RJ Reynolds
United States Environmental Protection Agency Environmental Tobacco Smoke: A Compendium of Technical Information Chapter Eleven Passive Smoking and Heart Disease: Epidemiology, Physiology, and Biochemistry Comments of the Tobacco Institute. Volume I. C. Comments on Chapter 11 of the Draft Epa Handbook on the Effects of Environmental Tobacco Smoke on the Cardiovasular System.
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- Passive Smoking and Heart Disease: Epidemiology, Physiology, and Biochemistry, by Glantz Sa, Parmley Ww. 1986 (860000) Surgeon General's Report. Environmental Tobacco Smoke and Cardiovascular Disease
- A Critique of the Epidemiological Literature and Recommendations for Future Research, by Wexler Lm, Ecobichon & Wu, 900000. List of Ets Articles.
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- Glantz, S.A.
- Parmley, W.W.
- Khalfen
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- Aronow
- Sheps
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- Feyerabend
- Mcmurray
- Lamb
- Moskowitz
- Gvozdjakova
- Davis
- Burghuber
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- Walker
- Fust, E.R.
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COMMENTS ON CHAPTER 11 OF THE DRAFT EPA HANDBOOK
ON THE EFFECTS OF ENVIRONMENTAL TOBACCO SMOKE ON
THE CARDIOVASCULAR SYSTEM
JAMES A. WILL, DVM, PHD
I am a professor at the University of Wisconsin with
appointments as a Director of an administrative unit of the
Graduate School, in the Department of Veterinary Science of the
College of Agricultural and Life Sciences, and in the Department
of Anesthesiology in the School of Medicine. My entire research
career has been focused on comparative medicine and on the
cardiopulmonary system in particular. My bibliography
illustrates a concentration on the physiology, pharmacology, and
morphology of these organ systems. A copy of my curriculum vitae
is attached.
I have been asked to review "Passive Smoking and Heart
Disease: Epidemiology, Physiology, and Biochemistry," by Stanton
A. Glantz, Ph.D. and William W. Parmley, M.D., which is Chapter
Eleven in a draft EPA compendium of technical literature on
environmental tob?cco smoke (ETS). My purpose of reviewing the
draft chapter is purely scientific, i.e., my concern is that the
data presented are appropriately cited and that the referenced
literature represents a valid, objective, and unbiased picture of
the present state of knowledge of the potential effects of ETS on
the cardiovascular system.
The basic conclusions of my review can be summarized in
two
statements: (1) The validity of much of the cited literature is
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inherently weak and Chapter 11 often overstates the conclusions
of the original authors. (2) The scientific objectivity that one
would expect from a document from a regulatory agency, which
should be a concise and critical review of the subject, providing
both positive and negative viewpoints, is absent. I will now
provide support for these statements.
My remarks will focus primarily on the sections of the draft
chapter under the headings "Acute Effects of ETS Exposure,"
"Effects on Platelets," and "The Role of Polycyclic Aromatic
Hydrocarbons in ETS." I do believe it is important, however, to
comment on the introductory section because the authors'
introductory statements can exert an influence over the reader's
interpretation of the manuscript as a whole.
My initial concern is that the reader is immediately
presented in the introductory paragraph of Chapter 11 with the
unequivocal assertion that a cause-and-effect relationship
between passive smoking and lung cancer has been "definitively"
established by the ETS reports of the Surgeon General (U.S.
Public Health Service 1986) and the National Academy of Sciences
(NRC 1986). Neither of these documents draws that conclusion.
For example, the summary statement of the National Academy of
Sciences report for the chapter on lung cancer and ETS includes
the following: "The weight of evidence derived from epidemiologic
studies shows an association between ETS exposure of non-smokers
and lung cancer, that taken as a whole, is unlikely to be due to
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chance or systematic bias.
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alternative explanation that this excess [34% increase in risk
for spouses of smokers] either reflects bias inherent in most of
the studies or that it represents a causal effect." In other
words, a statistical association between ETS and lung cancer was
found, but the NAS report made no finding of a causal
relationship and did not conclude that the issue was settled
definitively.
The Glantz and Parmley statement that exposure to ETS has
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now been linked to heart disease in nonsmokers is likewise
premature. The 1986 NAS report states in its summary that "No
statistically significant effects of ETS exposure on heart rate
or blood pressure were found in healthy men, women, and
school-aged children during resting conditions. During exercise,
there is no difference in the cardiovascular changes for men and
women between conditions of exposure to ETS and control
conditions." And the 1986 Surgeon General's report states,
"Further studies on the relationship between involuntary smoking
and cardiovascular disease are needed in order to determine
whether involuntary smoking increases the risk of cardiovascular
disease."
The newer publications cited in Chapter 11 do not alter the
scientific validity of the conclusions by the NAS and the Surgeon
General with regard to cardiovascular disease. Unless and until
all criteria showing a cause and effect could be clearly and
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scientifically established, a much more cautious statement must
be made if this effort by the EPA is to have any credibility.
The authors should be aware and acknowledge that other
scientists, expert in the disciplines of epidemiology and
environmental toxicology, have considered the hypothesis that ETS
is a causative agent of cardiovascular disease and completely
disagree with the conclusions drawn by the authors in the opening
paragraphs of Chapter 11. (See "Environmental Tobacco Smoke and
Cardiovascular Disease; A Critique of the Epidemiological
Literature and Recommendations for Future Research" by L. M.
Wexler, and the following panel discussion published in Ecobichon
and Wu (1990)).
Furthermore, there are various conclusory and unsupported
statements in the Chapter 11 introduction concerning the possible
relationships of atherosclerosis, platelet aggregation, acute
reduced exercise capacity, and carcinogenic compounds to the
development of cardiovascular disease in the presence of ETS.
This introduction is reminiscent of the introduction to an
academic thesis where all factors that could possibly influence
the outcome of the relevant studies are presented, even though
most of the arguments involve more speculation than hard data.
This methodology has a purpose in a thesis but has no place in a
compendium that purports to present objectively the status of
scientific research and an understanding of morbidity, mortality,
and mechanisms. The arguments for supporting or rejecting the
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various conclusions offered by Glantz
will now be considered.
and Parmley in Chapter 11
COMMENTS ON "ACUTE EFFECTS OF ETS EXPOSURE"
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Several statements by the authors which serve as an
introduction to this section are either totally wrong or are so
overstated that they cannot be supported by the current
scientific evidence. The mechanism of how chronic exposure to
ETS assertedly causes cancer is not demonstrated; if Glantz and
Parmley feel it has been demonstrated, they must document this
and provide appropriate references. The authors next imply that
chronic exposure to ETS causes the development of atherosclerotic
lesions. Again, this is purely speculative and has not been
proven. In the sentence referring to the acute effects of ETS,
the word "may" is correctly used, because the implication that
there is an increase in myocardial oxygen demand somehow related
to ETS is unsubstantiated.
The physiological implications of insufficient oxygen are
relatively well presented. It is true that the Khalfen and
Klochkov (1987) paper offers no important additional information.
The publication by Aronow (1978) and the follow-up study done by
Sheps et al. (1987) have been critically reviewed by others, who
disagree with the original authors' conclusions because of
concerns about the methodology and analysis (1). And Sheps and
co-workers state: "There is no clinically significant effect of
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3.8% COHb (representing a 2.2% increase from resting values) on
the cardiovascular system in this study." No conclusions can be
drawn from the premature ventricular contraction data in the
Aronow (1978) paper since they were only recorded in one group
after exercise. Aronow did find increases in heart rate, and in
systolic and diastolic blood pressure, presumably due to absorbed
nicotine; these findings were compared to those of Russell and
Feyerabend (1975) who quantified urine nicotine contents both
from "normal exposure to tobacco smoke" in nonsmokers and from
nonsmokers in a confined room with a level of 38 ppm C0.
Subjects in the confined space had eight times the urinary
content of nicotine of subjects in the "normal" exposure -- an
indication that the exposures in the confined room studies may be
vastly exaggerated.
There are additional problems with these data because active
smokers were also exposed to ETS in this study. If these data
are to be believed, it would seem that nicotine absorption in
itself was a much more likely cause of the coronary artery
vasoconstriction than the proposed hypoxemia theory. The major
difficulty is the lack of biological plausibility that any
nonsmoker in usual conditions of exposure to ETS would have
levels of urinary nicotine above a small fraction of those
reported by these investigators.
The cotinine data from other studies would seem to
substantiate that the reported levels of nicotine were unusually
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high. If the carboxyhemoglobin and nicotine data from the
volunteer smokers are used as criteria to establish a baseline,
then these baseline levels of three to four times the highest
levels obtained during exercise should-severely limit any
activity of the test subjects when they are smoking. The other
major problem comes from relatively recent studies of nicotine
receptors and their possible changes in sensitivity after smoking
cessation, which is temporally consistent with the timeframe
during which these subjects were tested. In fact, this effect of
cessation could possibly influence exercise capacity. It would
seem that an experiment utilizing graded levels of
carboxyhemoglobin may be necessary in order to test this
hypothesis in patients who are smokers, or who were recent
smokers, both during the pre- and post-smoking cessation periods.
Some of these problems were addressed by McMurray et al.
(1985), who found that, in the presence of ETS, exercise
tolerance was decreased in healthy young women volunteers who
either were or were not smokers. There were methodological
weaknesses in the McMurray study that certainly could have
affected the results. For example, the smoke dilution factor was
unknown, and rates of smoke inhalation were vastly different
between resting and exercise states when cigarettes smoked and
minute ventilation are considered. The increase in
carboxyhemoglobin was not excessive, however; it does not seem
scientifically plausible that the increases in carboxyhemoglobin
could explain the decreased work capacity. It was likely that
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subjects were able to determine if they were in a smoke test
group or in a control group just by the nicotine flavor, since
all of the ventilation was through a mouthpiece. This does not
necessarily negate the results, as the conclusions were
conservatively stated; however, there were, once again, many
uncontrolled variables that could have influenced the results of
this study.
For example, ETS had no effect on maximal heart rate in
contrast to other studies. This could have been due to the fact
that these subjects were healthy and not pathologically or
physiologically compromised patients. Smokers did have a higher
baseline heart rate and reached higher levels at submaximal
exercise. The study summary limits the differences as described
above, plus it incorporates concerns about the increased blood
lactate and about the perceived level of exertion, all of which
may or may not have an effect other than acutely. The sample
size was small but the results reported were significantly
different, although perhaps not biologically significant.
However, it is not clear that cardiac performance was the
predominant limiting factor since heart rate at the maximal level
of exercise was not different with or without smoke inhalation.
In summary, Glantz and Parmley presented data from a few
publications that test the hypothesis that exercise capacity
might be reduced by ETS exposure, and careful analysis of these
publications does not support the authors' thesis that the
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reductions in exercise capacity are due to impingement on the
cardiovascular system alone. In the Aronow (1978) paper, the
methodologies and the analyses made are questionable and many
variables were not properly controlled, In the McMurray paper,
the observed decrease in exercise capacity seems much more likely
to be influenced by oxygen transport phenomena related to
skeletal muscle physiology than to any cardiovascular
physiological effect of ETS. The report of Lamb (1984) would be
viewed as supportive of the skeletal muscle oxygen impingement
hypothesis in that the oxygen carrying capacity of the blood
would be reduced to less than 90% of normal in either of these
cases. No oxygen content studies were carried out in either the
Aronow or McMurray studies.
The study by Moskowitz (1990) et al. attempted to control
for as many factors as could be evaluated. This is not an
exercise study as implied by Glantz and Parmley. The publication
raises many interesting questions and provokes speculation, but
it does not draw conclusions that exceed the limits of the data
presented, except in the abstract where the statement is made
that, "Significant adverse alterations in systemic oxygen
transport and lipoprotein profiles are already present" in
children studied. There is not sufficient evidence to conclude
that these differences are biologically meaningful, even if
statistically significant in a particular segment of the
population (some of the parameters were different in the boys and
others in the girls). The potential explanations presented in
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the discussion are plausible and perhaps even probable, but are
not sufficiently demonstrated to call these alterations
"significant" and "adverse." The interpretations of the data by
Moskowitz et al. differ greatly from,the interpretations by
Glantz and Parmley, who ascribe much more significance to these
data than did the original authors. Moskowitz et al. never
speculated that these children of smoking parents suffered from
chronic tissue hypoxia inferred from the 2,3-DPG data. The
statement in the original publication that ETS might lead to
earlier atherosclerosis is extremely speculative in view of the
modest differences in HDL fractions and the well-established
heritability of this trait. In fact, there were significant
reductions of LDL levels for the female ETS group and of
cholesterol for all children; both phenomena could be indicative
of a reduced risk of heart disease. No data to support the early
atherogenesis theory were presented, nor would any have been
expected from an acute study. It is interesting to note that
paternal smoking, whether or not the mother smoked, had no effect
on the parameters measured. This fact alone would seem to call
into question the data collected in the epidemiologic studies on
the effects of ETS on wives. Such unwarranted interpretation of
data in a review such as this by Glantz and Parmley makes the
entire draft manuscript suspect.
Glantz and Parmley also attempt to show how ETS affects
cellular function. They begin by citing a Czech publication
Gvozdjakova et al. (1984) on the effect of ETS exposure on
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mitochondrial function in a rabbit model. The publication states
that all smoke from three cigarettes was passed into the 50 liter
exposure chamber, thus implying that there is already a source of
confusion because the rabbits were actually exposed to.both
mainstream smoke and ETS. These two kinds of smoke display
different characteristics and the effects from the mixture used
in the Gvozdjakova study may be quite different from those of ETS
alone.
The next problem with the Gvozdjakova study is that the
reported methods do not explain how many rabbits were put in the
chamber at one time; this could have had a significant effect
because each rabbit would increase the concentration of
contaminants in the smoke by decreasing the available volume by
approximately 5-6% per rabbit (2500-3000 grams/50 liter,
estimating the volume of the rabbit on a weight-volume basis).
Finally, exposure to this smoke mixture would result in
deposition of considerable amounts of nicotine and other smoke
constituents on the rabbit fur, which would then be consumed by
the rabbit through licking and preening during intervals between
smoking sessions. The reported carboxyhemoglobin and nicotine
levels are equivalent to those in active smokers, but not to
those found in ETS-exposed individuals. The experimental methods
used in this study are so poorly controlled that any reference to
this article by Gvozdjakova should be purged from any credible
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treatise on ETS. Glantz and Parmley's use of the paper is
inappropriate.
COMMENTS ON "EFFECTS ON PLATELETS"
The comments in the opening paragraph of this section are a
greatly oversimplified presentation of the events leading to the
formation of a clot or thrombus and the role of the platelet in
this process. Glantz and Parmley cite three papers by Davis et
al. (1985, 1986, 1989) to support their claim that ETS has a role
)
in accelerating or predisposing thrombus formation and that
endothelial damage may also be important. Davis has attempted to
demonstrate that exposure to ETS changes the propensity of
platelets to aggregate and that there is a further effect on
endothelial cell survival. The 1985 paper published by Davis et
al., however, is about the effects of smoking of tobacco vs
non-tobacco cigarettes; no information about the effects of ETS
can be gained from this paper. Two factors are clear: nicotine
does not seem to influence endothelial cell damage, and there is
a good chance that there was misclassification of some of the
subjects in this study.
The second Davis study (Davis et al. 1986) shows the
non-effect of aspirin on platelet aggregation in smokers with
coronary artery disease. These data differ from previous reports
in healthy subjects where aspirin did inhibit aggregation. One
conclusion might be that severely compromised vessels no longer
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have the capability to respond to pharmacological and
physiological stimuli considered to be in the "normal" range; the
healthy subjects in the previous study evidently retained that
capability. Only the Davis study published in 1989 involving
physicians and medical students exposed to ETS in a patient
lounge demonstrates that such exposures can affect the variables
studied, including platelet aggregation, plasma nicotine levels,
circulating endothelial cell counts, and carboxyhemoglobin
levels.
The most significant criticism of the Davis articles,
however, is that they may not even be relevant. The data on
desquamation of the endothelium are unacceptable because only
anecdotal data are furnished to show that the molecular probe the
authors used is specific for circulating anuclear endothelial
cells. Furthermore, the platelet aggregation method they used is
considered to be non-standard. It would seem, then, that the
selection of these papers by Glantz and Parmley to build the case
that ETS exposure is hazardous is also suspect.
The paper by Burghuber et al. (1986) demonstrates that
either smoking or ETS exposure may account for a decreased
sensitivity of a test subject's platelets to PGI2. This follows
an in vitro study which demonstrated similar findings. The
primary problem with this study is that the room size is very
small to contain the smoke from 30 "heavy" cigarettes. The room
would be approximately 9 foot square by 8 feet high. This
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certainly cannot mimic realistic concentrations. No quantitative
measurements of COHb or respirable air particulates were made.
The platelet data appear to demonstrate that acute exposure
to ETS could have deleterious effects on platelet function.
While it is conceivable that these findings may be true for the
chronic as well as for the acute exposure situation, none of the
referenced studies, no matter how good they are, provide hard
evidence that the the same effect actually occurs in individuals
with chronic ETS exposure. Many things happen transiently in
biology that, if projected to the chronic state, would be life
threatening; but, fortunately, the body has the capability of
accommodating these temporary functional alterations so that
homeostasis is preserved and life is not threatened.
Glantz and Parmley should be more cautious in stating that
ETS exposure has significant effects on platelet aggregation
without qualifying the statement with the word "acute." They
apparently are not trained in pharmacology since they do not seem
to be acquainted with receptor dynamics and have not quoted any
relevant studies regarding nicotine receptors. It is premature,
therefore, to represent these hypothetical conjectures as the
state-of-research when discussing the potential effects of ETS.
What should be published is a summary of these possible effects
with no implications that the same situations might occur in
normal" chronic ETS exposure.

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Furthermore, this is an appropriate place to point out the
additional work that needs to be done in order to evaluate these
hypotheses adequately. The authors correctly point out that the
available scientific evidence suggests'that the potential
mechanisms for the possible biological activity of ETS may be
quite different from primary smoking, which leads one to
recognize the need to validate the reasonableness of using
"cigarette equivalent" doses in attempting to extrapolate
possible effects from active smoking to those of ETS.
Glantz and Parmiey aiso aadress the possible roie of
platelets in the development of atherosclerosis. The article by
Ross (1986) in the New England Journal of Medicine is a review
and, using a reviewer's privilege, he explores all possible
mechanisms in a manner similar to the thesis introduction
approach previously discussed. Glantz and Parmley summarize
Ross's premises. This is where the paragraph should end, rather
than concluding with the sentence which begins, "If platelet
aggregation. . . . " The next paragraph assumes that the role of
platelet aggregation has been established by stating that ETS
"also" plays a role in causing damage to endothelial cells. Once
again, the authors extrapolate from acute data to chronic disease
processes. But it may well be that the endothelium, as well as
the platelet functions, adjust to chronic exposure to ETS. It is
permissible to speculate, but scientifically it is incorrect to
leap from one situation to the next without sufficient evidence.
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To put the processes of atherogenesis and atherosclerosis in
perspective, certain well-established criteria and facts should
be understood. Fatty changes occur in the arteries of all
humans; fatty streaks and intimal cell masses exist in animals
and people. Neither type of lesion produces occlusive vascular
disease; at best, these lesions may be precursors of clinically
significant lesions. Understanding this, the implications from
the evidence presented by Glantz and Parmley suggest at most that
there may be an increase in the number of lesions per person or
in the incidence of disease; however, nothing suggests that the
severity of disease may be increased.
In summary, the evidence that the development of the
classical atherosclerotic lesion is linked to endothelial injury
is not compelling. In fact, the current evidence is probably
contrary to that notion. First of all, there does not seem to be
a correlation between presence of the classical lesion and a
fatal clinical event. Second, no strong support is available
that shows that endothelial injury plays a role in the origin of
atherosclerosis. Davis' work may suggest that there is an
endothelial injury with acute exposure to ETS; however, his
reports do not validate the methods used, i.e., there is no
validation that the molecular probe is specific for circulating
anuclear endothelial cells, and the platelet aggregation
technique is considered non-standard. Additionally, even if it
is true that acute exposure to ETS causes an increase in
circulating anuclear endothelial cells, no evidence exists to
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indicate that this endothelial denudation leads.to
atherosclerotic lesion formation.
Indeed, the available evidence may suggest that just the
opposite is true. The fat-fed rabbits studied by Walker et al.
(1986) showed no evidence of denudation; kinetic studies show no
increased turnover of endothelial cells overlying lesions. And
with regard to Glantz and Parmley's quotations regarding Fuster's
work (Fuster and Chesebro 1981) with swine showing an
acceleration of atherogenesis, I note that the University of
North Carolina, using the same strain of swine, was unable to
repeat this work.
COMMENTS ON "THE ROLE OF THE POLYCYCLIC
AROMATIC HYDROCARBONS IN ETS"
The role of polycyclic aromatic hydrocarbons, whether
carcinogenic or not, and of other carcingenic compounds in the
stimulation of plaque formation is also considered by Glantz and
Parmley. They correctly observe that differences between
studies, and the failure of dose-dependent effects, may
represent
species-specific differences. They further hypothesize that
compounds may have to be carcinogens in order to cause these
changes; however, the data presented are not consistent with this
hypothesis. The result is that we cannot assume that humans will
show the same effects of exposure to these chemical agents,
especially when doses and routes of administration in animal
studies are entirely different. The different routes of
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administration in themselves may result in different modes of
metabolism and detoxification.
Benditt attempts to show that atherogenesis is analogous to
carcinogenesis (Benditt and Benditt 1973). This part of
Benditt's argument is accepted by only a few scientists. There
is no compelling evidence at this time to validate Benditt's
hypothesis; in fact, Benditt's laboratory, as well as other
laboratories, cannot reproduce the studies of Penn (Penn et al.
(1981, 1986), which attempted to show an altered transforming
potential resulting in monoclonal origin of atherogenic foci.
Glantz and Parmley's further biased interpretation of the
Moskowitz (1990) data is not appropriate. The authors are
cautioned to read the summary of Moskowitz's article once again.
Moskowitz was unable to account for the decreased HDL3 in girls
as well as the decreased HDL2 in boys. He made no statements
that this was unequivocally due to ETS. Recall that paternal
smoking had no effects. Moskowitz further stated that the lower
levels of HDLs are a natural phenomenon in adolescent children.
The estimates of the stages of puberty were not confirmed by
physical examinations in these children. The three most
important events leading to a fatal clinical event are vascular
spasm, accelerated thrombogenicity, and plaque necrosis. The
relationship of these processes to lipid accumulation and smooth
muscle proliferation is, unfortunately, unknown.
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Finally, the Glantz and Parmley quotations from the study of
Majesky et al. (1983) are incomplete and uninterpretable. Some
of the conclusions of the authors may be warranted, in that PAHs
may have an accelerating effect on preexisting tendencies for
plaque formation. Whether this is relevant to ETS exposure,
however, is unknown.
COMMENTS ON THE SUMMARY
The summary of Chapter 11 is characterized by an
overenthusiastic representation of data and unscientific
conclusions. I will not comment on the epidemiological studies
in detail, but the evidence I have seen for a cause and effect
relationship between ETS and cardiovascular disease in humans is
not convincing. Evidence discussed by Glantz and Parmley is
conflicting and inconsistent, even within a series of papers by
the same group of authors. These inconsistent results are of
interest in themselves in that they serve to demonstrate that the
etiology of cardiovascular disease has many facets. While ETS
could potentially be one facet, this has not been established.
The authors should exercise more restraint and present properly
substantiated evidence, both positive and negative, without
interjecting their obvious biases.
CONCLUSION
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Glantz and Parmley present several hypotheses
as to how a
variety of lesions and events may lead to an increased
probability of cardiovascular disease. However, no conclusive
evidence nor potent theory of mechanism is offered to show that
exposure to ETS increases the risk of cardiovascular disease.
Whether ETS might be shown in the future to have such effects
remains to be seen.
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