Philip Morris
Dealing with Conflicts of Interest
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- Author
- Relman, A.S.
- Type
- PSCI, PUBLICATION SCIENTIFIC
- BIBL, BIBLIOGRAPHY
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- 2048252199/2048252525
- 2048252476/2048252479
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- New England Journal of Medicine
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Document Images
Abstracts in the
The
.New England
jJournal of Medicine
Estsblished in 1E12 as The NEW ENGLAND JODSNAL OF MEDICINE AND SIIRGEfiY
n&'ertising
sectiens
VOLUME 310 3, 1984 NUMBER 18
Original Articles
D
~ Thrombosis and Acite Coronary-Artery Le-
w sions in Sudden Cardiac Ischemic Death 1137
MICHAEL JOHN DAt'IES AND ANTI-oN5' THOH?S
The Cerebrohepatorenal (Zellweger) Syn-
drome: Increased Levels and Impaired
Degradation of Very-Long-Chain Fatty
Acids and Their Use in Prenatal
Diagnosis ............................
141
A.\\ E. MOSER, INDERjrr SINGII,
FRAxx R. BRoN.-N 111, GEORGE 1. $OLISH,
RICHARD 1. KELLEY, PAC'L f. BENKE,
.L\D HL'Go W. MOSER
Culture-Independent Diagnosis of Chla-
mydia trachomatis Using Monoclonal
Antibodies ...........................
146
\fiLTON R. TAx, WALTER E. STAMN,
H. HL'N"cER HA..DSrIELD, RICHARD STEPHENS,
CHO-CHOU Kuo, 11ING K. HOLNES,
1\AY DITZE-NBERGER, MONICA KRIEGER,
A.\D ROBERT C. NOwTSsAl
Ventilatory Support by Pacing of the Condi-
tioned Diaphragm in Quadriplegia ....
150
WILLL{g W. L. GLEx., JAatES F. HOGA..,
JACOB S. O. lAi:E, THOLAS E. CIESIELSKI,
MILDRED L. PHELPS, AND RO87\ ROWEDDER
Cutaneous Squamous-Cell Carcinoma in Pa-
tients Treated with PUVA ............
156
ROBERT S. STER.\, NA.\ L{IRD, JOHN MELSKI,
JOHN A. PARRISH, THOStAS B. FITZPATRICt;,
AND HOWARD L. BLEICH
Special Article
The Monetarization of Medical Care .......
162
Eu GINZBERG
Medical Progress
Biologic and Clinical Importance of
Proinsulin ...........................
165
DAVtD C. ROBBINS, Ho%rARn S. TAGER,
AND ARTHI'R H. Rl'BE.\SfEIN
Case Records of the
Massachusetts General Hospital
A 32-Year-Old Woman with Proteinuria and
Impaired Renal Function ............. 1176
ROBERT S. BROWN AND ROBF.RT T. MCCLUSKEY
Editorial
Dealing with Conflicts of Interest.......--. 1182
Editorial Retrospective
Computed Tomography - A Controversy
Revisited ............................ 1183
RONALD G. EvENs
Massachusetts Medical Society... 1185
Correspondence
Murder in Gtutemala ....................... 1186
Intncoronary Streptokinase for Myocardial
Infarction ............................ 1186
Intracoronary Streptokinase for Acute Coronary-
Artery Dissection ...................... 1187
Sudden Death and Myocardial Infarction in
Minnesota ............................ 1187
Cardiovascular Effects of Arising Suddenly .... 1189
Factitious Cause of Unexpected Arterial Blood-
Gas Results ........................... 1189
Low Urinary Calcium Excretion in Bartter's
Syndrome ............................ 1190
Rigid vs. Flexible Bronchoscopy for Foreign-Body
Aspiration ............................ 1190
Red-Cell Sodium-Lithium Countertransport in
Snns of Normotensive and Hypertensive Par-
ents: A Follow-up Study ................. 1191
Gastric Cancer after Gastric Opentions ........ 1192
Angiolipomas in Homosexual Men ....... 1193
Guidelines for the Care of Patients with AIDS -- 1194
Unnecessary Tests for Syphilis on Donated Blood 1194
Designated Blood Donations ................. 1194
Alternative Medicine ....................... 1195
Medical Effects of The Day Afkr .............. 1196
Book Reviews .......................... 1197
Books Received ........................ 1200
Notices ................................. 1200
Health Policy Report
HMOs (For-Profit and Not-For-Profit) on the
Move ................................ 1203
JOItN K. IGLEIIART
Owned, Published, and ECopyrighted, 1984, by the Massachusetis Mcdical Society
THE N(%. E]Ot.~ND JOl'A.NkL OF MED1ClSE (ISSN 002.4-Ii93) is published t~erlly fntm editurial
o(licos at 10 Shauuck Street, 1kt±ton, \I.\ 0-'115.
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1182 TIIF. NE11' h;NGLANDJOL'RNAI.OF \IF.i)ICINE May 3. 1934 ~ V°l'
i he New Eno-Iand
Journal of iMedicine
O, ncd and Publishcd b~ thc
\{at ;achusetts \Icdicai Societ.
Good.,ill M. Ste+art. \f.D.
f'resilunt
William B. Munier, M.D. Charles S. Amorosino, Jr.
Ezerutire hice-preridenl Eztrulire Serretag
THE COSfMtT7EE O\ PceLlcAnoss
OF THE MA55ACHt:5ETI5 MEDICAL SOCIETY
Samuel K. Stewart, M.D., Chairman
John C. Ayres, M.D. William H. Sweet, M.D., D.Sc.
Frank E. Bixby, Jr., M.D. Robert E. Tranquada, M.D.
John I. Sandson, M.D. Percy NV. Wadman, M.D.
Arnold S. Relman, M.D., EDrrott
Marcia Angell, M.D., DEPITY EDITOR
Edwin W. Salzman, M.D., DEPtrIY EDITOP.
AssOGtnTE EDrrroRs
Jane F. Dcsforges, M.D. Norman K. Hollcnberg, M.D., Ph.D.
Ronald A. Malt, M.D. Morton N. Swartz, M.D.
Franklin H. Epstein, NI.D., '
Francis D. lfoore,'.i.D., Boox REvmw EDITOR
John C. Bailar, 111, M.D., STATtsnceL Cossct.TA:rT
. John K. Iglehart, SPECIAL CORRESPO.NDF_%-T
Joseph J. Elia, Jr., MANAGER OF EDITORIAL OPERA770ti5
Emily S. Boro, DIREGTOR OF COPy EDrTtNG
\farlene A. Thayer,'EDrroRIAL OrFtcE MANAGER
EDI7YJRIAL BOARD . .
Kurt J. Bloch, M.D. HornayKazemi, M.D.
Eugene Braunwald, M.D. SamuetA: latt, M.D., Ph.D.
Paul Calabresi, M.D. . Robtrt J. Mayer, M.D.
Aram V. Chobanian, M.D. Kcnrxth 1`ic[ntosh, M.D.
Theodore Colton, SeD. Da.id G. Nathan, M.D.
Richard H. Egdahl, hI.D.' Cattiaice G. Raisz, ai.D..
John T. Harrington, M.D, Kennethj4,~tothmanDr.P.H. ,
Thomas J. Ryan, 11.D,: .
DEALING WITH CONFLICTS OF INTEREST
CONNECTIONS between industry and academic medi-
cal scientists arc not new. It has long bcen common
practice for manufacturers of pharmaceuticals and
medical devices to retain the services of academic sci-
entists as consultants or to subsidize their research
studies - particularly clinical trials of marketable
products in which the company is interested. But in
recent years, as the commercial possibilities of new
biomedical discoveries have become increasingly at-
tractive, these connections have become more perva-
sive, complex, and problematic.
Now, it is not only possible for medical investigators
to have their research subsidized by businesses whose
products they are studying, or act as paid consultants
for them, but they are sometimes also principals in
those businesses or hold equity interest in them. En-
treprencurialism is rampant in medicine today. Any
new research development that has or might have
commercial application attracts attention from estab-
lished corporations or venture capitalists. Reports of
such developments released at press conferences, pre-
sented at scientific meetings, or published in journals
may cause stock prices to rise abruptly and fortunes to
be made almost overnight. Conversely, reports of un-
favorable outcomes or serious side elFects may rapidly
devalue a particular stock. On more than one occasion
during the past few years, the publication of an article
in the fournal has been the direct cause ofsharp fluctu-
ations in stock prices.
If the investigators reporting these studies own
equity or have other kinds of financial interest in a
company whose fortunes are affected by the results,
' conflicts of interest may develop. One does not have to
assume -th'at researchers are venal to appreciate that
they may be afI'ected (consciously or unconsciously)
by economic incentives, which can influence the way
they design or conduct their studies, how they inter-
pret the results, or how and when they choose to re-
pott them.
This is not the place to discuss the arguments for
and against the involvement of academic scientists
with the biotechnology industry. The subject has
drawn thoughtful commentary from the presidents of
some of our leading universities,t,2 but it is not the
topic here. The question I wish to discuss is of more
immediate concern to the,Journal because it confronts
us with increasing frequency. It is this: What policies
should govern the review and publication of research
work when cinflicts of interest may exist?
The fournal has had no stated policy on this matter
until no'w, but my editorial associates and I think it is
time we formulated one. In our view the basic ele-
ments of that policy should be the following:
NVe recognize that in some sense, authors may be
affected by conflicts of interest even when no commer-
cial considerations are involved. Competitive pres-
sures and concerns about research grants, peer recog-
nition, or academic advancement may adversely
in(i
bus:
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Frederick Bowes, III, DtREcroR OF PcsLiStittrG OPEUAttoNi
Ronald H. Brown, \tAxAGER OF ADVER'nstr;G & :liAhttETIt:G
William H. Paige, !-SA.AbER oF PAOOeertoN & DISTttlnurto.
Milton C. Paige, Jr., COSCt.-rAnT` ;.,
PQOSPEGTR'E authors should consuit -information for Authors," which
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influence behavior. Connections with investor-owned
businesses, therefore, may simply be another form of a
preexisting problem.
In addition, we reaffirm our conviction that all
manuscripts should be selected solely on the basis of
their merits and their suitability for our journal, not on
the basis of any consideration of the commercial asso-
ciations or presumed motives of the authors. We will
not reject an otherwise acceptable manuscript simply
because of conflict of interest.
Nevertheless, it is obvious that business arrange-
ments have an increasing role in medical research
these days, and common sense suggests that readers
ought to be told about those arrangements. Public
support for medical research rests in no small measure
on trust in the integrity of investigators. When impor-
tant commercial associations are not disclosed, suspi-
cions inevitably arise, and the public trust is jeopard-
ized. Disclosure, we believe, is in everyone's interest.
It recognizes legitimate public concerns, it protects
the reputation and credibility of investigators, and it
alerts readers to information they may wish to have as
they assess the published report.
We will therefore suggest to our authors that they
routinely acknowledge in a footnote all funding
sources supporting their submitted work. Likewise,
any relevant direct business associations should also
be acknowledged, such as employment by a corpora-
tion that has a financial interest in the work being
reported. An article in this week's issue, on the diagno-
sis of chlamydia infections with monoclonal anti-
bodies,a provides an example of how this can be done.
Several of the authors are employees ofa business firm
that developed the monoclonal antibody used in the
study. Their connections with the firm are clearly stat-
ed in a footnote that also gives the institutional affili-
ations of the other authors and the sources of support
for their work.
Other kinds of commercial associations with busi-
nesses involved in the research, such as part-time serv-
ice as a consultat-it, ownership of stock or other equity
interest, or patent-licensing arrangemens, are more
complicated, and their disclosure will need to be han-
dled on an individual basis. The commercial associ-
ation may be indirect, through a business marketing a
competing product, but the conflict of interest may be
just as real and the need for disclosure no less impor-
tant. We propose henceforth to ask authors to volun-
teer all such information in a covering letter to the
editor when their manuscript is submitted for consid-
eration. Ifacceptance seems likely after review (which
will be conducted without reference to the informa-
tion), the editors will decide how much disclosure, if
any, is relevant and will discuss with the author how
best to communicate it to readers.
It should be noted that this policy would leave final
responsibility for disclosure where it belongs, with au-
thors. We expect them to tell us about any commercial
associations that might pose a conflict of interest in
connection with the research work or the scientific
1183
opinions they are submitting for publication. We arill
remind authors of ~hat expectation, but it is up to
them to decide what they will report to us.
As noted before,4 trust is a fundamental element in
the research enterprise. We believe that once they un-
derstand our policy and the reasons for it, the vast
majority of potential contributors will agree and willl
comply with it in good faith. We plan to implement
this policy in the near future, but we would welcome
comments from our readers.
AR.\OLD S. RELMA.'Q, M.D.
RExEtzENC.ts
1. Bok DC. Bus'mess and the andemy. Harrxfd Mag 1951: 83(5):23-35.
i. ciaautd AB. The uni.rrsity, in+2sny. and cooprarive reseurh. sctenct
1982; 218:1278-80.
3. Tam MR. Stvmm 'A'E. Hands&ld HH, et aL C1utaueindepcn&-w diicnosis
of Chamodla vachanaris using mooockaal mtibodies. N Ez&t J Med 1984;
31 tr. t 146-50.
4. Relman AS. t.es5oas from the Daisca affait. N Fngi 7!4d 1433: 30fi:13I5-7.
EDITORIAL RETROSPECTIVE
COMPUTED TOMOGRAPHY - A
CONTROVERSY REVISITED
Ttts year 1983 marked the 10th anniversary of the
introduction of computed tomography (CT) in the
United States. In 1978 this diagnostic technique was
still the focus of intense controversy,t2 primarily be-
cause of its cost. Considered by physicians to be revo-
lutionary and a major advance, it was widely regarded
as an example of "technology running wild" by those
who focused on the increasing cost of medical care,
including health planners, regulatory agencies, and
politicians. The critical issues were the technical as-
pects, the clinical use and efficacy, the costs and their
control (specifically through national and regional
health planning), and the future of new medical tech-
nology in a time of national economic crisis. What has
happened in the past five years?
CT technology improved rapidly for several years
but has now reached a plateau. Equipment from most
manufacturers is similar in design, and the accepted
standards include scanning times of 3 seconds or less,
"higkt"-resolution images, computer reconstruction
accomplished in a few seconds, and the ability to im-
age anatomic sections only a few millimeters thick.
Virtually all CT units are multipurpose (i.e., for use in
both the head and the body) and cost between
3600,000 and $1,200,000. The purchase price, adjust-
ed for inflation, is approximately the same as it was
five years ago, despite considerable improvement in
technical capabilities. lt was predicted that the intro-
duction of CT would mark the beginning of a new
"high-technology" industry; at first. more than 40 cor-
porations competed for the market. but relatively few
manufacturers remain. The top fivr share 80 per cent
