Philip Morris
Dna Damage in Nasal Respiratory Epithelium From Children Exposed to Urban Pollution
Fields
- Author
- Calderongarciduenas, L.
- Osnaya, N.
- Rodriguezalcaraz, A.
- Villarealcalderon, A.
- Zeiger, E.
- Osnaya, N.
- Type
- PSCI, PUBLICATION SCIENTIFIC
- BIBL, BIBLIOGRAPHY
- Area
- CARCHMAN,RICHARD/OFFICE
- Litigation
- Iwoh/Produced
- Characteristic
- EXTR, EXTRA
- MARG, MARGINALIA
- Site
- R530
- Named Organization
- Chemical Industry Inst of Toxicology
- Epa, Environmental Protection Agency
- Integrated Lab Systems
- Epa, Environmental Protection Agency
- Author (Organization)
- Universidad Autonoma Metropolitana
- Wiley Liss
- Instituto Nacional De Pediatria
- Environmental + Molecular Mutagenesis
- Wiley Liss
- Named Person
- Barragan, G.
- Calderongarciduenas, L.
- Deterreros, R.
- Garcia, R.
- Garnica, H.
- Joyner, D.
- Kuyper, B.
- Leak, S.
- Madden, M.C.
- Preston, J.
- Ramirez, L.
- Tice, R.
- Villarealcalderon, J.
- Wolf, D.
- Calderongarciduenas, L.
- Master ID
- 2063633486/4072
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Document Images
Environmental and Molecular Mutagenesis 30:11-20 (1997)
Research Articles
DNA Damage in Nasal Respiratory Epithelium From
Children Exposed to Urban Pollution
Uiian Caider6n-Garciduefias,I* Norma Osnaya,1 Antonio Rodriguez-Alcaraz,2
and Anna Viilarreai-Calder6n3
~ Experimentai Pathology Section, Instituto Nacional de Pediatrla,
Mexico City, Mexico
2Soc Mex ORL y CCC, Mexico City, Mexico
SUniversidad Aut6noma Metropolitana, Xochimilco, Mexico City, Mexico
The nasal cavity is the most common portal of entry
to the human body and a well-known target site
for a wide range of air pollutants and chemically
induced toxicity a~d carcinogenicity. DNA single-
sirand breaks (SSB) can be used as a biomarker of
oxidant exposure and as an indicator of the carcino-
genicity and mutagenicity of a substance. We ex-
amined the utility of using the alkaline single cell gel
eleclmphoresls assay (SCGE) for measuring DNA
damage in children's nasal epithelium exposed to
air pollutants. We studied 148 children, ages 6-
12, including 19 control children from a low pol-
luted Paciffc port and 129 children from $ou~mest
Metropolitan Mexico City, an urban polluted area
with high ozone concentrations year-round. Three
sets of two nasal biopsies were taken in a 3-month
period. All exposed children had upper respiraton/
symptoms and DNA damage in their nasal cells.
Key words: DNA strand breaks; ozone; urban
nasal epithelium
Eleven- and twelve.year-aids had the most DNA
damage, and more than 30% of children aged 9-
12 exhibited patchy areas of squamous metaplasia
over high-flow nasal regions. These areas had the
greatest numbers of damaged DNA cells (P
0.001) and a large number of DNA tails > 80
(P < 0.001) when compared to the contralateral
macroscopically normal site in the same child. The
youngest children with significantly less outdoor ex.
posure displayed patchy areas of goblet cell hyper-
plasia and had the least DNA damage. These find-
ings suggest that SCGE can be used to monitor
DNA damage in children's nasal epithelium and,
fisrther, the identification of DNA damage in nasal
proliferative epithelium could be regarded as a sen-
tinel lesion, most likely due to severe and" sustained
cell injun/. Environ. Mol. Mutagen. 30:11-20,
1997 © 1997Wiley.Llss, Inc.
pollution; comet assay; children's DNA damage;
INTRODUCTION
Exposure to 0-, concentrations that exceed the current
US Environmental Protection Agency National Ambient
Mr Quality Standard (120 ppb) is a daily occurrence for
,~-AIHons of p~ople throughout the world. Southwest Met-
ropolitan Mexico City (SWMMC) is a highly polluted
urban environment with daily ozone concentrations
> 0.12 ppm all year long. School children am an espe-
cially highly exposed group because they engage in play
and coml~itive outdoor physical activities in the after-
noon, when O3 levels am at their peak.
Ozone., the product of volatile hydzocaflxm degradation
to nitrogen oxides, is a potent nonradical oxidant and a
ajor component of photochemical smog; concerns con-
unue to increase about its potential health hazard for hu-
rnans [Lippman, 1993; Bascom et al., 1996]. The potential
health effe~-ts on children receiving a lifetime exposure
to a complex mixture of pollutants, including high ozone
@ ] 997 Wiley-Hss, Inc.
concentrations are of concern, given the capability of ozone
alone to cause respiratory epithelial damage in experimen-
tal animals and humans [Tepper et al., 1989; Chang et al.,
1991; Calderdn-Garciduefias et al., 1992, 1994; Pino et al.,
1992; Harkema et al., 1993]. Although exposure to 03
primarily affects the terminal bronchioles and alveolL the
resp/ratory eFitheiinm in the nose, the first part of the
respiratory airway, which conditions between I0,000 and
20,000 liters of air, receives the highest Os concentration
during nasal breathing [Henderson et al., 1993]. Significant
nasal epithelial lesions have been described both in animals
and in humans exposed to Os [Harkema et al., 1987, 1989;
Calder6n-Crarciduefias et al., 1992].
*Correspondence to: Dr. LiHan Calderon-Garciduefias, Cerm del Vigio
lante 96, Romero de Terreros, Coyoacan 04310, Mexico DF, Mexico;
F_,-mail: lcaldera@mail~.rnain.cona~.mx.
Received 28 August 1996; revised and a~cepted 26 December 1996.

12 Calder6n-Garc|duefias et al.
Ozone produces damage by both radical and nonradical
mediamd processes. Ozone-induced free radical formation
involves the reaction of O~ with olefinic compounds or
electron donors [Pryor, 1994]." Recent studies have sug-
gested that damage to DNA could be produced aRer expo-
sure to ambient levels of O3; ozone exposure in vivo of
Hsher 344 rats induces DNA damage in alveolar macro-
phages [Hanley et al., 1993]. A similar induction is seen
in bronchioalveolar macrophages and tracheal epithelial
cells of guinea pigs exposed to 1.0 ppm O3 for 2 hours
and in healthy human volunteers exposed m 0.4 ppm O3
for 2 hours [Lee et al., 1995]. Hydrogen peroxide has
been shown to induce DNA single-su'and breaks (SSB)
in the human lung cell line A549 [Baker and He, 1991]
and in the adeno SV40 wansformed human bronchial epio
thelial cells (BEAS) in a dose-dependent manner [Mc-
Donald and Ducore, 1993]. Further, O3 degrades unsatu-
rated fatty acids, like arachidonic acid (AA), m hydrogen
peroxide and carbonyl compounds [Madden et al., 1993].
Ozonized AA potentiates the formation of DNA SSB in
cultured human lung cells [Kozumbo et al., 1996]. Ozone
exposure also causes airway inflammation; activated neu-
trophils exer~ deleterious effects, including generation of
oxygen radicals that mediate cellular injury, that is, nu-
cieic acid base damage., DNA smmd crosslinkage, and
DNA SSB that may result in celluiar repair, proliferation,
differentiation, or mansformation [Cochmne, 1991].
In a recent study, we reported the induction of DNA
damage in nasal respiratory cells of newly arrived young
males to Mexico City and the presence of significant num-
bers of SSB in nasal cells of 12-year-olds and adults with
a lifetime exposure to the city's polluted environment
[Calderdn-Garcidueflas et al., 1996]. The exposed chil-
dren studied showed two interesting findings. First, they
all had statistically significant numbers of DNA-damaged
nasal cells compared with children of the same age and
socioeconomic status living in a low polluted environ-
merit. Second, the Mexico City children displayed patches
of macroscopicaUy abnormal mucosa over high-flow na-
sal areas [Hahn et al., 1993] located on the inferior and
middle mrbinates. In the present study we extended the
documentation of DNA-damaged nasal cells (detection of
DNA damage by the single cell gel electrophoresis assay
[SCGE], pH > 13) to include elementary school children
ages 6 through 12; to determine if the areas ofmacrosoop-
ically abnormal mucosa were exclusive of older children
or could be detected in younger ones, to define these
abnormal mucosal areas histologically and to look for any
differences in DNA damage between the macroscopically
abnormal and normal nasal epithelium.
MATERIAI.S AND METHODS
Pollutont Methodolow/
A~nosphtric pollutants and memomlogical conditions wer, moni-
tor~ at the P~dr,gal station, located in SWMMC downwind of the
major diurnal emissions in Meu'opolimn Mexico City and 3 miles or
less from the children's neighborhood. Ozone w~s monitored by using
a Beckman 950 chemilumine~ance analyzer with a calibration routine
in accordance with USEPA procedures. We also monitored NO~.
$O~, mmpemmm, mladve humidity, wind speed, and rain evenm. The
maximal concenmnions, number of hours equal to or above the N AAQS.
and the time of occurrence of pollutant pesks, were recorded. Dam
from Manzauilio, the Pacific port connol area. were obtained from the
Sludy Population
The projec~ was approved by the Institute Nacional de Pediatda Re-
view Boards for Human Studies. and informed written consent was
obtained from the children's parenm. The study group consismd of 148
chikL, en. including a comzol population of 19 children and an exposed
Southwest Meu-opoiitsn Mexico City gmop of 129 cldldren. All partici-
pants in the study had a personal negative history of active smoking
and environmental tobacco smoke exposure. The information obtained
from each child and pax~nt (usually the mother) included age, sex, place
and length of residency, socioeconomic status, daily outdoor time, level
of physical activity and time of day when it took place, dietary intake,
honsehuld cooking methods, patents' ocm~padonal history, history of
toxic exposures and toba~,o e~xposum, family history of respiratory
disease, personal history of allergies, and rt;spiratory and otolaryn-
gology symptoms, including epistaxis, rhinorre~ quality and quantity
of mumm, nasal dryness, nasal obsmmtion, cough, thoracic pain. and
recent respiratory illness (in tim previous 3 months). Children with a
history of earonos~.throat surgical pro~edmes, in nend of treatment for
atopiv or inf~tions rhinitis, bronchitis, asthma, allvrgi~ diseases, or
known expostmm to harmful substan~ (solvents. paints, metals, photo-
copying machines) wet, ~luded from the study. The contsol children
included 9 girls and I0 boys. aged 11.21 + 0..5 years, with a daylight
exposure of 6.26 + 0.98 hours. These children lived in a low-polluted
Pacific port; they seidom lefft their small town, and they had never been
to a larg~ city. The exposed group incluck;d 65 girls and 64 boys. ages
6-12. an averag~ of 21 children per age group. These children were
lifetime residents in SWMMC. all attended the same school, had the
same socioeconomic level and lived in the same neighborhood.
2063633612 :
W~ ~btalned ~amples ~f n~al r~pi~ory epitheiinm with ~ dispos~bl~
pl~ti¢ cur~tm ~hino-P~b~o ASL ,4~llngmn, Text) under dir~:t visual
in~.-'tion. Th~ first se~ ~f binpdes w~ obtained from the inferio~
surf~:~ of the po~t-'~ior portion ~f the inferior n~al turbinm~ ~2 biopsie~
per child, 14g children). The s~coad ~t (32 childnm) w~
I~t~" ~ ~bnm'm~l mucosal ~ p~t on the anm~ior h~ad of the
inferio~ and middl~ turbin~ and ~h~:m'iz~ by irregular p~:hes
whid~ho~y d~'~scd muco~. The third se~ w~ ~ 4
~ ~ ~bnm-mal muco~l ~ ~ d~eribed ~bove and the ¢ontmlm-
~ idend~d m~ro~:opically ne~'mal ~tomi~l ~ 04 child,s).
Occ~don~l m~-ing of th~ ipdlm~ral ~y~ and sn~..zin~ wer~
~ th~ p~u~- One biopsy sampl~ per child w~ immediamly h~o
m~r~:d in I ml of cold RPIVl116~0 medinm (GIbo~, Grand Island,
and ~-ved for the viability pmpidium iodid~ ~PI) ~clu~ion
~ el~¢u'opbo~is a~.~y. The s~c~nd biop~ was fixed in nentra110%
f~rmaldehyd~.
gently sh~k~u~ the glass mb~; ¢onm~l ~nples required mincing with
scalp~l blad~ and vo~g f~ I0 s~ond~. F~ the vi~bllity
pl of th~ ~ su~:~mdon w~ t~ with th~ PI as.~y in an EPIC~
P~file II C~ult~ Fl~w C~om~er ~Conlt~, I-liale~h, FLL Obs~-vadon~

were made as to the overall adequacy of the single-call separation,
distribution of cell types, and ciliary motility.
Single Cell Gel Electmphoresis Assay
We asse~ed DNA damage by the S~GE assay [Singh e¢ al.. 1988].
Briefly. the single na~l cell suspension volume was adjus~d to 50,000
callgS0 ~L Thes~ cells wer~ mixed with 50 ~i of low malting agsrose
at 37"~ and then placed on precienned microscope slides (Fisher fully
f~osted slides, Haber Scientific, Pittsburgh, PA), which were already
covered with a thin layer of 0-5% normal.malting agarose. The slides
were kept at 4"C for 5 minutes to allow solidification of the agarose
and then immersed in a ft~hly made cold 4C lysin$ solution (1%
.-:dium um:osinate, 2.5 M NaC1, I00 ~ NarEDTA, 10 raM, Tris pH
10, and 1% Triton X-100) for 1 hour to lyse the cells, The slides were
then removed f~om the lysing solution and placed on a horizontal gel
electrophomsis unit (Easy Cast, Model B2 Owl Scientific Inc. Wood-
burn, MA). The unit was filled with fresh alectrophoredc alkaline buffer
(I mM EDTA and 300 ram NaOH), and the slides were allowed to set
for 20 minutes to pennk unwinding of DNA before alectmphoresis.
Electmphonmis wm conducted for the next 20 minutes at 25 V and
300 mA by u~ing an alecm3phoresls-compact power supply (Buchler
Insummeat~ Kansas CIW, MO). Aft~ alecu~phonmls, the slides were
washed gently with 0.4 M Tri~ pH 7.5 and then stained with 25 ttl of
20 ttg/ml ethidium bromide in distilled water. Observations were made
~ing an Olympus AH-2 microscope equipped with an excitation filter
of 515-560 nm and a barrier filter of 590 nm. We analyzed a minimum
of 50 randomly selected cells per sample, and the score was based on
the observations of one slide reader, thus minimizing variability due to
subjective scoring. To quantimm DNA migration, we measm~i with an
ocular micmmemr the DNA pauem length of individual cells in two
replicate slides from the same nasal sample. For each cell the length
of the image (nucleus plus migrated DNA) was measured in micrometers
at a 250-fold magnification. To elaborate the histograms of the distribu-
tion of DNA mlgnuion we arbiwarily divided the scale into four groups:
<10 ~m, 10-40 lun, 41-80 ttm, 81-120 ttm and >121 p.m. DNA from
=vntrol cells (human fresh lymphocytes) appeared as a round pattern that
did not migrate in the gel The SCGE assay utilizes the principle that
cells with damaged DNA will migrate a greater distance in an alectro-
phomfic fiald under the alkaline conditions used. Comet tails am caused
by the increased migration of the smaller DNA fragments toward the
L~ght Microscopy
Formaldehyde.fixed samples were processed in paraffin, cut at 5 ttm
~-~d stained with hematoxylin-cosin and alcian blue periodic acid Schiff
.. ,B/PAS pH 2.5). Cell suspensions used for the SCGE assay were
stained with Papanicolau stain.
Statistical Analysis
Data capture was 100% for the 148 participant chikkren, Statistical
evaluation of dam consis~i of nonparametri¢ KruskalLWallh to test
for differences in the numbers of calls with DNA tails < 10 pm between
control and exposed g~oups; differences in the numbers of cells with
t~ils <10 tun among the exposed groups themselves and differences in
:" n~ DNA taft lcogth among exposed ~oups. The Z2 test was used
for differences in the frequency and pwcenmg¢ of undamaged DNA
cells in mam'oscopicaily normal vs. abnormal biopsies and ANOVA
analysis for multiple comparisons for the outdoor ¢xposom analysis of
SWMMC children. All values are reposed as ±SD. P < 0.05 was
considered significant.
Children's Nasal Mucosa and DNA Damage 13
RESULTS
Air Quality Data
SWMMC residents are recurrently exposed to a com-
plex mixture of air pollutants, ozone being the main pol-
lutant. Since the fall of 1986, O3 concentrations on and
above the current NAAQS (0.12 ppm as I hour maximum
concentration, not to be exceeded more than once per
year) have been recorded in SWMMC throughout all sea-
sons, an average of 3 - 1 hour/day [Garc~a-Guti&'rez et
al., 1991]. Exposed children were studied in a 3-month
period (September-November 1995) characterized by an
average of 82 hours/month with O3 > 0.12 ppm, the
highest O3 value was recorded on September 22 at 1400
hours (0.286 ppm). NO~ concentrations were on average
0-~49, 0.908, and 1.283 pproJday, while SO~ values were
on average 0.257, 0.318, and 0.380 ppra/day, for Septem-
ber, October, and November, respectively. The conu'ol
population on the Pacific pore was sampled on January
1995 with aunospheric and meteorological conditions av-
erage for the season: 26°C; relative humidity 87%; wind
speed 9-18 ~ and no detectable air pollutants.
Study Population Clinical Data
Nasal and respiratory symptoms were absent in the
control children. The youngest SWIVIMC children had
the least epistaxis (7/22) and chest discomfort (3/22) and
denied nasal dryness; while 11-year-olds had the highest
incidence of epistaxis (21/26), nasal obstruction (19/26),
nasal dryness (20/26), cough (25/26), and chest discom-
fort (24/26). The finding by direct ENT endoscopic visual
inspection of a macroscopically abnormal nasal mucosa,
predominantly over the anterior head of the inferior and
middle turbinates (irregular, sharply demarcated, geo-
graphical patches of thinner, depressed, opaque, whitish-
gray mucosa), was uncommon in first graders (1/22,
4_~%). The highest frequency was observed in 9- to 12-
year-olds (30-35%) These patches of abnormal mucosa
decreased in size and number toward the middle and pos-
terior head of the affected mrbinates. The outdoor expo-
sure time was significantly higher in grades 2-6 than in
first graders (P < 0.001)~ older children spend more dine
outdoors and engage in physical activities.
Single-Cell Gel Electrophomsis Assay
A signi~cant difference (P < 0.0001) in the numbers
of DNA tails < 10 ~ (interpreted as undamaged cells),
was observed between control and exposed children. The
numbers of nasal cells with DNA damage in control chil-
dren was low (17 __ 6.07%) and all of them migrated in
the range of 10-40 ~n. By contrast, SWMMC children
showed 82.16 __. 6.4% of nasal cells with DNA damage.
The largest numbers of damaged cells among the Mexico

14 C.alder6n-Garddueflas et al.
0
DNA Tall Length ~m)
Hg. 1. Di~ribution of comet ~ in nasal cells of the 14 SWMMC
childt~ that had an area of whitish. ~ nasal mucosa and a
contralateral grossly unremarkable epithelium, both are~ were biopsied
and subjected to the SCGE assay. Macroscopically abnormal mtw, osal
,ageas con~spond histologically to squamous metaplastic epithelium and
show a marked decnutse in the numbe~ of undamaged DNA ceils (< I0
gin) as well as a significant diffeze~ce in the numbe~ of DNA tails
81-120 ltm when compared to the contralate~al macroscopically normal
~ite in the same child (data from 14 children. 28 biopsies).
City children were observed in 11- and 12-year-olds, and,
furthermore, these two groups had significantly more ceils
with DNA tails in-the range of 81-120 pan than younger
children (P < 0.001). A similar trend was observed for
the three older children groups; they had a statistically
significant number of ceils zrfigrating in the range of 40-
80 tun (P = 0.03, 0.02, and 0.003 for ages 10, 11, and
12, respectively) when compared with children age 6
through 9. We also compared the SCGE findings in the
32 biopsy samples taken from abnormal nasal areas vs.
the results of the 129 exposed original samples. The dif-
ferences between these two sets of samples were statisti-
cally significant in the numbers of ceils with DNA tails
< 10 I.tm, markedly decreased in the 32 biopsies (P =
0.001) and in the numbers of cells with DNA migration
lengths in the range of 80-120 p.m, significantly elevated
in the macroscopically abnormal nasal biopsies (P ffi
0.009). We then proceeded to analyze the 28 samples
taken from the 14 children that had an area of whitish-
gray, depressed mucosa and a conwalateral grossly unre-
markable epithelium. Again, the macroscopically ~bnor-
real mucosa had the least numbers of ceils with tails < 10
p.m (P < 0.001) and a large number of DNA tails >81
ttm (P < 0.001) (Fig. 1).
Cell Viabilities and Histopaibology
Viable nasal cells were 72.5 __. 6.3% for control chil-
dren and 63.4 _ 7.2% for exposed ones. There were no
differences in cell viability between school grades or in
r~lafion to gender or anatomical location of the biopsies.
An average of 2 mm of nasal epithelium was present in
the 194 biopsies examined. Control children had normal
mucociliary epithelium, which in the fresh s~at~ showed
strong, regular beating movements, while exposed chil-
ciren, for the most part, had weak, irregular ciliary beating
movements with multifocal loss of cilia or attenuated cilia
(Hg. 2A). Patchy areas of an apparent goblet cell hyper-
plasi~. ~ (Fig. 2B) were present in the first set of biopsies
in all exposed children. These areas had a marked ten-
dency to decrease in the older children (18/22, 15/23,
10/23, 9/22, 2/26, and 3/19, respectively, for ages 6-12).
Goblet cells in the exposed children exhibited increased
alcianophilic mucous (Fig 2C). No attempt was made to
quantify the numbers of goblet ceils in the biopsy sam-
pies, since we did not have a basal lamina included in
them. A mild neutrophilic intraepitheJial infiltrate was
present in all of the exposed biopsies (Fig 2A). The mac-
roscopicaily abnormal mucosal samples were character-
ized by no identifiable mucociliary epithelium; instead,
there was a metapiasti¢ squamous epithelium with mild to
moderate variation in nuclear size and prominent nucleoli;
disc~te areas with microvessel proliferation were also
seen impinging upon the basal layer (Fig. 2D).
DISCUSSION 20636336 14
The present study documents the results of the single
cell gel electrophoresis assay in detecting DNA damage in
nasal respiratory epithelium of two groups of elemenr~y
school children, a group from a low-polluted Pacific
coastal area and a highty exposed group from Southwest
Mem3poiltan Mexico City. The single ceil gel electropho-
resis assay under alkaline conditions (pH > 13) is capable
of detecting single- and double-swand breaks, alkali-labile
sites, and DNA repair sites LTice, 1995]. In our study,
children living in a low-polluted environment had sig-
rdflcantly less DNA nasal damage than SWMMC ct~l-
dren. Further, exposed SWMMC older elementary schoot
children had greater DNA migration when compared to
younger ones. Since migration length correlates cLirectty
to DNA fragment size, this parameter is expected to be
proportional to the extent of DNA damage. Moreover,
more than 30% of SWMMC children ages 9-12 exhibited
patchy areas of sqnamous metapiasia over high-flow nasal
regions, with statistically significant DNA damage com-
pared to biopsies of SWMMC children with still identifi-
able respiratory epithelium or with goblet cell hyper-
piasia.
The atmosphere of SWMMC is a complex mixture of
air pollutants, many of which have not been identified.
However, ozone is the key index pollutant for the area
and the only monitored pollutant that exceeds the NAAQS
every day, all year round. Ozone, therefore has been the

focus of our attention because it 'is highly reactive and
interacts with a wide variety of organic molecules, includ-
ing unsaturated fatty acids, proteins, and nucleic acids to
produce toxic free radical intermediates, initiates cascades
of free radical reactions that damage genetic integrity,
and causes, at relatively high concentrations, extensive
DNA damage as reflected by strand breaks, DNA in-
terstrand crosslinks, and DNA protein crosslinks [Ha-
melin, 1985; Victorin, 1992; Feig et al., 1994]. Nelson
and Kastan [1994] have reported that, since DNA damage
may predispose cells to genomie alterations associated
with neoplastic transformation, and broken DNA ends
:nay be potentially recombinogenic, resulting in chromo-
some segment deletions, translocations and or duplication
in cells that traverse the cell cycle, the detection of DNA
damage in nasal proliferating epithelium can then be re-
garded as a sentinel lesion, the result of severe and sus-
tained cell injury. These authors have also emphasized
that DNA strand breaks are a considerable threat to cell
viability and cell genome integrity and that different types
of cells appear to be endowed with different DNA repair
capacities and vary in their propensity to generate DNA
strand breaks after exposure to genotoxic agents. These
observations are extremely relevant to our findings, since
in the exposed children, squamous metaplastic epithelium
located over high flow nasal areas displayed the most
DNA damage. This metaplastie epithelium lacks goblet
cells, and mucus with its known antioxidant effect is
markedly decreased [Cross et al., 1984]; this increases
the exposure of the underlying cells to ozone and other
pollutants. By sharp contrast, the nasal respiratory epithe-
.ium with identifiable ciliated and goblet cells and the
patchy areas with goblet cell hyperplasia, had signifi-
candy less DNA damage. Thus, mucus cells appear to
reduce the direct or indirect toxic effect of 03 and other
pollutants on nasal tissues. Two points of interest are
worth discussing here: first, the finding of goblet cell
hyperplasia in the SWMMC-exposed younger children
and, second, the progressive diminution of this important
protective mechanism as the children grow older in their
?olluted environment. Harkema and colleagues [1987]
described a mucus cell hyperplasia in the nasal transi-
tional epithelium (TE) of monkeys exposed to 0.15 ppm
03, 8 hours/day for 6 days, while in Fisher rats (F344/
N) exposed to 0.8 ppm 03, 6 hours/day for 7 days, they
described a mucus cell metaplasia in the TE lining the
lateral aspects of the aasoturbinates, the lateral wall and
the maxilloturbinates [Harkema et al.. 1989]. Therefore,
the nasal goblet cell hyperplasia and metaplasia seen in
O3-exposed monkeys and rats, as well as the extensive
::.'onchiolar metaplasia observed in the terminal bronchi-
¢~les of rats exposed chronically to 0.5 and 1.0 ppm O3
[Stockstill et al., 1995], may represent an adaptive mecha-
nism to the continued ozone insult. Ozone could affect
epithelial secretory cells directly with a resulting in-
Children's Nasal Mucosa and DNA Damage 15
creased proliferation or could cause proliferation of undif-
ferentiated cells selectively into goblet cells [Harkema
and Hotehkiss, 1995]. Regardless of the mechanisms, it
seems that goblet cell hyperplasia most likely represents
a protective, adaptive mechanism that apparently de-
creases in humans with prolonged pollution exposure.
The second point of interest is the fact that in experi-
mental animals, nasal epithelial lesions develop in specific
sites of the nasal passages for many inhaled toxicants
[Morgan and.Monticello, 1990]. According to these re-
searchers, th~distfibution of chemically induced lesions
in the respiratory tract is influenced by one or more of
the following factors: (1) regional uptake patterns, (2)
cellular susceptibility to a given dose of a chemical, and
(3) local clearance processes by the mucosa and the vas-
culature. While the squamous epithelium in the rat nasal
vestibule is fairy resistant to inhaled gaseous irritants
[Jiang et al., 1986], in nonhuman primates, the transitional
epithelium, located between the anterior squamous epithe-
lium and the most posterior respiratory epithelium and the
ethmoid turbinate, is the major target site for O3 toxicity
[Harkema et al., 1987; Hatch et al., 1995]. Therefore,
to find areas of squamous metaplasia with severe DNA
damage over the anterior heads of the anterior and middle
turbinates coincides with a lesion pattern that reflects the
major inspiratory airflow streams [Kimbell and Morgan,
1991; Hahn et al., 1993; Kimbell et al., 1993]. This pattern
might be expected for materials delivered in high local
concentrations as a result of inspiratory airflow with a
diminishing anterior-to-posterior severity gradient due to
the scrubbing action of airway secretions [Kimbell and
Morgan, 1991]. Kimbell and coworkers [1993] concluded
that, while airflow patterns and aiiavay diffusion play a
role in determining ozone lesion location, airway lining
and wall factors are also important determinants.
Regional uptake of inhaled gases is influenced by the
nature of the nasal lining, with complex interactions be-
tween inspired gas and lining layers [Morris et al., 1986;
Bogdanffy et al., 1987]. Although the greatest concern
during assessment of nasal toxicity is the cancerous re-
sponse, the relationship between adaptive responses (i.e.,
squamous metaplasia) and human nasal carcinogenesis
remains problematic. Monticello and Morgan [1995] em-
phasize the difference in rodents between adaptive squa-
mous metaplasia of the nasal transitional or respiratory
epithelia and the squamous metaplasia with prominent
keratinization, an ominous finding with respect to cancer.
Chlorine gas is a good example of an upper respiratory
toxicant, but not a carcinogen in rats and mice. It induces
lesions confined to the nose in F344 rats and B6C3F1
mice, the lesions are more severe in the anterior nasal
cavity and include mucosal inflammation, respiratory epi-
thelial hyperplasia, squamous metaplasia, and goblet cell
hypertrophy and hyperplasia [Wolf et al., 1995]. On the
other hand, formaldehyde, a major air pollutant and a
Ix.',
o
0~

16
Calder6n-Garciduefias et al.
F~g. 2, Nasal biopsies from exposed SWMMC children. A: Biopsy
from a 7-year-old girl shows identifiable respiratory epi~elium with
short cilia, mild variation in nuclear size, prominent nucleoli and a fex¢
scattered neutrophils. H&E x l14. B: Biopsy from a 6-year-old boy
showing an apparent increase in goblet cells, short cilia, and deciliated
areas, along with scattered PMNs. H&E x90. C: Same biopsy as Figure
B. showing numerous goblet cells identified by the abundant alcianophi-
lie material stained blue with the PAS-AB pH 2.5 stain ×90. D: Squa-
indUS metaplastie epithelium with moderate variation in nuclear size has
replaced the normal respiratory, epithelium over the anterior head of the
middle turbinate in this 12-year-old boy. Discrete areas with microvesset
proliferation are seen impinging upon the basal layer, H&E ×90.

Children's Nasal Mucosa and DNA Damage 17
Fig. 2. (Continued)
potent carcinogen in F344 rats exposed long-term to high
doses, causes DNA SSB and DNA protein crosslinks
[Morgan et al., 1986: Reuzel et al.. 1990: Casanova et
al., 1991; Cassee and Feron, 1994]. Rhinitis, squamous
metaplasia, and hyperplasia of the nasal respiratory epi-
thelium along with increases in cell proliferation precede

18 Calder6n-Garciduefias et al.
the appearance of squamous cell carcinomas in the nasal
passages. The location of the tumors correlates well with
the distribution of histological evidence of acute cytotox-
icity and with areas of inhibition of nasal mucociliary
function. Further, areas where tumors are notably absent,
that is, the medial aspect of the maxilloturbinate, are more
resistant to DNA damage induced by dimethylnitrosamine
than are those of the nasoturbinates [Bermudez, 1991].
The interpretation of squamous metaplasia with severe
DNA damage in children exposed to a highly polluted
atmosphere is an important challenge to pathologists, tox-
icologists, epidemiologists, ENT physicians, and pediatri-
cians, as is the assignment of squamous metaplasia and
other potentially adaptive changes to a specific disease
process. Recently developed tissue microdissection tech-
niques that allow the procurement and genetic analysis
of selected cell populations [Zhuang et aL, 1996]; the
determination of oxidative DNA damage (8-hydroxy-
deoxyguanosine) [Cheng et al., 1992; Yarborough et al.,
1996], the detection of defects in loci on chromosome 11
[Ward et al., 1993], and the analysis of expression of
retinoid receptors and different molecular weight keratins
[L. Hu et al., 1991: Lancillotti et al., 1992; X. Hu et al.,
1994] could be useful in the investigation of these adap-
tive versus adverse nasal mucosal changes.
The harmful health consequences of the polluted air to
which the SWMMC residents are exposed, and the long
delay that will occur before our air is cleaner [Blake
and Rowland. 1995] makes it crucial to develop strategic
approaches to determine the nasal pathology underlying
mechanisms, the mapping of lesion distribution patterns,
the identification of chronic air pollutant exposure bio-
markers, and the definition of the potential relevance of
noncancer responses in a range of disease states such as
rhinitis, epistaxis, impairment of nasal flow, and mucocili-
ary activity, dysosmia, and pathological states such as
dysplasia and cancer. Based on the striking finding of an
apparent goblet cell hyperplasia and less DNA damage
in the nasal ceils of the youngest children examined and
its correlation with a lesser outdoor exposure, the first
step to protect children ought to be a drastic reduction in
their outdoor exposure time and an avoidance of physical
exertion at the maximal O3 concentrations periods.
In summary., a lifetime exposure to a complex mixture
of air pollutants with O3 as the main pollutant, produces
significant nasal lesions in exposed children. The finding
of particularly severe nasal cell DNA damage in areas of
squamous metaplasia located over high-flow nasal re-
gions, opens a series of questions about the relevance of
these lesions. Are these squamous metaplastic cells more
prone to mutations and malignant transformation? Do
they represent innocuous adaptive responses? Or could
we eventually apply the statement by Farber and Rubin
[1991]: "'an adaptive response reveals its less beneficent
aspect in neoplasia, when the stress becomes too severe
or prolonged."
ACKNOWLEDGMENTS
We thank all the children who took part in this study,
Gerardo Barragfin for statistical support, Humberto Gar-
nica and Donald Joyner for the art work, Leticia Rarnfrez
for ..h..istological support, Raquel Garc~a for flow cytometry
support, Jessica Villarreal-Calder6n for the control popu-
lation clinical assistance, Dr. Michael C. Madden of the
U.S. Environmental Protection Agency for support and
instruction in the use of the SCGE assay, Drs. Julian
Preston and Douglas Wolf of the Chemical Industry Insti-
tute of Toxicology, Dr. Raymond Tice of the Integrated
Laboratory Systems for helpful discussions, Dr. Barbara
Kuyper for her editorial support, and Sadie Leak for secre-
tarial assistance.
2063633618 ,
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Accepted
E. Zeiger
