, based on the. fact that smokers constituted only 21
percent of the patients with DVT. They also noted that the
women who developed DV i weighed more than those who did
not and that smokers who developed DVT were more overweight
than nonsmokers with DVT (5).
In a continuing pro ipective study of the, relationship of
blood clotting and blood =hrombogenic properties to ischemic
heart disease, Meade ani associates have reported on a
number of blood coagulation variables and their relationship to
smoking among 1,426 men and 638 women in England (25).
Forty-three percent of th_ men and 36 percent of the women
were smokers. Smoking. was not found to have an effect In
women on factors V or VII, fibrinogen, fibrinolytic activity,
antithrombin lll, platelet adhesiveness, or platelet count.
Smoking decreased fibrinolytic activity in iaen and decreased
factor V1-11 activity In both men and women. Oral
contraceptive users were found to show an increase in
fibrinolytic activity only ii the women were nonsmokers.
High-Density Lipoprotein
High-density Iipoprotein -'HDL) is a protein complex that
transports cholesterol in tte blood. A higher level of HDL
is correlated with a redu-:ed risk of heart attack. It has
been observed that women who smoke have lower levels of
HDL than expected (1,4,8).
ORAL CONTRACEPTIVE USE, SMOKING, AND CARDIOVASCULAR
DISEASE

estrogens raised the level of HDL significantly aboave the levei.
In nonusers while progestin use lowered it. Combination drugs
tended to change the HDL level according to their relative
estrogen-progestin formulation. The average HDL con-
centration was reduced by smoking. Among nonsmoking women
the HOL concentration was 63.7 + 16.8 mg(di. This was
reduced by 2.2 mg/dl for those smoking half a pack per day;
and by 7.3 mg/dl for those smoking one or more packs per
day. A reduction In the HOL level among women who smoked
was also reported from Holland. This study found an
independent negative association with the HDL level among oral
contraceptive users (1).
It has been reported from long-term studies that
women usingg oral contraception have a two to threefold
statistically . significant increase in risk of venous
thromboembolic disease when compared to those using other
forms of contraception (46). . This study concluded that
smoking did- not significantly increase -tha incidence of venous
thromboembolism (45). By contrast, the Wainut Creek Study
reported that smoking contributed to venous thromboembolism
among both users and nonusers' of oral contraceptives (31).
Conclusions about the effect of smoking on venous
thromboembolic phenomena, therefore, must be regarded as
uncertain at this time since there are few relevant studies
and they provide somewhat contrary conclusions.
In 1973, the Collaborative Group for the Study of
Stroke In Young Women estimated that the relative risk of
cerebral ischemia or thrombosis was approximately nine times
greater for women who use oral contraceptives than for those
who do not. A detailed analysis of smoking was not
presented, but one of the study's striking findings was the
high proportion of women with stroke who currently or at
some time ' smoked cigarettes regularly (73.8 percent),
compared with smoking rates of 43.4 percent among
neighborhood controls aged 17 to 44. The study also found
an increase in hemorrhagic strokes among white women.
Almost half of the hemorrhagic strokes were attributable to
bleeding from congenital aneurysms leading to subarachnoid
hemorrhage (6). Recently an' association between smoking and
aneurysmal subarachnoid hemorrhage in both men and women
has been documented (2).
The Walnut Creek Contraceptive Drug Study reported
that in a cohort of approximately '16,700 women, the risk of
subarachnoid hemorrhage for smokers was 5.7 times that of
nonsmokers; the risk for oral contraceptive users was 6.5

times that of nonusers; and the relative risk for women who
used both cigarettes and oral contraceptives was 22 times as
great. Past users of oral contraceptives also had an increase
in relative risk, but an analysis of risk was
because of the small numb-ir of cases (30).
not possible
The risk of myocardial infarction in women is
increased by cigarette sonoking and by the use of oral
contraceptives; it is compo inded when both are used together.
For example, Mann and associates reported a retrospective
study of 63 women below ?ie age of 45 with acute myocardial
infarction. The proportion of heart attack patients who had
used oral contraceptives h- _ the previous months was signifi-
cantly higher than expected. The relative risk for myocardial
infarction among women srnoking 25 or more cigarettes per
day was 11.3 times greater than- that among nonsmokers.
Moreover, there was evidence for synergism of the two risks
(22) -
. Jick, et al. reported a case control study of 107
women under age 46 who were discharged from the hospital
after -- suffering nonfatal_, acute myocardial infarciions
(14,15,16). The annual risk of nonfatal myocardial infarction
(MI) among healthy women aged 39 to 45 who both smoked
and used estrogens for noncontraceptive purposes was
approximately 1 in 750. T'hey noted that although an acute
myocardial infarction is tiocommon in healthy young women,
the risk appears to be sub mantial in women over the age of
38 who both use estrogens and smoke cigarettes (16).
In. this same study, i relative risk of 14 was reported
for oral contraceptive us-:rs compared with nonusers (90
percent confidence limits =)f relative risk from 5.5 to 37)
(15). In women smoking mD re than 25 cigarettes per day the
relative risk rose to 34 ti, ies that of women who were both
nonusers and nonsmokers. While the number of subjects was
small, the authors calculate I that for women exposed !o either
oral contraceptives or smok 'ng, but not both, the annual age-
specific risks for nonfatal' MI were roughly 1 per 190,000 at
ages 27 to 37; 1 per 47,0C0 at ages 38 to 40; 1 per 23,000
at * ages 40 to 43; and 1 p-:r 16,000 at ages 44 and 45. If,
however, both cigarettes an-1 oral contraceptives are used, the
annual age-specific risk is estimated to be much higher and
the respective irisks become I in 8,400; 1 in 920, 1 in 540,
and 1 in 250. The authors report that a dose-response
relationship exists between smoking and risk among their
population of female myoca,dial, infarction patients, such that
smoking 1 to 14 cigarettes per day carried a relative risk of
116
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(18) KAMIEL, W.B. Epidemiologic studies on smoking
G.f3. (Editors). Proceedings of the Third
in: Wynder, E.L., -Hoffman, D., Gori,
in cerebral andl peripheral vascular disease.
Health Servite, Natlonal Institutes of
_Health, Educ2tion, and We-Ifaro, Public
Health Servi=e, National Institutes of
Health, National Cancer Institute, DHEW
Worid Conference on Smoking and Health, New
York, June 2-s, 1975. Volume 1. Modifying
the Risk for the Smoker. U.S. Department
of Health, Education, and Welfare, Public
Publication, (NiH) 76-1221, op.
257-274, 1976.
(19) KAMiEL, W.B., C-STELLI, W.P., MCNAMARA, P.M.
Cigarette smoking and risk of coronary heart
disease. Epidemiotogic clues to pathogene-
sis. The Fra,ningham Study. In: Wynder,
E.L.,_Hoffman, D. (Editors). Toward a Less
Harmful Cigare?te. National Cancer Institute
Monograph No. -8. U.S. Department of Heaith
,
Education, and'Veifare, PublicHeaith Service,
National Cancer institute, June 1968, pp.
, .
9-20
(20) KURTZKE, j.F. Epidemiology of cerebrovascu-
lar disease. In: Cerebrovascular survey
report for the joint Council Subconmittee on
(21)
Cerebrovasculae Disease. The National
Institute of Neurological and Conmunicative
Disorders and Stroke and the National
Heart and Lunt Institute. Revised.january
1976. U.S. De:partment of Health, Education,
and Welfare National Institutes of Health,
Public Health~-;ervice pp. 213-242.
LAWSON, D.H., DAJIDSON, J.F., jICK
H. Oral
,
contraceptive tse and venous thromboembolism:
abscence of an effect of smoking. Rritish
Medical journal 2: 729-730, September 17,
1977.
(22) MAMI, J.1 ., VESS1-Y, M. P., TfinR(xGOC)D, M., DDLL,
R. Myocardial infarction in young women with
special reference to oral contraceptive
practice. British Medical journal 2: 241-245
May 3, 1975.
(23) MCGILL, H.C., JF. (Editor). The geographic
pathologyofatheroscierosis. GeneralFindings
of the Inte- rnational Atherosclerosis Project.
Laboratory 1nrestigat.ion 18(5): 498-5A2,
1968.

(32)
(33.).
ROSENBERG, H.M., KLEBBA, A.J. in: Havlick,
R.J., Feinleib, M. (Editor'sf. Proceedings
Health, Public Health Service, Education,-
and Welfare, NiN Publication No. 79-1610,
of'the Conferenc- on the necline in Coronary
Heart Disease Movtality. U.S. Depar-tment of
pp'. 11-39, 1979.
SACKETT, D.L., Gi.6SON, R.W., RROSS, I.D.J.,
PICiCREN,. J.W.. Relation between aortic
atherosclerosi's' and the use of cigarettes
and.aicohol. An autopsy study. New England
Jcvurnai of Medicine 279(26): 1413-1420,
December 26, 196:;. .
(34) SHAfIRO, S., SLONE, D., ROSENRERG, L.,
KAUFMAN, D.W., STOLLEY, P.D., MIETTINEN,
O.S. Orai-contriceptive use in relation to
myocardial infarstion. Lancet 1: 743-747,
Ap r i 1 7,, 19.79.
(35) SHAPIRO, S., WE1NBLATT,. E., .FRANK, C.W.,
SAGER, R.V. l,rcidence of coronary heart
disease in a population insured for medical
care.(HIP). My)cardial Infarction, angina
pectoris, and possible myocardiat infarction.
American Journal of Puhiic- Health 59
(Supplement 6): '-101, June 1969.
(36) SLONE, D., SHAPIRO, S., ROSENBERG, L.,
(37)
KAUFMAN, D.W., HARTZ, S.C., ROSSI, A.C.,
STOLLEY, P.D., MIETTINEN, O.S. Reiation of
cigarette smokin=; to.myocardiai infarction in
young women. Ne~, England Journal of Medicine
298 (23 ): 1273-12 r6,. J une 8, 1978.
SPAIN, D.M., SIEGEL,, H., 13RADESS, V.A. Women
smokers and sudden death. The relationship
of cigarette sMoking to coronary disease.
Journal of the "merican Medical Association
224(7): 1005-100r, May 14, 1973.
(38) STAMLER, J., RHOMB.:RG, P., SCHOENBERGER, J.A.,
SHEKELLE, R.B., DYER, A., SHEKELLE, S.,
STAMLER, R. ,:'.',e WAMAKER, J. Mu i t i var i at e
.anaiysis of t;ie relationship of seven
variables to b1=)od pressure. Findings of
the Chicago H--art Association Detection
Project in Industry, 1967-1972. Journai of
Chronic Diseases' 28(10): 527-548, November
1975.
124 '
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-
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_.~.~ - .....:..-~
~`::
~..._.....;

WILHELMSEN, L.- Recent studies on smoking and
CVn epidemiology: Scandinavia and some other
Western European ,ountries. In: Steinfeld,
J., Griffiths, W=, Rail, K., Taylor, R.M.
(Editors). Proceedings of the Third Worid
Conference on Smoking ind Health, New Yortc,
June 2-5, 1975. Volume ii. Health
Consequences, Edu_,ation, Cessation
Activities and Social Action. U.S.
Department of Health, Education, and
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Institutes of Health, National Cancer
Institute, HEW Pubtication No. (NIH) 77-
1413, 1977, pp. 1.'1-177.
126 '

studies, and studies of human tissues at surgery and autopsy
have confirmed and extended those conclusions. Cigarette
smoking is the majog cause of cancer of the lung in women.
The risk increases °vith the number of years the individual
smoked, the number of cigarettes smoked, the "tar" and
nicotine level of the cigarette smoked and the degree of
Inhalation, and is inversely related to the age at which the
individual began smoking, being higher, for. those who begin
smoking at younger ages.' ' The- risk of developing cancer is
diminished significan :ly by quitting smoking and is lessened
somewhat by switc-iing to low-tar, low-nicotine filter-tip
cigarettes (55, 59). Considerable evidence has. also shown
that cigarette smoking is a significant cause--for women and
men--of cancer of ;ie larynx, oral cavity, esophagus, urinary
bladder, kidney, and pancreas. Much of this information has
been -summarized n previous 'issues of the "Health
Conseauences of Smckingp or the Surgeon General's Reports
(45-55 ).
Table 1 lists the new cases and deaths 'estimated to
occur in 1980 for those cancers which are causally associated
with cigarette smokiag (1). Smoking will contribute to 43
percent of the mai` and IS percent of the female newly
diagnosed cancer cas=s in the United States In 1980 and to 51
percent of the male and. 26 percent of - the female cancer
deaths. This table does not imply that cigarette smoking
causes each of thes= individuai cancers. It does, however,
identify the impact o F cigarette smoking on the major cancers
now known to be ass.)ciated with cigarette smoking.- Most of
the cases of cancer of the lung and larynx could have been
prevented, as could a substantial proportion of. the cancer
deaths at the other s ites listed. In this. 'chapt_sr, seiected. data on cancer and smoking
among women will be reviewed and summarized. Where
necessary for clari=,y, data previously reported will be
summarized briefly.
LUNG
The lung is a complex organ lined by at least five types of
epithelial cells, each of which theoretically might give rise to
one or more types of neoplasm. In addition to the epitheiial
cells, blood vessels aid connective tissue are prominent in the
lungs. Both visceral and parietal portions of the lung are
covered by synovial membranes, which also are subject to
Ina
-----
~:;
~ ...._ ...........
~
~--------
2..

neoplastic transformation= The World Health Organization's
c iassification of mal iRnasit tumors (25) (Tab te 2) inc ludes
multiple histologie types_ of which epidermoid, small cell,
adenocarcinoma, and larg= cell carcinoma are causally related
to cigarette smoking ard display significant dose-response
relationships' in epidemioloRie studies (55, 10). These four
tumors are the most cowomon histologic types of lung cancer
In both men and women. However, there are differences In
the distribution of the different types of lung cancer in men
and women and in smckers and nonsmokers. Epidermoid
carcinoma. was the most common histologic type of lung cancer
in the male smoker, whi e adenocarcinoma was most common
in the female smoker ard in nonsmokers of both sexes In a
series recently published from the Mayo Clinic (Table 3) (39).
Other centers hav; similar data, although the propor-
tions by histologic. type may vary with the pathologic criteria
used,.. patient 'populatioi i, geographic location, and other
factors.
Earlier epidemiologic studies suggested that cigarette
smokers were more likely to develop squamous-cell and
small-cell lung carcinomi than other types. However, more
recent investigations indicate that all four major histologic
types of lung cancer--imiuding adenocarcinoma, which appears
to be increasing rapidl-r in recent years--are related to
cigarette smoking in both men and women (55).
In 1980, of the estimated 117,0(x1 newly diagnosed
cancers of the lung in the United States, 32,000 will be
among women. There. will be an estimated 25,500 deaths from
lung cancer in women (1).
in 1950 women a-counted for approximately 1 in 12 of
all lung cancer deaths. By 1968 the proportion was 1 in 6;
in 1979 women dying of lung cancer will represent over one-
quarter of all lung cancer victims. White women have death
rates from lung cancer -:+hich are similar to those of nonwhite
women, while the rates -)f white males remain below those of
nonwhite males. These differences may be due to differences
in the smoking habits of blacks and whites described
elsewhere in this report_
Many prospective studies have found that the lung
cancer death rate for sp+okers was far in excess of the rates
for nonsmokers in both sexes; and as previously mentioned,
the rates for male smckers dramatically exceeded the rates
for female smokers. However, even the nonsmoking male had
a higher incidence of, -nd death rate from, lung cancer than
the nonsmoking female (11). This evidence suggested that
131
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TABLE 2. World Health Organization Classification of Malignant
Pieuro-Puimonary Neiplasms
I. Epidermoid Carcinw.--as
If.' Small CeII'Anaplastic Carcinomas
II1. Adenocarcinomas
I. 'Brochogenic
a. acinar
b. papillary °,ith or without nocin
IV. Lart'e Celi. Carcinocomas
V.
Combined Epidermol. and Adenocarcinomas
V1. Carcinold Tuenors
V11.
Bronchial Gland Tu"iors
2. Mucoepidermold turmors
/. Cylindromas'
formation
V111. Papillary Tumors o,' the Surface Epithelium
IX. Mixed Tumors and C,rcinosarcomas
X. Sarcomas
X1. Unclassified
X11. Melanoma
XIII. Mesothellomas
SOURCE: Kreybarg, L. (-!5).
132

TABLE 3.-Histolo;ic Types of P:iimonary Cancers in Smokers and Non Smokers
Male Femaie
Type
Total
~~:ikers Non-
Smokers
Smokers Non-
Smokers
Epidermoid 992 892 7 80 13
Small Ceil 640 533 4 In0 3
Adenocarcinoma 760 492 39 128 101
Large Celt 466 389 16 . 46 IS
Brdnchioio-
aiveolar
68
35
4
13
16
TOTAL. 2,926 2,341 70 367 148
SOURCE: Resenow and Carr (-9).
~~.1IS -S

women might have a decreased susceptibility. to lung cancer.
A more careful examination of the data indicates that most of
the differences between male and female lung cancer rates
can be explained by differ:nces in smoking habits and occu-
pationai exposures. As liscussed In other--sect4oa-s-.-of.-this
report, - a smaller percentaae of women than men smoke and,
when they do smoke, they are more likely to -adopt smoking
behaviors that have been s~ own to have a lower risk of deve-
loping lung cancer. That is, they smoke fewer cigarettes per
day, inhale less, start smoking later In life, and are more
likely to . smoke iow-t?r and low-nicotine and filter
cigarettes. In addition, It is important to consider the cohort
effects on the differences in rates between males and
°females. Over 85 perce it of those who srteoke- regularly
began between the ages of 12 and 25 (33). Men first began
to smoke In large number-; just before and during the First
World War: As each sue_ eeding birth cohort passed through
the age of Initiation (12 to 25), alarger percentage began
smoking until the groups born between 1915-1930 were
reached (19a). In the bi,th cohorts born after 1930, fewer
began to smoke regularly. The risk of developing lung cancer
increases exponentially wit;i, age and duration of smoking, with
the increase starting 15 t-i 20 years after the beginning of
regular smoking. This accounts - for' the dramatic rise in the
male lung cancer death ra :es noted in the 1930s. As those
birth cohorts with* higher smoking rates replaced those with
lower smoking rates, the _,ge-specific lung cancer rates rose
steadily; and as each of the heavy-smoking birth cohorts grew
older, their lung cancer ri-,k continued to accelerate,. resulting
in a very steep rise in i,he overall male lung cancer death
rate. The overall cancer rates among men will continue to
7ise (albeit more slowly) as those birth cohorts with the
heaviest smoking prevai-=:nce replace those with lower
prevalence in the older -Lge groups where the lung cancer
death rates are the highest. As these birth cohorts with high
smoking prevalence pass through the age groups and are
replaced by birth cohort; with lower smoking prevalence,
declines in lung cancer raies should be noted.
They should be noted first in the age-specific death
rates for the younger age groups and later in the overall lung
cancer death rates. The i'irst indications of this change have
been noted with a decline in the age-specific death rates in
males born after 1930. 11: is therefore important to consider
this cohort effect when examining the differences between
lung cancer rates of men and women.
134

Women began to take up smoking in large numbers 25 to
30 years later than men (in the early 1940s). This rise in
smoking prevalence was produced by predominently young
women first using tobacco as cigarettes. This is in contrast
to the rise in men which inc uded a substantial- percentage of
men of all ages who switch-;d from other forms of tobacco
use to cigarettes. The rise in lung cancer, rates in women
occurred as those cohorts with high smoking prevalence
reached the ages where lun_; cancer occurs with significant
frequency (age 45 and over). Since most of these women
began smoking cigarettes priOr to age 25 they would have at
least 20, years of exposure by age 45 in contrast to the
shorter durations of exposur: at age 45 for those men who
switched to cigarettes from i--ther forms of tobacco around the
time cigarettes first came i,ito widespread use. This greater
duration of exposure at an;, given age for women in these
first heavy smoking birth cohorts compared to the first
cohorts in men, should resu 't in a more abrupt rise in lung
cancer rates in women. Thi-; rapid rise in female lung cancer
death rates began to be obs=rved in the late 1950s. As birth
i~E.cohorts with higher smoking prevalence continued to replace
those with lower smoking peevalence, the rates rose steeply,
reproducing the phenomenon noted in maies 20 to 30 years
earlier with some indication that the rise is even steeper for
women. I f one subtracts =;5 years from the female cancer
death rates in Figure 1, the 'rates for women are only slightly
below the rates for men. rhis small difference is explained
by lower prevalence of smoking and less hazardous smoking
patterns of women and their less freauent exposure to
occupational carcinogens. i'hus, close scrutiny of the trends
reveals no substantial prote.-tive effect for women on the risk
of developing lung cancer but rather leads to a sobering
projection of a reprodution of the male lung cancer epidemic
in women (Figure i).
Geographic Differences
Lung cancer death rates, ncluding all histologic types, are
highest in industrialized c)untries where there has been a
higher smoking prevalence for a longer time. Women in
Scotland have one of the highest death rates from lung cancer
of women of any country. Their tobacco consumption per
smoker approaches that of. English and Welsh men (22).
Current tobacco consumptiom by Scottish women is only a
135

little lower than the constimption of Scottish men 20 years
ago. In England and Scotiand, where the -upper socioeconomic
classes have reduced theie cigarette consumption in recent
decades, there Is a significantly greater lung cancer mortality_
rate-.in the. lower socioeconomic classes among women (22).
-Age-adjusted death rates for lung cancer in women in
select countries indicate uiat women In Hong Kong have the
high.est-rites, while those in,Scotland are second and those iif
England and Wales are thirl. The United States ranked sixth
world wide (1).
Among nonsmokers, lung cancer Is found slightly more
often In urban than In ruFal areas; however, among smokers
the marked increase In Iimg cancer found in urban areas
suggests that urban living -.xerts a potentiating rather than an
additive effect on the inci~ ence of lung cancer. Urban living
has little~' independent efTect on , lung- cancer Induction in
comparison with even . modest smoking of filtered low-tar and
low-nicotine cigacettes (L, 12).
Smoking Pattorns_ Among_Women
Although women tend 'to 'Gave different patterns of smoking
than ~men, the relative.relationships between smoking and lung
cancer are the same. Lung cancer rates for women who
smoke increase with increased dosage as measured by several
dosage measures, including number of cigarettes smoked per
day, duration , of smoking ;vabit,' degree of inhalation, age of
Fnitiation of. smoking, and the "tar" and nicotine level of the
cigarettes smoked. These data, obtained from several
prospective investigations,: are examined in Tables 4, 5, 6, 7,
g, and 10. The more cigarettes an Individual smokes, the
more likely -that individual will die of lung cancer (Table 5).
Overall, female cigarette smokers have 2.5 to 5.0 times.
greater likelihood of dying from lung cancer than nonsmokers
(Table 7).. As discussed earlier, when the full impact of the
cohort effect - is felt, this ratio will probably approach that
for men (8 to 12).
Doll, et al. studied the cause-specific mortality
experience among approxhiately 6,200 female physicians in
England during the period 1951 to 1973 (9a). The results of
this study are presented in detail in Table 8, which also
includes data from a previous report on male physicians (9).
It is apparent that, smoking and lung cancer are simi-
tarly related in men and .romen. In both sexes, lung cancer
136
~
~ ~.~.... . ...... .......
.._..._.... .~._....._

TABLE 5.- A;e-adjusted relative risks of lung cancer
by number of cigarettes smoked
4umber of Cigarettes Smoked Daily
20-39 40+
8.6
2.4 14.7
4.9 18.8
7.5
1 -14 15-24 ' 25+
7.8 12.7 25.1
1.3 6.4 29.7
SOURCE: Hammond, E.C. (14) and Doll, R. and Pete, R. (0, 9a).

TABLE 6.-Lung cancer mortal.ity ratios for females by
duration of smoking: Swedish Study
Duration of
Smoking in
Yeari
INortality ,
Ratios
Nonsmokers I.0
1-29 years 1..6
30+ years 9.6
SOURCE: Cederiof, R. (6).
139

Swedish Mta t 4 1.(f 8.?.
Study
Fema I e
1.0 .
4.5
SOURCE: Hammond, E.C. (14), Dolt, R. and Peto, R. (9, 9a), and
Cederiof, et al. (6). '
140'

TABLE 9.-AEe-ad(usted lung cancer nmsta/ity (T/N) ratios
for males and females, `,y tar and nicotine in cigarettes snaked
Hale= Femalss
Nt=Ir T/N 1.00 .
Medium T/N
to.r T/N 0.79
p.Ao
The mortality rati"e fot tfis c tegory with highest risk
mad. 1.00 so that the relatiro re-luctions In risk with the
of lower T/N citarettes corld be Pisualized. .
SOINtCt Hamnond, E.C. (14).
was
use
142 '

Mal es
Femates
1.00
1.6
2.1
;The mortality ratio for :he category with lowest risk was
made 1.00 so the Increase in risk with smoking more cigarettes/day
could be itiustrated.
SOURCE: Hamnond, E.C. (1 ).
143 --

mortality was at least thr :e times as high in ever-smokers as
In never-smokers, at lea-~t twice' as high in current heavy
smokers (more than 25 c garettes) as in light smokers ( iess
than 15 cigarettes), and eKhibited a significant dose-response
relationship. The magnitlide of the smoking effect on lung --"-
cancer , for females and males was approximately the same.
The relative risks .r for mortality from lung cancer for
moderate (15 to 24 cigarettes per day) and heavy (more than
25 cigarettes) smokers were 6.3 and 29.7 among females, and
10.6 and 22.4 for males. .. ..
The authors empha;ize, however, that no conclusions
can be drawn from this data about the magnitude of the
biologic effects of srnokin=; in men compared to women. Since
the authors documented di i'ferences in lifetime smoke exposure
(later age at initiation ind lower prevalence of inhalation
among females), lifetime ~_moking exposures between the sexes
were not directly comparable. This issue will be resolved
only when studies examine the effect of smoking in cohorts of
wotnen whose lifetime smsking behavior more closely matches
that of the men to whom they are compared.
A' number of retrospective studies have examined the
relationship of smoking and lung cancer in women. The 1971
HHealth Consequences of Smoking reviewed many of'' these
Investigations and showed a smoker-to-nonsmoker risk ratio
ranging from 0.2 to 6.8 f)r females. The reader is referred
to this volume for a more detailed discussion of these studies.
Results of these investigations reveal sex differentials similar
to those found in the larger prospective studies, with males
having higher overall lung cancer rates compared to females.
However, the lung cancer rates of smokers are significantly
higher than those of nonsmiokers for both sexes.
Tiie, women . who smoke low-"tar", low-nicotine
cigarettes have a'lower age-adjusted lung cancer mortality
rate than women who smoke high-"tar", high-nicotine
cigarettes. Women who s,aoke medium-"tar", medium-nicotine
cigarettes have mortality rates In between (I5) (Table 9).
However, even the low-"tir" and -nicotine cigarette smoker
has a rate substantially higher than the nonsmoker.
These data suggest so~ ie benefit from smoking Iow-"tar",
row-nicotine cigarettes. However, a further comparison 'of
women who smoked less than one pack of high-"tar", high-
nicotine cigarettes daily with women who smoked more than
one pack of low-"tar", low-nicotine cigarettes daily revealed
that the smoker of more than a pack a day of tow-"tar",
Cow-nIcotine cigarettes had over twice the age-adjusted lung
144

cancer mortality rate of the women who. smoked fewer
cigarettes, but with high "tar" and nicotine (Table 10).
In a retrospecti:s study standardized for duration of
smoking, number of ci~arettes smoked, inhalation and butt
length, long-term femal: smokers of filter cigarettes had a
lower relative risk of 'd=,veloping cancer than smokers of non-
fiiter cigarettes (59).
Cessation of Smoking ,
Although the risk of developing lung cancer increases with
age, both for smokers -ind nonsmokers alike, women in good
health who quit smoking will, over a period of years,
experience a reduction in their relative risk of developing
lung ~ eveloping lu g cancer approximates cancer. About 1_ years after the have quit smoking,
.the risk of d that of the
nonsmoker.
Experimental C2rcinogen-:sis
Tobacco tars, tobacco smoke, and single or mixtures of
chemicals found in toba-co smoke have been used with various
species of animals in carcinogenesis experiments involving skin
painting, subcutaneous injections, tracheobronchial implantation,
and/or instillation and inhalation. Some experiments have
reported sex differences in the occurrence of lung tumors
following exposure to c1'romium oxide (30).
However, in a recent monograph on lung cancer,
separate reviews on tobacco carcinogenesis, radiation car-
cinogenesis in the respiratory tract, and experimental models
for studies of respiratcry tract carcinogenesis did not yield
information suggesting that the mate lung of any of the
species studied was moFe susceptible than the female lung to
carcinogenic action by either tobacco products or radiation
(16). The reader is referred to previous Smoking and Health
Reports for summaries )f experimental tobacco carcinogenesis
studies.
LARYNX
THe larynx is a small, complex structure, which produces
speech, controls the flow of air in and out of the lungs, and
145

prevents aspiration during r.wallowing. In 1980 there wilP be
an estimated 1,700 new --;ses of laryngeal cancer and 60n
deaths from that tumor in U.S. women (Table 1). Laryngeal
cancer has occurred predominantly in men, but more and more
women are developing lary~_geal cancer as their smoking and
drinking habits come to ipproximate those of men. The
maie-to-female ratio for laryngeal cancer exceeds that of
lung cancer. Laryngeal canc,er occurs in the fifth, sixth, and
seventh decades both in mesi and women. While the disease is °
uncommon, its incidence has continued to rise over the past
quarter century, especially In women, substantially becausa of
changes in their smoking habits.
Cancer can occur e=ther in -the glottis (true cord, 70
percent of cases), or In t,e subglottie or supraglottic. region
(false cord, 25 percent of cases). . Usually the neoplasm is
epidermold carcinoma when examined histologically. Since a
tumoe-" that - interferes w ith speech gives rise to early
symptoms, glottic cancers are usualiy diagnosed at an early
stage and are curable in over 60 percent of the cases. When
the tumor arises in the subglottic or supraglottic region,
interference with phonation or speech may. not occur as early
as when neoplasm begins on the glottis. The tumor may,
therefore, reach a greater size and be accompanied by
significant local tissue in rasion and destruction as wel l as
m.etastasis. Patients with tumors discovered when they are
still localized in the laryn_: have approximately an RA percent
cure rate, while advanced lesions have.a 33 percent 5-year
survival rate.
Laryngeal cancer di_piays a strong dose-response rela-
tionship with smoking,: increasing with the number of
cigarettes smoked per day, the "tar" and nicotine content of
the cigarettes smoked, the depth of Inhalation and number of
years cigarettes were smo~.ed the risk of developing laryngeal
cancer is inversely related to the age at which smoking began
(55). A lower risk for laryngeal cancer has been
demonstrated in women w;io used filtered cigarettes for 1 0
years or more compared to those who smoked non-filtered
cigarettes. Nonetheless, the risk remained well In excess of
that experienced by nonsmokers (58).
Excessive use of alcohol by nonsmokers also results in
an Increased incidence of iaryngeal cancer. Heavy drinkers of
alcohol--that is, greater ;han seven ounces of whiskey or Its
equivalent per day--who also smoke cigarettes have a greater
risk of developing larynge= 1 cancer than If they either smoked
or drank to excess alone. There Is a synergistic effect of
.46
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...........-.........._....
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Numerous retrospe :tive studies have shown a reia-
tionship between smoking and urinary bladder carcinoma in
both, men and women (19). The likelihood of either women or
men developing -biadder e-mcer increases with the number, of
cigarettes. smoked, the iuration of smoking, and tar .and
nicotine content of the cigarette smoked. Changing to low-
tar, low-nicotine cigarettes or more clearly, cessation of
smoking, decreases the eelative risk of developing bladder
cancer. The risk' of an ex-smoker developing urinary bladder
cancer approaches that of the nonsmoker years after cessation
(59).
In prospective studles In Japan and Sweden, women who
smoke are 1.6 to 2.7 =imes as likely to develop bladder
'a'ancer as non` smokers ( 7,5). In an international study of
successive birth cohorts ~1 the United States, United Kingdom,
and Denmark, Hoover and Cole found increasing rates of
bladder cancer associated with increased cigarette smoking in
men and women in both cuburban and rural areas and in all
nationalities studied (19)w It has been estimated that 30
percent of urinary biaddev, cancer in women can be attributed
to cigarette smoking (55),
KIDNEY
Cancer of the kidney will occur In 10,500 men -and tS,4M
women in the United Stat--s during 1980 (1). Some 4,8t!0 men
and 3,100 women will di-: of renal carcinoma (1). The 5-
year survival rate Is bet:Ipeen 40 and 50 percent (1). While
the overall classification of kidney carcinoma includes tumors
of the renal pelvis and treter, the largest number of kidney
carcinomas occur in the -enal parenchyma and are adenocar-
cinomas.
In retrospective stiidies, adenocarcinomas of the kidney
are found more freouently in smokers compared with non-
smokers in both men a-id women (55,57). In a large
prospective study among U.S. veterans, the kidney cancer
mortality ratio increas-:d from 1.0 (the baseline for
nonsmokers) to 1.34 for those who smoked 10 to 19
cigarettes daily and to 2.75 for.men who smoke two packs or
more each day (21a). No ia;rge scale prospective study of
women and kidney cancer has bee reported to date.
150

2. Cigarette smoki~g accounts for 19 percent of all
cancers newly diagnosed a_od 25 percent of all cancer deaths
In women. In 1980, 32,000 of the es,timated 117,000 deaths,
or over one-quarter of the deaths expected from lung cancer,
wiii occur in women.
3. -Women_ cigarett-s smokers have been reported to -
have between 2.5 and 5 th _ies greater likelihood of developing.
lung cancer than nonsmoking women.
4. Among women the risk of developing lung cancer
increase.s with increasing number of cigarettes smoked per
day, duration of the smoking habit, depth of inhalation, tar
and nicotine content of u e cigarette smoked. The risk is
inversely related to the ag-: at which smoking began.
S. A dose-response relationship has been demonstrated
between cigarette smoking,-M cancer of the lung, larynx, oral
cavityr pancreas, and urinary bladder In women.
6.._ The rise In lung cancer death rates is
much steeper in women tha t in men. It Is projected
age adjusted lung cancer .death rate will surpass
breast cancer in the early 1980s. *
currently
that the
that of
7. The rapid incre-Lse In lung cancer rates in women
is similar to but steep-:r than the rise seen in men
approximately 25 years earlier. This probably reflects the
fact that women first begaa to smoke in large numbers 25-30
years after the increase in cigarette smoking among men.
Thus, neither men nor wo.ien are protected from developing
lung cancer caused by ciga!-ette smoking.
8. Cigarette smokii--g has been causally reiated to all
four of the major histolo:;ic types of lung cancer in both
women and men, inciuding, epidermold, small cell, large celi
and adenocarcinoma.
9. The use of 'fiiler cigarettes and cigarettes with
lower levels of tar and nicotine by women is correlated with
a lower risk of cancer of the lung and larynx compared to
the use of high tar and nic 3tine or unfiltered cigarettes. The
risk posed by smoking low tar cigarettes, however, is clearly
greater than that among feanaies who never smoked.
1 n. After cessation of cigarette smoking, a woman's
risk of developing lung anf laryngeal cancer has heen shown
to drop slowly, equalling that of nonsmokers after 10-15
years.
11. Excessive ingest ion of alcohol acts synergistically
with cigarette smoking to ncrease the Incidence of oral and
laryngeal cancer In women.
152
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-- =-~ ~ - -
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=~
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DOLL, R., PETO, R. Cigarette smoking and bronchial
carcinoma dose and time relationships among
regular and lifelong nonsmokers. Journal of
Epidemiology and Community Health 32: 303-313,
1978.
(11)
FRAUMENI, J. Genetic Factors in. Cancer. Holland,
J.F., Frei, . E. (Editors). Philadelphia,
Pennsylvania, Lea and Febiger, 1973, pp. 7-15.
(12) HAENSZEL, W., TAUBER, K.E. Lung-cancer mortality
'(15a)
HAMMOND, E.C., GARFINKEL, L., SEIDMAN, H., LEW,
B.A. Some re~;ent findings concerning cigarette
smoking in orig ins of human cancer. In: Hiatt,
1-1.H., Watson, J.D., Winsten, J:A. (Editors).
Origins of Human Cancer. Book A: Incidence of
Cancer in Human-;. New York, Cold Spring, Harbor
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li. . White feEnates. Journai of the National
Cancer Institute -124: 803-838, April 1964.
HALL, T.C. (Editor), Paraneoplastic Syndromes.
New York, 'Acadey ay of Science, 1974, pp. 5-557.
HAMMOND, E.C. Smoking in relation to the death rates
of one million nen and women. In: Haenszel, W.
(Editor). .. Epidemiological Approaches to the
Study of Canc-:r and Other Chronic Diseases.
National Cancer Monograph No. 19. U.S. Depart-
ment of Health, Education and Welfire, Public
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pp. 127-204.
in relation to lung cancer. In: Lee, D.H.K.
(Editor). Envieonmental Factors in Respiratory
Disease. New York, Academic Press, 1972, pp.
177-198.
_ ::..::
::;::
........... - -
. .. -
- ~~- - -
-~~
: TIMN 0048371 `
~: --
:
...
;° -
...
Laboratory, 1977, pp. 101-112.
HAMMOND, E.C. ' Smoking habits and air pollution
HARRIS, C.C. (Edi tor). Pathogenesis
and
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of Lung Cancer, New York, Dekker, 1978..
Cancer Congress, Florence, October 20-26, 1974.
Amsterdam, Ezcep;a Medica, 1975, pp. 26-35.
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(Editors). Ca-icer Epidemiology, Environmental
HIRAYAMA, T. Pra,spective studies on cancer epide-
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(34) NATIONAL CLEARIPIGHOUSE FOR SMOKING AND HEALTH.
Teenage smcking. National Patterns of
Cigarette Smiking, Ages 12 through 18, in
1972 and 1914. Department of Health, Public
Health Service, Center for Disease Control,
National CI-:aringhouse for Smoking and
Health, 1974.
(35) NATIONAL iNSTI i'UTES OF EDUCATION. Teenage
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(36) NETTLESHEIM, P., HANNA, M.G., JR., DOHERTY, D.G.,
NEWELL, R.F., HELLMAN, . Effects of chronic
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(38) REDDY, C.R.R.M., SEKHAR, C., RAJU, M.V.S., REDDY,
S.S., KAMESWARI, V.R. Relation of reverse
smoking to carcinoma of the hard palate.
Indian Journal of Cancer 8(4): 262-268,
December 1970.
(39) ROSENOW, E.C., CARR, D.T. Broncho.genic car-
cinoma. CA L)(4): 233-245, 1979.
(40) ROTHMAN, K., KE~1ER A. The effect of joint expo-
sure to alcohol and tobacco on risk of cancer
of the mouth and pharynx. Journal of Chronic
Disease '25: i11-716, 1972.
(41) SILVERBERG, E., HOLLEB, A.l. Cancer statistics,
1974. Worlwide epidemiology. CA 24: 2-21,
1974.
(42) STELLMAN, S.D., AUSTIN, H., WYNDER, E.L. Cervix
Cancer and --=igarette smoking: a case control
study. American Journal of Epidemiology. (in
press.)
(43) STRAUSS, M.J. (Editor). Lung Cancer, Clinical
Diagnosis and Treatment. New York, Grune and
Stratton, 1977, -
(44) TSO, T.C. Personal Communication, 1979. U.S.
Department of Agriculture.
157
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~_'. - - -
f- ~:~M;':r":~~;c::::::~;;::::F.::.:`?':;~ .:;~:°`.',"
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(45) U.S. PUBLIC HEALTH 'iERVICE. Smoking and Health.
Report of the . Advisory Committee to the
Surgeon General _f the Pubiic Health Service,
Department of H-_,alth, Education and Welfare,
Public Health Service Center for Disease
_~ .. Control, DHEW Puttication No. 1103, 1964, 387
.__pp.
(46) U.S. PUBLIC HEALTH SERVICE. The Health Consequences
of Smoking. ' A Public Health Service Review:
1967. U.S. De"artment of Health, Education
and Welfare, Public Health Service, Health
Services and Mental Health Administration,
DHEW Publication No. 1696, Revised, January
1968, 227 pp.
(47) U.S. PUBLIC HEALTH S-;RVlCE. The Health Consequence
of Smoking, 1968. Supplement to the 1967 Public
Health Service Review. U.S. Department of
Health, Education and Welfare, Public Health
Service, Health Services and Mental Health
Admnistration, Publication No. 1696, 1968,
117 pp.
(48) U.S. PUBLIC HEALTH S'=RVICE. The Health Consequences
(49)
(50)
of Smoking, 1969. Supplement to the 1967 Public
Health Service Review. U.S. Department of
Health, Education and Welfare, Public Health
Service, Health 'Services and Mental Health
Administration, D;IEW Publication No. 1969-2,
1969, 98 pp.
U.S. PUBLIC HEALTH S;RVICE. The Health Consequences
of Smoking. U.S. Department of Health, Education
and Welfare, ; Ptiblic Health Service, Health
Services and t1ental Health Administration,
DHEW Publication No. (HSM) 71-7513, 1971,=
458 pp.
U.S. PUBLIC HEALTH S~:RVICE. The Health Consequences
of Smoking. U.S. Department of Health, Education
and Welfare, P-iblic Health Service, Health
Services and Me, tal Health Administration, No.
(HSM) 72-7516, 1972, .158. pp.
(51) U.S. PUBLIC HEALTH S-=RV/CE. The Health Consequences
of Smoking, 1973- U.S. Department of Health,
Education and Weifare, Public Health Service,
Health Service and Mental Health Administration,
DHEW Publication No. (HSM) 73-8704, 1973,
249.pp.
158
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TABLE 1: Age adjusted death rates irom COLD (ICOA 490-492 and 519.3)
t960-1977 (per 100,000) .
WHITE
. Male Farl ale Male
.1977 33.4 10.7 14.8
1976 33.5 10,1 14.9
1975 32.1 " 911 13.5
1974 31.1 RA - 13.7
1973 .31.4 7.8 14.1
1972 29.9 7.0 14.0
1971 28.6 6.5 13.2
1970 28.2 6.0 13.3
1969 27.3 °.4 12.8
1968 22.3 =.8 13.7
1967 19.9 =.1 11.5
1966 19.7 =-.0 11.0
1965 - 18.4 =!.7 10.4
1964 ' 16.1 . =;.4 9.2
1963 .' 15.9 9.5
1962 13.1 =!.0 7.7
1961 - 10.9 ~.7 7.0
1960 10.4 1.7 6.7
Female
Source: Nationat Center for He.ith -tatistics. Vital Statistios United States 1960-
t977 (50) "
162

white females and a twofold increase among nonwhite females.
Mortality rates from these conditions for white and nonwhite
males have also increased since 1967 (by factors of 1.9 and
1.5, respectively), but the rate of increase has not been as
steep as that for women.
Seven large prospective studies have shown a greatly
increased mortality from COLD among smokers as compared to
nonsmokers (8,15,20,21,35,36,45). These studies, presented in
Table 2, represent over 13 million subject years of
observation and approximately 270,000 deaths from all causes.
The number of deaths related to COLD is probably
underestimated since some of the deaths attributed to
pneumonia or myocardial disease may have been due to
complications of COLD. In addition+, these mortality figures
do not include an appreciable number of individuals for whom
COLD may have been a major contributory cause of death.
For example, It is not uncommon for individuals to have COLD
and lung cancer simultaneously.
Two of these prospective studies have inciuded signi-
ficant numbers of women. Hammond prospectively followed
1,003,229 subjects aged 35 to 84 (35). Nearly 93 percent of
the survivors were observed for a 12-year period. Death
rates from emphysema among women were much higher in
cigarette 'smokers than nonsmokers. "Heavier" smokers
(defined as either smokers of 20 or more cigarettes a day
regardless of age when smoking was begun, or smokers of 10
or more cigarettes a day who had begun smoking before age
25) had a sevenfold increased mortality rate as compared to
nonsmokers. Cederlof, et al. followed 55,000 Swedish subjects
aged 10 to 69 for 10 years (15). The overall mortality rate
from all causes among female smokers was 1.2 times higher
than that of female nonsmokers. The death- rate from
bronchitis, emphysema, and asthma among female smokers was
2.2 times that of female nonsmokers. However, the number
of deaths due to COLD among women was small in both of
these studies; consequently, the relationship with smoking Is
more difficult to evaluate. Nevertheless, -a significant excess
risk for reported mortality from COLD was present for female
cigarette smokers as compared to female nonsmokers.
Data collected by Doll, et al. examine the association
of smoking and cause-specific mortality in 6,194 women
physicians In England, observed prospectively over the period
1951 to 1973 (19). Table 3 presents the results of this
study, including previously published results of a similar study
amon-g male physicians over the same period (20). The

In summary, recent statistics indicate a rise in the
reported death rate due to COLD among women. The two
large prospective studies that included appreciable numbers of
women found significantly higher mortality rates 'due to COLD
among women smokers a_ compared to women nonsmokers.
This relationship was iccentuated in heavier smokers.
Mortality rates from COt.D among female smokers are
considerably lower than ?.nong male smokers. This may be
due to different smoking patterns and work exposure among
men and women.
SMOKING AND *THE 'EPIDE~.IIOLOGY AND PATHOLOGY OF COLD
The prevalence of chronic bronchitis has been determined in
several populations in the United States and in other countries
(26,27,28,40,42,49,51,52,5i,61). Tible 4 lists several studies
which have included appr--iciable numbers of women. These
studies have documented a close relationship between cigarette
smoking and' an increased ;.eevalence of chronic bronchitis, -and
when looked for, a do=e-response relationship was also
present (Table 3). The )revalence of chronic bronchitis in
the United States was determined in four cohort studies and
ranged from 4 to .10 percent among women and 14 to 18
percent among men (26,27,28,49,52,61). In both men and
women a dose-response relationship between the number of
cigarettes smoked and th-: prevalence of chronic bronchitis
was apparent.
The observed differ-:nces between men and women noted
in these studies may be dle in part to the smaller percentage
of women than men wPro were smokers in the population
studied. Moreover these -romen smoked fewer cigarettes than
men. When comparing czirrent smokers, several studies of
different populations in the United States and in England did
not find significant differences in the prevalence of chronic
bronchitis between men an-l women (23,38,49).
The relationship between smoking and pathologic
changes in the lung have largely been obtained by necropsy
studies. These investigations are often skewed by physician
and/or hospital interest and may not accurately -represent a
random population. Moreover, observer variation occurs fre-
quently, even among ee=perts " Data regarding smoking
histo,ry are usually derived from a hospital record or from
close relatives and friends; thus they may be unreliable.
166
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V ""'ART 1I®
BIOMED3CAL ASPEECTS OF SMOKING
.
,
TIMN 0048387

TABLE 5.-Means of average dayi:es of findings` in nonsmokers and current
smokers standardized for age of total study population, women.
-5ubjects Who
Ptever Smoked Current Cigarette
Smokers
Regularly <1 Pk. 1+Pk.
Number of Subjects 252 33 64
Emphysema 0.05 1.37 1.70
Fibrosis 0.37 2.89 3.46
Thickening of arterioles 0.06 1.26 1.57
Thickening of arteries 0.01 0.40 .0.64
The pathologic findings reconded -vere: (1) degree of emphysema (four-point scale
ranging from zero for norma) to four :)r advanced emphysema): (2) degree of fibrosis
(seven-point snie ranging from none =-P advaneed diffuse fibrosis); (3) degree of thicken-
ing of arterioles (four-point scale): (4) degree of thickening of arteries (three-point scale);
and (5) padiike attachments to aiveo'- ^ septa. Padlike attachment is a thickening of
alveolar septa in focal areas by fibro-'=sts. histocytes and coilagen fibrils. This is recorded
as present or absent..
Souru: Auerbach, et al. (4)
170 -
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21
6 . . .
22 .
6 (0-20) 3 (10%) 66
11 (0-45) 5 (36%) . .62
- 14. (0--P0) .16 (39%) 52
2 (0-10) 0
6 (0-=0) 70+
s (0_0). 5 (23%) 40
x2 tes-t shows significance at the 1~ level for the heavy smokers and nonsmokers.
"Each whole lung paper mounted sc-tion'was graded from 0 to 100 in denominations
of 5 up to grade 50 and then in denomi.tations of 10 up to grade 100.
+One case.
Source: Spain, et al. (60)
172

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TABLE 9.-Prevalence of respir_tory symptoms in men compared with
women"
COUGH'
Men Women
(Published Data) (Present
Investigation)
. Percent Percent
Light smokers 24.' -(48)
Moderate smokers 48-52 (48)
Heavy smokers 42 . (46)
67-74 (47)
58-78 (48)
SPUTUM
Heavy smokers
42 (46)
DYSPNEA
All smokers
21 (49)
Heavy smokers 33 (50)
Numbers in parentheses are refew snce numbers.
Source: WouM(75)
1
176
28
35
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cigarettes smoked. Manfi=eda studied population samples in an
urban and a rural commu!tity in Manitoba, Canada (47). Their
data presented in Table 10 demonstrate a higher prevalence of
cough, phlegm, and wheezing among men and - women . who
smoked than in nonsmokers or ex-smokers. However, no
significant differences in the prevalence of symptoms were
apparent- in the two communities.
-The relationship between* smoking and several -
respiratory symptoms w is examined by Buist, et al. n
in
population samples of three North American cities (12).
Cough, sputum production, and wheezing occurred more
frequently among smokers than nonsmokers regardless of sex.
Bewley and Biand examined the relationships between
smoking and the prevalence of respiratory symptoms In 14,033
children aged 10 to 121J.; in two separate urban areas of the
United Kingdom (9). In =his questionnaire survey, 2.5 percent
of the girls acknowledged smokin
at least one ci
arette er
g
p
g
week ("smoker"). Boys who smoked outnumbered girls who-.,- .--.--w__m._.
smoked by 3:1 and were more frequent smokers of at least
one cigarette a day than- were females by 11:1. Table 11
shows that even in this young age group, smokers have a
higher frequency of morn ng cough, cough during the day and ~
night, and cough for 3 m-mihs duration than their nonsmoking
c lassmates.
In a questionnaire study of a large group of American
high school students *in :;ochester, New York, Rush found a
strong association between current smoking and respiratory
symptoms in both sexes (57). There were minor differences
between sexes in the frequency of respiratory symptoms when
smoking histories were comparable. Rawbone, et al. in a
questionnaire survey of 1C,498 secondary school children aged
11 to 17 in London,- foun- a significantly higher frequency of '
cough, colds, and 'exertional dyspnea in regular smokers as
compared to nonsmokers (55). There was no appreciable
difference in the frequency of cough between male and female
smokers or between mal-; and female nonsmokers. . Colley
examined the influence of smoking, lower respiratory tract
illness under 2 years of tge, social class of father, and air
pollution on respiratory symptoms,in a cohort of 20-year-olds
followed since birth (16). Their data (Table 12) suggest that
respiratory symptoms were closely related to current smoking.
Symptoms were also relat--rd to a history of lower respiratory
trac; Infection in the fi -st 2 years of life but were not
related to social class or air pollution.
178 -
TIMN 0048396 :-
-

TABLE 10-Respiratory sympto ns and diseases in male (M) and fecriale (F) par-
ticipants in Charles.rood (C)-urban-and in Portage La Prairie (P)
-rural-expressed =, percent of respondents.
Respiratory
Symptom/Disease
Cough on most
days, at least 3
months/year
M
F
Phlegm on most
days, at least 3
months/year
M
F
Wheezing apart
from coids
M
F
M -
F
Shortness of breath
compared to per-
sons of same sex
and age
M
F
Smoking Category
Nonsm=';ers ExSmokers Smokers
C P. C P C P
8.3 4.0 8.1 29 25.4 31.5
- 4.0 - 10.0 20.3 31.7
- 4.0 10.8 5.7 16.9 24.7
.- 4.0 - 5.0 10.2 25.4
4.2 8.0 10.8 14.3 26.8- 31.5
3.5 8.0 12.1 20.0 25.4 30.2
4.2 8.0 13.5 11.4 11.3 17.8
- 12.0 6.1 15.0 13.5 20.6
8.3 4.0 5.4 5.8 5.6 12.3
7.0 12.0 6.1 5.0 22.1 17.5
Source: Manfreda, et al. (47)
,
.179
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RV%TLC
CV%VCE
CC%TLC
SIR III
FEV10%FVC
FIGURE 2.-Prevalence of lung function abnormalities among smokers in an
urban (Charleswood) and a rural (Portage La Prairie) community.
SOURCE: Manfreda, et al. (47)
185

100%
4 4,~~ 45''.
37 74 173 77
10-20
20-40
Cigarettes/Day
19 3
>40
FIGURE 3.-Percentage of ,_tate and female cigarette smokers with an
abnormal change in nitrogen cor:entration MNZ ) per liter according to their
daily cigarette consumption. An asterisk indicates a significant difference be
tween groups using 20 to 40 cigavrttes per day as the reference group (P <0.05).
The dagger indicates significant difference between males and females (P <0.05).
SOURCE: 8u1s1, et at. (t31
1 £6

male populations and have found a close relationship between
cigarette smoking and t,'-e presence of. abnormal pulmonary
function (2,6,18,22). Furthermore, the decrement In
performance measured by simple spirometry is dose-related to
the numbers of cigarettes smoked (6, 18, 22). Relatively few
studies have included appreciable numbers of females.
Woolf examined aulmonary function in 500 women
volunteers (75). Smokers demonstrated significantly lower
values for FVC, Fi:1/, ;-EF 25-75 percent, and specific
conductance than nonsmo!,.ers and ex-smokers who had not
smoked for over a year; this 'suggests that at least some
.abnormalities of pulmon:.ry function are reversible with
smoking cessation.
. Higgins examined ;he relationship of smoking to seven
derivatives of the forced vital capacity curve In 3,109 males
and .3,256 .females aged 10 and older (41). Nonsmokers
performed better than ;mokers in both sexes.. Values
consistently decreased wi=h increasing cigarette consumption.
The largest differences were In - FEV and FEF 25-75 percent.
.Seltzer examined .t,`.: relationship of smoking to FVC in
65,086 white, black, and Asian subjects aged 20 to 79 who
had attended a Kaiser-P=rmanente muitiphasic health clinic
(59). The authors fou id. a significant reduction in FVC
among white women who ;moked as compared to nonsmoking
white women. No such differences were found for black and
Asian subjects, however. No explanation .for this racial
difference was apparent fr)m their data.
In a study by Buist, the prevalence of abnormalities
of FEVt/FVC was higher in female smokers than nonsmokers
(12). The frequency of abnormalities in FEV1/FVC among
female smokers was twice that of male smokers (Table 12).
Gibson, et at. examined the relationship of smoking to
measurements of the forcei vital capacity in 18,359 men and
women in Australia (34). Nonsmokers had better lung func-,
tions than smokers. Amon~- smokers of 10 or more cigarettes
a day, men showed a greater decrement in lung function than
women.
Burrows examined the relationship of smoking to
measurements of forced -a--cpiratory volume in 883 men and
1,166 women in Tucson, Arizona (14). Nonsmokers performed
better than ex-smokers or imokers, and ex-smokers performed
better than smokers in botti sexes. Smokers of more than 20
cigarettes per day perfon-ved worse than smokers of fewer
than 20 cigarettes per day.. There were no significant dif-
ferences in the regression 'or FEV1 /FZ/C on pack years in men
188 -

(34)
3.0 x '-"'X (38)
7e
FVC e x o`-x
L e
x (39)
_
-`~ f8) K ~
M (5
x x
.0 A
(a) e® (7a)
x®
(22)
x X
f®e
.. X NON SMOKER
1.0 A HEAVY SMOKE: I
I I 1
____ !~
~
30 40 0 60 70 80
PG,E YEARS
FIGURE 4.-Changes in 1wled vital capacity (FVC) by age in various
female cohorts. Results have ~,s standardized to 155 cm. and are body'tem-
perature and pressure saturated (=3TPS). Numbers in parentheses rre number in
that cohort. Heavy smokers are thc-se who smoke 25 or more cigarettes per day.
SOURCE: Ferris (25) '
I ON
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Recent statistics indicat-s a rise in the reported death rate
due to COLD among wom-en. The two large prospective studies
that included appreciable numbers of women found significantly
higher mortality rates d. e to COLD among women smokers as
compared to women nonsmokers. This relationship was
accentuated in heavier = nokers. Mortality rates from COLD
'
among female smokers aenidbl thl
,- coseray lessan among mae
smokers. -This may be !ue to different. smoking patterns and
work, exposure among m` i and women. Women tend to smoke
fewer cigarettes, inhale less deeply, and begin smoking later
in life than. men. 'They more frequently smoke tow-"tar"
and-nicotine cigarettes .,han men, and they work in cleaner
environments than men. Recent data suggest that women are
manifesting smoking patt_rns similar to those of men and that
more women are joining the labor force in occupations in
which exposure, to tung. irritants may occur. Whether such
women wilt-have mortality rates similar to those of men
remains to be determined.
The prevalence of chronic bronchitis in women in the
United States has been estimated to range between 4 and 10
percent. This is lower :han the prevalence in men, probably
reflecting the lower pe-centage of women who smoke, the
fewer number of cigarettas smoked, and the reduced likelihood
of occupational exposure to lung irritants. When comparing
current smokers, several studies of different populations in
the United States and England did not find significant
differences in the. prevalence of chronic bronchitis between
m.en and Women. Patriological data suggest that female
smokers have a higher foequency of emphysema and bronchial
mucous gland hypertsophy than female nonsmokers.
Furthermore, the severity of emphysema is dose-related to the
number of cigarettes smoked in women as well as in men.
Distinct female-male difi'erences in the frequency and extent
of emphysema at autopsy have been reported, but it is not
clear whether these differences are due to intrinsic dif-
ferences in the way men andn women respond to environmental
Injury or to the differeaces in the degree of environmental
injury experienced by meii and women.
Many recent studies demonstrate a higher frequency of
respiratory symptoms in -domen who smoke compared to women
who do not smoke. This is true in surveys including children,
adolescents, young adults, working age, and elderly women.
The, effect of cigarette =noking Is dose-related for dosage
192 -
_
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NON-NEOPLASTIC BRONC: OPULMONARY DISEASES:
REFERENCES
(1)
(2)'
(3)
(4)
(5)
(7)
(8)
AMERICAN COLLEGE OF CHEST PHYSICiANS.
AMERICAN THORACIC SOCIETY. Pulmonary terms
and symbols. :~ report of
m Committee on -'uimonary
_ 67: 583-593, 1975.
ASHFORD, J.R., - BROWN,
C.S., FAY, J. U.J.
the ACCP-ATS Joint
Nomenelature. Chest
S., DUFFIELD, D.P., SMITH
smoking hab its and
symptoms, ventilatory
pneumoconiosis - imongst
Scottish collie_ies.
Preventative and Social
1961. -
ASHLEY, . F., K-~NNEL;
MASSON, R. x~ulmonary
The relation between
physique, respiratory
function, and radio-
coal workers at three
British Journal of
Medicine 15: 106-117,
W.B., SORLIE, P.D.,
function: Relation to
aging, cigarette habit and mortality. The
Framingham Stidy. Annals of Internal
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AUE.RBACH,~ 0., H_0.MMOND, E.C., GARFINKEL, L.,
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: - ::r= ~~ ~-',- ~`~ ^'::`.:^ ~ : .
, ~......._..........~:.
w~ ~~.;~~...:._.. _ - _ -
'-
198

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f
,........:.:..:,..._.._
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.
. .
- ---- - ------------ - -- - :i
. . :':. ,:;;.... :
~
.~~~
~Y...-..4~r..
r
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200

INTERACTI®N BETWEEN SMOKING AND OCCUPATIONAL,
EXPOSURES
I
The 1979 Surgeon General's Report on the health consequences
of smoking (18) examines the interaction of smoking and
occupational exposure. Ways In which smoking may interact
with the occupational environment are described and examples
of these interaetions are discussed. Briefly, these types of
interaction are:
1. Tobacco products may serve as vectors by becoming
contaminated with 'toxic agents found in the
workplace, thus facilitating entry of the agent by
inhalation, Ingestion, and/or' skin absorption of
the agent.
2. Workplace chemicals may be triansformed into
harmful agents by smokinge
more
3. Certain toxic agents in tobacco products and/or
smoke may also - inhabit the ' workplace, thus
increasing' exposure to the agent.
4. Smoking may contribute to an :effect aomparable to
that which can result from exposure. to toxic
agents found in the workplace, thus causing an
additive biological effect. . '
S. Smoking may act synergistically with toxic agents
found in 'the workplace to cause' 'a"much more
profound effect than that anticipated simply from
the separate influences of the agent and smoking
added ,together.
6. Smoking may contribute to accidents in the
workplace.
Although few of , the studies discussed ' in the 1979
Surgeon General's Report included enough women to adequately
determine the health risks for women of smoking and the
occupational environment, It is reasonable to hypothesize that
women with the same occupational exposure and smoking
behavior as men would develop health effects similar to those
demonstrated in men. However, the Interaction of smoking
and the occupational environment and its effect on women
differs in at least two ways:

First, smoking p?tterns among women are different
from those among men--women are less likely to smoke, and
if they do, they smoke tewer cigarettes per day, inhale less,
and are more likely tw smoke lower "tar" and nicotine
cigarettes (7, 17, 18). Second, smoking and occupational
exposure may adversely ?ffect the fetus or the health of the
mother during pregnancy. Smoking and occupational exposure
may also interact with methods of contraception chosen by
women.
This- chapter reviews each of these reasons for a
differential health impact on men and women and examines
two occupational exposures where interactions with smoking
have been clearly demons :rated for women workers.
SMOKING PATTERNS IN 'VOMEN
The male-female differ-_,nces , in smoking behavior and the
change in patterns of sanoking behavior in women over time
are reviewed in other sections of this report. It is
important, however, to _~onsider the impact of these trends
when evaluating the . interaction of smoking and the
environment. Regular c`garette smoking is a behavior that
usually begins between the ages 12 and 25 (18). It is
unusual to begin regular cmoking after the age of 25 (7). In
a cohort of individuals born In the same year, a certain
percentage of them wil ; begin smoking by age 25. The
prevalence of smoking i-1 any birth cohort after age 25 is
predominantly determined by the rate at which people stop
smoking or die. The pr avalence changes over time for each
10 year birth aohort since 1910 for both men and women are
presented In the section of this report on patterns of
t
smoking. .
Women first began smoking cigarettes in large numbers.
immediately before and during the Second World War (18).
Thus, the observed upswiag in smoking among women occurred
25 to 30 years after tha: among men. The birth cohorts with
the highest peak smoking prevalence were born from 1910 to
1930 (men) and from 1920 to 1950 (women). As these
cohorts with high preva ence of smoking grow older, they
replace cohorts with lower srftflking prevalence. Since both
occupational diseases and smoking related illnesses separately
increase with age, any interaction between the two also could
be ~expected to increase , with age. Men in the birth cohort
from 1910 to 1930 are now in the age range at which a high
204

TABLE 2.-Estimates of the Fercentags of Current, Regular Cigarette Smok.rs, Adults ages 20
Years and Over, According to Labor Force Status and Occupation and
Sex, U.S., 1976
Total
Currently empioyed
White collar total
trofessional technical
and kindred
Managers & administrators
except farm
Sales workers
Clerical & kindred workers
Blue collar total
Craftsman & kindred workers
Op.ratives and kindred
.rorkers
Laborer, except farm
FemaIe
s-)+ 20-44 45-64
= t.0 36.9 34.8
31.9 37.0 36.1
°_1.3 33.8 36.9
/.1 28.6 32.7
41.6 42.7 40.8
0
3=t.1 37.0 42.6
31.8 34.7 36.0
3I.0 43.7 33.6
4-1.3 46.9 35.6
3r.6 42.3 31.2
5-i.3 52.6
3-/.0 42.8 37.2
31.2 51.0 0
4-1.0 41.0 39.2
2-).0 - 37.1 32.2
20+ 20-44
41.9 47.6
43.4 46.8
36.6 38.6
30.0 31.1
41.0 46.4
39.9 42.6
40.4 40.1
50.4 34.1
48.0 52.1
52.3 53.3
33.7 56.9
47.2 51.1
36.9 45.4
56.8 59.9
NA
45-64
41.3-
39.7
35.3
29.9
36.1
38.0
44.2
44.3
41.5
46.2.
31.7
44.$
35.0
53.8

PATTERNS OF EMPLOYMENT
The percentage of women in the United States work force is
steadily growing. In 1971 women represented 38.4 percent of
the United States work fo rce and in 1978 that percentage had
risen to 41.2 percent (15).
Approximately .'39 million women are employed outsidea _
the home. Table 3 clearly indicates that the distribution of
women in-the labor for :e by category of work does not
parallel that of men. Women are more likely than men to be
employed, in the clerical and service categories. Men are
more likely to be empiored in the management, crafts and
operatives/transport categ: ries than women. Table 4 lists the
number of women employed in a wide variety of occupations,
including many of those tFaditionally believed to be hazardous
for men. In spite -of th is diversity, the bulk of women ire
employed - in a narrow rtnge of jobs. Over one-third of
women in the paid labor iorce are employed in one of the 10
job categories listed in Table 5. All of these categories have
been traditional employm-:nt areas for women. Thus, the
recent gains by women in employment opportunity have not 'yet
had a substantial impact cn the actual distribution patterns of
the female labor force. If a shift does occur in employment
patterns involving greater )roportions of women in occupations
with significant exposures_, we would expect a cohort-effect
to be apparent in the d:veloprnent of occupational illness.
That is, those women entering hazardous occupations, tradi-
tionally limited to male workers would be expected to be
women newly entering the work force and, thus, predominantly
in the younger age grolips. As these cohorts age, the
duration of both occupat:)nal and smoking exposures would
increase. It is only after these newer cohorts reach the ages,
where disease is prevalent that we would be able to observe
the full impact of occupa-:ional exposures (or their interac-
tions with smoking) on the health of women.
Because of this cohort effect, any failure to
demonstrate an excess ris-, of a given occupational exposure
in women must be interpr-:ted with considerable caution. It
may mean only that the .vomen exposed were too young and
the exposure too brief for illness to have yet developed. This
caution is doubly important for those attempting to
demonstrate an interaction between occupational exposure and
smoking on the developmen; of disease in women. Thus, little
comfo,rt can be taken frcm the current low prevalence of
occupational disease in women. It is reasonable 'to expect
208

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TABLE 3.-0ecupational Distribution of Men and Women, 1978
by Percent of Each Sex Employed in Each Category
Women Men
Professional, Technical 15.6 14.7
Sales 6.9 5.9
Clerical 34.6 6.2
Operatives & Transport 11.8 17.7
Service 20.7 8.7
AlI Other 2.5 11.7
Crafts 1.8 21.1
Managers 6.1 14.0
Total 100 I00
SOURCE: Rones and Leon (14)

TABLE 4.-Number of Women In the Current Workforce, Classified
Occupatlon
White-coilar workers
Professional & Technical
Blolo~icaL-scl:niJ.sts
Ch.mists
Nurses, dieticians, & therapists
Health technologists and
technicians
Engineering and science
technicians
Painters and sculptors
Photographers
Managers and administrators,
exeept farm
Sales workers
Sales clerks, retail trade
Clerical workers
Bookkeepers
Cashier s
Secretaries
Typists
Blue-coliat workers
Craft and kindred workers
Printing craft workers
Upholsterers
Operatives, except transport
Assemblers
Bottling and canning
operatives
Checkers, examiners, and
inspectors; manufacturing
Clothing ironers and
pressers
Cutting operative, n.e.c.
Dressmakers, except factory
Drillers, earth
Dry wall instatiers and
tathers
Filers, polishers, sanders
and buffers.
Furnace tenders, smelters,
and pourers, metal
Garage workers, and =as
station attendants
by Occupation (1978)
Occupation
# of Women
In Thousands
24,594 Blue-collar workers-contld.
6,D83 Operatives, except transport-
22 continued
17 Punch and stampint press
1,2SS operatives 47
Sawyer 14
353 Sewers and stitchers 772
Shoennkinf machine operatives 60
132 Furnace tenders and stokers,
33 except metal 1
13 Textile operatives 224
Spinners, twisters, and winders 100
2,? SS Wsiders and flame cutters 41
2,-` i6 Winding operatives, n.e.c. 37
1,0/2 All other operatives, except
13,416 transport 1,062
1, 6-i0 Transport equipment operatives 258
1,212 Nonfarm laborers 492
3,5-i1
1,0-19
Service workers 8,037
3,7 r0 Private households 1,135
6-/4 Chiid care workers 477
.I1 Cleaners and servants 514
4 Housekeepers 117
4,3 7 Service workers, except
6-16 households 6,901
Cleaning workers 119
-!S Lodging quarters cteaners
Buildins Interior cleaners, 174
3-9 n.e.c. 462
janitors and sextons 222
1.01 Food service workers 2,951
4 Bartenders 111
113 Waiters'-assistants 4S
2 Cooks 678
Dishwashers 82
1 Food counter and fountain
workers 397
Waiters 1,252
Food service workers. n.e.c. 384
© Health service workers 1,660
Dental assistants 128
=0 Health aides, excluding
210

TABLE 5.-Most Conmon Female Job t:ate=orles, by Percentage of the Female Work
Force Employed
Pircent of F=maie
ob ' Wo_rk Forc=
ob
Percent of Femate
Work Force
_
Sacretary 8.5 Privats Household
Worker
2.9
Rstaii Saiss Clerk 4.3 Re=istersd Nurse 2.8
Bookkeeper 4.3 Elementary School
Teacher
2.8
Waitress 3.2 Typist 2.6
Cleaning Workers 2.2
Cashier 3.1 ' Sswer & Stitcher 2.0
SOURCE: U.S. D.partment of LAbor (17)
,
212 *
TIMN 0048430
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that any movement of large numbers of women into hazardous
occupations will be followed, after an appropriate time lag, by
a dramatic increase in the prevalence of occupational illness
in women.
THE REPRODUCTIVE ROLE
A third reason for examining the effects of
exposures in women separately from those in
difference in their reproductive roles. . Toxic
occupational
men is the
occupational
exposures in both men and women can 'reduce fertility and
increase frequency of teratogenic,effects (see Table 6). In
addition, however, the 9-month duration of gestation provides
many oppo,rtunities for the fetus to share any adverse toxic
exposure of its mother. These risks -may interact with the
well-established risks of cigarette smoking during pregnancy
discussed elsewhere in this report. Table 6 provides a'list of
hazardous substances in the work environment, some of which
are suspected of having effects on reproduction.
Another specific concern. for - women is that of
contraception. The type of contraception bsed often depends
upon decisions by the woman, and substantial numbers of
women in the United States who use oral contracept,ives. (18).
These drugs have been shown to interact with cigarette
smoking to produce a greatly increased risk of cardiovascular
disease, as discussed in this report. In addition, it is
possible that oral contraceptives may interact in an adverse
manner with physical or chemical agents found in the work
place, or that the combination of smoking, occupational
exposure, and oral contraceptive use may bear special risks.
The answers to those questions can be found only through the
study of populations of wo'rking women. One study approached this Issue by examining the
health status of women involved in the manufacture of oral
contraceptives. Poiler, et al. have shown that women working
in the manufacture of oral contraceptives absorb enough of
the drugs to influence the clotting mechanism as well as alter
menstrual function (12). Unfortunately, the risk of
cardiovasculir disease--and the effects of smoking in relation
to it--could not be estimated in this population. Because of
the established excess risk of cardiovascular, disease from
concurrent smoking and oral contraceptive use, examination of
cardiovasular risk In this group would be of interest.
213

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lung and pleura was foun i among those who were severely
exposed and who had worced less than two years. In the
group with severe exposur-i for more than two- years in the
factory, excess deaths from cancer of the lung, pleura, and
non-neoplastic respiratory .iisease were observed. The authors
calculated the excess anmial mortality due to lung cancer.
Women workers_ with low-*_i-moderate exposure experienced a
mean excess lung cancer wortality of 63 deaths (per 100,000
years' exposure). Those severely exposed for less than 2
years experienced an excess of 44 deaths, and those severely
exposed for . 2 years or IW iger experienced an excess of 241
deaths. Interestingly, an examination of deaths did not reveal
any significant association -+vith age at first employment in the
asbestos factory. In t,`_e sub-sample of workers whose
smoking histories were av2ilabie, those women who had both
smoked and- were heavily exposed had a risk of developing
lung cancee over 30 timei that of non-exposed nonsmoking
women. The authors conc-uded that the data suggested that
asbestos and cigarette smoking exert multiplicative rather than
merely additive effects.
In summary, the da*_i on smoking and asbestos exposure
in women closely resemble the findings demonstrated for men.
Approximately 250,000 wowen were employed in the textile
industry in. 1978; that population Included approximately
100,000 women engaged i-i spinning, twisting, and winding
operations. Byssinosis- s a syndrome characterized by
tightness of the chest an-i shortness of breath in workers
exposed to dust of cotton , flax, and hemp. In addition to
these acute symptoms, wo kers have been found to develop
chronic bronchitis, and som s become severely disabled by their
obstructive lung disease (3). Berry, et al. studied the
workers in 14 cotton and two man-made fiber mills in
England (1 ). They found that men had a greater prevalence
of byssinosis than women, Lnd that smokers of both sexes had
1.4 times greater prevalence of byssinosis than nonsmokers.
Byssinosis prevalence was also positively associated with
length of exposure to cotton dust in both women and men and
was positively associated with dust level In the working
environment in women. Berry, et al. were unable to
determine If the observed difference in prevalence by sex
represented a difference in physiologic response or differences
218
`
TIMN 0048436
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TIMN 0048438 ~ : =- ::: =-:::_ '*-.
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1NTERACTION BETWEEN SMOKINGAND OCCUPATIONALEXPOSURES:
REFERENCES
(1)
(2)
(3)
BERRY, G., MCLYNEUX, M,.K.B., TOMBLESON, J.B.L.
Relationships between dust level and byssionsis
and bronchitis in Lancashire cotton mills.
British Journai of Industrial Medicine 31: 18-
27, 1974.
BERRY, G., NEWHOUSE, M.L., TUROK, M.E. Combined
effect of asbestos exposure and smoking on
mortality from lung cancer in factory workers.
The Lancet 2(7775): 476-479, September 2,
1972.
BOUHUYS, A., SCHOENBERG, .'J.B., BECK, G.J.,
SCHILLING, RS.F.- Epidemiology of chronic lung
'disease In a cotton mill community. Lung - 154:
167-186, 1977.
(4) HAMMOND, E.C., SEL/KOFF, I.j. Relation of
(5)
(6)
(7)
cigarette smoking to risk of death or
absestos-associated disease among insulation
workers in the United States. ln:. Roguvski,
P., Gilson, j.C., Timbrell, V., Wagner, J.C.,
Davis, W. (Editors). Biological Effects of
Asbestos. International Agency for Research on
Cancer, Scientific Publication No. 8, Lyon,
Lyon, France, International Agency for
Research on Cancer, 1973, pp. 312-317.
KILBURN, K.H., KILBURN, G.G., MERCHANT, J.A.
Byssinosis: matter from tint to lungs.
American journal of Nursing 73(11): 1952-1956,
November 1973.
NATIONAL CENTER FOR HEALTH STATISTICS. Health
Interview Survey, 1976. (Unpublished data.)
NATIONAL CLEARINGHOUSE FOR SMOKING AND HEALTH.
Adult Use of Tobacco, 1975. U.S. Department of
Health, Education, and Welfare, Public Center
for Disease Control, Bureau of Health, Education
National Clearinghouse for Smoking and Health,
June 1976.

(8) NATIONAL CLEARING`IOUSE ON SMOKING AND HEALTH.
(9)
Survey of Heait;i Professionals: Smoking and
Health, 1975. U.S. Department of Health,
Education, and Nelfare, Public Health Service,
Center for Disease Control. Bureau of Health
Education, National Clearinghouse for Smoking
and Health, June 1-/76, 42 pp.
NATIONAL INSTITUTE FOR OCCUPATIONAL SAFETY AND
HEALTH. Occupational Diseases (Revised Edition).
U.S. Department of Health, Education, and
Welfare, Public H-saith Service, Center for Disease
Control, Nationa Institute for Occupational
Safety and Healt,`. Superintendent of Documents,.
June 1977, 608 pp.
(10) NEWHOUSE, M.L. Cancer among workers in the
asbestos textile Industry. In: Buguvski, P.,
Gilson, T.C., TLgibrell, V., Wagner, J.C., Davis,
W. (Editors). Biological Effects of Asbestos.
International Age:,cy for Research on Cancer,
Scientific Public2tion No. 8, Lyon,' France,
International Age,cy for Research on Cancer,
1973, ppp. 203-208.
(11) NEWHOUSE, M.L., BFRRY,. G., WAGNER, J.C., TUROK,
M.E. A study o° the mortality of female asbestos
workers. British Journal of Industrial Med'acine
29: 134-141, 1972.
(12) POLLER, L., THOMSON, J.M., OTRIDGE, B.W., YEE,
K.F., LOGAN, S.N.M. Effects of manufacturing
oral - contraceptive ; on blood clotting. British
Medical journal 1: 1761-1762, June 30, 1979.
(13) PROCTOR, N.H., HUt-~HES, J.P. Chemical hazards of
the workplace. Philadelphia, J.B. Lippincott
Company, 1978, 53=1 pp.
(14) RONES, P., LEON, ~-. Employment and unemployment
during 1978: An analysis. Special Labor Force
Report 218. U.S= Department of Labor . Bureau of
Labor Statistics, 1979.
(15) SELIKOFF, i.J., HAM&iOND, E.C., CHURG, J. Asbestos
exposure, smoking, and neoplasia. Journal of the
American Medical Association 204(2): 106-112,
April 8, 1968.
,
222

A woman who, smokes during pregnancy not only risks her own
health, but also changes the -onditions under which her baby
develops. Studies have identified specific areas in which the
effects of maternal smoking during pregnancy may occur.
These include fetal growti, most ofien determined by
comparing birth weights of smokers' babies with those of
otherwise similar nonsmokers' babies; fetal survival, including
the occurrence of spontaneous abortions, fetal deaths, and
neonatal deaths; pregnancy ?omplications, including those that
predispose to preterm delivery; possible effects on lactation;
and long term effects on sur.,iving children. The relationships
between maternal smoking and these outcomes have been
established- by clinical, pathological, and especially
epidemiological studies. Understanding of mechanisms by
which- smoking may produce the observed effects has been
gained by physiological sturiies In humans and experimental
studies In animals. .
The Chapter on Pregnancy and Infant Health In the
1979 Surgeon General's Report Is a detailed review of past
studies of the effects of smoking in pregnancy, with a*
comprehensive bibliography. . This section summarizes current
knowledge in major areas of study, describes important new
studies, and points out area= requiring further research (150).
SMOKING, BIRTH WEIGHT, AND FETAL GROWTH
Babies born to women who s ' moke during pregnancy are, on the
average, 200 grams tighte r than bab ies born to comparab le
women who do not smoke: iince 1957, when Simpson reported
this finding from her origi.ial study (142), it has been con-
firmed in more than 45 s=udies of more than half a million
births (150). Results of ti-ese studies are expressed as mean
birth weights of smoke.rs' and nonsmokers' babies or,
alternatively, as the percen:age of babies who weigh less than
a specified amount, usually 2,500 grams.
To illustrate the as-ociation between maternal smoking
and an increased proportio-t of low-birth-weight infants, the
results of five studies with an aggregated total of almost
113,000 births in Wales, ~.he United States, and Canada are
suinmarized In Table 1. 1a these populations, 34 to 54 per-
eent / of the mothers , smo`ced during pregnancy and on the
average had twice as ma,iy low-birth-weight babies as the
224
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~~r
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=r;
'~'
"'
r:...r.....-.
..
'w~ir
. ~
.
.
.
_ -- ~ ~...-..' ~ .._ ~
. .. . "......:'w::
.
~. "~.
.
.
.
TIMN 0048442
i::

m
,
....:+: "M ME
r
73v

nonsmokers (3, 16, 42, 90, 106, 110, 111).
One study in which rates of low birth weight were
simultaneously adjusted f-ir multiple factors showed that
maternal smoking had am_re significant relationship to birth
weight than did previous pregnancy history, hospital pay
status, mother's prepregnan-, weight, height, age-parity, or sex
of child. Adjusted rates ---f birth weights under 2,500 grams
were 49 per thousand for nonsmokers, 76 per thousand for
smokers of less than. a paak per day, and 114 per thousand-
for smokers of a pack per day or more. The risk of having
a low-birth-weight baby t;ierefore increased 53 percent and
130 percent for light Lnd heavy smokers, - respectively,
compared with nonsmokers ;90).
Population studies t:iat illustrate whole distributions of
birth, weights by maternal smoking levels show a downward J
shift of all birth weights n proportion to the amount smoke d
(81, 87, 118, '78, 140, 16-i) (see Figure 1). ~
These.studies sho:r that - the ' relationship between !
smoking and reduced birth weight is independent, of al i other
factors ` that influence bi,th- weight, such, as race, parity,
maternal size, socioeconomic status, sex of child, and other
factors that have been studied. It is also Independent of
gestational age. There is a dose-response relationship; that
Is, the more the woman swokes during pregnancy, the greater
the reduction in birth wei ;ht. If a.women gives up smoking
by her fourth month of ;estation her risk of delivering a
low-birth-weight baby is similar to that of a nonsmoker.
Placental Ratios
Analyses: of placental weig;its by maternal smoking habits have
noted that these weights were either not affected or were
less affected by maternal smoking than were birth weights
(62, 66, 95, 108, 159). The placental ratio, the ratio of
placental weight to birth weight, tended to be larger for
smokers than for nonsmokers, mainly because of the dose-
related reduction in birth weights with increasing number of
cigarettes smoked.
Wingerd and colleagues have studied placental ratios
based on data from 7,000 pregnancies among members of the
Kaiser Foundation Health Plan in Oakland, California (161).
Smoking information was obtained early in pregnancy, and
placentas were handled ac:ording to Benirschke's standardized
protocol. Figure 2 show Etacental ratios by smoking level and
226
- ----- - ------ - ---
_. ~ _~ ..._.....~. _ -
- -F~..~....._.
~ - _
~
~ --
- ~.w -
- ~.`=:
~,;.....
- ;: :=.:
; ..
-
:
~ ~:'
7.
_ :fi°
-~~
~ :~:~: :
:
°:~:::= ._- ~ ~ _ :'= '~

FIGURE Z- Ratio oi plecental weight to birth weight
by- iength of gestatiomi and materal smoking category.
15.5
15A -{-
14.5 +
14.0 a-
13.5 a-
13.0 J..
37 38 39 - 40 ` , 41 42 43
Week of geatation
SOURCE: W ingerd. J. (161)
228

gestation for single live births to black and white women., At
each gestational age, from 37 through 43 weeks, the more the
mother smoked during pregnancy, the higher was the placental
ratio. These ratios were higher for black than for white
women and tended to increase as maternal hemoglobin level
decreased (161).
Christianson has reported recently. (1 979) on the
standardized examinations of these placentas. The increase in
placental ratio with maternal smoking level was due to
considerable decreases in mean birth weight, accompanied by
slight increases in mean placental weight. In addition,
smokers' placentas were significantly thinner than those of
nonsmokers, and their minimum diameters were larger (20).
Maternal smoking leads to significant increases in car-
boxyhemoglobin in maternal and fetal blood, with a consequent
reduction..jn the oxygen carrying capacity of both, and a
reduction of the pressure at which oxygen. is delivered to, the
fetal tissues (150, 74, 75). Christianson discusses the
similarity between studies of placental ratios by smoking
level; altitude; maternal anemia:, and cyanotic maternal heart
disease. He suggests that the changes in placental ratio
represent an adaptation to relative fetal hypoxia (20). An
adaptive advantage for survival might occur because a smai ler
fetus would have a decrease oxygen demand. If - so, it is
extremely .important to know whether this reduction in size is
accompanied by any long-term. costs In later growth and
development.
In early studies the consistent finding that mean birth weights
were lower and the frequency of births under 2,500 grams
higher for women who smoked during pregnancy, than for
similar nonsmokers raised the bbvious question of whether this
might be due to a smoking-related reduction in gestation.
This , is not the case. Studies consistently show that mean
gestation is minimally reduced by maternal smoking (less than
2 days) (150, 3, 15, 164) and that birth weight is lower for
Infants of smokers than for infants of nonsmokers at each
gestational age (150, 16, 87, 3).
The finding that maternal smoking does not cause an
overall downward shift In the distribution of gestational ages,
as was shown for birth weights of smokers' infants must be
due to direct retardation of fetal growth. In other words,
229

these infants are small-i'or-dates rather than preterm. The
type of fetal growth r-stardation associated with maternal
smoking is characterized by an abnormally short crown-heel
length for gestational a_;e (93, 94). Smokers' babies are
smaller than corresponding nonsmokers' babies in all
dimensions measured, ineluding: length, head circumference,
chest circumference, and shoulder circumference (150, 32, 33,
57, 62, 66, 106, 108, 162, 10).
Previous studies of these measurements at birth have
inferred that birth size r-eflects the rate of fetal growth; this
has been' confirmed by a definitive study in which fetal
biparietal diameters were measured serially during gestation.
Persson and coworkers studied 5,715 pregnancies prospectively,
making ultrasonic measur-ments of biparletal diameters (BPD)
from 18 to 20 weeks through term. Separate growth curves
of BPD were construc-ed for fetuses of smokers and
nonsmokers--who were delivered between 266 and 294 days
,after the last menstrual oeriod. The BPD increased faster in
the rnonsmoking group; th-: difference from the smoking group
was apparent from th--28th week and was positively
correlated with the average number of cigarettes smoked
(Figure 3). Measuremerts taken at birth showed that the
distributions of birth weiyhts and lengths shifted downwards in
proportion to the level o P smoking. Figure 4 illustrates this
shift (118). Thes-: findings corroborate Miller's
characterization of smok-~rs' babies as normally proportioned
but short as well as light for dates, and smaller in all
dimensions than babies i-_f nonsmokers (94). The data are
also consistent with the speculation that relative fetal hypoxia
results in a slower rnitotic rate, a baby with fewer cells, and
a reduaed oxygen demand= ,
Long-term_Growth and Development
Possible long-term consequences of maternal smoking during
pregnancy are also of auoncern. Several long-term studies
provide evidence that chi_dren of smoking mothers have slight
but measureable deficier.-;ies in physical growth, intellectual
and emotional developmen;:, and behavior (100).
Because these complex outcomes are affected by many
known and unknown factors, it is important to take these
other factors into accouot in any attempt to measure long-
term effects of maternal smoking.' Numerous well-controlled
studies have shown tha; the physical growth of smokers'
230

I
FIGURE 3 Fetal Biparietal Diameters (BPD) values
Standard Error of Means (SEM) of nonsmokers and heavy smokers
(10 cigarettes/day) plotted in relation to postmenstruat age against
the normal range (shaded area iepicts 95% confidence interval).
mm
ioo r
90
80
70
60
,..-a
25
30
35
40
weeks

babies remains behind that of nonsmokers' babies as measured
at 7 to 14 days (33); 1 year, 4 years, and 7 years (pairs of
births matched for race, date of delivery, maternal age and
education, and sex of child), (57); 5 years (adjusted for
other factors) (162) up to 6 1/2 years (prospective study)
(38); and at ages 7 and 11 (follow-up studies of the 17,000
children from the British Perinatal Mortality Study, with the
adjustment for other social and biological factors) (17, 32,
36).
Associations have also been noted between maternal
smoking and deficiencies in neurological and intellectual
development of the child. Hardy and Mellits analysed findings
for 88 pairs of children of smokers and nonsmokers, matched
for race, date of delivery, maternal age and education, and
sex of the child. Although they reported no significant
differences in intellectual function between children born to
smoking "and nonsmoking mothers, the direction of difference
on almost all tests was in favor of the nonsmokers' babies.
Fewer smokers' than nonsmokers' children had normal
neurological status at age 1, year, both in the original 88
matched pairs and . in the additional set of 55 pairs of
children of smokers and nonsmokers, matched for birth weight
as well as for the other cited factors. In both sets,
smokers' children had lower scores on the majority of tests of
intelligence and intellectual function at ages 4 and 7(150,
57).
Similarly, Dunn evaluated neurological, intellectual, and
behavioral status in a prospective study of low-birth-weight
infants, including 76 who were "small-for-dates" (term and
preterm)', 92 "truly premature" (preterm with birth weight
between 11 and 89 percerstile) and 151 full-birth-weight
control infants. Neurological abnormalities, including minimal
cerebral dysfunction and abnormal or borderline
electroencephalograms, were slightly more common among
children born to women who smoked (Table 2).
In a battery of psychological tests, the mean scores of
children of nonsmoking mothers were better than those of
smokers' children in 45 out of 48 coerelations, and the dif-
ference was significant in 14 of these. Some significant
differences in favor of nonsmokers' children were also
demonstrated with respect to behavior ratings and school
placement (38). These results are very similar to those of
Hardy and Mellits: direction of the differences was almost
always in favor of the nonsmoker's child. Small numbers and
population selection factors were not a problem in the
233

TABLE 2.-Incidence of neurological abnormalit,ies at about 4 1/2 years,
by maternal smoking habits
Percent.of Chiidren with Diagnosis
tyiatenesis Maternai Smoking Habits
Smoker Nonsmoker
P
_ _-
MTnlmai cerebral dysfunction 20.0 110 <.OS .
Total neurological abnormalities 29.4 19.5 <,A.S
EEG borderline or abnormal
Low-blrth-weight children
46.3
32.4
NS
Full-birth-weight children 28.2 21.6 . NS
SOURCE: Dunn, (38).
234

FIGURE 5,-Tests of 11-year-old childern by mothers'
smoking habits after.'u`-e fourth month of pregnancy
a) Reading w.mc-rehension
3
a
2 T-rt for differences between
e
9
1 3 smoking categories after
adiusting for other factors
~ 0 X ! (20.F.)-23-0: K0001
eL
8 c
1
2
3
c$
0
4
w 5
i
e
G
6
(n-6.427) (a-1.446) (n-1.097)
7 T=
0 1-9 10+
Amount smoked per day after 4th month
of pregnancy
b) Mathemeti a ibiiity
3
2
i
O
T rst for differenps between
3 smoking categories after
~ ustirg for other factors
Xi (2D.F.)-59-0: P<0-W1
C Z
1
2
E-
3
o ~
~ .
c 4
3
~ 5
' 6
V
(n-6
425)
-n1.445) tn-1.097)
7- .
r- -c -----r
0 19 10+
Amount a~,-oked per day after 4th month
of pregnancy
144.5
c) Height
~ Test for differences between
\ 3 smoking categories after
adiusting for other factors
X2 12n F_)76.2- PCn.nn1
1435 -I
143-0 Tn'6.269) (n-1.389) (n-1.048)
0 1-0 10+
Amount _moked per day after 4th month
of pregnancy '
SOURCE: Butler, A.R. (17)
236

he amount smoked within each maternal weight gain group
rom less than 5 pounds to 40 pounds or more, as shown in
=igure 6 (87). From Figure 4, one might conclude that
smoking has a more pronounced effect on low birth weight
when maternal weight gain durint pregnancy is less than 20
pounds.
Other studies have Indicated a lack of relationship
iretween smoking and maternal weight gain, while demonstrating
a. direct relationship between »ooking and fetal growth rate.
The German prospective study of 6,200 pregnant women, exam-
ined every 'month from the fir it trimester through delivery,
showed no significant associati~ n between smoking habit and
weight gain. The usual relationships were found between
smoking and small-for-dates b_,bies, with general retardation
of weight, length, and head circumference in proportion to the
number - of cigarettes smoked ,,uring. pregnancy (10). Miller
and Hassanein also found that -;he effects of smoking on fetal
growth did not appear to be related to maternal nutrition
(93).. Persson's study showing retardation of fetal growth of
smokers' babies by serial mea:jrement of biparietal diameters
and by weight, length, and other measurements at birth showed
that the low-birth-weights were independent of' maternal
weight gain. These authors. ,oncluded that the fetal growth
retardation resulted from a direct pharmacological effect of
smoking on the fetus vrather than on influence resulting from
nutritional deprivation" (118).
Hajeri and colleagues studied maternal weight gain in
105 smokers of 10 or more cigarettes a day with a control
group of nonsmokers who were similar with respect to gesta-
tion, age, height, parity, am.l maternal weight at conception.
Sirth weights, specific for ssx, were significantly higher for
infants of nonsmokers, with a mean difference for boys of
330 grams and for girls of 320 grams (p<.01). Mean
etrauteral weight gain, caicslated as the difference between
maternal weight gain and tie weights of fetus and placenta,
was 7,044 grams for smokers and 6,899 grams for nonsmokers
(54).
Garn has compared mean birth weights, specific for
gestational age, of babies. )f obese smokers, all nonsmokers,
and all smokers, using datL from' the Collaborative Perinatal
Project of the National ins:itute of Neurological Diseases and
Stroke (NINCDS). Obesity was defined as the top 15 percent
of the distribution of pre,)regnant weights, shown separately
for black and white women. i3abies of the 1,383 obese white
smokers had mean birth w-:ights similar to the total group of
238

.-»....:.-:-....-~~
FIGURE C>,- Percentage of birth weights under 2,500
grams by maternal smoking level within materal weight
gain group (five-pounds intervals/ by hospital pay staus.
Birth of 38+ weeks gestation.
PRIVATE HOSPITAL STATUS
II NON-SMOKER
C s1 PACK/DAY
® 1+ PACK/DAY
0.4 5-9 10-14 15-19 20 24 25-29 3034 35-39 40
MATERNAL WEiGHT GAIN (pounds)
PUBLIC HOSPITAL STATUS
rM
0-4 5-9 10-14 15-19 20-24 25-29 3034 35-39 40+
MATERNAL WEIGHT GAIN (pounds)
r

white nonsmokers and higi er than the total group of white
smokers. The 1,001 obese black smoking mothers had babies
whose mean birth weights °.vere generally higher than those of
all black nonsmokers, leadi ig Garn to conclude that "maternal
obesity (weight-defined) apparently counteracts the smoking
effect, on the conceptus" (47). Because birth weight is
strongly correlated with :naternai size, a more appropriate
comparison would have b=-in between mean birth weights of
the' babies of obese smokers and the babies of obese
nonsmokers. That such a comparison would show, the usual
relationship to maternal smoking level is suggested by Meyer's
analysis of birth weight by maternal smoking and prepregnancy
weight (Table 3). The correlation between maternal weight
and the proportion of lo-.e-birth-weight babies is clear at
each smoking level, and the independent relationship between
smoking._levei and low-birt-4 -weight is clear at each level of
inaternai weight. The relative increases in the proportionf
of
low-weight births with ' light and with heavy smoking are
almost identical in the ioree strata of prepregnant weight
(90). .
Studies of birth weight, maternal weight, and maternal
weight gain should also be carefully controlled for maternal
age and parity. In studie-; of successive births to the same
mother included in the Collaborative Perinatal Project of the
NINCDS, Garn found pre;iregnancy weights increased with
successive pregnancies by similar amounts for smokers and
nonsmokers (48). Naeye, ising the same data base, reported
that maternal weight gain was less in the second pregnancy
than in the first pregnancy for smokers, for nonsmokers, and
for women who changed habits between pregnancies in either
direction (110). Second :iabies weighed on the average 24
grams more than first o.~bies If the mother smoked both
times, and 32 grams more if the mother smoked neither time
(Table 4). If the mother smoked during the first and not
during the second pregnai-mcy, the second baby weighed an
average of 110 grams more than the first baby, whereas the
second babies of women who smoked during the second
pregnancy but not during the first pregnancy averaged 58
grams less than their first babies (97). The most careful atalyses indicate that the effect of
maternal smoking is a direct one not mediated through an
effect on maternal appetite, eating, or weight gain. In
conclusion, as stated in a1,ancet editorial, "the appeal of the
nutritional hypothesis is t;iat women might be more readily
encouraged to eat more -luring pregnancy than discouraged
240 *

~:: --
_~~: :
~~..w ~ : -a:-~:5=.
r..:~......................
........ .......~::
.i_...~.~~ ~~.~~....~..~.~~5.~ =-..... ~~
~..~
~
.....`~
}...-..-....a+
~.
......a«.~'..:........M.....+.:-..-j..r.. - ..---~..~ .::~rM --~~~~
...-.:w..'a.:.i~....".`.»~~.L
.....
~
~:-
~
,
.
....
~
~
-~::.....
:..3....- - -

,
f
+
.;
from smoking.... However, if, as now seems more likely, the
growth-retarding effect of smoking is due to fetal hypoxia,
there is no short-cut to removing this adverse influence"
(68). This conclusion in no way obviates the enormous
importance of dietary factors during pregnancy.
Overt maternal malnutrition is associated with inade-
quate growth. Recently, it has been suggested that more
subtle alterations in the maternal supply of essential nutrients
combined with compromised uteroplacental circulation may
contribute to reduced fetal growth. Crosby, et al. (28)
observed that the concentrations of each of 14 amino acids
and carotene were reduced significantly in the blood of
smoking mothers. These workers postulated that, while these
differences were on the order of 10 or 20 percent, they
could be an important factor in producing the small-for-
gestational-age infants associated with maternal smoking. In
a study of over 1,100 pregnant women, Schorah, et al. (139)
noted an Inverse correlation between the number of cigarettes
smoked and the leucocyte ascorbic acid concentration. For
instance, the leukocyte ascorbic acid concentration was about
22 percent less In the blood of women who smoked more than
20 cigarettes a day as compared with controls.. Despite a 15
percent increase in the number of circulating leucocytes in
the blood of smokors, the blood ascorbic acid concentration
was still 10 percent less than in controls. These differences
were even more marked in women from lower socioeconomic
groups. The authors suggested that in addition to the role of
ascorbic acid in fetal nutrition, these lowered concentrations
might be related to the increased incidence of premature
rupture of the amniotic membranes in smoking women.
SMOKING, FETAL AND INFANT MORTALITY, AND MORBIDITY
Spontaneous Abortion
Past studies have demonstrated a statistically significant
association between maternal cigarette smoking and spon-
taneous abortion (60, 66, 89), some showing a strong dose-
response relationship (114, 148, 167). Spontaneous abortions
are difficult to study because of problems of ascertainment.
In prospective studies, early abortions may be missed, and
bias may occur if one group tends to register earlier than the
other. Retrospective studies allow more complete
ascertainment but are subject to errors of recall.
Nevertheless, higher rates of spontaneous abortion have been
243
TIm
0048461

associated with maternal smoking. in both types of studies (66,
89, 167).. ~_
Kullander and Kallen found higher rates of "spontaneous
abortion" among smoking women, but noted that many of these
pregnancies were unwanted. Analysis of their data showed
that the relative risk of spontaneous abortion of smokers
compared with nonsmokers was 1.20 for wanted and 1.35 for
unwanted pregnancies (66). A case-control study of
spontaneous abortion, with important variables held constant
reported an 80 percent increase in the odds of smoking among
the cases compared with controls (65).
Recent studies corroborated the finding of associations
between smoking and spontaneous abortion risk. In a small
retrospective study in New Zealand, ' Fergusson found that
women who smoked more than 20 cigarettes a day had almost
twice the nonsmoker risk of having had a previous spontaneous
abortion, and that the association could not be explained by
differences in maternal age, educational level, parity, race,
socioeconomic status or marital status (46). In a study of
12,013 consecutive pregnancies in Dublin, Ireland, Murphy and
Mulcahy found a positive association between the number of
cigarettes smoked and the rates of spontaneous abortion,
independent of the. effects of maternal age and parity. The
authors stated that induced abortions are a negligible factor
in Ireland and concluded that maternal smoking leads to
reduced reprod;uction efficiency at all stages of pregnancy
(96). Himmelberger and colleagues surveyed a group of
professional women in medicine concerning the influence of
maternal smoking on their 12,194 pregnancies (59). After
controlling for interfering variables, the risk of spontaneous
abortion for certain subgroups of heavy smokers was estimated
to be as much as 1.7 times that for the nonsmoker.
Spontaneous abortion rates were lowest in the 25 to 29 year
old category, increasing with age to levels of 33 and 36
percent for nonsmokers and smokers, respectively, at age 40
plus. The relative increase in risk associated with maternal
smoking was highest at the youngest ages below 25 years and
decreased with increasing age (59).
An editorial in the Sritish Medical Journal summarized
these findings and stated: "Cigarette smoking, one of the
first manifestations of women's social emancipation, is
emerging as a possible threat to her procreative role." The
proportion of abnormal karyotypes in abortuses of women who
smoke appears to be reduced rather than increased (17). The
mechanism underlying the smoking-related excess appears to
244
TIMN 0048462

be due to compt.ications of pregnancy rather than to any fetal
abnormality (13).
Congenital Malformations
4 Several studies have reported perinatal, fetal, or neonatal
~ mortality rates by cause. In these comparisons, death rates
~ due to congential malformations have usually been lower for
smokers' than for nonsmokers' infants (3, 24, 51, 91). This
Is compatible with the finding that smoking-related
spontaneous abortions include a lower frequency of abnormal
karyotypes and tend to occur later than spontaneous abortions
in nonsmokers. As previously described, increased losses of
conceptus associated with maternal smoking appear to be due
to pregnancy problems and complications rather than to
abnormalities of the embryo or fetus (45). Andrews and
McGarry, in a community study of 18,631 pregnancies in
Cardiff, Wales, reported that smokers' infants had lower
mortality rates from malformations than those of nonsmokers.
The rates of congenital malformations resulting in stillbirths
was 0.32 and 0.27 and resulting in neonatal deaths neonatal
deaths were 0.33 and 0.31 per 100 births of nonsmokers and~
smokers, respectively. On the other hand, the incidence of
congenital malformations among all single births in Andrews'
population was higher among smokers' babies, overall, and
specifically higher for cleft palate and lip. Among other
sites, some were higher for smokers and some for nonsmokers,
as Is shown in Table 5 (3).
A significant positive association between cardiac
malformations and maternal smoking was shown by Fedrick and
colleagues, based on firm diagnoses among stillbirths, neonatal
e 7 from the British Perinatal
urvivors to a
d
th
d
g
an
s
t
ea
s, Mortality Survey. However, this difference was largely due to
' the inclusion of patent ductus arteriosus, which may or may
> not be classified as a malformation (47).
Some recent studies have shown a positive association
~ between maternal smoking and congenital malformations,
! defined in a variety of ways. Himmelberger and colleagues
; carried out a mail survey of professional women in medicine
(59). They were interested in exposure to anesthetic gases in
' the operating room, and evaluated possible effects on
` pregnancy outcome of a number of factors including cigarette
. smoking. Information was obtained and analyzed by a multiple
logistic regression based on 12,914 pregnancies, including
245
r
TIMN 0048463

TABLE S.-Incidence of congenital abnormality (all single births)
Non-smokers Smokers
Number Percent Number Percent
Total abnormal Infants 2.37 2.73
Type of abnormality
Anencehaly
18
0.2
15
0.2
Spina bifis 20 0.22 23 0.3
Other C.N.S. abnormality 38 0.42 36 0.47
CVS abnormality 34 0.37 32 0.42
Cut abnormality 21 0.23 24 0.32
Genito-urinary abnormality 39 0.43 25 0.33
Bone abnormality 65 0.72 52 0.68
Cleft palate and/or hare lip 10 0.11 20 0.26
Other abnonnality 19 0.21 18 0.24
x2(all abnormalities) = 2.22, p= >).)%.
x2(cleft palate and hare lip) 3 5.36, p.= >0.01.
SOURCE: Andrews, J. (2).
246
TIMN 0048464

,
r
r
i
J
1
.
10,523 live births, which represented a response rate of 53.2
percent. After the effects of age, exposure to anesthetic
gases, and pregnancy history were controlled, the risk of
congenital abnormalities for babies of mothers who smoke was
estimated. A statistically significant risk (p<.05) for
maternal smoking was found. Figure 7 shows the risk of
congenital abnormality as a function of maternal age for
nonsmokers, moderate smokers (1 to 19 per day), and heavy
smokers (20 plus per day). Relative risks for heavy smokers
compared with nonsmokers were as high as 2.3. Rates of
abnormalities in each general category were higher for the
children of smokers (see Table 6). The significant increase
in cardiovascular abnormalities among smokers' children is in
agreement with Fedrick's findings (44) and in general
agreement with the study of Andrews and McGarry (3).
Himmelberger, et ai. do recognize that their findings are
based on retrospective survey data, obtained by mail, and
therefore subject to bias from various sources, including that
of a highr nonresponse rate. However, the study methods have
been designed to eliminate those effects (159).
A recent study. by Borlee and Lechat controlled for
confounding variables by matching births with congenital
malformations to control births according to hospital and time
of birth, maternal age, sex of child, and socioeconomic level'
of parents. Two hundred and two children with malformations
diagnosed at birth were compared with 175 controls, from a
total of 17,970 consecutive births studied from June 1972
through May 1974. No differences were' found between cases
and controls in the distribution of smoking habits, including
the number of cigarettes smoked with or without filters.
Sixty-six percent of mothers of malformed infants and 68
percent of mothers of controls were nonsmokers. Fathe.rst
smoking habits were also similar among cases and controls.
Significantly more mothers of malformed infants were heavy
coffee drinkers (8 plus cups per day). Because of the
frequent association between heavy coffee drinking and
smoking, both habits should be included in studies of
environmental factors possibly related to the risk of conge-
nital malformations (10). The same is true for consumption
of alcohol in populations where drinking is prevalent.
Mau and Netter have reported births by gestation, birth
weight, perinatal mortality, and the incidence of congenital
malformations by smoking habits of fathers in 3,696 cases in
which the mother was a nonsmoker. Trends toward lower
birth weights and more preterm births with increasing levels
247
TIMN 0048465

FIGURE 7.- Risk of congenital abnormality according to
age and smoking habit
~ .09
~ 08
a . .~
c
~ .07
-., ..
/tieavy Smoker
y A3
0
18 , 22 26 30 34 38 42 46 50
Materna( Age
SOURCE: Himmelberger, O.U.(59)
24'
~IMN 0048466.

s
e
a
TABLE 6.-Comparison of contenital abnormality rates for babies born of
smokers and nonsmokers, by type of abnormaiity.
Y
7
i
Abnormality Smokers Nonsmokers Ps
~ 96 No. 96 No.
Cardiovascular- 19.07+ (68) 13.65 (95) 0.02
,
s Respiratory 15.15 (54) 12.07 (84) 0.10
,
t
. Musculoskeletal 23.84 (8s) 19.69 (137) 0.08
:.~
Gastrointestinal 13>46 (48) 9.48 (66) 0.04
:
Central nervous system 11.50 (41) 10.20 (71) 0.27
a
Urogenital
21.32 (76)
1S.a1 (110)
0.02
'One-tall significance level for the test of the difference between two
proportions.
+Rate is number of congenital abnormalities per 1,000 live births. Rates based
upon 3,565 live births amon$ the smokers and 6,958 live births amon; the
nonsmokers.
SOURCE: Himelber=er, et ai. (59).
1
!
TIMN 0048467

of paternal smoking were not statistically significant. In the
total study of 5,200 births, rEgardJess of maternal smoking
habits, ' there was a significaet ' increase in the incidence of
several malformations with increasing levels of paternal
smoking; children of heavily smoking fithers had about twice
'the, expected Incidence. Although malformations in all systems
wer¢ more frequent if the father smoked over 10 cigarettes
per day, only the differences in facial malformations were
significantly different (p<.01) by smoking level. The authors
state that the trends with paternal smoking were Independent
,
._ ~
. - ~ - -~
of maternal smoking level, maternal ' and paternal age, and
social class (84).
More studies of these possible relationships are
urgently needed.As serious malformations are relatively rare,
the case-control approach Is probabiy the method of choice,
with careful matching of cases with suitable controls.
Perinatai Mortality
132, 148, 164).
Table 7 illustrates these points. It shows that women
eharaeterized by low social class, low .level of education,
being very young or old during pregnancy, or being black,
have higher risks of perinatal mortality than their coun-
terparts. . Their increase in risk due to smoking is relatively
greater. Meyer, et ai. measured the perinatal mortality risks
of light smokers (less than a pack of cigarettes per day) and
of heavy smokers (one pack or more per day) relative to
nonsmoker risks within subgroups of the population (110,
111). The increased risk of perinatal mortality for light
smokers who were young, low-parity, and non-anemic was ie~ss
than 10 percent. At the other extreme, mothers characterized
by high-parity, public hospital status, previous low-weight
There is a direct relationship between level of maternal
smoking and the risk of perinatal Joss (150, 151).
, There were two important reasons for variability bet-
n ween studies on perinatal. loss and smoking. - First, other
important variables such as age, parity, race, and socioeco-
nomic status Influence the results if they, are unequally
distributed between comparison groups of smokers and
nonsmokers' (89). Second, cigarette smoking is more harmful
to the pregnancies of certain women than to those of others.
In general, women with other- risk factors were at greater
k risk from smoking than otherwise low-risk women (3, 16, 24,
250
TIMN 0048468

births, or anemia had an increased perinatal mortality risk of
70.to 100 percent when they were heavy smokers (92).
To help visualize the interacting effects of maternal
smoking and of other factors on perinatal mortality risk,
Butler has calculated theoretical mortality risks based on data
from the British' Perinatal Mortality Study. In Figure 7,
perinatal mortality risks by social class, maternal age, and
parity are arranged in order of increasing magnitude. The
differences between smokers+ and nonsmokers' risks are
represented by the height of the bars, which varies depending
on other risk factors (16).
. These studies show that the risk of spontaneous abor-
tion, of fetal death, and of neonatal death Increases directly
with increasing levels of maternal smoking during pregnancy.
Studies of smoking during pregnancy show a range of perinatal
mortality risk ratios (smokers versus nonsmokers) from a low
of 1.01 to a high of 2.42.
Cause of Death
The Increased perinatal mortality associated with maternal
smoking is concentrated within . a few cause-specific cate-
gories. Excess stillbirths have -been associated with ante-
partum hemorrhage or abruptio placentae and with "unknown
cause (3, 51). Excess neonatal deaths were associated with
Immaturity, asphyxia, atelectasis (25), and with the
respiratory distress syndrome (3).
Meyer and Tonascia (91) analyzed fetal and neonatal
deaths to identify causes of death which showed an excess if
the mother smoked. Fetal and neonatal deaths by coded cause
and maternal smoking habit are shown in, Table 8. For each
cause the observed numbers for smokers were compared with
the number expected at nonsmoker rates. The differences
between observed and expected numbers indicate the number of
deaths In each category attr,ibutable to maternal smoking.
Fetal deaths showed a major smoking-related excess
in the category of "unknown" cause and some increase from
"anoxia" and "maternal cause." By contrast, neonatal deaths
ielated to smoking were in the category of "prematurity
alone,1 or In the related category of "respiratory difficulty."
The tentative conclusion to be drawn here is that fetuses and
neonates whose deaths were related to maternal smoking had
,no recognizable pathology, but had died in utero from anoxia,
maternai cause, or unknown cause, or had suffered the
consequences of preterm delivery.
252
TEAN 0048469

r
0
TABLE 7.-Examples of Perinatal Mortality Smoking Status Related to Other Subgroup Characteristics
Y
No. of births Perinatal or neonatal
deaths 1,000 births
Relative
Study Population Non-
Smokers
Smokers Category Non-
smokers Smokers
risk
British Perinatal Mortality 11,145 4,660 Social class
Survey, England, all 1,2 (high) 25.8 26.3 1.02
births 3-5 33.5 46.6 1.39
Washington Co. Maryland, 7,646 4,641 Fatherls
white education
9+ years 14.4 16.1 1.12
<8 years 17.6 38.0 2.16
N
~
Northern Finland, white 8,898 2346 23.2 23.4 1.01
California, middle to Race
upper middle class 6,067 3,726 White 11.0 11.3 1.03
2,219 1,071 Black 17.1 21.5 1.26
Boston City Hospital Race
Prenatal Clinic 513 892 White 29.2 31.4 1.08
1,225 1,071 Black 28.6 54.1 1.26
Quebec, 10% Sample of 3,912 2,967 Maternal age
registered births <25 12.1 16.1 1.33
25-34 12.6 13.2 1.05
35+ 23.0 41.7 1.81
Ratio of-mortality rate for smokers' to nonsmokers' babies.
Neonatai only.
cn mrr- n4.v- M n IR91.

COMPLICATIONS OF PREGNANCY AND LABOR
t
:
Studies have consistently found a direct relationship between
maternal smoking level and the Incidence of placenta previa,
abrupt.io placentae, bleeding during pregnancy, and premature
rupture of membranes (3, 26, 51, 66, 90, 91, 98, 100, 134,
148, 149). The association is independent of socioeconomic
and racial background (148), parity (3) and many other
factors (9.0) (Figure 8).
These complications carry with them a high risk of
fetal and neonatal loss, and are frequently cited as the cause
of death among the offspring of women who smoke. Kullander
and Kallen found a significant increase in the frequency of
abruptio placentae among smokers' children dying -before the
age of 1 week (66). In a prospective study of 9,169
pregnancies- by Goujard and colleagues, a large proportion of
the increase in stillbirths among smokers was caused by
abruptio placentae (51).
Naeye reviewed the clinical and postmortem material
from the 3,897 fetal and infant deaths in the Collaborative
Perinatal Project of the NINCDS (106) and reported an asso-
ciation between perinatal mortality rates caused by abruptio
placentae and number of cigarettes smoked by the mother
(100). Abruptio placentae was the underlying cause -identified '
-in' 11 percent of all the deaths In this large study (98).
Analysis of data from the Ontario Perinatal Mortality
Study corroborated these findings. Increasing levels of
smoking resulted in a highly significant increase in the risks '
of placental abruptions, plicenta previa, bleeding in pregnancy,
and premature and prolonged rupture of membranes. Fetal and
neonatal deaths were analyzed for associations between them
and smoking-related excesses of various coded complications
of pregnancy and labor. Although most diagnoses showed no
association with ecess mortality for smokers' babies, a few
stood out as highly . significant. Excess fetal deaths of
smokers' babies we're strongly associated with bleeding during
pregnancy, either before (p=0.01) or after (p=0.0005) 20
weeks' gestation. In other coded categories, a significant
excess of fetal deaths occurred among smoking mothers with
abruptio placentae (p=0.0001) or other obstetrical problems.
Similar comparisons were made for neonatal deaths. A strong,
significant relationship between smoking-related excess
neonatal deaths and a history of bleeding before 20 weeks of
gestation was found (p=0.0001). Other categories that showed
significant increases of smoking-associated neonatal deaths
254
TIMN 0048471 -

~ FIGURE 8: Theoretica! cumulative mortality risk according to
. smoking habit, in mothers of different age, parity, and social
class groups.
, Soeial elasa
S
400 1&2
' Q 3
i
~ -4&5
s
~ 30
Theoretical
s Mortatity
t Risk
i
e
.. . a
` . 20
S
)
d
10 +
4
,
Para 12.3 Para 0 Pan 4+ Para1.2.3 Para 0 Para 4+
Under 35 years 35 years +
0 1 SOURCE: Butler, N.R. /16)
255 -
t..;.
maker
Non Smoker
TIMN 0048472

were the admission status of rupture of membranes only, other
obstetrical complications, and duration of rupture of
membranes over 48 hours (91).
Pteeclampsia
Some of these studies have shown an inverse dose-response
relationship, with the Incidence of preeclampsia declining as
the number of cigarettes smoked increased (113, 149). Data
from the British Perinatal Mortality Study were cross-
tabulated by parity, severity of preeclampsla, and maternal
smoking status. Smokers had lower rates of all grades of
preeclampsia than nonsmokers, whether they were primiparae
or muttiparae (16). Andrews and McGarry showed that the
Inverse relationship between cigarette smoking and
preeclamptic toxemia was independent of social class, maternal
weight before pregnancy, and maternal weight gain during
pregnancy (3). Despite the effect of smoking on the inci-
dence of preeclampsia, there is a greatly increased risk of
perinatal mortality If preeclampsia does develop in a smoker
(3, 37, 133). Several authors have suggested that this
negative association may be due to the hypotensive effect of
thiocyanate, which is derived from the' cyanide present in
cigarette smoke and Is regularly found in the blood of smo-
kers (3, 113). Because preeclampsia is predominantly a
complication of first pregnancies, it Is possible that the
occasional finding of reduced rates of perinatal mortality In
young, primiparous, light smokers who are otherwise healthy Is
due to this relationship.
Perani and MacGillivray performed seven serial
measurements from the end of the second trimester until term
. in 31 nonsmokers and 29 smokers. After 25 weeks gestation
the plasma volume of smokers failed to keep pace with that
for nonsmokers, the increases in volume being 25 percent less
in smokers (Figure 9). Plasma volume and total body water
expansion are related to birthweight, at least in primigravidas.
After 30 weeks of gestation, total body water in smokers
plateaued in contrast to nonsmokers, so that by term their
body water volume Increase was about 25 percent less. Serum
heat-stable alkaline phosphatase levels in smokers significantly
exceeded the concentration in nonsmokers from the 37th week
of pregnancy onward. This enzyme is of placental origin, and
cigarette smoking may contribute to this change by its effects
on the placenta (121).
256
TIMN 0048473

FIGURE 9-Meanplasma volume in nonsmokers and smokers.
~
®
`
~
~
d
a
t
r
i
4.0
3.5
3.0
2.5
SOURCE: Pirani & MacGillivray (121)
257
TjMN 0048474 .

Whether the reduction in the incidence of preeclampsia
with maternal smoking Is due to the hypotensive effects of
thioeyanate, to the reduced size of the baby, to a smaller
inerease in maternal blood volume, or to another process
requires further study.
,
Preterm Delivery, Pregnancy Complications, and Perinatal
Mortality by Gestation
Studies of large numbers of births to measure mean gestation
by smoking habit have demonstrated differences of only a day
or two. This finding led to ihe conclusion that maternal
smoking does not affect gestation, (150, 15, 57, 78, 106,
164).. On the other hand, abundant evidencehas been pre-
sented that a smoking-related increase in preterm delivery
plays an important role in the increased risk of neonatal
death for infants of smokers.
When the proportion of preterm births is measured,
rather than the mean gestation, smokers have shown con-
sistently higher rates than nonsmokers, as illustrated in Table
9. In four studies in which all. births and perinatal deaths
were Included, the risk of early delivery Increased from 36 to
47 percent If the mother smoked, and 11 to 14 percent of all
preterm births could be attributed to maternal smoking (3, 16,
42).
Figure 10, using data from the Ontario Perinatal
Mortality Study, shows percentage distributions by gestational
age of births to nonsmokers, light smokers, and heavy
smokers, plotted on a semilogarithmic scale to emphasize
differences between smoking-level groups in very preterm
births. There Is little difference between the means of these
curves because the great majority of births occur around
term in all groups. There Is, however, a significant and
dose-related increise in the proportions of preterm babies
born to women who smoke. These, preterm deliveries account
for a small proportion of total births but for a large
proportion of the deaths (150, 86).
As previously reviewed, Meyer and Tonascia have
related the excess fetal and neonatal mortality of smokers'
infants and the . excess incidence of pregnancy complications
among women who smoke to the gestational age of occurrence,
using a life-table approach. A starting population of all
pregnancies In utero at 20 weeks was used to calculate the
probabilities of fetal death, live delivery followed by survival
258
TIMN 0048475

J
TABLE 9.-Preterm births by maternal smoking habit.
Relative and attributable risks, derived from published studies
Smokers Preterm Births#
per 100
Total Births Relative
Risk
Smokers/Non-
Attributabie
Risk
Study (proportion) Nonsmokers Smokers smokers 96
Cardiff .465 6.7 9.2 1.36 14
Great Britain .274 4.7 6.9 1.47 11
Montreal .432 7.7 10.6 1.38 14
Ontario .435 7.4 10.1 1.36 14
*Cardiff and Ontario data are for <38 weeks. All others are'for <37 weeks.
SOURCE: (150, 3, 16, 42, 90).

FIGURE 10.-Percentage distribution by weeks of gest-
ation of births to nonsmokers, smokers of less than one
pack per day, and smokers of one pack per day or more.
60A-}-
40.0 +
20.0+
10A4-
2A4-
0.6 -1-
0. +
0.1
I
~
~- ! _i t 1 1 i t r ii i T_~
20 24 28
GESTATION: WEEKS
i
1
i
4
. 7
i
80.0 T
32 36 40 44+
SOURCE: Meyer, M.B. (86)
260
I
4
I

:
I
:
.
,
.
t
t
i
,
>
;
or death, or the occurrence of a compiication followed by
fetal death or delivery. At 28 weeks (the next point defined
by the data), the population at risk included those remaining
in utero at that point.. Figure 11 shows the probability of
perinatal death during each period of gestational age starting
at 20 weeks. Risks for smokers' infants were significantly
greater in the earlier weeks, but not different after 38-week
gestation (150, 91).
A similar approach was applied to determine the risk
by gestation of abruptio placentae, placenta previa, and
premature rupture of membranes for smokers and nonsmokers.
The risk of all these complications was higher for smokers
throughout gestation, but In all, the differences were most
significant in the weeks of pregnancy from 20 to 32 or 36
weeks (150, 91). The lower limit of 20 weeks was built into
the study design, which included al l single births 'of at least
20 weeks gestation (110, 111).
These studies show that excess deaths of smokers[
infants are found mainly in the coded cause categories of
"unknown" and "anoxia" for fetal deaths, and in the cate-
gories of "prematurity alone" and "reespiratory difficulty" for
neonatal deaths. This finding indicates that the excess deaths
result not from abnormalities . of the fetus or neonate, but
from problems related to the pregnancy. Increasing levels of
maternal smoking result in a highly significant increase in the
risks of placental abruptions, placenta previa., bleeding early
or late in pregnancy, premature and prolonged rupture of
membranes, and preterm delivery, all of which carry high
risks of perinatal loss. Although there is little effect of
maternal smoking on mean gestation, the proportion of fetal
deaths and live births that occur before term increases
directly with maternal smoking level. Up to 14 percent of all
preterm deliveries in the United States may be attributable to
maternal smoking. According to the results of one large
study, the most significant difference between smokers' and
nonsmokers' risk of perinatal mortality and pregnancy
complication occurs at the gestational ages from 20 to 32 or
36 weeks.
These findings lead to the conclusion that maternal
smoking can be a direct cause of fetal or neonatal death in
an otherwise normal infant. The immediate cause of most
smoking-related fetal deaths is probably anoxia, which can be
attributed to placental complications with antepartum bleeding
in 30 percent or more of the case5'. In other cases, the
oxygen supply may simply fail from reduced carrying, capacity
261
. - TIMN 0048478

FIGURE 11-Probability of pernatal death for smoking
and nonsmoking mothers, by period of gestational age.
Bars show 95% confidence intervals.
NONSMOKERS SMOKERS
TOTAL BIRTHS 27420 21485
TOTAL DEATHS 634 624
PROBABLITY OF DEATH 023 029
2
W 0'1 'L j 95% CT
c o L j~
Q 0.04
~-
¢
z 0.02
~ 0.004
~
W
a
U.
0
Y
0.01
0.000
0.001
0.002
0.001
TotalDeaths 283 198 121 110152149 187 78
1Smok.n
6 20 24 28 32 36 40 42
Nonunokars
GESTATION WEEKS
SOURCE: Meyer, M.B. (91)
262
TIM~T 0048479

and reduced unloading pressures for oxygen caused by the
presence of carbon monoxide in maternal and fetal blood...
Neonatal deaths "occur as a result of the increased risk of
early delivery among smokers, which may be secondarily
related to bleeding early in pregnancy and premature rupture
of membranes (150).
.
LONG-TERM MORBIDITY AND MORTALITY
Studies of infant and child morbidity and mortality by the
mother's smoking habits usually cannot distinguish between the
effects of smoking during pregnancy 'and the effect of the
infant's or child's passive exposure to cigarette smoke after
birth. Several studies have found that hospitalization rates
for pneumonia and bronchitis were higher during the first year
of life for infants of smoking mothers (22, 23, 58). Rates
in children were higher if the smoking parents also had cough
and phlegm. Harlap and Davies found that the risk of
contracting pneumonia or bronchitis in the first year of life
more than doubled if the parents smoked more than 24
c igarettes a day (58).
A un.ique and important study of morbidity and mor-
tality in smokers' and nonsmokers' children up to the age of
five has now ' been published by Rantakallio (123). The
experience up to age 5 of over 12,000 children born in 1966
in Northern Finland, comprising 96 percent of all births in
two provinces was ascertained through hospital and death
records and questionnaires. Smoking was rare in this popu-
lation, and the smokers tended to be young and otherwise
healthy. Fourteen percent of pregnant women smoked fewer
than 10 cigarettes per day (mean number after the second
month of pregnancy 3.9) and 3 percent smoked more than 10
cigarettes per day (mean number 12.2);. the remaining 83
percent of the7 population were nonsmokers. It was therefore
possible to remove the usual problems of confounding variables
by close Individual matching of 1,750 smokers to nonsmoking
"eontrols". Matching factors included marital status, maternal
age within 2 years, and place of residence, with the latter
category including many socioeconomic variables to equalize
the probable use of medical facilities and other differences.
Although the author states that perinatal mortality. did not
show a statistically significant increase for smokers, rates
were 24 per thousand for controls, 26 per thousand for light
smokers, and 33 per thousand for "heavy" smokers (defined as
263
TIMN 0048480

,
smoking 10 plus cigarettes per day). These rates are similar
to those found in other studies in which differences were
statistically significant. Postneonatal -mortality, from 28 days
to 5 years, was higher for smokers' children with rates of
11.1 and 3.9 per thousand for smokers' and nonsmokers'
children respectively. Overall death rates of 24.7 per
thousand births in smoking women and 16.5 per thousand
births in nonsmoking women were reported for children under
the age of 5, of which 12.6 and 8.8 were neonatal.
In addition, the children of the smokers were
hospitalized more frequently, had more visits to doctors, and
had longer average durations of hospital stays than chi(dren of
nonsmokers. Respiratory diseases caused significantly more
hospitalizations among smokers' children. It is of great
interest that the children born to a subgroup of women who
stopped smoking during the last 3 months of pregnancy showed
no Increase of postneonatal mortality or morbidity up to the
age of 5, compared with controls. However, these women had
been very light smokers before quitting. Table 10, derived
from Rantakailio's study, shows that the various outcomes
measured show inereasing rates of morbidity and mortality
with increasing levels of smoking. However, it may not be
possible to distinguish between the adverse effects of
maternal smoking during pregnancyd ind the adverse effects on
infants and children exposed to cigarette smoke in the home,
because women who smoked during pregnancy probably also
continued to smoke after pregnancy.
Because of the known carcinogenic potential of tobacco
smoke and the evidence that benzo(a)pyrene reaches the pla-
centa, Neutel and Buck investigated the relationship of
maternal smoking during pregnancy to the incidence of cancer
in children aged 7 to 10. A combined population of 89,302
births from the Ontario Perinatal Mortality Study and the
British Perinatal Mortality Survey was used as a base popu-
lation for a prospective study in which 65 cancer deaths and
32 cancer survivors were identified. For cancer of all sites,
the children of smokers had a relative risk of 1.3, with 95
percent confidence Aimits of 0.8 to 2.2. A dose-response
relationship was not observed. The numbers were not large
enough to determine significant differences by site. Excess
cancer rates for children of mothers who smoke and a
possible dose-related progression were concentrated at ages 0
to 24 months, but these rates were based on smal i numbers of
cases. The authors conclude that "although a significant
excess is not demonstrable, a doubling of the cancer risk for
264

TABLE 10.-Long term effects on morbidity and mortality by level of maternal smoking
Rantakallio Data
A. Morbidity
Nonsmoker
Light Smoker
Heavy Smoker
Control 1 Control 2 (1-10 per day) (10+ per day)
Number of ChUidren 1300 258 1302 252
Doctor visits per child
(mean number)
.71
.61
.76
.83
Hospitalizations per child
(mean numbet)
.19
.15
.22
.39
<Age 1 .14 .08 .17 .30
Age 1-5 .15 .17 .22 .25
N
~
~
B. Perinatal and Postneonatal Mortality (28 days to 5 years) Per 100 Births, by Maternal Smoking
'Nonsmokers Smokers
Control Light' Total Heavy
Total Births N. , 1844 1844
Perinatal Mortality per 1000 Births 23.9 25.7 32.6
Postneonatal mortality 3.9 11.1
All mortality per 1000 live births 16.5 24.7
i SOURCE: Rantakalllo, (124).

children of smokers cannot be ruled out." Their equivocal
results were reported to encourage other workers to add to
the data (103). This should certainly be done, with particular
emphasis on the first 2 years of life.
Rantakailio, et al. also analyzed the use rates of
ophthalmological services in their follow-up study of
approximately 12,000 children, relating these rates to prenatal
factors ascertained during pregnancy. The incidence of squint
among smokers' children was 22.5 per thousand, compared with
11.5 per thousand among the children of matched, nonsmoking
controls (p<.05). On the other hand, rates of dacryostenosis
and of other congenital ocular malformations were higher
among the children of controls. The authors state that squint
was inversely correlated with birth weight and was more
common among children with other diseases, especially nervous
or mental diseases (124).
Sudden Infant Death Syndrome
Maternal smoking habits have been ascertained in several
studies of the sudden infant death, syndrome (SIDS). In all of
these, an association has been found between maternal smoking
during pregnancy and the incidence of sudden Infant death.
Steele and Langworth, in a study of 80 cases, each with two
matched controls, which were traced back to the Ontario
Perinatal Mortality Study population of 1960-61, found that
sudden infant deaths were strongly associated with the
frequency and level of maternal smoking during pregnancy
(p<0.001). Thirty-nine percent of the cases were nonsmokers
versus 60 percent of controls; 36 percent of the cases and
27 percent of the controls smoked less than a pack per day;
24 percent of the cases and 10 percent of the controls
smoked a pack per day or more. The habits of the remaining
1 to 2 percent of mothers were unknown (143).
Bergman and Wiesnor studied 56 families who lost
babies to the sudden infant death syndrome and 86 control
families. They reported that a higher proportion of SIDS
mothers smoked during pregnancy than controls (61 percent
versus 42 percent), more smoked after pregnancy (59 percent
versus 42 percent), and SIDS mothers smoked a significantly
greater number of cigarettes than controls. These authors
indicate that exposure to cigarette smoke (passive smoking)
appears to enhance the risk for SIDS for reasons not yet
known (9). However, whether prenatal or postnatal exposure
266
T'IMN 0048483

is more important cannot be determined.
Naeye, et al. in their analysis of 125 SIDS victims
from the population of the Collaborative Perinatal Project of
the NINCDS, stated: "The gestations that produced the S1D5
victims were characterized by a greater frequency of mothers
who smoked cigarettes and had anemia" than was true for the
whole population of 53,721 infants or for a set of 375
controls matched for important factors (99). Rhead,
commenting on studies published to date which demonstrate an
Increased incidence of maternal cigarette smoking in SIDS,
states: plt is now...clear that maternal cigarette smoking
contributes to an infant's risk of dying from S1DS" (127).
MECHANISMS
Clues to the mechanisms by which smoking may Increase the
risk of pregnancy complications are available from pathological
and physiological studies of placentas, membranes, blood
vessels, circulatory patterns, and serum levels of substances
Important for cell and tissue integrity. For example, it is
possible that placental changes in smokers that serve as
adaptations to the hypoxic effects of carbon monoxide may
also Increase the risk of placental complications.
Christianson has reported findings from carefully
standardized gross examinations of 7,651 placentas from smo-
kers and nonsmokers. These examinations revealed that
smokers' placentas were thinner and larger in their minimum
diameter than those of nonsmokers. This significant change
effectively inereased the surface area of the smokers' pla-
centas and must, therefore, have increased their area of
attachment to the uterine wall. The distance from the edge
of membrane rupture to the placental margin was also less
for smokers, and significantly more smokers than nonsmokers
had zero distance, which is consistent with the diagnosis of
placenta prevla (20). These findings suggest a possible
mechanism to account for the significant dose-related increase
In the frequency of the clinical diagnosis of placenta previa
that accompanies maternal smoking (90). A similar increase
in this condition occurs with increasing altitude (79).
Christianson's study also revealed that smokers had
significantly more placental calcification, primarily of the
maternal surface, and patchy subchorionic fibrin, as shown in
Table 11. These changes are characteristic of maturation and
aging of the placenta and occur as normal gestation proceeds;
267
TIMN 0048484

TABLE 11.-Selected results of gross examinations of placentas from smokers and nonsmokers
Percent of Placentas with Stated Condition
WH I TE BLACK
Nonsmoker Smoker Nonsmoker Smoker
N=3,461 N=2,238 P N=1,300 N=652
P
Calcification 49.5 60.8 <.0001 43.5 59.0 <.0001
Patchy Subchorlonic Fibrin 26.2 35.3 <.0001 30.8 37.0 <.01
Infarcts 24.6 22.3 <.05 14.4 14.5 NS
- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -
- -
Thickness (mean cm) 2.6 2.12 <.001 2.11 2.06 <.01
N Ratio of smallest diameter to thickness 8.19 8.40 <.001 8.39 8.68 <.01
~ Shortest distance, edge of rupture of
membranes to placental margin (mean cm) 4.32 4.09 <.025 5.08 4.83 NS
Percent with zero distance 25.6 27.9 NS 18.6 20.3 <.05
SOURCE: Christianson, (20).

however, they occurred earlier in smokers than in nonsmokers
(20). This finding Is compatible with other manifestations of
accelerated aging reported to be associated with cigarette .
smoking (112, 30).
Asmussen compared placental vessels in smoking and
nonsmoking mothers by electronmicroscopy. In the smoking
group these vessels were characterized' by subintirnal edema
with- destruction of the intimal elastic membranes, a marked
decrease in collagen content, and proliferation of myocytes.
Asmussen postulated that similar damage may occur in the
fetal and infant vascular system. To what extent such
changes may predispose to the subsequent development of
vascular disease remains unknown. The author, regarded most
of the changes observed in smokers' vessels as degenerative,
but _ mentioned the possibility that the thickening of the
basement membrane observed in smokers might be an attempt
at repair (4, 5). Naeye (97) has described an increased
frequency of placental microscopic lesions associated with
smoking. These include: cytotrophoblastic hyperplasia,
obliterative endarteritis, stromal fibrosis, and small villous
infarction. Smokers also demonstrated an increased frequency
of necrosis and inftammation in the decidua capsularis and in
"
the decidua basalls at the placental margin. Placental
features observed less frequently in smoker;s placentas were
excessive syncytial knots and various thrombotic phenomena.
Naeye found increasing placental enlargement with
smoking level, accompanied by decreasing birth weight and a
consequent increase in the placental ratio. The author stated
that "as smoking increased, placentas developed microscopic
lesions characteristic of underperfusion of the uterus.°
Naeyels data showed positive trends with maternal smoking
level for some findings and negative trends for others (97).
Many of the changes cited were of low frequency in all
groups, and nor ciear pattern of possible mechanisms of action
emerged.
Other studies that may shed light on these complex
interreiationships include the report by 6oujard and colleagues
that heavy alcohol consumption as well as smoking contributes
to the risk of stillbirth caused by abruptio placentae. In a
prospective survey of 9,169 women, the risk of stillbirth was
21 per 1,000 in smokers who were light or nondrinkers, 20
per 1,000 in nonsmoking drinkers of 45 ml or more of
absolute alcohol per day, and 8.5 per thousand for nonsmokers
who drank less than 45 ml per day. The small number of
smokers who were also heavy drinkers had stillbirth rates of
,
269
TIMN 0048486

50.5 per 1,000 (95 women with 5 stillbirths). The
proportions of these deaths that were attributable to abruptio
placentae increased with smoking and with drinking (122).
i
More research is needed to define possible pathways of
.-actions by whieh the active components of cigarette smoke
affect pregnancy complications that may lead, in turn, to
fetal death in utero or to preterm birth with or without
survival.
EXPERIMENTAL STUDIES
Tobacco Smoke
Tobacco smoke contains more than 4,000 compounds including:
carbon monoxide, oxides of nitrogen, ammonia, polycyclic
aromatie hydrocarbons, hydrogen cyanide, vinyl chloride, and
nicotine. For the pregnant woman and fetus the most impor-
tant of these appoear to be nicotine, carbon monoxide, and the
polycyclic aromatic hydrocarbons.
Nicotine
The effect of nicotine on sympathetic and parAsympathetic
'gangiia, skeletal muscles, and the central nervous system Is
similar to that of acetylcholine. At all three sites it first
stimulates, then depresses. Minute doses of nicotine stimulate
the chemoreceptors of the carotid and aortic bodies, causing
reflex hypertension. Nicotine also releases epinephrine from
the adrenal medulla, thereby producing cardiovascular changes.
Thus, it can produce widely differing effects depending upon
the dosage and the particular site that Is most sensitive to
stimulation.
Nicotine rapidly crosses the placenta to affect the
fetus (146). Relatively mature rhesus monkey fetuses respond
to nicotine infusion with a_ rise in blood pressure, bradycardia,
acidosis, hypercarbia, and hypoxia (145). Maternal nicotine
administration in rats also has been shown to affect the fetal
central nervous system and its response to electrical
stimulation during the newborn period (61, 82).
Quigley, et al. noted that in moderate to heavy smokers,
after 34 weeks gestation, smoking two cigarettes in 10
minutes was associated with a 60 percent increase in maternal
plasma norepinephrine and epinephrine and a 20 percent
increase in serum cortisol concentrations (122). These
270
TIMN 0048487

a
1
.
changes also were associated with an increase in maternal
pulse and blood pressure. Lehtovirta and Forss measured
changes in placental intervilious blood flow using the 133
xenon method (71). Immediately after smoking, interviilous
flow decreased 22 percent. These data correlate with the
studies of Resnik, et al. (1979) (126), showing nicotine-
induced increases in catacholamines and decreased uterine
biood flow in sheep, , and of Haberman, demonstrating
decreased uteroplacental blood flow in women, using ther-
mography (53).
Sastry and his colleagues have carried out a series of
studies on the effect of nicotine on the human placenta.
Nicotine added to a calcium-containing medium caused a 33
percent increase in the rate of acetylcholine release from
isolated placental villi '(135). The authors postulated that
this effect could account for the decrease in placental amino
acid transport (129, ' 158) produced by nicotine-mediated
cholinergic blockade (109). Rowell and Sastry also
demonstrated that nicotine caused a 41 percent decrease in
uptake of alpha amino Isobutyric acid in an experimental
placental system (130). Their studies indicate that under
normal circumstances acetyichotine exhibits a muscarinic
effect facilitating placental amino acid upiake. Nicotine
blockade iA the facilitating effects of acetylcholine on amino
acid uptake may result in fetal growth retardation (130).
These data agree with the 1977 work of Crosby, et al. in
humans (28).
Nicotine injection In rats results In prolonged gestation
with lower than normal newborn weights. A possible cause of
this prolonged gestation Is nicotine-induced delay. in ovum
implantation. Yoshinaga, et al. tested this hypothesis,
administering 7.5 mg nicotine tartrate twice daily from the
morning of proestrus until the day of sacrifice on days 1 to
5 of pregnancy (166). The nicotine injected animals
demonstrated a delay of about 12 hours in ovum cleavage
from the two-to the four-cell stage, and each step t of
development after the four-cell stage was thereby delayed.
In addition, ovum entry into the uterus, blastocyst formation,
shedding of the zona pellucida, and implantation were delayed.
Nicotine injection also was associated with a"crowding" of
implantation sites toward the tubal ends of the uterine horns.
During the preimplantation period the serum con-
centrations of progesterone, luteinizing hormone, and prolactin
were lower, while the concentrations of estrogen and follicle
stimulating hormone were higher than in control animals.
271
' TIMN 0048488

These workers suggested that the delayed ovu.-n implantation
followed. a delayed. increase In progesterone secretion required
to prepare the uterus for the implanting blastocyst, and that
the delayed progesterone secretion results in part from
nicotine-induced disturbed hypothalamus-pituitary balance.
Hamosh, et al. observed that, while administration of
100 mg kg-1 day-1 nicotine to pregnant rats from day 14
gestation onward failed to affect the mother or fetus, admi-
nistration of mg.kg-1.day-1, (a dose "comparable" to that of
a 20 cigarette-per-day smoker) resulted in a decrease In
litter size and an increase in stillbirth rate. Although
administration of 100 mg kg-1 day.1 nicotine failed to affect
newborn birth weight by 12 days of age continued maternal
nicotine administration resulted in a 9 percent decrease in
body weight and a 40 percent decrease in weight oUthe sto-
mach contents. These decreases presumably resulted from
lower milk production by the nicotine-treated animals (56).
Carbon Monoxide (CO )
Carboxyhemoglobin concentrations of 4 to 5 percent are asso-
ciated with numerous physiologic alterations in adults (21).
Cigarette smoking raises the carboxyhemoglobin concentration
4.to 5 percent per paek smoked per day. Aithougti CO dif-
fuses across the placenta relatively slowly [the -haif time
equals 1.5 to 2 hr (74)], fetal carboxyhemoglobin con-
centrations reflect those of the mother, and under steady
state conditions are 10 to 15 percent higher than maternal
levels (76). Elevated carboxyhemoglobin concentrations in the
fetus are associated with decreased fetal blood oxygen
tensions. These decreased oxygen tensions are associated with
a redistribution of fetal blood flow to the brain, heart, and
adrenal glands (150). .
Carboxyhemoglobin concentrations have been described
under several conditions of pregnancy. Davies, et al. (34)
compared carboxyhemoglobin concentrations and "available
oxygen" (a function of 02 content In ml.dl blood-1) in women
who stopped smoking for 48 hours during the last trimester of
pregnancy, with women who did not stop smoking, and with
nonsmoking women. In those women who stopped smoking,
earboxyhemoglobin concentrations decreased. "Available
oxygen" increased about 8 percent due both to an increase in
functioning hemoglobin and a shift in the oxyhemoglobin
saturation curve; this increase in "available oxygen" should
272
TIMN 0048489

contribute to improved fetal oxygenation.
., :
.
Exposure of rabbits (6) and rats (43) to CO during
gestation resulted in decreased fetal weights and increased-
perinatal mortality. Such CO-exposed newborn animals showed
less activity as well as decreased lung weights and decreased
concentrations of brain protein, DNA, and the
neurotransmitters norepinephrine and serotonin (49). Cellular
hypoxia is the final common pathway mediating the adverse
effect of CO on the developing fetus.
Recent experimental studies have explored various
aspects of CO-induced biochemical changes in the fetus and
the newborn. Newby, et al. demonstrated a persistent effect
of CO exposure in 8- and 13-day-old rats following a single
5-hour exposure to 1,500 parts per million (0.15 percent CO)
(104). In these animals alpha methyl-p-tyrosine, a potent
inhibitor of the enzyme tyrosine hydroxylase, was injected 1
hour before the CO exposure, and the extent of catecholamine
depletion was taken as an index of the rate of catecholamine
turnover. CO-treated rats showed increased steady state
dopamine concentrations with decreased rates of dopamine
turnover. In addition, the CO effect on dopamine turnover
persisted for at least 3 to 6 weeks after a single exposure
There was no CO effect on norephi-
-old rats
of 8-da
.
y
<
e nephrine concentrations or turnover rates, and the effect was
not produced in rats exposed to 8 percent oxygen instead of
carbon monoxide. This is consistent with the data of Coyle
: and Campoehiaro, which indicates that a maturational event
; occurs in the striatum of the 8-day-old rat (27). Whether
.: this event represents the age of functional maturity, initiation
; of dopaminergic transmission, or maturation of choiinergic
~ interneurons is unclear.
Prenatal CO exposure may have long-term consequences
: on central nervous system function. For instance, Dyer, et
; al. exposed female Long-Evans hooded rats to 150 ppm CO
:_ throughout pregnancy (40). At birth the litters and mothers
were placed in room air without CO. On day 65 electrodes
; were placed in the young rats' skulls, and 2 weeks later
visually evoked potentials were recorded. Figure 12
> illustrates the effect of such prenatal exposure on the peak-
to-peak amplitudes of the P1-N1 (fRst positive to first
' negative) component of the visual evoked potential from the
; cortex. Females showed a significant increase in P1-N1
; amplitude at each of four flash intensities. Although the
exact nature of this amplitude increase could not be
determined, it suggests altered cell populations at the retinal,
273
4
490

FIGURE1zEffectof prenatal CO upon peak-to-peak amplitudes
of the positive 1-negative 9 component of the flash evoked
potential recorded from the RAT visual cortex.
Vertical bars represent *SEM.
120
,100~
2W
EFFECTS OF PRENATAL CO UPON ADULT
PI-NI AMPLITUDES OF THE VISUAL EVOKED POTENTIAL
0-+ COt na8
0--+ C0 d n =15
o-o CONT 2 n=9
oM-o CONTT d nz9
~ Z 4 la
INTENSITY ( CANDl,EPOWER / 9.4 x 104 )
SOURCE: Dyer et al (40)
274
TIMN 0048491

,
.
geniculate, and cortical levels, and may represent impaired
Inhibitory mechanisms, rendering other neurons more excitable.
The question of the possible teratogenicity of CO has
never been resolved. Schwetz, et al. exposed mice to 250 ,
ppm CO for 7 or 24 hours per day, from days 6 through 15 -.
'of gestation, and rabbits to the same concentration from days
6 through 18 (141).' Blood carboxyhemoglobin concentration
ranged from 10 to 15 percent. The fetuses of mice exposed
to CO for 7 and 24 hours per day were slightly heavier and
lighter, respectively, than those of the control animals. The
only Increase In teratogenic effects were minor skeletal
variants such as extra lumbar ribs and spurs.
Polycyciic Aromatic Hydrocarbons
The polycyclic * aromatic hydrocarbons (PAH) such as
benzo(a)pyrene, are widely distributed mutagens and car-
cinogens. These substances produced by incomplete combustion
of organic material are important constituents of tobacco
smoke. Exposure of cells to PAH induces the enzyme, aryl
hydrocarbon hydroxylase. The inducibility of this enzyme
system has been used by some workers to demonstrate,
indirectly, that benzo(a)pyrene and other polycyclic hydro-
carbons reach the placenta and fetus.
The
placental concentration of benzo(a)pyrene is highly
correlated with the amount which a pregnant woman smokes
(101, 115). In pregnant rats exposed to this substance higher
doses were required to induce enzyme aciivity in the fetus as
compared with the dose required to stimulate placental enzyme
activity (157), suggesting that the placenta may protect the
fetus from these substances. However, the placenta is not
impermeable to benzo(a)pyrene (138). The placenta is
involved in complex hormonal interrelations between mother
and fetus, and oxidative enzyme pathways in the placenta arc
important in maintaining hormonal and nutrient balance for
normal fetal development. The hydroxylation of polycyclic
hydrocarbons and the active'transport of various compounds by
trophoblast cells may share common enzyme systems. Thus,
the induction of various enzymes by polycyclic hydrocarbons
may Interfere with normal transport systems.
Another unanswered question concerns the carcinogenic
risk for progeny exposed in utero to polycyclic aromatic
hydrocarbons. The offspring of mice which were injected with
benzo(a)pyrene late in gestation showed an increased incidence
275
OO4g492

of neoplasms of the lungs, liver, and mammary glands (105).
Pelkonen, et al. determined that placental aryl hydrocarbon
of smokers compared with nonsmokers (152).
hydroxylase activity correlated closely with both the amount
the mother smoked and qewborn weight (116). These authors
suggested that the placental concentration of this enzyme may
be used is a measure of fetal exposure to maternal cigarette
smoking. Vaught, et al. also reported much higher aryl
hydrocarbon hydroxylase activity in the placental microsomes
Although currently available data do not allow a quan-
titative assessment of the genetic risk to man from cigarette
smoking, such risk may occur since so many components of
cigarette smoke are mutagens (as well as carcinogens) (11).
Male cigarette - smokers may have an increased, number of
;m abnormal spermatozoa (154). Paternal and maternal
;
chromosomal abberrations (107) and sister chromatid exchanges
may be Increased in smokers (67). Because the proportion of
smokers in the population is so high (between 30 and 50
percent), even a relatively weak mutagenic effect could have
a significant effect on . the gene pool (11).
Other Components
Cyanide, another constituent of cigarette smoke, may contri-
bute to retarded infant growth and increased perinatal mor-
taiity. Smokers have increased levels of , cyanide and
thiocyanate in body fluids. Serum centrations of vitamin 812,
used in cyanide metabolism are decreased as well. Several
workers have recorded increased thiocyanate concentrations In
both women who smoke, and their fetuses (2, 144, 158).
Pettigrew, et al. compared cyanide and thiocyanate
concentrations in smokers and nonsmokers, matched for age,
height, parity, and socioeconomic status (120). Cyanide and
thiocyanate concentrations were two to four times greater in
the blood and urine of smokers and in the urine of smokers'
infants as compared with controls. Meberg, et al. reported
that thiocyanate concentrations were correlated with cigarette
consumption and inversety correlated with birth weight (85).
Cadmium, another constituent of tobacco smoke, is
concentrated in the placenta of smokers (.128). Webster
exposed pregnant mice to 10 to 40 ppm cadmium and noted an
inverse correlation between cadmium concentration and fetal
weight (156).
Lauwerys, et al. examined the effects of epidemiology
276

I
~
t
~
r
..
;
.
factors on heavy metal and CO concentrations in the blood,
placenta, and fetus of smoking women .(70). Cadmium con-
, centrations in* maternal blood were twofold greater than con-
centrations In fetal blood, sugesting that the placenta acts as
a barrier to this metal. They reported a correlation between
maternal cadmium and carboxyhemglobin concentrations (14,
70). They also found that the cadmium concentration of
smokers' placentas was about 25 percent greater than in a
control group and that the placental cadmium concentration
exceeded that of maternal blood about tenfold (128).
FERTILITY
~
. - _.... --.-.-
~ Fertility results from the successful completion of a complex
'~ type step-wise process beginning with gametogenesis, (sperm
~ ~ and egg production) continuing through gamete release
(ejaculation and ovulation), gamete interaction (fertilization),
; conceptus transport through the fallopian tube into the uterus, .
and ending with implantation of the " bryo into the
' endometrial wall. An adverse effect of smoking on any of
these steps may impair fertility.
, .
' Smoking and Reproduction in Women
; Several epidemiologic studies have suggested that smoking
The
decreases fertilit
in women (147
119
55)
153
r
,
.
y
,
,
; retrospective study of Tokuhata demonstrated that 21 percent
` of women who regularly smoked cigarettes were infertile while
only 14 percent of those who never used tobacco regularly
? were (147). After several characteristics (cause of death,
age at and year of death, education, occupation and frequency.
: of marriage as well as husbands' smoking habits, education
~ and occupation) "were controlled, an excess of infertility was
' found in women who smoked.
': In a study on the return of fertility after discontinuing
s contraception, Vessey, et al. found a suggested reduction in
; fertility among women smoking 15 or more cigarettes per day
~ (153). Pettersson, et al. found a tendency toward a greater
' prevalence of secondary amenorrhea among smokers (4.8J100
~ women) than among nonsmokers (3.71100 women) (119).
~ Hammond found that 49 percent of the nonsmoking women
~
; between 40 and 49 years had regular menses while only 40
: percent of those smoking more than one pack a day had a
f
.l
.
277
TIMN 0048494

regular menses (55). Conversely only 18 percent of
nonsmokers had irregular menses while - 24 percent of those
smoking -one or more packs of cigarettes per day said they.
had irregular menses. Smoking women were also more likely
to have an unusual~ vaginal discharge and vaginal bleeding than
nonsmokers. Experimental studies have demonstrated
alterations In luteinizing hormone release and a decreased
ovulatory response In rats exposed to tobacco smoke (80).
The effect of smoking on ovulation may result from
direct effects of nicotine on the hypothalmus or pituitary.
This would alter the release of gonadotropin releasing hor-
mones from the hypothalamus or impair the pituitary response
to releasing hormones.
Smoking and Age of Menopause
Substantial data demonstrate that smoking lowers the age of
spontaneous menopause (63, 29, 7, 8, 72, 73). The recent
study by Jick, et al. revealed a dose dependent decrease in
the age of menopause in smoking women who live in Sweden
and the United States (63). The median age of menopause in
nonsmokers was 50; among those smoking one-half pack it was
49; in those smoking 1 or mote pack/day, it was 48. Similar
studies have been published indicating an earier onset of
menopause in smoking women in the United States (29), in
England (7), in Germany (8), and in Sweden (72, 73). The
mechanism of early menopause in smokers may be related to
ovotoxins in cigarette smoke (41) or -to toxic alterations in
the hormonal regulatory mechanisms controlling the
hypothalmic-pituatary-ovarian axis (80). One group of
ovotoxins may be polycyclic aromatic hydrocarbons which have
been. demonstrated to be metabolized by ovarian enzymes to
toxic products which destroy oocytes in rat and mouse ovaries
(83, 52).
Evidence collected by Daniell (31) and Lindquist (72)
suggestt that the earlier menopause of smokers is not related
to weight differences between smokers and nonsmokers but is
a direct result of some component of cigarette smoke.
Smoking and Reproduction in Men
Spermatogenesis, sperm morphology, sperm motility (18, 137,
154, 69) and androgen secretion (12, 117) appear to be
278
.
TIMN 0048495

.
.
altered in men who smoke. Viczian (154) has demonstrated
decreased sperm density, a cigarette-dose-dependent decrease
in sperm motility, and a cigarette-dose-dependent increased
abnormal sperm morphology among smokers.
In metabolic studies of alcoholic men admitted to a
clinical research center, an inverse relationship between
number of cigarettes smoked and reduction of testosterone
levels was seen (117). Briggs (12), has reported lower
plasma testosterone among smoking men compared to matched
nonsmoking controls and has shown that cessation of smoking
resulted in increased testosterone levels in these men.
Wintermitz and Quillen (163) in a study on the acute effects
of smoking in men demonstrated increases in plasma cortisol
and growth hormone during the smoking period. Growth hor-
mone returned to the presmoking level shortly after the
smoking period, and cortisol fell gradually to the presmoking
level by 90 minutes after cessation of smoking. Urinary
catecholamines were higher on the smoking day than the
nonsmoking day. No acute changes were observed In gona-
dotropins or testosterone in these men.
Studies in experimental animals have also shown that
tobacco smoke impairs spermatogenesis (41, 155). Smoking
also lowers sexual activity in male rats (19).
These data suggest two possible mechanisms of action
of smoking on male reproduction. A, component of cigarette
smoke may have a direct action on the -testes, disrupting
gamete production. This would be consistent with the
suggested effect of cigarette smoke on the ovary. In addi-
tion, cigarette smoke Is known to contain compounds which are
mutagenic (64). Alternatively, cigarette smoke may interfere
with the regulatory mechanisms controlling the hypothalamic-
pituitary-testicular axis.
Fertilization and Conceptus Transport The effect of- smoking on sperm-egg interaction
(fertilization)
has not been studied in mammalian species. Evidence from
mammalian species demonstrates that nicotine promotes
polyspermy (the entrance of more than one sperm into the
oocyte) (77). Polyspermy would result in abnormal embryonic
development and early abortion, which is one known effect of
smoking (65).
The effect of smoking on conceptus transport in the
fallopian tube or entry into the uterus is unknown; however,
r
279
TiMN 0048496

some evidence suggests that smoking can alter the amplitude
and tone of contractions measured during the rubin uterotubal
insuffiation test (a combined measure of uterotubal junction
and tubal patency) (102).
In summary, cigarette smoking appears to exert an
adverse effect on fertility. Further studies are needed to
quantify the effects, identify etiologic agent(s), and define
the mechanism(s) of action.
280
TIMN 0048497

PREGNANCY: REFERENCES
.
l
l
l
S
1
Mutter.* Munich Med Wochenschirift 104: 1826-1831,
1962. -
(9) BERGMAN, A.B., WIESNER, L.A. Relationship of
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(10) BORLEE, I., LECHAT, M.F. Resultats d1une enquete
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(5) ASMUSSEN, i. Arterial changes in infants of smoking
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(6) ASTRUP, P., OI.SEN, H.M., TROLLE, D., KJELDSEN, K.
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(132) RUSH, D., KASS, E.H. Maternal smoking: A
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293
t
TIMN 0048510 -

(142) SIMPSON, W.j. ' A preliminary report on cigarette
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294
i
4
511

4
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.
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295
TIMN 0048512

(162) WINGERD, J., SCHOEN, E.J. Factors influencing
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Effects of nicotine on early pregnancy in the rat.
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296
-'TIlliIN 0048513

;
:
,
ti.
:
:
r r$:
PEPTIC ULCER DISEASE
There is little Information dealing 'specifically with the
relationship between smoking and peptic ulcer disease in
women. The data which are available suggest the same trend
toward higher prevalence of peptic ulcer disease among women
who -smoke as is observed among men who smoke. Table 1,
extracted from the 1979 Surgeon General's Report, shows that
the prevalence of "peptic ulcer" in female smokers was higher
in two out of three studies of *women, which showed a twofold
or 1.6 fold higher prevalence (10). The one study which
failed to demonstrate an increased prevalence was conducted
in rural Poland where very few women smoke (only 7 percent)
(9). The median ratio of smoking ulcer patients to
nonsmoking ulcer patients has been reported to be 1.7 for
men (10). Thus, women smokers seem to show greater
susceptability to ulcer disease than do nonsmokers.
The population of women with ulcers contains a*greater
proportion of smokers than does the group of women without
ulcers. Alp, et al. performed a retrospective analysis of 638
patients with gastric ulcer, 230 of whom were women (2).
There were 1.9 times as many smokers In the group of women
ulcer patients as in an age-matched control group. However,
even among the ulcer patients, only 39 percent were smokers.
In a smaller series of 31 female patients admitted to hospi-..
tals with hemorrhage from or perforatiori of gastric or
duodenal ulcers, the prevalence of smoking was 26 percent in
both ulcer patients (8/31) and controls (8/31) (1).
In a report examining the effect of smoking on healing
rates of gastric and duodenal ulcers, Doll, et al. studied 92
women with gastric ulcer and 54 women with duodenal ulcer
(4). Smoking was 1.6 times more common in women gastric
ulcer patients as in controls matched for age and place of
residence (p < 0.01). There was no significant excess in the
proportion of smokers in the group with duodenal ulcer. The
effect of smoking on healing .rate was reported for men and
women grouped together, so no conclusion regarding specific
effects on women is possible.
Although some studies of etiological factors in
smoking-induced ulcer disease (gastric acid secretion,
pancreatic secretion, etc.) have included women, the number
of women has been small, or the data from women have not
been presented separately.
In summary, the evidence currently available documents
an inereased prevalence of peptic ulcer disease in women who
297
TIMN 0048514

TARLE 1.-Prevalence of Peptic Ulcer In Smoking and Non-Smokin6 Women (Number per 100).
REFERENCF NO.
WITH
ULCERS
SMciKERS
Mc)IVSKIKERS
RATIO (Prevalence among Smokers)
Higgins, M.W.
47
?.R
1.4 (Prevalence among Nonsmokers)
2.0
(1966) (7)
Friedman, G.D. 1092 6.3 3.9 1.6
(1974) (5)
Jedrychowskl, W. 26 0.8 1.3- 0.6
(1974) (9)
!

smoke. No data are available concerning specific effects of
smoking in women on gastric acid secretion, gastric emptying,
pancreatic secretion, or other processes which might be
involved in the pathogenesis of peptic ulcer disease.
SUMMARY
The 1979 Surgeon General's Report included evidence that
cigarette smoking In males was significantly associated with
the incidence of peptic ulcer disease and increased the risk
of dying from peptic ulcer disease by approximately two-fold.
The effect of smoking on pancreatic secretion and pyloric
reflux demonstrated among men may provide a mechanism by
which peptic ulcers develop.
1. Female smokers show a prevalence of peptic ulcer-
higher than that of nonsmokers by approximately two-fold.
2. The effect of cessation on healing is not known.
r*
299

.PEPTIC ULCER: REFERENCES
,
I
(1) ALLIR(1NE, A., FLINT, F.J. Bronchitis, aspirin,
smoking and other factors * in the aetioiogy of
peptic ulcer. Lancet 2: 179-1R?, July 26,
11092
.
(2) ALP, M.H., HISLOP, I.G., GRANT, A.K.. c:astric
ulcer in south Australia 1954-1Q63. 1.
Epidemiological factors. Medical journal of
Australia 2: 11?8-1132, December 12, 1970.
(3) BRANDSRnRG, 0., CHRISTENSEN, N.j., GALRO, H.,
RRANDSBORG, M:, LOVGREEN, N.A. The effect of
exercise, smoking and propranolol on serum
gastrin in patients with duodenal ulcer and
vagotimized subjects. Scandinavian journal of
Clinical and Laboratory Investigation SR(5):,
441-446, May 1978.
(4) DOLL, R., IONES, F.A., PYC;QTT, F. Effect of
smoking on the production and maintenance of
gastric and duodenal uicers. Lancet 1: 657-.
662, March 29, 1958.
(5) FRIEDMAN, G.D., SIEGELAUR, A.R., SF.LTZER, C.C.
Cigarettes, alcohol, coffee and peptic ulcer.
New England journal of Medicine 290(9): 469-
473, February ?R, 1974. _
(6) GRIMES, D.S., GODDARD, J. Effect of cigarette
smoking ori' gastric emptying. Rritish Medical
Journal 2: 460-461, August 12, 1078.
(7) HIGGINS, M.W., KJELSBERG, M. Characteristics of
smokers in Tecumseh, Michigan. 11. The
distribution - of selected physical measurements
and physiological variables and the prevalence
of certain diseases in smokers and nonsmokers.
American journal of Epidemiology 86: 6f1-77,
1967.
(8) IVEY, K.J., TRIGGS, E.. Absorption of nicotine
by the human stomach and its effects on
gastric ton fluxes and potential differences.
American journal of nigestive r)iseases 23(9):
R09-814, September 1978.
(9) JEDRYCHnWSKI, W., POPIELA, T. Association be-
tween the occurrence of peptic ulcers and
tohaeco smoking. Public Health, London RR(4):
195-2m, 1974.
300
~ TIMN 0048517

(10) U.S. PUBLIC HEALTH SERVICE. Smoking and Health.
A Report of the Surgeon General. U.S.
Department of Health, Education, and. Weifare,
Office of the Assistant Secretary for Health,
Public Health Service, Office on Smoking and
Heatth.- DHEW Publication No. (PHS) 79-50066,
1979.
301
TIMN 0048518

INTERACTIONS OF SMOKING VyITH DRUGS, FOOD CONSTITUENTS
AND RESPONSES TO DIAGNOSTIC TESTS
Since most published studies investigating the effect of
cigarette smoking on measures of health were performed in
mixed populations, it Is difficult to demonstrate specific
factors applicable only to women. Neither the differences
between men and women regarding the metabolism and action
of drugs nor the pharmacological basis for differences
between smokers and nonsmokers is well understood. The
same is also true of the observed variations in laboratory
values and nutritional needs. Thus, the associations for
women between smoking, drugs, variations in clinical
laboratory values, and nutritional needs require further study.
Women Smokers and Nonsmokers and Drug Consumption Patterns
The drug consumption pattern of women as compared to men
has been studied by a number of investigators using different
methodologies. The results consistently show that women are
prescribed and take more" prescription drugs than men (7,20).
In one study where 1-year drug histories were used, the per-
centage of women using prescription drugs was 29 percent as
compared to 13 percent for men (20). Another study which
examined only drugs consumed within '48 hours of the inter-
view showed that 60.2 percent of the *women had taken
medication compared to 41.8 percent of the men (7). The
two . studies cited are unique in the realm of drug usage
studies because they measure 'actual self-administration of.
drugs rather than counting physician prescriptions or pharmacy
dispensing patterns. Unfortunately, neither of these studies
quantified information according to whether the subjects were
smokers or nonsmokers.
Other reports show that smokers tend to use more
drugs, especially of the psychotherapeutic type and drink more
coffee and alcoholic beverages than nonsmokers (21,30). In
only one study have women smokers and nonsmokers been
compared for use of all drug categories; these data were
derived from a self-administered questionnaire asking about
drug use for the past year (25). As Table 1 shows, women
smokers take more of almost every type of drug" than
nonsmokers. When the data were organized according to age
302
' TIMN 0048519

TABLE 1.-Ratio of Percent Usage of Drug Ciasses, Women Smoker/Nonsmoker Status*
WMITE BLACK ASIAN
a Antihistamine or alter~y medicine 0.8 0.9 0.6
Cough medicine 1.7 1.8 0.7
Asthma medicins 0.9 1.0 0.9 ,
Aspirin-containing drugs 1.2 1.2 0.9
Pain medicine 1.2 1.2' 1.0
Codeine, morphins, Darvon, Percodan, Demeroi 1.5 1.6 1.2
Phenobarbitai or other barbiturates 1.3 1.8 1.6
Sleeping Pills 1.2 1.3 1.3
Tranquilizers 1.5 1.6 1.8
Anticoasutants 1.3 0.8 0.0
Digitalis or other heart medication 1.0 0.8 0.1
Antihypertensives 0.8 1.1 0.9
Diuretics 1.1 1.0 1.3
Cortisone-type medication 1.0 1.2 1.0
Hormones 1.2 1.3 1.4
Insulin or diabetic pills 0.9 0.8 ' 0.9
iron or anemia medications 0.9 0.9 0.9
Thyroid medication 1.1 1.3 2.3
, Pills to control periods 1.3 1.2 1.5
.~ Contraceptives 1.2 1.1 1.3
; Senzedrine or Dexsdrins 1.6 1.1 1.1
~
Weight reduction medication
1.1
0.9
1.3
: Penicillin or other antibiotics 1.2 1.2 1.0
f Sulfa drugs 1.1 1.2 0.8
.,
Stomach or ditestion medicine
1.2
1.2
1.3
:
= SOURCE: Adapted from Seltzer (25).
Y
r
303
TIMN 0048520

groups, the 15-to-19-year-oid group of women showed a
marked eievation In drug use among smokers (Table 2).
Although the data are preliminary, a trend that female
'smokers consume drugs with greater frequency than female
nonsmokers is suggested. It is beyond the scope of this
chapter to differentiate between the behavioral components of
this phenomenon or to address the argument that women who
smoke are less healthy than nonsmokers. It is beneficial,
however, to examine the few reports that address the
differences in drug action between smokers and nonsmokers,
regardless of the reasons for drug use.
;
s
Altered Clinical Response to Drug Therapy by Smokers
Compared to Nonsmokers
The number of studies investigating the differences in the
clinical responses to a drug by smokers and nonsmokers are
far fewer in number than the studies examining the alterations
in metabolism and biochemistry of drugs in smokers. The
1979 Surgeon Generalos Report included an extensive review of
the alterations in drug disposition that occur in smokers (29).
That information Is useful for clarifying mechanisms by which
smoking alters drug metabolism, absorption, excretion, and
other functions. The clinical significance of these alterations
has not been clarified, however.
The most exhaustive examination of alterations in
srnokers' clinical . response to drugs was done by Jick and his
associates in the Boston Collaborative T)rug Surveillance
Program (RCDSP). Over the past several years, this group
has investigated the clinical response of smokers and
nonsmokers to six different drugs: propoxyphene (Darvon)
(3); diazepam (Valium) (4); chlordiazepoxide (Librium) (4);
phenobarbital (4); chlorpromazine (Thorazine) (28); and
theophyiiine tea - (22). The differences observed between
smokers and nonsmokers were consistent among men and
women, except for the theophylline study, in which the toxic
effects of therapy were slightly more freouent among women
(13.4 percent) than among men (9.19 percent). Only in the
chlorpromazine (28) study did the studv group (those taking
chlorpromazine) contain more women than men, an observation
that supports other reports that women use major tranauilizing
agents more frequently than men (21).
Since the published RCDSP data is not organized
according to groups of women smokers and nonsmokers, any
304
TIMN 0048521

>
;
i
TABLE 2.-Percentage of Positive Responses Among Females
In Age Group 15-19°
QUESTiON ShlOKERS NONSA00KERS
Taken phenobarbitai or barbiturates? 2.3 1.0
Taken codeine, morphine, etc.? 16.0 6.5
Taken Benzedrine or Dexedrine? 4.9 0.3
Taken penicillin or other antibiotics? 33.0 25.8
Taken pills to prevent pregnancy? 27.0 9.7
SOURCE: *Adapted from Seitzer (25)
305
E TIMN 0048522

difference In drug use between these groups is not reflected
in the data analysis. However, it is important to note that
these studies, except as , noted In the chlorpromazine study,
predominantly involved men. It has been shown that women
report more frequent use of the minor tranquilizers such as
diazepam and 'chlordiazepoxide (2A). Thus these studies shouidnot, be interpreted as reflecting drug
response among the
general population (20).
The studies on chiorpromazine, diazepam, and
chiordiazepoxide showed a lessened frequency of the adverse
effect. of drowsiness among smokers as compared to
nonsmokers (4,2R). Conversely, no difference was reported
for phenobarbital (4). The analgesic effect of propoxyphene
was reduced In smokers, an effect which was not observed in
smokers on aspirin, codeine, acetaminophen, or combinations of
these drugs (3) .
.'The evidence for increased theophylline' metabolism in
smokers is well established and predicts the observed clinical
response to theophylline (14). The RCDSP study of
theophylline showed that smokers not, only required larger
doses of theophyiline for efficacy, but also- were less likely
to report adverse effects than nonsmokers, even though they,
recuired larger doses. -
Theoretically, then, because of a decreased clinical
response to a. drug, the tendency would be for the smoker to
require increased doses to achieve the same therapeutic effect
as a nonsmoker. "
Therapeutic r-:efficacy and adverse side effects in
relationship to gender, smoking history, and drug consumption
patterns have not been adeauately studied, although the
preliminary evidence would indicate an area of potential toxic
drug effects and/or therapeutic failures.
Oral Contraceptives and Smoking
Chronic estrogen therapy has a profound interaction with
chronic tobacco use. ' Again, the RCDSP has been most
instrumental in assessing the influence of these two factors
on the health status of women.
In assessing the relative risk of stroke in women who
smoke and take oral contraceptives, the data from the
Collaborative Group for the Study of Stroke in Young Women
show that smoking alone increased the risk of hemorrhagic
stroke (i.e., subarachnoid) from 1.0 for a nonsmoker who did
306
, TIMN 0048523

.
not use oral contraceptives, to 2.6 for a smoker who did not
use oral contraceptives. A smoker taking oral contraceptives
had a relative risk of 6.1 or 7.6 (depending on the control
group) (5). Similar increases in risks do not seem to occur
for thrombotic stroke in the smoker taking oral
contraceptives, but the risk of a thrombotic stroke for a
women using oral contraceptives, alone, is about nine times
greater than that for a noncontraceptive user (6).
Again using the BCDSP data, the risk of nonfatal
myocardial infarction among women under 38 is very low
among nonsmokers whether or not they use oral contraceptives.
However,. the risk to women who both smoke and use oral
contraceptives Is substantially higher, ranging from an
estimated one per 8,400 annually In women aged 27 to 37 -° -
years to one per 250 for women aged 44 to 45 years (17).
;
ilar study of noncontraceptive estrogens, similar risks
In a sim
were demonstrated for women who both smoke and , use
estrogens (16). These findings are in agreement with studies
done In Great Britain where oral contraceptives were
associated with an overall increase in cardiovascular disease
iny ouung women (23).
Another group which has investigated the link between
smoking, oral contraception, and myocardiai infarction reported,,,:
that there Is a considerable interaction between smoking and
contraceptive use. The group found that rate of acute
myocardial infarction among female smokers on oral
contraceptives is greater than could be accounted for by
either smoking or contraceptives alone (26). In earlier
studies this same group concluded that there was a dose-
response relationship between smoking and myocardial
infarction in , women, and that among women smoking 35 or
more cigarettes per day, the rate of myocardial infarction
was estimated to be 20 times higher than among those who
never smoked (27).
These data lend themselves to the prediction of risk in
only a very general way and provide no particular measures by
which a woman--smoker or nonsmoker--can evaluate her own
risk of experiencing one of the adverse effects described.
The following section reviews some of the laboratory
values that are altered by smoking. Unfortunately, many of
the largest studies on the correlation between smoking and
alterations in clinical laboratory values have focused on men.
307
I
TIMN 0048524

Alterations in Normal Clinical Laboratory Values in Women
Smokers
.
Only a few investigators have studied clinical laboratory
:values in women smokers and nonsmokers (1, 8, 9 , 1,1, 13,
15, 10, 31). Many of these studies show statistical ly
significant differences in a variety of common parameters.
The clinical significance of these differences may not be
ipparent, however, since the actual differences between women
smokers and nonsmokers are small. For example, a study of
packed red cell volume (PCV) and hemoglobin (Hb) in women
smokers and nonsmokers showed the PCV and Hb for
nonsmokers to be 41.95 and 13.85 compared to 42.94 and
14.16 for smokers--a difference significant at P < 0.05, but
a discrimination which physician or patient may find difficult
to assess (15).
Small differences in laboratory values between smokers
and nonsmokers can be seen in a number of serum chemistry
and hematologic tests. One measurement that shows a wide
enough variation between smokers and nonsmokers to be
recognized clinically is the leukocyte count of a smoker
(11,13). It is important to recognize that a WBC of 12,000
per cu/mm is within the normal range for a heavy cigarette
smoker, andt that the differential count remains normal (11).
In one study, individuals with chronic bronchitis were excluded
from evaluation of . leukocyte counts, and the same relative
increase in leukocyte count was observed (13).
In several studies of triglyceride and cholesterol values
in smoking and nonsmoking women, an elevation of both values,
which was not statistically significant, was seen in smokers.
The addition of oral contraceptive use to smoking caused a
significant elevation ove,r the nonsmoker,, noncontraceptive
user. The nonsmoker values were 79 + 6.8 mg/100 ml for
triglycerides and 157 + 7.5 mg/100 ml for cholesterol. In
the smoker they were 110 + 14.8 mgj100 ml and 174.3 + 8.8
mg/100 ml respectively, whereas the smoker using oral
contraceptives had. a triglyceride value of 150.0 + 14.1
mg(100 ml and , a cholesterol value of 186.1 + 8.4 mg/100 ml.
In this same study, there was no significant difference
between the level.s of vitamins A, E or C in smoking and
nonsmoking women (31).
A number of investigators have measured vitamin C
levels in smoking and nonsmoking women, with extreme
variation in results. Some showed decreased plasma and
leukocyte vitamin C levels in smokers, and others showed no
308
,
,
a
' TIMN 0048525

,
a
differences between smokers and nonsmokers. The discre-
pancies in these results may in part be related to the amount
of dietary vitamin C habitually consumed by the subjects in
the various studies (31).
Changes in serum proteins were the subject of another
study of women smokers and nonsmokers (30). Significant
differences in all serum protein fractions were found in
c igarette smokars compared to nonsmokers. !n general, the
effects increased with the amount smoked. Past smokers
showed globulin values that were significantly below those of
women who never smoked, but there was no difference
observed in the other serum protein fractions between past
smokers and those who had never smoked.
The Influence of Smoking on the Nutritional Needs of Women
Outside of a possibly increased need for vitamin C in women
who smoke, there is very little information about other
nutrient requirements in smokers. In recent years a great
deal of time has been spent studying the influence of smoking
on fetal development, a subject covered elsewhere In this
volume. The special, nutritional needs of the nonpregnant
smoking woman have not been dealt with in any systematic
way.
A recent study involving obese women looked at the
influence of smoking cessation on body weight (2). Although
the data are innately biased because the study group consisted
of women enrolled in a weight loss program, the results
showed that women who smoked less than a half pack of
cigarettes a day, gained 4 pounds after they quit. Heavy
.smokers consuming over. two packs a day gained an average of
30 pounds over several decades. Moderate smokers gained an
intermediate amount. This study does not contradict a
commonly held notion that women gain weight when they stop
smoking; however, it provides no behavioral or physiological
hypothesis for this phenomenon.
309
I
TIMN 0048526

Summary
There is _a, paucity of data on what short-term effects
cigarette smoking has on drug response, drug interaction, and
the nutritional requirements of women. Preliminary studies
show altered responses to drugs and variations in laboratory
measurements. Further study is needed. to, clarify the
significance of these. observations for women who smoke.
7
310
' TIMN 0048527

FOOD AND DRUG METABOLISM: REFERENCES
(1) BILLIMORIA, - J.D., POZNER, H., METSELAAR, B.,
BEST, F.W., JAMES, D.C.D. Effect of ciga-
rett8 smoking on lipids, lipoproteins, blood
coagulation, fibrinolysis and cellular compo-
nents of human blood. Atherosclerosis 21 (1):
61-76, January-February 1975.
(2) BLITZER, P.H., RINdM, A.A., GIFFER, E.E. The
effect of cessation of smoking on body weight
in 57,032 women: Cross sectional and longi-
tudinal analysis. journal of Chronic Diseases
30(7): 415-429, July 1977.
(3) BOSTON COLLABORATIVE DRUG SURVEILLANCE PROGRAM.
Decreased clinical efficacy of propoxyphene
In cigarette sinokers. Clinical Pharmacology
and Therapeutics 14(2): 259-263, March-April
1973.
(4) BOSTON COLLABORATIVE DRUG SURVEILLANCE PROGRAM.
Clinical depression of the central nervous
system due to diazepam and chlordiazepoxide
cigarette smoking and age.
In relation to
New England journal of Medicine 288(6): 277-
280, February 8, 1973. _
(5) COLLABORATIVE GROUP FOR THE STUDY OF STROKE IN
.YOUNG WOMEN. Oral contraceptives and stroke
in young women. journal of the American
Medical Association 231(7): 718-722, February
17, 1975.
(6) COLLABORATIVE GROUP FOR THE STUDY OF STROKE IN
YOUNG WOMEN. Oral contraceptives and in-
creased risk of cerebral ischemia or throm-
bosis. New England Journal of Medicine 288(17):
871-878, 'April 26, 1973.
(7) CRAIG, T.L., VANNATTA, P.A. Current medica-
tion use and symptoms of depression in a gene-
ral population. American Journal of Psychia-
try 135(9): 1036-1039, September 1978.
(8) DALES, L.G., FRIEDMAN, Q.D., SIEGELAUB, A.B.,
SELTZER, A.C. Cigarette smoking and serum
chemistry tests. Journal of Chronic Diseases
i 27(6): 293-307, August 1974.
,
,
'
: 3 11
:
~
r
T-IMN 0048528

(9) DALES, L.G., FRIEDMAN, Q.D., SEIGELAUB, A.B.,
SELTZER, A.C., URY, H.K. Cigarette smoking
habits and urine characteristics. Nephron
20: 163-170, 1978.
(10) DESMOND, P.V., ROBERTS, R.K., WILKINSON, Q.R.,
SCHENKER, S. No effect of smoking on meta-
bolism of chlordiazepoxide. New England
Journai of Medicine 300(4): 199-200
January 25, 1979.
FRIEDMAN, Q.D., SIEGELAUB, A.B., SELTZER, C.C.,
FELDMAN, R., COLLEN, M.F. Smoking habits
and the leukocyte count. Archives of Environ-
mental Health 26(3): 137-143. March 1973.
GLAUSER, S.C., GEAVSER, E.M., REIDENBERG, M.M.,
RUSY, B.F., TALLARIDA, R.J. Metabolic changes
associated with the cessation of . cigarette
smoking. Archives of Environmental Health
20(3): 377-381, March 1970.
(13) HELMAN, N.., RUBENSTEIN, L.S. The effects of
age, sex, and smoking on erythrocytes and
leukocytes. American Journal of Clinical
Pathology 63: 35-44, 1975.
(14) HUNT, S.N., JUSKO, W.J., YURCHAK, A.M. Effect
of smoking on theophylline disposition.
Ciinicai Pharmacology and Therapeutics
(Part 1) .19(5): 546-551, May 1976. _
(15) ISAGER, H., HAGERUP, L. Relationship between
cigarette smoking and high packed ceil
volume and haemoglobin levels. Scandinavian
Journal of Haemotology 8(4): 241-244, 1971.
(16) JICK, H., GINAN, B., ROTHMAN, K.J. Noncontra-
ceptive estrogens and nonfatal inyocardial
infarction. Journal of the American Medi-
cal Association 239(14): 1407-1408, April
3, 1978.
(17) JICK, H., DINAN, B., ROTHMAN, K.J. Oral con-
traceptives and nonfatal myocardial infarc-
tion. . journal of the American Medical
Assoc iation 239(14): 1403-1406, April 3,
1978.
312
TI:~
(18) KEOTZ, U., AVANT., Q.R., HOYUMPA, A., SCHENKER,
S., WILKINSON, Q.R. The effects of age and
liver disease on the disposition and elimi-
nation of diazepam in adult man. Journal of
Ci in ieal Investigation 55: 347-359, February
1975.
; 17, 1977.
: (20) PARRY, H.F., SALTER, M.B.,~ MEi.LINGER, Q.D.,
ous thromboembolism:
e usa
nd
ven
t
p
ti
con
race
v
a
>
> absence of an effect of smoking. British
; Medical Journal 2(6089): 729-730, September
~ CISIN, I.H., MANHEIMER, D.I. National pat-
terns of psychotherapeutic drug use. Archives
~ of General Psychiatry 28: 769-783, June
~ 1973.
(21 ) PARRY, H.F., CIS1N, I.H. SALTER, M.B.,
MELLINGER, Q.D., MANHEIMER, D.I. Increasing
alcohol intake as a coping mechanism for
; psychic stress. In: Cooperstock, R.
: (Editor). Social Aspects and Medical Use of
= Psychotropic Drugs. Toronto, Addition
; Research Foundation, 1974.
: (22) PFEIFER, H.J., GREENBLATT, D.J. Clinical toxi-
city city of theophylline in relation to cigarette
' smoking. Chest 73(4): 455-459, April 1978.
' (23) ROYAL COLLEGE OF GENERAL PRACTITIONERS ORAL
~ CONTRACEPTION STUDY. Mortality among oral
: ±
;
` (24)
~
' (25)
~
a
i
.
21
(19) LAWSON, D.H., DAVIDSON, J.F., J ICK, H. Oral
(26)
contraceptive users. Lancet (4): 727-733,
Oct
ber 8
1977
o
.
,
SARTWELL, P.E. Oral contraceptives and throm-
boembolism: boembolism: A further report. American
Journal . of Epidemiology 94(3): 192-201,
September 1971.
SELTZER,' C.G., FRIEDMAN, Q.D., SIEGELAUB, A.B.
Smoking and drug consumption in white, black,
and oriental men and women. American Journal
of Public Health 64(5): 466-473, March 1974.
SHAPIRO, S., SLONE, D., ROSENBERG, L.,
KAUFMAN, D., STOLLEY, P.D., MIETTINEN, O.S.
Oral contraceptive use in relation to myocar-
dial infarction. Lancet (1 ): 743-747,
April 7, 1979.
TIMN 0048530

(27) SLONE, D., SHAPIRO, S., ROSENBERG, L., KAUFMAN,
D.W., HARTZ, S.C., ROSSI, A.C., STOLLEY,
P.D., MIETTINEN O.S. Relation of cigarette
smoking to . myocardial .infarction in young
women. New England Journal of Medicine
298(23): 1273-1276, 1978.
(28) SWETT, D. Drowisness due to chlorpromazine in
relation to cigarette smoking. Archives of
General Psychiatry 31: 211-213, August
1974.
(29) . U.S. PUBLIC HEALTH. Smoking and Health. A
Report of the Surgeon General. U.S. Depart-
ment of Health, Education, and Welfare,
Public Health Service, Office of the Assis-
tant Secretary for Health, Office on Smoking
and Health, DHEW Publication ' No. (PHS)
79-50066, 1979, pp.. 1251.
(30) WINGERD, J., SPONZILLI, E.E. Concentrations
of serum protein fractions in white women:
Effects of age, weight, smoking, tonsillec-
tomy and other factors. Clinical Chemistry
23(7): 1310-1317, 1977.
(31) YEUNG, D.L. Relationships between cigarette
smoking, oral contraceptives and plasma vita-
mins A, E, C and plasma triglycerides and
cholesterol. American Journal of Clinical
Nutrition 29:,-,-~ 1216-1221, 1976.
314
TIMN 0048531

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PAI,T'!I.
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BEHAVIORAL ASPECTS OF SMOKIN
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TIMN 0048532

INTRODUCTION
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Currently, women are rapidly approaching men in rate of ini-
tiation and prevalence of cigarette smoking, but seem to have
a lower rate for successful cessation of smoking. While an
increasing percentage of the U.S. population is giving up
smoking, nationwide surveys and cessation studies suggest that
a smaller proportion of women than men are quitting
successfully.
This part discusses tobacco use by women, with com-
parative reference to men's use wherever appropriate. Special
attention is directed to the patterns of initiation, the rise in
smoking among girls, and the factors important in the
maintenance of smoking behavior including pharmacological
effects, smoking patterns, information dissemination, and
stress management. The 'differences in successful quitting
between men and women smokers are discussed with the hope
of generating new Ideas for research and intervention.
A separate analysis of' smoking patterns among women
in the health professions is presented. A section is devoted
to the pregnant smoker because the impact of smoking both on
the fetus and the pregnant woman makes pregnancy a period
of particular Importance In the life of the woman smoker.
INITIATION OF SMOKING IN ADOLESCENT GIRLS
Cigarette smoking, particularly cigarette smoking among young
girls, Is a changing phenomenon. Shifts in smoking attitudes
and behaviors reflect broader social forces, including changes
in sex roles and gender differences in responses to public
information programs and to social sanctions against smoking.
The trend in adolescent smoking, as in other "aduit-
like" behaviors such as alcohol use or sexual activity, is
toward earlier onset. For example, before the mid-1970s,
girls were less likely to start smoking than boys, and when
they did, ~ they started later. Neither of these differences
holds true any longer.
A number of psychosocial variables correlate highly
with adolescent smoking trends. These include the attitudes,
perceptions, and behaviors of adolescent girls, their social
setting (family, peer groups) and those broad demographic
factors (race, education, family income, urbanicity) that help
to define an individual's position within the society.
318
,
' TIMN 0048533 .

Concepts of Adolescent Behavior
. .
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i
Discussion of adolescence with Its attendant problems have
seldom differentiated between boys and girls, and no theory or
model of adolescent behavior has been developed specifically
for girls. However, gender differences in development,
cognitive processes, sex-role acquisition and achievement have
recently been examined and a number of psychological
differencies have been Identified (67, 197, 26, 29, 52, 95).
The essence of adolescence is growth, transition, and
change. The rate of physical growth in adolescence Is more
rapid than at any other stage of development except the
neonatal stage. Adolescent development Is a complicated
process which involves increasing self-awareness, intellectual
and emotional growth, and physiological changes.
What adults characterize as risk taking in adolescence
may be exploration of the limits of identity and capability.
Adolescents are attempting to resolve the competing and
conflicting demands stemming from childhood experience on the
one hand and expectations of adulthood on the other:
dependency and compliance versus autonomy and independent
decision making; orientation toward family versus orientation
towards peers. They face increasing demands for social and
cognitive achievement and for developing the 'self-control
required to handle new psychological, physicai,, and social
situations. Inadequate experience with these challenges or
failure to meet them may result in low self-esteem and
increased anxiety and,stress.
Numerous formulations contributing to a general model
of adolescent development have emerged. These inciude life-
span theory and cohort change (125, 53), adolescent sexuality
(132), and differences between early and late adolescence
(82).
Douvan , and Adelson have identified issues - that
distinquish adolescence: for girls they are sexuality,
interpersonal=intimacy, and identity issues; for boys they are
sexuality, autonomy-assertion-independence and identity issues
(52). In this study, conducted In the 1950s, girls evidenced
conflict between the . social roles for which they were
preparing (further education and careers) and the future roles
they desired (marriage-motherhood). La Farge described a
similar female adolescent conflict between social rules and
individual perceptions (105). Research published in the 1970s
shows that young women still have role conflicts different
from those,of young men (67).
319
,
TIMN 0048534

Research on gender-role differentiation in childhood
has provided some Insight Into developmental differences
between girls and boys. Maccoby ^ suggests that these dif-
ferences may derive from different role models for boys and
girls; from the *varying responses of significant adults to their
beh;viors; from biological differences; and from'a combination
of theie (111). Block and Maccoby and jacklin report that
the differences include girls having less confidence in their
ability to handle a new task and less sense of control over
what happens to them (18, 112). Girls also show greater
susceptibility to expressed anxiety, greater need for help and
reassurance, greater closeness to friends, and more concern
for what Is socialEy desirable.
Adoiescent behaviors--social or antisocial, adaptive or
maladaptive--are a function both of individual choice and of
the opportunities for growth and development which- a society
provides its youth (36). 'Not only Is the term 'adolescence'
a social definition, but what society perceives as an
adolescent problem is also socially defined' (53). Similarly,
the development of values, motivations, and controls that
foster healthy growth and deter the onset of smoking and
other' undesirabie behaviors depends on the opportunities and
resources that society makes available'to the adolescent.
, ' , . ,.,.., . .. ... . ..... ....,,., ,,, , ,
Prevalence and Patterns of Adolescent Cigarette Use-
Nationat surveys of adolescent smoking behavior have provided
Information on gender differences, secular trends, and age
subgroupings within 'the adolescent period. Surveys of smoking
patterns, ages 12 to 18, have been conducted -by the National
Clearinghouse for Smoking and Health (NCSH) In 1968, 1970,
1972, and 1974 and by the National Institute of Education
(NIE) In 1979 (182, 122). Tw® other periodic surveys, both
sponsored by the National Institute on Drug Abuse (NIDA),
Included cigarette eonsumption (2, 99). A number of studies
In specific geographic locales or among specific populations,
such as high, school students, have also been carried out
(201). Differing definitions of a current regular adolescent
smoker make comparisons among these studies particularly
diffieult. In the NCSH and NIE surveys, a regular smoker is
defined as one who smokes cigarettes at least weekly. In the
NIDA surveys, regular smoking is defined as occurring within
the past 30 days.
320
TIMN 0048535

t
Prevalence
Table 1 summarizes adolescent cigarette smoking prevalence
between 1968 and 1979, by age and gender, as surveyed by
NCSH and by NIE. Between 1968 and 1974 there was a
significant Increase in the percentage of girl smokers in each
age category at each point in time, in contrast to the
relatively stable prevalence of current regular smoking among
boys. A decline in the average age of smoking initiation for
both sexes is suggested by the small but significant increase
in smoking prevalence among 12 to 14 year olds (186).
Trends in the data from a national study of high school
seniors also support the hypothesis of an earlier age of
initiation (99).
In the five years from 1974 to 1979, the proportion
of 17 to 18 year old girls who smoked changed little, but the
proportion of boys who smoked dropped by a third. It was
this difference among 17 to 18 year olds that created the
overall higher smoking rate for girls as compared with boys in
1979. However, at ages 15 to 16, the drop from 1974 to
1979 was greater for girls than boys, suggesting that the
initiation of -smoking Is also beginning to decline in those
girls born after 1962.
The differences in the within-age-group changes in the
smoking prevalence of girls may represent an isolated effect
on the cohort of girls born in 1963 and 1964. The change
was essentially confined to the 15 to 16 year old subgroups
who were born during these years. The precise nature of the
interaction of social influences on the development and
maturation of this cohort is unclear. However, other data
suggest that a marked secular change occurred in cigarette
smoking attitudes and behavior which was secondary to an
increased awareness of the health risks of smoking.
An alternate hypothesis is that the isolated decline in
the 15 to 16 year old subgroup may be an artifact produced
by the combined trends of reduced initiation of smoking and
the Initiation at a younger age. Thus, the decline in
prevalence among 15 to 16 year old girls would reflect the
decreasing percentage of young women who are taking up
smoking, but this trend will be masked in the younger age
group by the tendency of those girls who are going to take up
smoking to do so at a younger age.
321
T
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TABIE 1.-Estimatos of the p.roenta8e of current, regular oi=arette smokers,
Adoisso.nts, a=ed 12 to 13, United States, 1968-1979.
'
Aeos 12 - 14 Ages 1S- 16 Ages 17 - 18 Ages 12 - 1R
Year Maio Female Male Female Male Female Ma1e Female
1968 2.9 0.6 17.0 9.6 30.2 18.6 14.7 8.4
1970 5.7 3.0 19.5 14.4 37.3' 22.8 18.5 11.9
1972 4.6 2.8 17.8 16.3 30.2 25.3 15.7 13.3
1974 4.2 4.9 18.1 20.2 31.0 25.9 1S.A 15.3
1979 3.2 4.3 13.5 11.8 19.3 26.2 10.7 12.7
NdTE: Currsnt regular snaker lna/ud.s respondent who smokos cigarettes at least weekly
SOURCE: USDFIEW, 1979 (App.ndix); USDNEW, NIE, 1979
322
, TIMN 0048537

The 1979 NIE Survey reports that:
The increasing prevalence of teenage smoking was
observed in the period between 1968 and 1968 and 1974 has
come to a halt, and a decrease In the smoking rates of both
boys and girls has taken place. The decrease in boys'
smoking was greater than that of girls, resulting in a higher
smoking rate for girls than for boys in 1979. Smoking among
boys leveled off in the early 1 970s, and then began to
decrease. It appears that girls art. now following this
pattern: the smoking rate has leveled off among 17 and 18
year olds, and probably can be expected to decrease over the
next few years (122).
Other surveys (Table 2) support these trends in ado-
lescent girls' smoking behavior. Differences between studies
in absolute prevalence rates reported are at least partly due
to the differe-nce In the definition a of a smoker, and
differences in survey technique. The National Institute on
Education (NIE) Survey included as current regular smokers,
both those who have smoked one or more cigarettes during'the
past week, and those who have smoked less than one cigarette
in the past week but more than 100 cigarettes In their
lifetime (NIE Survey). The prevalence rates of Abelson, et
ai. and Johnston, et al. refer to any cigarette smoking In the
past 30 days.
The Abelson, et al. data, which were collected 2 years
before that of NIE, show the predicted decline but to a lesser
degree (2, 122). The Johnston, et ai.'data suggest that there
was an increase in adolescent girls' smoking as measured in
samples of high school seniors between 1975 and 1977 (99).
Johnston's figures were retrospectively reported and refer only
to youngsters born before and during 1960 and therefore
would not be expected to reflect changes occurring in those
cohorts born after 1962 where the decline has occurred. This
may explain why the Johnstonis 1977 sample did not reflect a
downturn, and reports of iater cohorts of high school seniors
should show a stabilization and then a decline In female
smoking rates. Results from a study by the same group in
1978 shows the predicted downturn in the smoking habits of
high school senior girls (from 39.6 In 1977 to 38.1 in 1978)
as wei i as boys (from 36.6 in 1977 to 34.5 in 1978) (99).
Age at initiation of smoking. The data In Table 1 show that
the prevalence of smoking in girls aged 12-14 increased
steadily between 1968 and 1974 to a level equal to or
slightly higher than boys of the same age. Between 1974 and
1979 the prevalence of smoking stabilized in girls and may
323
0048538

TA11l.E 2.-Curront usrO of cl3arettes, alcohol and marijuana, by soz:
throo natlonal surreys conqarod
Ag.i12 - 1 A3es 12 - 17 Aaes 17 - 19 -
NI. (19791 NIOA. Abelsen, at al. HIE h School Senlors
'
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Ages
12-14
13-16
1977 NIDA. Johnston, e4 al. f13T71 °_ .._.
1974 1979 Ates 1974 1977 197S 1977
Ct1RRENT CIGARETTE USE
F 3.1% 4.3% 12-13 13% 10% -
M 4.2 3.2
F 21.6 12.3 14-13 23 22 - -
M 18.1 14.6
F 26.4 27.0 16-17 38 33 - -
M 32.6 19.6
F 11.9 13.1 12-17 F 24 22 F 33.9% 39.6%
M 16.3 11.1 M 27 23 M 37.2 36.6°--
CVRRENf ALQ9H0l. USE
16-17 FlM 31 32
12-17 F 29 23 F 62.2 65.0
12-17 M 39 37 M 75.n 77.8
CIRRENr M4RIJUANA USE
16-17 F&Ik 20 29
12-17 F 11 13 F 22.3 30.0
12-17 M 12 19 M 32.3 40.7
~
± 12-1i
?
"to:,. Definition of current use varies by.study. Ciiarettes: MIine (1979)-
current regular smokor (one or more cisarettes during the past week over and above a mini-
nwn five packs) and current occasional smoker (loss than one cigarette per week); Abelson,
at al. (1977) and Johnston, at al. (1977)--smoked within the past 30 days. Alcohol and
marljuana--ae within tho past month (smokers and nonsmokers).
. SOURGES: Abelson, NIOA, at al., 1977; Johnston, NIDA, et at., 1977; NIE, 1979
324
TIMN 0048539

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have begun to decline. The prevalence of smoking boys of
this age peaked .in 1970 and has shown a steady decline since
that time. ' These trends may represent fewer adolescents
taking up smoking, but those who do beginning at an earlier
age.
Well over one-half of high school seniors--male and
female--who smoke regularly, reported first smoking In the
ninth grade or earlier (99). It Is hard to know whether this
earlier onset reflects something specific to cigarette smoking
or is attributable to the more general pattern of earlier onset
of all "aduit-type" behaviors.
This trend toward early Initiation of smoking behavior
may have a significant impact on the future health of these
adoiescents- as many of the health risks associated with
smoking Increase with both earlier onset of smoking and
duration of the smoking habit. In addition, the earlier the
e use of a substance is ..begun, the longer it is likely to be
continued and the more heavily It is likely to be used (131,
29, 100).
These national surveys do not permit a detailed
examination of the initiation process. "Experimenters," those
-who have smoked at least a few puffs of a cigarette, but not
more than 100 cigarettes, are lumped with "never smokers"--
those who have never taken even a few puffs. "Occasional"
smokers are defined as those who smoke less than one
cigarette a week but more than 100 cigarettes in a lifetime.
In one study, smoking only a few cigarettes usually leads to
becoming a regular smoker. Occasional or intermittent
smoking Is rare among adults. Examining the proportion of
"experimentars" at each age and following their subsequent
smoking behavior might help clarify the determinants of the
initiation process (120).
Their estimate of 8 percent "occasional smoking" in
adolescence is based on a definition of smoking less than
daily but at least one cigarette a week for as long as 1
month. The difference in definition of occasional smoking
makes comparison with current U.S. data on adolesceirts
difficult. From 1968 to 1979, the percentage of current
occasional smokers (less than once per week) varied between
0.4 percent and 1.6 percent for girls, and 0.4 percent and
2.3 percent for boys (122). McKenneil and Thomas estimated
: that the mean length of time between smoking the first
~ cigarette and adopting regular (daily) smoking was slightly
less than 3 years for boys and slightly more than 2 years for
girls (120). The difference is probably due to earlier
.
,
325
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experimentation among boys. The transition from experimenta1
or occasional smoking to regular smoking is an extremely
important one to study because It may provide a crucial
period for intervention before psychosocial or pharmacological
dependency is established.
.
Number of cigarettes smoked. In the NCSH/NIE survey, a
smaller percentage of girl smokers than boy smokers smoked
10 or more cigarettes per day (61.8 percent versus 73.8 per-
cent in 1974, and 59.0 percent versus 65.6 percent in 1979).
The high school senior survey showed male-female rates to be
equivalent at the haif-pack, per day rate, with boys exceeding
girls at heavier levels (99). In that study, the proportion of
females -currentty smoking as much as a half-pack per day
increased between .1975 and 1977, while the proportion of
males smoking at that rate remained constant. The American
Cancer Society survey also suggested an increase in the
proportion of heavy smokers among adolescent girls compared
with stable rates in boys between.1969 and 1975 (203). It
reported a fourfold increase in the percentage of girl smokers
who smoked at least a pack a day, from 10 percent to 39
percent, compared- with an unchanged rate of -31 percent
among boys. The. ' equaiity In . smoking behavior may be
extending to the number of cigarettes smoked.
10 mg) is still very small.
Type of cigarette smoked. In adolescent smokers of both
sexes, there has been a definite trend toward smoking
cigarettes with lower "tar" yields between 1974 and 1979.
Figure 1 shows the decline In the tar and nicotine levels of
the cigarettes smoked by adolescents. Girls appear to be
slightly ahead of boys in the use of lower "tar" cigarettes.
The trend can be attributed to three factors: the increased
marketing of low "tar" cigarettes; the decreased tar levels of
existing cigarettes; and increased awareness of differential
health hazards associated with different kinds of cigarettes
(122). It should be noted, however, that the midpoint on the
cumulative percentage continuum has dropped only about 1 mg
"tar" between 1974 and 1979, from approximately 17.5 mg to
approximately 16.5 mg, and the percentage of adolescents
smoking the lowest category of "tar" (less than or equal to
326
TIMN 0048541

i
FIGURE 1.-Cumulativra parcant.ye ol.dola.eaot smokers by tha far level ot cbgar.Me aanoked 1974 i
1979
h-* 1974 p 7x
100
90
80J
70
50
N 40
v
30
20
10
®OYS
X
i
i
X ----j( 1979
GIRLS o 1100
r
/ /
/ /
/ /
/
/
/
/10 11 13.6 16 i6 i7 18 19
(0.61 (0.81 11.11 0.11 /1.21 11.21
Mg "far° (nnw/ median mq nicotine)
SOURCE: Adapled Irom NIE, 1979; fTC, 1978
I
410
(0.81
V
.
11,15 16 17 11) 19 >_20
(0.61 I1.1) 11.11 (1.21 /1.31 (1.461
Mg "lar" (and median mg nicotine)

I
Smoking cessation. Are there differences between girls and
boys in patterns of smoking cessation comparable to those
observed in adults? A greater proportion of adult males than
adult females have quit smoking (see the section on adult
cessation). The national surveys have shown more ex-smokersa
among adolescent boys than among girls (122,99). Looking at
either the percentage of ex-smokers among all adolescents or
at the quit rates (number of former smokers divided by
number of ever smokers), boys exceed girls in every survey
between 1968 and 1979 (122). For the two most recent
surveys, the quit rates were as follows: 33.2 percent of
female and 36.0 percent of male smokers had quit in 1974;
30.5 percent of female and 42.3 percent of male smokers had
quit In 1979. In contrast, Reeder found no difference in quit
rates between boys and girls aged 13-19 in national surveys
conducted in 1965 (boys 28 percent, girls 29' percent) and in
1975 (boys 34 percent, girls 35 percent) (141). Thereforey
It Is unclear whether adolescent girls show the same patterns
of quitting smoking found in adult women. It should also be
remembered that research on both smoking cessation and illicit
drug use has shown that quitting is often not a permanent
state (164, 140, 98).
Smoking prevalence and ethnicity. There are no data based on
a national sample examining adolescent smoking in different
racial groups. ..4iHowever, beginning in 1969-1970 Brunswick
has conducted a longitudinal personal home interview survey of
a representative sample of 668 urban, non-Hispanic black
youths in Harlem, New York City. She found that more 16 to
17 year old girls than boys smoked (62 percent versus 50
percent). This was well before national rates had shown
smoking among girls equalling and then exceeding that among
boys. This greater smoking prevalence in girls continued into
the young adult years. The same subjects were reinterviewed.
6 to 8 years later, when the youths were aged 18 to 23.
Sixty-two percent of young black women * (N = 258) were
current smokers and 18 percent were currently smoking at
least a pack a day. This Is compared with 57 percent of the
black men 18 to 23 years old (N = 277) who were current
smokers, 16_ percent of whom regularly smoked at least a
pack a day. These prevalence rates are well above the rates
for adult black women found in national survey data but are
only slightly higher than the rates found in adult black men
(201). This study is of substantial interest, but may not be
representative of national black adolescent smoking patterns.
328
I

,
ro
a
,
.
:
L
Alcohol and marijuana use. Cigarette use should be viewed in
the context of"other substanee use behaviors. Abelson, et al.,
provided Information on the use of other substance in the age
range of 12 to 17 by current cigarette smokers and by those
not currently smoking (2). Smokers far exceeded nonsmokers
in reporting use of alcohol, marijuana and/or hashish, or
"stronger" drugs (hallucinogens,. cocaine, heroin, and other
opiates). Positive replies for alcohol were. 80.0% versus
44.8%; For marijuana and/or hashish, 68.3 percent versus 16.7
percent; and for stronger drugs, 26.3 percent versus 4.1
percent respectively (26, 101, 203). Similar figures for
alcohol use by 13 to 17 year old girls were reported by
Yankelovich, et al., 81 percent of the smok'ers drank compared
with 42 percent of nonsmokers, but somewhat lower estimates
were reported for marijuana use, 25 percent of the smokers
versus 3 percent of the nonsmokers (203). Strong
associations between alcohol use and cigarette smoking and/or
between marijuana use and cigarette smoking in adolescents
and college students have also been Identified in a number of
other investigations (83, 94,' 145, 168, 172). .
Demographic and Psychosocial Correlates of Smoking in
Adolescence. Smoking Is a complex behavior. Adolescents
start to smoke for multiplee reasons. Strong correlations
between , smoking and a number of demographic and
psychosocial variables have been reported, but the set of
"predisposing factors" has seldom been subjected to
multivarlate analysis. It is rare that more than one or two
variables have been tested simultaneously. What appear to be
separate determinants of smoking behavior (for example, peer
pressure and socioeconomic status) may actually be factors
which exacerbate a more basic variable such as self esteem.
A few multivariate analyses have been conducted (107, 109,
132).
Socioeconomic influences. A number of studies have examined
,
smoking in relation to socioeconomic status. The findings
consistently point 'to a relationship between lower parental
status--income and education--and higher smoking prevalence
among these parents and their children (20, 122, 141, 151).
Adolescents from low-income families may also begin to
smoke earlier than others (33, 120). The findings that girls
who work have higher rates of smoking may also reflect a
329

relationship to lower economic status (10, 122). Srole and
Fischer observed a relationship between downward mobility and
smoking in adults (171). , Th-is may be an important dynamic
to explore in adolescent initiation of smoking.
A relationship between parental education and ado-
lescent smoking also exists (122). When one or both parents
attended college, 9.9 percent of boys and 10.6 percent of
girls smoked, compared with 10.9 percent of boys and 14.8
percent of , girls from homes where neither parent attended
college.
Family patterns. In single-parent households (19.3 percent of
those households surveyed in 1979), adolescent smoking rates
were approximately double those of households in which both
parents were present (122). This relationship holds for both
boys and girls, in every age group, and acros's all five
NCSH/NIE surveys; it has also been identified by others
(107). In. the 1979 survey, 19.3 percent of the boys and
21.2 percent of the girls in single-parent households are
smokers, compared to 8.6 percent and 10.7 percent of those
in homes with both parents present.
More than one factor is likely to underlie this asso-
etation. Adult smoking rates are higher for divorced men and
-women. Thus, parental modeling may be involved. Smoking is
also Inversely retated to socioeconomic class, and more
single=parent households fall into lower socioeconomic status
categories than dual-parent households.
Smoking among parents and siblings. Adolescents are more
likely to smoke if either or both parents smoke than if they
do not (10, 15, 20, 151, 199). (See Table 3.) When both
parents smoke, 13.5 percent of sons and 15.1 percent of
daughters smoke; when one parent smokes, 9.1 percent of the
boys and 12.7 percent of girls smoke; and in homes where
neither parent smokes., 5.6 percent of boys and 6.5 percent of
girls smoke (122).
There are conflicting reports on the relationship bet-
ween the sex of the smoking parent and smoking habits of the
offspring. In two-parent homes in which only one parent
smokes, 17 to 18 year olds appear to be more likely to
smoke if the mother does (122). Other studies have
identified a relationship between the child's smoking and that
of the parent of the same sex (15, 199, 10). Allegrante, et
ai., found a relationship between the mother's smoking
behavior and that of sons, but not of daughters, and no
330
TIMN 0048545

,
...y:.... '.~ :. b. .. ..J'tr r . ..y.. . .a. . . .. .:....~.r.'.e .
o..~,...~:.-. ...a...~~..r:we..r...r+rsr .. s r . . . . .. .
TABLE 3.-Percentage of adolescents who smoke by the smoking behavior
of parents and older siblings
Have No Older Sibiing Have Older Sibling
One/8oth Neither
Parents Smoke Parent Smokes
One or Both
Parents
Smoke Neither
Parent
Smokes , Older
Sibling
Smokes No Older
Sibling
Smokes Older
Sibling
Smokes No Older
Sibling
Smokes
Boys:
12-14 2.8 0.0 6.3 2.7 0.0 0.0
w
' 15-16 17.6 4.0 18.8 6.3 21.1 2.1
" 17-18 15.0 . 7.9 25.4 16.7 31.7 0.0
Totai 8.2 2.9 17.0 7.5 19.5 0.6
Girls:
12-14
3.7
0.0
815
1.3
3.4
2.9
15-16 8.2 5.7 20.0 13.0 15.2 2.4
17-18 29.7 15.4 32.9 19.6 25.0 6.7
Total 9.7 4.1 20.3 9.7 15.3 4.1
BASE: Both Parents Present in Household
SOURCE: NIE, 1979

a
relationship of the father's smoking behavior to children of
either sex (3). In contrast to all of these findings,
Schneider, et al., were , unable to relate parental smoking to
that of offspring (156).
Explanations for the _ association between parental and
children's smoking behavior include the effect of role-
modeling, parental permissiveness (real or imagined), and
availability of cigarettes in the home (119).
Older siblings seem equally important or more impor-
tant than parents as potential role models for smoking (10,
122, 141). There Is a greater likelihood that an adolescent
will smoke if one or more older siblings smoke than if no
older siblings smoke; this is true in those households where
neither parent smokes as well as in those where one or both
parents smoke. In the 1979 survey, boys with, older siblings
who smoke were more than three times as likely to smoke as
boys with nonsmoking older siblings. The increase is about
twofold for girls (see Table 3). The highest smoking rate for
girls was found when at least one parent and an older sibling
smoked (20.3 percent). The corresponding rate for boys (17.0
percent) was slightly lower than where an older sibling but
neither parent smoked (19.5 percent).
Peer group Influence. Adolescents' smoking behavior is highly
correlated with reports of having friends who also smoke (15,
126, 127, 147, 152, 203). Most multivariate analyses have
established this factor as being of prime importance although
one such analysis found no relationship at all (109, 132, 3).
It has been pointed out that patterns of drug use in
adolescents are very similar among best friends (121 ). It has
not been demonstrated, however, that it is the behavior of
friends rather than Inclinations of the adolescent which
influences him or her to smoke (3, 122, 156).
lnquiring about the smoking behavior of the "four best
friends" of adoiescent respondents, the NIE study reported
that 87.6 percent of boys and 94.0 percent of girls who
smoked stated that at least one of those friends also smoked.
In addition, only 10.2 percent of boys and 5.9 percent of
girls who smoked had no regular smokers among their four
best friends, and an even smaller fraction (2.2 percent of
boys and 0 percent of girls) reported that none of their
friends had even experimented. In a parallel vein, it was
found , that nonsmokers also congregate together.
Approximately one-third of the nonsmokers (33.8 percent of
boys, 32.9 percent of girls) reported having at least one best
332
TIMN 0048547

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~
. ;
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friend who smoked, while over two-fifths (43.0 percent of
boys, 44.1 percent of girls) had no best friend who smoked
regularly. Over -one-fifth (22.4 percent of boys, 23.0
percent of girls) had no best friends who had even
experimented.
Thus, "peer pressure" to smoke may be operative when
the adolescent belongs to or would like to belong to a group
In which smoking is part of the life-style, (122). When' the
neer group behavior does not include smoking, there may 'be
little pressure on the adolescent to begin to smoke.
Conformity pressures and peer influence are very
strong In early adoiescence. Therefore, IT smoking were
considered a behavior which was adopted by the majority of
adolescents, experimentation and initiation might occur because
of the, importance of conformity in this age period (63).
Unfortunately, there are suggestions that most adolescents
tend to overestimate the proportion of their peers who are
smokers. Eighty-two percent of all girls surveyed in the
smoke (72 - percent), compare w g g
percent) (203). Similar percentages apply to the fraction of
all male friends who smoke (69 percent for girl smokers and
32 percent for nonsmokers). Yet girls are less likely than
boys to see smoking as a social asset (37 percent versus 55
percent) and they even consider it a drawback (52 percent
girls versus '31 percent boys).
The kinds of images projected by the people shown in
-cigarette advertisements may support to peer influences to
smoke. Girl smokers characterized such people as attractive
(69 percent), enjoying themselves (66 percent), well-dressed
(66 percent), sexy (54 percent), young (50 percent), and
healthy (49 percent).
Prevention efforts aimed at making actual statistics on
smoking prevalence available to teens in order to correct the
above beliefs may help counter the advertising. Popular
personages in various professions and lifestyles which girls
mistakenly perceive as smoker-dominated could be recruited in
this effort.
333
1975 American Cancer Society Survey thought of adolescents
as smokers rather than nonsmokers (203). In that same'
survey, the professions of teachers, executives, housewives,
and feminist leaders were all characterized as smokers by
approximately two-thirds of girls, with only doctors and
athletes considered nonsmokers. _
Heterosexual peer considerations may also be important.
Girl smokers are very likely to have boyfriends who also
d itfi nonsmokin irls (27
TIMN 0048548

Scholastic achievement and aspirations. Achievement In school
'has been one of the,t most frequently investigated correlates of
smoking, with a study as early as 1923 showing an
association between poor school grades and smoking (15, 81,
11.5, 31, 151, 198, 137). Two studies have reported this
,association specifically for girls (35, 203). Comparing the
three factors--parental-smoking, socioeconomic status, and
scholastic performance--Borland and Rudolph identified scho-
lastic performance as the strongest correlate of smoking in a
sample of high school students (20). Studies of achievement,
aspirations and expectations in relation to smoking have found
that reduced motivation and lower aspiration are found that
reduced motivation and lower aspiration are associated with a
higher prevalence of smoking (3, 33, 99, 122). High school
students In college preparatory courses were far less likely to
smoke than students in any other type of curriculum (122).
Smoking rates for boys and girls preparing for college (9.0~
percent and 12.0 percent, respectively) were 50 to 60 percent
t
;
of those In other curricula (18.3 percent of boys, 20.1
percent of girls). The same trend was found in a previous
study (193).
Smokers are iess involved in extracurricular
school
activities and have a higher rate. of absenteism (3, 10, 35,
131).
These factors are undoubtedly interrelated with social
class and other.factors. Sense of competency and sense of
efficacy (or personal control) are linked to school achieve-
ment. Smokers have been reported to have less confidence
that they- can control what they will become (122).
McAlister, et al., comment that high academic achievement is
probably also associated with admission into a peer group in
which smoking is not accepted (119). Furthermore, they
state, "Educationally deprived young people may be somewhat
less aware of the risks of smoking, but they also experience
more stress and greater pressure to adopt behaviors that
signal independence and maturityn (119).
Dynamic/personality factors. Up to this point, adolescent
smoking has been described and analyzed in terms of discrete
variables, many of which are truly not independent of one
anothdr. From them, a composite picture of the environment
of the girl smoker begins to emerge. Also there is a set of
individual/personality factors which relate the adolescent to
the world around her. These include attitudes, values, beliefs,
feelings of self-worth, aspirations and expectations for the
future, and perceptions of efficacy, competence and the girl's
view of her own smoking behavior.
334
' TIMN 0048549

Yankelovich, et ai. have provided a thought-provoking
description of the evolution in values which has occurred over
the past 20 years (203). Smoking is just one behavior which
may have been "suppressed" by social norms describing
appropriate behavior for women in the past, and which now
may be "disinhibited" in a very real sense.
Accompanying this shift in sanctions on female behavior
is an increase in expressed rebelliousness among girl smokers,
which was formerly more characteristic of boys. A higher
percentage of girl smokers than nonsmokers are annoyed by
"experts" who define what is good for them (53 percent
versus 34 percent), agree that there is too much regulation of
people's lives (50 percent versus 39 percent), and do not want
to follow their parent's wishes regarding their behavior
(almost 50 percent versus 26 percent) (203). Factor scores
of boy and girl smokers similarly reflect a more negative
"feeling toward authority" or dislike of adult-imposed
restrictions than those of nonsmokers, and are approximately
equal for both sexes (122). Clausen noted that girls who
smoked were less acquiescent to their parents, more
autonomous, and "strikingly higher in quest for power" than
nonsmoking girls (33).
The evolution in values and sex-role behaviors has
resulted in some interesting differences between boy and girl
smokers, (203). The boy smoker remains more socially
uneasy, expresses a greater need to be popular with the
opposite sex; and considers smoking more of a social asset
than the girl smoker. The girl smoker, compared with her
nonsmoking peer, is more likely to consider parties a favorite
leisure time activity, to have a boyfriend, and to have had
sexual relationships. In addition, she is less likely to feel
nervous meeting new people. Finally, while she is- more
wiiting to admit that smoking is a drawback, she shows less
acceptance than the boy smoker of the stereotype that
adolescents begin to smoke cigarettes to gain peer acceptance
and approval (122). Nonsmokers show the greatest acceptance
of this stereotype and the one which describes the smoker as
a°show-off" who believes that smoking makes one look
"cool" or "grown-up."
In other studies of smoking behavior, self-esteem has
usually been investigated in terms of the adolescent's self-
confidence in interpersonal relationships. Smoking is ego
enhancing and facilitates social functioning (116). This -has
been observed specifically among adolescent girls and female
335

undergraduates who smoke (203, 163). Smoking is correlated
with a wish to be older (122). Both boys and girls who
differed from, the norms of their high school peers on tests
of self-concept were more likely to smoke cigarettes as well
as to use other drugs (92).
Adolescent smoking has been consistently correlated
with low educational and occupational aspirations. In a
review which included Niocus of control" as a measured
variable, Smith concluded that smokers were more externally
oriented and felt that they had limited control over what
happened to them (167). Pflaum reviewed findings on the
positive relationship between smoking and feelings of
helplessness and hopelessness (137). Adolescent smokers
express less desire and ability than nonsmokers to control
future events, for example, to determine what kind of person
they will become (122). Girls scored slightly higher than
boys on this factor, Indicating a greater sense of future
control.
Finally, response to stress has been suggested as a
basic dynamic in cigarette smoking (116). Feelings of
unattractiveness, a sense of incompetency and inefficacy in
school achievement and personal relations, limited opportunities
for personal growth and for future social and economic roles
all contribute to stress in adolescence. Changes in social
settings, such as transition from elementary to junior high
school, which occur simultaneously with physical -and emotional
changes must also be acknowleii;ed. Theoretical formulations
of life-change events and their effects on health might also
be worth considering in studying the onset of cigarette
smoking among g:ris (49).
Prediction of Future Smoking Behavior. In 1979, a longitu-.
dinal study was undertaken by the National Institute of
Education involving the re-interview, of 46.8 percent (N =
1194) of the 2,553 adoSescents first surveyed in 1974 (122).
In 1974, 152 respondents were smokers and 1,042 were
nonsmokers. By 1979, 27 percent (N = 41) of the smokers
had quit, while 73 percent (N = 111) had continued to
smoke. During the same time period, 20.8 percent (N = 217)
of the nonsmokers had taken up smoking, while 79.2 percent
(N = 825) had not. Thus, the proportion of smokers who had
quit was greater than the proportion of nonsmokers who had
taken up the habit. However, because the percentage of
nonsmokers was much higher than the percentage of smokers
the net effect was an increase in the percentage of the
population who were smokers (12.7% to 27.5%).
336
551

)ehavior was
ture smoking
With eaah 'increase in age group, the proportion of boys
who initiated smoking became smalier, so that boys who
reached age 17 or 18 as nonsmokers were not likely to start
in the next five years. Only 15.4 percent did so, compared
with 19.3 per=ent of 15 to 16 year olds, and 21.6 percent of
12 to 14 yeae olds. For girls, the pattern is less clear.
Fifteen to 1;', year old nonsmokers in 1974 showed thee
greatest propotion of initiators (27.1 percent) by 1979. In
the 12 to 14 age group, 22.8 percent took up smoking, and
only 14.7 percent in the 17 to 18 age group did so.
Demogr-,phic and psychosocial relationships studied in
1974 were ree Kamined in this group now aged 17 to 23. The
influence of -dder siblings became less powerful than the
Influence of peers, but educational attainment was still
inversely correlated with smoking status.
Those -mokers who had quit had a shorter lifetime
history of smoking and were lighter smokers than those who
were current smokers in 1979. Of the. former smokers, 24.7
percent said they had been smoking less than daily just before
quitting, and ?nother 34.5 percent smoked 1 to 14 cigarettes
per day. Onl r 7.6 percent of current smokers report less
than daily consumption. This suggests that the former
smokers may have been less dependent (psychologically or
physiologically) upon cigarettes and may have found giving up
the habit easier than heavier smokers. In fact, 50 percent of
the former s,-iokers succeeded in quitting on their first
attempt, while 61.6 percent of current smokers had made one
or more unsuccessful attempts to quit.
These ;oung smokers were concerned about health
issues. Sixty percent of current smokers had made at least
one attempt, agid another 20 percent would have been willing
to quit if ther . was an easy way to do so. A greater per-
centage of yo-ng women than men (91.0 percent and 85.2
percent, respectively) expressed a concern about health
effects of smoking. The risk associated with oral contra-
ceptive use and smoking and the harmful effects on the fetus
or by smoking during pregnancy (122) may be responsible for
this increased concern. , Young women were more likely than
young men to say that all cigarettes are equally hazardous
(33.7 percent and 25.9 percent, respectively).
Multiple regression analysis was used to Identify those
adolescents mo-t likely to take up smoking and discriminant
function analys:s were used to predict future smoking for
each stage--noi ismoker, experimenter, regular smoker, and ex-
337
for never-
)Ider sibling,
ince that a
ie nonsmoker
iitiated, the
asp i rat ions,
f the health
avior.
mer smokers
ular smokers.
r dosage and
smokers, on
:rest in doing
sociated with
to accurately
vas also more
d peers. And
ts were lower
; FOR FUTURE
are a number
prevent the
186). These
igh, and high
. approach to
ormation about
in coping and
influences in
iures, parental
tors are often
self-reporting
f physiological
tine or expired
e analyzed for
health risks of
i a superficial
(and 91.6 per-
11 - TIMN 0048552

s
;
,
,
.
.
cent of smokers) "strongly or mildly agreed" that smoking is
harmful to health (122). Percentages were similar for boys
and girls, and nonsmokers scored higher on all health-related
questions than smokers. Almost ninety percent of adolescent
smokers (87.9 percent of boys and 89.9 percent of girls)
"strongly or mildly agreed" with the statement, "I believe the
health information about smoking is true." Fishbein has
pointed out, however, the potential importance of the
difference between strong and mild agreement with such
statements, and the lack of direct personal attribution involved
(63). Oniy 60 to 65 percent of adolescent smokers expressed
strong agreement, compared with approximately 80 percent of
nonsmokers. Either reduction of cognitive dissonance by
denial or actual lack of information may underlie this
response pattern. Finally, a surprisingly high percentage of
smokers feel (strongly or mildly agree) that It is al i right to
,smoke if "you don't smoke too many." On this item, fewer
girls (25.6 percent) were willing to endorse this statement
than boys (43.3 percent).
Somewhat lower estimaies of the acceptance of health
information comes from the , 1975 American Cancer Society
Survey (ACS) (203). Of all ado-tescent girls 74 percent agree
that smoking is as harmful for women as It is for men;
7lpercent agree that smoking Is harmful for young peopie as
well as for older people; 56 percent agree that it is not safe
to smoke low "tar" cigarettes; and 56 percent agree that
smoking is as addictive as illegal drugs. Comparable figures
are not provided for boys, nor are the data broken down by
smoking and nonsmoking categories. This survey further
reports that 68 percent of the girl sample was not warned
about smoking by their doctors.
While 60 percent of girl smokers began to smoke
before the -age of 13, only 48 percent attended an anti-
smoking education program in school, and a. mere 4 percent
attended such a program in the sixth grade when they were
approximately 12 years old.
These statistics suggest that smoking education and
coping strategies should begin earlier in schools and should
begin earliest for high risk groups.
Research og ais. The best evidence suggests that female
ciga smoking rates are declining. This change has
occurred in more recent adolescent cohorts--those born after
1962. Nationai surveys are likely to underestimate true rates
339
TIMN 0048553

whether school, household, or telephone samples are used.
Drop-out, absenteeism, lack of telephone accessibility, and
belonging to a minority group all contribute to the sampling
errors, which inciude underrepresentation of population
subgroups whose rates are substantially higher than the norm.
Accurately measuring these subgroups would enable scientists
to better target interventions. Young black females appear to
be , one such group whose smoking rates well exceed the
national average.
There is good reason to expect the heaviest cigarette
use and other "problem behaviors" among those segments of
the adolescent population who feel cut off from socioeconomic
opportunity and mobility. The review of correlates of
adolescent smoking shows that many of the variables that
predict cigarette smoking bear a remarkable similarity to ones
identified as predictors of marijuana and/or other illicit drug
use. It. is recommended that greater attention be given to
models of behavior and socialization processes.
More prospective longitudinal studies need to be
undertaken, based on varied samples of children. Data need
to be collected about physical and emotional status, psycho-
social outlooks and attitudes, family and peer relations,
academic and , recreational activities, family and school set-
tings, and family and residential background. This information
must be gathered early in childhood to record significant
socialization inftuences which precede the onset of smoking
behaviors and should be collected frequently enough to record
significant changes close to the time they occur.
MAINTENANCE OF SMOKING
SMOKING BEHAVIOR
Patterns of cigarette smoking. SmoKing patterns differ
between the sexes. Schulz & Seehofer studied the smoking
behavior In male and female smokers observed surreptitiously
, in public places. 'Puff number, duration and interval were
measured (157). Women were found to leave a significantly
longer butt length (approximately 2 mm longer) and had
shorter puff durations than men (see Table 4). However, they
took a greater number of puffs and, therefore, had the same
total puff duration (puff number x puff duration). These
authors do not report gender data on inhaiation patterns,
which are crucial to determining dose. Creighton & Lewis
reported no sex differences in puff volume in a small study
of the inhalation patterns of eight men and eight women (39).
340

TABLE 4.-Smoking parameters observed In Hamburg, Germany tn 1971 and 1974
~
Puff Number Puff Duration
(sec) Puff Interval
(sec) Total Puff Duration
(sec)
1971 1974 1971 1~Q74 1971 - 1974 1971 1974
Men 10.2 10.9 1.47 1.47 52.9 42.1 15.0 16.0
Women 10.9 13.3 1.31 1.17 46.0 40.7 14.3 15.5
AII 10.5 11.8 1.41 1.34 50.3 41.5 14.R 15.8
SOURCE: Schulz and Seehofer, 1978.
i

Data on smoking patterns were collected in surveys
conducted in 1964, 1966, 1970 and 1975 by the National
Clearinghouse for Smoking and Health (see Table 5). In each
survey a greater proportion of men than women reported
inhaling deeply into the chest and inhaling almost every puff.
Men therefore may extract a greater dose of nicotine and the
other constituents of cigarette smoke than women do.
However, there Is an increasing proportion of women who
report smoking their cigarettes "as far as possible," in
contrast to a decline in the proportion of men who reported
this behavior (157). A slightly higher proportion of males
reported letting "very little" of their cigarette burn without
smoking it: 1970, 20.6 percent male vs. 18.0 percent female;
1975, 20.9 percent vs. 18.6 percent female (181,182). These
changes are often a correlate of heavier smoking. in sum,
the observational data suggest that men and women have equal
total duration of smoking per cigarette, and the national
survey data suggest a larger proportion of males inhale
deeply. In general, men smoke in a more hazardous way than
do women. However, the smoking patterns of women are
changing toward "more hazardous" smoking (see Part I of this
Report).
In contrast to the minor changes that have occurred in
the way an tndividuai cigarette is smoked, there have been
substantial changes in the percentage of both male and female
smokers who smoke more than a pack per day (Table 6). A
number of explanations may be offered for the data in these
two tables, (186): (1) more lighter than heavier smokers
may be quitting, resulting in a mean increase in daily
consumption; (2) continuing smokers may be increasing
consumption; (3) smokers newly initiating the behavior may be
smoking more heavily than alrtnv!V established smokers; and
(4) declining tar and nicotine contents of cigarettes may be
leading to compensatory increases in number of cigarettes
smoked In order to maintain nicotine dosage.
The 1975 survey reported a greater percentage of
women smokers smoke filter tip cigarettes, 90.6 percent of
women smokers versus 79.3 percent of men smokers. Women
also seem to be less fixed in their brand preference. Sixty-
one percent of women and only 10 percent of men
acknowledge changing brands at least once, and women lead
the trend in adopting king-size, filter-tip and 100 mm
cigarettes. On the other hand, women smoke cigarettes
almost exclusively. Cigars and pipes are currently used by
z
342
TIIV1VCl~r 0048556
-

"r
TABLE 5.-Respondent-reported styles of cigarette smoking,
current, regular cigarette smokers, selected
categories, adults, United States, 1964-1975
. 1964
w
4-
w
1966 1970 1975
Male Female Male Female Male Female Male Fernale
1. Inhaling deeply
lnto the chest 36.5% 22.5% 31.8% 15.5% 34.3% 17.50A 30.3% 16.4Y,
2. Inhaling almost
every puff 63.1 54.8 63.0 52.1 60.5 47.2 58.5 50.7
3. Smoking cigarette
as far as poss161e 15.9. 7.5 13.5 10.0 9.6 10.4 10.9 12.9
1. In 1964 and 1966, the questlonnaire response was 'as deeply Into the chest as possible.." In
1970 and 1975, the questionnaire response was phrased 'deeply into the chest.a
2. In each survey year, the questionnaire response was "Inhale almost every puff of each
clgarette.
3. In 1964 and 1966, the respondent was asked to draw a line on a diagram of a cigarette, indl-
cating the average length of the discarded cigarette butt length. In 1970 and 1975 the verbal
questionnaire response was smoking cigarette as far as possible. The data for 1964 and 1966
pcorrespond to those respondents Indicating a discarded cigarette butt length no greater than 20 nm.
? SOURCF: USI)HEW, 1979a, Appendix.

C
TAdLH 6.-Estimates of the percentaee of current, regular cl`auette tmokors
who consume more than one pacYk per day, adults. United States, 1935-1976.
Supplement to Current Health Interview Nat/onal Clearinghouse
Population Survey Survey for Smokin8 and Health
(17 yrs. and over) (17 yrs. and over) (21 yrs. and over)
21 clgaret/es or 25 cijarettes or 25 cigarettes or
more daily moro daily nwre daily
Year Total Ma1e Female Total Male Female Total Male Female
1955 20.21 25.5 9.8
1964 25.7 32.4 17.7
1965 19.9 24.5 13.7
1966 21.6 26.3 15.7 27.2 34.7 16.9
1967 21.9 26.2 16.3
1968 22.4 - '26.5 16.8
1970 23.3 27.6 18.1 25.2 31.1 17.1
1974 24.72 30.3 18.4
1975 30.1 36.0 22.8
1976 25.33 30.8 19.4
118 years and over.
2Qata provided by Health /ntervlew Survey, National Center for Health Statistics.
320 years and over.
SOURCE: USfk1EW, 1979, Appendix.

10.3 percent and 7.2 percent of men, respectively, but by less
than 0.5 percent of women. Only 1 percent of women use
snuff or chewing tobacco compared with 3 percent and 5
percent of men, respectively.
Smoking prevalence and athnicity. The prevalence of smoking
' In the population varies not only with age, sex, and
' socioeconomic status, but also with race and cultural
' background.
Table 7 presents smoking prevalence among white and
~ black adults from 1965 to 1978 (186, 187). Smoking has
; declined among men of both races, but prevalence has
; decreased only slightly among white and black females.
~ Congruent estimates of prevalence and lower cessation rates
-
among blacks have been obtained in other studies,
s (66,174,190).
. ~
,
Despite their greater prevalence of smoking, black men
and women smoke fewer cigarettes per day than whites
(66,174).
Black women may suffer the worst aspects of sexism
and racism with respect to occupational opportunity and
financial compensation. Cigarette smoking may be related to
assertion, independence, and rebellion or to identification with
behavioral patterns of black males. Adolescent dynamics have
been studied more than those of adults (see adolescent Section
I). Warnecke et al., found that social and psychological
correlates among black women are similar to those observed
among white women (190).
Friedman, et al. examined smoking prevalence among
Oriental men and women--Chinese, Japanese, Korean or
unknown from the Kaiser Permanent Health Plan and found a
smaller percentage of cigarette smokers than among whites or
blacks. Asian women had the least frequency of current,
; established cigarette smokers--23.1 percent--compared to
39.2 percent of white women and 42.1 percent of black
~ women. Asian were also the least likely to inhale among
most age-sex groups of smokers. There were fewer cigarette
; smokers among Chinese than among Japanese; this was
, particularly true for women and younger men.
Pharmacological Effects of Smoking
One or more of the constitutents of cigarette smoke may play
a role in the maintenance of smoking behavior and help
345
TIMN 0048559

Table 7.-Estimates of the percentage of current, regular cigarette
smokers among white and black adults, aged 20 years and
over, United States, 1965-1978.
I
White Plack
Year Maie Female Maie Female
1965 51.5 34.2 60.8 34.4 .
1970 43.7 31.9 54.0 33.1
1974 41.9 31.8 55.3 36.8
1976 41.2 31.8 50.5 35.1
1978 36.4 30.1 42.8 30.2
Note: Results displayed as percentage of respondents with known smoking
status ages 17 years and over.
SOURCE: National Center for Health Statistics: USpHEW, 1979, Appendix.

-r
account for the difficulties many individuals experience when
they try to quit smoking (186).
Nicotine. Nicotine is absorbed rapidly from the oral and
intestinal mucosa, lungs, and skin. It is distributed
throughout the body and Is metabolized by several organs,
including the liver. It is then rapidly cleared, primarily
through the kidney. Nicotine has effects on several organ
systems, * Including the autonomic nervous system, voluntary
muscles, stomach, intestines,. heart, and brain. Most of the
pharmacological actions of nicotine are thought to result from
its interaction with receptors of cholinergic nervous systems.
Analysis of the physiological effects of nicotine is
complicated by the abundance of those effects. Many organs
receive input from several neuronal systems which are altered
directly or indirectly by cholinergic activity. Furthermore,
the effects of nicotine itself depend both on the dose and on
the time course of drug, administration: brief exposure or
low doses cause excitation of cholinergic systems, while long
exposure and high doses result In inhibition and paralysis.
Peripheral Effects. Nicotine produces a variety of
changes in the autonomic nervous system due to simultaneous
effects on both sympathetic and parasympathetic systems. The
end result is an increased heart rate and blood pressure;
cold, clammy skin; increased acid production in the stomach;
increased intestinal activity; and biphasic changes in
salivation, with an initial Increase followed by a decrease.
Nicotine also Increases respiration.
Central Effects. Nicotine produces tremors and causes
water retention by a central effect on antidiuretic hormone
release. Nicotine-induced nausea and vomiting reflect a
complex interaction between central and peripheral effects.
To date, no specific effects on complex emotions and beha-
viors have been demonstrated. Animals will self-administer
nicotine under certain circumstances, indicating that it may
have pleasurable effects.
A Possible Role for Nicotine in Smoking Maintenance. A
strong argument has been made for classifying smoking as an
addiction, with nicotine as the leading candidate for the
347
TIMN 0048561

addictive agent (124). inhalation of cigarette smoke offers
an effective way to administer nicotine. Absorbed rapidly, it
travels as a highly concentrated bolus through the heart and
directly to the brain and is then rapidly cleared. A smoker
who smokes one pack per day can average around 70,000 such
nicotine "injections" per year. In behavioral terms, smoking
has many potential conditioned stimuli, ranging from the taste,
sight, and feel of the cigarette itself, to the many social
settings In which smoking takes place. If nicotine were a
strong unconditioned stimulus, particularly when inhaled, then
it would be easily understandable that smoking can become a
remarkably persistent habit through connection of this
unconditioned stimulus with the many associated stimuli.
Direct proof for nicotine as an addictive agent remains
scant. Recent studies do demonstrate that some animals can
be induced to self-administer nicotine In carefully controlled
settings. Depending upon the conditions selected, this self-
administration can be either a negative or a positive stimulus
to the animals. Studies of humans have shown that smokers
will modulate their cigarette intake slightly to alter serum
nicotine concentrations, particularly when levels get too high.
These studies failed to show that intravenous infections of
nicotine have pronounced effects on reducing smoking,
suggesting that nicotine is not the only important factor.
Some have suggested that nicotine controls smoking behavior
only at the extremes, and then as an aversive agent (153).
Too much smoking might lead to such high serum
concentrations of niVotine that toxic effects encourage tower
tntake; and too little smoking or smoking of low-nicotine
cigarettes could lead to such low concentrations that
withdrawal side effects encourage resumption of smoking.
This hypothesis states that, between those two extremes, other
factors such as psychological and social pressures are far
more Influential In determining smoking patterns.
Although nicotine has effects on essentially all major
organs in the body, tncluding the brain, the role of those
actions in maintaining the smoking habit remains an important
but unresolved area of research.
The nicotine hypothesis of smoking is that the phar-
macological actions of nicotine are "reinforcing.R The most
likely site of this rewarding or reinforcing action is the
brain, with the precise locus of reinforcement not yet
determined. Inhaling smoke insures rapid delivery of nicotine
to the brain. It takes approximately 13.5 seconds for an
Intravenous injection of nicotine in the arm to reach the
348
62
I-MN u0485
T

i
, :
s
brain; but by inhalation, the delivery time is 7.5 seconds
(149). The plasma half-life of nicotine is approximately 30
minutes, and the pack-a-day smoker lights up approximately
every 30 to 40 minutes of the day. This suggests that the
smoker is attempting to maintain a constant level of nicotine.
The nature of the reinforcing effect is sometimes
described as an alteration of arousal. Stimulation may be
subjectively experienced as increased alertness, a facilitation
of concentration, or an aid to continued efficient performance
in fatiguing tasks. Sedation, on the other hand, may be
experienced as a tranquilizing or calming effect or as a
reduction of some dysphoric state, such as anger. Smoking
has been described as distinctly pleasurable following a meal
or accompanying xanthines (coffee and tea) or alcohol.
Pharmacologic and psychologic components to these subjective
reports are beginning to be identified (76, 69).
There is an' extensive literature describing acute and
chronic nicotine administration in animals including a limited
number of self-administration models. Tolerance to nicotine
has also been described (108, 79, 84).
A number of studies have examined the hypothesis that
humans self-administer tobacco In order to obtain nicotine.
Studies have also examined compensatory adjustments in the
number of cigarettes and manner of smoking by subjects in
response to experimenter-induced increases or decreases in
cigarette nicotine content, cigarette size, availability, or
supplemental nicotine administration. Chewing gum containing
nicotine, nicotine tablets, intravenous nicotine and central or
peripheral nicotinic blocking agents have been used to
supplement or block the effects of the nicotine absorbed from
tha smoke. A titration effect is said to occur if subjects
change their cigarette smoke intake in the appropriate
direction in response to these experimental manipulations.
A modest amount of compensation has usually been
demonstrated (149, 77). Smokers seem to titrate smoking by
the nicotine, rather than the tar. Experiments involving the
intravenous administration of nicotine have been inconclusive
with both positive and negative effects on the suppression of
subsequent smoking having been observed.
When compensation occurs, it is seldom complete. This
may be due to a number of factors: (1) the inability to
accurately measure the smoke and/or nicotine dose delivered
to the subject; (2) technical problems in experimental design
(77, 186); (3) secondary reinforcing effects of smoking which
mask titration; and (4) the fact that people may smoke for
reasons other than regulation of nicotine level.
' 349
;
.
TININ
048563 --

Differences in nicotine metabolism. The metabolism of nico-
tine may be different in men and women. Measurement of
nicotine and cotinine (the principal metabolite of nicotine)
excreted in the urine after intravenous administration of
nicotine hydrogen tartrate suggested differences in metabolism
based on sex and smoking status (171). In nonsmokers, men
excreted less nicotine but more cotinine than women,
suggesting greater initial metabolism among men. However,
there were no clear differences between male and female
smokers.
Schievelbein, et al., studied nicotine and cotinine
excretion in both regular smokers and nonsmokers after they
smoked cigarettes with differing tar and nicotine levels (155).
Women excreted significantly lower amounts of nicotine and
cotinine compared with men for three of the four brands
tested. The gender difference was found for the excretion of
nicotine and cotinine when tested separately and together.
The number of cigarettes smoked per day did not differ
between the - sexes, but the carboxyhemoglobin (COHb) levels
were lower in the women and COHb levels are often taken as
a correlate of depth of inhalation. The female subjects,
therefore, may have received a lower dose of nicotine because
of a different smoking pattern.
Smoking and Stimulation Effects
The literature suggests that women are more likely to smoke
in situations of high arousal than low arousal and when
experiencing "negative affect" (68, 93). The effects of
smoking, which are often perceived as tranquilizing, might
then be sought as a major coping mechanism. However, it can
also be argued that the stimulant effects of nicotine, which
are usually considered the predominant central nervous system
action, might be equally useful as a mobilizer. These related
and commonly held beliefs will be examined in some depth.
Frith (68) studied British male and female employees
in a psychiatric institute; they ranged in -age from 28 to 50.
Subjects rated the strength of the desire to smoke in 22
hypothetical situations. The 12 high-arousal items involved
either emotional strain and anxiety or demanding mental
activity; the ten low-arousal items concerned boredom and
relaxation or repetitive tasks and physical fatigue. A factor
analysis of the entire questionnaire and t-tests performed on
male versus female scores for the most extreme situations on
the continuum led Frith to state that men had a greater
desire to smoke in situations inducing boredom and tiredness
350
TIMN 0048564

:
,
showed two films, one intended to evoke positive affect (a
slapstick comedy), and another to evoke negative affect (a
and women had a greater desire to smoke in stress-inducing
situations. However, men rated the desire to smoKe
significantly higher than did women on all three of the
questions representing low-arousal situations, whereas women
rated the desire to smoke significantly higher on only one of
the three questions representing the high-arousal extreme of
the continuum (68).
Using Frith's questionnaire, Barnes & Fishlinsky were
unable to replicate his findings In a sample of Canadian
undergraduates (13). Within the male sample, there was no
significant relationship between desire to smoke and the
arousal value of the situation in the question, and female
subjects indicated a greater . desire to smoke in the low-
arousal situations. The authors point out the possible
importance of sampling differences.
Elgerot studied light, medium, and heavy smokers in an
attempt to control potential differences in inhalation patterns
between men and women (cited by Frith as a possible
explanation for his results) (58). Subjects were Swedish
university students. The 42-Item questionnaire was similar,
but not identical, to Frith's. There was no gender difference
for low-arousal situations. There was no sex difference in
the light and medium smoker subgroups, but women in the
heavy smokers subgroup expressed a greater desire to smoke
in stress-inducing circumstances.
Russell and his colleagues devised a 34-item
questionnaire covering a wide variety of smoking motives. It
was administered to 175 normal smokers and then subjected to
factor analysis (150). Six factors, representing six types of
smoking, were identified. Women scored significantly lower on
what was termed "sensorimotor" smoking, and significantly
higher on "sedative" smoking. Thus, the sex difference on
sedative smoking (reduction of arousal) was supported.
Ikard and Tomkins (93) found evidence that women
smoke in situations involving negative affect. Negative affect
smoking Is defined as smoking which serves to reduce
unpleasant feetings. It includes smoking to reduce the
dysphoric feelings accompanying rejection by a social group as
well as smoking to satisfy a craving for a cigarette (i.e., a
deprivation negative affect). Positive affect smoking involves
the arousal of pleasant feelings. For example, smoking from
curiosity would be classified this way because of the feelings
of excitement and interest generated. Ikard and Tomkirts
351

documentary on Nazi atrocities) to college students who
: smoke. To be characterized as either positive- or negative-
affect smokers, the subjects had to smoke during the
appropriate film and indicate a congruent mood on an affect
i checklist. The major finding was that 73 percent of the
female sample of 15 subjects exhibited solely negative-affect
smoking compared to only 36 percent of the sample of 39
males. While 80 percent of the females indicated that they
were likely to smoke in positive as well as negative-affect
conditions, their behavior did not match the self-report in
this experiment. It is difficult to determine if the
environment of the experiment altered normal behavior
patterns or if perhaps, smokers are not accurate in describing
the types of situations In which they smoke.
A nationwide household-interview survey conducted in
1964, 1966, and 1970 also suggested that a higher percentage
of women than men are negative-affect smokers and that
little or no difference exists between men and women in the
percentage who are positive-affect smokers (180, 181) (see
Table 8). A greater percentage of women current smokers
endorsed the statement, "it relaxes me." This supports the
hypothesis that reduction of negative affect is a more
important factor for women smokers. The statements
assessing positive-affect smoking did not show a clear gender
difference. In 1964, slightly more men than women endorsed
the statement "enjoys it" as a reason for smoking, but in
1966 there was no difference between sexes, and in 1970
slightly more female than male current smokers agreed that
"cigarettes are pleasurable" (79.6 percent of women versus
77.0 percent of men).
To summarize: smoking affects arousal; it is not
known whether women smoke to maintain a given arousal level,
to change that level, or to adjust a physical blood level of
nicotine. There are a number of studies which suggest that
women use cigarettes more In high-arousal, situations than men
do. Studies which combine self-reporting with experimental
situations providing a good approximation of natural smoking
conditions are needed to shed some light on the validity of
evaluations by questionaires alone.
SMOKING CESSATION
There Is an assumption in the treatment literature that men
have greater success than women in quitting smoking. The
352
TIMN 0048566

,
,
.
i
t
,
TABLE 8.-Most frequently endorsed reasons for resuming
smoking. Fall 1964 and Spring 1966 household
interview survey, responses of current smokers.
Q: People give all sorts of reasons for either not bei.ng able
to or not wanting to stay off cigarettes. What were your
reasons, for going back to cigarettes? (Asked if made a
serious attempt to stop smoking.)
Current Smokers
1964 1966
® N °'o
Selected total M 705 55.7 772 54.9
F 5`2 50.9 588 57.1
No will power .4 291 23.0 27R 19.8
F 209 19.5 191 18.5
It relaxes me M 212 16.8 181 12.4
F 2A5 22.9 192 18.6
Enjoys tt M 144 11.4 123 9.7
F 102 9.5 90 8.7
.
r d
Helps keep weight down M 65 5.1 40 2.8
F 75 7.0 57 5.5
Smoke to be sociable M 98 7.7 43 3.1
F 70 6.5 46 4.5
Note: More than one answer was allowable for each respondent.
SOURCE: Adapted from DHEW (1969).
353
.
,
TIMN 0048567

basis of this assertion lies partially in the demographic
analyses of cessation rates and partially in the literature on
smoking cessation clinics and experimental programs.
This section presents the results of both demographic
and experimental analyses of smoking cessation. A critical
appraisal is made of the relative success of men and women
in giving up , smoking and in remaining ex-smokers.
Psychosocial and behavioral factors relating to abstinence and
difficulties encountered in quitting are discussed. Finally,
recommendations are presented for treatment and future
research. '
Demographics
The quitting rates of smokers are calculated by dividing the
number of former smokers by the number of ever smokers
within each relevant demographic category. The statistic s are
taken from the 1975 USDHEW survey on Adult Use of Tobacco
(182). Former smokers are defined as those who once
smoked but no longer do so. The term "former smokers"
includes both those who have quit on their own and those who
have received outside help. Quitting rates of women lag
behind those of men, for each category reviewed.
Age
The USDHEiV tables divide adult age groups into six
categories: ages 21 to 24, 25 to 34, 35 to 44, 45 to 54,
55 to 64, and 65 and over (182). There is a trend toward
Increasingly larger percentages of former smokers in each
successive age group. For both men and women, however,
within each age group, the percentage of smokers who have
quit is higher for men than it is for women. For example, in
the youngest age category, the percentage of female smokers
who have quit is 22.6 percent while that for males is 27.9
percent. For a middle-aged category (45 to 54), the female
and male percentages are 32.0 percent and 46.7 percent
respectively. In the oldest age group, 51 percent of female
ever smokers are former smokers, whereas the percentage is
60 percent for males. Bosse and Rose state that the sex
differences in quitting are vanishing at younger ages, but
Dicken argues persuasively that the absolute amount of
convergence is small, and that men remain substantially more
likely to stop smoking than women (121, 146).
354
TIMN 0048568

Education
Higher levels of education are associated with higher rates of
quitting for both men and women. Among those with a
college education or higher, 52.1 percent of the men and 48.1
percent of the women who have ever smoked have quit. For
all other levels of education, 40.5 percent of men smok'ers
and 31.3 percent of women smokers have given up smoking.
Although the discrepancy Is less in the most advanced
education category, the percentage of female quitters is
smaller at both levels of schooling.
~ i ncome
: .r~.
:; Higher levels of income are associated in both sexes wiW
higher rates of cessation. For those ever smokers with
~.....,,,.,,~w..,,..,,. .. ...... ...... ....incornes under $10,000, the rates of quitting for
men and
:; women are 34.7 -percent and 30.3 percent respectively. For
_..~.. __
; those with incomes of $10,000 or above, the rates are 45.7
percent for men and 36.2 percent for women. Quitting rates
_ of men exceed those of women for all but one ($5,000 to
$7,499) of the seven income levels.
t
\
Occupation
There Is a difference of only 7.6 percentage points between
the proportion of male and female quitters in the category of
professional, technical, and kindred workers, with the male
quitting rate at 49.4 percent and the female quitting rate at
41.8 percent. A dramatic increase In this difference occurs,
however, among managers, officials, and proprietors. In this
category the quitting rate for men is 47.1 percent and that
for women is only 26.5 percent. Among sales and clerical
workers, 40.1 percent of the men and 25.8 percent of the
women have quit. The quitting rate of housewives is in the
mid range of the rates for women in other occupations (33.9
percent).
In general, then, women are quitting at lower rates
than men across the major demographic categories.
Psychology of Changing Smoking Habits
A- two-year follow-up of over 500 former smokers identified
355
TIMN 0048569

demographic data showing higher proportions of ex-smokers
among males than females (57). Men were significantly more
likely than women to remain successful abstainers. Men and
women made approximately the same number of attempts to
quit, and current smokers made more attempts than former
smokers (158). Furthermore, successful quitters have usually
made at least one abortive attempt to quit before succeeding.
A survey of young women, aged 18 to 35, revealed that light
smokers had the greatest success in stopping smoking (203).
Those factors which consistently seem to differentiate
between those who can quit or reduce intake and those who
cannot, are the presence of strong motivation and commitment
to change, the use of behavioral techniques, and the availa-
bility of social support. Those who successfully quit or
reduce smoking use behavioral techniques such as substituting
candy and gum for cigarettes, and some form of self-
reinforcement of desirable behaviors to maintain abstinence
(203, 134). Successful reducers use behavioral techniques
more consistently and for a longer period of time than those
who fa,il to reduce smoking (134). Successful quitters
experience cravings when they stop, but the use of substitutes
seems partially to alleviate these feelings (133).
Furthermore, those smokers who do reduce intake . are more
motivated and committed to personal change (134), and long-
term abstainers have niore confidence in their ability to
remain ex-smokers (57). Successful reducers receive more
positive reinforcement from others and the best known
acquaintances of successful abstainers are former smokers
(134, 57). Warnecke, reported female relatives to be the
primary role models for women who quit smoking (190).
Treatment Studies
Most smokers who attempt to quit do, not seek outside help to
stop smoking. The population that seeks treatment may be
one that experiences severe difficulty in giving up smoking.
Thirty-nine treatment studies on smoking have reported suc-
cess rates for males and females, and have used the cri-
terion of total abstinence, or 90 to 100 percent reduction to
define a successful result.
The studies reviewed here fall into five categories of
treatment: education, physician advice, pharrnacotherapy,
psychotherapy, and behavior modification (Tables 9-13). The
356
TIMN o048570

TABLE 9 -Education-Smoking cessatioo treatment results by sex.
End-of-Treatment Six Months Long Term
°Study Treatment N 19.) (96) (96)
1. Gudford,1967 Fiveday Plan' unaided 76M 23M
100F 12F
2
Aided 82M ~
27
M
91F l
29F 1
2. Peterson et al.,1968 Fiveday Plan 134 M&F 79 M&F 19M (18 mo. follow-up
19F on 121 Ss)
3 Berglund, 1969 ° Five<day Plan 895 M&F 87M 32M 31M
84f 27F >2 23F>1 (4-18 mo.)
w
k.n
14 4. Delarue, 1973 Education, small groups 472 M&F 34M (12 mo )
21F
5. Danaher et al., 19781 Education; skill training group 11F 50 (of 8 Ss finishing 50 (9 mo.1
treatment
6. Ochsner & Damrau. 1970 Pamphlets' 20M 85M
33F 52F >1
7. Pyszka et al., 1973 American Cancer Society Clinics 131M 39 M&F 28M
223F 20F (18 mo.)
8. Kanzler et al., 1976 Smokenders 210M 70M
343F 69F 30F>f (48 rno.l
9. Dubren, 1977 T.V.spots 92M 15M
218F 7F~- 1
! 1 p<0.05 'Success = 90-10096 reduction in smokin®
"Results based only on those completing treattnent or contacted for follow-up.
20.05 p< 0.10 1Pregnancy intervention study
i
r
}

,
TABLE 10 -Physician advice- Smoking cessation treatment results by sex.
End-of -Treat ment Six Months I ony Term
Study Treatment N /96! (961 W
1. 8urns, 1969 M.D. advice to resp. dis. pts. 66M
28F 63M>
32F
1(3 mo.l
2 Handel. 1973 Anti-smoking message in_
med.exam 45M
55F 38M> 1(12 mo.)
11F
3. 8urnum, 1974 M.D. advice 84M
40W 29M
18F
4. Saric et al., 19761 M.D. advice
(spont. quitters)
(interventionl
(controll 134F;
24
63
47
83
14
14
5. Donovan, 197711 M.D. advice 552F 60% reduction
1 P<0.05 tPregnancy intervention studies

+. . ~. r . . . . . . . r - . r . .-. . . .. . . . . . . . ~1. . / . . . -. v . .
I'. . . . . . . '. ~ . r J ~ 1. + ~ M + . . J~ . . . r . . . . .
W
TABLE 11 -Pharmacoth6rapy-Stnoking cessation treatment results by s®x.
Study
Treatment
N Endol-Treatment o
(KI Six Months
(96{ Lonll Term
(%1
1. Tur1a, 1958 Hydroxyzine 23F 4F
2. Whitehead and
D
i Methylphenidate 10M 20M OM ~i2 mo 1
av
es. 1964 Diazepam OF OF OF
3. Wilhelmsen, 1968 Methylscopolamine 291M 66M> 112mo 1
tranquilizer 200F 41F
4. Wetterqvist, 1971 Methylscopolamina 192M 60M
1974 98F 33F ~ 1 12F /12mo.) 6~ 160mo.1
5. Arvidsson, 1971 Anticho/inergics Groups, 60M 86M 48M
aversion therapy SOF 86F 22F ~ 1112mo.1
6. Merry and Preston, Lobeline 45M 29M
1963 31F 32F
7. Golledge, 1965' Lobelme & placebo 19M 63M
8F 73F
8. Ross, 1967' Lobeline 728M 40M> 1 21M ~ 1(10-57wks.)
Amphetamine 745F 29F 12F
9. Schauble et al., Lobe/ine 33M 18M
1967 Amphetamine 35F 26F
~
Lobeline, amphetamine 14M 57M
and education 17F 26F
10. West et al., Lobeline, amphetamine 255M 43M\ 22AM
1977 288F 33F ' 1 13.5F ~ 1 (60 rno.)
l p < 0.05 Resuhs based only on those completing treatment ar contacted lor /ollowup.

.
-4
TABLE 12 .-Psychotherapy -Smoking cessation treatment results by sex.
Percent Abstinence
End -of -Treatment Six Months Long Term
Study Treatmert N (%1 1%) (%)
1. Moses, 1964 Hypnosis, discussion 35M 83M 11M 8M
w 15F 53F>2 12F 12F (12 mo.l
rn
0
2. Mann and Janis, 1968
Emotional roleplaying
26F
2350F 118 mo.t'
3 Streltzer and Koch, 1968 Emotional roleplaying 30F OF 14 wks. post)
4- Lichtenstein et al., 1969 Emotional role-playing 54F 9F (1 5 wks. post!
5 Fee and Benson. 1971 Group therapy 306M 56M
1
204F 38P 1 9F>1 (612 mo.)
6. 8ozzetti, 1972 - Group therapy 7M 57M 85M /12 mo
l
7F 43F .
57F
7. Tamerm, 1972 Group therapy 16F 69F
1 p<0.05 '% reductron in smoking
20.05< p<0.1
I

TABLE 13 -8ehavior mod'ufication-Slnokin9 cessation treatment results by tex.
P.rcent Abstinence
Endof-Treatment Six Months Long Term
Study Treatnsent N (%) 1%1 1%1
1. Keutter, 1968 8reath holding, coveranl 73M IBM
control, negative practice,
attention placebo 73F 29F
2. Suedlek/ and /kard, 1973 Sensory deprivation 3M 10oM 67M (3 moI
2F 60F 6oF
3. l)elahunt and Curran Negative practice or selt-control 60F 61 22
1976 Nepative practice and sell- 89 66 \
contro
I 1
/
.. Comrol 16 0
y Nonspecific treatment 66 11
(JI
4. Tongas at at., 1976' Covert sensis., smoke aversion,
group therapy, combined
treatment
5. Russell, 1970 Electric shock aversion
6. Chapmao et al., 1971 Electric slsock, setl
management: post-treatment
therapist monitoring: 2 weeks :
I i weeks :
7. Serecr 1972 Etectric shock aversion,
imagined vs. real smoking
8. Russell et al., 1976 Electric shock and controls
38M
34F 71M`
39F / 2 62M
32F ~ 2(12 mo.)
18F > 2 1241...1
tOM 70M
4F 5pF 6OF (12 mo.)
4M 76M 25M 25M
8F 100F 37F 29F 112 mo.l
4M l00M 60M 60M
7F 86F 67F 57F
56M '
32F
28M 64M1
28F 67F1
lp < 0A5 'Results based only on those completing trealment
20,05 c p<0 10
d
'Percent reduction, little for F: more tor M in imagined smoking condition
t Two weeks post-,reatment

I
categorization is, by necessity, only a rough separation of
treatment modalities. Evaluation of the gender difference
question, however, does not rest directly on the categorization
schema.
Many of the studies listed in the tables did not report
significance evaluations for male/female quitting rates.
Therefore, a chi square statistic or Fisher exact probability
test was calculated wherever sufficient data were available.
Because of the limited number of studies identified for
analysis and the often limited sample size, results of
borderline (0.05 < p < 0.10) and acceptable (p < 0.05) levels
of significance are reported for the reader's information.
The end-of-treatment cessation rates are high for all
types of treatment, but the maintenance of cessation tends
much lower. In 1971, Hunt,. et al. demonstrated that
recidivism curves of heroin, alcohol, and smoking are almost
identical, with long-term cessation falling off steeply from
the snd of treatment (91). Within three months,
approximately 35 percent of successful quitters are still not
smoking, and by one year, the figure is closer to 20 percent.
In 1978, another reviewer cited virtually the same figures
(140). There have been reports of improvement in techniques
for obtaining abstinence and in maintaining it, using rapid
smoking (an aversive conditioning technique), hypnosis, and
group therapy. The long-term cure rates of 60 percent or
higher at six months claimed in some studies have not been
reproducible in other settings. The smoking cessation
literature has been rebently reviewed in detail (186, 78, 59).
Across all treatments, women have more difficulty
giving up smoking than men both at the end of treatment and
at long-term points of measurement. No studies have been
reported in which women do significantly better than men.
Several of the larger studies show higher abstinence rates by
men, but many show no difference. Results In the tables are
based primarily on those who complete treatment programs.
Attrition rates are very difficult to evaluate because most
studies do not discuss the issue of subjects who drop out of
treatment.
Because of the emphasis placed on the role of physi-
cian advice in increasing smoking education and promoting
cessation, an estimate of its effectiveness is relevant. From
retrospective data, it is estimated that 35 percent of people
who have been advised by a doctor either to quit (170).
Twenty-five percent of those who have not talked to a
physician about smoking quit, and only 12 percent who have
362
TIMN 0048576

,
,
.
,
been told by a physician that it was permissable to continue
smoking quit.
The prospective treatment literature yields varying
estimates of the impact of physician advice. Ten to 25 per-
cent of patients advised by a physician to quit or cut down
actually do so (186). Gender does not seem to exert a par-
ticular influence (55). The primary variables associated with
the ability to quit after physician admonition were good
psychosocial assets, psychological stability, and the ability to
verbalize depression (55).
Success in treatment in general seems to relate to
personal characteristics. A shorter smoking history and lower
cigarette consumption also predict a greater likelihood of
cessation (138, 102, 184). In addition, those subjects most
likely to succeed in treatment are highly motivated, believe
they will succeed, and are confident of their ability to stop
smoking (130, 176, 80).
One group of women that seems to have great
difficulty in giving up smoking in treatment is homemakers.
Homemakers in the age range of 18 to 35 tend to be heavy
smokers and heavy smoking is one predictor of failure in
treatment (203). Kanzler, et al. found that homemakers were
less successful at quitting, particularly at long-term follow-
up (102). However, as previously discussed, since homemakers
have quit rates in the mid-range of those of women in other
occupations, therefore the difference may apply only to those
homemakers who seek help through treatment programs.
Wilhelmsen found significant male/female differences in
treatment success rates and stated that the poorer per-
formance of women related almost exclusively to the unsuc-
cessful results of homemakers (196). These women explained
that cigarettes served as companions and they reported the
difficulties of being without adult company all day and of
being deprived of outside activities as obstacles to giving up
smoking. Cigarettes have also been described as a means of
temporally partitioning the day, of achieving physical autonomy
from children, and of providing role differentiation (72).
Frieze, et al. reported women face more life stress
than men and have more symptoms of psychological distress
(67). Waters reports that women show more overt signs of
neuroticism than men (192). Furthermore, he finds an asso-
ciation in women between degree of neuroticism and amount
smoked. Burns also found that female smokers had higher
neuroticism scores than did female nonsmokers. No such dif-
ferences were found in men (30).
363
b
TIlVIN 0048577

.
J
:
;
:
;
r
,
,
been told by a physician that it was permissable to continue
smoking quit.
The prospective treatment literature yields varying
estimates of the impact of physician advice. Ten to 25 per-
cent of patients advised by a physician to quit or cut down
actually do so (186). Gender does not seem to exert a par-
ticular influence (55). The primary variables associated with
the ability to quit after physician admonition were good
psychosocial assets, psychological stability, and the ability to
verbalize depression (55).
Success in treatment in general seems to relate to
personal characteristics. A shorter smoking history and lower
cigarette consumption also predict a greater likelihood of
cessation (138, 102, 184). In addition, those subjects most
likely to succeed in treatment are highly motivated, believe
they will succeed, and are confident of their ability to stop
smoking (130, 176, 80).
One group of women that seems to have great
difficulty in giving up smoking in treatment is homemakers.
Homemakers in the age range of 18 to 35 tend to be heavy
smokers and heavy smoking is one predictor of failure in
treatment (203). Kanzler, et al. found that homemakers were
less successful at quitting, particularly at long-term follow-
up (102). However, as previously discussed, since homemakers
have quit rates in the mid-range of those of women in other
occupations, therefore the difference may apply only to those
homemakers who seek help through treatment programs.
Wilhelmsen found significant male(female differences in
treatment success rates and stated that the poorer per-
formance of women related almost exclusively to the unsuc-
cessful results of homemakers (196). These women explained
that cigarettes served as companions and they reported the
difficulties of being without adult company all day and of
being deprived of outside activities as obstacles to giving up
smoking. Cigarettes have also been described as a means of
temporally partitioning the day, of achieving physical autonomy
from children, and of providing role differentiation (72).
Frieze, et al. reported women face more life stress
than men and have more symptoms of psychological distress
(67). Waters reports that women show more overt signs of
neuroticism than men (192). Furthermore, he finds an asso-
ciation in women between degree of neuroticism and amount
smoked. Burns also found that female smokers had higher
neuroticism scores than did female nonsmokers. No such dif-
ferences were found in ,ren (30).
363
.
,
048518

,
;
Some studies have shown that women who smoke are
both more subject to psychological stress and more outgoing
than women who do not smoke. In a prospective study on
women and smoking, Cherry and Kiernan measured personality
traits in young women before the onset of smoking (31).
They found that smokers had high neuroticism and extroversion
scores before taking up the habit. They add that current
women smokers are more extroverted and also more neurotic
than nonsmokers. There is evidence that women smokers are
more independent-minded, assertive, self-opinionated and
forthright (143). The later authors report that women.smo-
kers are also characterized by apprehension and tension, and
that these characteristics are related to an inability to give
up smoking.
The presence of psychological distress has also been
shown to affect the success of women in treatment.
Peterson, et al. found that, while 23 percent of the men who
had participated in a smoking program cited nervousness as
the principal reason for resuming smoking, 43 percent of the
women cited this reason (135). Russell reports that the
presence of depression was related to dropping out of treat-
ment, and that depression was more frequent and severe
among the women in his sample (148). In a later study,
Russell found that within the treatment group, women had
worso psychiatric adjustment scores than did men (140).
Furthermore, although the degree of psychiatric adjustment did
not differ between male treatment successes or failures,
treatment successes among women were significantly more
likely to have good adjustment scores. Rode found that suc-
cess in a smoking withdrawal program was related to lack of
tension and apprehension for women (144). That smoking
might indeed act as a method of coping with psychological and
social stress is illustrated by the fear reported by many
women that they will engage in symptom substitution--
specifically overeating--if they stop smoking (30, 125, 4).
It Is also possible that underlying stress in women impedes
the strength of the determination required to cease such
behaviors as smoking and overeating. Weight gain is a fre-
quently reported consequence of giving up smoking (144).
The Smoking Withdrawal Syndrome
Few of the studies reviewed here mentioned gender as a
factor in connection with withdrawal symptoms, and none
364
TIMN 0048579

. suggested that men and women differ in the severity of
~ smoking withdrawal symptoms. However, Shiffman analyzed
° Guilford's raw data, and staged that 15 of the 18 major
' symptoms reported by subjects demonstrate sax differences
` (164, 80). Thirteen of those 15 symptoms were more fre-
quently reported by women. Other studies show similar,
> although not statistically significant, trends (179, 135, 202).
~
Factors contributing to relapse, such as craving and
, nervousness, were reported to be similar for men and women
(179). Women who experienced the greatest craving during
: the Initial five days of abstinence were most likely to
r relapse (80). Since women score higher than men on
measures of anxiety as a general rule, it is possib le that they
would be more susceptible to relapse if smoking had been
their customary means of reducing such dysphoria (164).
Women may also pay more attention to somatic symptoms than
men, as they make more frequent use of all health care ser-
vices, specifically for headache and weight gain (110).
It is likely that the abstinence syndrome is a major°
factor in recidivism during the first few weeks of cessation
when relapse Is most common and that the number of
cigarettes smoked per day is an important variable in
determining the severity of the withdrawal (91). The issue of
a gender difference in withdrawal severity is a major area
where research is needed.
Treatment Recommendations
Perri, et al. recommend that smoking cessation programs with
a behavioral emphasis be comprehensive, multifaceted, long-
term, and that they include self-reinforcement and problem-
solving procedures (134). Given the difficulty for some
women in simultaneously dieting and attempting to quite
smoking, smoking withdrawal programs should adopt a total
approach to health including advice on dieting, exercise and
the immediate benefits of abstinence (144).
Marlatt and Gordon write that relapse potential is
greater for individua'ls whose daily schedule fails to include
some rewarding or pleasurable activity (114). It would
appear useful to attend to this issue in smoking treatment
programs.
A social support hypothesis is frequently cited in the
treatment literature to explain gender differences in quitting.
It is often suggested that women do better than men in
365
, _ ---
' TIMN 0048580

programs which provide a maximum amount of social support,
and tend to do worse in situations where program support is
low or outside factors militate against quitting. For example,
Resnikoff, et al. were able to differentiate between those
women (but not men) who did poorly in group-plus-medication
treatment and those who did weli using the Social Introversion
Scale of the Minnesota Multiphasic Personality Inventory
(142). This scale measures the degree of discomfort in
social situations and the presence of outgoing tendencies.
Women scoring high on this scale (shyer, more socially
introverted) were less likely to quit than low-scoring women.
This study provides just one example of the observation that
social support seems to be of lesser consequence to men in
quitting smoking, although spousal support is important (160).
As the overall categories in Tables 9-13 show, women
do more poorly in treatments characterized by less individual
attention, such as education and pharmacotherapy, compared
with the categories of psychotherapy and behavior
modification, where contact is usually maximized in a small
group or in an individual-to-therapist setting.
Dubren reports that twice as many women as men par-
ticipated in a television stop smoking campaign, but that
fewer women stopped smoking--presumably because of a lack
of support (54). Guilford found that when men and women
participated in group programs, success and failure rates were
the same for both sexes (80). When they did not attend
group programs, men maintained the same sucqe.ss and failure
rates, but women achieved markedly lower rates. There is
also support for the notion -that groups are particularly
effective for women if they are sexually homogeneous (80,
45). Tamerin writes that the group . can provide support,
empathy, and shared identification with others going through a
similar process (176). The group also provides an avenue for
affective expression, so that the relevance of cigarettes to
psychosocial events and the personal meaning of giving them
up can be discussed. Given the differential reaction of men
and women to quitting smoking, as well as the traditionally
greater willingness of women to discuss affective issues, it is
not surprising that all-female smoking-cessation groups have
been particularly attractive.
Marlatt and Gordon studied the circumstances under
which smoking relapse Is most likely to occur (114). They
claim that experiencing stress in the form of a negative
emotional state, social pressure, or interpersonal conflict is
likely to lead to smoking among those who are attempting to
366
TIMN 0048581

abstain. The occurrence of a full-blown relapse, however,
can be attributed to the cognitive reaction to stress-induced
smoking. Many individuals who are trying to abstain, view a
single slip as evidence that they have failed, rather than as a
natural and predictable reaction to a stressful situation.
Marlatt and Gordon advocate teaching those who are trying to
quit the importance of not viewing relapse in an all-or-none
manner. Rather, they suggest teaching smokers to "plan for a
relapse," to become psychologically prepared to accept a slip
as a natural part of the difficult process of quitting.
Another factor that appears to influence the success of
women in treatment programs is the smoking of significant
others in their environment. Kanzler, found a significant
trend for women to give up smoking If no one in their daily
environment was a regular smoker (102). This trend was only
slight for men, although spousal encouragement' was related to
success in one large study of smoking cessation treatment in
men (160). Berglund, West, and Warnecke also emphasize the
influence of the smoking behavior of significant others in
female attempts to quit (4, 194, 190). Sensitizing friends
and relatives who are smokers to this problem and advising
discretion in smoking behavior on their part, m ight increase
treatment effectiveness for women.
Conclusions
Treatment programs should specifically deal with means of
handling anxiety and tension, ways to combat weight gain, and
prepare smokers for mini-relapses. Social support should be
maximized. It may be increased through choice of treatment
modality networks of "buddies," friends and relatives, and the
involvement of spouses.
It should be possible to capitalize on the heavy com-
mitment of women to the health care system, both in terms of
their own use and their role as family providers. Health
professionals need to devise targeted interventions for women
with this in mind.
DISSEMINATION OF INFORMATION ABOUT SMOKING
Health Attitudes and Behaviors
The extraordinarily serious health consequences of smoking
have not deterred almost 30 percent of the adult female and
367
i TIMN 0048582

40 percent of the adult male population from smoking regu-
larly. Seventy to 80 percent of these smokers agree that
cigarette smoking is harmful, is a health hazard that requires
action, and causes disease and death (182). Former smokers
and nonsmokers take a much stronger stand on these three
points, ranging from 87 to 96 percent agreement. Gender
differences are very slight.
The value placed on health compared to other positive
life goals was slightly lower for smokers than nonsmokers,
and highest for ex-smokars (197). Out of a maximum factor
score of six, current smokers averaged 4.66 (M = 4.55, F =
4.81), and nonsmokers averaged 4.82 (M = 4.68, F = 4.9)
and ex-smokers averaged 4.89 (M = 4.78, F= 5.06). The
higher scores of women support their traditional concern with
health in our culture but they are incongruent with recent
smoking trends (110).
Fewer current smokers than nonsmokers and ex-smokers
report having personally known someone with coronary heart
disease, lung cancer or emphysema/chronic bronchitis. This
finding may be attributable to a process of denial. Only
about one-third of current smokers admitted knowing someone
personally whose "health" was adversely affected by smoking
while over 60 percent of nonsmokers knew such a person.
Clearly, mechanisms must be operating in smokers to reduce
cognitive dissonance caused by their behavior and their
knowledge of the health consequences of their behavior. One
of these mechanisms may be to deny that the health problems
of others are connected -to smoking.
Women in our society are. more involved with health
care services (110). They arrange for health care services
and act as role-models for children.
Sources of Information
- -
There are a variety of ways that people can learn about the
health consequences of tobacco use. The information gathered
from and effects of tobacco company advertising will be
discussed separately below. The major sources of information
fall into a number of categories.
Health Care Providers. The influence of physicians and nurses
as communicators of information and as exemplars of healthy
life styles has been the subject of much research (186). The
greater' concern about health among women and their greater
368
TIMN 0048583

contact with health professionals, provides an obvious avenue
of intervention(110). i~ealth professionals should be
continuously reminded of their potential impact and advised to
use it to influence women to reduce smoking. Physicians are
considered the most authoritative source; with the greatest
potential for influencing patient behavior.
From the self-report of adults, physicians are not
delivering enough anti-smoking Information and advice. In
1975, a full 64.6 percent of male and 60.8 percent of female
current smokers claimed that they had never received advice
from any doctor about quitting, cutting down, or continuing
smoking (182). About 19 percent of male and 21 percent of
current female smokers had been advised to quit. Combining
advice to quit and/or cut down, the percentages rose to 34.8
percent of men and 37.7 percent of women. In 1970; the
percentages of men and women who reported such advice were
30.2 percent and 34 percent, respectively (181). A somewhat
lower estimate of physician advice was obtained from an
ongoing nationwide study involving approximately 8,000 people
(175). Advice to quit or cut down was reported by 22.4
percent of the subjects, and lack of advice by 77.6 percent;
there were no significant gender differences.
A survey of physicians' opinions about smoking and
health in the mid-1960s revealed that 38 percent claimed
they advised "all" or "almost ailp (95 to 100 percent) of
their patients who did not have smoking-related disorders to
quit or cut down (74). Eighty-eight percent of physicians
claimed they gave such advice to patients with lung and
pulmonary conditions.
Nurses spend more time in direct patient contact than
do physicians and can exert a major role in delivering
information as well as serving as exemplars. Most nurses are
aware of this responsibility (73, 61, 129, 183). Only 10
percent of nurses claimed to discuss smoking and health with
"almost all" or "most" (65 to 99 percent) of their patients
or students (129). Another 21.5 percent claimed to have
discussed it with 35 to 64 percent of patients or students.
Only 50 percent of current smokers, compared to 65 percent
each of former smokers and nonsmokers, suggested stopping to
5 percent or more of their patients and students.
While the identical question was not asked of nurses in
the 1975 survey, a number of valuable questions relating to
exemplar status were posed (184). In almost every case,
current smokers took the weakest position on exemplar role,
former smokers were in between, and nonsmokers were
369 -
: TIMN 0048584

I
strongest. For all questions, the proportion of nurses who
agreed "strongly" or "somewhat" with the statements of
exemplar role is reported here. Regarding their own behavior,
69.5, 91.7, and 94.5 percent of current, former and
nonsmoking nurses respectively felt that they should set a
good example by not smoking. This percentage varied
according to work location. Lowest percentages were given
for hospital duty (70.0, 83.3, and 89.2 percent for current,
former and nonsmokers respectively), intermediate for private
physician's office (79.9, 86.7, and 90.5 percent, respectively),
and highest for private duty (91.1, 91.4, and 94.4 percent,
respectively). A much lower rate of agreement about not
smoking in public while in uniform was obtained; only 44.4
percent of current smokers, 67.1 percent of former smokers,
and 72..8_ percent of nonsmoking nurses concurred. Nurses
believe that it is their responsibility to convince people to
stop smoking; (64 percent of smokers, 74 percent of former
smokers, and 64.8 percent of nonsmokers). Approximately 54
percent of smokers, 81.3 percent of former smokers, and 82
percent of nonsmokers said they had tried to persuade
someone other than patients to quit, and a much higher
percentage reported convincing someone not to start (83.4,
78.6, and 75.8 percent, respectively). Finally, 52.1, 78.2,
and 85.4 percent of the respective groups agreed strongly or
somewhat that nurses should be more active in speaking to lay
groups.
Given the possible role modeling effect of female nur-
ses, a need exists for adequate preparation of all health
professionals In smoking and health counseling. This pre-
paration should include education on the health hazards of
smoking as. well as effective methods of counseling patients.
There is little information available about the role
played by other health care providers in dissemination of
information or discouragement of smoking behavior. Nation-
wide campaigns are currently being aimed at physicians and
dentists to increase their commitment to and involvement with
this task. Other health care providers should be encouraged
to take a more active role and adopt exemplar status as well.
Educators. Adult educators include those in schools and
colleges, job training, community organizations (churches and
other religious groups, Young Women's Christian Associations,
and Red Cross, civic organizations, social service groups,
cultural groups) and in school-based programs for parents:
370
TIMN 0048585

;
There are a large number of sources of information about
smoking available from educators in adult settings and in
programs for parents. These have been studied in-depth and
reviewed elsewhere (186, 178) The frequent contact with and
involvement of women in the school system should provide
excellent opportunities to provide female-oriented information.
Peer group. This group is an important, influential source of
information on behavior. Evidence is strongest for the effect
on initiation (addressed earlier in this Part). In two studies
of British working class women, the peer group was an
Important source of information about smoking pregnancy (112,
72). Other strong relationships within the. lay adult
community have also been reported (113, 190).
Famil . Significant others, especially within the family, have
been shown to be primary sources of information to pregnant
women (112, 72). The female relative may serve as a
particularly important role model for black women (180).
Media: Television, Radio, Film, Newspapers, Magazines. The
use of the mass media as a source of information as wel i as
. a tool in effecting cessation has been extensively developed in
. recent years (1979a; 186, 178, 181, 191, 56).
Since women are almost exclusively the target audience
of women's service magazines, effort should be devoted to
: using this medium to provide information on smoking and
; health, cessation techniques, and clinic availability. These
magazines have not adequately disseminated information on
; smoking and health (169).
: One of the,principal reasons suggested for this failure
:
is the power that tobacco companies wield through the
economic incentive 'of advertising (169). Only one women's
service magazine aoes not accept cigarette advertising in the
United States. Frank admission of the economic dependency
upon such advertising has been made. Not a single leading
national woman's magazine that accepts cigarette advertising
in seven years of publication printed an article "...that would
have given readers any clear notion of the nature and extent
of the medical and social havoc being wreaked by the
cigarette-smoking habit" (169). Smith goes on to point out
that those magazines that do ;not accept cigarette advertising,
or have no advertising at all, have done considerably better at
informing their readers of the health risks of smoking. i
371
TIMN 0048586

I
,
Advertising. In recent years, advertising in the United States
has been directed specifically towards the women's market,
with themes as diverse as the emancipation of women, the
first woman (biblical reference), romantic love, and the
independent single woman. Most girl smokers have a positive
impression of the individuals pictured in cigarette adver-
tisements. The latter are seen as attractive (by 69 percent),
enjoying themseives (by 66 percent), well dressed (by 66
percent), sexy (.by 54 percent), young (by 50 percent), and
healthy (by 49 percent). There is no comparable data on how
girl nonsmokers or young adult women view advertising.
Thus, advertisers have been successful in creating a
sense of mystery, sophistication, and power around the beha-
vior of smoking. Although smoking was once frowned upon for
women, people now respond less negatively to a woman
smoking (16). There is evidence that, for some women,
smoking is linked with attitudes and behaviors that comprise a
sociaily valued and successful self-image, and that giving up
smoking is a threat to that image (116).
A majority of former and nonsmokers of both sexes In
the 1975 Adult Use of Tobacco Survey (182) agreed with the
statement, "Cigarette advertising should be stopped
completely." The percentages for men were 56.9 percent for
nonsmokers and 56.4 percent for former smokers, and for
women, 68.2 percent for nonsmokers, and 62.5 percent for
former smokers. , However, only 42.6 percent of male smokers
and 42.5 percent of females smokers agreed with the state-
ment. It appears that adult smokers value cigarette adver-
tisements, but why they do--whether for information about
brand characterization and availability, Identification with the
image portrayed, or some other reason--is not known.
Fishbein concluded that cigarette advertising influences the
decision ' to smoke as welt as the choice of brand.
Furthermore, he points out that cigarette advertising may
serve as a discriminative stimulus for smoking behavior.
Advertising can influence the initiation of smoking, the choice
of brands smoked, and the level of consumption. Commenting
that the tobacco Industry asserts that advertising serves only
to influence brand choice and not initiation or consumption,
Fishbein maintains that it is somewhat unrealistic to assume
that an advertisement which can do one of these things is not
also capable of doing the other. While additional research on
the effects of cigarette advertising is clearly necessary, this
review suggests that cigarette advertising does affect
cigarette consumption (63).
372
TIMN 0048587
,

.
;
.
Restrictions have now been placed on advertising in
many countries in the world, including the United States.
There is no uniform agreement that the ban on televised
cigarette advertising in the United States and the United
Kingdom significantly reduced consumption. However, it is
generally believed that each action of this sort--including the
U.S. Surgeon General's Reports and the Reports of the Royal
College of Physicians, Taxation, and Legislation--has a
cumulative effect on per capita consumption (191, 8, 136).
The Failure to Disseminate Information. Many of the critical_
evaluations of public health campaigns conveying anti-smoking
information maintain that little attitudinal or behavioral
change is ever affected (178). Fishbein (63) argues that
there is Insufficient information describing the complex
relationships between cigarette smoking behavior and beliefs,
attitudes, and intentions to make this conclusion. He further
maintains that it is ne$essary to know to what extent
decisions regarding initiation, reduction, increase or cessation
are under attitudinal (individual, personal) or normative
(society-influenced) control. The importance of personalizing
the health message, and the failure of the public to
personalize the health messages that they have received is
emphasized. For example over 80 percent of the smokers
agree with the statement that smoking is hazardous to health
but on the question, "Are you in any way concerned about the
possible effects of cigarette smoking on your health?" only 25
percent of current smokers, stated that they were "very
concerned," another 22.6 percent were "fairiy concerned,"
18.9 percent were "only slightly concerned," and a final 31..9
percent were "not concerned" (197). Fishbein maintains that
the public is not effectively informed about the general
danger to health posed by smoking and is even less informed
about the connection with specific diseases. He concludes
that the content of an effective message is fourfold: that
continued smoking leads to negative outcomes; that stopping
smoking leads to positive outcomes; that personal relevance
must be established; and that normative infiuences must be
appealed to by maintaining that significant others think an
individual should quit.
Smoking and Weight Control. Women who smoke are, on the
average, thinner than women who do not smoke. The reported
mean weight difference ranges from 1.2 to 4.5 pounds (7, 17,
373
TIMN 0048588

90). Weight gain has been a frequently documented con-
sequence of quitting smoking, both in males and females (135,
196, 37, 65, 70, 202, 179, 17.)
Studies of males have reported weight gains among
former smokers which range from 1 to 12 pounds greater than
those who continue to smoke. In one such study, the authors
observed that, while 60 percent of continuing smokers gained
weight, among quitting smokers the observed proportion was 85
percent. These figures gave rise to an observed-to-expected
ratio of 1.4, suggesting that those who quit are 40 percent
more likely to gain weight than those who continue to smoke,
but a significant proportion of observed weight gain among
men who quit smoking would have occurred even if they had
continued to smoke.
The single major report on lifetime smoking and weight
patterns in women examined data provided by approximately
57,000 female members of a national weight-reduction
program (17). Cross-sectional analysis indicated that current
smokers weighed less than nonsmokers by 1.2 pounds and 4.0
pounds less than former smokers. Inhalers were significantly
less obese by 5.7 pounds than current smokers who did not
inhale.
A 40-year longitudinal analysis of weight in relation to
reported lifetime smoking history revealed that between ages
30 and 50 (the two decades after the majority of those who
quit had discontinued smoking), the former smokers gained
more weight than continuing smokers, both for inhalers and
non-inhalers. The calculated weight gain after cessation varied
substantially by amount smoked; heavy smokers who inhaled
(>41 cigarettes) gained 30 lbs., while light smokers who
inhaled (1 to 10 cigarettes) gained only 4 pounds. The
observed differences in weight persisted through age 60.
Conclusions of this study may not, in fact, be directly
applicable to the total female population. This study raises
the issues of reporting and recall bias among this obese
population (mean group weights ranging from approximately
171 to 180 pounds), as well as self-selection into continuing
or former smokers.
The implications of such studies are important. The
image of the slender, attractive female pervades our culture
and is certainly present in tobacco advertising (Hall and
Havassy, in press). Do women perceive weight gain as a
significant and unavoidable sequel to discontinuing smoking?
There is evidence suggesting that fear of weight gain may
keep women from quitting smoking. Women are more
374 -
TIMN 0048589

.
,
concerned with weight than men are. In the 1975 NCHS
survey, the percentages of female and male smokers who
responded "strongly agree" or "mildly agree" to the statement,
"8eing afraid of gaining a lot of weight keeps people from
quitting cigarettes" are shown in Table 14.
Attempts have been made to examine the cause of such
reported weight gains. The mechanism of weight gain with
cessation of smoking has not, however, been elucidated.
Trahair and others have reported that appetite increased with
smoking cessation, and the resulting increased caloric intake-_.-.
caused weight gain. Other studies have suggested that
smoking may, in fact, directly affect metabolism. Glauser, et
al. studied seven males before and one' month after cessation.
8ody weight and surface area increased, while heart rate,
serum calcium, sugar, and oxygen consumption decreased.
Conversely, however, Sims observed no change in resting
metabolic rate, thermic response to exercise or meals, and no
change in serum T3 or T3 (166).
Further research is necessary to define the degree of
weight gain after cessation of smoking, the mechanisms by
which it occurs and the ability to modify it by educational or
behavioral interventions during and after cessation attempts.
Stress at Work
,
A general model of stress at work (38) is worthy of con-
sideration. Examination of the sources of stress at work
(Fig. 2) reveals a number of Items which are especially
salient for women. Discrimination against women in
employment, role conflict, authority problems, inequity in
promotions, exclusion from decision-making processes and the
"old boys" network have been frequently discussed (67).
Individual characteristics may be considered from a gender
viewpoint as well; for example, some types of psychological
disorders, such as anxiety and depression, are more prevalent
among women than men (50, 67). The Type A behavior
pattern, which is associated with male cardiovascular disease,
has been shown to be unrelated to sex once socioeconomic
status is taken into consideration (163).
An additional set of stressors originates in the
extraorganizational environment. A prospective study of the
relationship of employment status and employment-related
behaviors to coronary heart disease (CHD) incidence was con-
ducted by Haynes and FeInleib (197). Working women scored ~
375.
TIM
0048590

FIGURE 2.- A model of atress at work
SOURCES OF STRESS AT WORK
Poor phys ca working conditions
Work overload
Time Pressures
Physical danger, etc.
an
~n
o e am l u~t
gy
Role conlUct
Responsibility for people
Conflicts reorgamzational
boundaries (internal and external), etc
~erpr on~('
Underpromolion'
Lack ol job security
Thwarted ambilion, etc.
~i~~ ' at Work:
Poor relations wi oss,
subordinates, or colleagues
Difficulties in delegating
responsibility, elc. *
Or ani lional Structure and Climal :
i e or no par ic pa lon
in decision-making
Restrictions on behavior (budgets, etc.)
Office politics
Lack ol effective consultation, etc.
INDIVIDUAL SYMPTOMS OF OCCUPATIONAL DISEASE
CHARACTERISTICS ILL HEALTH
The Individual:
Diastolic Blood Pressure Coronary
heart
Level of Anxiety' disease
Cholesterol level
I
I
Heart rate
Level of neurolicism Smoking
Depressive mood
Escapist drinking
Tolerance for ambiguity
Job dissatisfaction
Reduced aspiration, etc. Menial
ill
Type A health
behavioral
pattern
I
Ex1ra Or4aNz~ional
ources o ress:
Family problems
Life crises
Financial
dilliculties, etc.'
Source: Adaped from Cooper and Marshall (1976).
Items marked by asterisk () are particularly relevant
to female workers.

TABLE 14.-Percent Affirmative Responses
TO STATEMENT "Being Afraid of gaining a lot
of weight keeps people from quitting cigarettes"
SNKMCiNG STATUS VDMEN (%) MEN (94)
Never Smoked 59.0 51.5
Formerly Smoked 63.1 53.6
Currentiy Smoked 59.9 47.3
Cite - National Center for Health Statistics, 1975
377
TIMN 0048592

higher on scales measuring daily stress, marital dissatis-
faction, and aging worries, than men. They were also less
likely to display overt anger than either homemakers or men
(87). tiVhile Incidence rates of coronary heart disease in
working women were not significantly higher than in homemak-
ers, an excess risk of CHD was identified among women who
were employed in clerical jobs and had children. The risk
factors for CHD in this group included family responsibilities,
suppressed hostility, a nonsupportive supervisor, and low job
mobility over the preceding ten-year period.
Smoking Habits of Health Professionals
There are relatively few studies available which present
gender-specific smoking rates in various professions. Health
professionals were selected for analysis because they were
more likely to be aware of the health consequences of
smoking than the general public; this group has also been
studied more extensively.
Physicians~ The smoking habits of male and female physicians
In five nations are presented in Tabia 15. Smoking rates in
the general population are provided for comparison when
supplied by the authors. No breakdowns by gender are
available for the United States. 5eparate estimates of
smoking rate In a small group of women physicians age 36 to
46 at the time, . of survey (195) and in a large sample of
predominantly male (93 percent) physicians (183) are listed in
the table. In addition, the wives of 3,990 physicians were
queried about their own smoking habits and those of their
husbands; no information is provided on the occupation of
these women (75).
Examination of the table shows that smoking rates of
physicians, both male and female, tend to be much lower than
general population rates. The only exception is the higher
rate of current smokers among female physicians in Finland
(189). The percentage of current smokers among the sample
of U.S. female physicians is higher than that reported in
other countries and approaches the rates in the general
population. Prevalence of smoking has a strong relation to
demographic variables such as profession, income, and educa-
tion. We would expect physicians to be in the highest cate-
gory on each of these variables and, therefore, to have lower
prevalence rates.
378
TIMN 0048593

. . . r . -. . . . . r r . -.. . . . r. . - . -. .. . . . . ~ . . . .
I
1
TABLE 15 Smoking habits of male and female physicians in selected countries.
Percent Smokers
Pop. Pop. Pop.
Author Country N Never Est. Currant Est. Former Est.
1. Bourke. 1972 Ireland M
F 1359
221 17.9
61.6 19.7
53.9 48.6
26.7 67.6'
38.6 33.6
22.2 12.7
7.6'
2. Vuon et al., 1971 Finland M
F 843 38
66 34
26 60
20 27
8
3. Wdhelmsen & Faith-Ell, 1974 Sweden l 33
54 38
27 29
19
4. Aaro et al., 1977 Norway M
F 740
398 35.3
21.7 53
36 371
381 271A
201'
5. WestlingWikstrand et al., 1970 USA F 81 42 35.8 13.6
6 Greenwald et al.,19712 USA M
F 3990
3990 323
363 24
36 433
273
7. USOHEW, 1976b USA M 36574 21 39 641 431
341
'SigniNcant dilference between percentages paired by (1.
1Stopping rate = former smoker
ever smoker
2Sample consisted ol physicians and their wives whose profession was unde/ined.
3Percentages estimated from graph, not specified in text.
4Approximate total of M&F, estimated to be 93% male.

According to the three studies providing comparative
data, both female and male physicians are quitting at rates
higher than the general population. The percentage of former
smokers among female physicians, and estimates of quit rate,
are lower than among male physic ians in al l but one of the
studies listed. This trend may represent a time lag -in the
smoking behavior of women as compared to that of men, or
there may be a lower quit rate among women physicians.
In two studies, female physicians smoked more
cigarettes per day than women in the general population In
contrast, wives of physicians smoked fewer cigarettes on the
zverage-than their husbands (75). A greater percentage of
the wives of physicians than physicians themselves, were
smokers in every age group except the oldest. The percentage
of current smokers appeared to be inversely related to age in
the group of wives, but virtually stable across age for the
physieian-husbands. Husbands and wives tended to have
similar smoking habits.
Based on a small sample of women graduates of a
single U.S. medical school, Westling-Wikstrand, et al. (195)
reported that 58.8 percent of the current smokers belonged to
the category "professor," (academic appointment of assistant
professor or above, with or without board attainment) when
ranked on professional attainment. The other categories were
"boards" (specialty board certification but not professional
appointments), "no boards" (in practice without board
certification or professional appointment), and "not in
practice." The "professor" group was characterized by
greater likelihood of being single and having fewer "habits of
nervous tension." Compared to other groups, this group had
the lowest depression scores, average anger scores, and the
highest anxiety scores. ' The authors comment that this group
of women was the most similar to their male colleagues.
They may also have experienced fewer problems with
ambivalence about sex roles, self-image, or conflict over
aggressive behavioral patterns. The presence of the, high
anxiety scale, however, casts some doubt on this
general ization.
Women in U.S. medical schools are subjected to
significant psychological pressures and often experience
emotional problems and lack of confidence about achieving the
goal of graduation (195). Female physicians also experience
significant role conflict (19).
The relevance of indices of stress to smoking patterns
is again one of inference. If smoking serves as a coping
380
048595

mechanism--a means of reducing negative affect--then it is
understandable that female physicians, or any other
professional with elevated stress levels, would have higher
current smoking rates than the general populace. It is also
understandable that they might experience more difficulty in
quitting
.
Psychoiogists. A survey of psychologists in California state
universities and colleges found that women psychologists were
much more likely to smoke than their male colleagues (47).
The rate of smoking was, siightly higher than in male health
professionals, and approximately the same for women
psychologists (38 percent) and nurses (183) (see Table 16).
This smoking rate is significantly above the rate among
professional women in general (25.6 percent) and was due to
lower cessation rates among women psychologists rather than
higher Initiation rates. The most common reasons given for
smoking are the stress of work or school, and personal stress.
Frieze, et al. state that professional women have to exhibit
"male-liken characteristics in order to survive in their jobs,
but that these characteristics are often met with criticism
and hostility (67). Thus, social and occupational demands are
at odds with each other. Furthermore, there Is evidence that
female psychologists face very real sex discrimination In the
evaluation of their work.
Dicken and Bryson (47) report a high degree of power
fantasies among women psychologists who smoke. This sup-
ports Fisher's finding that women smokers in general seem
preoccupied with the issue of power (64). He speculates that
cigarettes are used defensiveiy against feelings of
powerlessness, weakness, and inferiority.
Elevated suicide rates are another correlate to the
evidence of excessive stress and difficulty in coping
experienced by some female professionals. These higher
rates, compared with the general female population, have been
observed among women psychologists, chemists, and physicians
(118, 173). Factors such as ambivalence about success, role
conflict and marginality were offered as dynamics. However,
it is not possible to determine whether these higher suicide
rates are- due to the self-selection of suicide-prone women
into these and possibly other professions, or to the
difficulties encountered in professional training and practice
(or to an interaction of both).
Nurses. A number of studies have shown a higher rate of
smoking among nurses than in the general female population in
381
,
TIMN 0048596

TABLE 16.-Percentages of cigarette smokers (S), former smokers (FS), and ever smokers (ES) and
cessation ratio (FS/ES) among psychologists
nurses and other selected health professionals
Sample N S FS ES FS/ES
Male and predominantly mate samples
CSUC male psycnowgists 258 28 35 62 55
Eminent experimental psychologists 909b male
ILawton & Goldman, 1961)
72
53
11
64
17
Psychiatrrsts -9b male not reported
(Tamenn & Eisinger, 1972)
309
42
21
69
39
American Public Health Association male members
tEyres, 19731
3,569
21
40
61
66
Physicaans-93% male (USPHS, 19771 3,657 21 42 63 67
U S. adult males IUSDHEW, 1976a) 5,702 39 29 69 42
Female and predomtnantly /emale samples
CSUC female psycholog4sts 86 38 19 57 33
American Public Health Associauon female members
iEyres. 19731
1.973
31
31
62
50
Nurses -98% female (USPHS, 1977) 2,429 39 22 61 36
U S. adult females IUSOHEW. 1976a) 6.327 29 14 43 33
Note. CSUC = Cahfornia State Untversity and Colleyes.
SOURCE: (47).

,
.
r
the United States. The most recent assessment of nurses'
smoking behavior was conducted in 1975 (182, 188). in
Table 6, smoking habits of nurses are compared with those of
adult U.S. women and other groups of health professionals.
Between 1969 and 1975, the proportion of nurses who
were current smokers rose. from 37 to 39 percent. Every
other category of health professional (physician, dentist, and
pharmacist), had substantially reduced smoking rates. The
membership of these three professions is predominantly male
and current smoking rates vary from 21 to 28 percent. If
one examines quit rates in 1975 among the four categori-as of
health professionals, It is clear that the majority of
physicians, dentists, and pharmacists who ever smoked
cigarettes have quit: 64, 61, and 65 percent respectivel.y.
Among nurses, only 36 percent have quit, which does, however,
compare favorably with adult women (34 percent) and working
women (30 percent) (183).
Noll surveyed smoking behaviors of nurses by work
setting (see Table 17) (129). The overall percentage of
current smokers in this survey was, 37 percent, compared to
a national average (for 1966) of 33.7 percent in women.
There was a smaller percentage of never smokers (41.3
percent) among nurses in that survey than among the female
population (56.8 percent), suggesting a higher quitting rate at
that time as well. From Table 17 it appears that there is no
selective recruitment into the various nursing specialities; the
proportion of never smokers is fairly equal across work
settings. Differences do appear, however, in the proportion
of current smokers according to work setting. Highest rates
of smoking are found in psychiatric and pediatric settings, and
lowest rates in the four categories connected to education and
community involvement: nursing education, working in the
community, elementary or high school nursing, and working in
a doctor's office.
In Great Britain, only 26 percent of maternity nurses
smoked regularly, compared to 37 percent of those in general
nursing (103). In the United Kingdgm, approximately the same
proportion of nurses smoke as women in the general population
44 percent (103, 146).
Elkind reports differences in smoking among different
types of ward nursing staff. Trained nurses had 41 percent
current smokers, learners had 28 percent, nursery nurses had
14 percent, and auxiliaries had 61 percent current smokers.
Lampman reported a similar excess of smokers among
nurses aides (95.2 percent female) in a large metropolitan
383
TIMN 0048598

TABLE 17.-Cigarette smoking status by work setting for Nurses.
CiRarette Smokinrz Status Total
Work Setting Current Former Never Percent N
Surgical Units 41.2 19.4 39.4 100.0 529
Medical Units 37.8 18.2 43.9 99.9 476
Operating, Labor, Delivery
Emergency Room
39.8
15.2
45.0
100.0
48S
Maternity Unit 36.2 17.2 46.6 100.0 197
Pediatrics Unit or Setting 46.6 8.8 44.6 100.0 80
Psychiatric Unit or Setting 49.9 18.2 32.0 100.1 135
Nursing Education Setting 24.6 26.3 48.7 100.1 90
In the Comnunity 26.1 33.4 40.6 100.1 264
Elementary or Migh School 27.3 36.4 36.1 100.0 217
Doctor's Office 24.2 33.8 41.9 99.9 338
Out-Patient Clinic 42.5 15.1 42.5 100.1 113
Other and Mixed 41.3 18.4 40.3 100.0 1,078
Total N a 6,012
SOURCE: Noil, 1969
384
TIMN 0048599

:
;
I
;
hospital in the United States (106). Fifty-two percent of
that group smoked, compared with 36 percent of the medical
nurses (99.3 percent female) and 40 percent of the student
nurses (95.6 percent female). This survey was aimed at
identifying smoking within the hospital. Thus, true prevalence
in this sample can only be higher.
Compared to other female health' professionals (see
Table 16) in the United States, nurses' quit rates are above
some (psychologists, U.S. adult women) and below others
(American Public Health Association female members). Knopf
Elkind points out that In the British population other female-
dominated professional, such as primary school teachers,
health visitors and domiciliary midwives, have a noticeably
lower rate of smoking than hospital nurses and that nurses-
smoke more than other professionals in the U.S. population
(103, 186). Entry into the profession of nursing is
associated with taking up daily smoking but the degree of
occupational stress in a population of 300 British student
nurses was not different for smokers and nonsmokers (88).
This finding does not rule out the use of smoking as a
stress-reduction mechanism, however.
Other factors which might contribute to a high smoking
rate among nurses are work overload and frustration in
professional relationships with physicians.
Knowledge of health consequences of smoking is high
among nurses, but It has been shown that student nurses are
less well-informed than medical students (146). Nurses who
quit smoking do cite protection of future health as a major
reason (88, 73). Nurses who smoke are less likely than
nonsmokers to agree that not smoking is a preventive measure
against cancer (103). Similar refusal to acknowledge health
risks of smoking is found among smokers in the general popu-
lation (18Z). Whether this represents a real lack of
knowledge or a method of reducing cognitive dissonance
through denial is unknown. The problem Is particularly cri-
tical for nurses (and other health professionals) since they
serve both as exemplars and as providers of infoormation
(103).
THE PREGNANT SMOKER--A SPECIAL TARGET
The pregnant woman is in a unique life situation. Every
substance she ingests and every behavior that she manifests
can affect the present and future health status of the unborn
385
TIM.N 0048600

fetus she is carrying. If she smokes, the nicotine, carbon
monoxide, and cyanide (and thiocyanate) which she inhales all
cross the,,,.plaeental barrier and enter the bloodstream of the
fetus. The risk factors for both mother and fetus have been
extensively reviewed elsewhere in this volume as well as in
previous reports from the Office of the Surgeon General (see
Pregnancy and Infant Health, Part Il of this Report) (186).
It is estimated that between one-quarter and one-third
of pregnant smokers quit smoking for the duration of
pregnancy and that another third cut down.
This section reviews the current literature on sources
of information available to the pregnant smoker, summarizes
available data on prevalence of current smoking and smoking
.. . .. . .
cessation during pregnancy, and discusses the problem of
cessation from a behavioral viewpoint.
Sources of Information
The same classes of information discussed in the previous
section are available to the pregnant smoker. How the
pregnant smoker uses these sources and her degree of con-
fidence in the information provided seems to be a function of
socioeconomie status and parity. Information is distributed
through health professionals (primarily physicians and nurses),
peers and family, community resources, and the media.
Women in lower socioeconomic classes tend to rely
... ... . .. ... .
more on lay referral ~systems, such as peers and family, than
upon mass media or medical sources (76, 11). Personal
transmission of information seems to be more highly valued
and readily adhered to (70). Middle upper class women are
more likely to utilize impersonal sources such as mass media
and physician-supplied information (72).
In one study of predominantly working class British
women, the mode of exposure to smoking information ranked
as follows: 84 percent had seeh it on television; 65 percent
were told by family or friends; 52 percent had seen posters
and leaflets; 37 percent had been told by husbands; 34 per-
cent used books and magazines; and 25 percent had been told
by a medical source (16 percent from a doctor, and 9 percent
from a nurse) (12). The authors comment that television,
posters, and leaflets are inadequate for the delivery of
statistical information; books, which are better sources, were
used much less than these other sources. Baric and
MacArthur present a discussion of health norms in pregnancy
,
386
TIMN 0048601

(12). Seventy-nine percent of the sample were aware of
some norm relating to smoking in pregnancy: 39 percent
thought they were expected not to smoke at all, and an
additional 40 percent thought they were expected to reduce
their smoking. All of the women could name at least one
source of information: 98 percent had been exposed to
mass-media messages to quit smoking. Smoking seemed to be
undergoing a change in norm status, from generality to
specificity; i.e., from being a general health menace to one
with specific consequences, such as a threat to the health of
the baby.
The issue of normative behavior in smoking and per-
sonalization of message should be crucial to informational
campaigns, according to Fishbein's theory (63). Social support
from a spouse should also be critical, as would be involvement
of significant others.
Women about to have their first baby are more likely
to believe educational materials than multiparous women (12,
51a). This finding suggests that different modes of inter-
vention or different emphases should be developed for primi-
parous and multiparous women.
S
t
I
Physician Advice
The physician represents one of the most knowledgeable
figures the pregnant woman will encounter as a source of
information. Consequently, estimates of the frequency with
which the physician delivers advice on smoking are of impor-
tanc e.
Three such estimates are available from national samples
in the United States. In the first study, conducted in the
mid-1960s, 37 percent of physicians reported that they
advised all or almost all (95 to 100 percent) of their
pregnant patients to quit smoking or cut down sharply.
Obstetricians were more likely to deliver such advice to
pregnant patients (49 percent) than were physicians in general
practice (38 percent) (74).
The Physician Advice Survey conducted by the Center
for Disease Control examined the beliefs and behavior of
physicians specializing in Obstetrics and Gynecology (OB-GYN)
in the United States (41, 13). The OB-GYN specialty
practice Includes preventive medical care in the form of
specific suggestions regarding hygiene and family planning and,--
during pregnancy, active participation in directing perinatal
387
TIMN 0048602

care (41). The beliefs of OB-GYN specialists about the
relationship between maternal srnotcing and neonatal death are
presented in Figure 3, along with some of the more common
diseases associated with smoking. Because neonatal death can
result from a great many factors, the attribution of causality
s is somewhat lower than for the other conditions represented.
However, it is notable that 23.6 percent of the physicians
deny the existence of any relationship. Congruent with the
estimate from the 1960s, 45.3 percent of OB-GYN specialists
in this survey claimed to instruct all or almost all of their
patients to quit or cut down on smoking (see Figure 4).
Another 13.1 percent delivered such advice to most or many
(65 to 95 percent). A noticeably smaller fraction of
physicians who are current smokers deliver this message than
ex-srnokers or nonsmokers.
The 1975 Survey of Adult Use of Tobacco, sponsored
by the National Clearinghouse on Smoking and Health, included
a questionnaire directed at smoking habits in pregnant women.
A preliminary analysis of the results has been made (85).
Out of 12,029 respondents interviewed in 1975, a total of
1,225 women (814 current smokers and 411 former smokers)
were administered questions about their smoking habits during
pregnancy.
Each of the 983 respondents (664 current' smokers and
319 former smokers) who had ever been pregnant was asked
whether her doctor suggested that she quit smoking or cut
down during her last pregnancy. Table 18 displays the results
by year of last pregnancy. The percentage of women
reporting such advice from their doctor rose steadily. Only
14.6 percent of women who had last been pregnant from 1965
to 1969 claimed to have been advised by their doctor either
to stop or cut down; 23.7 percent of women last pregnant
from 1970 to 1975 remembered such advice. These estimates
are considerably smaller than those supplied by physicians
themselves (174, 41). There are several possible explanations
for the discrepancy: the women were reporting
retrospectively, and memory may have been distorted; a
selective under-reporting of advice may have occurred; or the
populations of physicians and patients may be entirely
nonoveriapping. Retrospective data have been shown to be
unreliable in one pregnancy study (51). Unfortunately, sample
sizes were too small to provide reliable estimates of the
percentage of women who followed the advice of a physician
to stop smoking during pregnancy. Such data might have
yielded an estimate of the effectiveness of such advice.
388
' TIMN 0048603

FIGURE 3.-8ettefs of Ob-Gyn Specialists about the association of Maternal
(Smoking with Neonatal Death and other selected diseases)
n= 5401
100"-
~ '
a
m
z 80 "'
W
CO
k7 w
U
W
0.
60-'
40-
MAJOR
i CAUSE
/
G
CONTRIBUTIN
ASSOCIATION
NO ASSOCIATION 9 90.4
KMAV
78.2
0 ! 23.4 23.6
0 17.4
20
00
~
0
0
CORONARY CHRONIC
ARTERY sRONCHITIS
M
DISEASE
NEONATAL
DEATH
PULMONARY
EMPHYSE
A
92.6
LUNG
CANCER
i

FIGURE 4 -Percentage of patients advised to quit or cut down their pmoking by the smoking behavior
of the advising obstetrician Gyneco4ogist
70 -
ADVISE ALL +ALMOST ALL PATIENTS
E] MOST +MANY
FEW +NONE '
60-
50
,
1

TABLE 18.-0istribution of responses of current former smokers
who were ever pregnant to the question ^Did your
doctor suggest that you cut down or stop smoking
cigarettes during your last pregnaneyi
Percent by Year of Last Pregnancy
Physician's Advice (Prior to 1965) (1965-69) (1970-75) (1965-75)
Qu i t smok i ns 5. 6% 6. 39C 10.894 9. 3%
Cut down smoking S.7 8.4 12.9 11.4
No advicegiven 70.5 64.1 6Sa6 65.1
Not smoking at ths time 16.4 20.6 9.1 12.9
Had no doctor 0.5 0 0.2 0.1
Don't know or no answer 1.3 0.8 1.3 0.9
Ns983 466 215 291 506
SaURCE: 197S NCiiS survey.
391
TIMN

In sum, over 50 percent of physicians claim to advise
their pregnant -patients to etim,inate or sharply curtail their
smoking durirsg pregnancy, but a much smai ler percentage of
pregnant women recall such advice.
I
I
Prevalence of Smoking and Quitting During Pregnancy
The prevalence of smoking in pregnant women (before special
cessation efforts) should be roughly equivalent to the pre-
valence of smoking in the female population in the same age
range, corrected for socioeconomic status. Ten studies con-
ducted ~ n developed countries, reported between 1971 and
'
1973, show a range from 23.4 percent to 47.6 percent in
prevalence of tobacco use (139). The median rate is 42.75
percent smokers for the entire sample. A survey (conducted
during the course of the pregnancy) of 9,553 pregnant women
who represent a cross section of the general population in the
Riverside-San Bernadino-Ontario area (California) was
recently completed (104). Preliminary results indicate that
44.5 percent of all women surveyed either continued to smoke
during pregnancy or had smoked before, but not during, this
pregnancy. Since the precise time of cessation is not clear,
a more conservative estimate is that 33.3 percent of women
continued to smoke for the duration of their pregnancy. This
estimate is well within the range of those derived from the
Population Report analysis (139).
There is a paucity of race-specific information on
smoking prevalence during pregnancy. Niswander and Gordon
(128), in a study encompassing 14 U.S. cities, reported
greater prevalence of smoking among white than black women
53.65 percent vs. 41.85 percent, respectively. This is a high
estimate and reversal of the prevalence rates presented in
Tabie 7. The finding Is similar to the previously presented
data in that white women smoked more cigarettes per day
than black women: only 3.3 percent of black women smokers
consume a pack a day or more compared to 13.4 percent of
white women in this study. Smoking is slightly less prevalent
in black than in white women in the sample of Kuzma and
Phillips (104); 57.3 percent of black women and 53.3 percent
of white women have never smoked. For Hispanic women, the
percentage is somewhat higher, 61.9 percent never-smokers.
Table 19 summarizes the results of 11 studies reporting rates
of discontinuing smoking during pregnancy. The overall rate
of cessation among regular smokers ranges from 0.9 percent
392
TIMN 0048607

t
. . . . . ..v~. . . .. v .. . . . v . . ...ti. .'. r . . w. .-. . . . . . . .
>
. . . i . . . . . . . . . .
TABLE 19 Percentage of current smokers who alter smoking behavior during pregnancy
Change In Smoking Habit-Percent of Women
Quit Cut Down No
Author & Date N Quit Temporarily Only Increased Change Miscellaneous, or Comment
1. Kullander & Kallen, 1971 2,806 0.9 1.3 97.3 +0.5 Initiated
2 Andrews & McGarry, 1972 6,733 14,7 Maternities only
3. Butler et al., 1972 8,341 18.4 Quit by end of 4th month
4. Schwartz et al., 1972 1,188 31.0 10.0
6. 8anc et al., 19761 134 14.9 3.0 82.1 Quit by lst antenatal visit
6. Graham, 1976 50 33.3' 33.3' 33.3 ' 113 quit or cut down;
1/3 cut down temporarily
7. Saric & MacArthur,19771 133 22.5 6.0 33.1 5.3 26.3 +6.8 reduced temporarily
8. Donovan, 1977 959 0 12.5 6.6
9. Yankelovich et a1.,1977 ? 35.0 32.0
o, 10. Harr is. 1979 4092 26.5 24.8 7.9 36.9 +3.9 changed brand or
switched to filter cigarettes
82.2 of quitters resumed
~ I smoking after delivery
O 11. Kuzma & Phillips. 1979 4249 25.13 13.4 of quit smokers were
again smoking at 15 mo.
~ I post-delivery
~
Note; 1 These two studies may be composed o/ overlapping samples.
201 the 506 women in the NCSH survey whose last pregnancy occurred during 1965-75, 409 reported
smoking either before or during pregnancy.
3Percent who smoked prior to, but not during this pregnancy, calculated as part' of smoker sample.

to 35 percent, which is the figure most often anecdotally
cited. The median is closer to 20 percent.
Only one study provides ethnic data on smoking cessa-
tion during pregnancy (104). In this study, it should be
remembered, stopped smokers are women who smoked prior to,
but not during the pregnancy, so that quitting may not have
been pregnancy-specific. Rates are very similar for white,
black and Hispanic women: 24.5 percent, 24.9 percent and
28.7 percent respectively, were stopped smokers in this study.
Cutting down on smoking during pregnancy would appear
to be better than no change in behavior, especial ly for 'those
adverse effects upon the fetus which show a dose-response
relationship. However, cutting down on number of cigarettes
does not always Imply a reduction in delivered dose of
nicotine or other tobacco smoke constituents (77, 78). When
smoking behavior was measured over the course of pregnancy
in regular smokers (5 to 30 cigarettes per day for at (east 5
years), a decrease in number of puffs per cigarette occurred
as pregnancy progressed (6). Like puffing rate, the COHb
concentration aiso decreased over time in pregnancy.
However, in these subjects there was no significant change in
nicotine dose extracted from the cigarette over the duration
of the pregnancy. Some alteration in puffing pattern,
presumably in inhalation, affected the compensation. Thus,
caution must be exercised in the Interpretation of "cutting
down."
There is even less information available on the per-
centage of quit-smokers who return to smoking after delivery.
Table 19 provides two extremely divergent estimates: 82.2
percent (85) and 13.4 percent (104). Because we are dealing
with relatively small sample_ sizes, the reliability of such data
Is not very high. Much more information must be accumulated
before any firm statements about recidivism can be made.
Women who quit during pregnancy have an excel tent
opportunity to change a behavior for life, with benefits both
to themselves and to their children (see Recommendations).
Psychosociat. Factors in Quitting
Health reasons, primarily centering around preventing harm to
the fetus, are most often given as reasons for quitting.
Yankelovich, et al. (203) report that 62 percent of young
women smokers befieve that smoking can harm the fetus and
norms against smoking have been discussed (11). The sickness
394

experienced as a part of pregnancy can also be a reason to
give up smoking (12). It has also been reported that women
who smoke before pregnancy show a significantly increased
Incidence of appetite cravings and aversions, which may be
associated with quitting (41).
A closely related aspect of maternal health is weight
gain. Preventing excessive weight gain has even been given as
a reason to continue smoking during pregnancy (51a). Baric
and MacArthur included control of weight gain as a norm
during pregnancy; 24 percent of this sample expressed
awareness of social expectations In this area (11). The issue
of how much weight it Is appropriate to gain in pregnancy
varies according to time and culture. So the generality of
this finding is unclear.
Little Is known about problems in quitting during
pregnancy. The role of cigarettes as stimulants or tension
reducers may be altered during this period. Abstinence
symptomatology has also not been documented.
A composite picture of the successful quitter has been
drawn by Baric, et at. and.aiso by Kuzma Phillips (12, 104).
Baric, et al. list educational qualifications as being positively
related to quitting, followed by sickness In early pregnancy
(12). Other distinguishing characteristics are smoking., fewer
cigarettes before pregnancy (also see 161, 51), having started
smoking at an older age, having stoppe¢,.,.previously for at
least 6 months, having heard about harmful effects of smoking
from more sources,, firmly believing that smoking was
hartinful to the baby, and finally, being encouraged to stop or
being joined in the cessation effort by their husbands (156,
49).
lGuzma and Phillips identified a number of similar
characteristics: higher educational level; greater family
income; being married; being ernployed; more frequent church
attendance; having a spouse who does not smoke; and no
illicit drug use (103, 104).
The characteristics described--advanced educational
level, higher socioeconomic status, wider Information base,
belief in stopping for the sake of the fetus, and spousal
support--all fit with a model of behavior change involving
information, personalization, and social norms (63).
Three studies evaluate smoking cessation interventions
for pregnant women (12, 51, 40). Tables 9 and 10 show
reported abstinence figures for two studies. One study (12)
showed no difference between intervention and control groups,
and the second study showed 50 percent abstinence at 9-
z
3 95
' TIMN 0048610

month follow-up for those completing treatment (12, 41).
This latter result is very encouraging but is based on a very
small sample in an affluent community where the afore-
mentioned factors of educational level, high socioeconomic
status and orientation toward professional advice are
operative. '
Recommendations
The preceding discussion has revealed a number of findings
which may be useful in improving methods of reaching the
pregnant woman and offering her cessation interventions.
1. Pregnant women seem to know that smoking is
harmful to health, and most acknowledge that it can be
directly harmful to the fetus. This information about the
baby's health should be made as specific as possible, and the
mother's own health should be intricately interwoven in the
theme. Quitting is for the good of both mother and baby, not
the baby alone. The harmful aspects of smoking and the
benefits of not smoking must be equally emphasized.
2. Mass media, such as television and film, are par-
ticularly good avenues for portraying women of varying eth-
nicity in a number of geographical and socioeconomic settings.
In addition, It is important because of gender identification to
involve women as the transmitters of information and advice.
Information should be dispensed by as many different sources
of contact in the prenatal clinic (or doctor's office) as
possible, not solely by the physician. The awareness of
various, health professionals should be raised in this regard.
3. Social norms and lay referral systems should be
used as part of information dissemination and modeling
influences. This is particularly true for women of lower
socioeconomic status. It is important to involve the father of
the child in the normative belief system and in a direct
supportive effort of quitting. ' This should be particularly
timely in an era when more and more couples are experiencing
pregnancy and birth as a two-person process.
44 Much more emphasis must be placed on permanent
smoking cessation rather than just during the time of
pregnancy. Positive aspects of remaining an ex-smoker
inciude better health for the mother and child and the future
impact of role modeling as the child grows.
396
TIMN 0048611

SUMMARY
1. The percentage of 17-18 year old women who-
smoke has shown a steady rise between 1968 and 1979; it
now appears, however, that the increase in smoking prevalence
among adolescent females has leveled off and begun to
decline. Young women born after 1952 show a substantially
reduced initiation of smoking and will probably have a much
lower prevalence of smoking as adults.
2. Those young women who do begin to smoke are
starting to smoke regularly at a younger age, with more than
half of the male and female adolescents who begin to smoke
starting before the 10th grade.
3. The earlier tobacco is used and the greater the
number of cigarettes smoked per day, the less likely an
attempt to quit will be successful.
4. The percentage of women smokers who smoke more
than one pack per day Is increasing.
5. Adolescent and adult women are more likely to use
low - tar and nicotine cigarettes, smoke fewer cigarettes per
day and inhale less deeply than do men, but the difference
between the sexes in these patterns of smoking is decreasing.
Adolescent and adult black women are more likely to be
smokers than their white peers, but they smoke fewer
cigarettes per day.
6. Adolescents from low income families, single parent
families, and families with lower parental educational levels
are more likely to become smokers.
7. Female and male adolescents are more likely to
begin smoking if a parent or older sibling also smokes.
8. Adolescent smokers associate with peers who smoke
and nonsmokers associate with nonsmoking peers.
.9. Adolescent girls overestimate the percentage of
their peers who smoke and they have a very positive image of
the people in cigarette advertisements, but they are less
likely than adolescent boys to see smoking as a social asset.
10. Adolescent girls who smoke tend to be more
outgoing but feel less able to influence their future.
11. Adolescents experience stress due to feelings of
unattractiveness, incompetency in school achievement and
personal relations, limited opportunity for personal growth and
concern over future social and economic roles. This stress
may be the common mechanism producing the increased rates
of smoking in some groups.
12. The factors associated with successful quitting by
397
TjMN 0048612

I
adolescents of either sex are lower number of cigarettes
smoked per day, higher educational aspirations and
achievement, greater acceptance of the health risk of smoking
and having more nonsmokers among their friends.
13. It Is possible that women and men modify their
smoking in order to maintain a constant nicotine level.
14. Women are more likely than men to smoke in order
to reduce stress.
15. Women at higher education and Income levels are
more likely to succeed in quitting. Additional factors
associated with successful quitting are a strong commitment to
change, the use of behavioral techniques and the reliability of
social support for quitting. Women have been reported to
show lower rates than men of successful cessation following
organized cessation programs, a difference which is less
apparent in those programs which Include social support.
398
TIMN 0048613

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a
404
TIMN 0048619

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417
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419
TIMN 0048634 -

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