Product Design
The Influence of Paper Additives on Cigarette Sidestream and Mainstream Deliveries
Abstract
Describes the effect on mainstream and sidestream smoke of adding chemicals to cellulose fiber cigarette paper. States that cigarette papers usually contain a burn additive. Uses sodium, potassium and magnesium salts of weak organic acids, phosphates, aluminum sulphate, citric acid, sodium carbonate and pectin as additives. Reports an increase in burn rate from most of the chemical additives, with potassium salts causing a greater increase than sodium salts. States that chemical additives tend to increase mainstream carbon monoxide delivery, but reduced puff numbers mitigates this. Finds that acidic burn additives reduce the sidestream nicotine emission.
Fields
- Author
- B.A.T. Industries, Ltd.Defense
- Dittrich, D.J.
Defense- Robinson, David P. (BAT GR&DC Aerosol Science)
Defense- *Baker, R.R. (use Baker, Richard R.)
Change Control - Dittrich, D.J.
- Recipient
- Binns, Richard (BATCO GR&DC Dept. Head )R. Binns was a BATCO Dept. Head. (N.M. Tobacco Companies Personnel List)
- de Siqueira, C.J.P. (Scientist at BAT 1975-76)
Scientist at British-American Tobacco Co. Ltd.(?)in 1975-76.- Dunn, Patrick J. (ITC R&D, Montreal, Canada, c 1985-6)
Manager, Analytical Services and Director of Smoking Behavior Research at Imperial Tobacco, Canada. Went by "Pat" or P.J."- Gilderdale, R.F. (BATCO Central America & Mexico Caribbean Coordinator)
Defense- Heard, Alan L. (BAT GR & DC Programs Worldwide Coordinator)
Worldwide coordinator for British American Tobacco's Group Research and Development programmes, around the mid 1980s. BAT Group R&D Manager, Southampton, 1984.- Kausch, Erwin (BAT)
Hamburg- Massey, S.R. (Stewart), Dr. (BAT Canada R&D Manager)
- Reynolds, Martin Lance (BW Director of Research)
Also served as Director of Product Development.- Rittershaus, E.
- Thomsen, H. V. (BAT)
1994 Member of Coresta Task Force - de Siqueira, C.J.P. (Scientist at BAT 1975-76)
- Hypothesis
- Sidestream constituent yieldsModification of selected sidestream smoke constituents in response to health concerns.
- Mainstream constituent yields
Modification of selected mainstream smoke constituents in response to health concerns.- Use of additives
Modification of tobacco products through use of additives and measuring effects on dependence, behavior, and toxicity. - Mainstream constituent yields
- Keyword
- Burn rate controlBurn rate is controlled through use of burn additives, density, paper, etc.
- Sidestream smoke
- Sidestream visibility
- Irritation (Attribute measure)
- Sidestream smoke
- Additive
- Sodium acetate
- Potassium chloride
- Magnesium carbonate
- Citric acid
- Aluminum sulfate
- Sodium carbonate
- Potassium chloride
- Smoke Constituent
- Nicotine
- Carbon monoxide
- Design Component
- Low sidestream paper
- Paper permeability
- Subject
- Paper (Design)
- additives
- secondhand smoke
- additives
Document Images
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This wag as expected as the addition of most burn additives
at normal levels of addition to cigarette papers tend to
produce an increase in the cigarette burn rate. This is
reflected by both the 12NC and 12-4GACO static burn rate
value as a function of additive level as indicated in Table 3.
However, it has previously been identified (9) that as the
burn additive level is increased, on a given base paper, the
burn rate will increase until reaching a maximum value at a
certain additive level. After this point, the burn rate
will decrease with furzher burn additive aGdition.
A plot of cigarette puff number versus potassium tartrate
level for 12NC, 12-4GACO and 12-4C10 papers is shown in
Figure I. It can be seen from this graphical plot, that
cigarettes made with 12NC and 12-4GACO papers show the
expected trend of decreasing puff number with additive level,
whereas the 12-4C1g sample is largely uninfluenced by
the level of potassium tartrate. The relative]y constant
puff number with the L2-4CI0 sample is due to the paper
already having a high level of burn additive addition in the
form of 9.1% tri-potassium citrate and this loading of citrate
is sufficient for the burn rate to start decreasing when
additional burn additive is applied.
A plot of mainstream carbon monoxide v~rsus additive level
is shown in Figure 2a in % v/v terms. With the 12NC cigarette
paper, an increase in potassium tartrate level gave a clear
increase the mainstream earoon monoxide in percentage volume/
volume terms from this cigarette, However, gO in mg/cig
from the cigarette (Figure 2b), showed a slight decrease and
then a slight increase with increasing potassium Lartrate
additio~l level to the cigarette paper.
This apparent modification in the change in the trend of CO
with additive level is because the puff number of the cigarette
decreases rapidly (i.e. i~creases burn rate)~ with the initial
addition of low levels ~f potassium tartrate to the cigarette
paper (Figure i), and then shows less of a decrease in puff
~umber as the level ~f aeditive is further increased.
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The 12-4CI0 shows an increase in CO in both volume/voluble and
mg/eig terms from the cigarettes with increasing potassium
tartrate level on the paper. This is as expected because of
the slight increase in puff number with the 12-4CI0 paper
with increasing potassium tartrate addition level. The 12-
4GACO shows an increase in CO % volume/volume from the
cigarette with increasing potassium tartrate level on the
paper. This. when combined with the effects of a decreasing
puff number, gives a reduction in CO in mg/cig with increasing
potassium tartrate level. Therefore, the addition of potassium
tartrate to a pager containing magnesium hydruxide provides
reductions in the mainstream deliveries of CO from the cigarette.
A plot of cigarette mainstream particulate matter, water and
nicotine free. (PMWWF) and total nicotine alkaloids (TNA)
versus additive level on the cigarette paper is shown in
Figures 3a and 3b respectively. These figures show that
both cigarette TNA and PMWNF tend to decrease with increasing
potassium tartrate level on the 12NC and 12-4GAC0 papers.
This would be expected from the effect potassium tartrate
level on puff number (Figure ]), i.e. as the puff number is
decreased, the total mainstream delively of the cigarette is
reduced. With the IE-4CIO gaper there is little change in
TNA and PMWNF with increasing potassium tartrate addition
level t~ the cigarette gaper. This was again as expected
due to the relatively constant puff number with increasing
levels of additive on this paper.
Figure 4a shows a plot of the cigarette sidestre&m PMWNF and
Figure 4b T~A versus percentage potassium tartrate on the
pager. From the glott~d delivery data in Figur~ 4a and 4b.
the trends in behaviour fur 12-4SAC~ and 12-4CI0 are not
clear. The only paper which shows a consistent trend for
both TNA and PMWNF i5 the 12NC cigarette gaper. The 12 NC
gapen shows a slight decrease in TNA and PMWNF from the
~igarettes with increasing potassium tantrate addition,
With the 12-4GACO cigarett~ paper, the effect on increasing
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level of potassium tartrate on the PMWNF is to give an
increasing reduction in emission until appro×imate]y the
3.5% addition level, after which the PMWNF delivery starts
to rise again, this is again as expected (9). Huwever, the
effect of increasing levels of potassium tartrate on TNA
emission follows the opposite trend and accounts for the
increased TNA/PMWNF ratio in the sidestream of cigarettes
based on the magnesium hydroxide/high level burn additive
formulation. The effect of increasing potassium tartra[e
level on the TNA and PMWNF emisisons for the 12-4CI0 paper
is complex as can be seen from Figure 4. The slope of the
curves for the 12-4C10 cigarebte paper may in part be due to
the fairly constant cigarette puff number achieved with
incrmasing chemical level, but this only gives a partial
explanation of the results.
The chanye in sidestream TNA to PMWNF ratio, with increasing
level of potassium tartrate on the cigarette papers, is
shown further in Figure 5. This Figure shows an increasing
TNA/PMWNF ratio for cigarettes made with the 12NC cigarette
paper, with increasing percentage potassium tartrate addition.
Whereas for cigarettes made with both the 12-4GAC0 and
12-4C10, the TNA/PMWNF ratio reaches a maximum with increasing
potassium tartrate addition and then ~ecreases with further
increase in additive level. This sidestream TNA/PMWNE
ratio is important with regard to the subjective response
to sidestream irritation (10), and the ability to be able to
reduce the sidestrcam TNA/PMWNF ratie by the optimisation of
the level of addition of a burn additive could potentially
be advantageous.
Figure 6 shows a plot of the percentage reduction in sidestream
PMWNF versus percentage potassium tar~rate additinn t~ the
three Cigarette papers. The percentage reductions in sidestream
PMWNF were Calculated using the ei~issions OT the cigarettes
made with the appropriate base papers, i.e. the untreated
12-4GACII, 12-4 Clg and 12NC. The percentage reductions
would therefore be higher if they were plotted using a cigarette
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made with a ~onventional paper at a permeability of about
50 C,U.~ as the contr~l value, It can be seen fro~ Figure 6
that there i$ an optimum ]evel of potassium tartrate addition
wh?ch will give the maximum PMWNF red~ction for cigarettes
made witll a piven paper, ~or the 12-AGACO paper, this addition
]eve] is surprisinply low at abou~ 3.5% w/w, which is much
lower than the 5-10% addition levels of tri-potassium citrate
~d s~m a~et~e tha~ we have pre,liously tri~d as ad~itiws
on this type of paper (paper containing magnesium hydroxide)
with Papeterles de Mauduit (11). The 12NC paper shows the
optimum level af ~otassium tartrate ~dd~t~on m~Y be beyond
the maximum level applied of 8.1%, Whereas the 12-~CL0
paper has a high level of tri-po~assium citrate ~Iready
present on the ciparette paper, Therefore the effect ~f
adding the po~sslum tartrate is tO produce a large total
~h~mic~l ~ev~I ~ the ~per, m~ki~g the ~p~im~m I~ ~f
addition to the IZ-4CI0 paper very low at about 1.5%.
5.2 Effec~ of Sodium Acetate Addition
From Ta~les 3 and 4, the effect o[ sodium acetate a~dit~on to
the ¢ig~rett~ paper" on m~in~trea~ and sides~re~l r~sul~$ can
~e e~1~ted, F~r ¢ig~rett~ c~de~ ~3~3, V34A ~ V3~5
sodium acetate was added to the 12oAGAC{], 12-A~l(] and 12NC
cigaretbe ~aper$ r~spe~ively. The sodium acetate ~a$ only
appl~ed at one level t~ each of the ~hree cigarette paper
types. However, it i5 reasonable to make the assumption
%hat the s~i~m ~cet~e b~rn ~d~iti~ will f~]]~ th~ s~me
general ~rends as ~he ~otas~iunl tartr~te regarding the effect
of ~dd~:ive level on smoke ~hara~er~ics, This assumption
i~ sup~cted by the ~imi]ari~y found between the ~otas~ium
ta~'trate r~s~i~s and the effect of potassium citrat~ addition
(~). The main e~fects can be Suiiimari~d as follows for the
1Z-AGACO, 12-4 CLO and 12NC cigarette papers. The ac~dJ~ion
of sodi~r~ ac~ate to the cigarette [)~per ~ives an increase
iTl ~ff ~ber r~]ativ~ t~ Cigarettes ~ad~ ~ith p~pe~s
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containing potassium tartrate. AS would be expected, this
is shown ~lso by the static burn rate (SBR) figures i~ mm
min-I which are lower for the sodium acetate addibive.
The addition of sodium acetate in place of potassium bartrate
also gives slightly greater reductions in sidestream TNA
values for the cigarette, Whereas the sidestream PM~F
emissions are similar for additions to the cigarette paper
of both burn additives, there is an increase in the PMWNF
and TNA in mainstream with the sodium acetate when compared
with the potas~hJm tartrate additive. The increase in PMWNF
with the sodium acetate, by calculation of the mean PMWNF
values per puff, is very close to the value obbained for the
potassium Lartrate. Therefore the increase in PMWNF is
pFobably a puff number effect. However, the increase in T~A
is approximately 6.5% higher bhan wouid be expected from a
puff number ~ffect, Therefore~ the sodium acebat~ is ~ffecting
a slightly better m~instream/sidestream partitioning of TNA
than the potassium ~artrate.
5.3 Effect of Potassium Lactate Addition
A comparison similar to the above can also be made between the
potassium bartrate and the potassium l~ctate additives, I~
this case, the effect OF the two burn additives on the three
papers are almost identical, apart from a slightly lower
SBR and ~ence slightly higher puff number for cigarettes
made with papers containing the potassium lactate additive.
5.4 Effect of Magnesium Citrate/Citric Acid Addition
From Tables g and 4 (cigarette codes V34B, V350 and V351)
the addition of a mixture containing magnesium citrate and
citric acid applied to the cigarette paper can be evaluated
for its effect o~ the mainstream an~ $idesbream smoke
characteristics. This mixture was applied ~% one level to
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earn of the fol7owing cigarette pagers: 12-4GACO, 12-& CI0
and 12~C. The solutions used for the application of the two
additives contained nearly equal quantities of both the
magnesium citrate and citric acid on a weight volume basis,
the actual amount of the additives present in the cigarette
papers after application are shown in Table 2. The effect
of addition of citric acid go cigarette paper is described
later in this report, hub because ot the lack of solubility
of magnesium citrate in water as opposed to citric acid
solution, the effect of magnesium citrate addition on its
own could not be evaluated,
The main effects of the magnesium citrate/citric acid mixture
on the mainstream smoke deliveries and sidestream Smoke
emissions on cigarettes made witb the three treated cigarette
pagers can be suNmarised as follows:
The addition of the mixed burn additive gave a decrease in the
SBR in mm min"I for cigarettes mado with all three ~ager
types when compared to cigarettes made with the base papers
(i.e. untreated). This, as expected, gave an increased puff
number for the treated samples. AI] the treated samples gave
a reduction in sidestream PMWNF, the range of reductions was
10% to 18%, when compared to the untreated samgles, The
greatest PMWNF reduction, i,e, the 18%, was obtained from
the cigarette with the magnesium citrate/citric acid applied
t~ the 12 ~CI0 cigarette paper.
The additinn of the mixed additive to the 12-gGACO and 12-4
CIO gapers gives little chang~ in sidestream TNA, when compared
with cigarettes made from the base pagers. However, there
was a reduction in sidestr~'am TNA when the ISNC pager was
used. The reason for thi~ was probably due to the fact that
this gaper is a chemical free conventional pagor and therefore
the sides~ream TNA is high with cigarettes made with this
paper relative to the 12-gGACO an~ 12-4 CI0 gapers. Therefore
it is easier to get an imgrovement~ i .e TNA reduction> because
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the starting point is the worst situation possible. The
mainstream PMWNF and TNA deliveries are little affected by
the addition of the magnesium citrate/citric acid to the
cigarette paper, apart from slight increases due to increases
in the puff number.
~,b Acimic Burn Additives
From Tables 3 ana 4 (cigarette codes V352. V353, V354 and V356)
the addition of additives which are acidic in aqueous solution
can be evaluated. The addizives used were aluminium sulphate,
a~onium dihydrogen orthophosphate, potassium hydrogen phosphate
and citric acid. The levels of these additives applied are
shown in Taole 2. These acidic burn additives were applied
to the 3-21 CTTgCU cigarette paper, because of the neutral
nature of its titanium dioxide filler, Section 3. Hence, if
the pH of the paper can be redcued by the addition of acidic
additives, there is a greater probability of the basic componeTltS
in the si~eszream smoke becoming trapped on the paper and
subsequently burnt to lower molecular weight compounds (12).
The indicator of this process occurring with these samples,
is a reduction in the sidestream TNA. as nicotine is basic.
A reduction in sidestream TNA will gi~e a reduction in the
subjective evaluation of the sidestream smoke irritation (ig).
5.5.1 Effect of Aluminium Sulphate Addition
A summary of the effect of aluminium sulphate addition,
obtained from an evaluation of the cigarettes made with
untreated and treated 3-21 CTTBCU cigarette paper, cigarette
codes V363 and VBBB, is as follows. ]he aluminium sulphate
addition to the cigarette paper resu!ted in an ~pproximately
i0% increase in the mainstream PMWBF and TNA delivery ~f the
cigarette, which was CauSed by a similar increase in the
puff number ~f the cigarette. The addition of aluminium
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sulphate to the paper also causes an increase in the mainstream
carbon monoxide in mg/cig, in the same order as the increase
in puff number. The Carbon monoxide in volume/volume terms
being the Same for the treated and untreated cigarettes.
Sidestream emission results from the aluminium sulphate
treated cigarettes s~owed a g% decrease in TNA, a 9% increase
in PMWNF and a]so a slight reduction in carbon monoxide.
Therefore, the aluminum sulphate as expected gave a reduction
in sidestream TNA and a decrease in the sidestream TNA/PMNNF
ratio.
5.5.2 Effect of Ammonium Dih%drogen Ortnophos~hate Addition
A summary of the main effects of ammonium dii!ydrogen
orthophosphate can be made by evaluation of cigarettes with
untreated and treated paper, cigarette co~es V363 and V353,
The addition of ammonium dihydrogen orthophosphate tn the
cigarette paper caused a 26% increase in the mainstream
PMWNF and a 16% increase in the mainstream TNA delivery of
the cigarette. This increase in PMWNF and TNA was much
greater than could be caused by the very slight increase
(2%) in puff number. The treated cigarettes also gave d
very large increase in mainstream CO, 67% in mg/cig terms
and a 63% increase in % v/v. The addition of the normally
used burn additives to cigarette paper, i.e. sodium and
potassium citrates, formate and acetates plus some of the
phosphates, causes an increase in the mainstream CO delivery
in % v/v zerms (13). However, as thes~ burn additives tend
to increase the burn rate of the cigarette, there is a self
compensating effect and therefore the CO delivery in mg/cig
~erms aoes not increase by very much. Thu~, the large increase
in mainstream CO delivery with the cigarette containinS
ammonium dihydrogen orthopho~phate in the wrapper is partly
due to this previously seen 'chemical effect' coupled with
the fact that the burn rate is not increased, but is marginally
slower. The addition of the aGllllOrliUlll dillydrog~n orthophospha~e
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to the paper gave a 21% reduction in the sidestream TNA
emission of the cigarette. A reduction was expected, because
of the acidic burn additive paper pH theory already mentioned.
The treated cigarette gave a slight increase (= 4%) in the
sidestream PMWNF omission and therefore gave a low TNA/PMWNF
ratio of 0.17. This sample cigarette also shewed a slight
decrease in the sidestream CO mg/cig.
5,5.3 Effect of Potassium Dihydrogen Phosphate Addition
The main effects, on the deliveries of cigarettes, of the
addition of potassium dihydrogen phosphate to the 3-21
CTTgCU cigarette paper (V354) are as follows. There was a
26% fncrease in the mainstream PMWNF and a 20% increase in
the mainstream TNA delivery of the cigarette, The treated
sample also gave a slight increase in puff number (3%).
These results are very similar to those obtained for the
ammonium dihydrogen orthophospha~e described previously,
The potassium dihydrogen phosphate treated sample also gave
a 37% increase in the mainstream CO delivery in mg/cig terms.
The treated sample gave a 26% reduction in sidestream TNA
and a 23~ reduction in sidestre~m PMWNF emissions. Therefore,
although this sample gives quite a high reduction in sidestream
TNA emission, it gives a very small reduction in the TNA/PMWNF
ratio, The potassium dihydrogen ghosahate treated sample as
with the previous chemical additives, also gave a slight
reduction in the sidestream CO emission.
5.5.4 Effect of Citric Acid Addition
The last of hhe series of four additives added to the 3-21
CTT9CU paper was citric acid, cigarette code V35E. This
additive was apglied to the cigarette paper at a higher
level resulting in g.g% w/w on the p~per. The main effects
on the smoke results caused by addition of citric acid to
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15-
the 3-21 CTTgCU cigarette paper were as fellows. The citric
acid treated sample gave a 12% increase in the mainstream
PMWNF and a 10% increase in the mainstream TNA deliveries.
This was in the order expected due to a 13% increase in the
puff number. The treated cigarettes also gave an 18%
increase in the mainstream CO (mg/cig); this was also close
to the value exoected. The cigarette with citric acid treated
paper gave a 14% reduction in the sidestream TNA and a 10%
reduction in the sidestream 9MWNF emissions. Therefore,
this cigarette gives only a slight reduction in the sidestream
TNA/PMWNF ratio. The addizion of citric acid in common with
the other chemicals added to the 3-21 CTTgCU paper also gave
a slight decrease in sideszream CO emission.
The effect of citric acid addition was also examined for the
S5C gaper, cigarette code V355. S5C is a cigarette paper
type with a high substance (go g m-21, low chalk inclusion
(L5% w/w) and a high level of tri-potassium citrate (I0% w/w).
It should be noted also, that the citric acid addition in
this case is much lower than the previous example, being
only 2.2~. The cigarette with the treated SgC paper gave a
!g% increase in mainstream T~A and a 4% increase in PMW~Fi
these being similar in magnitude to the 6% increase in guff
number, Also the treated cigarette Showed a L3~ increas~ in
th~ mainstream CO (m~/cig) delivery. Addition of citric
acid t~ the sgc cigarette paper gave an effect on the $idestream
Smoke emissions of the cigarette, a 20% reduction in TNA and
a 16% reduction in PMWNF. Therefore, the treated sample
only gave a small reduction in the TNA/PMWNF ratio. The
trea~ed sample also ~ave a small reduction in sidestream CO,
as with the previous citric acid sample on the 3-21CTTgCU
cigarette paper.
5.6 Effect of Sodium Carbonate Addition
fh~ effect of additiorl of sedium carbonate to the 12NC
cigarette paper can be summarised as follows, The treated
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