Philip Morris
Smoking and Drinking in Relation to Oral and Pharyngeal Cancer
Fields
- Author
- Austin, D.F.
- Bernstein, L.
- Blot, W.J.
- Fraumeni, J.F., J.R.
- Greenberg, R.S.
- Mclaughlin, J.K.
- Prestonmartin, S.
- Schoenberg, J.B.
- Stemhagen, A.
- Winn, D.M.
- Bernstein, L.
- Type
- PSCI, PUBLICATION SCIENTIFIC
- BIBL, BIBLIOGRAPHY
- Area
- CARCHMAN,RICHARD/OFFICE
- Litigation
- Iwoh/Produced
- Characteristic
- EXTR, EXTRA
- Site
- R530
- Named Organization
- NIH, Natl Inst of Health
- Usc, Univ. Of Southern Ca
- Author (Organization)
- Nj Dept of Health
- Usc, Univ. Of Southern Ca
- Ca State Dept of Health Services
- Cancer Research
- Emory Univ
- Natl Center for Health Statistics
- NCI, Natl Cancer Inst
- Usc, Univ. Of Southern Ca
- Named Person
- Hanson, L.
- Lubin, J.
- Main, D.
- Privot, S.
- Lubin, J.
- Master ID
- 2063629314/9764
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II
[CANCER RESEARCtl 48, 3282-3287. June f. 19RRI
Smirking and Drinking in Rdation to Oral and Pharyngeal Cancer
William J. Blot,' Joseph K. NIeLaughlin, Deborah NI. Winn, Donald F. Austin, Raymond S. Greenberg,
Susan
Preston-Martin, Leslie Bernstein, Janet B. Schoenberg, Annette Stemhagen, and Joseph F. Fraumeni,
Jr.
National Cancer Institute, Bethesda. Ataryland 20892 [~V. J. B., J. K. AL, J. F. F.]; National
Center for Health Statistics, Hyattsville, ~laryland 20782 [D. AL W.J;
California State Department of Health Services, Emeryville. California 94608 [D. F. .4.]; Emo~"
University, Atlanta, Georgia 30322 JR. S. G.]; University of Southern
California. Los Angeles. California 90033 iS. P-M., L. B.]; and .Vew Jersey Department of Itealth.
Trenton. ,Vew Jersey 08625 [J. B. S., A. S.]
ABSTRACT
A case-control, study of oral'and pharyngeal' cancer conducted in four
areas" of'the" united States provided' informhtior/ on the'tobacco and
alcohol use of 1114 patients and 1268 population-ba~ed controls. Because
of the large study size, it could be sho~n that the risks of these cancers
among nondrinkers increased with amount smoked, and conversely that
the risks among nonsmokers increased with the level of alcohol intake.
Among consumers of both products, risks of oropharyngeal cancer tended
to combine more in a multiplicative than additive fashion and were
increased, mor.e than 35-fold among those w~ho consumed two or more
packs ofclgai'e~te~ and more than four alcoholic d/'inks/day. Cigarette,
cigar, and pipe smoking were separately implicated, .although it was
shown for the first time that risk was not as high among male lifelong
filter cigarette smokers. Cessation of smoking was associated with a
sharply reduced risk of this cancer, with no excess detected among those
having quit for 10 or more years, suggesting that smoking affects pri-
marily a late stage in the process of oropharyngcal carcinogenesis. The
risks varied by type of alcoholic beverage, being higher among those
consuming hard liquor or beer than wine. The relative risk patterns were
generally similar among whites and blacks, and among males and females,
and showed little difference when oral and pharyngeal cancers were
analyzed separately. From calculations of attributable risk, we estimate
that tobacco smoking and alcohol drinking combine to account for ap-
proximately three-fourths of all oral and pharyngeal cancers in the United
States.
INTRODUCTION
Tobacco and alcohol are regarded as the major risk factors
for oral and pharyngeal cancer in North America and in Euro-
pean countries (1). It has been difficult to distinguish the
separate effects of these agents, however, since drinkers of
alcoholic beverages tend to be smokers, and vice versa. There-
fore, large epidemiological investigations are required to eval-
uate risks among persons exposed to only one of the two,
precisely quantify the risk of one substance while adjusting for
the other, and contrast effects according to the type of product
and level of exposure. Herein is a report from such a study, a
population-based case-control investigation of oropharyngeal
cancer conducted over the past few years in four areas of the
United States.
METHODS ' " " " "" " " "
Incident cases of pathologically confirmed primary oral and pharyn-
geal cancer (International Classification of Diseases, 9th Revision; ICD
141-149), excluding cancers of the salivary gland (ICD 142) and
nasopharyn, x (ICD 147), diagnosed during the period January 1, 1984
to March 31, 1985, were identified from the population-based cancer
registries covering metropolitan Atlanta, Los Angeles, Santa Clara and
San Mateo counties south of San Francisco-Oakland, and the state of
New Jersey. All cases among white and black residents in these areas
Received 11/16/87; revised 2/15/88; accepted 3/4/88.
The costs of publication of this article were defrayed in part by the payment
of page charges. This article must therefore be hereby marked advertisement in
accordance with 18 U.~.C. Section 1734 solely to indicate this fact.
~To v. horn requests for reprints sh,mld be addressed, at Division of Cancer
['~tioh)~'. Epidemtt~h~gy and giostatistics Program. NItl, Bethesda. ~,ID 20892.
between the ages of 18 and 79 were eligible and sought for interview
after obtaining physician consent. ..
Controls in each.area were selected from t.wo.pbpulation sources.
.Controls under age 65 3?ears ~ere identified by the random-digit-diali,~
technique for sampling households with telephones (2). Over 90% of
the households in these areas are estimated to have telephones (3). For
each residential phone number contacted, a household census was taken
listing the age of occupants in the 18-64 years age range. Sufficient
numbers of individuals were then selected so that the age (in 5-year
groups), sex, and race (black, white) distribution of the controls was
similar to .the ejpe.cted age-sex-race, distribution of the c.ases. The
control selection process was sex specific, so that only a male or female
(not both) was selected from any individual household. Controls age 65
years and over were systematically selected after a random start from
rosters of residents in each area provided by the Health Care Financing
Administration. Registry data on oropharyngeal cancer from prior years
were used to determine the age (5-year groups), sex, and race distribu-
tion of the controls.
Interviews were sought with all eligible cases and controls and usually
took place in their homes. For cases too ill, incapacitated, or deceased,
interviews were sought with proxy respondents, first a spouse and then
another first-degree relative if the spouse was unavailable. Trained
interviewers used a structured questionnaire specifically designed fi:-
this investigation. The questionnaire sought histories of tobacco and
alcohol intake, dietary habits, residence, occupation, medical condi-
tions, and other variables. The tobacco questions included screening
questions to identify smokers as those who had smoked a total of I00
or more cigarettes or who had smoked cigars or pipes for 6 months or
more, and drinkers as those who had drunk at least 20 beers, 20 drinks
of wine, or 20 drinks of hard liquor over their entire lifetime. For those
responding positively to a tobacco or alcohol screening question, a
series of questions concerning age started use and usual amounts
consumed were then asked. For alcohol consumption, usual intake ca
weekends and weekdays was ascertained and then summed to obtain
weekly consumption.
The measure of association between oropharyngeal cancer risk and
tobacco and/or alcohol intake used in this analysis is the odds ratio.
Point estimates and 95% confidence intervals of summary. (adjusted)
OR" were calculated using logistic regression analyses (4, 5). We also
used logistic models to conduct formal tests of interaction between
tobacco and alcohol. To determine whether the two agents combined
more in an additive or multiplicative fashion, we fit models eontainbg
a parameter representing a transition from a subadditive to a supra-
multipticative combination of risks (6, 7). All analyses were adjusted
. for age, race, study. 19caJi'on,.and resl~ondent status (self versus n.ext-of-
kin interview). Some analyses were adjuste~t also fbr education, and diet
(quartile level of consumption of fruits and vegetables); however, these
2 variables showed only minimal confounding and adjustments for
them left the OR estimates essentially unchanged. Adjustments for
smoking and drinking used the categories shown in Table 4 (males) or
5 (females). Population attributable risk estimates were also calculated
as measures of the proportion of all oropharyngeal cancers due ~o
tobacco smoking and alcohol drinking (8). Excluded from the tables in
the text are individuals with unknown values for the variable under
study; hence the table totals are not always identical. We also conducted
analyses using information-only from interviews from the cases and
controls themselves (i.e., excluding next-of-kin interviews: 22% ofcases,
2% of controls), but results were bssentially the same and thus not
presented in the text.
: The abbrc~ iations used are: OR, odds ratio:. CI. confidence interval.
3282
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SMOKING. DRINKING, AND OROPIIARYNGEAL CANCER
RESULTS/
InterMews were completed for 1114 oropharyngeal cancer
cases and 1268 controls; these numbers represent, respectively,
75% of all incident cases in the study areas and 76% of the
rview-eligible controls. The response rate for controls under
years was 79% at the household screening phase and
73% at .the field interview phase. Of controls 65 years and older,
76% were interviewed.
Table 1 shows the distribution of the interviewed cases and
controls by sex, race, and age. Most cases were male (68%) and
white (83%). Among the white patients, 5% were of Hispanic
origin. The median age at diagnos'is of the patients was 63
years, with 61% age 60 years or over. New Jersey and LOs
A:'~geles contributed the largest numbers of cases (82% of the
total). The percentages of controls by sex, race, and age were
similar, although a somewhat higher proportion of controls
than cases was selected in the West Coast study locations.
Few (4%) cases among whites under age 65 years did not
have a telephone in their households (a selection criterioh for
controls under age 65 years), but the corresponding figure
among black cases was 16%. Only 2% or less of white'and black
cases age 65 years and older did not have Social Security
numbers (a requirement for controls in this age group). Anal-
yses were conducted deleting those under age 65 years without
phones and th6se age 65 years and over without Social Security
numbers, but results were essentially unchanged so only the
analyses on the total sample are presented below.
Tobacco. Nearly all the oropharyngeal cancer patients (93%
males, 85% females) had been tobacco smokers, whereas the
corresponding percentages for controls were significantly less
(78% males, 53% females). Among the patients who were
smokers, nearly all (95% males, 91% females) had also been
tamers of alcoholic beverages.
shown in Table 2, the risks of oropharyngeal cancer,
adjusted for alcohol consumption (and age, race, study location,
and respondent status), rose with the number of cigarettes
smoked per day and the duration of cigarette smoking, showed
little trend with age started smoking, and declined following
cessation of smoking. Although not shown, the OR associated
with increasing intensity (number of cigarettes usually smoked
per day over the individual's smoking lifetime) rose within each
duration category, and positive trends with duration were also
seen in each intensity category. Although cessation, duration,
ahd age started are colinearly related in this age-matched study
Table I Numbers of interviewed oropharyngeal cancer patlents and controls
according to sex, race, age, and study location
Indicator No. 9f cases (%) No. of controls (%)
Sex
Male '762 (6.8)
Female " 352 (32)
Race
VChite 020 (83)
/~laCK 1'~4 (1 tJ
Age
<50 147 (13)
50-59 288 (26)
60-69 414 (37)
70+ 265 (24)
Location
New Jersey 492 (44)
Atlanta 135 (12)
Los Angeles 420 (38)
San Francisco 67 (6)
Total I 114
837 (66) "
431 (.3.4)
1065(84)
189 (15)
333 (26)
463 (37)
283 (22)
464(37)
138 (11)
525 (41)
t4l (11)
1268
(with long-term quitters necessarily having shorter durations of
smoking), the decline in risk following cessation was particu-
larly rapid and marked. In contrast to an OR of 3 to 5 among
current smokers, little or no elevation in risk was found among
those who had quit smoking cigarettes for 10 or more years;
for those who had quit smoking for 20+ years, the OR was
actually below 1.0, although the confidence intervals at this
level of cessation were wide. The strong trends of declining risk
with cessation persisted after adjusting for amount smoked per
day.
Increased risks of oropharyngeal cancer were found regard-
le~s of type of cigarette smoked, akhougk among.males the
excess.was small for lifelongfilter smokers. After .adjust{ng for
age, duration and usual amount smoked, and alcohol consump-
tion, males who smoked only filter cigarettes (11%' of all
cigarette smokers among controls) experienced 50% (95% CI
= 30-80%) of the risk of smokers of only nonfilter cigarettes
(34% of all smokers), while mixed filter and nonfilter smokers
exp.eri.enced 80% (95% CI = 60-140%) of the risk compargd
to pure nonfilier smokers. Little or"no reduciion i'n risk a~so-
ciated with filter smoking was observed among females: after
adjusting for duration and usual amount smoked, filter and
mixed smokers, respectively, experienced 120% (95% CI = 60-
280%) and 90% (95% CI = 40-180%) the risk of nonfilter
smokers.
Sufficient numbers of men who had smoked cigars and/or
pipes but not cigarettes were available for analysis of risks
associated with these products. Oropharyngeal cancer risks was
significantly elevated among those exclusively smoking cigars
and/or pipes (OR = 1.9, 95% CI = 1.1-3.4, after adjusting for
alcohol intake), with a positive trend associated with increasing
numbers of cigars/pipes smoked. After adjusting for alcohol
consumption among these noncigarette smokers, the OR rose
to 16.7 (95% CI = 3.7-76.7) for men who smoked 40 or more
cigars/week (14 cases, 1 control), and to 3.1 (95% CI = 1.1-
8.7) for those consuming 40+ pipefuls/week (12 cases, 7 con-
trols.).
Six % of cases and 7% of controls among males had used
smokeless tobacco (primarily chewing tobacco), but nearly all
were also smokers. Smokeless tobacco use was less common
among females (3% cases, 1% controls), but users (primarily of
snuff) generally were nonsmokers. Among nonsmoking fe-
males, the OR was 6.2 (95% CI = 1.9-19.8) for users of
smokeless tobacco (6 cases, 4 controls). All 6 cancers occurred
in the oral cavity.
Alcohol. Nearly all the cancer cases (94% males, 82% females)
had been drinkers of alcoholic beverages, with significantly
-lower percentages among the controls (83% males, 60% fe-
males). Among the cases who consumed alcoholic beverages,
nearly all (95% males, 94% females) had .also smoked tbba.'~co..
Table 3 shows that the OR for.oropharyngeal cancer, cob-"
trolled for smoking, rose with increasing total alcohol con-
sumotion and with increasin~ intake of hard llouor and beer.
Over one-half of the mate cases were heavy drinkers (30 or
more drinks/week), compared to only 14% of the male controls.
About one-fourth of the female patients drank this heavily,
compared to 2% of the female controls. The smoking-adjusted
excess risk associated with high consumption among both men
and women was approximately 9-fold. The risk was relatively
small among both men and women when alcohol intake was
moderate (1 - 14 drin ks/week).
The risk of oropharyngeal cancer differed according to the
type of alcoholic beverage consumed. The trends were strongest
for beer and hard liquor consumption and persisted after the
3283

SMOKING, DRINKING, AND OROPHARYNGEAL CANCER
Table 2 Odds ratios for oropharyngeal cancer associated with smoking
Exposure index
Mal~s
Females
No. of No. of No. of
No. of
cases controls ORa 95,% CI cases
controls ORa 95% CI
~Never smoked
Cigar or pipe only
Cigarette smoker
No.' of cigarettes/day
1-19
20-39
40+
Years of cigarette smoking
1-19
20-39
40+.
Age started smoking
<17
17-24
25+
Years since s.topped gmoking cigarettes.
0 (never quit)
I-9
10-19
20+
50 185 1.0 54
202 1.0
52 56 1.9 1.1-3.4 0
0
659 593 1.9 1.3-2.9 298
229 3.0
80 173 1.2 0.7-1.8 60
312 288 2.1 1.4-3. I 145
262 130 2.8 1.8-4.4 93
45 13~ "0.8 - 0.5-I~ 15
286 281 1.9 1.2-2.8 127
313 171 3.6 2.3-5.6 153
2.0-4.5
104 1.8 1. I-2.9
94 3.6 2.3-5.8
31 6.2 3.6-11.3
-59. . 1.b. 0.5-i.9.
105 2.9 1.8-4.6
64 5.0 3.0-8.3
325 258 2.1 1.4-3.2 89
59 2.9 1.7-4.9
279 285 1.8 1.2-2.7 153
116 3.1 2.0--4.9
38. 47 1.8 0.9-3.3 54
54 2.8 1.6-4.8
129 4.7 3.027.3..
39 1.8 0.9-3.6
35 0.8 0.4--1.9
26 0.4 0.1-1.4
4~S 239 3.4 ~3SS.I 258
64 98 1.1 0.7-1.9 24
56 114 1.1 0.7-1.9 10
43 " 141 0.7 0.4-1.2 4
All OR adjusted for alcohol consumption, age, race, study location, and respondent status.
Table 3 Odds ratios for oropharyngeal cancer associated with drinking
Females
Males"
Type of No. of No. of No. of
No. of No. of
alcohol drinks/wk cases controls OR*
95% CI cases controls ORa 95%
CI
All <i 40 139
1.0 63 171 1.0
1-4 71 206
1.2 0.7-2.0 75 129 1.2
0.7-1.9
5-14 99 219
1.7 1.0-2.7 72 93 1.3
0.8-2.1
15-29 154 150
3.3 2.0-5.4 55 29 2.3
1.2-4.5
30+ 389 118
8.8 5.4-14.3 87 9 9.1
3.9-21.0
Hard liquor <1 173 337
1.0b 135 278 1.0b
I-4 134 240
1.0 0.7- 1.3 78 95 1.3
0.9-2. I
5-14 138 165
1.3 0.9-1.8 65 50 1.5
0.9-2.5
15-29 118 56
2.6 1.7-3.9 32 5 4.9
1.6-14.3
30+ 179 31
5.5 3.4-9.1 41 3 7.8
2.1-29.2
Beer <1 146 333
1.0# 180 343 1.0~
1-4 130 231
1.2 0.8-1.7 73 60 2.2
1.4-3.6
5-14 141 161
1.7 1.2-2.4 48 20 2.9
1.5-5.6
15-29 134 " 62
3.4 2.7-5.1 24 7 2.3
0.9-6.5
30+ 195 44
4.7 3.0-7.3 27 1 18.0
2.1-159
Wine <I 497 490
1.0a 230 273 1.0~
1-4 114 205
0.7 0.5-1.0 60 109 0.6
0.4-1.0
5-14 70 110
0.7 0.4-1.0 41 41 0.8
0.4-1.4
15-29 31 21
0.9 0.5-1.8 7 7 0.5
0,1-2.3
30+ 35 6
2.5 0.9-65 13 1 1.6
0.2-13.6
* OR adjusted for smoking, age, race, study location, and respondent status.
n OR also adjusted for intake of beer and wine.
NonsI
Short
1-19/
20-3’
40+/,
Pipe/
Total'
95% t
np
signi
= 32
stror
W
rood
the c
rive 0
risks
The
to th
hear
high
cons
# OR also adjusted for intake of hard liquor and wine.
a OR also adjusted for intake of hard liquor and beer.
"adjustment of ~ne fo~" th~ o~her.'There was litiie or a~ e~cess
risk for wine drinking, reported by about one-third of both male
except when consumption exceeded 4 drinks/day.
There were few clear or consistent trends in risk with either
age started drinking or duration of drinking hard liquor, beer,
or wine. Differences in risk, e.g., between those starting con-
sumption before age 20 years compared to age 30 years or after
were typically on the order of 20% or less. There was evidence
of a linear trend of rising risk with increasing years of beer
drinking, but only among males, with little gradient with du-
ration of wine or liquor drinking among either sex. The ques-
tionnaire did not obtain information necessary to calculate an
OR associated with cessation of drinking.
Smoidng ~hd Drinking' interreiations. Tables 4 (male~) and.5
(females) ~how that the increasing trends in risk with smoking
Conversely, the increasing trends with alcohol consumption
were seen across all smoking categories, except for female
nonsmokers, among whom few women (either cases or contre*5)
were heavy drinkers. In combination, heavy smoking and drin x-
ing resulted in very large increases in oropharyngeal cancer
risk, with an OR of 38 among males and exceeding 100 among
females.
We examined interaction (on a multiplicative scale) by fitting
logistic regression models containing the smoking and alcohol
categorical variables of Tables 4 and 5 as well as their cross-
products. Global multiple degree of freedom tests uncovered a
3284
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md/
latio
and '
amo
amo
to h,
200
ages
patt’
simi
smo)
ages
forb
,',ca',

SMOKING, DRINKING, AND OROPHARYNGEAL CANCER
Table 4 Odds ratios for oropharyngeal cancer among males
according to amount of smoking and drinking
All OR adjusted for race, age, study location, and resp6ndent status.
" -95~ CI
No. of alcoholic drinks/wk
Smoking status <1 1--4
5-14 15-29 30+
Total"
I,,~Nonsmoker 1.0 (12, 66)t' 1.3 (12, 52)
1.6 (15, 39) 1.4 (5.21) 5.8 (6, 7)
~qhort duration or former* 0.7 (8, 42) ~., (24, 61)
1.4 (21, 90) 3.2 (25, 49) 6.4 (43, 37)
ll~-19/day for 20+ yr 1.7 (2, 6) 1.5 (7, 21)
2.7 (8, 18) 5.4 (16, 18) 7.9 (22, 14)
20-39/day for 20+ yr 1.9 (8, 17) 2.4 (17, 34)
4.4 (28, 40) 7.2 (52, 42) 23.8 (145, 33)
40+/day for 20+ yr 7.4 (9, 4) 0.7 (6, 14)
4.4 (19, 19) 20.2 (43, I 1) 37.7 (148, 21)
Pipe/cigar only 0.6 (I, 4) 1.0 (5, 24)
3.7 (8, 13) 4.7 (13, 9) 23.0 (25, 6)
Totala 1.0 (40, 139) 1.2 (71,206)
1.7 (99, 219) 3.3 (154, 150) 8.8 (389, 118)
95% CI 0.7-2.0
1.0-2.7 2.0-5.4 5.4-14.3
1.0 (50, 185)
1.1 (121,279)
1.6 (55, 77)
2.8 (250, 166)
4.4 (225, 69)
1.9 (52, 56)
0.7-1.7
0.9-2.7
1.8-4.3
2.7-7.2
1.1-3.4
OR adjusted for drinking and relative "to nonsmokers.
Parentheses. numbers of cases and controls.
Quit smoking cigarettes for 10 or more years or smoked for less than 20 years. Over 85% of these
individuals were ex-smokers for 10+ years.
OR adjusted for smoking and relative to those who drank less than 1 alcoholic drink/week.
Table 5 Odds ratios for oropharyngeal cancer among females according
to amount of smoking and drinking
All OR adjusted for race; age, study location, and respondent status.
. .No.
of alcoholic drin "ks/wk . ,
Smoking status <1 I--4
5-14 15-29 30+ Total"
"~5% CI
Nonsmoker 1.0 (36, 112)b 0.7 (11,'62) .
1.3 (7, 23) 0.0 (0, 3) 0.0 (0, 2) 1.0 (54, 202)
Short duration or formere 1.0 (7, 27) 1.6 (8, 21) 0.4 (4, 30)
1.1 (3, 10) -(3, 0) 1.0 (25, 88) 0.5-1.8
1-19/day for 20+ yr 0.9 (4, 13) 5.1 (22, 15) 2.8 (11, 15)
4.6 (3, 3) 11.0 (9, 3) 3.0 (49, 49) 1.9-5.2
20-39/day for 20+ yr 2.2 (12, 19) 2.7 (20, 25) 6.9 (35, 18)
12.4 (31, 9) 46.0 (38, 3) 4.4 (136, 74) 2.7-7.2
40+/day for 20+ yr -(4, 0) 9.3 (14, 6) 7.8 (15, 7)
18.0 (18, 4) 107.9 (37, I) 10.2 (88, 18) 5.2-20.4
Total't 1.0 (63, 171) 1.2 (75, 129)
1.3 (72, 93) 2.3 (55, 29) 9.1 (87, 9)
95% CI 0.7-1.9
0.8-2.1 1.2-4.5 3.9-21.0
OR adjusted for drinking and relative to nonsmokers.
Parentheses. numbers of cases and controls.
Quit smoking cigarettes for 10 or more years or smoked for less than 20 years.
OR adjusted for smoking and relative to those who drank less than 1 alcoholic
Approximately two-thirds of these individuals were ex-smokers for 10+ years.
drink/week.
Qsignificant interaction for males (~2 with 20 degrees of freedom
32, P = 0.05) but not females, due mainly to an exceptionally
strong effect of alcohol among pipe and cigar smokers.
We also contrasted additive versus multiplicative relative risk
models. The additive models among both males and females fit
the data rather poorly and could be discarded. The multiplica-
tive effect (and departure from additivity) is exemplified by the
risks associated with the highest levels of exposure in Table 4.
The OR of 37.7 among heavy smokers-heavy drinkers is close
to the multiple of the OR values of 5.8 and 7.4 associated with
heavy exposure to one substance in the absence of the other.
Attributable Risks. Since smoking and drinking habits are
highly correlated, with few abstainers of one product among
consumers of the other, we calculated estimates of the popula-
tion-attributable risk of oropharyngeal cancer due to smoking
and/or drinking rather than due to each separately. The popu-
lation-attributable risks ’vere 80% for males, 61% for females,
and 74% overall. When we partitioned the sample according to
amount of tobacco and al6ohol consumed, it was found that
among the smoking- and alcohol-related tumors (representing
74% of all cases) approximately two-thirds could be attributed
to heavy consumption (t.e., smoking 2 or more pacKs/Oay /or
20 or more years and/or drinking 30 or more alcoholic bever-
ages/week)
Racial Differences. Although not shown in the tables, the
patterns of risk among drinkers and smokers were generally
similar for blacks and whites. The prevalence of drinking and
smoking, however, differed. Among male controls, the percent-
Aages of moderate to heavy drinkers and/or smokers were higher
Qr blacks (73%) than whites (55%) Much of the racial discrep-
ancy was accounted for by a considerably higher prevalence of
:~cavy drinking among the black (22%) than white (I 3%) general
population, with smoking differentials not as great. The higher
prevalence of exposure among blacks was not observed among
females, of whom only 2% of the black and 7% of the white
controls were heavy smokers or drinkers. Smoking and drinking
were also less prevalent and less strongly related to oropharyn-
geal cancer risk among Hispanics, but data were sparse.
Anatomic Sites. Calculations were conducted separately for
tongue cancer (ICD 141), other oral cancer (ICD 143-145),
and pharyngeal cancer (ICD 146, 148, and 149), comprising,
respectively, 28%, 38%, and 34% of the cancer cases. As shown
in Table 6, smoking (after adjusting for alcohol intake) and
drinking (after adjusting for smoking) were significantly related
to each site of cancer. The trends with smoking and drinking
were slightly weaker for tongue cancer than other sites among
men. Among females the effects of smoking and drinking
tended to be stronger for pharyngeal cancer than oral cancer.
Pipe and cigar smoking was more closely associated with other
oral cancer (including cancers of the floor of the mouth and
buccal mucosa) than either tongue or.pharyngeal c'~incer.
Tobacco and alcohol have long been implicated as risk factors
for oropharyngeal cancer. Reports early in this century de-
scribed smoking and drinking as unusually common among
oral cancer patients (9). It was not until the late 1950s and
early 1960s, however, that epidemiological studies began to
depict the association in quantitative terms. The initial cohort
studies of smokers showed 4-fold or greater oropharyngeal
cancer death rates among smokers compared to nonsmokers
(10-12). Case-control studies in several areas of the United
States (13-15) documented an elevated risk of oral cancer
3285

SMOKING. DRINKING, AND OROPHARYNGEAL CANCER
Table 6 Odds ratias for oropharyngeal cancer subsites associated with smoking
and drinking by sex
Males Females
Other Other
Tongue oral Pharynx Tongue oral Pharynx
Amount smokeda
Nonsmoker 1.0 1.0 1.0 1,0 1.0
1.0
Light or former " 0.8 1.2 1.5 1.3 0.8
1.6
1-19/day for 20+ 1.4 1.8 1.5 2.6 2.0
9.7
yr
20-39/day for 1.9 3.8 3.4 2.8 4.6
14.3
20+ .~T
40+/'day for 20+ 3.2 5.2 5.8 8.1 9.7
36.7
yr
Pipe/cigar only 1.9 '2.7 1..6
No. of alcoholic
drinks/wkn
< 1 1.0 1.0 1.0 1.0 1.0
1.0
1-4 0.7 1.8 1.4 1.2 1.0
] .6
5-14 t.3 2.4 1.7 1.I 1.5
1.4
15-29 2.4 4.3 4.3 2.0 2.8
3.5
30+ 6.0 12.3 10.4 11.0 6.6
15.0
Total no. of cases by 216 272 273 104 151
100
site
"OR adjusted for race, age, study location, responden;t status, and drinking.
'~ OR adju_sted for race, age, study location, respondent statt~s, and smoking.
associated with drinking as well as smoking, although adjust-
ment "for one factor by the other was generally not made.
Although recent studies have confirmed that alcc~hol and
tobacco are important causes of oropharyngeal cancer (16),
questions remain about the relative impact of drinking com-
pared to smoking, the effects of different types of alcohol and
methods of smoking, and the interrelationship between these
risk factors. The data presented in this report, derived from the
largest population-based case-control investigation of oropha-
ryngeal cancer, help resolve these etiological issues.
We found that tobacco smoking and alcohol drinking sepa-
rately increase the risk of oral and pharyngeal cancer. Strong
dose-response relationships were observed for each substance
after tightly controlling for exposure to the other. Noteworthy
were trends of increasing risk with smoking among nondrinkers
and with drinking among both nonsmokers and short duration
and former smokers. Although similar effects have been re-
ported previously (17-19), the larger study size available to us
provides reliable confirmation of the excess risks associated
with one substance in the absence of the other.
Because of the population-based nature of the study, we could
calculate population-attributable risk estimates. In total we
estimate that approximately three-fourths of all oral and pha-
ryngeal cancers in the study areas, and probably in the United
States, are caused-by smoking and drinking, with most of the
cancers due to heavy consumption. We did not attempt to
assign attributable risk percentages separately to alcohol and
tobacco since nearly all male patients and most female patients
used both products. Among males the adjusted OR values
were somewhat higher than for moderate (2.8) and heavy (4.4~
smoking, as were the prevalences of these habits in the general
population (32% of the controls were moderate/heavy drinkers
and 25% moderate/heavy smokers), so that drinking seems to
contribute more than smoking to oropharyngeal cancer risks.
However, among females the effect of smoking appeared some-
what more pronounced than drinking. Some investigators (I 7,
19) have noted roughly comparable effects, while others have
described alcohol (18, 20-22) or tobacco (23) as the more
important risk factor.
We found an increased risk of oropharyngeal cancer among
both filter and nonfilter smokers. Among males, however, life-
long filter smokers experienced only one-half the risk of lifelong
n0nfilter smokers. Filter smoking'also has beefi associated with
a reduced risk of lung cancer,S4), but to our knowledge this is
the first, report of a lowered risk of oropharyngeal cancer.
Smoking only pipes G~:-cigars increased risk hearly as much as
cigarettes, particularly when intake was heav3". Hence it appears
that any smoked tobacco can cause these cancers. Smokeless
tobacco is also a strong risk factor for oral cancer (25). The
prevalence of snuff dipping or tobacco chewing in the study
population was low, with nearly all male users of smokeless
tobacco a/so being smokers, but a significant excess ora~ cancer
risk was detected among nonsmoking women who used snuff.
consistent with findings of other studies (25).
The sharp declines in risk of oropharyngeal cancer following
cessation of smoking were remarkable. Indeed, after 10 years
both male and female quitters experiences no increase in risk
relative to nonsmokers. The drop in risk in such a relatively
short time suggests that smoking primarily affects the late
stages of oral carcinogenesis. A reduction in risk of oral cancer
following cessation has been observed elsewhere (19), and a
rapid decline among ex-smokers was also reported recently for
bladder cancer (26). Similar findings for lung cancer (16) un-
derscore the importance of smoking cessation as a means of
preventing various types of cancer. Among long-term quitters,
however, there was still a marked gradient in risk associated
with alcohol intake, so that reduction in use of both products
appears required to approach the low baseline risk of oropha-
ryngeal cancer among abstainers of tobacco and alcohol.
Increased risks of oropharyngeaI cancer were associated with
hea~3~ consumption of each type of alcohol (hard liquor, beer,
and wine), suggesting a role for ethanol, the common ingredient
in these beverages. Experimental studies have not implicated
alcohol itself as a carcinogen, although it may promote carci-
nogenesis by a variety of mechanisms, including nutritional
deficiencies associated with heavy drinking, the effects of con-
taminants and congeners in alcoholic beverages, the induction
of microsomal enzymes that enhance the metabolic activation
of tobacco or other carcinogens, and the capacity of alcohol to
solubilize carcinogens or enhance their penetration in oropha-
ryngeal tissues (27, 28). Our questionnaire did not obtain
information on age at cessation of drinking, so we could not
calculate risks for current versus former drinkers to directly
evaluate the promotional effect of recent alcohol exposure, but
the absence of clear trends with age started or duration of
drinking argues in favor of a late- rather than early-stage effect
of alcohol. We did find that drinking was interrelated with
smoking, one enhancing the effect of the other, with the excess
risk greatest among heavy consumers of both products; how-
ever, we also detected a deleterious effect of heavy alcohol
consumption among nonsmokers, indicating that tobacco is not
a requisite cofactor for alcohol-related cancer. Further studies
~re needed to determine whether alcohol promotes the effects
of other exposures, such as human papillomavlruses (~9), tna~
remain to be clarified as risk factors for oropharyngeal cancer.
In addition, heavy intake of alcoholic beverages is correlated
with nutrient deficiency (30), which appears to contribute in.
dependently to oral carcinogenesis (31-33).
Although heavy consumers of all types of alcohol were at
increased risk of oropharyngeal cancer, the risks were greatest
for hard liquor and beer and least for wine drinkers. Reasons
for the differential in risks are not clear, but it is possible that
ingredients in alcoholic beverages other than ethanol are in-
volved, for example, nitrosamines and polycyclic hydrocarbons
3286

SMOKING. DRINKING. AND ORC~PH ~.RY'~GFAL C.'~('FR
in beer and whiskey (34). In our stud)', alter adjusting for
smoking and for consumption of liquor and beer, there was
actually some deficit in risk among light and moderate wine
drinkers. This may be due to factors associated with wine
prinking, although adjustments for education (i.e., social class)
and diet still did not eliminate the lowered risk. It is noteworthy
that the dose-responSe relationship for wine consumption fol-
lowed a cur~ilinear form, with no increases at up to 2 drinks/
day, but sharply rising risks thereafter. In contrast, risks rose
nearly linearly with increasing consumption of beer and liquor,
and were elevated at nearly all levels of intake.
National incidence and mortality date 'in the United States
:;how higher rates of oropharyngeal cancer among blacks than
;vhites, particularly for males (35). Applying the risk estimates
derived herein to the percentages of drinkers observed among
the controls in our population-based study, the greater preva-
lence of drinking among black males would account for about
one-half of their 40-50% higher rates of oropharyngeal cancer
compared to white males in the 1970s. Reasons for the remain-
ing excess among black men and the 20% higher rates among
black than white women will be explored in a sephrate report.
Similar conditions indicate that most of the more than 2-fold
higher incidence of oropharyngeal cancer among males is due
to higher levels of tobacco and alcohol consumption compared
to females. "
In summa_D', this large population-based case-control study
implicates tobacco smoking and alcohol drinking as the major
determinants of oral and pharyngeal cancer. The strong dose-
response relationships leave little doubt that either product
.'.done can induce these cancers, although most cases result from
the combined effect of smoking and drinking. Thus, measures
to prevent oral and pharyngeal cancer should be aimed at
~reducing intake of both alcohol and tobacco. The study also
I'~'provides new leads regarding differential effects by type of
product, including the lower risks associated with filter ciga-
rettes and with intake of wine compared to beer or liquor.
Furthermore, etiological mechanisms were suggested by a
sharply reduced risk following smoking cessation, indicating
that smoking, like drinking, probably affects a late stage in oral
carcinogenesis.
ACKNOWLEDGMENTS
We thank Dr. Jay Lubin for statistical advice and computation,
David Main for computer support, Louise Hanson for field supervision,
and Susan Privot for manuscript preparation.
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3287
