Philip Morris
Adenocarcinoma of the Esophagus and Esophagogastric Junction in White Men in the United-States: Alcohol, Tobacco, and Socioeconomic Factors
Fields
- Author
- Blot, W.J.
- Brown, L.M.
- Greenberg, R.S.
- Hayes, R.B.
- Hoover, R.N.
- Liff, J.M.
- Pottern, L.M.
- Schoenberg, J.B.
- Schwartz, A.G.
- Silverman, D.T.
- Swanson, G.M.
- Brown, L.M.
- Alias
- LIT71077979
- Type
- PSCI, PUBLICATION SCIENTIFIC
- BIBL, BIBLIOGRAPHY
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- CARCHMAN,RICHARD/OFFICE
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- R530
- Master ID
- 2063629314/9764
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- Brown, L.M.
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Document Images
~Cancer Causes and Control 1994, 5, 333 -340/. ' '
Adenocarcinoma of the esophagus
and esophagogastric jun£ti_ on in
White men in the United-States :
alcohol, tobacco, and
socioeconomic factors
71077979
Linda Morris Brown, Debra T. Silverman, Linda M. Pottern,
Janet B. Schoenberg,Raymond S. Greenberg; _G. Marie.Swanson,
Jonathan M. Lift; Ann G. Schwartz~Richard B. Hayes,
William J. Blot, and Robert N. Hoover
(Received 6 December 1993; accepted in rev#ed form 10 February 1994)
In the United States, the incidence of adenocarcinoma of the esophagus, including the
esophagogastric (EG)
junction, has been increasing rapidly over the past two decades. Except for an association with
Barrett's
esophagus, little* is known about the etiology of these cancers. A population-based case-control
interview
study of 174 White men with adenocarcinoma of the esophagus and 750 controls living in three areas
of the
United States offered the opportunity to investigate the relationship of these cancers with smoking,
alcohol
drinking, socioeconomic factors, and history of ulcer. There were significantly elevated risks for
men who
smoked cigarettes (odds ratio [OR] = 2.1) or drank liquor (OR = 1.6). For both cigarette smoking and
liquor
drinking, there were significant dose gradients with amount consumed. No reduction in risk was
observed
following sm'0king cessation. Subjects who switched from nonfilter to filter cigarettes experienced
half the
risk of those who only smoked nonfilter cigarettes. Inverse risk gradients were seen with increasing
recent
annual income, with the highest risk (OR = 3.4) for the lowest category. The risk for a history of
ulcer
(OR = 1.7), especially of the duodenum (OR = 2.2), was also significantly elevated. These data
suggest that
tobacco and alcohol may be etiologic factors for adenocarcinoma of the esophagus and EG junction,
but these
factors do not appear to explain the rapid rise in incidence of these tumors. The associations with
low social
class and history of ulcer need to be explored in greater detail along with other factors that may
account for
the temporal trends in esophageal adenocarcinomas. Cancer Causes and Control 1994, 5, 333 -340
Key ~vords:[Adenocarcinom~ alcoho~ case-control stud~ esophagusj males,¢ social clas~, tobacco:,
ulcer] United,
States~
Ms Brown, and Drs Silverman, Pottern, Hayes, Blot, and Hoover are with the Epidemiology and
Biostatistics Program, National Cancer
Institute, Bethesda, M D, USA. Ms Schoenberg is with the Special Epidemiology Program, New Jersey
State Department of Health, Trenton, NJ,
USA. Drs Greenberg and Liff are with the Division of Epidemiology, Emory University School of Public
Health, Atlanta, GA, USA. Dr
Swanson is with the College of Human Medicine, Michigqn State University, East Lansing, MI, USA. Dr
Schwartz is with the Department of
Clinical Epidemiology and Family Medidne, University of Pittsburgh School of Medicine, Pittsburgh,
PA, USA. Address correspondence to Ms
Brown, Epidemiology and Biostatistics Program, National Cancer Institute, National Institutes of
Health, Executive Plaza North, Room 415,
Bethesda, MD 20892, USA. This research was performed under contracts N O1-CP- 51090, N O l-CP-
51089, N O1-CP- 51092, N O1-CN-05 225,
NO1-CN-31022, and NOl-CN-05227.
This arucle ~s for individual use oely ~nd may no~ be Eurther reproduced or stored el~'lrimically
without writlea permisskm from flae ~ght holder.
Unauthorized reproduc~io~ m~y result in financial and o~her pe~lifi~s, (c) KLUWER ACADEMIC PIa'BL
Cancer Causes and Control. Vol 5.1994 333

L M. Brown et al
Introduction
In the United States, the incidence of adenocarclnoma
of the esophagus and gastric cardla, including the
esophagogastric (EG) junction, has been increasing
rapidly over the past two decades.1 Among White men,
the race-gender group with the highest rates (rates are
more than three times higher in White compared with
Black ment), the average annum age-adjusted incidence
of adenocarcinoma of the esophagus tripled from 0.8/
100,000 in 1976-78 to 2.5/100,000 in 1988-90.2 Over the
same time periods, the corresponding incidence rates
for adenocarclnoma of the gastric cardia rose from 2.3/
100,000 to 3.4/I00,000. Except for an association with
Barrett's esophagus, a recognized precursor lesion for
adenocarcinoma of the esophagus,3,* little is known
about the etiology of these cancers. As part of a case-
control study designed to evaluate reasons for the
excess incidence of esophageal cancer (largely squa-
mous cell carcinomas) among Black compared ._with
White men, data were collected on subjects with
adenocarcinoma of the esophagus and EG junction.
Because of the sudden increase in incidence of adeno-
carcinomas of the esophagus and EG junction in White
men, these were ascertained in much greater numbers
than originally expected and provided an ideal oppor-
tunity to investigate risk factors for these previously
rare cell types.
This paper investigates the possible role of smoking,
alcohol drinking, socioeconomic factors, and history
of ulcer in the etiology of these cancers.
Materials and methods
Concurrent population-based case-control interview
studies of four cancers that occur in excess among
Blacks--esophagus, prostate, pancreas, and multiple
myeloma--were conducted during 1986-89 in three
areas of the US. For efficiency, one large control group
was chosen for all four cancer types. It was decided to
include only male esophageal cancer cases because the
number of female cases available would have been too
few for analysis (the number of affected females is
about one-third the number of affected males).
Selected for the esophageal cancer component were
all histologically confirmed cases of esophageal cancer
(International Classification of Diseases for Oncology
[~/~.-~1 site code 150) or cancer ot tiae ~ junction
(ICD-O code 151.0) newly diagnosed between
1 August 1986 and 30 April 1989 among White and
Black men aged 30 to 79 years. Cases were residents of
geographic areas covered by three population-based
cancer registries: the Georgia Center for Cancer Stat-
istics (DeKalb or Fulton counties), the Metropolltan
Detroit Cancer Surveillance System (Macomb, Oak-
334 Cancer Causes and Control. Vol 5.1994
land, or Wayne counties in Michigan), and the New
Jersey State Cancer Registry (10 counties). Because
survival for this disease is unfavorable, a rapid report-
ing system was established to facilitate ascertainment
and interview of esophageal cancer patients within six
weeks of diagnosis. The median number of days be-
tween date of diagnosis and interview was 49 days.
Cases were identified from pathology and outpatient
records at hospitals in the catchment areas. Pathology
records were used to divide the esophageal cancer cases
(ICD-O code 150) into three histologic groups: squa-
mous cell carcinoma (ICD-O codes 8050 to 8082); ade-
nocarcinoma (ICD-O codes 8140 to 8573), and all
other histologic types including carcinoma not other-
wise specified.
For each geogiaphic area, registry data for all four
cancer types were used to estimate the race- and age-
specific (five-year age groups) numbers of cases antici-
pated in order to construct a sampling frame for con-
trois. Two sources were utilized for control selection: a
random-digit dialing (RDD) technique~ for controls
aged 30-64 years, and random sampling from com-
puterized listings of Medicare recipients provided by
the Health Care Financing Administration (HCFA)
for controls aged 65-79 years.
Sixty-minute in-person interviews with the cases
and controls were conducted by trained interviewers,
usually in the homes of the respondents. Detailed
information was obtained on the use "of alcohol and
tobacco, usual adult diet, usual occupation, medical
and dental history, and sociodemographic factors.
Of the 317, White, esophageal/EG-junction cancer
cases interviewed, 174 were adenocarcinomas (113
were EG junction cancers), 124 were squamous cell
cancers, and 19 were other or type not specified.
Among the 270 Black cases interviewed, there were 10
adenocarclnomas (eight were EG junction cancers),
249 squamous cell cancers, and 11 other or not other-
wise specified. Herein we limit analyses to adenocarci-
nomas of the esophagus and EG junction. Due to the
small number of these tumors among Black men, for
statistical considerations it was decided to restrict the
analysis to the 174 White male cases of adenocarci-
noma of the esophagus and EG junction, and 750
pooled White male controls.
The response rates at the interview phase were 74
percent ~or the adenocarcinoma and EG junction Cases,
72 percent for the HCFA controls, and 76 percent for
the RDD controls. Eighty-six percent of the house-
holds contacted through RDD provided a household
census which was used to sample controls under 65
years of age. Among all White controls, refusal to be
interviewed was the most common reason for nonres-
ponse (18 percent), followed by too ill or deceased

Alcohol, tobacco, SES, and adenocarcinoma of the esophagus
(four percent). Reasons for case nonresponse included
deceased (12 percent), too ill (eight percent), and
refusal to be interviewed (five percent).
The distributions of the cases and controls by the
selection factors, age and geographic area, are pre-
sented in Table 1. The median age was 63 years for cases
and 61 years for controls. The majority of both inter-
viewed (68 percent) and noninterviewed (77 percent)
cases were residents of Detroit. The paucity of cases of
adenocarcinoma of the esophagus and EG junction
from New Jersey (19 percent of those interviewed and
10 percent of those not interviewed) was particularly
striking. Although the reason for such a low percentage
from New Jersey is unclear, it may be related to under-
ascertainment of cases or to the demographics of the
counties which were selected to provide a large number
of Black cases to investigate their high rate of eso-
phageal cancer. The controls were more evenly
distributed over the three areas, reflecting the com-
bined distributions of the four cancer types which util-
ized the same controls.
Statistical analysis
Data were analyzed using unconditional logistic
regression.6 Adjusted odds ratios (OR) and 95 percent
confidence intervals (CI) were obtained using the EPI-
CURE programs for personal computers.~ Tobacco
smokers were defi~ed as subjects who reported smok-
ing at least one cigarette per day or one cigar or pipe per
week for six months or longer. For each type of
tobacco, questions were asked on the age at first and
last use, also the number of years and usual amount
smoked. Derailed information was also collected for
users of filtered and nonfiltered cigarettes.
Alcohol drinkers were defined as subjects who
• reported drinking at least one drink of beer, wine, or
hard liquor per month for at least six months. For
drinkers, usual weekly consumption of each type of
beverage was ascertained. Total alcohol consumption
was estimated by summing the contribution from each
type of alcohol, whe?e one drink was equivalent to 12
oz of beer, four oz of wine, or 1½ oz of hard liquor.
Information was sought concerning a history of
duodenal or stomach ulcer diagnosed by a doctor be-
fore one year a~o. Subiects were also asked to report
their total income belore taxes ~or the past calendar
year, the number of persons supported by this income,
the highest grade level or schooling completed, and the
occupation they had worked at the longest during their
adult life. A socioeconomic status (SES) level was
assigned to each occupational code using a three-level
scale (low, medium, high) based on income and edu-
cation levels required for that particular occupation.
Table 1. Numbers of interviewed White male cases of
adenocarcinoma of the esophagus and esophagogastric
junction and controls according to age and location
Factor Case Control
n % n %
Age
<50 17 9.8
50-59 43 24.7
60-69 69 39.7
~70 45 25.9
Locat/on
Atlanta (GA) 22 12.6
Detroit (MI) 119 68.4
New Jersey 33 19.0
Total 174
125 16.6
218 29.1
224 29.9
183 24.4
167 22.3
277 36.9
306 40.8
750
All models included the selection factors of age and
geographic area. Other variables included where indi-
"cared were: number of cigarettes smoked per day,
number of drinks of liquor per week, recent annual
income, and number of people supported by the
income. Adjustment for other social class variables
such as education and maritat status, dietary variables,
such as fruit and vegetable consumption, and history of
ulcer did not substantially alter any of the risk esti-
mates and thus were not included in the final models.
To test for linear trend, categorical variables were en-
tered as continuous variables in the logistic models.
Results
Cigarette smoking was reported by 84 percent of the
cases and 70 percent of the controls (Table 2). Com-
pared with non-tobacco smokers, the risk among those
who smoked cigarettes was significantly elevated
(OR = 2.1) and that among those who smoked only
pipes or cigars was nonsignificantly elevated
(OR = 1.5). There was a significant trend (P < 0.01) of
increasing risk with increasing number of cigarettes
smoked per day, with the OR reaching 2.6 for cigarette
smokers of at least two packs a day. No gradients in
risk were seen with duration of smoking or age started
smoking cigarettes. These patterns remained when the
analysis was limited to cigarette smokers, and inten-
slay, cluraraon, ancl age s~ar~ea were c,~'- ~dj .... ~'. ,%.
the other two. There was no protective effect of smok-
ing cessation. Most subjects who had stopped smoking
cigarettes had stopped more than 10 years prior to
interview, with over 23 percent of the cases and 19 per-
cent of the controls having stopped for 30 or more
years. These effects remained when the analysis was re-
stricted to cigarette smokers and ORs were adjusted
Cancer Causes and Control. Vol S. 1994 335

L. M. Brown et al
Table 2. Risk of adenocarcinoma of the esophagus and
esophagogastric junction in White men according to smok-
ing characteristics
Characteristic No. of No. of OR"~ (CI)=
cases controls
Tobacco status
Nonsmoker 16 160 1.0 --
Pipe/cigar only 11 65 1.5 (0.6-3.6)
Cigarettes 146 517 2.1 (1.2-3.8)
Cigarettes
Intensity (no/day)
<20 18 125 1.1 (0.5-2.4)
20-39 91 271 2.4 (1.3-4.4)
340 37 119 2.6** (1.3-5.0)
Duration (yrs)
<30 60 223 2.5 (1.3-4.7)
30-39 38 122 2.5 (1.3-4.9)
340 48 156 1.6 (0,8-3.2)
Age started (yrs)
321 - 55 75 2.4 (0,5-3.2)
16-20 68 273 1.9 " (0,9-3.2)
< 16 23 168 2.5 (0,9-3.6)
Smoking status
Current smoker 47 186 1.7 (0,9-3.2)
Stopped 1-9 yrs 26 97 2.0 (1,0-4.1)
Stopped 10-19 yrs 28 92 2.4 (1,2-4.9)
Stopped 20-29 yre 21 78 2.2 (1,0-4.7)
Stopped 330 yre 23 64 3.1 (1.5-6.6)
Filter status
Filters only 10 71 1.4 (0.6-3.3)
Nonfilters only 53 137 2.9 (1.5-5.4)
Both 75 273 2.0 (1.1 -3.7)
• All estimates relative to the 16 cases and 160 controls who never
smoked tobacco,
b Estimates are adjusted for age, area, liquor use, and income.
c (CI) = 95% confidence interval.
*P for trend < 0.05.
**P for trend < 0.01.
Table 3. Risk of adenocarcinoma of the esophagus and
esophagogastricjunction in White men according to type of
alcohol=
Type of alcohol No. of No. of ORb`= (CI)d
cases controls
Never drank alcohol 32 155 1.0 --
Drank alcohol 142 595 0.9 (0.6-1.4)
Drinks/week=
<8 38 222 0.7 (0.4-1.3)
8-21 42 204 0.8 (0.4-1.3)
22-56 43 132 1.1 (0.6-1.9)
356 18 37 1.5 (0.7-3.1)
Never drank liquor 64 342 1.0 --
Drank liquor 110 408 1.6 (1.1-2.4)
Drinks/week=
<8 50 257 1.3 (0.8-2.0)
8-1 24 78 1.8 (1.0-3.2)
15-28 21 50 2.1 (1.1-4.0)
3 29 13 22 2.8* (1.2-6.3)
Never drank beer 60 275 1.0 --
Drank beer "-- 114 475 - = 0.6 (0.4-0.9)
Drinks/week,
< 8 46 254 0.6 (0.4-1.0)
8-14 26 97 0.7 (0.4-1.2)
15-28 21 71 0.6 (0.3-1.1)
3 29 50 20 0.6 (0.3-1.3)
Never drank wine 127 492 1.0 --
Drank wine 47 258 0.9 (0.6-1.4)
Ddnks/w~eko
<3 .19 119 0.9 (0.5-1.5)
~-13 17 101 0.8 (0.4-1.5)
3 14 11 35 1.6 (0.7-3.8)
• 1 drink is equal to 12 oz of beer, 4 oz of wine, 1.5 oz of liquor.
= Estimates are adjusted for age, area, smoking, and income.
= Each type of alcoholic beverage is adjusted for amount of the
other two.
d (CI) = 95% confidence interval.
"Pfor trend < 0.05.
for cigarette smoking intensity. A marked difference in
risk by filter status was seen, with subjects who
smoked only nonfilter cigarettes (OR = 2.9) having
twice the risk of subjects who smoked only filter ciga-
rettes (OR = 1.4). The risk for the subset of subjects
who had switched from nonfilters to filters was 1.6
(0.9-3.0). Among smokers who used only nonfilter
smoked at least two packs per day and to 3.4 (1.7-7.0)
for those who inhaled. These risks remained elevated
when the analysis was restricted to smokers of rionfil-
ter cigarettes, and inhalation and intensity were each
adjusted for the effect of the other.
Use of alcoholic beverages was reported by 82 per-
cent of the cases and 79 percent of the controls
(adjusted OR = 0.9) (Table 3). Risk was r~onsignifi-
336 Cancer Causes and Control. Vot S. 1994
candy elevated (OR = 1.5) for the highest consump-
tion category (more than 56 drinks per week). When
ORs were calculated for use of specific types of
alcoholic beverages adjusted for amount of the other
two, a significant increase in risk was associated with
drinking liquor (OR = 1.6). There was no risk for use
of wine (OR = 0.9) and the risk for beer consumption
shine (home brewed liquor') was not inclnaea in the
analysis because it was reported by only six cases (3.4
percent) and 31 controls (4.1 percent). A significant
dose gradient was seen for number of drinks of liquor
consumed, the OR reaching 2.8 in the highest category
(more than four drinks per day). When the analysis was
restricted to liquor drinkers and ORs were adjusted for
amount of liquor consumed, risk was not related to the
0

Alcohol, tobacco, SES, and adenocarcinoma of the esophagus
Table 4. Risk of adenocarcinoma of the esophagus and esophagogastric junction in White men according
to the combined
effects of cigarettes and hard liquor"
Drink Cigarette
smoking
< 1 pack/day
m "t pack]day
No. of No. of OR (CIp No. of No. of OR
(CIp
cases controls cases controls
< 8/week 32 309 1.0 --
82 288 2.4 (1.5-3.8)
~> 8/week 13 38 2.4 (1.1 -5.1 )
45 102 3.8 (2.2-6.4)
Estimates are adjusted for age, area, and income.
(CI) = 95% confidence interval.
age at first consumption, the number of years liquor
was consumed, or the use of mixers. Among liquor
drinkers, risk was nonsignificantly elevated for sub-
jects who usually drank gin or vodka (OR = 1.7, 95
percent confidence interval [CI] = 0.%3.3) or whiskey
(OR = 1.3, CI = 0.7-2.4) compared with subjects who
usually drank bourbon, scotch, or rye.
The fi.sks from combined exposure to cigarettes and
liquor are presented in Table 4, where separate effects
of each are seen. Although it was not possible to dis-
tinguish statistically between additive, multiplicative,
or intermediate models, risk was greatest (OR = 3.8)
for subjects who smoked at least one pack of cigarettes
per day and drapk at least eight drinks of liquor per
week.
A history of ulcer was reported by 24 percent of the
cases and 14 percent of the controls (OR= 1.7,
CI = 1.1-2.6). The risk remained significantly elevated
(OR= 1.7, CI = 1.1-2.8) when the analysis was re-
stricted to the 35 cases and 91 controls Who had had
their ulcer diagnosed by a doctor more than five years
before interview. For this latter group, risk was great-
est for ulcers of the duodenum (OR = 2.2, CI = 1.0-
4.6), followed by the stomach and duodenum
(OR=1.4, CI=0.2-8.3), and stomach (OR=1.3,
CI-0.7-2.5). All ORs were adjusted for smoking,
liquor use, and income.
Results from the ~malysis of the socioeconomic vari-
ables (recent annual income, highest level of schooling
completed, and SES derived from usual occupation) are
presented in Table 5. Inverse risk gradients were seen
~irh both increasin~ income and SES based on occu-
pation, with smoking- and drinking-adjusted ORs
reaching 3.4 and 1.6, respectively, for the lowest
income and SES categories. A similar pattern was not
seen for level of education, with a nonsignificantly
lower risk among those with less than a high school
education. When risk estimates for the socioeconomic
variables were recalculated without adjustment for
smoking and drinking (two factors which may be
Table 5. Risk of adenocarcinoma of the esophagus and
esophagogastdc junction in White men according to socio-
demographic characteristics=
Characteristic No. of No. of ORb (CI)°
cases controls
Recent annual income ($)
~50,000 22 179 1.0 --
25,000-49,999 46 215 1.6 (0.9-2.9)
10,000-24,999 62 242 1.7 (0.9-3.3)
< 10,000 26 53 3.4* (1.5-7.4)
Education
> High school 68 344 1.0 --
High school 44 210 0.7 (0.4-1.1)
<High school 62 190 0.7 (0.4-1.2)
SES from occupation
High 29 165 1.0 --
Medium 74 362 1.1 (0.7-1.9)
Low 70 220 1.6 (0.8-3.0)
• Estimates are adjusted for age, area, smoking, liquor use, and
number supported.
~ Each sociedemographic characteristic is adjusted for the other
two.
c (CI) = 95% confidence interval.
*P for trend < 0.05.
partly determined by socioeconomic factors), the ORs
changed only slightly.
When risks for selected smoking, alcohol, and SES
variables were analyzed separately for esophageal and
EG junction cases, patterns of risk were similar for the
two anatomic categories. The ORs, however, tended to
be somewhat higher for the esophageal cases.
Discussion
Previous studies in the US and other Western countries
have consistently shown that consumption of ciga-
rettes arid alcoholic beverages are the major risk factors
for esophageal cancer.~,9 The large majority of the
tumors studied, however, have been squamous cell car-
Cancer Causes and Control. Vol 5.1994 337

L. M. Brown et al
cinomas, until recently the predominant cell type of
esophageal cancer in both races.2 Prior research has also
shown that smoking is linked to a modest increase in
stomach cancer risk, while alcohol intake has generally
not been found to be a stomach cancer risk factor,t~u
Nearly all the stomach cancers have been adenocarci-
nomas, typically located in the lowest portions of the
stomach and not near the EG junction. Thus, it was not
clear at the start of our investigation whether risk fac-
tors for adenocarcinomas of the esophagus would
more closely resemble those for squamous cell cancers
of the esophagus or adenocarcinomas of the stomach,
or would show unique features. Similar to the finding
of Gray et aln our data suggest that the risk associated
with tobacco and alcohol use is closer in magnitude to
the risk for lower stomach cancers than to the risk for
squamous cell cancers of the esophagus.
We found that use of cigarettes was siguificandy
related to risk of adenocarcinoma of the esophagus and
EG junction, with a doubling of risk for smokers-of
more than one pack a day. Risk was also related to type
of cigarette smoked. Smokers of nonfilter cigarettes
showed the highest risks and the strongest patterns of
dose-response with intensity and inhalation. Subjects
who switched from nonfilter to filter cigarettes experi-
enced half the risk of those who only smoked non_filter
cigarettes, suggesting that filters may block some of the
components of cigarette smoke carcinogenic to the
esophagus. Unlike findings for squamous cell carci-
noma of the esophagus,13,~' cessation of smoking con-
ferred no protective effect, even for subjects who had
stopped for more than 20 years. The lack of an associ-
ation with smoking cessation helps explain why trends
in esophageal adenocarcinoma do not parallel the
trends in smoking prevalence (which is decliningIs) in
the United States. The absence of a cessation effect also
suggests that smoking acts at a relatively early stage in
the development of esophageal adenocarcinomas and
that the effects of smoking in adolescence and early
adulthood may be permanent. These findings are con-
sistent with those of Kabat et al~6 who reported that
risk fo? esophageal adenocarcinoma was significantly
elevated for ex-smokers. They also found a relative risk
of around 2.0 for cigarette smokers and a dose-res-
ponse with intensity of use. Limited data from other
countries have reported smoking to be a risk factor for
gastric cardia cancer in Japan~ and China,~s but not
Italy.'9
Our results for alcoholic beverage consumption
were less clear. Only the trend for use of liquor was
significant, with the OR approaching 3.0 among the
heaviest drinkers. Trends of rising risk with increasing
intake were not significant for all types of alcholic bev-
erages combined, or for use of beer or wine. In fact, the
338 Cancer Causes and Control. Vol 5.1994
OR for beer consumption was significandy less than
1.0. In contrast, risks of squamous esophageal cancers
have been reported to be sharply elevated among heavy
drinkers of all types of alcoholic beverages.'3,~'a°'22 In-
deed, several clusters of exceptional esophageal cancer
mortality have been linked to consumption of specific
alcoholic beverages, e.g., apple brandies in France,'`
cachaca in Brazil,2~ moonshine in South Carolina
(USA),:~ and whiskeys and beer in Washington, DC.2°
Alcohol use has been urn'elated to risk of stomach can-
cers in most studies, including those focusing on gastric
cardia tumors,n,:r'~9 but there are some exceptions."
Few studies have evaluated the role of alcohol in eso-
phageal adenocarcinomas, but in Canada, risks associ-
ated with drinking were stronger for lower esophagus
and EG junction adenocarcinomas than for stomach
cancers,n Kabat et al~ reported a significant increase
among hard liquor drinkers, similar to our finding.
Although whiskey may contain compounds besides
ethanol whi-~h are carcinogenic,u;~ it is not clear why
an association with cancers of the esophagus and EG
junction would be limited to liquor drinkers. Consist-
ent with findings by Kabat et al,~ we found that the risk
for exposure to both smoking and alcohol was greater
than to either one alone. The interaction in our study
appeared to be most consistent with an additive model,
however,'we lacked the power to distinguish statisti-
cally between an additive.and a multiplicative model.
Even though we did not collect information on Bar-
rett's esophagus, a recognized precursor lesion for
adenocarcinoma of the esophagus,, we did find that
risk was siguificandy elevated among those with a
history of ulcer, especially those located in the duo-
denum. MacDonald and MacDonald2z reported a simi-
lar finding: 27 percent of their cases had peptic ulcer,
with the majority located in the duodenum. Our find-
ing is unlikely to be a result of early clinical disease
since the excess risk persisted when the analysis was
restricted to subjects whose ulcer preceded their cancer
diagnosis by more than five years. Unfortunately, we
did not obtain data on ulcer medication or medical con-
ditions related to Barrett's esophagus, such as esoph-
ageal reflux.~s;9 Therefore, we were unable to
determine more specifically the role of ulcer in these
tumors. It is of interest, however, that Helicobacter
priori infection appears to be related to duodenal ulcer,
but not to adenocarcinoma of the EG junction.~
A significantly elevated risk was found for subjects
with recent annual incomes of less than $10,000.
Although not significant, subjects whose usual job was
classified as low SES were also at excess risk. Inverse
associations with social class are commonly found for
both squamous esophageal cancer and stomach can-
cers,~gm but have not previously been reported for

Alcohol, tobacco, SES, and adenocarcinoraa of the esophagus
esophageal adenocarcinomas. In addition, others have
noted that a higher percentage of cases of adenocarci-
noma of the esophagus were in professional and mana-
gerial occupations than were cases of squamous cell
carcinoma of the esophagus.32 In contrast to the find-
ings with income and SES, our study found educational
status to be positively associated with risk of adenocar-
cinoma of the esophagus and EG junction. A similar
finding was seen in Los Angeles County (CA) men
with gastric cardia cancer.'~
When risk factors were analyzed separately for
esophageal adenocarcinomas and EG junction cancers
the patterns were similar, but the strength of the associ-
ations with smoking and drinking appeared to be
slightly greater for adenocarcinoma of the esophagus
than for cancer of the EG junction. These two groups
have been found to be .nearly identical clinically and
pathologically)7
The results from our population-based case-control
study Suggest that both tobacco and alcohol may be
etiologic factors for adenocarcinomas 6f the esophagus
and EG junction in White men, whereas the findings
related to low social class and history of ulcer need to
be explored further to determine what specific prac-
tices may be related to risk. It is unlikely, however, that
smoking and drinking are strong enough risk factors to
account for the rapid rise in the incidence of these
tumors. It is also, doubtful that changes in tobacco and
alcohol use were substantial enough to have caused
such dramatic increases in the risk of these tumors in
such a short time period. In fact, during this time-
period use of cigarettes by White men actually
decreased.~ Further, these two factors do not appear to
explain the White excess of these tumor types, because
the frequency of use of liquor and cigarettes is similar
for Black and White men?~m Additional study, there-
fore, is needed to explain the rapid rise in incidence of
these tumors and to clarify etiologic factors for these
emergent cancers.
Acknowledgements--The authors wish to thank
Ruth Thomson of Westat, Inc. for her assistance in
study management and coordination, Roy Van Dusen
of Information Management Systems, for computer
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