Philip Morris
Fourth Quarter 920000 Report on Institutional Holdings of Philip Morris Common Stock
Fields
- Author
- Millington, H.
- Area
- MILLINGTON,HOBIE/CARLSTADT
- Type
- MEMO, MEMORANDUM
- CHAR, CHART, GRAPH, TABLE, MAPS
- REPT, REPORT, OTHER
- Alias
- LITPM039114
- Site
- N404
- Named Organization
- 1st Interstate Bancorp
- Aetna Life + Casualty
- Aim Management
- Aim Management Group
- Alliance Capital
- Alliance Capital Mgmt
- Bankers Trust
- Boston
- Ca Public Emp Ret
- Capital Growth Management
- Capital Guardian Research
- Capital Research
- College Retire Equities
- De Management
- Eagle Asset Management
- Fayez Sarofim
- Fidelity Management
- Hellman Jordan Management
- Ids Financial
- Independence Invt Assoc
- Janus Capital
- Jp Morgan
- Lincoln Capital
- Lynch Mayer
- Ma Financial Services
- Mellon Bank
- Miller Anderson
- Nationsbank
- Natl Westminster Bank
- Newbolds Asset Management
- Ny State Common Ret
- Ny State Teachers
- Oppenheimer
- Philip Morris
- Putnam Management
- Rosenberg Inst Eq Management
- S+P
- Sec
- Shawmut Natl
- State Street Boston
- T Rowe Price
- Tuckman Capital Management
- Wells Fargo
- Characteristic
- CONF, CONFIDENTIAL
- Copied
- Kennington, N.
- Kenny, M.
- Rolli, N.
- Litigation
- Feda/Produced
- Author (Organization)
- Philip Morris Companies Inc
- Recipient
- Bible, G.C.
- Campbell, W.I.
- Cullman, J.F. III
- Dunn, W.L.
- Goldberg, M.S.
- Lewis, G.R.
- Maxwell, H.
- Mayer, R.P.
- Miles, M.A.
- Murray, W.R.
- Storr, H.G.
- Tucker, J.J.
- Weissman, G.
- Wickham, K.P.
- Named Person
- Avery, D.
- Bertelson, R.
- Cartusciello, L.
- Cecil, A.
- Chappelear, R.
- Chelpka, G.
- Crowe, P.
- Daniel, N.
- Derkum, E.
- Dixon, M.
- Dunbrack, G.
- Fast, S.
- Frick, C.
- Goff, J.
- Goldman, D.
- Goldsborough, W.
- Hale, M.
- Heebner, K.
- Hull, J.
- Jordan, R.
- Krueger, K.
- Larson, K.
- Lathrop, J.
- Lynde, S.
- Moser, J.
- Mozur, S.
- Platt, E.
- Reno, E.
- Richards, J.
- Smith, R.
- Stack, K.
- Tebault, J.
- Tukman, M.
- Weissman, L.
- Wilberg, C.
- Williams, M.
- Recipient (Organization)
- Philip Morris Companies Inc
- Date Loaded
- 04 Dec 2002
- UCSF Legacy ID
- amu42c00
Document Images
PHILIP MORRIS COMPANIES INC. INTER-OFFICE CORRESPONDENCE
120 PARK AVENUE, NEW YORK, N.Y 10017
TO: DISTRIBUTION DJ:tf: March 25, 1993
FROM: H. Millington
suuccT: Fourth Quarter 1992 Report on Institutional
Eoldinas of PhiliD Morris Common Stock
Following is material relating to institutions required to
file their holdings with the S.E.C.
As of December 31, 1992, 810 of these institutions owned
496 million shares of Philip Morris, or 55.6% of the common
stock outstanding.
During the quarter, reporting firms decreased their Philip
Morris holdings by 21,598,000 shares. The major sellers
were Janus Capital (3,484,000 shares], Capital Growth
Management (3,438,000 shares], and Fidelity Management
[2,508,000 shares). For the full year, Fidelity divested a
total of 14,547,000, leaving a balance at December 31 of
4,266,000 Philip Morris shares in its portfolio.
Major purchasers were Newbold's Asset Management [1,286,000
shares], AIM Management [1,018,000 shares], and Alliance
Capital [932,000 shares].
During the fourth quarter of 1992, Philip Morris stock
decreased from 84 3/4 to 77 1/8, a 9% decrease, while the
S&P 500 Index increased 2%.
DIBTRIBIITIONi
M.A. Miles J.F. Cullman, 3rd
G.C. Bible H. Maxwell
W.I. Campbell G. Weissman
W.H. Dunn
M.S. Goldberg
G.R. Lewis
R.P. Mayer
W.R. Murray
H.G. Storr
J.J. Tucker
K.P. Wickham
cc: M. Kenny
N. Rolli
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TWENTY MAJOR HOLDERS
PHILIP MORRIS COMMON STOCK
AT DECEMBER 31, 1992
12/31/92
Shares (000)
Incressel
Institution Location Ane st Holdinas ease
Fayez Sarofim Houston Nancy Daniel 32,175 (167)
Bankers Trust New York Edwin Platt 17,018 (341)
Capital Research Los Angeles Karin Larson 16,373 642
Wells Fargo San Francisco Stephen Fast 16,300 (480)
Alliance Capital New York Cyrrthta Frick 14,261 932
College Retire Equities New York Lawrence Wefssman 11,807 360
Mellon Bank Pittsburgh Robert Chappetear 10,974 (701)
J. P. Morgan New York Kathleen Stack 7,641 (631)
New York State Common Ret Albany John Hull 7,087 (420)
Naw York State Teachers AJbany Edward Reno 6,259 5
Nations8ank Corp. Charlotte Jeffrey Moser 5,811 (242)
Miller, Anderson & Sherrerd Philadelphia Morris IKifiams 5,782 411
First Interstate Bancorp Los Angeles Gary Chelpka 5,249 302
Lincoln Capital Chicago William Gaidsborough 5,235 258
California Public Emp. Ret. Sacramento Carl Wilberp 4,941 0
State Street Boston Corp. Boston Gary Dunbrack 4,850 (139)
Independence Invt. Assoo Boston D'afton Avery 4,802 (56)
Oppenheimer 8 Co. New York David Goldman 4,765 (3)
Tukman Capital Management California Melvin Tukman 4,286 260
Fidelity Management Boston Bob Bertelson 4,266 (2,508)
TOTAL TOP TWENTY 189,882 2 508
PERCENT OF TOTAL 21.3%
CDNFlDENTIAt
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Institution
Newbold's Asset Management
A I M Management Group
Alliance Capital Mgmt.
Rosenberg Inst. Eq. Management
Shawmut National Corp.
Capital Guardian Research
Delaware Management Co.
T. Rowe Price
National Westminster Bank
Eagle Asset Management
c:573f_1?92.wic3(3)
TENtARGESTINCREASES
AMONG IDENTIFIABLE INSTRUTIONS
AT DECEMBER 31, 1992
Location
Bryn Mawr, PA
Houston, TX
Minneapolis, MN
San Franoisco, CA
Harttord, CN
Los Angeles, CA
Philadelphia, PA
Baltimore, MD
Jersey City, NJ
St. Petersburg, FL
Matyst
Steve Monu
Lucy Cartusciello
Cynthia Frick
Edward Derkum
Investment Dept
Karin Larson
Marion Dizon
Arthur Cecil
Patrick Crowe
Kyle Krueger
Tota110 Largest Increases
12J31/92
(000)
Shares
Increase Holdinos
1.2HS'^ 2,384
1,018: : 3,931
93Z 14,281
86W 1,637
585, 1,438
33f;= 19,072
a2H; 655
42W 1,573
416? 932
401'; 958
tf.79&'
CUNFIDENTIAL
PM 039116
TEN LARGEST DECREASES
AMONG IDENTIFIABLE INSTI7U11ONS
FOURTH OUARTER,1992
12/31/92
Sh0a0res
Institution Location Analyst ecreas Holdinas
Janus Capftal Denver, CO Jim Goff (3,484) 8
Capital Growth Management Boston, MA Kenneth Heebner (3,438) 0
Fidelity Management Boston, MA Bob Bertelson (2,508) 4,288
Boston Company Inc. Boston, MA Suzanne Lynde (2,301) 1,869
Aetna Ute & Casualty Hartford, CN. Jean Richards (1,389) 3,021
Putnam Management Boston, MA John Lathrop (1,119) 232
IDS Financial Minneapolis, MN Jeanie TebauR (1;092J Z364
Massachusetts Financial Services Boston, MA RobertSmith (1,028) 1,437
Lynch & Mayer NewYork, NY Bob Jordan (989j 8
Heliman Jordan Management Co. Boston, MA MarUn Hale (919) 0
Total 10 Largest Decreases (18,237j
C0IVEIDENTIAt
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PM 039117
