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":iii z!i!~ ~)i!ii:ii~i~¸ :~!!: !~! =~;~'~: = r'.;!I BRITISH AMER! CAN TOBACCO Copy Request Form Request Number: Organization: Physicians for a smoke free Canada 6 I Request Details Request Date: ..... ......................... oJJee et DJ oooeeeeeoe • eoooooeooeooe • -~ r.fi. ,q 2 2.2 _ P r P P/ 7 File Number: ...................... t~ox Number: ...... -: ............... Page Range: First Page 9 Lq ~, ~ ~ ~ "2_ 3 .~ Last Page /7~ ./~ 7_.-~ ~" ~ 7. 7 -~ Requested By: (Print Name) Details below will be filled in by Depository. Staff Only II Copy Details Copied By: J~ ~~~...- ...... eoo • •el eeoeeeDo,o•eDe. • • eo•o Date: ...Q/.1~.~¢.~. ................ Time: .~.'.t/~./£¥~ ............. Copy Checked By: ........................................ • DeOBeD•• D • • •• ele• III Delivery Details Checked By: ................. Date: ............. oee•eBoo• B OB•O•DB Be Be I. e• B Sent By: .......................................... Date: ..................... BATCo document for PFSFC 1 March 1999
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~S~¢ 1DZ05 B.A.T. CONFIDENTIAL - CATEGOR.Y I: MINNESOTA TOBACCO LITIGATION C r',,o (.j-; u:. r',,o t.,,,,l BATCo document for PFSFC 1 March 1999
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COPY NO.~ IMPERIAL TOBACCO ~TD. RESEARCH & DEVELOPMENT DTVTSTON MONTREAL RESTRICTED PROGRESS RE?ORT JANUARY 1994 - JUNE 1994 B.A.T. CONFIDENTIAL - CATEGOR.Y I: MINNESOTA TOBACCO LITIGATION L.- k..-. L.'n BATCo document for PFSFC 1 March 1999
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- i - WORK A. -'-LEA 02 EXPLORATORY PRODUCT RESEARCH B.A.T. CONFIDENTIAL - CATEGORY h MINNESOTA TOBACCO LITIGATION CD r',o l",o o-, BATCo document for PFSFC 1 March 1999
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- 2 - RECORD TYPE : SUB TYPE: SECURITY CODE: FUNDING BODY : ORGAN I ZAT I ON: GROUP NUMBER: LOCAL PROJECT NUMBER(S): PROJECT TITLE: PERSON RESPONSIBLE: EFFORT: PROJECT DESCRIPTION : SCOPE: DEPTH." FUNCTION: OBJECTIVE : ~USTER: DATE, REVI-~W WRITTEN: REVIEW TITLE: REVIEW TZ.XT: $TL CANADA 578 T-6431;T-771!-2;T-6542;T-7344;T-6968;T-~549 Day PORTER, A. 5.7 = 1994 This projecu £nvolves ~he development of a uohacco combusuion cigarette 0£ convennional appearance bur which produces smoke with low speclfic mu~agenicity and low concentraulons of PAH, phenols, vapour phase aldehydes, HC~ and CO. This p=oduc~ will be designed uo provide accep=able uasue and nicotine, while producing :educed levels of sideeuream smoke oompued wi:~ convenuional products. The principal su:auegy foe achieving reduo~io8 of ~he pa:~iculauo s~oke noxae is by ~obacco modification using solvent exuraction (T-6431), enzyme/microblal ~rea~men= (T-7711-2), and reccns~i~u~ion (T-6S42). Emphasis will also be placed on re~aining ~obaoco flavou: ¢omponenus during ~he various modification processes. Vapou: phase noxae will be reduced by convenuional ¢!gareuue componenus such as abso:~en= fil~eEs and venuilauion (T-7344). Ana!y~ical me,hod development |peoifi¢ally for DAY is also included in this proje¢~ (T-6968, T-5~49). Successful developments Of low sidesuream produc~s via prcjecU VISA will be incarporated inUo DAY as appropriaue. GROUP BENEFIT FUNDAMENTAL GENERAL ALTERNATZVE PRODUCT RES/DEV July 1994 Day ~cbacco Frag~ionan~on ¢De Grand=r~, Y.~ (T-6431} The effec~ of the extEa¢~icn prccedureon ~he ~=bacco tasue level and on the impact of the ~oke was investigaued using a new blend. The ~amina blend of JPS, v-23, was chosen since i~ s~owed high ~asue level and high impac~ compared ~o the previously used blend, V-Og, which had suEprising!y low ~asts level and impact. Three samples were prepa:ed using ~he ~echni~e desc:ibed in a previous Progress Repo~-u (January '$3 - July '93). The UEeaued solubles were added- back s~ 45% (cigarette #418), 5~.59 (cigaren:8 #397) and 509 (cigarette #257) of ~he ta=al ~obacco wei~h:. A fou::h cigaEe~Ue was made wi~h ~hs uriC:eared lamina blend (#907). The ::bacco and smoke chemist:y are presenusd in Table #I. B.A.T. CONFIDENTIAL - CATEGORY I: ~[INNESOTA TOBACCO LITIGATION t.,- r,,o --.,4 BATCo document for PFSFC 1 March 1999
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- 3 - TABLE I: ,,P~YSZC,~ AND SMOKZNG RESULTS Leaf NLc. (%) Red. Sugars it) CLgu. P.O. (t) Puff Number TPM (rag/c~gu) (mg/puff) TAR (mg/cigu) (mg/puff) WATZR (mg/clg~) (n~/puff) NIC. (mq/ciq~) {mg/puff) co (mg/cicj~.) (mg/puff) CO/T T:NIC. ~907 ~.82 '.'.6 "31 -:.8 ~3.25 1.37 IT.93 I #415 1.95 17.2 128 9.1 18.47 2.03 14.73 #397 1.95 17.3 131 9.4 18.69 1.99 14.76 1.83 1.62 2.58 0.28 "-.83 1.15 C.19 0.13 I~.83 .'.19 1.05 ~.8 1.57 2.75 0.29 1.18 0.13 16.32 16.98 1.79 1.81 I.ii 1.15 12.8 12.5 #257 2.51 22.3 iii 9.9 20.48 2.07 15.41 1.56 3.47 0.35 1.61 0.16 18.09 1.83 1.17 9.6 The hes~ nicotine recoveEywas ob=ai~sd * .=: cigars~ue #2S7 wL~h ~he highes= addition of solubles (60%). All clgareU=ss were smoked for phenols, aldehydes, benzo[a]pyrene, HCN and Ares s~acific activity,. The resul~s are presented £n Table 2. B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION r~c co- BATCo document for PFSFC 1 March 1999
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- 4 - TABLE 2: SMOKE ANALYSTS Smoke Componen=s Puff ~.~'~er TAR (mg/cL~=) PHEXCLS (#g/=i~=) Ratio (gg phenols/mg tar) ALDEHYDES (~g/ci~u) Ratio (~g a!dehydes/mg tar) B(a)? (ng/cigul Ratio (ng B(a)P/mg ~ar) HCN (gg/cig~) Ratio (pg HCt;/mg tar) Spec. Activit7 I #907 9.8 17.9 301 16.8 1415 80 15 0.84 303 16.9 1.3 #418 9.1 14.7 137 9.3 1514 103 13 0.86 101 6.6 9.4 14.8 i 144 L 9.7 !521 14 0.95 7.0 I #257 9.9 lq.4 174 11.3 IS70 102 15 0.97 149 9.7 0.62 ~ 0.67 0.84 i The deliveries of =he three trea=ed cigarettes (#418, #397, #257) arm lower nhan the untreated =he, #907, ex=ep= for ~he aldehyde deliveries. Subjectively cigare==e #257 was superior ~o cigare=~es #413 ~n.d #397. Moz~ specifically =igareu=e #257 had an average impact, some i==ita=ion, an averse quality taste wi:h an average ~as~e level, an off-~asue cn ~he fi~s~ puff and accep=a~!e mechanics. Clgare~=me #418 and #397 had highs= i==i:a~ion, a l~r impao~ and a lower caste quali~y than cigarette #257. The effect of ~he ex=mac=ion procedure on ~he =obacco ~as=e an~ on =he ~pa= of ~he smoke is also being investigated using various ~o~a::o treatments. The following to, acre samples are presently being prepared: a) V-23 ~oba=cm e~Eac~ad wi~h wat~= only ~ha~ will be sprayed-hack wi~h a c=noen~ra=m~ solu=ion of uncreated solubles; b) v-23 tobacco ex~:ao~s= wi:h wa~er, followed by an enz.vn..e/deuergen= extras:ion of the ~obac=: resilue ~hau will be sprayed-back wi:h a concen=ra~ed solution of uncreated solublss; c) V-23 ~obacco extracted wluh wa~er, followed by an enzyme/deter;ant extraction of ~he ~obaoco residue that will he spraye~-haok with a concsn=r~usd solution of soluhles :rma~sd with bennonite only; d) V-23 ~o~acco ex=rac=sd with water, followed hy an enzyme/detergent extraction of ~he ~ohaoco =esi~ue ~han wall be sprayed-back wi~h a concentrated solution of solubles ~rsa=ed wi~h bentonite only; e) V-23 ~obac:o extracted winh water, followed by an enzyme/de=ergen~ extraction of nhe ~:bacco residue tha~ will be sprayed-back with a concentrated solution of solubles ~rea~ed winh pvpp only. This ~xperimen~ will ex~=ine the effects of each s~ep of ~he process separa=e!?. Cigarettes made from these ~obacco samples wall be physically, chemically and subjectively assessed. Fiavour Re~ease (T-5175) Tobacco flavou=s and volatile$ were exu=ac~ed fr=m V-23 bi~nd =y s~sam dls~illa=Ion and ine== gas dls~illa~i=n. Zn ~he s=eam dis=ills=ion ~echnique 100 g of cur or ground =c~a::o are dispersed in one li=ar of wooer and heated =o =he boiling ;:in=. The dis~illa:e is co!letted in an organic s¢Iven= and :he flav=u=s recovered after evaporauion of ~he solvent. Wi=h ~he !nero gas disni!laui:n us:~ni~4e i00 g of grounl :o~ac=o are placed in a one-lluer flask. The :==~c:= is heated to about I~=C. An iner= gas flow, 100 ¢o,'=in. of No, is pas~e~ uhc=u~ :he B.A.T. CONFIDENTIAL - CATEGORY I: ~IrN'NESOTA TOBACCO LITIGATION r~J P,o q.r4 ,,o BATCo document for PFSFC 1 March 1999
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- 5 - ~obacco bed during hea~ing and the vola~iles are collec=ed in a c=ld ~ap a~ -80"C. The vola~lles are then recuperated by a liquid/!iquid extraction. In general the yield of the flavours obnained varied between 0.57 and 0.15% of ~he ~obacco weight. The flavours were dispersed £n ethanol and £njectsd, au 0.I and 0.2% of the tobacco weight, in Day 9=ototypes (#418, #397 and #257) and subje~ivl!y smoked. The flavours obtained by steam d£suillation were subJeculvel7 supl=Lor UO ~hose obtained by the ine~ gas dis:illauion. The steam dis~illed fiavours also improved the subjective properties oE the smoke ¢ompar~ to ~he same prototype without flavours. The most no~iceahle Improvement was observed in prototype 257. The flavours were also adsaTbed on sepiolite, an inorganic su~por~, at a weight e cuivalenu to 0.i and 0.2% of the tobacco rod weight. The ~reaued sepio~ite was inse~ed into ~he filter of the prototype cigarette and subjectively smoked. Once again the flavours obtained by sulam dLsuillatlon wore subjectively superior for the three prototypes smoked. Finally =he injected pEc=o~ypes were considered superior =o chl prototypes made wi=h the f!avoured sspiolite. B.A.T. CONFIDENTIAL - CATEGORY I: MrNNESOTA TOBACCO LITIGATION CZ~ L,~ r~ C) BATCo document for PFSFC 1 March 1999
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- fi - RE:DRD TYPE: SU3 TYPE: SE=~RZTY CODE: r=XDING 8ODY: ORGANIZATION: GROUP NUMBER: LOCAL PROJECT NUMbER(S): PROJECT TITLE: PERSON RESPO~SZBLE: EFTORT: P~0JECT DESCRIPT=GN: SCOPE : DE.~TH : F.=.~CT I 0N : Oe.'~CTIVE : C'_'~'STER : DA~E REVIEW S~ITTZ:I: REVIEW TITLE: RZVZEW TEXT: ITL CANADA 416 T-7711-2 Enziaue/Micr:bial Treatmenu =f Tobacco BZL~MORIA, M.H. 0.S-1994 This study f~ouses on ~he hydrolysis and removal of uabacco polymeric maumrials such as proteins, pec:ins, etc. and uheiE degradaUlon produc~s using enzymes and/or microorganisms. GROUP RELEV;~NT FUNDAMENTAL GENERAL ALTERNATIVE PRODUCT RES/DEV July 1994 Enzyme/Micr=Dial Treatmenu cf Toba=co 1. Enzvman&c PrO~e~ Remove! from Tobacco in ~resence of Oruanic Solvents: In ~he lasu semi-annual r c r we • o u showed ~hau As=er~illus o.--:zae proueaee (Sigma, Type XX:II) could sc!uhi!ize flue-~ure~ tobacco prouein in the presence of aceuone, e~han~l and methanol. These experiments were c=nducusd au ambienu temperature using a r~tary shaker and the incubations were carried ou~ for 18 hours. We have now repea~ =his euudy using a ~emperauure of 40eC. The an=lane treatmen: au this tempe=auure was carried out for jusu 4 hours, and ~he results ob=ained presented in Table !. From this ~ab!e i~ will be seen ~hau presence of 10% acetone or e~hanol had liu~le effecu on uhe activity of uhis pro~ease and uhau protein ec!ubilizaticn was =ompar~le to uha~ in a to~ally aquenue environmen=. Use cf 20% aceUone or ethanol reduced protein sclubi!izaUicn only sligh~!y. It should be polnued out ~ha~ signifi=ant amounts of prouein ware sclubilized at 40"O in the absence of the p:oteaee as compared to that $olubilized in the earlier suudy carried out an am~ien~ ~empera~ure. PROTEIN REMOVAL FROM FLUE-CURED TO~Cq~ By ~UNGAL PROT~AS~ IN T~Z P~ESENCE OF ORGANIC SOLVENTS SOLVENT WATER ALKALZ - O.OlM IC% 2C% 10% 20% - 85A as suandar¢. PROTE.'N CONTENT - MG/G~' DWB~ TR~ATME:;T CONTROL - NO PROTEASE 100.50 90.75 (i0) 84.40 (16) 87.63 (12) 88.38 (12) 77.75 (23) PROTEASE 26.53 (74) 33.13 (67) 43.75 (56) 35.88 (64) 48.25 {52) T.~s samples were =rea~ed with pro~ease (5 mG/gma ~ohacc=).cr ~ 4 hours in an environmen~a! shaker at 40"C. T.h~ numbers in brackets a • per can= redu=--lDns as compared --= the wa e r u .- C3.'. "i.-0 ~.. B.A.T. CONFIDENTIAL - CATEGORY h ~IINNESOTA TOBACCO LITIGATION rx.~ t.F~ r, x2 BATCo document for PFSFC 1 March 1999
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- 7 - 2. Enz-n~.a~i= P~c~e£n Removal from Differs== Tc~a=co Tv~es: While uhe prouei~ pEesen= in flue-cured tobacco is readily solubLlized by A. c~v~ae pro:ease au 5 mg/~ Uobac:o, uhe p:o~e£n in dark, air-cured, fe~enuec =obacco Eesisued solubilizaui=n at uhis enzv=..e concenurauion. Consequenuly, we decided ~o increase the pr==aase con~enurauion ~wo- and four-f=Id uo deuermine if protean An ~his dark, fermen:sd Uobacc= could now be Eende=ed soluble. From uhe resulUs presenued in Table 2, i~ will be seen ~hau while up ~o 70% of uhe pr=uein in flue-cured uoba¢¢o and 40% of ~he prcuein £n o=ienual uobacc= was removed, only a negllgible amount was solubilized from Uhe dark, fs:menu~d ~ubacco even au ~heee high enzyme concenura=icns. TAaLE 2 PROTE-TN SOLUBI~T2AT~O~ ~ D~FF~E.'q~ ~OBACCO ~'YP~R TOBACCO TYPE AND TRZATHENT TIME HOURS ."~.LTE-CURED 2 4 6 2 4 6 DARX. AZR-CURED FE-~ENTED 2 4 6 T IgG as suandArd. ~ROTE=:Z CONTZNT - MG/GM DWB~ *E:Z~YME TREATF~T AT WATER CONTRCL i0 MG/GH 20 MG/GM 75.4 76.~ 73.3 104.6 102.0 109.4 147.3 143.5 146.3 25.4 (66) 24.8 (68) 23.1 (6a) 76.5 (27) 60.5 (41) 67.6 (3~) Z3~.6 (7) 134.0 (7] 135.0 IS] 23.S (69) 23.0 (70) 23.6 (68) 7~.0 (28) 6~.0 (35) 65.1 [40) 131.8 (11) 132.1 (8) 127.0 (13) • ore=ease, urea=menu a= 1~ mg and 20 mq/~-.~. Uo=acco for up to 6 hours £n an enviro~.~enua! shaker au 40°C. The ~u~bers in bEackeus are per ¢e~ reductions as compared to wa~er C L+~. P~3 P~3 B.A.T. CONFIDENTIAL - CATEGORY" I: ~|INNESOTA TOBACCO LITIGATION BATCo document for PFSFC 1 March 1999
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- 8 - Nex=, ~e ex=a=ded =heso s=udLes =o include burley, dark, ai=-cursd and dark, flre-cured c=bac==s. The cgsul~s obtained ac 5 ~ enzyme/~-m tobacco are presented in TaDle 2. F=om ~his table £t will be seen Uhau =hls concentration of enzT=.e releases Lit=Is or no protein from the hurley and the da=k ua~ac=os. On :he other hand, flue-cured tocac=o showed protein removal of ac=uu 50% u~der the condi=ions of the experiment. TABLE 3 ENZYMATIC SOLU3IL[ZAT~ON OP PROTEI~ ZN D%FF~R~~rT TOBACCO TY~ , , , ,, TOBAC'.O TYPE AND PROTEIN CONTENTT - HG GE~ DWB TREATMENT T~ME - HOURS CONTROL "NZy,~LE-TRZATED FL~-~-CUR5~ 2 4 6 2 4 6 DARK. .---_UE-C~D 2 4 6 2 4 6 85.0 99.5 89.8 158.0 165.3 167.0 231.3 227.3 234.0 210.5 204.0 192.8 46.8 (45) 45.8 (54) 44.0 (51) 162.S 154.8 (6) 151.8 (3) 229.0 221.5 (3) 229.3 (2) 190.8 (9) 201,0 (1) IS4,3 (4) t IgG as s~andard. The =obaccos were ~=sa=ed with A. orvzae p=o~ease (Sig=a Type XX~:I) ~m'a to~ac¢~) f:~ up Uo ~ hou:s in an environmental shaker at SOeC. The numbers in b~acko~e are percen= reduc=ions. (5 mg B.A.T. CONFIDENTIAL - CATEGORY I: ~|INNESOTA TOBACCO L[TIGATION CD P,O [",o BATCo document for PFSFC 1 March 1999
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- 9 ° When the ~unga! ~r=~ease :cncsn~rauion was increased to i0 ~g and 20 mg/gm ~obacco, up uo 7C% of ~hs ~r==sin in =he flue-cured tobacco was solubilized. Zn contrast, only insignlficanu amounts of protein were solubillzed from the dark, air-cured and dark, flre-cured tobaccos. A liB:Is more success was c==ai~ed with hurley ~obacco, with about 20% of ~he pro:sin being ~emoved a= 20 mg pr=uease/gm tobacco. These results are presented in Table 4. TA~L~ 4 ENZYMATIC SOLUBILZZkT~ON OF PROTEIN ~ DIFFERENT TOBACCO TYPE~ 9ROTEZ~ CONTENT - MG/GM DWBt TOBACCO TYPE & TREATMENT TIME (HOURS) ~UE-C~R~D 2 4 6 DARK. AIR-CUB~p 2 4 6 DARK, FTRE-CURED 2 4 6 2 4 6 CC:;TROL IgG as suandard. T~.O 7£.25 74.00 147.5 13~.5 1;~.0 194.5 i$~.75 166.25 165.0 15~.S *ENZYME TREAT,~LENT AT I0 MG G~~ 20 MG G~* 25.S (66) 25.75 (66) 24.0 (68) 131.5 (7) 134.25 (5) 133.5 (S) 196.0 193.0 185.0 159.75 (4) 145.5 (12) 25.0 (67) 23.25 (70) 20.5 (72) 126.75 (i0) 130.0 (8) 127.5 (10) 184.0 (3) 185.5 (5) 184.0 (3} 139.0 (16) 134.5 (18) 141.25 (11) 129.25 (19) -Prouease (Sigma Type XX;;Z) t:satmsn= a¢ I0 mg & 20 mg/gm ~obacco for up ~o 6 hours in an environmental shaker at 40"C. The numbers in brackets are per cen~ rsduc¢ions. ~. Hvdrooen Peroxide Treatment of T~bacc¢ U~der Solid-State Condi~icn~: In earlism s~udies we showed cha~ reduc:ione in Brotein up to 20% were obtained when cut, flus-cu=ed tobacco (CLX-87) was ~reaued winh 3-6 ~unole H:O: per gm tobacco a~ 50% ¢oisuure for !S hours au room ~emperature. La~er, metal ions such as c=p~s~ and ir=n were added a¢ a concen¢=ation of IO ~mole metal par gm tobacco. However, a~ these concentrations of ms~al ions rapid heating and char:in~ of the f!ue-ou=ed tobacco occurred, with copper ~ringing abcu~ a fasts: reaction than iron. j~ P~ J~ P~ B.A.T. CONFIDENTIAL - CATEGOP~Y I: MINNESOTA TOBACCO LITIGATION BATCo document for PFSFC 1 March 1999
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- !0 - Recen~l~, we carried out these reactions a~ lows= concentrations of iron and c=~per and were successful in =smovLn~ up no 40~ of ~he prone£n from flue-cured tobacco (see Table 5). We ace ~:w ~epea~ing chase experiments an ~C~ and 70% ~ois~ure levels. These studies may also prove valuable in ~mpccving the appearance and keeping ~:ali:ies of poe= quality nobacco. TABLE EFFECT OF OIIDR.TIVE TREA~'~ENT ON ~ROTEIN CONTENT OF VTRGINIA TOBACCO UNDER SOLID-STATE CONDITIONS WEZGHT OF TREA .-.~.E~NT WATER - CONTROL H:O: Cu: - Cu: - H.~%. Fe-'* (i ~mole) Fe"~ - H~O: ¥e:+ (.= creoles) Fe-~' - H:O: TOBACCO RES IDUE 36.0 34.0 36.5 37.5 39.5 37.0 41.0 34.5 P.~OTEIN CONTENT xsl~x TOBAC~3 RESIDUE TOTAL - MG 93.3 63.3 (32) 86.2 (8) 55.2 (40) 81.3 (13) 59.3 (36} 81.2 (13) 67.3 (28) 3,359 2,16S (35) 3,146 (6) 2,108 (37} 3,200 (5) 2,213 {34) 3,329 2,312 (31) Cu~, flue-cured nobacco was treated w£th H~ or H~ (I0 mmole/gm ~ob.) or Cu:* (I ~mole/gm sob.) or Fe:" (i or 5 ~mole/~-m no~) or Cu:" - H:O: or Fe:° - H~ au 50~ moisture con~ent for 24 hours at RT° The tobacco was ~hon cashed wlnh 2 changes of ho~ water, d=igd and p=onein denarmined. 4. Effec= of Medium ComDosi~icn on Pr==eo!v=i= Enzo~e Seqre~an by Yea~q A large number of yeas~s have been isolated ~urlng a survey of nhe mic.-o~ial flora of nhe growing ~obac¢o plan: as well as from fermenn£ng flue-cured nobacco. Many of ~hese yeas=s we=e also screened for pro~ecl.v~ic acuivity on accoun= of our inte=esn in removing protein from nobac:: by mic=oDiological procedures. Hewers=0 our inte~es~ resides mainly in ~hose yeaens ~haU are a~le ~o secrete excess pronease(s) in liqui~ media, si~=~ it is ~hese ¢ul~uras ~ha: would be useful for ~he solubilization of pronein f=cm nobaccc. In a Eesnri=ted screening for enzyme sac=scion, we have Ldennified two Ha~se~u~a a~mala snrains and an unidenuifie~ yeast aurain, as possessing ~he ahiliny no secrete an acid protease in a simple, chemically-defined medium. We also have in cur possession a cu~uure of c~se~:!v~ica~ kindly provided b7 Dr. M.A. i~¢han=e of the ~nive=sity of Wesne=~ On=erie, London, a~d which has been =epor=ed no he highly proteci~uic. However, ~his 7easn does not sac=sUe prouease in ~he above medium. We have now rscogni:ed nhau nhis yeast has ~o he provided a comple× medium c=nuaining ~=yp~one, which i~ a panc=ea=Lc digesu of easel=, ~ef=Ee i: will sac=sue an alkali~s ~::teasa in a liquid medium. B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION CD ["O .{~ BATCo document for PFSFC 1 March 1999
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- 11 - Also, monosac:harides, such as ~i;=ose a~d f=uc::se, when included in ~he g=o~=h medlu~, shu= down enzyme sac=eti:~ by ~his yeast. Reporued herein a:e ou~ s~uCLes on the physiological faccocs affec:i~g p:o:ease secretion ~y these ye~5:s. P~cteclytic activity in Hanse~u!a ~ and cube= ye~s=s was evaluaued using bovine serum albumin (BSA) and casein as ~ducer3 of p=oteasee. Since these p=oteLns were incocpc=~ted ~n a simple mod-ium ccnuaining glucose and ~east Niu=ogen Base (~o la~..i~a acids and (:~H,):S~,) (YNB), six of cur yeas:s degraded both protslns, hun only H. anc~a~a and isoLaue 20a- 4 exc=eued up to 0.7 unit prouease/ml, cul~ure su~e=na:an~ within 2 days of gr=wuh. Also, casein appeared uo be superior uo BSA as inducer of p=o=ease by obese yeasus. C. caseLnolvu~ca deg=aded casei~ bu~ no~ BSA, and failed :~ excreue protease in :his simple medium. Since the hl;hly protaolyti= yeas:, C. caseino~vclca failed to produce pc=tease in uhe simple medium used earils=, we decided ~o tssu enzyme pc=duo:ion in a complex medium c===aini~; ¢.-yptc~e. Glucose was also e!imi~aued f=:m ~he medium sLncs iu coui~ suppress enzi~e see=erich. EazLie= studies had shown that whs~ ~his yeas: is gEow~ on a complex medium such as casein age= (t:ypuc=e i=cluded), L: produces wide zones of casei~ hydrolysis. T~us, Gn a t=ypucne-conuaini~g medium :his yeas: now p=odu¢ed signlfican~ amoun=s of an alkaline pro:ease (0.3~ unit mL"). The o:he~ yeasua when ~esued on this ~sdiu~, while showing p=ouein decomposition, did no~ produce exccel!uls: pretense. i: appears uhau R. one,ale does n=u pz¢duce exoceilula= p=cuease in a medium conualning uryptone, while C. c~s~o~,~c~c~ needs :he lau~er for enzyme seems:ion. To confirm these conclusions we decided ~o ~esu for exoce!lulaz enzyme p~oducuion in ~ diffs=ent media described in Table 6. F=om :his ~a~is i~ will be seen ~hat C. caseino~v:~c~ produces de~ecuabls ~oun=s of p==usase in medium 1 which c=nuains t=ypuonm and as additional carbon sour=s, soluble snatch and g~ycerc!, Lnsused of glucose. This ysas~ fails t= produce exocelluLa: pro:ease in medium Z, which is dlffs=enu f=cm medium 1 only in ~hat glucose is used insuead of soluble suazch and glycerol. It also failed ~o see=sue pc=:ease in nhe o~her owe media which a=s devoid of ~rypuone and c==uain glucose. H. anomala and isola=e 20a-¢ produce significanu amoun=s of pro~aase in medium 3, bum none in media cos. i and 2, which connain ==yp=one. Addi=icn of 0.2% yeast ext=ac= ~o medium 3 (medium 4) no= only slows p==uease production by =hess :we yeasts, bun also reduces the ~=unts cf enzi.~es uluima~ely p=cduced. B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION r',o O', BATCo document for PFSFC 1 March 1999
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- !2 - Q H TABLE 6 MEDIUM COMPOSZT~O~ AN~ SECRETION OF PROTEASE BY Y~.,AST SUPE.~ATANT PROTE~?Z - MG ML"l (SUPE.~IATAt~T PROTZASE - UNITS HI."~) YEAST H. Anomala 20a-4 C. Caseinolytica H. Anomala 20a-4 C. Caseinolytica H. Anomala 20a-4 C. Casetnolytica H. Anumala 20a-4 C. Caseinolyuica Z:ICUBATZON PER~OD 0 1 2 4 7 0.90 0.90 0.36 0.90 0.92 0.92 0.94 0.94 0.90 "..00 0.96 0.9a 0.94 (Nil) 0.94 (Nil) 0.ll {0.09) 0.07 (0.04) 0.07 (0.06) 0.94 (Nil) 0.78 (Nil) o.a2 (Nil) 0.09 (0.07) 0.17 (Nil) O.IS (Nil) 0.84 (Nil) 0.02 (?;il) 0.03 (?Ill) 0.09 (~.09) 0.11 (:I£1) 0.07 ( :|i!} 0.54 ('zil) 0.03 (Nil) 0.02 (Nil) 0.08 (0.09) 0.06 (Nil) 0.03 (Nil) O.S6 (Nil) Nil (0.37) Nil (0.44) 0.06 (Nil) Nil (Nil) Nil (0.07) 0.!S (Nil) Nil (0.53) Ni! (0.52) 0.03 (Nil) Nil (0.18) Nil (0.12} 0.12 (Nil) t~il (C.S2) Nil {C.46) 0.03 (?~il) Ni! (~.30) Nil (0.!9) 0.08 (Nil) Nil (0.51) Nil (0.51) 0.02 (Nil) Nil (0.34) NIL (0.28) 0.04 (Nil) Msdaum !: YN3 0.17%; Sol. Suarcn 1.0%; Glycerol 3.0%; Tryp=one 0*~%; Casein 0.2%. " 2: Medium i; Glucose 2.0% instead of Sol. S~arch and Glycer¢i. " 3: YNB 0.17%; Glucose 2.0%; (NH,):SO. 0.025%; Casein 0.2%. " 4: Medium 3 plus yeas= ex=rac= 0.2%. An au=emp~ was made ~o increase p=o~ease secretion by yeas=s by modifying ~he culture media being used. T=yp=one and casein ¢oncnn~rauions were increased ~o 0.75% and 2.0% respectively, and sucrose was used insuead of glucose, C. caseino~vnica produced large amounUs of proueasa in ~he media which conuain 0.75% :=yp=one and casein. Sucrose, unlike glucmse, did no= suppress enzyme secretion by =his yeas=. ProUease producuion by ~his yeas= was negligible in ~he simple medium and only a re!auively small amounu of enzyme was de=eccad on day 7. In ~he nex~ experimen= ~/p=one concentration was increased ~c 2.0% (medium no. 2) and sucoose and glucose were compared for their effecu on enzyme secretion by C. caseinolvtica. From the results of ~his experimenu, presenusd in Table 7, it will be seen ~haU C. caseino!v~ica elaborates large amounus of pro~ease in ~he two complex media containing glycerol soluble e~arch or sucrose as addiuional carbon sources. Zncreasing ~he nrypnone concenura~ion from 0.75% no 2.0% nearly doubles ~he secretion of procease (day 4 - medium 2 versus medium i). When glucose is used as addi¢ionai carbon source, pcotease pr=duculon by C. case£nolvtica is shu¢ down completely and prouein in ~he medium remains unused even after I0 days (medium 3). Sucrose, on ~he ocher hand, permi:s procsasa secreuion ccmparable ~o glycerol-scorch (medium 4). Zn a furuher anuempu ~o increase prouease secretion by C. caseino~vti:~, ~.D% ~Eyp~one and 3.0% sucrose were included in nhe producuion medium, whe~ 19 unius cf pro~ease were secrsued on day 2 Isee Table 8, medium 3). This is ~he highesu activity we have recorded since we were firs~ able ~= de~ec~ exoce!lular pronease secreuicn by ~hls ~ species, and :epresenus abou: a SS-fold increase in enzyme produculon. B.A.T. CONFIDENTIAL - CATEGORY I: ~IINNESOTA TOBACCO LITIGATION ¢m (r; r~ BATCo document for PFSFC 1 March 1999
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- 13 - cAa~z Zrr-_c¢ oF H~nztm co~POSTT~O, oN PROZZZz~ ozcom=os:.'zo, sY YZ~STq MEDIUM NO. I 3 4 YE~T C. C~:-':oiy6~ H. An:.-..zli (0-0) H. An:.-...~z (44-0) S. Ros='.;s (~'xp llb-10~ Cos:.':[ C. CAs: L-.oiycim~ H. Anc..-.=L~ (0-0) H. ,~.:.-',b (4.=-0) S. Ros¢~= (~xp lib-lO} Cot.u-: i CULTURE $UPERNATANTS ,':~--STED FOR PROTEIN CONTENT- MG ML" (PROTEASE ACTrVITY - UNUrS- ML') INCUBATION PERIOD - DAYS 0 2 4 $ l0 1~ 9.1: 11.63 I 1.38 11.38 II.00 8.80 13.00 IZ.40 12.80 12.20 0.12 (3.6l) 6.88 I 1.38 11.38 | 1.00 0.12 ($.78) I0.7~ II.13 II.~_5 I 1.35 C. C.ls e..-.~i~ca H. A~.o-~L~ ((NO) H. Ano.m:zt~ (at-0) S. Rosc:.:s (l:xp 1 lb-lO) Con:.-.i C. C~s,---oiyzic= H. Anc-..~b. (0-0) H. An.c-.~L~ (4.4-.0) S. Rose,s ('Pxp llb-10) Con::'d ~odLum i: 11.25 10.25 11.~-5 10.63 11."-5 11.00 10.88 0.$8 (0.01) iI.~3 iI.25 7.13 0. I1 {4.00) 10.88 9.63 10.g8 10.88 10.75 0.gg (Ni/) 10.88 I I.P.~ 0.08 (6J5) 0.70 11.38 1.30 11.00 0.10 (I'~.14) 7.63 9.:5 II.75 i 1.88 I0.00 7.00 I0.$0 1.30 (Nil] II.00 o.~o (6.68) $,63 10.63 0.51 (Nil) 11.75 0.0": (5.87) 0.': (Nil) 1.0.c (Nil) 0.:~ (NiJ) I 1.38 O.OT 14.09) 3.?o (Nil) Z..~0 (Nil) 1 I.SS 12.00 ii.00 :.35 (0.01) 8.T.c (Nil) 0.-~-~ (Nil) 0.0S (0.$8) 3.~-Z (Nil) 7.13 ,.'0.~) 0J0 (Nil) 11.25 0.~ 1.60 0.T$ II.8S 0.09 (.~.32) 3.$0 1.90 IZ.O0 iZ..~O I0..~0 ~.7~ 0..~ ~I.~8 0.09 ','0.39) ~.00 6.~ 0.10 I'(30 4: 0.17 (0.30) 12.00 0.Zl (0.3Z} 12.Y.~ O.O9 (0.09) II.S8 YNB 0.17%; SoZ. Starch 1.0%; G~yceroL 3.0%; Try~Cone 0.75k; CaseLn 2.0%. Medium I, excep~ Tryptone 2.0% " I, Glucose 3.0% instead of Sol. Starch & Glycerol " 1, Suc=ose 3.0% ....... B.A.T. CONFIDENTIAL - CATEGORY" I: t'V[INNESOTA TOBACCO LITIGATION ~D t.;". LF. r,o r.,,. Cu BATCo document for PFSFC 1 March 1999
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- 14- MEDIUM NO. T~LE 8 PROTEASE PRODUCTION BY CANDIDA CASEZNOL~!'.$CA C~ITURE SUPERNATANTS TESTED FOR ~ROTEIN COW,TENT - MG H.L" (PROTEASE ACTIVITY - UNITS ML"I- C S HR. I0.~ 9.~0 C0.CZ) (0.06) i0.6~ 4.7~ (0.~) (0.12) 10.~ 4.2~ (0.i:) (0.17) INCUBAT'.ON PERIC." - DAYS 2 4 I 5 j 6 7 i 8 0.46 (0.599 0.29 (0.66) 0.18 (1.0~) 0.12 (3.84~ 0.14 (i0.3~ 0.2C (!9.12) 0.i0 (7.77) 0.i! (7.71) 0.17 (4.86; 0.10 (7.10) 0.I0 (6.23) 0.18 (1.43) 0.09 (8.~2) 0.09 (4.86) 0.1a (0.49) 0.09 (9.45) 0.08 (S.63) 0.18 (O.S2) 0.i0 (5.42) Medi'~ I: YN3 0.!7%; Sol. 3ua=ch 1.0%, Glycerol 3.0%; T~/p~one 0.7~%; Casein 2.0%. 2: Medium I, excapu Tryp==ne 2.0% 3: " 2, S~crose 3% insuead of S:l. S~arch and Glycerol. *HPA as subsuraue, i uni= = ~ 10.D. MI~'M~ ~eac~ion mixture a~ 37eC and cH 9.0. Since in¢rsasing ¢.-yp~cne and casein concentrations in ~he complex medium used for C. caseino!v~c~ gave la=;e increases in prouease production by ~his yeasu, i: was decided ~o a~uemp~ to increase prousase production by H. ancmala culuures by increasing ¢asein ¢c~:sn~raUion in uhe simple medi'=m used f:= enzyme production by ~ese yeasts. S~crose and glucose were also ccm;ared for :heir effec: on prouease produc=ion. The resul~s of =his e~p.e:imenu wars a ¢ompleus surprise. The ~wo sur~ins of H. failed ~o secrete pro~easa in naese =edia, even nhough ~hey are known ~o do so in similar media. The only difference here was ~hau ~he concanurauion of casein was increased ~o 2.~ and 5.0%. The results show ~hau such high concen~rauions cf casein suppress pro~ease secretion by .=.. anc~..~ia. C. caseino~Vuica, too, did sou decompose casein in ~hese simple medla, includ&ng medium 2 concaining sucrose as addi¢i=nal carbon source. Tha= =he high casein ccncenuraUicn suppressed prouease secretion hy8. was ~ickly confirmed in :he sex= experiment in which casein was inccrpora=ed au 0.2% and 2.0% concentrations. In ~his experimen~ Har~ersUein grade casein was compared wish sodium caseinaue, hcuh supplied by I~. Both cul~ures of H. ancma!a ~es~ed, secreted significan~ amcun=s of prDuease in the uwo media conuaining 0.2% casein and, a~ mos~, ~Eaces of pr=¢ease in the nwo media conuaining 2.0% casein. The type of case/= used did no~ appear Uo significanu!y influence pro~ease secretion by ~hese yeasus. A culzure of Sz:~obo~omvz~s roseus examined in uhis experimenu turnel out to be a poor producer cf pro~ease. In conclusion, i~ should be poinuel DUO ~ha= we are n~w beginning ~o idenzlfy uhe c~ndiuions under which ~hese yeasts will secreue opuimal amounts of prczeasas in ¢he ¢ul~ure medium. Only when we fully learn ~c conzrcl and c~=imi=e pr:=~ase production by ¢hsse yeasus, will be suc:ea~ in cur uluimaue goal of propels removal from =obacco by yeasu ~rea~men~. B.A.T. CONFIDENTIAL - CATEGORY I: ~IINNESOTA TOBACCO LITIGATION ~D LD. DO ,UD BATCo document for PFSFC 1 March 1999
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- i" - 3. P~oteLn Con:en: of Ci~e~:e S~oke C~densaue Earlier protein de~e.~u, ina:i:ns in cL;areuUe smoke ¢ondensa=es showed unreal£suic amoun=s of pEous£n suqges~ing inuerference by phenolic substances in the pEouein ~s~e.-m. inauion procedure. S=¢h an Interference Ls to be expected in an exu:e¢e~y l:w prouein material such as ciga:euue smoke ¢ondensaue. In the ~:ess~u scud7, phenolic mauerial was ex~:acued prior ~o prouein deue~minauion ~y uhe Bradford procedure. The prouein con~en~ of condensaues fr:= 2 cigareuues, afuer repeated euhanolic exuEacuions, is pEssenued in Table %. Yrom uhe ~a~e i~ will be seen ~hau after 2 e~hanolio sxu:acuL:ns no fur:her removal of phenolic manet!el occurs. Of course, i: is possible uhau large pepuide fragmenus, soluble An e~hano!, are losn in ~h~ repea~ed exuracnian. Acuua! protein Iso!a~ion from condensaue could ~esc!ve uhis p:cb!am. TABLE 9 PROTE!NCONTE~ OF CIGARETTE SMOKE CO~DENSAT~S SMOKE CONDENSATE FROM PLAYER'S CK 28 GAULOISES PRO~E:N CONTENT - ~ AFTER 0.7.5 0.2.2 0.24 0..~3 0..~.= 0.35 i 2 3 ETY~OL EXTRACTIONS 0.13 0.13 0.13 0.16 0.20 0.18 0.13 0.12 0.13 0.22 0.18 0.18 Phenolic material was extracted frc~ ~he oondensates with s~hanoZ. The pro~mins were pelleued by =entrifugauion and redissolved in 0.i M NaOH. Protein ¢:nnenu was de~e~..i~ed using the Bradford :eagenu. B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION CD PC, ¢,.,-. C3 BATCo document for PFSFC 1 March 1999
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o. RECORO TYPE: SU@ TYPE: SECURITY CODE: FUNDI~;G BODY: ORGA~;~ZATION: GROUP NUHSER: LOCAL PROJECT NUH@ER(S): PROJECT TITLE: PERSQ~ RESPONSTSLE: EFFORT: PROJECT DESCRIPTIOfT: SCOPE: DEPTH: FUNCTION: OBJECTIVE: CLUSTER: DATE..REVIEW WRITTE:;: REVIEW TIT',E: IT1 CA::A~A 41~ T-CI11 Non Rouulne A-~aly~ical ServLce ~o Suppo~ R ~ ~ Projecus and for General T=cub~eshoo~ing POUIIN, P.; DUMONT, J. !9~ Work under uhis projec~ is designed ~o provide Anai~ulcal Su~o=~ for ceques~s made by Pur=hasimg, TJchnical Secvices, Manufacturing, Ma:keui~ and R & D. In addiuion any mon~u3clng ~o satisfy goveEnmen~ guidelines faii~ wiuhin uhe scope of ~his pc=je¢=. LOC~ SUPPORT SU~:Z~T:VE ME~E~D DZV Jui-! 1994 Non-Rouulne A~a!y~ical Projects ~o Sup~oE~ R&D and • General Troubleshooting. Pr::s~ s .=r REVIEW TEXT: 5in:s uhe lasu review (JanuaF~ 1994) ~he following se=vLces have been cender~d: I. Scearm. in~ Ana!vs~s o~ Ca~o Sc~:~a~: Cameo Special will nou be pEodu:~d any more. 2. Oual£~v ConC~=! of MenThol C~vs:~!s for Gu~Dh P~an~: SixTy-Two (62) random s~ples of menuhol ::ys~als from 2 ehlpmen~s have been analyzed since January 19~, amd fou~ ~o be within specifications. 3. Mo~L~o~in~ of Humec~an~ Levels !~ IT~ and OoDosi~on @~andq: Glyce~ol levels we=e checked f:r .~R-Mac~:nald and RBH pr=duc~.s. On a bone dry-weigh~ basis :he glyce=:! levels for 1994 were: C~ave~ "A" Hark Ten Expo~ A Expor~ A Lighu Expo~u. A UlUra Limb: Exporu A S?BL (11C g) Export A Lighu SP~I (113 g) Relvedece S~pe~o!i 200 (135 9) Selvedere SUP.20G :: (90 g) GLYCEROL ls~ 2nd QTR. QTR. 3.65 2.78 3.26 2.50 4.46 4.68 4.73 4.32 4.31 3.99 3.14 3.60 3.97 3.61 3.90 2.55 4.22 2.98 T= suppor~ d£ffe~enu pr:~ecus (T-3~1~, T-3:~4 and T-4920) ~we!vs (12) samples, of American ci-~areuuss _n.= ~ cuu ~=~::0 have been analv=ed. ~o deuermi~e gIyce:~l and ~r=py~en~ ~I~:=i !s~els. B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION C~ r~ r~o (.yl BATCo document for PFSFC 1 March 1999
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- 17 - To suppc:= =he Hiddls-Eas= prc~ec= (T-3224) ~irCy-cwo {22) cigarecue samples have ~een a=alyzed far glycer:i and propylene gi~:=l levels. To suppc:= pr=~ec= T-5084 fi~=y-elgh= {Sai sa~les og :-~3 ==bacoo from Corby were ues:ad f=r glycerol leve~s. Glycerol were measured Ln samples before and af=er expansion Uo evaluaue =he glycerol losses during expansion. The ave:age glycerol loss during expansion ;ere; D-6C: 8.!% : S.7% (n - 19)* * Average resul=s fc= 19 deuerminau!:~s f::m December !~i ~o May 1994. 4. Consume~ Ccm=!a~n~s ~ves~iaa~ans: Since January 1994, specific analyses ~ere =equired for five (5) consumer complain=3 (s~e ra=e as las~ year). co,scaR COMPLA~TS - :~NUARY TO ~ ~99~ RESULTS DESCR:~T~O~ SUBJEcT:YE Oily substance Oil spocs/3=own spots T=bacco like glue/ Znsec~e? T:bacco locking bad/ consumer sick Consumer slck Nag. ~:~ALYS IS Mine:el o£1. ?araffL~ oiZ from alumi~''~ foil/~cbacco produc=~. Moulds:':~o insects. Moulds and bao=eria. Old o= ¢verdriid ~obac=:. No,-Routine Ex=~qEau=~v Work f~r Producu Oevelocmen~ or for General T=oublssh:c=inc Ln Plants: In January, plasticizer levels have been deuermined £n f=~: (4} samples of fil~er rods ~o suppcr~ a production uisu. Analysis was hy ga~ chromatography using methanol as ~he ex=racuing solution, chio=ina~ed solvents (Yreon 113 cr mechylene chlo:ide) are no longer :sad for ~his procedure. In March, a black fo~ rubber (insulaulng rubber) from =he RBH Dieu plan~ in Brampucn was analyzed ~o deuermine !us composition and =o assess ~he impac= of accidence! blending w£~h ~c~acco. The manerial ~as found ~o be an elaen:mer meaning a vulcanized syn=henlc ru~ber. Z~ ::n=ains polyvinyl chloride as a flame reuardann, chlori~ausd paraffins, a!k~iphUhala~e, plasuicize:s, s=abi!i:ers, eUc. This =auerlal should non ~e used in a manner such ~ha: risk of contaminating smoklng ~obacco p::duc~s exisCs. ~n March, =he compose:ion of oily spcus found on cigareuuss made ~iCh MaUin~e Fine Co= (5C ; pouches) was dece=m.i=ed. The oil ~as iden=ified as Esso P=i~..cl 3S5 which is a mineral o;i havi~; no affec= c~ che ¢as=e of smoking ¢=~accc prcdu=us. The source ~as a leak on ~he $¢P~ermunds packing =~chine. A~:upriaUe ~c~ific~=icns have been =a~e :n ~his =achine. B.A.T. CONFIDENTIAL - CATEGORY I: ~'~INNESOTA TOBACCO LITIGATION CD p,,.) r,o BATCo document for PFSFC 1 March 1999
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- !a - Zn April, analyses were performed to determine ~he ~:opylene ~l¥=ol peneura~ion rate in frozen and unfrozen tobacco stems. ~urin~ winter, Montreal planu receive stem at a temperature below 0=C. The boxes are s~ored unuil the stmm reach room ~e=perature. The analysis revealed no signifiuanu differen=e in the propy!ene glycol paneurauic~ race for frozen stem oomparQd ~o uhawad stem. The storage ~ime used to uhaw uho etlms can be eliminaued. B.A.T. CONFIDENTIAL - CATEGORY I: M[NNESOTA TOBACCO LIIqGATION ¢D ~r- rxO L2~ £24 BATCo document for PFSFC 1 March 1999
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- !9 - ?~COP.D TYPE: $~B TYPE: SECURITY CODE: FUNDI:ZG BODY: GRGA~ZAT~ON: GROUP NUMSER: lOCAL PROJECT NUMEER(S]: PP~JECT T:TLE: PERSO:! RESPONSIBLE: EY?ORT: PROJECT DESCRIPTION: SCOPE: ~EPTH: YUNCT~ON: CSJECT~VE: CLUSTER: 2ATE REVSEW WRITTEN: P~VSEW TITLE: .)-'VZEW TEXT : "~" CA::ADA T-7282 Reduction cf Irritation PORTER, A.; McBRiDE, C. 0.35 - 1994 A range of tobacco, paper and fi!~er addlUlves will be screened ~o assess :heir effect on reducing smoke irritation. The additives will also be eva!uaued foe possih~ie negative changes in smoke quality, s~ability, cost and ease cf application. GROUP RELEVANT FUNDAM.E~TAL GENERAL ALTE.~NATIVE PROD~CT RES/~EV. $uly i~94 Reduczlon of Irritation As described in the lasu review, addition of ~:A~ON CR-20 resin (either 50 or I00 mg) ~o the fil~ers of du Maurisr K.S. was successful in reducing aldehyde levels by ~0-80% with concomitant dec=eases in perceived i=ri~a~ion. Eased on ~his, 2 other ion exchange resins, AT~erllue :.RA-93 and LA-2 were ~ss~ed. These were evaluated using 2~ and 50 mg resin added to ~he fil~e=. Another evaluation of CR-2Q was also perf=rmed a= 25 and ~3 mg. The A~er!i=e IRA-93, even after freeze-drying, had an exCreme!y scr:ng fishy cdour. Incorporation of the resin into a gap configured fi!~er masked any overt off-odour hu~ ad-hoc subjecuive eva!uauion showed enough transfer ~o ~he =ainsuream smoke ~o warran~ a hal~ in ~ssulng ~hie resin. The LA-2 ion exchange is in li~aid form. To inc==pora~e ~is ¢n=c fil=eEs ~o= evaluation, paper filter rods were soaked in methanol eolu=icns of LA-2 of ~he appropriate concen~Ea:ions to :esul~ in 3 levels of LA-2 pe: I0 mm fi!ue= segmen=: 5, IS and 25 mg. Soaking the fil~ers in ~his fashi=n caused a Eedu¢=ion in pressure drop (approximately 3%). However, ~he paper falters did nc~ a~sor~ the resin comple~e!y and over a few days the resin began uo desorb. T~is, uogeuher wi~h a re=her s:rcng odou=, hal:ed ~his line of inves:iga~icn. Ce~lu!~se aceuaue filter rods were deformed after soaking in LA-2 anl could noK be used. Tas~ing continued wi~h DIAION OR-20 added to fil~srs a~ 25 and 50 mg weights. • reeze-dried CR-20 was used and in addition 2 levels of char=tel, by weight, were added ~o minimize any possible ~as~e modificauions. The weights of charcoal added were 5 and 10% of ~he weight cf CR-20 resin (2.S and S.~ mg for 2~ mg CR-20 and 5.0 and i0.0 mg for 50 mg cf CR-20]. These oroDoruions were considered sufficiently small n=: ~o impart a charcoal off-~asua. Ad hoc sub~ecUlve evaluation indicated no~iceable reductions in irritation with no apparent ~asue quality effect. More samples in this series have been made and wi!L be eva!ua~ed by ~he Expert Panel. An=ther line of inves=iga~ion has been initia~ed in order ~3 assess =he contribution of vapour phase cc=ponenus ~o smoke irri~ation. The use of danuder tu~es to collect aldehyies and vapcur phase nicotine has been t~sued using c3nventiona! cigare~=es. ~nitial studies have shown ~ha~ the :=mbus~ion cf clgareu:as with denuder tubes in place has a small effezu cn mainsu:e~ T~M deliverles (5% decrease). B.A.T. CONFIDENTIAL - CATEGORY I: ~V[FF/NESOTA TOBACCO LITIGATION C ~c rk2 ~n BATCo document for PFSFC 1 March 1999
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- 20 - Opuimi:a=L:n a=. ~e meuhodoloqy, se!l¢=~ve ¢oa~'~-~s ~o ¢o;!ec= specific vapou: phase c::~oun~s an~ GC and HPLC analysis wLll be undeE~aken By a Co-op s~udenu £n Sepue~=er. B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION O (..F~ BATCo document for PFSFC 1 March 1999
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- 21 - REC~P~ TYPE: SUS TYPE: FUND;~G BODY: ORGA:~:ZATION: G~OUP ~UMBER: LOCAl ~ROJECT NUHBE~ S): PROJECT. TITLE: PERSON RESPONSI~LE: EFFORT: PROJECT DESCRIPTION; SCOPE: DEPTH: FUNCTION: OBJECTIVE: CLUSTEr: DATE .~EV~EW WRITTEN: REV;~& TITLE: REV$~& TEXT: ITL CANADA 416 T-9642 Developmenu Of a Procedure for ~he OeueE=ina~ion of Possible C=nuaminanus in To~acc: and Cigareuue Samples 9OULIN, P.; DUMONT, J. 1994 To develop as ex~ensive as poss~bls ana!~ical procedure for ~he analysis of ~l~egsdly connaminaned samples. This will ensure a ber~mr evaluation of cQnsumeE compLa£n~s and will assisu Manufacuurlng when an Invesulga~ion of an oil ~r greass leak Ls rs.~T~i=ed. LOCAL SUPPORT GENERAL SUB~EC'. IVE M~THOD DEV. July 1994 Developmenu of a procedure for ~he deuermina~£o~ of possible contaminants in . uobac=o and =igare~:e samples. The existing da~a base (chemical and physical c~aracueris~Lcs, ZR and UV spsc-.Ea and ohroma~ograms) of the oils, greases and so~ve~:s used in ~he planus are being upgraded foe any any new lubrican=s. This '~rk Ls an ongoing pr~eo=. An L~-_r:vsd GO/MS me-~.od foe ~he de:ec~ion of ~races Of ~il t~ assess ~obaco: conuaminaUion is in ~.evelopmen:. This meuhod was fi-~su developed by Rou.~=an's Tnne.~.--...~ional and ha~ • purposed ~e~e=~ion ~evel of be~e= ~han 0.01%. This E msuhod uses Uriu•~'.ga-ss and sue anes as ~a=ksrs for fossil fuel oi~s. At a • posses-- experiments .- bel.ng performed on pure oil. However, sensiblY!'-7 p~ob~e.~.s have been e.~rounue.-ed. B.A.T. CONFIDENTIAL - CATEGORY I: ~IINNESOTA TOBACCO LITIGATION t.." t..F C', BATCo document for PFSFC 1 March 1999
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RECORD TYPE: SU3 TYPE: SECURITY CODE: FUNDING BODY: ORGANI:ATION: GROUP NUMBER: LOCAL PROJECT NUMBER(S PROJECT TITLE: PERSON RESPONSI3LE: EFFORT: PROJECT DESCRIPTION: SCOPE: DEPTH: FUNCTION: OS.'ECTIVE-: CLUSTER: DATE REVIEW WRITTEN: REVIEW T:TLE: REVIEW TEXT: Methods used in ~ & D: ~TL CANAZA 415 T-~549 Review an~ Development of Altarnative Analy~iczl Me=hods POUL~N, P.; DUMONT, J. 1994 The ori~izal objective was ~o develop chromau=~raphic me,hods re!cued to ~he nature of the c=~pound uo be analyzed (GC for volatile components, HPLC for non-volatile). The oujscuive has been expanded u= include analytical methods in general ~O meet ~hs changing requirements of R & D. LOCAL SUPPORT GE:~ERA/. SU~JECT:'.-~_ METHOD DEV. July 19S4 Review an~ development of alternative analytical methods. I. Annual Audi~ of Ana!v~ica! Needs ~n~ Gas chromatographic me,hods used for non-routine analyses are presently being reviewed. Uachni=al improvemen=s such as the use of Merlin Microseal Sepua instead of re~u!aE sepua and more efficlan~ inJec=ion uu~es are being seu up. All =he ch=oma~ographic conditions such as flow and pressure of helium and ~smpera=ure are being verified to improve the chromatography and di~inlsh the analyti:aL time. 2. DeveloDmen~ of a Msth=d for the Anai':~Ls of Free Amino Acids i~ T~ac~n: We have evalua:ed a new reagent Accq.Tag chemistry package co~ercialized by waters for the analysis of amino a=ids. The reagen~ is 6- aminoqulnolyl-N-hydroxysuccln£midyl :arbamate (AQC), and works wi~h prlmaEy and seconda~I amino acids. The sample deriva~iza:ion proo~uEe is supplied by Waters, an~ we have verified ~hau i~ can he used Uo analyze free amino acids in t=~accc. The ~u~ tobacco s&~ple C2 g) is extracted winh 50 mL of HCl O.l N for 2 hours on a WrisU-Aculcn shaker. The extract is centrifuged au 2500 ~m for 15 min., and fi!tsred nhrough 0.4~ ~m. The sample is ~hen ready foe deriva~izaticn. The individual amino acid levels vat? considerably within the same sample. The mos~ predominan= ones (glu~ami= acid, his~idine, arginine, alan!he, praline) are dilutad following ~he ;=~cedu~e described in Table i fc~ sample I-A. For the ~inor ami~o acii~ the derivatives are ~repared following the procedure for Sample i-~. These ~wo derivative procedures allow us ~o quantify all amino acids =i~h only one set of s=andards. B.A.T. CONFIDENTIAL - CATEGORY I: ~IINNESOTA TOBACCO LITIGATION C rx2 t_~ rxD ~r~ BATCo document for PFSFC 1 March 1999
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- 23 - TABLE I DERIVP~TI:VE ~AMPLE P.".EPARAT~.OHS Sample exuracu :nuernal suandaEd Warier Toual r VOLUP--S (~L) USED FOR MAJC.~ AHZ:;O ACDDS SAMPLE I-A 30 32 10C0 VOLUMES (~L) USED FOR MINOR AMINO ACIDS S;~HPLE 1-B 968 32 0 1000 Examples cf chromauograms of a suandar~ series of amino acids (40 l~ol/~L for each except cystlne which is 20 ~=cl/#L) and an exurac= of Canadian flue-cured :ohacco ace given in Figu:~ I. ~eak iden~ificauion and re~snui=n tL~e are given in Table 2. ~EAK # TABLE 2 AMINO ACID NAME 1 Hydmoxyproline 2 Aspa¢'.ic acid 3 Se=ine 4 Olu~amic acid 5 Glycine Histidine 7 AEginine 8 Threonine 9 Alanine I0 P=oline 11 a-aminobu~yric acid 12 CysUine 13 Tyrosine 14 Valine iS Me~hionine 16 Lysine 17 Isoleucine 18 Leucine 19 Phenylalanine A33REVIAT:ON HYPRO ASP SER GL~ GLY RETZNT2ON TIME (min) 17.93 20.80 22.56 23.66 24.84 HIS ARG THR ALA PRO AAbA CYS TYR VAL M--~T LYS ILE LEU PHE 25.39 27.16 27.36 28.06 29.21 30.63 31.85 32.71 33.58 34.25 36.23 3~.76 36.54 40.81 The nex~ suep will be to evaluaue ~he reproducibility of che me~hod and validaue i= by compaEing ou= results wi:h o~her, mo~e well established ~rocedures. 3. :~p¢cved Me:hod fo~ tenzc{a}ovreD~: A me~hod was developed at ZTL in 1989 (:TL Me¢h¢d #28) tc analyze a(a)P in ~PM. This procedure al~ows ~he de~e:~...~na~ion cf approxi=ausly 2 samgl~s/day. B.A.T. CONFIDENTIAL - CATEGORY I: ~4[NNESOTA TOBACCO LITIGATION CD ~x2 t/'. Cu BATCo document for PFSFC 1 March 1999
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- 24 - This severely li=i=s ~he feasibili=y cf using =~is meuh:: for routine analys£s. In method #2S, ~he car is collected on a Cam~rid;e pad a=d B(a)P is exurac¢ed by shaking in cyclohexane (i mL/l mg WTPM), filtered and evaporated uo < 10 mL. This filtra¢e Ls diluted to 10 ~ with cyclohexane, soni¢aued and re-filtered. The s&uple is ¢hen ready U: be cleaned over an NH: Sep-Pak ca~ridge. After :he Sep-Pak has been conditioned wi~h hexane, an aliquot, of 1-4 mL 3f the filtrate is added ~o the cartridge. The method has been streamlined fu~her using 43 n~L of c-!clohexa~e regardless of weight of WT~M. With this modifi~atio~ iU is possible Uo avoid the evaporation s~ep. After the Sep-Pak has been condiuioned, an aliquot of 4-16 mL of the filtrate is added ~o the ca1--.rldge. The resul~s obtained by the owe procedures are as foe!owe: METHOD 1 m~ cyclohexane/1 mg of WTPM 40 mr. cyclohexane B(a)? I~ FTC ~AR (n~/mq) IR! 4 0.76 = 0.14 0.8.~ -" 0.18 4 0.93 -~ 0. !5 B ( a ) P DELIVERY IR4F I IRI IR4P l 26.6 .- 4.2 8.5 -" I.I 0.9-~ -" 0.15 29.2 = 3.9 8.7 -" !.I tPive cigare=ues were smoked per pad. According ~o a s~udenu'e t-~es~ (p < 0.05), there are no s~a~istlca! differences (p • 0.05) among ~he reeu~.us with eluheE procedure. This method can be used to analyze 4-6 pads/day for benzo(a)pyrene, which allows ~he method uo be ~sed for routine analyses. 4. Deve!o~men~ of a Me,hod for ~he Analysis of A1~hydes ~3 ~a~s~eam Ci~ar~t:e S~oke: ITL has a procedure ~o measure aldehydes in ci~are~:e suke based on Houlgate's work (I). CigaEetue smoke is ==llec:ed in Drachsel bo~!es containing a soluuion of dinit~op~enylhydrazine (DN~H), which reacts wiBh aldehydes u= form phenylhydra=one derlvauives =f the corresponding aldehydes. One ma~or disadvantage of this me~h=d is that ~he derivatives are not s~able and the sample mus= be injected cn ~he H~C within 30 men. of being collected. This drawback e~iminates auuomation of the analysis. In o:de~ to avoid this problem, iU was decided to evaluate the possibility of separating the collection and derivanizauion into 2 steps. The aldehydes in smoke were collected in a so!vent (firs~ step). The derivauizauion step was delayed until just prior to the HPLC analysis us£ng an auuoinjecu=r to perform a preco!umn derivauizauion of the samples. We used ~he 71~ UIu:~ Wis~ Au~oinjecuor from Waters in ~he AuUotransfer mcde ~o perform the precc!umns derivauizauion. We knew that s~andard solutions of aldehydes i~ ~a~er are stable for 7 days (Ref. ZTL method no. 25) (2). For Bhis reason, i~ was decided ~o t~ 2 col~ecUi=n solutions: water and water ~ per:nlori¢ aci~ (~he catalyst). The ~erlvauizanion steps are illusu=a:ed in ~i~ure i. Different paras.scots were varied uo opulmize the :sacuic~ such as :he nu~er of mixi~ cycles and =he rear:ion delay. Both opui~izaui:~s are presented in B.A.T. CONFIDENTIAL - CATEGORY I: ~IINNESOTA TOBACCO LITIGATION CD (,~'. BATCo document for PFSFC 1 March 1999
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- 25 - Figu=es 2 and 3 ~es~ec~ively. :wo mixi=g cycles and a :;=e de~ay of 12 min. were selected. These co:respond := the optimum con:i:ions for acetaldehyde and ac~ole~. The opuimu= conditions far fc.-m, aldehyde are 9 m~xi=g cycles and a 30 min. c~T~ delay, 3uu ~hese c=ndi=~=ns represent a ma~o= decrease for ~e a=he= aldehydes. FoP this tease=, £c was decided co use che optimum condi=ions f=~ acetaldehyde and acro!eln. To verify the aldehyde suabillutes in different col!ecui=n so~uuions, a sample and a standard were £n~ecued over a certain peric~ of ulme. The standard was used ~o eva!cane instrumental drif~ since, as no~ed, ~he scandards are suable in water f=r 7 days. Therefore any varia¢ion in standard aldehyde leve~ ks due u3 insU=u=enual drift no= degradations The sample results for formaldehyde, ac~caldehyd~ and acrclein collected in wa=er only showed dec:eases ¢ve= IS h3urs of 27, 54 an~ 37% respecuive!y. The standard results showed decreases of 14, 41 and 24% ~especuive!y. There is instru=enual d:~f~, but ic cannot explain ~he dec=eases of the aldehydes for the sample, therefore the =igarsc~e smoke mac=ix is probably affec=ing the suabillc7 of the aldehyc~e. In the case of the second trapping eo!uui:n con=~ini~g we=st and perc=!oric acid, ~he form. aldehyde, acetaldehyde and act:lain levels in the sample decreased by 3, 41 and ~% reepe¢ulvely over a pe=iod of 13 hours. For :he standard the dec=ease was 4, 2C and 31%. The fc==..aldehyde and ac=clain decreases can be exp~ai=ed by i=s~=umenual drift hut ~he acetaldehyde decrease canno~, and we co=eluded chat the lance= was unsua:le in this collsculon solution. Since aldehydes are soluble Ln alcohol, a third ~rapping ~uluulon using methanol was evaluated. In ~hls experiment, ~he sample fc--maldehyde, acetaldehyde and ac=olsin levels varied ¢ver a period of 15 hours by 2, 8 and 45% respectively. The standard inje==ed over ~he sa~.~ pe~iod of time showed varlauions of 0, 9 and 3~% respeculvely. I¢ seems :hat variation for sample aldehydes coLlec=ed in mec~a~cl is due mainly co an instrumental drift and nou ~o deg~ada~ic~ of ~he aldehydes at leas~ Eor formaldehyde and acetaldehyde. The inscyumen~ drift cannot explain ~he yetis=ion foe acro~ein. However, a 10% degradaci:n is =ela~ive!y low over a I~ hot= period. These cesu!ts ape preliminary a=d will ~e confirmed, but i: appears ~haU mul:ipLe smokings and col!sonic= Of aldehydes =o permit ha:oh analysis is ~easi~Le. (1) (2) ?seer R. HoucgaCa, Kubhi S. 0hingra, Stephen J. Nash end William H. Evans, Analyst, Vol. 114, 2~5, 198~. :TL method no. 26, "High ~e=formancs Liquid Chramauc~=ap~!¢ DeUer~...ina~ion of Aldehydes in ToDac:= Smoke", So:she= 1993. B.A.T. CONFIDENTIAL - CATEGORY I: ~IINNESOTA TOBACCO LITIGATION I'C L,'-, LI- e', BATCo document for PFSFC 1 March 1999
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- 2~ - REC~ED TYPE: S~ TYPE: SECURITY CODE: FU::2~NG SODY: ORGA:XIZAT:O~I: GROUP NUMBER: LOCAl PROJECT NUMBER(S): PROJECT TZTLE: PERSON .~ESPONS:BLE: EZ~ORT: PROJECT. ZESCR:PTZON: SCZPE: DE~TH: FU::CTZO~:: OBCECT. Z'~: CLUSTER: DATE REV:EW WRITTEN: R~VZEW T:TL=:- IT1 CANADA T-~578 Devslopmenu cf a Protocol ~o Es¢a~!ish Residual Sclvenu Upper Limius in Packaging MaueEiaL. D~MONT, J.; DUNN, R.; LETOUR~NEAU, C. 1994 Developmenu of a protocol ~o establish residual sclvenu upper limius in packaging material. GROUP FU:;DAMENTAL GE:;ERAL Jui'! 1994 Developmen~ of a pro=cool to ssua~!ish residual s=ivenu uppe~ limits in packaging malarial. R~V:EW TEXT: A pro=o¢o~ has been developed uo svalua:e resldua! solvenus or compounds in packaging material Bha~ may uransfer :o c~'~a=euues and modify u~e ~asue of uobacco producus. A subjec=ive evalua=ion pronocol has also been developed, which includes ~he simple prepara¢ion (exposure mode and ¢ondiUions). A subjecuive evaluaulon scale (:ndex) has been created wizh a more desoripuive definluion of ~he ~as~a mmdlfica=ion and is presenued in Table I. To evaluaue ~he normal {intrinsic) subjective evaluation varlauion, ~he same sam..p!a was evaluaned over 58 days. The evaiuanion is repor~sd in Table 2. The sub~ec=!ve index varies between 1.4 and 3.7 for similar residual solven= levels. However uhe subjective index is lower and somewhaulsss variable afu~r 30 days of exposure ~han i= is for 1 and 7 days. We will =epean Bhis ~es~ ~o verify ~hese observations. The nex= suec. will be ",3 invesuigaue possible relaUionships beuween ~he solvsnu levels and subjective evaiuauion, u3 be able Uo predic= i" packaging malaria~. can be used or no~. A reporu will be issued during uhe su~er of 1994. B.A.T. CONFIDENTIAL - CATEGOP-.Y h ~IINNESOTA TOBACCO LITIGATION P~J G', BATCo document for PFSFC 1 March 1999
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- 27 - SC.'-.I " 0 Z.: 2.0 2.5 3.: 3.5 4.,3 4.5 5.~ 6.0 7.0 8.0 i 2 2 TABLE I DESCRZPTION No difference. Marginal differences, S1i~hu differences. $1ig~tly modified strengnh. Slightly modified issue or nouiceabl7 modified s~reng~h. Slight off-taste on firsu puff then sLightLy ~,odLfie~ ~as~e. Slight off-taste on first few puffs then no difference. Notlceably modified basts (noticeable mouthcoauing). Sli~h~ off-~asue on first f~ puffs uhen modiZied ~asua. Small off~tasne all cigareuuss. Off-users all cigaEs~ues (noticeable). Surong off-~as~e all ciqare~ues (ver~ no~iceah!e). Averages below 2.0 are considered accepuable. Averages between 2.0 and 3.0 are moderaue in severity. Averages above 3.0 are unaccepuable. TABLE 2 SAMPLE ~ Is?roH Ref. 11S Ref, 117 Ref. 120 Ref. 121 Her. 122 Ref. 123 Rsf. 124 22.0 2~.0 22.0 2:3.0 24.2 24.6 "'.0 .g/cig. EnAc ,,,, 3.1 S.G ,~.2 4.3 2.5 4.2 2.7 4.7 2.9 3.8 2.4 3.6 IsPrAc i n-PrAc 3.4 3.1 3,7 2.5 4.1 2.8 4.5 3.5 4.0 3.1 3.8 2.8 1.5 1.7 2.2 2.0 EXP. T~ME" (days) 1 7 30 39 45 81 5a ,, ,,,, SUS~CT, ZVE INDEX 3.7 3,3 1.6 2.35 1.65 3.0 1.7 1.5 1.4 - Ex=csur~ time of cigare~',es wluh packaging mate.-ial. B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION C t',J t7 PC C~ P~ BATCo document for PFSFC 1 March 1999
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- 28 - WORK AREA 03 SMOK =.~;G 8E~VZOUR B.A.T. CONFIDENTIAL - CATEGORY h MINNESOTA TOBACCO LITIGATION t.,.4 BATCo document for PFSFC 1 March 1999
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- 29 - RECORD TYPE: SU~ TYPE: SECURITY CODE: FUN~ZNG BODY: ORGANIZATION: G~OUP NUMBER: LOCAL PROJECT NUMBER(S): PROJECT TITLE: PERSON RESPO:{S~BLE: EFFORT: PROJECT DESCR:~TION: SCOPE: DEPTH: FUNCTION: OBJeCTiVE: ~USTER: DATE REVIEW WRITTEN: R-~VIEWTITLE: REVIEW TEXT: I. PRODUCT ET.AST~CZTY: ITL CANADA 441 T-8079-1;8079-2;8077-17;8077-18;B077-20; 8080-1;8080-3 Smoking aehaviour YOUSSE~, M. 2 " 1994 The objective of ~he smoki~ behavlour program is ~o provide a scientific und,=standing of the inneracuion between the smoker and the product. To ~his end ~he recording system is being upgraded for improved ease of use, precision ~= rate at which dana can be generated (T-8079-I). Changes in smoking behaviour resulting from produ¢~ n~:difica~ions will be investigated (T-SOS0-1). GROUP RELEVANT FUNDAMENTAL MARKETING;PUBLIC AFFAIRS SU~JE.CTIVE.;LEVELS SMOKING 8EHAVIOUR July 1994 Smoking Bshaviour Since ~he December 1993 P~ogress Report, experiments were carried ou~ with on- I/he laser perforated gap cigars=~es. The samples (8) evaluated included 2 series of cigarettes: r" .: Samples made Us du Maurier Ligh~ K.S. specifics=ions ~ha~ compE£se Se ~es T the following samples: - a control, using porous p!ugwrap and pre-perfo~a~ed ~Ipping; - a cellulose aci~a=e cigare=~e, laser perforated~ - a gap laser perforated cigarette where the T-section has a pressure deep of SO ~m.:" r 7 mm length; - a gap laser perforated cigarette where the T-se:~ion has a pressure drop for 7 mm length. Series ~z: s~ples made ~o Mauin6e Extra Mild K.S. specifications that comprise ~he same fil~er consu~cuion as described. The samples we:s selected b~ weight, pressure drop and ventilation. They were ~hen smoked unde~ s=andard smoking conditions for ~ainstream deliveries, and a~ 35 oc and 70 co puff volumes ~o calculace elas~iolty. The effec~ of flow rata on venti!auion was also s=udied for each cigarette sample. The resu!=s are summarized as follows: B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION e.. L,,~ C.F. r',o o-, r,,._ BATCo document for PFSFC 1 March 1999
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- 30 - A. De~,,er~es: Under scanda:~ smoking ¢onditi:ns, mainstream de!iveries march the control de~iver£es. Laser perfcra:sd cigarettes w£uh cellulose acetate or gap fi!ce=s have higher e!asui:i:y than the cent:el, lndicaulng a relationship between e!asulcity and on-line laser perforation. Greater e!asulci~y was found for the laser perforated gap cigarette made to Ma=in~e.~xu:a Mild KS specifications, perhaps due co higher venuilauion in ~ose oigarsuues {60q as opposed to 521 foe dU M UL K~). B. F!c'~ Rate and venci!a~io~: Ventilation dec:eases linearly with increasing flow cane. Ventilation dec:eases more rapidl~ with laser pe:f:raced cigarettes wheuher the cigarettes have a ce!lulase aceca~e Or a gap filter, Indicating char laser perforation as opposed to the use of gap filter, has a greaser e**e.. :u on ven:ilaticn. This resul~ also suggests uha~ a~ human smoking puff volumes (40 ~o 70 co), there should he an '. r • nc ease in smoke strength with :he laser perfora:sd ¢iga:e~ues due us increased dellveE!ee. Future work will include a human smoking hehaviour s=udy concurrent with a subjective evaluauion of ~he samples by the Expe.~-. Panel. 2. SMOK ~AG SURVEy ~ A smoking Behavlcur survey is being conducted co provide information on ¢u=Tenu smoking patterns and to evaluate the changes, if any, since the las~ survey conducted in 1981. The s~udy includes the recording and duplication of smoking profiles f~o~ smokers recruited within ZTL. SO far, smoking profiles of 27 mmoksEs from Bhe R & D department have been recorded and duplicaued. Analysis of the Eeeul=s is undeF~ay. 3. ALTTRING C~G~_.~TTE C~RCUM~'~p~'~C~: A llteracurereview is undsEway ~o investigate the effects of clrcumforence on cigarette properules in anticipation of a study to invest!gate if and how smokers change their hehavicur w£th dlfferenc circumference clgarst~ee. Studies have shown a relationship between cigarette circumference and soma factors such as par=icle character!solos in smoke, flow care BhEough the cigarette rod, deliveries and composition of mainstream smoke and Ames mutageniclty. FoE example, a significant effec~ of dec=easing ¢i=cumfsEenoe is an~nc' tease in effective flow rx,o- ~hrough the rod, and as a cesul~ of ~hese changes, smokers may adjus~ c~eir smoking behaviour. 4. BI~M~.~ P~I'STOLOG~CAL RESPONSE AND M~CO~IHE U~AX~: This is an ongoing project to invest!gate the feasibility of using h~cod pressure measure=enOs as a means to monitor nicocine uptake. N~co~ine uptake is affected by the availability of f~ee-base nicotine, which in turn is affected by flow rare and smoke pH. B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION ¢D P~ P~ ON ¢.IB BATCo document for PFSFC 1 March 1999
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- 3"- - B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION l",J rx.2 O", (3", BATCo document for PFSFC 1 March 1999
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- 32 - RECORD TYPE: SUB ~YPE: SECURITY CODE: FU~;~:~G BODY: ORG~2~IZATION: GROUP NUMBER: LOCAl PROJECT. NUMBER(S): PRO:rOT TITLE: PERSON RESPONSIBLE: EFFZRT: PROJECT DESCRIPTION: SCC~E: DE~TH: FDT:CT:ON: OBJEOTIVE: CLUSTER: DATE REVIEW WRITTEN: REV:EW T~TLE: ITL CANADA 2429 Creaui=n of ~reeding Populauions from Somatic Hybrids. DUPIESSIS,G./~AI, D. 1994 The =~jecuive :f ~he work is Uc crea~e breeding lines ~hrouqh :ecurrenu backcrcssing and selecuion of numeric hybrids wiuh coE~ner=lal N__u. cul~ivars. This work ks in ¢ollaoorauion wluh :he Delhi Research SUe:ion of Ag=icul=ure Canada. GROU~ FUN~;~NTAL:A~LIED/EE'/ELOPM~NT LEAF AGRCTECHNOLOGY LEA~ July 1994 Creauiun of Breeding Populauions f=:m Soma:it Hybri~s. RE%':EW TEXT: i. Radiatioc Treanmen= of ~e debnev% Chrz~oscme Addition 5~n~ ~n Tobacco :o Induce Trans~c=a~ion Line: Of uhe surviving seedlings from ~he gan~na ra'$ - ~reaced addition seeds, 270 plenum -esis~anu to black roe: re: were sale=red for selflng. M2 seeds from each were ccllecued. Ths families wiUh more resis~an: planue f:om ~he ~=ea~d see~s ~han original addi:ion lanes a=s more likely ~= have had ~ranslocaulone An :heir parenus. Thus, these families will ~e selecued for fu~he~ analysis. 2. C!oninu cf s~ecies sTecific DNA $;om N_..u._:a~acum~_ N__L Rustics ~d N. d~bnevi: m Species specific DNA wi!~ be used in our =rojec-. for selec:ion of the s~allesU possible alien :ransfar wiu~ ~he*gene(s) of in~erss~. Three p ' N. ~, N. ~us~ica, and N. ~, were used in ~he initial S SC~eSe =~cning. One hundra~ and flfuy colonies ~iuh reccmbinan~ plasmids from each species were is=~ausd. Screening of species smeci'ic DNA from chess is underway using ~he Southern Blo~ ~echni~ue. 3. A Second RAPD Marker Tightly Li~ked, in Czu=linw~ ~g ~be ~u~ev 49 Gen~ f3~ Resistance ~o ~l~¢k R~O~ 8cz: A second RAPD marker (!050 bp) was found :3 be ~i~huly linked tc the resisuanU allele of ~he gene (in coupling:. The same RAPD maker was also ~muec~sd in N. ~ and :he ember uoba::o varieties carrying ~he gene, b'~: no~ in ~he ~cDacc: varieties lacking :he gens. There is evidence ~ha~ :he black :oo~ ro~ resls~ancs gene in Burley 49 was from N. de~nevi. Cleninm of ~he Butler 49 Gene f== Resis=aG7~ ~ ~ck Rogt Rot: Use of ~he :we RAPD markers tighu!y linkel wi~h :he black =oo~ ro~ :ssisUance gene is a g:od suar~ in nhe Ic:zuion and isolauion of the :ssis~ance genm in uz~acco gsno=es. The :=upling RAPD marksr (1050 bp) was purified and c!one~ inuo plasmid pUCl~ in E. coll. The nex: e~su is :C establish a uobac=c and N. da~nev~ gen=~ic llbra~/ wiuh :he resistance -- . ° ~ene 4. B.A.T. CONFIDENTIAL - CATEGORY h ~IINNESOTA TOBACCO LITIGATION ¢D rk2 r~o c~ BATCo document for PFSFC 1 March 1999
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- 33 - 5. RAPD Fim~e.--orin~s of Canadian Tobacc~ Va~q~es: We have ~eveloped a p=o=ocol re= exu=acUion of DNA f=cm flue-cu=e~ ==bocce leaves. DNA from flue-cu~ed uo~acco leaves was less inu~:= khan =ha~ fEom young f=ssh ~aba==c leaves buu did not effec= ~he resu!ua in ~he polymerlse chain =eat=ion. Ten of Uhe 500 prime=s sc=ee~sd gene=1=~ highly repeauable polymorphism RAPD pau~erns, and finge.-~.:in=s f== each of ~he va:ie~ies have been established. B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION C3 I',,.3 t/'. O', CO BATCo document for PFSFC 1 March 1999
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- 34 - WORK AREA 06 PROC2SS DEVELO ~."---'NT B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION CD ,,O BATCo document for PFSFC 1 March 1999
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- 35 - RECORD TYPE; SUB TYPE: SECUR:TY CO~E: PUND:t:G BODY: ORGA~I~ZAT~O~|: GROUP NUMBER: LOCAL PROJECT NUdgER(S,: PROJECT TITLE: PERSO~ RESPO~:S~BIE: EFFORT: P~OJECT DESCR~PT~3:~: SCOPE: DEPTH: FUNCT:ON: OB,TECTZVE: CLUST/R: DATE .REVIEW "'..~TTE:': R.~'VZEW TITLE : P--VIEW TEXT : ? :7. CANADA ~-5352;06 GIT Process Op~imizaUion IEVERT. G. c~uimizauion of Green Leaf Threshlnq PlanU p:3cesses ~hrough EeplacemanU and i~provL~en~s =: exisuinq equipment. Phase Z; of a =a:hinery/process upgrading prcg:~m is ==m~is~ed. Phase IIZ (e~) £s ~sLttq i~p!emenusd. Phase IV As being planned. 13CAL APPLIED/DEVELOPMENT C3ST PRODUCT. .~S/DEV ~Iy 1994 GIT Process OpULmiza~ian ~i:ious ~rocess suudles are bein~ caE~isd o~: a) S=em dryer Cual!fi:amicn: ~=alLficau~on ~s beLnq planned wi=h a nh~ou~hpu= of I0,C1~ ibs./h:. C=ndi~ioni~a: mois:ure me~e= svaluaulon, op~imlza~ion of =pe=a~ion. ¢) ~eaa~a~or L=a~i~a: Opu~mizau~on. Ba~ke~ Sizs~Sii~sr Oo~i~za:ion. e) ~a~ V~ P~e-C~di~i3ns~ O~i~iza~ion. f) ~als Feed $vs=~ E':aL~a~!on. g) ~cr~qn Ma=eria! De:ec=i=n: $imco-Ramic System evaluation. h) ~us= Co~c=~;s Sc;een~= Im=:~vemen~. B.A.T. CONFIDENTIAL - CATEGORY h ~IINNESOTA TOBACCO LITIGATION P',.2 BATCo document for PFSFC 1 March 1999
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o. RECOR~ TYPE : / SUB TYPE: SECURITY C.ODE : FU~DI.~G HODY : oRGANZ ZAT ~O~ : GROUP NUMBER: LOCAL PROJECT NUM3ER (S) : PROJECT, TITLE : PERS..ON RESPO.qS ZBLE: EFFORT: PROJECT DESC,qZPT:ON: SCOPE: DEPTH: FUNCT.:ON: OBJECTIVE: CL~STER; DATE REVIEW WRITTen: REVIEW TITLE; REVIEW TEXT: 44E P::~ec~ Came: H:~TLE, K. Su~ :he in:reduction of PCL-X a~ za~ufacuurin; plan: leve~. LC:.~I A~I:ED/:EVEIOPMENT P~UCT;3N C:3T P~::UCT .qES/:E7 P:::ec: C=me: i) A u~:;eu packing moiscu=e of i0% was dlfficu~ ~o mai~:ain du=ing :he summa: men:he due ~o hig~ humidi~y in ~he produc',ion a=ea. Effa~--,s •re bei~; ma~a ~a :=naln ben=e= ~:nu==l. 2) A ~hi=d re,me= has been Insu•1!ed u: al!z~ mc:~ pEodu¢=ion ~!me re: davelc.Dmen~a! wo=k Eelaui~g =3 a) i~c:aasin~ peE¢~n=age of ~ob•¢=o Inclusion and b) • pr=ducu sui~ab!e for Fi~s Cuu. B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION O BATCo document for PFSFC 1 March 1999
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- 37 - R & D SUPPORT S-'RV'rC~.S B.A.T. CONFIDENTIAL - CATEGORY I: MINNESOTA TOBACCO LITIGATION C BATCo document for PFSFC 1 March 1999
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- 38 - RECORD TYPE: SUB TYPE: SECURITY CODE: FUNDING BODY: ORGANIZATION: GROUP NUMBER: LOCAL PROJECT NUMBER(S]: PROJECT TITLE: PERSGN RESPONSIBLE: EFFORT: PROJECT DESCRIPTION: SCOPE: DEPTH: FUNCTION: OBJECTIVE: CLUSTER: DATE REVZEW WRZTTEN: REVIEW TITLE: REVIZWTEXT: ITL CANADA 413 T-~01g;T-SQCO;T-~679;07 Evaluauion of ~ew P~ckage Films DU~Z:~.R This work is ai=ed a= pr=vidlng opnions towards i=pr=ving the s=slf life of ~.~ pEodu~s. The evaiuanions c=nslde= two avenues: nhose films whi=h may have ~arrie= pEBps~u-ies equivalent to currsnn fi!=s ~u: whose benusr sealing characseris~ics faci!inass manufacuuring; those films whi=h have au the onsen impr=ved mols:urs barrier prope-~Sies. This work is li=ksd to Dubs: acslvi~ies under uhe "e~vi=onmenual ~-.~=s!!a". GROUP APPI~ED/DE'DE.LO~F~NT July 1994 Evaiuauion QE New Package FiL~s GLS 20 polypropy!ens film from ZCZ, prev£ousIy reported on, was evaluated under P.D. ZI-20S6 using 120 mm O.D. cores. Whereas ~he Uesn was generally suc:essful, scze mainly c=re-rslatsd problems did occur. Because of a shift in emphasis to high barrier films, GLS will non be pursued a~ nhs presens ttme. ZC: is developing a high barrier, non- shrinking, (unlike GLS) film which shey hops t= have ready fc= trial i~ mid- 1995 wiUh a ~argsn MVTR of 0.25 g/100 sq. in./day. The Moisnurs Retention Index (days uo lose 1% =aisture c=nten: of clgarentes in packs an 90*F, 15% R.H.) and Array seal values have been determined for packs wrapped in the following fi~s, all app=:xLmaue~y B0 gauge: Reaular 8artier Hercules (now ArT) BXT Mobil BSRT-EXP coex ~=h Barrier Hemcules XO-19 (now ArT UBT 368] Mobil BSR-TX S~p~o 5AS-C Hoechst ZBA 20 AVE_. SEA1 VALUE (Cent=el) 4.9 5.2 > IC0 > IC0 (Conn=ol) 7.5) +50% • IC0 v5 7.5 BXT • !CO 6.~ ÷30% • IQQ ! vs 6.5 BXT > 1C0 J The Mobil BSR-TX film is of considerable in:erase =u: is is no: co~er:ially available at present. The ~ecisi== to make is so is pending. B.A.T. CONFIDENTIAL - CATEGORY I: ~IINNESOTA TOBACCO LITIGATION rx2 Lr- --,4 Lrq BATCo document for PFSFC 1 March 1999
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- 39 - The 3SR-TX and ~he s=mowha~ lower KR~ St:pro an~ ~oechs~ films pr=duced oxceilen: seals al:h=ugh with considerable hea~ ~is~o~:ion and s~e wr!r~ling in the S~=pro seals. Each has been rec==~ended far Phase 2~ eva!uauion (excsp~ Simpro which would need furuhe= ~hase Z evaluanion). Seal Te~:inu On su~pllsr data shss=s, seal strength values are often either no= given oE a~e given wi~h dlffsrsnu seal ~est condi:ions or no condi:ions au all uhersby pre¢!uding film ~o film comparison. Our major supplier AZT use~ ~sst condi~i:ns of 2C0"F, 20 psi, 2.0 seconds for thai: quali~y assurance testing. Dwell :ime on a high-speed packer may be only tenths of a sac:rid therofcre seal sursnguh au shorter dwell ti~e is of Lu~eres~. Our initial tests a: 20 psi and 0.S seconds have produced very icw resul:s at 225"7 averaging 7 u= 60 grams per 25.4 ~ for all the regular and high ha=tier films mentioned abcvs excep~ f3r BSRT-EXP at abou: 250. Seal strength at 250"7 and 27S°F averaged approximately 250-350 grams for all. The $eali=g was pe~f3rm, ed on an Askco hea~ sealer which has 9 individually conurollsd heat zones. The rssu!~s are !awer in general than those obtained on our and AET°s Senulnel sealers. This will be lnvestigaUed. Work will continue =: determine seal Iniuiation :emperaturss and 8ea~ strengths at various pressures and dwell times. B.A.T. CONFIDENTIAL - CATEGORY I: ~[INNESOTA TOBACCO LITIGATION O ¢j- "',O "-,d BATCo document for PFSFC 1 March 1999
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402455275 f i I I l j,l i -- I " "_,, l L~. L__ f.___j L~ L.~ ,.._j i I :_..J "I L_.J :.L.J .__J ~.__..J ,,o o

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