Philip Morris
Comments on Congressional Research Service Assessment of the Health Risks of Environmental Tobacco Smoke
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- REPT, REPORT, OTHER
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- Named Person
- Brownson
- Stockwell
- Surgeon General
- Stockwell
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- Centers for Disease Control
- Congressional Research Service
- Consumers Research
- Epa, Environmental Protection Agency
- Congressional Research Service
- Request
- Stmn/R1-048
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- 2048280245/2048280868/Ets Congressional Research Svce. (Crs)@ 2048280246/2048280600/Ets Crs Compilation 940000 - 960000
- Litigation
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- Author (Organization)
- Office on Smoking + Health
- Master ID
- 2048280248/0599
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C ats on Coagressional Research Service Assessment of the
; Sealth Risks of Environmental Tobacco Sasoke
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office on Smoking and Health
May 12, 1994
quite mialea ing and the authors leave themselves in no position to make
any conclusi e statements about the relationship between ETS exposure and
The Con ressional Research Service, in a report to Congress, attempted
to assess th health risks of environmental tobacco smoke (ETS). The
report's "re iew" of the scientific evidence relating to the health effects
of ETS is fl wed. The report concludes that the link between passive
smoking and isease is uncertain, and goes to great lengths to attempt to
point out scientific flaws in the epidemiologic studies. However, the
authors of t4e report ignore basic principles of epidemiology as well as
the nse ~ody of research on the subject of passive smoking.
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The CRS~report can hardly be considered a review or an analysis of the
epidemioloqi evidence relating to the health effects of ETS exposure.
There are hu dreds of epidemiologic studies of the relationship between ETS
and health o4tcomes, yet the CRS report directly cites only two of these
studies. In tact, the report cites as many articles from Consumers'
Research as it does from the epidemiologic literature. Despite its failure
to actually ieview or analyze the evidence scientifically, the report draws
sweeping condlusiona that are not supported by the data. The presentation
of the evidedce is so incomplete and so selective that the review" is
health.
The aut~lors are both economists, and are apparently not qualified to
conduct a va3Jid epidemioloqic analysis. in testimony before the Unitcd
States Senatd, they themselves admitted that they have no expertise in
assessing tb mechanisme of disease causation: "Please note that we are
trainad as e onomists and our area of expertise relates to economic
analysia aad the associated areas of statistical inference and
quantificati n of effects for purposes of cost-benefit analysis and related
economic pol ies. We do not have technical expertise in the physiologicall
and biologic 1 transmission mechanisms of disease causing agents."
The EpAlreport was written and reviewed by many reputable scientists
trained in th~e field of epidemiology, who do have expertise in the
phyaiologieale and biological tranestisaion m.chaniams of disease causing
agents, and a therefore a credible assessment of the health risks of ETS
exposure. Ba q publicipolicy decisions on the conclusions of two
economists, tIIer than on the consensus of most reputable epidemiolog3sts,
would be a se ious mistake.
The foll`owing are the most important flaws in the CRS "review" of the
health risks of environmental tobacco smoke:
1. On page 45, the report questions whether there is a dose-response
relationship between tobacco smoke exposure and adverse health effects over
the wide rangb of E'rs levels to which nonsmokers are exposed. The
opidemiologicl data in this regard, however, are absolutely clear. Risk of
lung cancer h6s consistently been shown to rise as ETS exposure levels
increase.
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2. On page 45, the report suggests that there may be a threshold level txs
below which t~ere is no biological damage from ETS exposure. The existence ~
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of a thresho d for tobacco smoke in lung cancer is theoretically possible,
but there are no empirical data to support the threshold concept. Indeed,
the data tha do exist clearly favor the non-threshold hypothesis.
virtually ev ey one of the thousands of studies evaluating lung cancer
among smoker shows that risks increase in proportion to level of smoking,
with demonstlable increases in risk even among the very lightest smokers.
3_ On page d~', the report suggests that the relationship between tobacco
smoke exposu~te and health effects at the level of passive smoke exposure i:'
such that th# effects would be minor. The CRS report refers to the 1989
Surgeon GeneTal's report citation (page 44) of a cohort study of lung
cancer and sking among about 34,000 British physicians. This study ,
estimated th t risk of lung cancer rose in proportion to the square of th e
number of ci~arettes smoked per day. The CRS states that this implies that
the relati.on is "strongly nonlinear". This statement is questionable, sincq~
the departur~ from linearity with the quadratic model may not be great. J/
More importa tly, the CRS report ignores data presented on page 45 of th ~e
same Surgeon;General's report. There a graph is presented showing a clearly
linear relatlon between the number of cigarettes sawked per day and lung
cancer risk.;The data on page 45 derive from a much larger cohort study of ,
nearly 250,0Q0 American veterans.
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4. On page 47, the report criticizes the weighting of studies by the .
variance of the risk estimates. This is a very rational and well accepte d
technique inlmeta-analysis and statistical analyses in general. The report
claims that itudiea with large sample size would +end to find more
significant ffecta for passive stiwking. Statistically, this is true only
if there rea ly is a true effect of passive smoking. If there were no true
effect, then large studies would have an equal probability of detecting a
significant increase or'decrease in lung cancer risk associated with ETS '
exposure. ~
5. On pages 4~7 and 48, the report criticizes the use of a one-tailed test
of significar~ce (approximately equivalent to using a 90% confidence '
interval to tleat the chance that a relative risk differs from 1.0), even
though it of~ers no plausible reason to believe that exposure to ETS may
decrease lung cancer risk. Although 95% confidence limits are commonly
used, 90% coqidence intervals are often used in health studies, and are
fact standardd in epidemiologic studies of agents such as radiation, which
like tobacco, is a strong lung carcinogen. in putting a largQ emphasis on
this rather nor part of the analysis, the report ignores the importance
of other fac rs used by epidemiologists in causal inference, such as .
consistancy association, strength of association, temporality of th i1e
association, i ose-response relationship and biologic plausibility.
6. on page 48, the report suggests that recall bias may invalidate the ,
conclusion of+ an adverse health effect of ETS exposure. This ignores the
fact that the~e is a consistent association between $TS exposure and
disease even n cohort studies, in which recall bias cannot occur, because ~
exposure is a eertained before disease has occurred.
7. on page 48, the report suggests that confounding factors may explain the
observed asso4ation between ETS exposure and lung cancer. However, it does,
not suggest aisingle factor that could plausibly explain the association.
Specifically,iit does not point out any factor that is a strong independent
risk factor fPr lung cancer that is also strongly related to ETS exposure.
Moreover, th.,consietency of results across a wide variety of study designs'
and populations argues against confounding as an explanation of the
consistent sthdy findings. r.~~,'
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8. In their estimony, the authors of the CRS report suggest that the
presence of consistent dose-response relationship in the epidemiologic
studies shou d not have increased confidence in the conclusion of a causal
relationship between ETS and lung cancer. This statement is in direct
conflict wit one of the most basic principles of epidemiology.
9. In their ~estimony, the authors suggest that the findings of two recent
studies, pub iished too late to be included in the EPA review, cast doubt on
the relation hip between ETS and lung cancer. on the contrary, in
combination hese studies are entirely consistent with the body of
epidemiologic evidence on the issue, and they add additional support for
the conclusi n that ETS increases lung cancer risk. The authors of the CRS
report ignor.d the published conclusions of both of these studies.
In the 4rownson study, the authors found an elevated lung cancer risk
for adults w th more than 40 pack-years of exposure to ETS from household
members, and,concluded that "exposure to high levels of environmental
tobacco smoke in adulthood increases the risk of lung cancer in
nonsmokers."I
In the tockwell study, the authors found that the risk of lung cancer
more than do led for women with more than 40 pack-years of household ETS
exposure and conclude that "long-term exposure to environmental tobacco
smoke increades the risk of lung cancer in women who have never smoked."
10. The Aith~rs attempt to determine the risk of passive smoking by
extrapolatin from urinary cotinine levels in active compared to passive
smokers. The conclude that the average exposure is 0.1 cigarette
equivalents er day. Bowever, using this same approach, Guerin et al. have
shown that 0.I1 cigarettd equivalents of exposure to nicotine in inhaled air
implies expo ure to 60 cigarette equivalents of pyridine, and 56 cigarette
equivalents f ammonia. The concentrations of many of the carcinogenic
components o tobacco smoke are much higher in sidestream than in
mainstream s ke. But it is exposure to these components, and not to
nicotine, that will determine the lung cancer risk among exposed
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VALIDITY OF THE CRS REVIEW OF THE EPA REPORT
Q. The Congressional Research Service recently completed a review of the
EPA report that classified environmental tobacco smoke as a Group A
"known human" carcinogen. This review concludes that the link between
passive smoking and disease is uncertain and that the EPA report's
review of the scientific evidence relating to the health effects of
ETS is flawed. What is your reaction to this review?
A. There are a number of points that need to be addressed surrounding
this issue:
1. The EPA report was written and reviewed by many reputable
scientists trained in the field of epidemiology, who have
expertise in the physiological and biological transmission
mechanisms of disease causing agents, and is a therefore a
credible assessment of the health risks of ETS exposure.
2. The CRS report, on the other hand, is a review written by two
economists not trained in the principles of epidemiology, and is
not a credible assessment of the health risks of ETS exposure.
3. The CRS report is not a complete review or analysis of the
epidemiological evidence relating to the health effects of ETS
exposure. There are hundreds of epidemiologic studies of the
relationship between ETS and health outcomes, yet the CRS report
direct_y cites only two of these studies. This report draws
sweeping conclusions that are not supported by the data. This
incomplete and misleading presentation of the evidence makes it
impossible for this report to make any conclusive or credible
statements about the relationship between ETS exposure and
health.
4. CDC has recognized ETS as a significant public health issue since
the 1986 Surgeon General's report, "Health Consequences of
Involuntary Smoking." As recently as 1991, CDC published the
conclusion that ETS is a potential occupational carcinogen, and
recommended that exposures be reduced to the lowest feasible
concentration.
5. The Centers for Disease Control and Prevention (CDC) has and
continues to strongly support the findings and methodology of the
EPA report.
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AREN'T THESE CRITICISMS WORTH CONSIDERING?
Q.
How can you simply dismiss the findings of the CRS review as a flawed
review written by two economists not trained in the principles of
epidemiology? Aren't their criticisms worth considering?
A. No.
The authors of this review are both economists not epidemiologists.
In testimony before the United States Senate, they themselves admitted
that they have no expertise in assessing the mechanisms of disease
causation. In their written testimony, the CRS economists made the
following statement:
Please note that we are trained as economists and our area of
expertise relates to economic analysis and the associated areas
of statistical inference and quantification of effects for
purposes of cost-benefit analysis and related economic policies.
We do not have technical expertise in the physiological and
biological transmission mechanisms of disease causing agents.
This lack of technical expertise is reflected by the fact that the
authors of the CRS report ignored basic principles of epidemiology as
well as the immense body of research on the subject of passive
smoking.
I believe that public health policy decisions should be based on the
sound scientific conclusions of trained epidemiologists, not the
conclusions of two economists who lack training and technical
expertise in the field of epidemiology.

RECENT ETS STUDIES CITED IN THE CRS REVIEW
In their testimony, the authors suggest that the findings of two
recent studies, published too late to be included in the EPA review,
cast doubt on the relationship between ETS and lung cancer. Are you
familiar with these studies? Are there suggestions accurate?
A. Yes, we are very familiar with the studies in question and no the
suggestions contained in the CRS review are not accurate.
On the contrary, both of these studies are entirely consistent with
the body of epidemiologic evidence on the issue, and they add
additional support for the conclusion that ETS increases lung cancer
risk. The authors of the CRS report ignored the published conclusions
of both of these studies.
In the Brownson study, the authors found an elevated lung cancer risk
for adults with more than 40 pack-years of exposure to ETS from
household members, and concluded that "exposure to high levels of
environmental tobacco smoke in adulthood increases the risk of lung
cancer in nonsmokers."
In the Stockwell study, the authors found that the risk of lung cancer
more than doubled for women with more than 40 pack-years of household
ETS exposure and conclude that "long-term exposure to environmental
tobacco smoke increases the risk of lung cancer in women who have
never smoked."
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A.
METHODOLOGICAL CRITICISMS
The CRS review levies a number of criticisms against EPA for the
research methods used in their study. Specifically, the CRS review
criticizes the EPA's weighting of studies by the variance of the risk
estimates, the use of a one-tailed test of significance, and the fact
that the studies with larger sample sizes would tend to find more
significant effects for passive smoking. How would you respond to
these criticisms?
There are very reasonable explanations for each of these criticisms.
1. Weighting studies by the variance of the risk estimates is a very
rational and well-accepted technique in meta-analyses, and
statistical analyses in general.
2. The use of 90% confidence intervals was very appropriate for this
study because there was no reason to believe that ETS would
DECREASE the risk of lung cancer. Further, the use of a
90-percent confidence interval is a minor part of this analysis.
By placing a large emphasis on this, the report ignores the
importance of other factors used by epidemiologists in causal
inference, such as consistency of association, strength of
association, temporality of the association, dose-response
relationship and biologic plausibility.
3. Statistically, studies with larger sample sizes will tend to find
more significant effects for passive smoking only if there really
is a true effect of passive smoking. If there were no true
effect, then large studies would have an equal probability of
detecting a significant increase or decrease in lung cancer risk
associated with ETS exposure.

RECALL BIAS
Q. The report suggests that recall bias may invalidate the conclusion of
an adverse health effect of ETS exposure. Do you agree with this
criticism?
A. No.
This criticism ignores the fact that there is a consistent association
between ETS exposure and disease even in cohort studies, in which
recall bias cannot occur, because exposure is ascertained before
disease has occurred.
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CRS RISKS ESTIMATES
The CRS review attempted to determine the risk of passive smoking by
extrapolating from urinary cotinine levels. What is your analysis of
this portion of the review?
A. The CRS report concludes that the average ETS exposure is .1 cigarette
equivalents per day.
Using this same approach, Guerin et al. have shown that .1 cigarette
equivalent of nicotine exposure implies exposure to 60 cigarette
equivalents of pyridine and 56 cigarette equivalents of ammonia. The
concentrations of many of the carcinogenic components of tobacco smoke
are much higher in sidestream than in mainstream smoke. But it is
exposure to these components, and not to nicotine, that will determine
the lung cancer risk among exposed nonsmokers.
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