Philip Morris
Cardiovascular Effects of Ets Exposure: Comments on Biological Plausibility of Proposed Mechanisms
Fields
- Type
- SCRT, REPORT, SCIENTIFIC
- BIBL, BIBLIOGRAPHY
- DRAW, DRAWING
- BIBL, BIBLIOGRAPHY
- Area
- MCALPIN,LOREEN/OFFICE
- Master ID
- 2057837080/7446
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- Request
- Stmn/R1-028
- Named Person
- Aronow, W.S.
- Burghuber, O.C.
- Davis, J.W.
- Doll, R.
- Gvozdjakova, A.
- Haire, W.D.
- Hladovec, J.
- Lehr, I.
- Mehrabian, M.
- Messinger, H.B.
- Moskowitz, W.P.
- Peto, R.
- Pettersson, K.
- Rosenman, R.H.
- Rossman, P.
- Rozanski, A.
- Sheps, D.S.
- Wilhelmsen, L.
- Zhu
- Burghuber, O.C.
- Document File
- 2057837078/2057837447/Cal Epa Appendix III
- Litigation
- Stmn/Produced
- Named Organization
- OSHA, Occupational Safety & Health Administration
- World Health Org Expert Comm
- Site
- R635
- Date Loaded
- 05 Jun 1998
- UCSF Legacy ID
- tba64e00
Document Images
cell injury?
The initiation of atherosclerosis requires some form of
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"injury" to be sustained by the arterial endothelium, although the
nature of such °injury" is not well understood; genetic and
environmental factors, singly or interactively, could be involved.
The report of Davis and coworkers was cited in the OHSA IAQ
proposal to support the claim that endothelial cell damage is
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induced by ETS exposure (42). The assay used for quantifying
circulating endothelial cells, however, was bascu on the method of
leucoconcentration first described by Hladovec and Rossman (57), in
which only "presumed" endothelial cells were isolated. Davis et al.
did not consider confounding by perceptual reactivity to ETS and
the fact that several vasoactive compounds have been shown to cause
an increase in endothelial cell count (58, 59). ~
C3. Does ETS exposure alter the uptake or the composition of lipids?
According to the OHSA IAQ proposal, ETS "increases the
lipolysis that increases levels of plasma free fatty acids, which
result in enhanced synthesis of LDL". Moreover, ETS was suggested
to have implications "in altering blood lipids". How relevant are
these statements to our current understanding of the role of lipids
in atherosclerosis?
Although excess cholesterol is considered the primary culprit
of atherosclerosis, it has become clear, within the past few years,
that what has traditionally been regarded as the danger of
cholesterol is, more precisely, the danger of high LDL and low HDL.
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When high cholesterol reflects a disproportionally high LDL, then
high total cholesterol is unhealthy. If, on the other hand, total
cholesterol is high because HDL is high, then it is not dangerous.
Accordingly, the newest research places more emphasis on the value
of total cholesterol/HDL: a ratio of less than 3.5 is most
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desirable, one thatlies between 3.5 and 4.5 is considered normal,
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and anything over 7.0 is regarded to be dangerous (60, 61).
When such an empirical relationship is applied to the study of
Moskowitz et al. (62), in which the profile of blood lipor-rotein
.. ...:. . ... ... ...
was investigated in "adolescent children whose parents smoked", no
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effect of exposure to parental ETS was apparent.
HDL cholesterol levels are known to be affected by diet,
alcohol consumption, and physical activity (63-65). Likewise, the
chemical composition of plasma LDL is modulated by lifestyle
factors (66). In a recent study, Mehrabian et al. (67) showed that
an increase in HDL cholesterol levels, resulting from an over-
expression of the apoprotein AII gene, is accompanied by an
unexpected promotion rather than retardation of aortic fatty streak
development, suggesting that the relationship between HDL and
atherosclerosis is complex and not totally understood.
There is yet another aspect of lipoprotein that deserves some
comment, especially in connection with smoking and ETS exposure,
which mainly relates to the role of LDL as a risk factor for CHD.
It has been suggested that the oxidation of LDL is closely linked
to the process of atherogenesis (68); it has been known for some
time that isolated LDL is highly
susceptible to oxidation and that ~
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the products of ox.ida.tion are_cytotoxic as well as chemotactic for
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monocytes (69, 70). Furthermore, oxidized LDL is capable of
delivering an excess of cholesteryl esters to target cells, via a
receptor-independent and therefore unregulated mechanism.
Accordingly, cigarette smoke, by virtue of its ability to
release free radicals, might be expected to enhance the
susceptibility of LDL to peroxidative modification (71). Contrary
to expectation, however, smoking does not constitute a risk for CHD
in Far East countries with a high prevalence of smoking, as the
average plasma LDL and the LDL/HDL ratio in those populations is
relatively low (72). Recent studies also suggest that native and
oxidized LDL exhibit a complex, agonist-specific effect on platelet
activation (73).
In sum, there is no evidence to show that plasma LDL/HDL are
modulated by ETS in such a way as to exert atherogenic potential.
C4. Is ETS exposure associated with increased proliferation of
smooth muscle cells?
An increase in vascular smooth muscle cell (SMC) proliferation
is thought to play a role in atherosclerosis. While SMC in normal
arteries of adult animals reside in a state of quiescence, they can
be induced to proliferate and ultimately migrate into the intima by
autocrine and paracrine mechanisms, mediated via a variety of
chemical, mechanical, or biologic factors (74-80).
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Two explanations have been offered on the "quiescence-to-
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proliferation" transition of smooth muscle cells. The "response-to-
injury" injury" hypothesis suggests that systemic and local changes in the
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arterial network result in injury to the.endothelial cell lining
the arterial tree, thereby eliciting a cascade of events to trigger
smooth__muscle cell proliferation (74, 76). A second "monoclonal
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smooth muscle cell hypothesis" proposes that the monoclonal
atherosclerotic plaques may, through viral infections or other
insults, be activatad to proliferate uncontrollably.
..... .........
It has been speculated tat the "monoclonal" nature of SMC
will permit them to proliferate when exposed to an insult such as
ETS. In support of such
speculation,
polycyclic aromatic
hydrocarbons, chemical components in ETS, were reported to induce
atherosclerosis in animal studies (86-89). These speculations lack
biological plausibility for the following reasons. First, the
,:..._. ..
animal species used (86-89), the chicken, develops large
atherosclerotic plaques spontaneously by one year of age. Second,
administration of the polycyclic hydrocarbons, as a bolus,
intramuscularly, in animal studies, is not representative of ETS
exposure. Finally, of the many chemicals present in ETS, only a
few, such as carbon monoxide, exist as gases under ambient
conditions and have the potential to reach the endothelial lining
in diluted quantities. Recent studies, however, show that chronic
exposure to moderate levels of carbon monoxide did not accelerate
atherosclerosis in cockerels (86). Other chemicals in ETS
possessing potentially harmful effects, e.g., suspected carcinogens
such as 2-naphthylamine, 4-aminobiphenyl, benzo(a)pyrene, N-
nitrosodimethylamine, acetamine, formaldehyde, are known to have
relatively high vaporization points. Thus, physically, they are
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unable to remain as gases, even at lower ambient temperature, and
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still less likely, at the higher temperature of the human body.
Thus to imply that risk of exposure to ETS is in part attributed to
such chemicals gaining excess to
chemically implausible.
In conclusion; the existing data do not establish
the endothelial lining is
an
association between ETS exposure and induction of smooth muscle
proliferation.
C5. What is the biological relevance of exposure to ETS on oxygen
supply and cardiac functions?
Among the chemical components of ETS, carbon monoxide and
nicotine have been suggested as most likely to adversely affect
cardiovascular function. Carbon monoxide binds tightly to
hemoglobin and diminishes oxygen transport in the blood stream.
Nicotine acts in the brain and throughout the body, promoting the
release of catecholamines and increasing heart rate and blood
.........
pressure. Although high exposure to these substances might impair
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cardiovascular performance, exposure from ETS would be too low for
physiological changes to occur in healthy persons.
A number of publications, notably those of Aronow (89, 90),
were cited in the OHSA IAQ proposal to support the assertion that
ETS exposures leads to an interruption in the coronary circulation,
........ .. ...... . .......... . ....
resulting in ischemia. In the Aronow study, it was suggested that
the lack of oxygen delivery to tissues may result in lactic acid
I accumulation that would irritate the heart and stimulate
spontaneous contraction of cardiac muscle in a.non-coordinated
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manner, resulting in compromised cardiovascular function. These
studies were largely inconclusive because of deficiencies in study
design and data interpretation. For example, the premature
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ventricular contraction data were only recorded in one group after
exercise. Moreover, lactate is primarily produced by exercising
skeletal and not cardiac muscles (due to the unique distribution
and properties of lactate dehydrogenase amongst tissues). Also, the
studies lacked controls for confounding.
The hypothesis that cigarette smoking has an acute effect on
exercise capacity was recently evaluated by subjecting subjects to
treadmill exercise (91). No important acute effects on treadmill
exercise performance could be demonstrated in active cigarette
smokers. Sheps et al. (92, 93) have shown blood that contained as
much as 4% carboxyhemoglobin had no adverse effects on patients
with ischemic heart disease. Also, in patients with frequent
ventricular ectopic activity, exposure to CO producing either 3% or
5% carboxyhemoglobin does not increase arrhythmia frequency of
single or multiple beats during rest or exercise (94). It is
therefore highly implausible that elevation of CO levels resulting
from ETS exposure would show a demonstrable harmful effect.
At the cellular level, the work of Gvozdjakova et al. (95) was
cited by OSHA as evidence for an effect of ETS exposuze on
mitochondrial functions, which conceivably could lead to reduced
energy production and..hence compromised cardiac function. The cited
studies, however, were poorly performed and lacked proper controls.
For example, mitochondrial function was measured inadequately using
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one concentration of glutamate, instead of a number of substrates,
studied over a broad range of physiologically relevant
concentrations.
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In conclusion, there is no solid support for the notion that
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ETS exposure compromises cardiac functions.
C6. How appropriate is it to extrapolate findings from animal studies
to investigations involving human subjects?
Recently Zhu et al. (97) suggested that the elevated Sudan IV-
stainable lipid streaks in both the aorta and pulmonary arteries of
stainable
New Zealand rabbits fed a high cholesterol diet followed by
exposure to a "low" and "high"..concentr.ation of ETS for an extended
period of time is evidence for ETS-induced endothelial damage and
hence atherosclerosis. Although the use of cholesterol-fed rabbits
is a traditional and easy way of initiating atherosclerosis, the
high plasma cholesterol levels produced in this way are even higher
than in patients with familial hypercholesterolemia. Thus, such a
model is relevant only to a small atherogenesis-prone proportion of
the human population and ..differs considerably from native
atherosclerosis in most humans. Moreover, in the absence of other
supporting evidence, it is not appropriate to interpret measured
lipid streaks as being equivalent to the development of
atherosclerosis. Such fatty streaks and intimal thickening have
been found in most Finish and American children (98), some as young
as three years (regardless of community prevalence of adult artery
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disease) (99, 100), leading some to question their importance.
Indeed, biliary obstruction, which can result from CNS-triggered

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muscle spasm but bears no relation to atherosclerosis, also
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promotes lipid deposition in vessel wall.
Finally, the question of whether animal studies have
predictive values in humans must also be addressed. Species
differences are known to exist in susceptibility to carcinogens and
other environmentalagents (101-105). Information such as route of
exposure, bioavailability, and dose response obtained by using
animal models must be properly and carefully evaluated before the
findings can be relevantly extrapolated to humans. These types of
issues, in relation to ETS exposure studies using animals, clearly
have not been adequately addressed.
C7. Confounding
It is clear that loss of functional integrity of-the vascular
endothelium is a primary initiating event in the etiology of-
atherosclerosis.' Endothelial cells interact with blood components
and the abluminal tissues, thus playing an active role in many
aspects of vascular functions.
Nutrition may play an important role in the atherosclerotic
disease process. There is evidence that certain vitamins and
minerals prevent some metabolic and physiological perturbations of
the vascular endothelium (106-112). For example, inadequate intake
of vitamin C could predispose endothelial cells to damage. Vitamin
C is essential for the maintenance of the body's cornective tissue-
the "glue" that holds the cell together. Even though enough of the
vitamin may be present to prevent scurvy, sub-optimal amounts may
lead to weakening of the connective tissue bo
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cells, thus making them more vulnerable to disruption. The
involvement of nutrients as a ma jor confounding factor has not been
systematically addressed in epidemiological and laboratory studies
dealing with the cardiovascular effects of ETS exposure.
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D. An alternative explanation for the observed effects of
ETS
D 1. Psychoactive response to ETS
The distinct odor of ETS and the likelihood that it could act
as an irritant for some individuals (59) raises the possibility
that the claimed effects of'ETS exposure on endothelium is no more
than a simple psychoactive response which in turn triggers
vasospastic perturbations. Over time, vasospastic episodes produce
vasospasm which initiates endothelial injury and the sequelae of
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events culminating in atherosc2erosis A vasospastic theory indeed
has been proposed to explain a myriad of human diseases, including
atherosclerosis, by suggesting that an increased sympathetic
nervous activity could lead to focal spasm resulting in a reduction
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of oxygen supply (113, 114).
D. Psychoactive factors and pathogenesis of atherosclerosis
Indeed, behavioral and psychosocial factors have been
implicated in the pathogenesis of atherosclerosis for decades.
Animal studies have demonstrated that the sympathetic arousal
invoked by,psychosocial variables, commonly known as "stress", is
accompanied by endothelial dysfunction of the coronary arteries and
aorta, as judged by enhanced immunoglobulin G incorporation and
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endothelial cell replication (115). The demonstration by Pettersson
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et al. (116) that chlora lose- induced endothelial celll injury in
rabbits is effectively blocked by m.etoprolol, a$1-adrenergic
antagonist, further.support the notion that increased sympathetic
~ nervous activity and catecholamines are intimately involved in
aortic endothelial-cell damage and possibly atherogenesis. Sbim,
manifested not necessarily in the typical hard-driving type A
personality, but as anger, frustration, powerlessness, present
risks to general health and to the heart.
The report of a World Health Organization Expert Committee on
the prevention of CHD (117) noted that:
"Several behavioral patterns and psychological and social
variables have been related to CHD risk..... With respect to stress,
or response to stress, the lack of definition and quantitative
measurement is severely limiting..... The Expert Committee noted the
danger that public and professional misconceptions about stress,
whereby.it is assigned a primary role in the genesis of CHD, may
divert attention from the demonstrated needs in prevention."
The potential importance of psychosocial variables in CHD is
further bolstered by the_results of a prospective study by Lehr,
Messinger and Rosenman (118). The authors measured 12 biochemical
and other biological risk factors, and 12 "social" variables
(factual descriptions relating to the social background of the
individuals such as parental country of birth, parent's occupation,
subject's education, residence, etc). Despite the fact that these
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variables do not begin to encompass the full range of psychological
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