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R&D Review on Menthol

Date: 11 Jul 1980
Length: 88 pages
1000385226-5313
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Abstract

Special report compiles the chemistry and characteristics of menthol cigarettes and summarizes major R&D projects. States this report elucidates the current [1980] understanding of menthol and provides references to literature and internal reports.

User-Contributed Notes

Fields

Author
Daniel, Harry G. (PM R&D Planning Coordinator c. 1975-82)
Research Professional
Walk, E.M.
Recipient
Bourlas, Manuel "Manny" C. (PM Science and Technology VP )
1994 Neuchatel, Switzerland. VP Environ & Oper Compl in 1993. VP Science & Technology from June 7, 1993 to May 24, 1994. Member of PM Ventilation Task Force. Reported to Steven Parrish, Senior Vice President, PM External Affairs 1994. Represented PM interest in international markets.
*Burns, Ken (use Burns, Ken S.)
Defense
Daniel, Harry G. (PM R&D Planning Coordinator c. 1975-82)
Research Professional
Daylor, Frank L. (PM Gen. Products Development. Mgr., R&D)
Was involved in flavor development for Philip Morris; worked for PM Research and Development in Products Development 1962-93.
Fagan, Raymond (PM Principal Scientist c. 1968-83)
Principal Scientist at Philip Morris Research Center in Richmond, Virginia, between around 1968-84.
Farone, William Anthony, Ph.D. (PM Former Dir. of Applied Research, Anti-Tobacco Expert)
Hired to make safer products and to find business alternatives outside the tobacco industry for PM.
Gannon, Walter F., Ph.D. (PM New Product Development Dir.)
Defense
Gauvin, Paul N. (PM R&D)
Geiszler, Willard (Philip Morris Research Center, 1975)
Defense
Haut, Steve (Former PM scientist)
Did research with Vedpal Mali on removing nicotine from tobacco plants was told by Cathy Ellis to alter lab notebooks (B. Campf 6/2/94).
Houck, W. G.
Associate Professional
*Ikeda, R. M. (use Ikeda, Robert M., Dr.)
Associate Principal
Johnston, Myron E., Jr. (PM Marketing researcher)
*Kassman, A (use Kassman, Allen, Ph.D.)
1997
Kosakowski, Bernard (PM Research Center)
Defense
Maxwell, M.
Meyer, L.
Mutter, Walter (PM Research Manager)
Defense
Nepomuceno, J.
O'Donohue, Cynthia H.
Defense
Osdene, Thomas Stefan, Ph.D. (Director of Science and Technology, Philip Morris [1986])
Ph.D. in Organic Chemistry. Ten years of research when he started with PM in 1965. Worked in Chemical Research Division of PM 1965-66; Chemical and Biological Research Division 1966-69; Director of Research 1969-1984, also assumed independent position as Director of Research and Extramural Studies during these years; became Director of Science and Technology in 1984, reporting directly to Philip Morris USA Executive VP Mark Serrano. Involved with Center for Indoor Air Research (CIAR) 1988. Attended PM's Operation Downunder Conference in June, 1987. Retired 1993.
Osmalov, Jerome "Jerry" S. (Joined PM in Dec. 1964 to work on filter development)
Sanders, Edward B. (Ted), Ph.D. (PM Dir. of Chemical Research)
Neuchatel, '99
Seligman, Robert B. (PM VP of R&D c. 1976-82)
Vice President of Research and Development at Philip Morris Richmond, VA 1976-1982. Reported to Senior Vice President of Operations. In 1982 transferred to tobacco technology group. Wanted to share ammonia and other tobacco technology with PM International companies.
Spielberg, Howard L. (PM Research Professional)
Research Professional
Thompson, R.
Watson, D. C.
Watson, Frank H., III (PM)
Associate Professional
Wickham, J.E. (PM scientist)
J.E. Wickham was a Philip Morris scientist. (PMI's Introduction to Privilege Log and Glossary of Names, Estate of Burl Butler v. PMI, et al, April 19, 1996)
Wolf, Dr. ---
Defense
Hypothesis
Mainstream constituent yields
Modification of selected mainstream smoke constituents in response to health concerns.
Smoke constituent testing
Development of methods for measurement of gas and particulate yields in mainstream and sidestream smoke.
Smoking psychology and behavior
Use of additives
Modification of tobacco products through use of additives and measuring effects on dependence, behavior, and toxicity.
Use of filters, paper, and ventilation
Modification of tobacco products through use of filters, paper, and ventilation, and measuring effects on dependence, behavior, and toxicity.
Keyword
Brand differences
Consumer acceptability (Consumer preference)
Cooling
Depth of inhalation
Flavor/ Taste (Attribute measure)
Generally_Recognized_As_Safe
Human testing
Inhalation (Smoke inhalation)
Irritation (Attribute measure)
Low delivery (Reduced delivery)
Menthol delivery (Smoke menthol, menthol yield)
Mildness (Attribute measure)
Puff count
Safer cigarette
Sensory response
Smoothness/Harshness (Attribute measure)
Strength attributes
stress
Brand switching
Additive
Humectants (Additives to maintain moisture)
Mentha Arvensis (Mentha Arvensis Oil)
Menthol
Menthone
Neomenthol
Peppermint (Peppermint Oil)
Tetraethylene glycol
"Softener", better versus TEG
Triacetin
Smoke Constituent
Menthol
Nicotine
Total particulate matter
Design Component
Aftercut
Blended leaf (BL)
Bright tobacco (Flue-cured tobacco)
Burley tobacco
Expanded tobacco (Puffed tobacco, ET)
Plasticizer
RCB (Reconstituted cast blend)
Early PM @reconstituted_tobacco
Reconstituted leaf (RL)
PM @reconstituted_tobacco, c. 1970s-1980s
Named Organization
American Tobacco Company
Axton Fisher
Brown & Williamson Tobacco Corp.
Brown & Williamson Tobacco Corp.
Eastman Kodak Co. (Kodak) (Cigarette filter mfg from 1950s to 1994.)
Manufacturers of quality control equipment for cigarette packaging
Glidden
Haarmann & Reimer Corp. (Supplier of tobacco extracts in 1993)
supplier of tobacco extracts in 1993
Home Testing Institute
National Cancer Institute NCI
Division of Cancer Prevention and Control, National Cancer Institute located in Rockville, MD
Takasago
Research and Development
Manufacturing Center
Philip Morris Companies Inc. (Parent company of Philip Morris USA, Kraft, Miller)
America's seventh-largest industrial enterprise in 1993, owns Kraft, Miller Brewing, General Foods, and more.
Subject
CNS/Brain (Effects)
Menthol (Additives)
Receptors (Effects)
Sensory Effects—Impact (Effects)
Sensory Effects—Taste (Effects)
Smoothness/Harshness (Effects)
Target/Women (Target Groups)
Target/Young Adults (Target Groups)
Test/Animal Subject (Testing)
Test/Consumer Preference (Testing)
Test/Smoke Machine (Testing)
Test/Toxicity (Testing)
Transfer to Smoke (Measures)
Brand
Alpine
Belair (BW)
Benson & Hedges 100
Benson & Hedges Lights 100 s
Cambridge (PM)
Eve
Kent (Lorillard)
Kool (BW (1933-2003)/RJR (2003-present))
First Menthol cigarette line, released in 1933. Premium priced brand.
L&M
Marlboro (PM)
Merit 100
Merit 85
Merit Menthol
Montclair
Newport (Lorillard)
Pall Mall (ATC)
Salem (RJR)
Spring
Vantage (RJR)
Virginia Slims (PM)
Virginia Slims Lights

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Page 1: tum64e00
PHILIP MORRIS U,S,A, R E S E A R C H C E N T E R CHARGE NO. & TITLE:' TYPE REPORT: OANNUAt OSEMIANNUAL Q COMPLETION Q SPECIAL DATE : July 111, 1980 I I ! I ~ I I L I ` L REPORT TITLE: D I STR'LBUTI ON : R&D Review on Menthol WR I TTEN BY ~~C ~l / L ~ Yl'11~U'ZJ Ellen M. Walk APPROVED BY Harry G. Daniel, Dr. R. Seligman Mr. K. Burns Mr. W. Mutter Dr. W. Farone Mr. H. Daniel Ms. C. O'Donohue Dr. W. Gannon Mr. F. Daylor Mr. J. Osmalov Mr. L. Meyer Mr. P. Gauvin Dr. E_ Sanders Dr. T. Osdene Dr. A. Kassman Mr. F. Watson Mr. R. Thomson Mr. B. Kosakowski Mr. J. Wickham Dr. 'S. 3ourlas Mr. W. Kuhn Dr. R. Fagan KEYWORDS: Dr. W. Geiszler Mr. H. Spielberg Dr. S. Haut Mr. D. Watson Mr. W. Houck Dr. A. Wo1f (Outside), Dr. R. Ikeda Mr. M. Johnston Mr. M. Maxwell Day File (4) Mr. J. Nepomuceno Central File (2) -., men[ho1„ review, chemistry, toxicology, analytical methods, suppliers, filler, filter, plasticizer, aging, consumer
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F To: F I I Fromt Subject: I I PHILIP MORRIS U. S. A. INTER-OFFICE CORRESPONDENCE RICHMOND, VIRGINIA • Mr. H. G. Daniel Date: July 11, 1980 . M. Walk • R&D Review on Menthol Attached is a compilation on the chemistry and behavior of menthol in cigarettes, summarizing major areas in which work has been done in Research and Development. Topics covered~include physiological effects, methods of analysis, flavor and odor chemistry, coamiercial suppliers and forms, application to filler, effect of plasticizers, effect of aging, and consumer testing of menthol in cigarettes. The objectives of the report are to allow identification of strength and weaknesses in our knowledge of menthol, and to provide references to literature sources, internal reports, and personnel specialized'in the study of menthol. f L EMW:fs Attachment L I- I i I cc: Dr. R. Seligman Dr. Dr. Mr. Dr. Mr. Dr. Mr. Mr. Mr. Mr. Dr. Mr. Mr. Mr. Ms. Mr. W. W. L. T. R. M. K. H. F. P. A. B. W. W. C. J. Farone Gannon Meyer Osdene Thomson Bourlas Burns Daniel Daylor Gauvin Kassman Kosakowski Kuhn Mutter O'Donohue Osmallov Dr. E. Sanders Mr. F. Watson Mr. J. Wickham Dr. R'. Fagan Dr. W. Geiszler Dr. S. Haut Mr. W. Houck Dr. R. Ikeda Mr. Mi. Johnston Mr. Mi. Maxwell Mr. J. Nepomuceno Mr. H. Spielberg Mr. Di. Watson Dr. A. Wolf (Outside) Central' File (2), Day Fille (4)
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I li, F i I I I ABSTRACT INTRCDUCTION HISTORY OF MENTHOL IN CIGARETTES TABLE OF CONTENTS Page No. i ii 1 PHYSIOLOGICAL EFFECTS OF MENTHOL Stimulation of Cool Receptors Analgesic Properties Effect On The Sense of Taste Toxicological Effects ANALYTICAL METHODS FOR THE DETERMINATION OF MENTHOL External and Internal Literature References Details Of Analytical Procedures Currently In Use At R&D, Comparison Of Methods Between R&D and' Manufacturing Center CH'EMI STRY OF MENTHOL Flavor And Odor Chemistry Of Menthol And Its Isomers Reactivity Of Menthol Synthesis Of Menthol I U I- 1 l I CObIMER'CIAL MIXTURES OF MENTHOL Suppliers And Forms Of Commercial Menthol MENTHOL BEHAVIOR' IN CIGARETTES Application Of Menthol To Filler Effect Of Filter Plasticizers On Menthol Delivery Effect Of Aging On Equilibration Of Menthol Between Filler And Filter Storage Effects CONSUMER RESPONSE'TO MENTHOL CIGARETTES Internal Testing Outside Testing Demographics Of Menthol Smokers TABLES,AND F'IGURES APPENDICES REFERENCES 1 2 4 7 8 21 30 43 47
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AB'STRA€T' F U I I I i I A summary of the chemistry and behavior of menthol in cigarettes was compiled, covering major areas in which work has been done in Research and Development. Topics covered include physiological effects, methods of analysis, flavor and odor chemistry, commercial suppliers and forms, application to filler, effect of plasticizers, effect of aging, and'consumer testing of menthol in cigarettes.. ~ ~_ f+ 0 ~ w 0 I I i
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INTRODUCT'I0N I F The purpose of this report is to summarize the work done in Research and Development on the chemistry and behavior of menthol in cigarettes. The objective i~s to identify strength and weak- nesses in our knowledge of inenthol and to provide references to , ! literature sources, internal reports, and personhiel specialized in I I the study of menthol. This review is based on the proceedings of a multidisciplinary meeting on the subject of menthol held in 1979. Many thanks go to the participants of that meeting for their assistance and for i their contributions to the report. I I I ~ l I I i i .. . :.~r a..r.c.~ - • z.:.~ __...... sis~.r:..:a:s .. . . , r..... ,. ~ . ...> .. .. r.r t+Y~. _. ,:.i+.
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~ ~ , .; PHYSIOLOGICAL EFFECTS OF MENTHOL (R.\~FAGAN). Stimulation of Cool Receptors--The primary effect of menthol is to create a feeling of coolness. Iniactuality, it is an irritant, increasing the circulation around an area and causing heating, but the stimulation of cool receptors gives the resulting sensation of .. _,., .. _... ... ., .. ..,. ,_. ~..-- _ _, v~. : coolness. > C 1944 Analgesic Properties--65enthol also reduces pain and itching, : . ; : ; . . .. c _ r: 14, t whichimay account for some of its popularity in cigarettes ; _ .. , .- . ... ..-,~ ._.. .. . _...._ ' ` . .... ~ .i.F .. ~ Effect on the Sense of Taste- In experiments, with.cats, menthol . . . t.~. ... . has been shown to enhance the taste of salt, quinine, and alicoho1'. Mixtures of these three substances individually with menthol,-_ applied to the cat's tongue cause the nerve controlling taste to fire at a lower concentration than if the solution contains no ~f... menthol. Thefinvestigators maintain~ that menthol should enhance the taste of sweet solutions as well. 4y.. There is no literature on the effect of menthol on. human .,0~j_.1;-Il;.' ~i^.~ 1.-`,..f,f: yt'~?C}~.,>Ltu taste. It is uncertain whether results of cat~experiments{1apply to Ir.". 9y :,,::L{c. humans as well ~~~~z t~ ~CX r.. °eN14R-t ® a © m € f 1 HISTORY OF MENTHOL IN CIGARETTES (R. FAGA'N) Menthol was first introduced into cigarettes by a man named Spud Hughes in 1924, and his patent was bought by Axton-Fisher in r the early 1930's. It was promoted as a remedy' for tenseness,, especially targeted subsequently bought trademark. toward an aristocratic market. Philip Morris Axton-Fisher in and acquired the Spud z r
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Toxicological Effects--The oral 2000-300& mg/kg in the mouse and rat, and 800-1000 mg/kg in the cat, which extrapolates to an oral!/ dose of 63-78 g in a 175-pound man (i.e., relatively nontoxic). (-)-fwientholi is relatively more toxic than (t)-menthol, which is more toxic than (+)-menthol. [Monoqraphs on Fragrance Raw Materials; Reqistry of Toxic Effects of Chemical Substances]. There is no evidence of carcinogenicity in mice and Literature References (D. Watson)--Tables and 2 list methods for the determination of menthol found in the ~ ~ rats for (±)-menthol, although comparison to controls. tion on (-)-menthol.) No. 98', 1979] As to cases was one case of membranes) in a (There [NCI of extreme years. The disease purpura disappeared a slight weight reduction, was is seen in ~ -. .... :.. 1 . . no specific carcinogenicity informa- Carcinoqenes;is sensitivity to LDso of (-)-menthol Is aroun& Technical Report' Series, ment'ho1 in humans, there b1'eed!i~ng in skin and mucous " ... *1, menthol cigarettes about 15 to be directly related to menthol; the when she smoked came back when she resumed nonmentholated cigarettes, and smoking menthol cigarettes. . ANALYTICAL METHODS FOR THE DETERMINATION OF h1ENTHOL r,.. ,.....- ... ... ........_.. . ._,~ .,... ,_. ,_..... .; .r,:,.ti- ._t.., _... ~, <.. . ...-. -.-~'~ r~` pubilsnea cnemaca:i 1'1Lerature and~ln x&ll lnternal reports. Alttlougn a variety of compounds nave been used as lnternal standards, it is probable that only a few of them really meet the requirements for structural relationship to menthol and desirable behavior in a GC column (retention time, peak quality). Anetholie and naphthalene seem to be very good internal standards. appeared purpura: (subcutaneous woman who had smoked 1
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Details of Analytical Procedures Currently in Use at R&D (J. Nepomucenol)--To: determine menthol in smoke, a: random sample of 32 cigarettes from 20 packs is taken. Fromithe same 20 packs, a random sample of 20 cigarettes is also taken for the determination of menthol in fillier and fiI!ter. These samples are stored in sealed 8 oz ,jars until analysis. The anal~ysis of TPM is a good approxi'mation for the amount of menthol delivered in, smoke (about 99% of menthol assayed in whole peak heights vs. concentrationy mg/ml) - calculate sample concentrations from calibration curve (ratio o - measure menthol/anetholle peak height ratios - inject 2' NI aliquot into GC - mix for 2 hrs on rotary extractor (this is the minimum time found to be required to extract maximum amount of inenthol), smoke shows up in TPM). The steps are as follows: '. - - smoke 32 cigarettes (8 ports, 4 cigarettes/port) - combine pads from 2 ports in test tube - extract with standard solution of cold 95%, EtOHI and anethole (internal standard)' To analyze for menthol in filter: heights vs. concentration,, mg/ml) :n,;r,.- - determine samplle concentration from, calibration curve (peak - measure menthol, peak heights - , - Y :`.7 i R ' 'r:' . '•c i : - inject'2 Nli aliquot into GC - shaker extraction for 2 hrs - break off filters from 20 cigarettes - place 10 split filters in 125 ml. flask (2' replicates) - add 25 ml of 95% EtOH shaker extraction for 2 hrs add 100 ml of 95% EtCH containing 0.5 mg anethole _ place filler and paper into 250 ml flask (2 replicates) split papers ofl 10 tobacco rods inject 2 NI aliquot into GC t *-.. determine sample concentration from standard ratio . ~; calculate menthol/anethol'e ratios To give an idea of the mean and smoke, filler, arnd ff1!ter„ Table 3 has been a.:,~ ~ "i` d•! s_;A7 4 i i~ ,. Ww~
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Comparisoni of Methods Between, R&D and the Manufacturing Center (D. Watson)--Tablie 4 summarizes the variations between the analytical procedures used in R&D and~ the Manufacturing Center. Two differentt internal standards are used': anethole and 2-undecanone (anethole Is used' for everything except filters at R&D). The GC' columns are chosen to elute the compounds of interest with little or no interf'er- ence (it i's generally known what the possible interferences are for PM products, but not for competitors'). ~ Flavor and Odor Chemistry of Menthol and Its Isomers--During the CHEMDSTRY OF MENTHOL (S. HAUT) == -- process of developing a method, for extracting and purifying menthol from the mint pl'ant, it was found that the menthol obtained from Prep 500 liquid chromatography did not smell as "minty" as various commer- cial mentholi samples on the shelf. The question which arose was whether the real flavor and od'or of menthol actually come from trace quantities in the natural oili (for example, pulegol isomers) which crystallize out with the menthol. These trace quantities would be J separable from menthol by chromat'ography. T'y 6 ' The "peppermilnty"' components really seemed to -appear in the non-polar fraction of the extract, which probably contained the ketones and hydrocarbons of the -oil. A GC separation'of the oill' 2'-, . `G-~.. . yielided~ menthol which appeared to be pure, but which had odor - ?lISc . : . .- ... . .3 1 L/- -.-...-3 ~~ - -. . characteristics different from the commercial sampl'es;~'` •it ha& more f of a camphor-like odor. Aniexamination of aII the isomers of inenthol, was begun'(Fig. n the normali oil, there is` (-)-menthol, neomentholl, menthorie, and ~- isomenthone (4 of 12 isomers possible for mentholi and menthone). The n asrt±?4j ,sA~ .... 1 3 I 1 11 I J 1II yT
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absolute configuration of (-)-menthol, as derived by NMR', methods, is also shown in Fig. 1. Using (-)-menthol, it is possiblie to deri~ve any of the other menthol isomers by falrly simple chemical means. If (-)-menthol is subject to oxidation the (-)-menthone is produced. This compound can be isomerized to (+)-i'somenthone. Fromiei'ther of these two ketones the isomers (+)-isomenthol„ (+)-neomenthol, and (+)-neoisomenthol can be obtained through the use of suitable reducing agents. Starting with (±)-menthol, (+)-menthol can be separated, and from that other isomers can be obtained by identicAl methods. A11, isomers can be obtained, even if they do not exist naturally; the isomers originat- ing from (-)-menthol have been prepared' in-house. It i'.s not known what significance the optical rotation has on flavor characteristics, but it should~ be noted that the optical rotation of the isomers depends on which menthol isomer was the starting material. " s The odor characteristics of the isomers are different, varying with the orientation of the alkyl groups on the alcohol. (-)-Menthol is somewhat pepperminty; isomenthol is similar (+)-neomenthol is somewhat sweeter; - ('+) to menthol, but is sol!id at room temperature and has a lower vapor pressure. odor unrel'ated to the others; menthone is very pepperminty characteristics to the liquid (+)-Neoisomenthol has a musty closet (:+)-isomenthone is also musty; (-)- and sweet, giving the primary odor - chromatography extracts (-)-Menthol was the only compound in large properties; enough quantities to exhibit cooliing it is not known whether the others aliso exhibit cooling. r The primary method used in the isomer study foridentification, and purity checks was HPLC [Internal Report #80-002] :`1 ' A11 were also whichi is more efficient than the Hyprose columns that are normally verified with GC using a Carbowax 1500 column [Internal Report #80-105]I, ~ . , , . . . .. . . . ~~ t" ,., .. ., •`t~ ~ . , ' f

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