Philip Morris
Neighborhood Social Environments and the Distribution of Low Birthweight in Chicago
Fields
- Author
- Roberts, E.M.
- Type
- PSCI, PUBLICATION SCIENTIFIC
- BIBL, BIBLIOGRAPHY
- Area
- CARCHMAN,RICHARD/OFFICE
- Litigation
- Iwoh/Produced
- Characteristic
- EXTR, EXTRA
- MARG, MARGINALIA
- Site
- R530
- Named Organization
- Apha Publication Board
- Publications Board
- Univ of Il
- American Journal of Public Health
- American Public Health Assn
- Publications Board
- Author (Organization)
- American Journal of Public Health
- Univ of Il
- Named Person
- Meyer, E.T.
- Roberts, E.M.
- Wentworth, B.
- Roberts, E.M.
- Master ID
- 2063633486/4072
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Document Images
Objectives. This study exam-
ined the socioeconomic precursors of
disparities in maternal health by
measuring the associations of nine
neighborhood-level indicators of so-
cial phenomena with low infant
birthweight.
Methods. Vital records and cen-
sns data for the Chicago metropolitan
area in 1990 were merged (n =
112 327); a logistic regression model
predicting low birthweight was esti-
mated by backward elimination.
Results. v~r~th individual-level
variables held constant, six neighbor-
hood-level indicators predicted low
birthweight, together contributing to
a variation in rate of 5.5%. Commu-
nity economic hardship and housing
costs were positively associated with
low birthweight, while community
socioeconomic status, crowded hous-
ing, and high percentages of young
and African-American residents were
negatively associated with low birth-
weight.
Conclusions. Maternal health
inequalities should be explored in the
context of historical segregation, so-
cial stratification, the dynamics of
social support, and resource sharing.
among communities. Several commu-
nity characteristics associated with
povex~.T are negatively associated
with low birthweight. The traditional
focus on individual risk factors for
low birthweight limits our under-
standing. (Am J Public Health~ 1997;
87:597-603)
Neighborhood ioclal t nvtronments and
the Distribution of Low Birthweight
in Chicago
o
oo
o
o
Eric M. Roberts, PhD
Introduction "
Among the neighborhoods of the
inner city are some that serve as settings
for many of today's most acute and
perplexing public health problems. Some
authors posit the existence of a relatively
new urban underclass, characterized by
concentrated poverty and social disloca-
tion, racial and economic segregation, and
norms of behavior that are markedly
different from those of the rest of society,t
Whether or not one accepts the existence
of the urban underclass, it is inarguable
that maternal health indicators for certain
inner-city populations are alarming. While
the rates of low birthweight and infant
mortality for the state of Illinois as a
whole in 1990 were 7.6% and 10.7 per
1000, respectively, those for certain neigh-
borhoods of Chicago were as high as
19.5% and 31.9 per 1000 (Illinois Depart-
ment of Public Health, Division of Family
Health, unpublished data).
Our understanding of the causes of
these inequalities, however, is simplistic
at best. Discussions of racial disparities
in health are often collapsed into uni-
dimensional explanations of socioeco-
nomic status,~ although the causes of
these disparities are very likely multifacto-
rial, involving economics, health behav-
iors, social environments, community
dynamics, and segregation. Furthermore,
the story of social inequalities in maternal
health is traditionally told in terms of
individual risk factors for low birthweight
or infant mortality, which directs attention
toward individual determinants of health
and away from economic and slrucmral
ones. It is likely that social phenomena
that affect people at the level of entire
communities play a role in creating these
inequalities. It is therefore important to
understand how neighborhood characteris-
tics that may reflect these phenomena,
such as poverty rates, housing conditions,
and demographic composition, could be
associated with individual health status.
This paper examines community-
level indicators of social phenomena for
associations with individual probabilities
of low birthweight. Data are drawn from
the metropolitan area of Chicago, which is
well known not only for the extremes of
social conditions encountered in different
parts of the city but also for its diversity of
well-defined and thoroughly studied neigh-
borhoods. The goal is to direct discussion
toward the social, economic, political, and
historical contexts in which disparities in
maternal health have arisen.
Social Environments and
Maternal Health
The data suggesting that community
social environments may be associated
with individual maternal health come
from a variety of sources. Several au-
tbors4-6 have reported that social support--
whether from a mother's existing support
network or provided as a clinical interven-
tion-is associated with increased birth-
weight and postuatal maternal health.
Studies addressing the effects of neighbor-
hood social environments on individu-
als,7-9 however, generally use less "medi-
cal" indicators of well-being as outcome
measures. These investigations employ a
variety of indicators of general neighbor-
hood socioeconomic stares (SES), which
is regarded as a rough gauge of neighbor-
The author is with the Medical Scholars P~gram
and the School of Social Work, University of
Illinois at Urbana-Champaign, Urbana.
Requests for reprints should be sent to Eric
M. Roberts, PhD, Medical Scholars Program and
School of Social Work, University of Illinois at
Urbana-Champaign, 190 Medical Sciences Bldg,
506 S Marthews Ave, Urbana. IL 61801.
This paper was accepted June 21, 1996.
April 1997, Vol. 87, No. 4
American Journal of Public Health 597

Roberts
TABLE 1--1ndividual- and Community-Level Descriptors, Based on Chicago
1990 Vital Records and Census Data and Used in Logistic
Regression Analysis (n = 112 327)
Variable Method of Computation/Unit Mean -+ SD
Individual characteflstics
Race/ethnicity=
Hispanic Coded as 0 or I 0.19 - 0.39
White Coded as 0 or 1 0.52 +- 0.50
Age In years 26.68 -+ 5.92
Marital status Single, divomed, or wid- 0.64 _~ 0.48
owed = 0; married = 1
Education Years (0-18 ~-) 12.51 -+ 2.85
Prenatal care use Inadequate = O; intermedi- 1.57 -- 0.65
ate = 1; adequate = 2
Parity No. children born live to 2.10 +_. 1.26
mother, including present
birth
Cigarette smoking Cigarettes per day 1.52 -+ 4.90
Alcohol consumption Drinks per week 0.05 __ 0.71
Community characteristics
Socioeconomic status Average of zscores of % of -0.40 -+ 0.94
white-collar workers,
median family income,
median adult education
level
Economic hardship Average of zscores of % of 0.58 -+ 1.22
unemployed adults, % of
families in poverty
% of young residents % residents under 18 years 27.49 _-+ 6.10
% of old residents % residents over 64 years 10.71 -+ 4.58
Stability % residents with same 45.85 +-. 9.81
address 5 years before
% of African-American resi- ... 27.83 +_ 36.76
dents
% of Hispanic residents ... 14.11 -+ 20.07
Median rent $ per month 505.59 -+ 125.62
Crowded housing rate % housing units with more 6.29 ± 5.84
than one person per room
aAfdcan Amedcan is the reference category.
hood "quality." They measure associa-
tions with individual outcomes such as
educational attainment, crime, teenage
sexual behavior and childbearing, and
adult success in the labor market.
Ethnographic data suggest mecha-
nisms by which social dynamics within a
community could influence personal well-
being. In particular, Anderson's analysis
of urban, low-income communities de-
scribes young people caught in a tug-of-
war between two lifestyles, one emphasiz-
ing the value of hard work, getting ahead,
and having options for the future, and the
other revolving around a number of
problem behaviors, such as violence, drug
use, and irresponsible sexual activity.I°
Anderson argues that central to the pro-
pagation of these former values in a
community is the presence of close-knit.
financially stable extended families; this
effect is undermined, however, by wide-
spread poverty and unemployment. Addi-
tional work supports the assertion that kin
networks play a large role in the well-
being of single parents, particularly among
African-American families. I I,~ 2
An examination of the effects of
neighborhood characteristics on individ-
ual well-bein.g naturally raises the ques-
tion of how the neighborhood characteris-
tics came to be in the first place. Much of
the social differentiation of th~ city that
we see today is the result of powerful
individuals and groups' actively working
to divert resources and maintain segrega-
tion in the ongoing oppression that has
occurred over most of the 20th cen-
tl/Ty.13A4 The effects of social differentia-
tion on personal well-being that we
observe today, both negative and positive,
must be seen in the context of this political
and economic history.
Methods
Data Sources
The data set for this project was
constructed from the 1990 vital records
for lllinois, which provided infant birth-
. weights and maternal characteristics for
every Illinois birth, and the 1990 United
States Census of Population and Housing,
which provided neighborhood descrip-
tors. Only the portions of these data sets
describing the six-county Illinois segment
of the Chicago metropolitan area were
used. Each birth in this area during 1990
represented one case in the data set;
each case contained information about
the infant's birthweight, the individual
maternal characteristics, and the charac-
teristics of the community in which the
mother resided.
Within the city of Chicago, the
desirable unit of analysis was the commu-
nity area (neighborhood). Census tract
information was aggregated to this level,
using the definitions of the 77 Chicago
community areas currently used by the
Illinois Department of Public Health.
Outside the city, data were aggregated to
the level of individual towns.
Selection of Communio'-Level
Indicators
No comprehensive review of commu-
nity-level indicators of social processes
and their associations with individual
well-being exists. In keeping with the
exploratory nature of the present study,
indicators were chosen that were sug-
gested by the diversity of social science
literature discussed above. Convention
suggests the use of neighborhood SES as
an indicator of neighborhood "quality." in
spite of a relative paucity of theoretical
framework justifying this construct. Rates
of poverty and unemployment have been
clearly implicated as being connected
with individual well-being because of
their effects on both personal resources
and social dynamics. Ethnographic data
suggest that community age distribution
and stability can influence personal sup-
port networks, and that norms of behavior
within these networks can vary between
communities of differing racial and ethnic
compositions. Intemeighborhood varia-
tions in housing costs and crowding are
among the clearest legacies of segregation
within the city and are therefore also
indicated as potential covariates with
individual health status.
Coding procedures for these vari-
ables are summarized in Table 1. Infant
598 American Journal of Public Health
April 1997. Vol. 87. No. 4

birthweight was coded as 1 for less than
2500 g and 0 for ~00 g or more. Prenatal
care use was coded according to the
classification procedure of Kessner et al.ts
as modified by Showstack et a1.16
Analysis
A logistic regression model was
estimated by backward elimination. This
is to say that all available variables were
loaded into the model initially; those
without significant coefficients (a = .05,
using the Wald statistic) in the resulting
equation were then removed and the
model reevaluated in a stepwise fashion.
To assess model stability, coefficients
were reestimated using three random 50%
subsamples from the data set. Both
univariate and specific combinations of
the multivariate coefficients were re-
viewed; race-specific subsets of the data
were also analyzed. The goodness of fit
of the model for areas of particularly
high rates of poverty or low birthweight
was assessed by the inclusion of dummy
variables indicating births from these
communities, the Score statistic of such a
variable providing an assessment of the fit
of the model for that community,t7
Results
The entire sample described 131 457
births to residents of the six-county area in
1990. Of these, 112327 (85.4%) re-
mained after deletion of cases with
missing data. Rates of low birthweight
within the city are shown by community
area/neighborhood in Figure 1. In all,
three community characteristics (stability,
percentage of Hispanic residents, and
percentage of old residents) and one
individual characteristic (parity) were re-
moved from the model.
The results of the final logistic
regression analysis are shown in Table 2.
For comparison, these coefficients are
shown alongside regressions of individual
and community variables alone as well as
with the univariate coefficients. Among
the individual-level risk factors, the sign
of the multivariate age coefficient is
somewhat counterintuitive, since young
mothers are commonly assumed to be at
higher, not lower, risk for low birthweight.
This elevated risk has been shown to
disappear, however, when social factors
such as poverty and stress are controlled,
making these findings consistent with
those of previous studies,ts
Six community characteristics were
found to be significant predictors of low
Envtrmunent and Birthweight
Percent LBW
[] O.Ito 4
[] 4.~to 8
[] 8.1to 12
[] 12.1 to 16
[] 16.1 to 20
Source. Illinois Department of Public Health vital records.
FIGURE 1--Incidence of low birthweight (LBW) in Chicago, by community
area, 1990.
birthweight. The index of economic hard-
ship was positively associated with risk
for low birthweight, as was median rent.
Negatively associated with risk for low
birthweight were the index of neighbor-
hood SES, the percentage of African-
American residents, the percentage of
young residents, and the crowded housing
rate.
The robustness of the model was
assessed by random 50% subsample
analysis. Three of the 14 coefficients were
observed to change in magnitude by more
than 20% in different subsamples---these
were the indices of economic hardship
and SES and the crowded housing rate. Of
these, the coefficient for crowded housing
actually switched from a negative to a
marginally positive value, so its interpreta-
tion, out of the entire set, is the most
questionable. Changes in the economic
hardship coefficient ranged from 7.0% to
28.7%, while those in the SES coefficient
ranged from 26.8% to 41.8%.
The sizes of these associations were
examined by entering different values for
each independent variable into the model
equation and observing the changes in the
predicted probability of low birthweight;
all other variables were held constant at
their means, so the estimated change was
due to that variable alone (Table 3). For
most of the variables that are not nominal
or ordinal, the comparison in Table 3 is
between the 10th and 90th percentile
values of each independent variable; this
way, the probability of low birthweight is
compared for mothers across the spec-
trum of the sample. The one exception
is a/cobol consumption; fewer than 10%
Agril 1997, VoL 87, No. 4
American Journal of Public Health 599

Roberts
of the mothers in the sample are recorded
as using .any alcohol during pregnancy,
so the comparison values are arbitrarily
selected as zero and three drinks per week.
This procedure suggests that, with all
other variables controlled, maternal race
and ethnicity is still the risk factor that
explains the largest amount of social
inequalities in risk for low birthweight;
Hispanic mothers are 6.25% less likely
than African-American mothers to have a
low-birthweight infant. Other factors with
large effects include the index of poverty
and unemployment, marital status, prena-
tal care use, and age. All of the other
associations, although significant, repre-
sented changes in the probability of low
birthweight of less than 2% by them-
selves, although the effect of changing
several variables at once under this model
could be quite pronounced. For example,
if one holds all of the individual-level
variables constant at their means, the
model predicts a minimum rate of low
birthweight of 4.4% in Hawthorn Woods
and a maximum of 9.9% in Hainesville, a
range of 5.5%.
A goodness-of-fit analysis was con-
dueled for every community with a poverty
rate above 40% or a low-birthweight rate
above 15%--a total of 18 communities.
Of these, two (Roseland and Washington
Heights) had low-birthweight rates that
differed significantly from those predicted
by the model (ct = .05, using the Score
statistic). These tom- munities had rates
2.4% and 4.1% higher than predicted,
respectively. These differences are as-
sumed to be due either to non- linearities
in the model or to social processes not
measured in the equation elevating neigh-
borhood low-birthweight rates.
Discussion
Social Stratification: Povert);
Unemployment, and SES
After maternal race and ethnicity, the
most substantial risk factor in the model
appears to be the index of economic
hardship. Focusing on the variable as an
aggregation of individual characteris-
tics, one can posit that women in high-
poverty, high-unemployment communi-
ties have fewer material resources and
therefore run higher risks for malnutrition,
lower quality health services, and stress.
This interpretation is the most intuitive
and involves factors influencing maternal
health only at the individual level.
The economic hardship variable lends
itself to broader interpretation, however, if
O
600 ,a, mcHcan lourna~ofPub~ic Hcixl~
April 1997, Vol. 87, No. 4

Environment and Birthweight
one chooses to f~us on the social en-
vironments experienced by the women
living in high-poverty neighborhoods. As
mentioned previously, poverty and unem-
ployment can serve to undermine the
cultural standards in a community. These
factors can serve to destabilize families,
eroding the support network available to
an individual mother. Furthermore, eco-
nomic hardship can interfere with the
stabilizing influence of intact families on
the community as a whole. The influence
of this factor can be seen as beating upon
entire communities in. muldple ways, in-
fluencing the local subculture and hinder-
ing mutual support.
The association of low birthweight
with the more traditional measure of
neighborhood "quality," the index of
SES, can also be thought of as resulting
from the social environments experienced
by the residents or simply from an
aggregation of individual characteristics
to the neighborhood level. An important
issue is that neither the differentiation of
social environments nor the grouping
together of people of similar social and
economic standing is accidental. Rather,
these phenomena represent the expression
of the social structure through the geo-
graphic differentiation of the city. This
expression has been reinforced in Chicago
through economics, immigration pres-
1314
sures, violence, and public policy. •
Allocation of Resources:
Rent and Birthweight
The inclusion in the model of the
median monthly rent in the community
focuses more specifically on the issue of
maternal resources. Since the general in-
come level of the mothers in each
community is largely held constant by the
economic hardship and SES variables,
women in conu'nunities with lower rents
may have more money available for food,
clothing, transportation, child care, and so
forth. This is the most direct explanation
for the measured positive association of
community median rent with maternal
probability of low birthweight.
At one level, therefore, this coeffi-
cient serves to further reinforce the
connection of maternal resources to preg-
nancy outcome. The association with rent,
however, has additional meaning because
of its historical connection with racial
segregation. Furthermore, although the
direct association of rent with low birth-
weight is relatively small, segregation can
be linked to low birthweight by other
mechanisms. Since African Americans in
general are less able to translate gains in
TABLE 3--Predicted Probabilities of Having a Low-Blrthweight Infant for
Selected Valubs of Risk Factors
Predicted Predicted
Value= Probability, % Difference, %
Race/ethnicity Afdcan American 11.31 6.25
Hispanic 5.06
White 5.83
Age 19 y 5.71 2.31
34y 8.02
Marital status Single 8.69 - 2.52
Wed 6.02
Education 9 y 7.38 - 1.04
16 y 6.34
Prenatal cam use Inadequate 8.88 -2.52
Adequate 6.36
Cigarette smoking None 6.54 1.12
6/d 7.66
Alcohol consumption None 6.81 1.00
3 ddnks/wk 7.81
Economic hardship Index = -0.60 5.60 3.63
index = +2.44 9.23
Socioeconomic status Index = - 1.72 7.67 - 1.56
Index = +0.82 6.11
Median rent $370/mo 6.25 1.39
$679/mo 7.64
Crowded housing rate, % 0.93 7.13 -0.63
12.39 6.50
% of African.American 0.25 7.23 - 1.32
residents 98.09 5.91
% of young residents 20.57 7.32 - 1.06
35.97 6.26
Note. For each calculation, all other variables are held constant at their means.
=See text for explanation of comparison values.
education and income into improvements
in residential location, African-American
families are more likely not only to reside
in higher-rent neighborhoods but to re-
main in higher-poverty, lower-SES neigh-
borhoods in spite of personal gains in
income.~9-22 This is the consequence of
the oppression, both by other residents
and by commercial and institutional inter-
ests, that has restricted the movements of
African-American families over the 20th
century.t3A4 These community characteris-
tics are together associated with a large
range in rates of low birthweight; with all
variables except the economic hardship
and SES indices and median rent held
constant at their means, the model pre-
dicts a minimum low-birthweight rate of
4.2% (Hawthron Woods, Long Grove)
and a maximum of 12.7% (Oakland), for a
range of 8.5%. Thus, forced residential
segregation can be seen as a health issue,
contributing to disparities in maternal
health between races.
Community Social Environments and
Family Dynamics
Percentage of African-American resi-
dents. Other variables appear to have
more to do with behavioral dynamics
within communities and less to do with
the distribution of power and resources in
society. One finding that might be consid-
ered unexpected in light of conventional
discourse on race and maternal health is
that the percentage of African-American
residents in a community is negatively
associated with low birthweight when
individual maternal characteristics (includ-
ing race) and neighborhood-level vari-
ables are controlled. It is well known that
being African American is a risk factor for
low birthweight in our society, and among
traditional risk factors, it is the most
striking and consistent. However, this fact
does not preclude the idea that characteris-
tics of African-American communities
could promote maternal health.
AgHI 1997, VoL 87, No, 4
American Journal of Public
Health 601

Roberts
As shown in Table 3, this variable
• contributes to a variation in low birth-
weight of about 1.3% across the sample,
an amount that is small compared with
that attributed to individual race or eth-
nicity. In no neighborhood does the model
predict a lower rate of low birthweight for
African Americans than for Whites or
Hispanics. Furthermore, when the moth-
ers in each group arc analyzed separately,
the coefficient for the percentage of
African-American residents is nonsignifi-
cant (P = .2244) for births to White
mothers (data not shown). The implication
is that, although African Americans have a
higher incidence of low bit&weight than
other racial or ethnic groups, African-
American (not to mention Hispanic)
mothers who llve in predominantly Afri-
can-Arnedcan neighborhoods have fewer
low-birthweight infants than their peers in
other neighborhoods when other commu-
nity-level indicators are held constant.
Furthermore, race/etlmicity is the only
variable in the present investigation for
which wc can definitively distinguish
between individual and neighborhood
associations; that is, wc know that the
association between the percentage of
African Americans in a community and
low birthweight is duc to a community
characteristic and not simply an aggrega-
tion of individual characteristics.
Documentation of positive coping
behaviors in African-American communi-
ties can bc found in sociologicalt~ and
anthropologicaP2 studies. In particular,
Stack~2 investigated a low-income African-
American community and observed strik-
ing patterns of interdependence. Stack
noted that "the material and cultural
support needed to absorb, sustain, and
socialize community members in [the
neighborhood] is provided by networks of
cooperating kinsmcn."i2~3) Although
nuclear families are lacking by White
middle-class definitions, multigcnera-
tional networks defined by neighbors
assuming dc facto caretaking roles are
plentiful and play a central role in the
well-being of residents. Most important,
"responsibility for providing food, care,
clothing, and shelter and for socializing
children within domestic networks may
be spread over several households" that
tend to be geographically close to one
another. ~ ~p,~o~
The key is that Stack describes char-
acteristics of the African-American com-
muni~.; the support networks operate
within geographic areas in which mem-
bers can easily interact and work with one
another. Accordingly, an African-Ameri-
can mother living in isolation from any
supportive network would not experience
the advantages of such a Community. This
support primarily benefits African-Ameri-
can mothers, since the coefficient be-
comes nonsignificant for White mothers
when they are analyzed separately from
the rest of the sample.
Other indicators of support net-
works. Two other neighborhood character-
istics--the percentage of young'residents
and the crowded housing rate--appear
to be negatively associated with low
birthweight, although the coefficient for
crowded housing rate appears unstable in
subsample analysis. Again, the signs of
these coefficients are more easily under-
stood when one considers that other
indicators of wealth and SES are largely
held constant in the model. High concen-
trations of children and crowded housing
units may be indicators of neighborhoods
where mothers live in close proximity to
their support networks, where childbear-
ing is normalized, and where the responsi-
bility for support and resource provision
are spread out over a large number of
people.
Again, these are probably not indica-
tors of maternal resources: rather, they are
indicators that resources in the maternal
network are shared. Conversely, these
results imply that communities where
mothers are relatively isolated from their
support networks--either by distance or
by conventions of self-sufficiencymare
likely to have higher incidences of low
birthweight. All together, these commu-
nity characteristics are associated with a
substantial range in rates of low birth-
weight; with all variables except the
percentages of African Americans, people
under 18, and crowded housing units held
constant at their means, the model pre-
dicts a minimum low-birthweight rate of
4.6% (Riverdale) and a maximum ofg.1%
(the Loop), for a range of 4.5%.
Summary
As indicators of social processes
affecting individual mothers, the commu-
nity-level variables under study here are
quite crude, but associations with mater-
hal health are still detectable. The pic-
ture of social inequalities in rates of low
birthweight that emerges from these
coefficients is one driven by broad soci-
etal influences extending well beyond the
health-seeking behavior of individual
mothers. At the societal level, social
stratification determines which mothers
possess the resources necessary to care for
themselves and which do not. Beyond this
stratification, certain neighborhoods ap-
pear to be home to community and family
dynamics that mobilize and distribute
resources to promote maternal health.
Individual prenatal care use and marital
status are still important determinants of
pregnancy outcome, but in light of the
present findings, the focus on traditional
risk factors to explain social inequalities
in maternal health appears both narrow
and superficial.
The present analysis is exploratory in
nature. Therefore, variable selection was
limited to previously measured indicators
suggested for use by a broad reading of
the social science literature. As an explor-
atory effort, this paper uncovers patterns
in low-birthwcight distribution that sug-
gest intriguing mechanisms for social
inequalities in health that have previously
gone uninvestigated. A thorough under-
standing of these mechanisms will come
with more focused data gathering at the
individual level, particularly with the
development of instruments to assess the
effectiveness of social support and kin
networks and personal resources. In this
way, the truc connections between commu-
nity social dynamics and health status can
be further illuminated. []
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A~,ril 1997, Vol. ,97, No. ~
American Journal of Public Health 603
