Philip Morris
Biomonitoring Exposure to Environmental Tobacco Smoke (Ets) : A Critical Reappraisal
Fields
- Author
- Richter, E.
- Scherer, G.
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- Human + Experimental Toxicology
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- Walther Straub Instut Fur Pharmakologie
- Human + Experimental Toxicology
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Human & F, xplrimenta! Toxicology {1997) 16, 449-~.59
~) 1997 Stockton Press NI rights reserved 0~4<--5952/97 $12.00
Biomonitoring exposure to environmental
tobacco smoke (ETS): A critical reappraisal
The most frequently used biomarkers for ex~posure to
environmental tobacco smoke lETS) are cotinine and
thiocyanate in body fluids, carboxyhaemoglobin in red
blood cells (COHb) and carbon monoxide in the
expired air. Although not ideal, cotinine in blood,
saliva or urine is an established biomarkar for ETS
exposure within the past 1-3 days. Comparison with
cotinine concentrations in cigarette smokers reveals
that passive smokers take up less than 1/100 of the
nicotine dose of smokers.
Biomon.itoring data availabte for the ETS-retated
exposure to genotoxic substances comprise uptake of
benzene, poiycycltc aromatic hydrocarbons (PAH),
aromatic amines, tobacco-specific nitrosamiues
{TSNA), eleclrophilic compounds giving rise to ur-
inary thioethers, mutagens causing urinary mutageuic
activity and the formation of various DNA adducts.
With the exception of TSNA, these biomarkers are
related to chemicals occurring ubiquitously in the
environment and in the food. As a consequence, the
background levels in unexposed nonsmokers are high
compared to the observed increases (if any) associated
with ETS exposure.
Some markers of biological effects, which, by defini-
tion, are non-specific with regard to the underlying
exposure, have also been investigated in relation to
ETS exposure. These markers comprise cytogenefic
effects, aryi hydrocarbon hydroxylase {AI-H~ induc.
tion, urinary hydroxTproline excretion and various
factors indicative of cardiovascular risks. The avail-
able data suggest that passive smoking is associated
with a small induction of placental A_I-Ht and also with
effects on cardlovascv.[ar risk markers. The latter
findings in particular may be confounded by other risk
factors, which have been observed to be more frequent
in passive smokers than in unexposed nonsmokers.
Keywords: btomonitodns; en~d_ronmental tobacco smoke; coti-
nine; thiocy~nate; carbon monoxide; benzene
In~oducfion
Quant/tatfve risk estimates for ETS-exposed non-
smokers published by various authorities rely al-
most exclusively on data from epidemiological
studies,t It is the purpose of this review to
summarize available data on the internal dose of
tobacco smoke constituents and their possible
effects in nonsmokers, exposed to ETS under real-
life conditions. We feel that biological monitoring
with nonsmokers exposed to ETS in their normal
environment can provide objective data in this
controversial field of research.
Surrogate biomarkers for ETS exposure
Surrogate biomarkers for ETS exposure are markers
related to substahces in tobacco smoke, which are
assumed not to be implicated in toxicologically
Covzespondence: G Scherer
Received 3 March 1997; revised 2 April 1997; accepted 4 April
1997
relevant processes, e.g. cancer, cardiovascular d/s-
eases or respiratory dysfunctions. The concen~ra-
t.ions of precursors of surrogate biomarkers in ETS
should be directly proportional to those of toxico-
logically relevant constituents in ETS. Suitable
biom~rkers should be specific for the exposure,
their biological half-life should be long enough and
the analytical method should be specific, precise,
and not too labourious and expensive.2 Strictly,
these criteria are not met by any of the most
commonly used surrogate biomarkers such as
carboxyhaemoglobin or carbon monoxide in the
exhalate, as well as cotinine and thiocyanate in
body fluids (Table 1).
Carboxyhaemo~obin (COHb) and exhaled CO
(COax)
Carbon monoxide (CO) is generated during all
incomplete combustions of organic materials (for
example cooking, heating or vehicle exhaust). In
addition, CO is endogenously formed in mammals
during catabolism of haem moieties.' Therefore, the
biomarkers COHb and COax are by no means
specific for tobacco smoke exposure. Normal or
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Blomonitorin¢ of ETS exposure
G Scherer and E Richter
450
Table 1 Surrogate biomarkers for ETS exposure~
Prec~J~'$or
Biomarker in ETS O~her sources
Significant
association
the
extent of real-
COHb, COex CO Incomplete No~°~'11°
combustions,
endogenous for-
mation
Thiocyanate in H~---'N Diet No
body fluids
Coti~nine in Nicotine Diet[?} Yeslz'~t2a~3
body fluids
~Abbreviatinns: COHb: carboxyhaernogloblin; COex: carbon
monoxide in exhaled a~:. bLiterature cited is not cornprehensive:
for a review, see Benowitz.I~
only marginally increased levels of COHb or COex
were observed in passive smokers as compared to
nonsmokers. This is compatible ~vith the finding
that the ETS-related increase of CO indoors
amounts to only 0.5-1 p.p.m.~
Thiocyanate in body fluids
Thiocyanate is the detoxification product of cya-
nide with a half-life of 10-14 days.' The precursor
of thiocyanate in tobacco smoke is hydrogen
cyanide. Hydrogen cyanide levels in mainstream
smoke (MS) of cigarettes vary between 300 and
550 pg/cigarette and the ratio of sidestream smoke
(SS) to MS is 0.19-0.37.~ In ETS, hydrogen cyanide
occurs almost exclusively in the gaseous phase.
Other sources for the intake of cyanide are almonds,
pulses and maize. Cyanide is also formed in the
colon by bacteria. Preformed thiocyanates are found
in cabbage, turnips, mustard and cow milk.' There-
fore, thiocyanate in body fluids is not specific for
exposure to tobacco smoke. Although thiocyanate
can be easily measured, and its long biological half-
life prevents large fluctuations in body fluids, it is
not specific enough to be suitable as a biomazker for
ETS exposure under real-life conditions.
Cotinine in body fluids
Cotinine is the main metabolite of nicotine, the
principal alkaloid of the tobacco plant. The nicotine
yield of cigarette MS is about 1 rag, and the SS/MS
ratio amounts to 2.6-8.3." Nicotine occurs almost
completely in the particulate phase of mainstream
smoke and in the gaseous phase of ETSJ Average
nicotine concentrations in indoor environments
where smoking occurs are usually in the range of
l-lO~g/m',~." In addition, some .solanaceae-
derived food items such as tomatoes, potatoes and
egg plants as well as tea contain small amounts of
nicotine.'° The biological half-life of cotinine is
considerably longer than that of nicotine (16-20 h
vs I h}.~ Therefore, cotinine is a much more reliable
biomarker for active smoking, as well as ETS
exposure, than is nicotine. In almost all studies, a
statistically significant difference in cotinine levels
between ETS-exposed and nonexposed nonsmokers
was observed (Table 1). In addition, a significant
relationship between the cotinine concentration in
body fluids and the extent (frequency, duration and
intensity) of ETS exposure was found. ETS expo-
sure at home was often found to be more important
than ETS exposure at the workplace or other
places."~" The ratio between the cotinine concentra-
tions in ETS-exposed nonsmokers and smokers is
usually < 1/100. However, there are general limita-
tions for comparisons of active smoking with ETS
exposure.~" A major difference is the fact that
cotinine in smokers is an indicator of the nicotine
uptake with the particulate matter of mainstream
smoke, whereas cotinine in nonsmokers indicates
the exposure to the ETS gaseous phase." The longer
biological half-life of cotinine in nonsmokers as
compared to smokers would lead to an overestima-
tion of the exposure in passive smokers relative to
smokers.~ However, other researchers found simi-
lar pharmacokinetics of nicotine and cotinine in
smokers and nonsmokersJ~ On the other hand, the
significantly shorter half-life of airborne nicotine
compared to other ETS components could lead to an
underestimation of ETS exposure when based on
cotinine concentrations in body fluids." Airborne
nicotine shows a high degree of adsorption to
surfaces in indoor environments, which is respon-
sible for the high decay rates of nicotine. Adsorbed
nicotine can be released into the air so that nicotine,
but not other ETS constituents, are measurable in
environments in the absence of sine'king.~" This,
together with possible dietary nicotine intake and
transdermal nicotine absorption from nicotine-
polluted surfaces might lead to an overestimation
of cotinine-based ETS exposure.
Biomarkers for potentially genotoxic com-
pounds related to ETS exposure
In contrast to biomonitoring for surrogate markers,
which can give only indirect evidence of the uptake
of substances of toxicological relevance, biomoni-
taring for potent/ally genotoxic compounds directly
reflects the internal dose of substances possibly
implicated in the process of carcinogenesis. How-
ever, with the exception of tobacco-specific nitro-
samines, the genotoxic substances found in tobacco
smoke occur almost ubiquitously in the environ-
ment and are taken up from various sources. Hence,
for evaluating the contribution of ETS exposure to
the total body burden, it is knportant to assess the
background levels of these biomarkers. ETS ex-
posure-related biomonitoring data for specific geno-
toxic compounds such as benzene, polycyclic
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BiomonRodn£ of LeTS exposure
G $cherer and E Richter
aromatic hydrocarbons (PAH], aromatic amines and
tobacco-specific nitrosamines (TSNA) as well as
group-selective analyses for various DNA adducts,
urinary thioethers and mutagenic acitivity are
available (Table 2).
Benzene occurs ubiquitously in the environment,
with traffic exhaust being the most important
source.'' Average benzene concentrations in rural
and urban environments of 1-10 and 10-20
m3, respectively, have been reported in Ger-
many.2°':~ Cigarettes were found to emit 30-
50 #g/cigarette in MS and 345-653/~g/cigarette
of benzene in SS.=2 In a household survey
including 230 homes in Germany, the median
benzene concentrations were 6.9 pglm~ in house-
holds wit~ nonsmokers and 9.3 pg/m~ in homes
with at least ore smoker.=~ Corresponding levels
reported for the USA were 7 and 10.5 pg/m
respectively.=~ Various biomarkers can be used for
the biological monitoring of benzene exposure.==
Determination of benzene in blood=6 and exha-
late=7 is suitable for biomonitoring acute exposure.
Due to the longer half-lives of 6-12 h, the
urinary benzene metabolites trans, trans-muconic
acid and phenylmercapturic acid should prefer-
ably be used in field studies.~'.~6 However,
trans, trans-muconic acid is also a metabolite of
the food preservative sorbic acid, and thus may
not be a specific biomarker for low-level environ-
mental benzene exposure3° Investigations under
real-life conditions showed no, or only a marginal
contribution, of ETS exposure to the background
of benzene in nonsmokers (Table 2}. Analysis of
variance in one study showed that at most 15 To
of the variation is explained by ETS exposure."
This is in good agreement with an air monitoring
survey in 49 homes, which apportioned. 11% of
indoor air benzene to ETS2~ Taken together, the
biomonitortng data show that ETS exposure is
only a minor source of the total benzene burden.
Polycyclic aromatic hydrocarbons (PAH)
PAH are formed during incomplete combustion of
organic materials and are ubiquitously distributed
in the environment. The main source of intake of
PAH is the diet. In particular, fried, grilled, smoked
and cured foods as well as leafy vegetables contain
PAH mostly in the upper p.p.b, range with
benzo[a]pyrene occurring in the lower p.p.b.
range?~ It is estimated that >90 % of the total
PAH body burden originates from the diet3=.~ In the
MS and SS of a cigarettes about 10 and 100 ng of
benzo[a]pyrene, respectively, axe emitted3~ Indoor
air concentrations of benzo[a]pyrene were found to
T~ble ~ Biomonltorlng for exposure to genotoxic compounds"
Precursor
Significant increase after
in ETS Other sources Biomarker z~al.life ETS exposure
Benzene Tra~c exhaust.
combustion, fuels
Sorbic acid.
PAH Combustion, diet,
~nbient a~r
4-ABP
Gas or kezosene
burners, diesel
exhaust
NNN
Polycyclic Diet, ambient air,
aromatics endogenous
NDMA, Diet, ambient air,
NNK, endognous
(NDEA) formation
? Oxidative stress
(exogenous aRd
endogenous)
Ca~bonyLs Diet
(acroleJn)
Aromatic Diet
aminesC?)
Benzene in blood or Notre/Yess'~s
exhalate
t,t-MA in urine
DNA adducts in WBC {Yes~7}b
Albumin adducts NTo~/Yesss
l-Hydroxypyrena inNos~er~' ~
urine
4-ABP-haemoglobin No4e'~'o/'Yes44'~':~z
adducts
~'qNAL and NNAL- ~es~)=
glucumnide in urine
HBP-haemoglobin No~
adducts
Bulky DNA adduct~ ia Noe4'e~'e~'eel(Yesee)d
WBC and placenta
3-Methyl-13-Ethyl- (No'Z]"
adenine in urine
S-OHdG in placenta Nose
Thioethers in urine No~e
Mutagenlc activity in No~-7~/Yasz~
"Abbreviations~ t,t-.'V..A: transJzans-muconlc acid; PAH: polycycl~c aromatic hydroc~bons; WBC:
white blood cells; 4-A~P: 4-
.mi~obiphenyh NNK: 4-(methylnltrosamino)-1-(3-pyridyl}-l-butanone; NNAL:
4-(methyl-nitzossrn~o)-1-C3-pyrldyl)-l-butanol; NNN: .,V-
nitrosouornicotine; HPB: 4-by ~dc~oXy-1-{3-pyridyl}-1-butanone; N'DMA: N-nitrosodimethy]~m¢~e; NDEA:
N-nitrosodiethylamine; S-OHdG-
8.hydtoxy-2'-deoxyguanosine. =Significant correlation between score for ETS exposure and. DNA
adducts. (Only 4 of ~I samples had
detectable adduct levels,) CARet high experimental exposure to sidestzeam smoke foz 3 h. aNo
systematic assessment of ETS exposure.
"After h/gh experimental exposure to ETS for 8 h.
451
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452
BiomonJtoring of ETS exposure
G Scherer and E Richter
be 5 ng/m3 in homes with smokers and 3 ng/m3 in
homes with nonsmokers.~' The ultimate carcino-
genic metabolites of benzo[a]pyrene and other PAH
can bind to DNA or proteins. The long life-time of
erythrocytes (120 days) leads to the accumulation of
haemoglobin adducts and makes them suitable
biomarkers reflecting exposure during the last 4
months. Because of the shorter half-life of albumin
[20-24 days), its adducts reflect more recent
exposure. Protein adducts can be taken as an index
of the biologically effective dose of a carcinogen.
Urinary excretion or monohydroxy phenanthrenes
and 1-hydroxypyrene are also used for biomonitor-
ing PAH exposure by passive smokers?6 In most
investigations, no increase in PAH biomarkers was
found after ETS exposure. The two studies''.3.
showing significant ETS-related increases (Table
2] remain doubtful in view of the fact that (a) other
working groups found only a small, if any,
difference in protein PAH adduct levels between
smokers and nonsmokers~g-'', [b) even extremely
high exposure to ETS did not increase the urinary
excretion of PAH metabolites~* and (c) the estimated
intake of PAH suggested an overwhelming role of
diet2~ Summarizing the available evidence for PAH
exposure by passive smoking, it can be stated that
the high background exposure to PAH from other
sources, particularly from diet, excludes biomoni-
toting of these substances from being of any value in
ETS risk assessment.
Aromatic amines
Haemoglobin adducts of 4-aminobiphenyl (4-ABP)
and 3-aminobiphenyl (3-A_BP] have been used to
determine exposure to these substances by tobacco
smoke. MS yields of 4-ABP and 3-ABP were found
to be 2,4-4.6 and 2.7-5.0 ng/cigarette, respec-
tively.'2.'~ SS was found to emit 143 and 132 ng/
cigarette of 4-ABP and 3-ABP, respectively.6 In an
experimental room containing an ETS-related
carbon monoxide concentration of 8 p.p.m., a
level of about 5 ng/m~ of 4-ABP was measured
(Grimmer, personal communication). As yet, no
other sources for 4- and 3-ABP have been
identified, apart from the fact that ~-ABP was
used in the dye industry decades ago." However,
3- and 4-nitrobiphenyl, which are emitted by
kerosene heaters and gas burners?s as well as by
diesel engines, form the same haemoglobin adduct
.as do 3- and 4- ABP and must, therefore, be
considered confounding factors. Controversial
results on an effect of ETS exposure on the 4-
ABP haemoglobin adduct level were reported
(Table 2). In the most extensive study,'* no ETS-
related increase was observed. Nonsmokers living
in cities were found to have 4-ABP-haemoglobin
adduct levels 10-30 pg/g higher than nonsmokers
living in ru.ral areas.''.'a This suggests that sources
other than ETS are also important.
Tobacco-specij~c ~itrosamines (TSNA}
TSNA are mainly formed from the tobacco alkaloids
nicotine, nornicotine, anabasine and anatabine
during fermentation of tobacco leaves. 4-(Methylni-
trosamino)-l-(3-pyridyl)-l-butanone (NNK) and N-
nitrosonornicotine (NNN) are the biologically most
important TSNA.~ MS yields of commercial cigar-
ettes ware reported to be 17-306 ng/cigarette for
NNK and 34-675 ng/cigarette for NNN.~° Co~e-
sponding SS yields were 180-671 rig/cigarette and
141 - 348 ng/cigarette, respectively.~ Reported con-
centtations of TSNA in rooms where smoking
occurs, range from 0.2 to 29.3 ng/m* for NNK and
0.7-23 ng/m' for NNN.*'-** As biomarkers for NNK
exposure, urinary NNAL, the corresponding alcohol
of NNK, and its glucuronide as well as pyridylox-
obutylated haemoglobin and DNA have been used."
DNA and haemoglobin adducts, which also indicate
exposure to NNN, release 4-hydroxy-l-(3-pyridyl)-
1-butanone (HPB) upon hydrolysis. There is no
systematic investigation on the influence of every-
day ETS exposure on urinary excretion of NNAL
and NNAL glucuronide. In an experimental study,
Hecht et al," exposed five nonsmokers for 3 h in a
small chamber of 16 m~ air volume to the extremely
high SS concentrations of up to 230 Hg/m' nicotine
and up to 263 ng/m' NNK. Under these conditions,
the urinary excretion of free and conjugated NNAL
increased from 31_+.41 pmol/d before exposure to
127_+74 pmol/d after exposure. The authors state
that NNK uptake in smokers is about 120 times
higher than in nonsmokers exposed to sidestream
smoke.'* We found in four of nine nonsmokers
detectable NNAL and NNAL glucuronide levels
(detection limit about 5 pmol/1) with an average
excretion rate of 41 + 52 pmol/d,s~ These results are
comparable to the findings with nonsmokers before
experimental SS exposure in the study of Hecht et
a/,s' and suggest that the ETS-related NNK exposure
under real-life conditions amounts to about 1% of
the NNK dose in smokers.
HPB-releasing haemoglobin adducts could be
tobacco-specific biomarkers of chronic exposure to
NNK and NNN. Mean adduct levels for smokers and
nonsmokers were 80 and 29 fmol/g haemoglobin,
respectively, as reported by the working group of
Hecht" and 69 and 34 fmol/g haemoglobin as found
by the working group of Richter.'" There was a large
overlap be~veen smokers and nonsmokers in both
studies. The small differences in the HPB-adducts
found between smokers and nonsmokers are
remarkable. According to the NNK and NNN levels
in MS and ETS as well as the urinary NNAL
excretion rates discussed above, smokers should
have HPB adduct levels at least two orders of
magnitude higher than ETS-eXposed nonsmokers.
The lack of such a large difference might be
explained by induction of TSNA detoxification
and/or inhibition of TSNA activation in smokers.
0
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Evidence for the latter hypothesis is provided by a
recent fnding suggesting that nicotine in smoking
doses can inhibit NNK activation in rats.'~ In
pregnant women, however, no relationship between
ETS exposure (either based on self-reported ex-
posure or classified by urinary cotinlne levels] and
HPB-haemoglobin adduct levels was observed.~ In
theory, NNK may also be formed endogenously by
nitrosation of nicotine. No evidence for nitrosation
of nicotine or cotinine to the possible nitrosation
product 4-[N-methylnitrosarnino)-4-[3 -pyridyl]bu-
tyric acid (iso-NNAC) was observed.~ In addition,
the nitrosoproline test, which reveals an increased
endogenous nitrosation capacity of smokers,~ did
not show elevated nitrosation in nonsmokers
experimentally exposed to high ETS doses.~'~2 The
two biomarkers for TSNA exposure, namely urinary
NNAL and the HPB-haemoglobin adducts, need
further validation before conclusions on ETS-
related TSNA doses and possibly implicated r~sks
can be drawn.
Various DNA adducts
Cigarette smoke condensate (CSC), when darmally
applied to mice, was found to form various, as yet
unidentified DNA adducts detectable by the
postlabelling method.~s In human biomonitoring
studies, available tissues and cells are limited to
leucocytes, oral mucosa, exfollated epithelial blad-
der cells, bronchial lavage cells and placenta. We
are aware of only a few investiga~/ons where
experimental~.e~ or real-life exposure to ETS~-'~
has been considered causative for the formation of
DNA adducts detectable by the ~'P-postlabelling
method. In one study, it was suggested that passive
smoking might lead to the formation of a tobacco
smoke-related adduct with placental DNA.~ How-
ever, the evidence was weak, since ETS exposure
was only reported for those nonsmokers who had
detectable levels of this adduct. In another study
with systematic assessment of ETS exposure in
pregnant women, no increase in placental DNA
adducts in passive or active smokers was found.~
No additional DNA adducts or increases in DNA
adduct levels after ETS exposure ware observed in
peripheral monocytes,~ lymphocytes~ or white
blood cells.~'
In addition to NNK, N-nitrosodimethylamine
(NDMA) is another methylating agent in tobacco
smoke. MS and SS yields were reported to be 0.1-
20 and 143-1040 ng/cigarette, respectiveIy.~3 ETS
concentrations of NDMA in rooms with moderate
smoking were 20-50 ng/m~.~° N-Nitrosodiethyla-
mine (NDEA), N-nitrosomethylethylamine (NMEA)
and ethyihalogenides are potential ethylating
agents in tobacco smoke. However, only trace
amounts of these nitrosamines are detectable in
tobacco smoke/° whereas about 1/~g of ethylchtor-
ida was found in MS.'~ In an experimental study, no
Siomonitoring of ETS exposure
G Scherer and E Richter
increase in the urinary excretion of 3-methylade-
nine or 3-ethyladenine was observed in nonsmokers
exposed to high ETS concentrations.''
The promutagenic DNA adduct 8-hydroxy-2'-
deoxyguanosine (8-OHdG) formed by reactive oxy-
gen species is an established biomarker for oxidative
DNA damage,r~ In vitro experiments have shown that
the MS of cigarettes can induce 8-OHdG adducts
after metabolic activation, the gaseous phase being
responsible for this effect." In a study aimed at
systematically assessing ETS exposure in pregnant
women, no ETS exposure-related increases in
placental 8-OHdG adduct levels were found.'~
Ele~trophilic compounds
Electrophilic chemicals are considered potential
toxicants, mutagens and/or carcinogens because
they may covalently bind to cellular macromole-
cutes such as proteins, RNA and DNA.'~ Conjugation
of electrophites to glutathione [GSHI, either sponta-
neously or enzymatically by means ofglutathione S-
transferases (GST), in most cases indicates a detox-
iftcation process. The GSH adducts are further
metabolized to form S-substituted N-acetyl-L-cy-
stains conjugates (thioethers, mercapturic acids),
which are renally excreted. Urinary thioethers have
been used as group-selective biomarkers for the
exposure to electrophilas,re Passive smoking under
real-life conditions did not lead to a measurable
increase in urinary thioether excretion (Table 2)." In
an experimental study under dietary control and
exposure to high ETS concentrations over a period of
8 h, a significant increase in excretion as compared
to sham exposure was observed.'~ This effect was
found to be caused by exposure to the gaseous phase
of ETS. As a specific thioether, 3-hydroxypropyl
mercapturic acid was identified, which is probably
related to acrolein exposure.
Mutagens
The mutagenic properties of CSC in short-term tests
after metaboIic activation are well established.~
Measurements o£ the urinary mutagenicity in
nonsmokers experimentally exposed to high doses
of ETS yielded controversial results2~ The influence
of real-life ETS exposure on urinary mutagenicity
has been determined in five populations.~-z' No
significant influence of ETS exposure was found in
all but one investigaton.~ More extensive studies
are needed in order to quantify the contribution of
ETS exposure to urinary mutagenicity, which is
primarily dominated by dietary factors.~°
Markers for bioIogical effects related to
ETS exposure
By definition, biological effect markers are not
specific for the underlying exposure but reflect
453
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454
B~omonitor|ng of ETS exposure
G $cherer an~t E Richter
physiological or toxicological responses to a great
number of factors. Therefore, it is extremely
important to control for confounding factors when
applying these markers in population studies. Data
about various biological effect markers in relation to
ETS exposure are summarized in Table 3.
C.~togenetic effects
Tobacco smoke and its condensate have been
shown to induce various cytogenetic damages
and effects such as chromosomal aberrations
(CA), sister chromatid exchanges (SCE) and
micronuclei (MN) in vitro and in rive."2.'I The
influence of ETS exposure on cytogenetic para-
meters has been investigated in three limited
studies''.s~,s~ and one more extensive approach,at
No effect of passive smoking was found, probably
because these tests were not sensitive enough to
detect effects arising from low exposures, such as
passive smoking.
Aryl hydrocarbon hydroxylase (AI-iT-l) induction
It is well documented that cigarette smoking can
induce, via the Ah receptor, enzymes involved in
the activation (e.g. cytochrome P4501A1) and
detoxification (glutathione S-transferase, UDP-gtu-
curonyltransferase) of xenobiotics. Induction is
particularly high in the placenta,as The role of
exposure to ETS in AHH induction has been
investigated in human placenta at the enzymess'a'
and messenger RNA level.'a The results suggest
that passive smoking may exert an inducing effect
in the placenta. Further investigations are needed
to clarify, this possible effect of ETS exposure.
Whether induction of the AHH enzyme system
may increase the risk after exposure to PAH or
other chemicals which are activated by cyto-
chrome P450 enzymes or whether induction
may be protective, as suggested by Remmer,'" is
an open question.
Urinary hydroxjrproline (HOP) excretion
Increased urinary excretion of HOP is an estab-
lished biomarker for certain osteopathic destruc-
tions, some endocrinological disorders and severe
burns,g° Since HOP is a degradation product of lung
collagen and elastin induced by exposure to
nitrogen dioxide (NO~), this marker has also been
used to study the effect of low NO~ exposures
arising from environmental aqtomobile exhausts as
well as acitive and passive smoking.°' The results
reported in the literature on the effects of active and
passive smoking on urinary HOP excretion are
controversial: while Kasuga~' found significantly
increased levels of this marker in smokers and
passive smokers, these findings were not confirmed
by others.~.g~ In a recent study, no relationship
between personal NO~ and ETS exposure and
urinary excretion of HOP or desmosine, a catabolic
product of elastin, was found.""
Effect markers for cardiovascular diseases
The pathomechanism by which active or passive
smokin8 might increase the risk of cardiovascular
disease is not completely understood. Possible
effects include reduced oxygen supply, endothelial
injury, reduction in high-density lipoprotein (HDL)
cholesterol, increase in low-density lipoprotein
(LDL) cholesterol, increased LDL oxidation with
subsequent foam cell formation, increased platelet
activation and coagulation.°~-"~ Physiological
changes in parameters related to these effects can
be used as biological effect markers. In a couple of
studies, the influence of ETS exposure under
experimental and real-life conditions on possible
effect markers has been investigated (Table 3).
In a small ETS field study, no effect of ETS
exposure on either urinary 2,3-dinorthromboxane
B~ or 2,6-dinor-6-ketoprostaglandin F,, excretion
was found.~a Sinzinger and coworkers reported a
significant reduction in platelet sensitivity to
Table 3 Monitoring of biological effects related to ETS exposure"
Significant effect of ETS
Biolo~cai effect or ETS component possibly exposure under real-life
biomarker implicated conditions
SCE, CA ia lymphocytas ETS particulate matter (?]
No:'~'~''s'~ O
AHH induction in PAH, others Yes~e'a~
0"~
placenta 0"~
Hydroxyproline in urine N0z (?] No°Z'~S/Yess~
Total cholesterol • NolO~.~te/Yes~
03
.
03
H~L in plasma ? NoZO~.US/yes~o~,l~
~
LDL ia plasma ? No~°"'~°'~°
d~
Platelet aggregation ? Yes~°z
00
Fibrinogen in plasma ? Yes~°~
Tx-M and PGI-M in urine 7 No~a
Carotid wall thickness ? Yes~0~.w~
~Abbreviations: SCE: sister chromatid exchanges; CA: chromosomal aberratlon~; A.I-IH: aryl
hydrocarbon hydroxylase; PAH: poiycycllc
aromatic hydrocarbons: I-~L: high-density lipoprotein; LDL: low-density Iipoprotein; Tx-M:
2,3-dlnorthromboxane Bz; PGI-M: 2,6-dinor-
6-ketoprostaglandin
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antiaggregatory prostacyclins after acute passive
smoking,gin-'°1 However, these authors exposed
nonsmokers to ETS from 30 cigarettes over 15 rain
in a 18 me chamber, stating that this exposure
would 'resemble that in discos, restaurants and the
like'.~g Unfortunately, no concentrations of ETS
components in the chamber were reported. Accord-
ing to our experience, this ETS exposure far
outreaches the levels in real-life conditions. In
addition, no sham exposed control group was
investigated in order to exclude unspecific, possibly
stress-related effects. Davis et el,:°2 reported a
reduced platelet aggregate ratio after passive smok-
ing, which would reflect an increased formation of
platelet aggregates. In addition, these authors found
an increase in the counts of anuclear endothelial
cell carcasses, suggesting endothelial damage after
ETS exposure. These findings need confirmation
with larger groups of subjects exposed under well
defined experimental conditions.
In two large population studies, ETS exposure
~vas found to significantly increase the carotid wall
thickness'a3,~°~ and the plasma fibrinogen concentra-
tion2°~ Although the observed changes are small
and the biological significance in terms of cardio-
vascular risk is unclear, the effects are relatively
large in relation to the effect observed in active
smokers. Both studies claim to have controlled for
the major cardiovascular risk factors such as age,
body mass index, ethanol intake, hypertension,
diabetes, and total fat intake. However, since it is
well established that the passive smoking status can
be associated with an unfavourable constellation of
a great number of cardiovascular risk factorsJ~ it
seems doubtful whether statistical control of con-
founding factors can be complete.
Conclusions
During the past 10-20 years, a large amount of data
on biomonitoring of ETS exposure has accumu-
lated. Cotinine in body fluids of nonsmokers has
proven to be an acceptable, although nonideal
biomarker for assessing ETS exposure dating back
I-3 days. This marker has been and will be almost
routinely used in field studies in addition to or for
validation of self-reported exposure to ETS. Non-
smokers, chronically exposed to ETS under real-life
conditions, show coO.nine concentrations in blood,
saliva and urine at least two orders of magnitude
lower than those of current cigarette smokers.
Although nicotine uptake by active and passive
smoking differs in many aspects, this comparison
gives a good estimate for the dose difference
between smoking and ETS exposure. COHb and
CO in the exhalate as well as thiocyanate in body
fluids, which all are also used as biomarkers for
ETS exposure, are less suitable due to their low
Biomonltorlng of ETS exposure
G Scherer ~nd E Richter
specificity for tobacco smoke exposure. However,
COHb and exhaled CO have proven to be use~l
biomarkers for acute tobacco smoke exposure under
well defined experimental conditions.
Biomonitoring for exposure to ETS-related gone-
toxic compounds might provide more relevant
information for risk assessment than do the
surrogate biomarkers cotinine, COHb and thiocya-
nate. Data are available for exposure to benzene,
PAH, aromatic amines and tobacco-specific nitro-
samines. In addition, various DNA adducts in
nucleated blood cells and placenta as well as
urinary thioether excretion and mutagenic activity
have been investigated in relation to ETS exposure.
The results obtained are not conclusive, but suggest
that every-day ETS exposure, if at all, only margin-
ally increases the levels of these markers above
bacl~round levels. Three major difficulties have to
be considered when interpreting these data: (1) it is
yet unknown which carcinogens in tobacco smoke
are responsible for tumor induction in humans. As a
consequence, it is not possible to focus the
biological monitoring on the appropriate chemicals
or classes of chemicals. (2) Population biomonitor-
ing is limited to readily available body fluids [blood,
urine, saliva), cells (blood cells, oral mucosa cells,
exfoliated bladder cells) and tissues (skin, nails,
hair, placenta). With respect to the most widely
discussed cancer risk attributed to ETS exposure,
namely lung cancer, these materials represent no
target cells or tissues, but allow only the determina-
tion of surrogate biomarkers. (3) With the exception
of TSNA, the biomarkers for exposure to genotoxic
compounds applied today are not related to
substances unique for tobacco smoke, but occur
ubiquitously in the environment and in food.
Therefore, the existing background exposure to
these substances has to be considered when
evaluating an ETS-related increase in risk. As
discussed above, the most promising biomarkers
for TSNA exposure, i.e. urinary I~rNAL and the
TSNA-related haemoglobin adducts, need further
validation before being applicable for the biomoni-
toting of ETS exposure.
ETS exposure was net found to exert cytogenetic
effects such as SCE or CA in peripheral lympho-
cytes. However, these biomarkers may not be
sensitive enough to indicate effects after low
exposure, such as passive smoking.
Controversial results were reported on the effect
of ETS exposure on urinary hydroxyproline (HOPI
excretion. The findings of Kasuga,~ who found a
significant dose-related effect of ETS exposure on
urinary HOP excretion, could not be confirmed by
other investigators.~2-°* Further studies are needed
to clear this discrepancy.
A small AHH-inducing effect of ETS exposure in
human placenta was found. The biological signifi-
cance of this finding is unclear, because induction
455
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Blomon|toring of EI'S exposure
G Scherer a,~d E Richter
comprises most probably enzymes involved in both
activating and detoxi~ing pathways of carcinogens.
It would be of interest to investigate ETS exposure-
related enzyme induction in other relevant organ
systems (e.g. the lung).
Significant, unfavourable effects of ETS exposure
were reported for some biomarkers, which are
regarded to be indicative for the development of
cardiovascular diseases. These include total serum
cholesterol, HDL, plasma fibrinogen, platelet aggre-
gation and carotid wall thickness. The extent of
these effects was surprisingly high as compared to
that observed with smokers. To explain this
discrepancy, it is hypothesized that nonsmokers
are more sensitive to some tobacco smoke compo-
nents than are smokers.'°~.~°7 An alternative expla-
nation wonld be that passive smokers differ from
nonsmokers not only in their exposure to ETS, but
also in a series of other cardiovascular risk
factors,t°" The alleged detrimental effects of ETS
exposure on the cardiovascular system are an
important issue for ~uture research.
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