Philip Morris
Environmental Tobacco Smoking, Mutagen Sensitivity, and Head and Neck Squamous Cell Carcinoma
Fields
- Author
- Hsu, T.C.
- Morgenstern, H.
- Schantz, S.P.
- Spitz, M.R.
- Tashkin, D.P.
- Yu, G.
- Zhang, Z.
- Morgenstern, H.
- Type
- PSCI, PUBLICATION SCIENTIFIC
- ABST, ABSTRACT
- BIBL, BIBLIOGRAPHY
- ABST, ABSTRACT
- Document File
- 2505587211/2505587290/Missing
- Site
- E16
- Author (Organization)
- Cancer Epidemiology Biomarkers + Prevent
- Johnsson Comprehensive Cancer Center
- Md Anderson Cancer Center
- Ny Eye + Ear Infirmary
- Univ of Ca Los Angeles
- Univ of Tx
- Johnsson Comprehensive Cancer Center
- Litigation
- Feda/Produced
- Master ID
- 2505587212/7289
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Document Images
Re.search. 1. The Analysis of Case-conuol Studie.s, pp. 192-244. Lyon, France:
IARC, 1980.
14. Zlrang, Z. F., Morgenstem. H_ Spitv., M. R., Yu, 0. P.. Marshall. J. M..
Tashkin. D., Hsu, T. C., and Schantz S. P. Marijuana smoking and increased risk
of squamous cell carcinoma of the head and neck. Cancer Epidemiol. Biomark.
Prev., 8- 1071-1078. 1999.
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ontrol studies of environmenul tobacco smoke and lung cancer. J. Clin. Epide-
miol.. 51: 37-54. 1998.
16. Nilsson, R. Ervirunmental tobaccu smoke xnd lung cancen a reappraisal.
Eromaicnl. Environ. Saf, 34 2-1"!. 1996.
1]. Riboli, B., Preston-Manm. S.. Saracei. R. Haley. N. 1., Tdchopnulos, D_
Bcchcr. H., Burch. J. D.. Fantham, F.. T_ Gao, Y. T., and Jindal, S. K. Exposurc
of nonsmoking women lo envlronmental tobacco smoke: a 10-eountry collaborative swdy. Cancer Causes
Control, I: 243-252. 1990.
18, Cummings, K. M., Markello, S. J_ Mahoney, M., Bhargava, A. K, MeElroy,
P. D., and Marshall, 1. R. Measuremem of current exposure to environmenlal
tobacco smoke. Arch. Environ. Health. 45 r 74-29, 1990.
19. Jarvis, M. 1. Uptake of environmenral tobacco smoke. IARC Sci. Publ.. 81
:
43-58,198].
20. Trichopoulos. D. Risk of lung eancer and passive smoking. Importznr Adv.
Oncol., ]]-85r 1995.
Cancer F.pidemiology, Biomarkers & Prerentiurr J6J9
21. Caporaso, N. Grneilcs nf smoking-relaled cancer and muwagen s.nISivily.
1. Nad. Cancer Insl . 91: IIYJ2-1098. 1999.
22 2. Cloos, 1., Nieuwenhuis. E. J.. Boomsmx, D. 1.. Kuik D. 1.. van der Sterre,
M L., Arwen, F.. Snow, tJ. B_ and Braakhuls. R. 1. Inherited susceptibiliiy to
hlenmycin-indaced chromaud breakv In culmred penphernl blood /vmphocyiec
1. Nml-Cancer Inar, 9/: 1125-1130, 1999-
I 3. Inxba. S., Kunsu. Y_ Nagau. C.. Tokatsuka. N_ Kawakaml, N, and Sbin,izu.
H- Associmions uf indlriJuals' health-relaied behavior with Iheir own or their
spouses' smoking s~ams. 1. Epidembl_ 8 42-46. 1998.
24. Schanrz, S. P., Zhang, Z. F_ Spa. M. S.. Sun. M., and Hsu. T. C. Genctic
suscepfiblllry to head and neck cancer: i aaion belween nutrition anA rnmagen
sensiuvity~yngoxope, 107 265-78Le199"I.
25. SpLLz, M. R., Fueger. 1. J_ Halabr, S., Schan¢, S. P.. Sample. D.. and Hsu.
T. C. Mutagen nshlvi~y i upper zerodigestive vact cancer: a ra.e-wnvol
analysis. CaneerEpidemloL'Biomark. Prev.. 2: 329333, 1993.
29. Spia. M. R-, Hsu. L C. and Schantz. S- P- f netic and e emal
interachons zs ri.sk, for aenvllgenive cancers. Adv. Exp. Med. BioLn320n31-34.
1992.
27 . Cloos, J_ Spitz, M. R.. Schanlz, S. P., Hsu. T C., Zhang. Z F., Toht, H..
Braakhuis, B. 1., and Snow. C. B. Genetic susceptibiliry lo head and neck
squamous cell cercinonm. J. Nall Cancer Insi_ 88r 530-535, 1996

16,46 Environmental Tobacco Smoking and Head and Neck Cancer
2'ablu 2 Etimnted dfeeu of EIS (OR and 95%CI) on the risk of head and neck canar, by covanams
,eleemd for adjuslmenl
Foo of
~ - . No. of
onvols No corarlnm, -
(crud.y - Packycarz of
makine Packs~,ears of
smokmg plus"
ETS
NeveP
IU
27
10
1 fl
1 0
Eve 145 139 2.8(1.3~) .Ul '_I((19-5111 ?4(0.".8)
Degree of ETS cxposure
Ncvcr'
10
27
1.0
10
10
Modcrare 99 115 2.3(1 1-50I I-8(07-1 2) 2.1(076.)
Heavy` > 24 5.3 Q.2_I2'ry 1,9 f I?_9 "II 36(l ..I-1 1.5)
P for Irend OOrUI rkIX139 00249
ETS al home
Nev
:17
60
1.0
I.U
LII
(Rcasianxlly 41 46 14(O8-261 1.4(Oi=7) 1.6(0.8-33)
Regularly 77 60 2.I(13-391 13(0.9--'.8) 1](0.8-33)
P for bend 0 OOh9 (1 1596 01574
tifS at work
Never
36
55
10
10
10
Occasionally 46 50 1.4(0N-25) 12il1Cr231 10(05-2.1)
Regularly 23 61 1.8(I1-3.11 14(0.8-22) 1.0(0.5-2.1)
P for trend 000288 11 2380 09240
Spnuse smoking
No
80
1Uf
10
I 0
1.0
Yes 33 22 2.0(LI-3.6) I610-8-3.1) IJ(08-3])
° Also adjusted for age (confinuous varlable), gerMer (male, 0: female. I): race (white. 0:
non-whilra I): etlucauon 1=h-h hool. 0sulle¢_e. 2: >rollege. 2); heavy sleohol
se (< I00/month. 0, a100/monlA, q: an<I nwdjuana use (no, 0: yes. I).
^ Never exposed to ETS at both honre and wurA.
` Regularly expused m ETS at both home and work.
Table 3 Estimated rrudc effecls (OR and 95% Ct) of Er5 on IAe risk of head and neck cancer. bv ucGve
elgarette emoking
Never smoking Ever smoking
Cases Contrvls
ETS
Never
Ever
Degree of ETS
Never
Moderate
Heavy
P fortrend
ETS at home
Never
Occasbnal ly
Rcgularly
P for trend
ETS ar work
Never
/kcasianally
Regularly
P for trend
Spousc smoking
No
Yes
3 1 1
23 46
3 13
17 4(1
6 6
8 28
9 10
9 21
7 24
I I 17
8 I S
II 36
2 7
ijuana only) + 2.6 (ETS only) - I= 5.1 <
ORe, (95% CI) r'.r,es Controls OR~l (95% Cp
L0 6 w 1 0
Z 2(0-".4) 121 92 11 tl.l-8.3)
1,0 6 14 1.0
L8f0.5-7.3) 80 74 2S((L9-b -9)
43(0.8-235) il 18 5.3(18-16.1)
0.0082 0.0016
1.0 28 32 1 0
32 (1 0-10 4) 92 35 1.1 (05-2.1)
t5(0.5-0.5) 62 39 2.0(1.0-32)
0.4483 0.0264
1.0 2I }0 1.0
2.2 (0."l~.9) ~5 33 1.2(0.6-24)
15005 .-5.0) 65 43 L"l(09-31)
0.4670 0.U997
10 68 67 1 0
09(0.2-9.2) 31 15 2.0(1.0-sE0)
7.1 (both ezpo-
sures) < 3.5 x 2.6 = 9.1. In each case, however, the power for
testing each null hypothesis (effccts are additive or multiplica-
tive) and for comparing the fits of additive versus multiplicative
models was low.
Discussion
We report here an effect of exposure to ETS on the risk of
head and neck cancer. Not only did we find an elevated
cancer risk among individuals ecposed to ETS, but we also
observed dosc-response associations for the degree of ETS
exposure, adjusting for several potential confounders. These
associations and the dosc-response relationships were still
present when the analysis was restricted to non-active-smok-
ing cases and controls-
This studv has several possible limitations. One limitation
is potential selection bias, which might have resulted in an
overestimate or underesnmate of the ETS effect (bias away
from or toward null). Using controls from the blood hank may
result in potential selection bias because blood donors might be

4'"r V. IUJI-IUJY. V~ «~Le, _>(XM)
a,,r. Ilnini:,rkcr~ .\ I're. enliall l(IJI
Environmental Tobacco Smoking, Mutagen Sensitivity,
and Head and Neck Squamous Cell Carcinoma'
Zuo-Feng Zhang," Hal Morgenstern, Margaret R. Spitz,
Donald P. Tashkin, Guo-Pei Yu, Tao C. Hsu, and
Stimson P. Schantz Depanmenl of Epidemiology, Unirersity of Califomia tus Angeles School of
Public Heslth, and Jonsson Comprehensive Cancer Center, tnz Angeles,
California 90095-1772 [Z-F. Z., H. M]; Department of Epidemiology. The
University of Texas M. D. And<rsbn Cancer Ccnter. Housmn. Texas 77030
[M. R. S.]: tbpunnent of Medicine. University of California Lot Angeles
School of MeAicine, Ins Angeles. Califomia 9t1095 [D. P. T.I: New York Eye
and Ear Infinnary, New York, New York 10003 [G-P. Y., S. P. S.I; and
Department of Cell Biology. The University of Texas M. D. Anderson Cancer
Cemm,. Houston, Texas 77030 (f. C. H.I
Abstract
Although active tobacco smoking has been considered a
major risk factor for head and neck cancer, few studies
have evaluated environmental tobacco smoke (ETS) and
its interaction with mutagen sensitivity on the risk of
head 'and neck cancer. We investigated the relationship
between ETS and head and neck cancer in a case-control
study of 173 previously untreated cases with
pathologically confirmed diagnoses of squamous cell
carcinoma of the head and neck and 176 cancer-free
controls at Memorial Sloan-Kettering Cancer Center
between 1992 and 1994. A structured questionnaire was
used to collect ETS exposure and other covariates
including a history of active tobacco smoking and alcohol
use- ETS measures include a history of ETS exposure at
home and at workplace. The associations between passive
smoking and head and neck cancer were analyzed by
Mantel-Haenszel methods and logistic.regression models.
Additive and multiplicative models were used to evaluate
effect modiffcations between ETS and mutagen
sensitivity. The crude odds ratio (OR) for ETS exposure
was 2.8 [95% confidence intervals (CI), 1-3-6.0].
Controlling for age, sex, race, education, alcohol
consumption, pack-years of cigarette smoking, and
marijuana use, the risk of squamous ce6 carcinoma of
the head and neck was increased with ETS (adjusted OR,
2.4; 95% CI, 0.9-6.8). Dose-response t-elationships were
observed for the degree of ETS exposure; the adjusted
Received 9/8/99; revised )n/00: acapled 2!L/00.
"rTe costs of publication of this article were defrayed in part by the paymem of
page charga. This anicle musl therefore be hereby mukad adveMaemenr In
accordanee with Ig U.S.C. Secllon 1734 solely to indicate this fact.
' Supponed in pan by Granr FS0d)18 from the National Institute of Environ-
mcntal Heahh Services; Grants CA-51845, and CA16042-24 fron, Ihe Naional
Cancer Instimte; Granl DA/CA113g6 from the Natlonal Inaliwta on Dmg Abuse.
NIH. Department of Health and Humaa Services: by a serd grant by UCLA
lonsson Cancer Center Foundation; and by the Weisman Fund.
z To whom requests for reprinls should be addressed, at Depanmem of Epidemiology. Universily of
Callfornia tns Angeles School of Public Heallh,'H-225
CHS, Box 951772, Los Angeles. Califomia 90095-rR2. Plmne: (310) 825-8418:
Fa. (310) 206-6039: E-mail. zfzhang@ucla cdu
ORs were 2,1 (95% Cl, 0.7-6.1) for those with moderate
exposure and 3.6 (95% CI, LI-11.5) for individuals with
heavy exposure (P for trend = 0.025), in comparison with
those who never had ETS exposures. These associations
and the dose-response relationships were still present
when the analysis was restricted to nonactive smoking
cases and controls (crude OR, 2_2; 95% CI, 0.6-8.4).
Crude odds ratios were 1.8 for those with moderate ETS
exposure and 4.3 for individuals with heavy ETS
exposure among nonsmoking cases and controls (P for
trend = 0.008). More than multiplicative interaction was
suggested between passive smoking and mutagcn
sensitivity. This study suggests that ETS exposure may
increase the risk of head and neck cancer with a dose-
response pattern. Our analysis indicated that passive
smoking may interact with mutagen sensitivity and othcr
risk factors to increase the risk of head and neck cancer.
Our results need to be interpreted with caution because
of potential residual confounding effects of active tobacco
smoking and other methodological limitations. Future
large-scale studies are warranted to confirm our findings.
Introduction
ETS' is generated by exhalations of smokers, plus emissions
from cigarettes, cigars, or pipes between puffs. Approximately
80% of ETS comes from SS and 20% from exhaled MS.
Carcinogens in SS are much higher in ponccntration than in
MS, such as N-nitrosamines (20 fold), 4-antinobiphenyls (30-
fold), 2-naphthylamine (30-fold), aniline (30-fold), benzene
(5-fold), benzo(a)pyrene (3-fold), and 4-(methylnitrosoamino)-
l-(3-pyridyl)-I-butanone (2-fold). Strong evidence linking ETS
to carcinoma of the lung cancer has been documented by a
series of well-designed and conducted epidemiological studies,
as summarized by Dockery and Trichopoulos (I). ETS was
classified as a human carcinogen (group A) by the United States
Environmental protection Agency in 1993 (2)- A recent large-
scale multicenter epidemio]ogical investigation by Boffetta er
at. from the Intemational Agency for Research on Cancer
suggested a moderately elevated risk of lung cancer among
nonsmokers exposed to ETS as adults at home or in the work-
place, with risk tending to rise with the amount of ETS expo-
sure (3, 4).
The association belwcen ETS and lun_e cancer and the
similariUes between the carcinogenic pmperties of passively
and actively inhaled tobacco smoking suggest the possible role
of environmental tobacco smoke or passive smoking on the
development of squamous cell carcinoma of the head and neck.
Although tobacco smoking and alcohol drinking havc been
identified as major risk factors for head and neck cancer, few
1 llm abbreviaunn. n+ed arr F.TS. e ral ioba¢ o svunke SS. +Aesneam
+mnke MS_ mainaurczm .mokc. OR Vodds ratio_ CL ronGdumc inie~.al

statistical adjustment for pack-years of cigarette smoking (con-
tinuous variable); (c) statistical adjustment for pack-years of
cigarette smoking plus age (continuous variable), sex (male
versus female), race (white versus non-white), education
('high school, college education, postgraduate education), his-
tory of marijuana use (yes versus no), and hcavy alcohol drink-
ing (?100 drinks/month versus <100 drinks/month;). Strati-
fied analysis was used to assess departures from additive or
multiplicative effects between ETS and other known risk fac-
tors for head and neck cancer, including cigarette smoking,
alcohol drinking, and mutagen sensitivity.
Results
The overall prevalence of ETS exposure was 83.7%% in controls
and 93.6% in cases. Higher ETS exposure was found in 95.7%
of patients who had laryngeal cancer, 95.7% of pharyngeal
cancer, and 92.7% of carcinoma of the oral cavity. The distri-
butions of ETS exposure, stratified by demographic character-
istics, active cigarette smoking, alcohol drinking, mutagen sen-
sitivity, and marijuana use, among cases and controls and the
distributions of ETS exposure in cases stratified by sites of head
and neck tumor are shown in Table I. No obvious differences
for passive smoking were found in terms of age, gender, and
race. Education was strongly associated with ETS exposure;
high prevalence of the ETS exposures was found in people with
lower education (less than or equal to high school) in controls,
but not in cases. Cigarette smoking was generally independent
of ETS exposure in both cases and controls, although the
prevalence of ETS exposure was elevated with increased pack-
years of smoking, cigarettes smoked/day, and years of smoking
in conuols. Heavy alcohol drinking and mutagen hypersensi-
tivity were not related to ETS exposure in cases or controls.
Marijuana use was associated with passive smoking in cases but
not in controls.
The estimated crude OR for the effect of lifetime ETS
exposure (ever versus never) on the risk of head and neck
cancer was 2.8 (95% CI, t.3-6.0). Adjusting for age, gender,
race, education, heavy alcohol drinking, pack-years of cigarette
smoking, and marijuana use, the OR was 2.4 (95% CI, 0.9-6.8;
Table 2). Strong dose-response relationships were observed for
the effects of the degree of ETS exposure. The adjusted ORs
were 2.1 for those who had moderate ETS exposure and 3.6 for
those who had heavy ETS exposure (P for trend test = 0.025).
When ETS exposure at home, ETS exposure at work, and
spouse smoking were analyzed separately and after controlling
for potential confounding effects, the ETS effect for each vari-
able was weaker in comparison to results of crude analysis.
The observed associations between ETS exposure and
head and neck cancer in never-cigarette-smokers were similar
to those in cigarette smokers (Table 3). The cmde OR for the
effect of lifetime ETS exposure was 2.2 (95% CI, 0.6-8.4) for
never-smokers and 3.1 (95% Cl, LI-8.3) for ever-smokers.
Strong dose-response relationships were also observed for the
effects of the degree of ETS exposure among never-smokers
and ever-smokers. The crude ORs were 1.8 for those who had
moderate ETS exposure and 4.3 for those who had heavy ETS
exposure (P for trend test = 0.0082) among never-smokers.
The crude ORs were 2.5 and 5.3 for moderate and heavy ETS
exposure, respectively, among ever-smokers (p for trend =
0.0016).
Table 4 shows the combined effects of ETS exposure (ever
versus never) and each of four potential effect modifiers: to-
bacco cigarette smoking, alcohol use, marijuana use, and mu-
tagen sensitivity. For these analyses, we used > 1.0 breaks/cell
Cancer Epidemiology, Hiomarkers & Prevention I415
Table !'1'he prevalence of El'S ,n casc. nnd connols, by cxagory nf seleaed
deono¢mphm racnors. smoking. alcnhnl. znd mutagen tenxirlvily
Cammt. Czses
Ycx ou ` Towl YETS,r) 9 Totol
Tolnl 119 S3 7 166 145 93.6 155
Age
<60
68
840
81
64
928
69
60{r9 14 83.0 53 4? 956 45
?70 -17 . 84 3 30 38 92.5 41
Genda:r
Male
90
84 9
106
92
949
97
Female 49 817 60 53 91.4 58
Rzce
While
12'
94 7
150
129
949
136
Non-whilc 11 7511 16 16 84 2 19
kAUCanon
sHigh school
a~
97 7
44
89
93 7
95
Collage 65 "/5.6 86 41 976 42
Postgmdume 31 86.1 36 14 87.5 16
Cigarc[m smoking
Never
46
78 0
59
23
88.5
26
Ev<r 9? 86.8 106 121 953 127
Quit 60 85 7 70 36 97.3 37
CurrenY' ]2 889 36 85 944 90
Paek-Years
0
+6
78 0
59
23
885
26
I-22A 40 8i3 48 20 95.2 21
22.5~4.9 26 929 28 36 9] 3 3"/
?45 1] 944 Itl 57 93.4 61
Marijuana me
No
126
846
149
126
9f,?
131
Yes I l 76.5 I l 19 "I9.2 24
Alcohol use (drinks/monlhs)
<100
Iltl
81 1 1
142
N9
93.7
95
1100 14 933 I5 51 927 55
Mwagen ser.shiviry (Meaks/celb
<l
7S
82.1
95
29
90.6
32
?I 25 862 29 46 939 49
Tamor sires (1cD9r
Lip(140)
,
1
500
-
Tongue (141) 43 91.5 47
Gum (143) 10 90.9 1 1
Floor of mauni (144) 14 1000 14
Other parrt of muuth (145) 9 90.0 10
Oropaarynx(146) 10 90.9 1 1
Nzsopharynx (14]) 2 100.0 3
Hypupharynx (148) 10 IOQO 10
Other oral caviry (149) I 100.0 I
Esophagus (I50) I 1n4n I
I.arynx (161) 44 95.7 46
"Clrrenr smoking category included these whu were slill smoking and people
whn had quit smoking for <5 years.
as the cutoff value to define mutagen hypersensitivity. We
categorized subjects as heavy alcohol drinkers if they had 100
or more drinks/per month and tobacco cigarette smoking into
never smokers/ever smokers. The effects of ETS and mutagen
hypersensitivity were more than multiplicative; the adjusted
OR for the joint category of ETS exposure and mutagen sen-
sitivity was greater than the product of the two component
effects for those two factors, i.e.. 17.5 > 2.6 x 2.0 = 5.2. The
effects of ETS and alcohol consumption appeared more than
additive but less than multiplicative, i.e., 4.9 (alcohol only) +
2.5 (ETS only) minus l= 6.4 < 10.2 (both exposures) < 4.9 x
2.5 = 12.2i The effects of E15 and marijuana use appeared
more than additive but less than multiplicative, i-a. 35 (mar-

Cancer F,pidemioloKf aiumarkers & Prevention I(W)
Tnhle 4 Fstimated combined effects (OR and 95% Cl) of ETS (ever verrus neveq and each of four
polcmial niodifier, fugxrene smoking, heavy alcohol use.
marijuana srnoking, and mtagen hypersensitivity) on the risk of head and neck canrvrz, by c
r.arla¢s selected for adjuslmanl
Passive smoking Potential
modifier No. of
cases Nao of
controls No covariales
Icrude) Pack-ycars
of smoking
Cigareue smoking
No
Never
3
13
1.0
1 0
I I)
No Ever 6 14 1-9(04 -90) 09103-4 91 04 I0 1 271
Yes Never 23 4(1 2.2(It6-8.4) 22(0-6-B4I 1.5/03-6 51
Yes Ever 121 92 53 (1 6-20 -6) 19(t1.5-0.4) 11(U361)
Alcohol (tlrinksimonth)
No
<Ilx)
6
24
1-0
1D
10
No a1(q 4 I 16.0 (1.5-170) 6.4 (0.5-83 5) 49(0 ?-75-81
Yes <100 89 11g 3.0(1.2-9]) 1 -0(0.8-54) 2.51n.ft-761
Yes ~1W 51 14 14-6 (5 0.4261 7.8 12.5-24.11 1 0 2(2 7 37.8)
Mutagen sensitivity (brcakslcelp
No
<1
3
I)
1A
1 0
1 0
No al 3 4 4.3(0b-29.5) 2.9(0.3-30.31 2b(0-1-71-I)
Yes <I 29 78 2.1(0 6-22) 1.6(03-8-8) 20002-17.71
Yes ? 1 46 25 104(2.8-39.1) II-6(2.1-630) 1 7 .5(19-I(121
Marijuana use No No 5 23 1-0 1 0 1.0
No Yes 5 4 5.8(1.I-29.fi 3-6(06-21.2) 35 (0~214 4)
Yes No 126 126 4-6(U/-125) 3-1(Lo-9.8) 2.6((1J-9.0)
Yea Yes 19 13 6.9(20-22.3) 5-8(15-22.8) 9-111 1-345-i
"Also adjusted for age (continuous vadable): gender (male, 0; female, 1); race (white, 0: non-white,
I): education (=high schouL 0: college. 2: >college. 2): hea.y alcohol
use (<100/month 0: ?I00/month. I): and marijuana use (no, 0: yes, 1))
more health oriented. To assess the potential selection bias, we
have compared selected demographic and potential risk factors
between blood donor controls and non-cancer controls from the
Surgical Day Hospital during the same study period at Memo-
rlal Sloan-Kettering Cancer Center. Generally, the two groups
of controls were similar in terms of those selected factors;
contrary to expectation, however, blood donor controls had a
slightly higher proportion of cigarette smokers and a markedly
higher proportion of alcohol drinkers than the other control
group, potentially producing an underestimation of the associ-
a[ion between cigarette smoking, alcohol drinking, and head
and neck cancer and may lead to incomplete control of these
potential confounders. Because we did not collect information
on passive smoking in non-cancer controls from the Surgical
day Hospital, we did not know whether the prevalence of
passive smoking in blood donors would also be higher than
non-cancer hospital controls so that the selection bias could not
be clearly ruled out. On the other hand, because the majority of
blood donors were relatives or friends of cancer patients hos-
pitalized at Memorial Sloan-Kettering Cancer Center, they
might have a slightly higher chance of exposure to ETS. We
believe that the selection of blood donors as controls would
probably underestimate the association between ETS and head
and neck cancer under study.
When we evaluated the interaction between passive smok-
ing and mutagen sensitivity (Table 4), a possible selection bias
might exist because those with blood samples for mutagen
assay may be different from individuals without blood samples.
A total of 26.1% of controls and 46.8% of cases refused to
provide a blood sample for the bleomycin sensitivity test in this
study. We have compared the differences between those with
and without blood samples on selected variables. This attempt
is crucial to show whether there is selection bias because of
missing samples that may threaten the validity of the interaction
between passive smoking and mutagen sensitivity. The propor-
tjon of passive smoking was comparable in those with and
without blood specimens for both cases and controls. No ob-
vious difference was found between those with and without
blood samples in terms of age, gender, education, and alcohol
drinking in both cases and controls. Significant differences
were found for cigarette smoking and race in cases; cases with
blood specimens had a higher proportion of smokers and non-
white than cases without blood specimens. Those differenccs
indicate that the subjects with blood samples might not be a
representative group for smoking habits and non-whites froln
the original study population, which might lead to a stronger
confounder effects on the association between passive smoking
and head and neck cancer.
The second limitation is differential misclatsification of
ETS, which may bias the estimated effect under study (15, 16).
The degree of overreporting may be greater for cases than
controls because cases might want to rationalizetheir disease.
Thus, the estimates of ETS effects could be positively biased.
Self-reported ETS in the recent past has been validated in
several studies and believed to be apparently valid (17-19). The
confirmation that dose-response relationships.exist between
urinary cotinine concentrations and self-reported passive smok-
ing partially validates questionnaire measures of the degree of
environmental smoke exposure (19). The results of the analysis
of self-reported recent exposure to ETS from any source in
relation to urinary concentrations of cotinine indicated that
duration of exposure and number of cigarettes to which the
subject reported being exposed were strongly related to urinary
cotinine (17). However, questionnaire-based infolmation on
long-term exposure to ETS is difficult to integrate over time
and almost impossible to validate. Nevertheless, the validity of
self-reported exposure to ETS in the recent past supports the
validity of self-reported of long-term exposure to ETS (20).
Thus, we believe that differential misclassification of past ex-
posure to ETS is probably not sufficient to explain the positive
findings in this study. The possible differential misclassifica-
tion of using mutagen sensitivity assays in case-control study
was discussed by Caporaso (21). Cultured cells obtained from
patients with cancer or control subjects in a hospital setting can
differ for abnormal nutrition, secondary metabolic alterations of
neoplastic disease, and effect of treatment, hospitalization, in-

1048 Envirunmenwl Tubacm SnrokinR and Ilead and Neck rlancur
activity, or stress, which will allow bias because of differential
misclassification. However, a recent paper by Cloos et at. (22)
reported a high heritability estimate of the susceptibility to
bleomycin-induced chromatid breaks, which indicates that a
clear genetic basis for mutagen sensitivity-related cancer sus-
ceptibilily may exist in the general population. If the mutagcn
sensitivity is highly inherited, Ihe differential misclassification
bias for Ihis assay might be minimal.
The third limitation is the small sample size_ We only have
10 cases and 27 controls who had no ETS exposure. If we
further stratified by cigarctte smoking or mut:ation sensitivity,
the number becomes much smaller. The relatively small sample
size may lead to the low power of ttte study and a poor precision
of the measurement, which would limit our ability to estimate
the ETS effect effectively and precisely.
Confounding by active cigarette smoking and alcohol con-
sumption on the association betueen ETS and head and neck
cancer was apparent Although we attempted to adjust for
active cigarette smoking and alcohol drinking in our analyses,
residual confounding might still exist because ETS may be
closely related to active cigarette smoking and alcohol con-
sumption.
The observed association between exposures to ETS and
head and neck cancer is relatively weak, s[milar to the observed
association between ETS expxure and lung cancer. In com-
parison with the ETS effect in lung cancer, the OR of ETS for
head and neck cancer is slightly higher. It may be caused by the
small sample size of this study. On the other hand, considering
the upper aerodigestive tracts as a first entrance for the ETS
exposure, the degree of exposure might be higher than that in
lung. In addition, the mechanism of the ETS carcinogenic
action may be different in upper aerodigestive tract cancers
from that in lung cancer.
Our results are supporte(1 by compelling biological evi-
dence. This evidence includes the higher concentration of car-
cinogens in SS than MS, the strong causal link between active
smoking and both lung and head and neck cancers, and the
convincing evidence of the association between ETS exposure
and lung cancer (I)_
Although non-cigarette smokers are major potential vic-
tims of the health consequences of ETS, active smokers might
also have a greater opportunity to be exposed to S5, in addition
lo MS- Therefore, if ETS is associated with certain cancers in
nonsmokers, it would be reasonable to assume that ETS would
have a similar or even stronger impact on the risk of tobacco-
related cancers in smokers when active cigarette smoking and
other potential confounding effects are controlled for. The
hypothesis is supported by the following: (a) cigarette smokers
are exposed not only to MS but also to SS from their own
cigarettes; (6) smokers tend to socialize with other smokers,
thereby increasing their exposure to other smokers' SS; (c)
smokers are more likely than nonsmokers to have a smoking
spouse or partner, thus further increasing their exposure to ETS
(23). Because most published studies of ETS and lung cancer
are limited to nonsmoking wamen, we may not know the full
impact of ETS on the risk of lung cancer. The effects of ETS
need to be further studied in nonsmoking men, as well as in
active smokers. In the present study, we found slightly different
effects of ETS on the risk of head and neck cancer between
smokers and nonsmokers, In never-smokers with 26 cases and
59 controls, the crude OR was 2.2 for ETS exposure. The
dose-response relationship was apparent with ORs of 1.8 for
intermediate ETS exposure and 4.3 for heavy ETS exposure (P
for trend = 0.0082). Interestingly, the adjusted ORs for BTS
exposure in the whole studv population, including both active
smokers and never-active smokers, were very similar to those
in the subanal,vsis with never-active smokers: 2.4 for ETS
exposure, 2.1 for moderate ETS exposure, and 3.6 for heavy
ETS expozure, respectively (P for trend = 0.0249). These
observations arc cortsistcnt with our assumption.
Pnssible interaction effects were suggested between ETS
and mutagen sensitivity and other risk factors for head and neck
cancer, The interplay between carcinogens and intrinsic host
susceptibility is an important factor in environmental carcino-
genests. Mulagen Itvpersensitivity, an indirect marker for DNA
repair, intemcts with tobacco smoking in head and neck cancer
risk (24-27). Svnergy between mutagen hypersensitivity and
ETS was suggested in this study because the effects were much
more than multiplicative, which suggests that Ihe development
of the uppet aerodigestive cancers may be affected by gene-
environment interaction_ Because of the low power for testing
Ihese interactions, however, the present findings will need to be
replicated in future large studies.
[n summary, we found that ETS is associated with a
dose-depcn(lent increased risk of head and neck cancer. This
association is supported by other evidence that provides a
biologically plausible basis for the hypothesis that ETS is a risk
factor for human head and neck cancer. Our results need to be
examined with caution because of potential residual confound-
ing effects of active tobacco smoking and small sample size.
Further large-scale epidemiological studies are needed to rep-
licate our results, to examine the relationships between ETS and
increased risk of cancer, and to assess potential interactions
between ETS and olher risk factors.
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1041 F.nvironmenUl Tobaam Snraking nnd Iluad antl Neck fanrer
clinical or epidemiological studies have been conducted to
examine the possible effects of passive smoking on the dsk of
head and neck cancer- One of those studies was a case report
involving a 69-year-old nonsmoking woman with squamous
carcinoma of the left tonsil. Her illnes.s was suspected to be
related to her husband's 40 ycars of smoking (5). In another
study of the possible role of passive smoking in the develop-
ment of squamous cell head and neck cancer (SCHNC), a group
of 59 non-smoking cases with squamous cell head and neck
cancer were retrospectively studied at the Cleveland Clinic
Foundation (6)- When compared with the individuals without
ETS exposure, an elevated risk of head and neck cancer was
noted for those exposed to ETS both in the home and in the
workplace. The authors concluded that a cause and effect re-
lationship between passive smoking and head and neck cancer
cannot be clearly established on the basis of their study because
of the small sample size, the limited data collection, and inad-
equate adjustment for potential confounding effects in their
analysis. '
The aim of the present analv.eis was to examine the asso-
ciation between ETS and head amd neck cancers, controlling for
other known risk factors for the disease, including cigarette
smoking and alcohol drinking. We will also explore the possi-
ble interactions between ETS and mutagen sensitivity, and with
other known risk factors for head and neck cancer. Mutagen
sensitivity is considered a predisposition marker of cancer risk
(7, 8). Defects in one or more steps of the DNA repair process
may play a significant role in environmental carcinogene,sis,
and the extent of such defects mav be partially responsible for
susceptibility or resistance to environmental mutagens (9). Mu-
tagen sensitivity tests are indirect indicators of DNA repair
competence. Bleomycin, a radiomimetic agent, was used as the
test mutagen, an assay developed to evaluate the rates of in-
duced chromosome breakage as a crude indicator of the re-
sponse to a genotoxic agent (10, I I L
Patients and Methods
Subject Selection. Untreated new patients with a histologi-
cally confirmed diagnosis of first primary squamous cell car-
cinoma of the head and neck, seen at Memorial Sloan-Kettering
Cancer Center from 1992 to 1994. were considered as cases in
this study. We have approached 192 patients, and 173 agreed to
participate- Eleven tumor sites were classified by the American
Joint Committee on Cancer criteria. Age and sex frequency-
matched controls were identified for this study. Controls were
without a history of cancer and were identified from the Blood
Bank Center of Memorial Sloan-Kettering Cancer Center dur-
ing the same period. We approached 196 blood donors, and 176
agreed to participate the study.
Data Collection and Variables. "I'he study was approved by
the Institutional Research Board on Human Subjects of Memo-
rial Sloan-Kettering Cancer Center. All cases and controls were
asked to sign an informed consent form if Ihey agreed to
participate in the study, to completc a structured questionnaire.
and to donate a sample of blooai The questionnaire requested
infonnation on the following variables: age, gender, race, year
and place of birth, religion, family income, and education;
average number of tobacco cigarcues smoked/day, years of
smoking, age at initiation of smoking; exposure to ETS (at
home and at work); alcohol consumption, types and frequency
of alcohol consumption; occupational and environmental ex-
posures; family history of cancer, sexual history; medical his-
tory; and oral hygienic history. In addition, all subjects were
asked if they had ever used mariryana. If they responded ves,
suhjects were asked the avcrage number of times they smakcd
per day and the nurnber of years of marijuana use- For ETS
exposure, all suhjects were asked: (a) "Have you ever been
regularly exposed to other people's cigarette sntokc at home7"
and (6) "Have you cer been regularly exposed to odter people's cigareue smoke at work?" There were
three choices for
each questton: neva- occasionally, and regularly- In addition, a
question regarding partner's or spouse's smoking was asked:
"Does yuur current panner/spouse smoke? (yes/no)"- A total of
155 cases (89,64b) and 166 controls (94-3%) had complete data
on passive smoking at home and at work. Individuals with
missing data on passive smoking were excluded from analysis-
Those rcported either occasional or regular exposure to ET'S at
home or work uere categorized as ever exposed to ETS, and
those who rcported no exposure to ETS both at home and at
work were defined as never exposed to ETS- The degree of ETS
exposure was defined according to history of passive smoking
both at home and at work. "Never exposed to ETS" was defined
as those individuals who were exposed to ETS neither at home
nor at work, "heavily exposed to ETS" was defined as those
individuals who were exposed to ETS both at home and at
work, and "moderatelv exposed to ETS" included those who
were either exposed ro ETS at home or at work.
Mutagen Sensitivily 4ssay. A total of 91 patients and 131
controls provided a blood specimen for the assessment of
mutagen sensitivity. "Die mutagen sensitivity assay used in this
study has been descrihc:d in derail previously (12). A peripheral
blood sample (!0 nd or less) was collected from cases and
controls in a heparinized tube prior to initiation of lymphocyte
culture.'[he standard lymphocyte culture procedure used RPMI
1640, supplemented with 15% FCS and phytohemagglutinin, in
a ratio of hla)d:medium of 1:9. At 67 h of incubation, one set
of cultures was treated with bleomycin (0.03 units/ml) for 5 h.
Colcemid (0.tM mg/m]) was added in the last hour to induce
mitotic arrest prior Io harvesting. A conventional cell harvest-
ing procedure followed. The cells were treated with hypotonic
KCl (0.975 M KCI) solution for 15-20 min, fixed, washed with
a freshly prepared imxture of methanol and acetic acid (3:1),
and air-drled on wet slides. The slides were stained with
Giemsa solution without banding. Fifty well-Spread metaphases
were examined from coded slides. Chromatid aberrations re-
corded were frank chromatid breaks or exchanges. Bleomycin
tends to induce few chromatid exchanges (which, if present, are
considered as two breaks). Chromatid gaps or attenuated re-
gions were disregarded_ The frequency of breakage was ex-
pressed as hrcaks/celL The reliability of cytogenetic scoring has
been evaluated previously by comparing four separate blood
sarnples from a respective donor with a minimum interval
between samples of I week (9).
Statistical Analysis. "lhe effects of ETS on the risk of head
and neck cancer were estimated with ORs and their 95% C[s,
derived from logistic regression analysis (13). Dummy vari-
ables were used in logistic regression analysis to estimate ORs
for each category of exposure. Trend tests for ordered variables
were performed by assigning the score j to the jth exposure
level of a caicgorical variable (where j= 1, 2, ..-) and treating
the categorical variable as an interval predictor in unconditional
logistic regression. We have selected several potential con-
founders or effect modifiers in our analysis. In addition to
active tobacco smoking and alcohol drinking, we considered
marijuana smoking as a possible confounder or a effect mod-
ificr in our analysis because marijuana smoking was associated
with head and neck cancer (t4). Three models were used to
assess ETS effeetr ta) no cuvariazes (crode analysis): (b)
