Philip Morris
Deadly Overcaution: FDA's Drug Approval Process
Fields
- Author
- Kazman, S.
- Area
- NICOLI,DAVID/OFFICE
- Type
- NELE, NEWSLETTER
- BIBL, BIBLIOGRAPHY
- CHAR, CHART, GRAPH, TABLE, MAPS
- BIBL, BIBLIOGRAPHY
- Site
- W6
- Named Person
- Harris
- Kefauver
- Kelsey, F.
- Kennedy, D.
- Schmidt, A.
- Wardell, W.M.
- Young, F.
- Kefauver
- Request
- Stmn/R1-072
- Stmn/R1-079
- Document File
- 2046936725/2046937271/Missing
- Named Organization
- Council of Economic Advisers
- FDA, Food and Drug Administration
- Genentech
- General Accounting Office
- Nas, Natl Academy of Sciences
- Natl Heart Lung + Blood Inst
- NCI, Natl Cancer Inst
- Neurologic Drug Advisory Comm
- Office of Management + Budget
- Pharmaceutical Mfg Assn
- Science
- Suny
- Wall Street Journal
- Buffalo Law School
- Congress
- Cornell Univ
- FDA, Food and Drug Administration
- Author (Organization)
- Competitive Enterprise Inst
- General Counsel
- Journal of Regulation + Social Costs
- General Counsel
- Litigation
- Stmn/Produced
- Master ID
- 2046936726/6992
Related Documents:- 2046936726 Table of Contents
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- 2046936728-6731 FDA's Legally Suspect Actions Invite Challenge
- 2046936732-6735 FDA Paralysis Raises Health Care Costs
- 2046936736-6739 the Real Problem with Health Care in America: While Dr. David Kessler's FDA Fiddles, Medical Approvals Lag and Americans Die
- 2046936740-6743 What the FDA Doesn't Want You to Know Could Kill You
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- 2046936752-6759
- 2046936760-6762 Guide to Medical Device Regulation FDA Issues First Warning Letter Citing Gmp Problems Under New Cpg
- 2046936763-6766 the Vitamin Uprising
- 2046936767-6780 Losing the Edge Overseas Patients Reap the Benefits of U.S.Research While Those Here Wait
- 2046936781-6783 Losing the Edge
- 2046936784 Feds: Toughen Regulation, Promote Research Improvements Needed, and They Are on the Way
- 2046936785-6786
- 2046936787-6789 Challenging FDA Authority
- 2046936790-6793 Speakeasies in A New Age of Prohibition
- 2046936794-6798 Who Is Happiest Politician in Washington Over Whitewater? Alfonse D'amato - Newt Gingrich - David Kessler?
- 2046936799-6800 Pro-Free Enterprise Group Challenges FDA's Authority to Regulate Drug Companies' Speech
- 2046936801-6802 Wlf Off-Label Use Suit Heats Up
- 2046936803-6805 Just Call Me 'doc'
- 2046936806-6810 Food and Drugs and Politics
- 2046936811-6813 Science and Technology Getting the Lead Out
- 2046936814 Forbes Fear of Falling 5 Ways to Protect Yourself in Scary Times
- 2046936815-6816 Book Burning
- 2046936817 If A Murderer Kills You, It's Homicide If A Drunk Driver Kills You, It's Manslaughter If the FDA Kills You, It's Just Being Cautious
- 2046936818-6820 Frustration for Medical Innovators
- 2046936821 Block That Innovation
- 2046936822-6823 Getting Even
- 2046936824-6826 Biotech Pipeline: Bottleneck Ahead
- 2046936827-6829 Consuming Interest Are We Safe From the FDA?
- 2046936830-6839 Saying Yes to Drugs Policy Analysis
- 2046936859 B
- 2046936860-6861 Litigation Update Wlf Wins Suit Against FDA to Stop Overregulation of Heart Valves (Washington Legal Foundation V. Shalala)
- 2046936862-6863 Litigation Update Wlf Opposes FDA Efforts to Dismiss First Amendment Lawsuit (Washington Legal Foundation V. Kessler)
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- 2046936969 D
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- 05 Jun 1998
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NUi7 1G 74 1( i 1 r. i I. ~vrtF -~n r- , ---
Journalff-~Reguta~',c Social Costs
W hen the federal Food and Drug Adminlstration
amounces lts approval of an Important new drug, ft
event Is Invariably portrayed as an administrative
achievement. this has always puaied me. It seems that a
questton hangs over these announcements ttiat almost
atways goes unasked, though I understand why FDA might
not care to answer It. The question Ls this: If a drug that hos
just been approved by FDA wi11 start saving lives tomorrow,
then how many people died yesterday walting for the
agency to act?
8y'yesterday" I do notJust mean the day before; I
mean the two to three years that It generally takes FDA to
approve a New Drug Application (NDA). Under federal
law, no new drug can be marketed In this country until FDA
approves It as safe and effective. FDA makes its tlrxling on
the basis of the manufacfurer's NDA, wNch may contain
over 100,000 pages of data from clinfcal tests that took
from two to ten years to complete. During all this time the
drug is unavailable to physicians and the public, except on
a very Gmlted basis as part of some clfnical trial.
FDA, of couuse. Is not the cause of all clinlcai
testing; much of !t !s a necessary part of drug development
and woWd occur even In the absence of FDA reguiation.
8ut It Is cleat that these reguiations have made the
development of new drugs signUtcantly more expensive
and time-comm(ng. Studies Indicate that FDA's
requirements have more than doubled development costs
Sam lca=an is Cemral Caunsel
aE eta ca~cicsvs Dv=Kie
Inxitue, a fne mt~c®c a&4a=y
or3anizatSon headguare4red in
Wshington, DC. M:. lcaur,an
Ss agmdues oftoazLl
Lhit=ity ard =/8uff4o
Iav Sd=L Pie Ms lnag beea
as.tK sap.inLto srr~ law,
W+z; rq lttpz;eztyri4ts
uz3 halch ard ss.fEty
=9Lts=.
31

HUz 1G 74 1 r 1G r. il. ~.~r[r~,mrn , i_ i
number of healthy subjects (uv.,ally under 100). Phase 2
tests study effecttveness as well as side effects, and
generally InvoNe several hurxired subjects dtvided Into
treatment and control groups. Phase 3 testing examines
more detailed issues such as optimal dosage and Involves
hundreds to thousands of subjects over muftFyeor periods.
Under the 1962 amendments ail clinicai (I.e..
human) testing of new drugs, and of prevlously approvecf
drugs being studied for new uses, must be cleared In
odvance by FDA under Its Investigational new drug (iN0)
procedures. FDA approval of.an IND application to begin
clinicapy testing a new drug Nnges on such factors as the
adequacy of pre-clin{cai (anlmaf) testing, the details of the
proposed test plan and the rissc to which human
participants wilt be subjected. Even after they are
underway, approved teshs can be hclted lf FDA
subsequently becomes dlssattsfied with them.
FDA's powers were expanded In other ways as
well. Under the 1938 act NDAs were automaticoly
approved unless the agency denied them. Under the new
low it is disapproval that Is automattc; for an NDA to be
approved FDA now has to make an afflrmative fincSing of
safety and ef8cacy. Moreover, the cialms that a
manufactvrer can make for a drug are 6rNted to those
approved by the agency for the drug's 4abel.
1he 1962 amendments fundomentally changed the
nature of both the agency and the drug development
process. 'FDA shifted after 1962 from essentlaRy an
evaluator of evldence and research findings at the end of
the R and D process to an active participant In the process
itse4f,'2 producing a transfer of 'primary decision-making
authority In pharmaceuticals from maricet mechanisrns to a
centrolized regulatory authorlty.''
MORE GOVERNMENT, FEWER NEW DRUGS
WhBe tne 1962 amendments were aimed at
protecting pubiic health, it graduaily became evident that
they were sarlousty restrScting pharmaceutlcal Innovation In
this country. 8stween 1962 and 1967 the average review
time for an NDA more than tripled, rEsing from seven
months to ttbriy months. Despite numerous ciaims of FDA,
streamlWng In recent years. NDA review time has not
Improved, and ended the 1980's at over 32 montts per
appiicatton.s
33
r

AZ1G 12 '94 17: 11 P.M.COkrUKh ivn
S
32
for approved drugs and have substantially reduced the
rate at which new drugs are Introduced, creating a large
log In the avaqablpty of new drugs In this country as
measured against comparable foresgn countrles.'
Whlte FDA's defenders dispute the magnitude of
these impacts, their essentlal argument Is that these effects
are far outweighed by the protection that FDA provides
against unsafe and Ineffective drugs. Their arguments
Inevitably go bock to the event that led to the present day
FDA and that Is paradigmatic In any discusston of drug
regutatory pol}cy-thalidomtde. '
THAtIDOMIDE AND THE EXPANSION OF FDA
7-sdkiomide was introduced In Germany In 1957 as
a sedattve distingtQshed by {ts nontoadcity. It was
eventually sold In over 40 co+.ntries before its link to severe
birth defects became apparent. In the United States
approval for thafidomide, requested In 1960, was withheid
by its FDA reviewer. Dr. Frames Kefsey, while she
Investigated reports Mat the drug caused peripherai nerve
damage. In 1961 news of trialidomide's fetal effects led to
the drug's withdrawal from the world market. Because of
Dr. Kelsey's actions the drug was never sold In this country,
and the US was largely spared the thousands of birth
defects that occurred abroad. Dr. Kelsey received the
President's Gold Medal for Dlstinguished Service for her
work.
The ttsaffdornide catastrophe was the catayst for
a major expansion of FDA's powers In 1962 under the
Kefawer-Harris amendments to the Food. Drug and
Cosmetic Act. The earlier statute, enacted In 1938, had
prohibited the markettng of new drugs until they were
found to be safe by FDA. The 1962 amendments added a
new requUement-drugs wouid now txYve to be found to
be both safe and effectfve before they couid be
Introduced. This was Ironic. because the threat posed by
tholidomide was one of safety, not eftlcGcy, and FDA's
review powers under the 1938 act had succeeded In
barring it from the American market.
The 1962 amendments also gave FDA far greater
power over human testing of new drugs. CM1cal iriats of
new drugs are generally performed in tEvee stages: Phase
1 tests are aimed at obtaining basic data on drug toxicity
and side effects, and are usually conducted on a srnan

HU~7 1G 7~+ 1 f 1G r. i i. ~ vM rvi-1, n i y- i
a
a
The hlgher standards for NDA approval under the
new law led to an Increase In manufacturers' pre-NDA
Investigatlonal work as wetl. The total development time
for a new drug, whEch averaged from 4 to 6 years In the
earty 1960's. has now doubled to ten years.° (See Chart 1.
page 35.)
Development time 1s not the only factor that has
worsened. The number of new drugs under development
In the US declined as well. From 1975 to 1979 the number
of naw domestically developed drugs that entered human
testing for the first time dropped to half the rate for the '
preceding decade. According to one study of thts decline
the most common explanation gfven by the Industry
people wos that severe scientlAc and pooffcal
pressures were exerted In the mid-1970s on the
Industry's pre-ciinicol research. The Increased FDA
requirements were for more tests...and. perhaps more
lmportontty, for large Increases In the detall,
standards, and documentatton of the tesflng...One
Indust:y manager sald that the simultaneous lncrease
In...standcrds and attacks on partlcular drugs caused
many Industrlal loboratories to vfrtuolly cease reaeareh
on new drugs and to dvert their resources Into
auditing their old data instead of working on new
INDs...'
The most dramdtic evidence of the effect of the
1962 amendments Is the shlft in drug Irnovatlon leadership
between the US and Great Britain, which has scfentiflc and
medical standards comparable to ours. In the period
Immediately following the new low, before Its full effects
were felt, the US led &italn In new drug Introduction. For
the mutually available drugs (that Is, drugs ovallable In
both countries) that were Introduced between 1962 and
1965, the US had, on average, a sJx month lead in being
the country of first Introduction. However, from 1966 to
1971 Great Britain took the lead; on average, muttlalty
ovoilable drugs were introduced 15 months eartfer In Brltaln
than In the tJS!
Brfitain had a similar lead In exclusively avaIIable
drugs-that ts, drugs Introduced Into only one of the two
countries. Of the 98 drugs that become exclustvely
CvaBable between 1962 and 1971, 77 were Introduced tirst
In Brltaln °
The most recent report on these trends shows that

HU(M 1g~ ':;4 irL:, r. . -,,,
Drug Development and Approval Process
Precliniccl Testing
YEARS 1 2
Test Laboratory and Animal
Population Studies
P
U
R Assess safety and
P biological activity
0
S
E
% of all new
dfugs that poss
S
F
I
L
E
I
N
D
Phase I
Phase 1!
Phase IlI
3 a 5 6 7 8
20 to 80 Healthy 100 to 300 1,000 to 3,000
Volunteers Patient Volunteers Patient Volunteers
Evaluate Verify effectiveness
Determine effectivenessm monitor adverse
safety and Look for side reactions from
dosage effects. long-term use.
E:pedeed Rev4e.~ Pt~oses II ond Ip
cornbined ro snort.r apprava! Process on
row rn®dlcInes for setous dc
Vte-threateryng dlseates.
70 % of 33 % of 27 % of
INDs INDs INDs
FDA
N
D
A
Approval
9 10
Post-marketing sofety
monitoring
Review Large-scale manufacturing
usually
takes about
2 to 3 years Distribution
Education
20 % of
INDs
From: Pt~crmaceutico! Manufactuxers Asociotton. NewOtug Approvals In 1989.
35
ft talcos c decade on overaga for an exasrfrnentai ctn4 to trQVei from sab to rnediolro ctumt.
Or+l~+frve In 6,U00 coniC}ounds
aUe®ned fn precLrice} testir+g rnoke It to humon teetfng, Ora of these fiv® tasted in peop~ 6
opproved.

HUb 1G :-, ii i.r r., , .- " - .,,
36
they have continued through the 1980s, From 1977 to
1987, 204 new drugs were introduced in tt~e US; of these.
114 were available In Britain, with an average leadtlme of
more than five years per drug. On the other hand, of the
186 new drugs fntroduced Into Britain during this period,
onty 41 were already avallable In the US and then only by
an average of two and a half years. As for exclusfvey
avaBable drugs, ttsere were 70 In Britain but anly 54 In the
US. The greatest lag tvnes for the US were In the areas of
cardlovascuiar, respiratory, central nervous system and
cancer drugs.10
.' Just as alleged FDA reform has had no effect on
NDA review time, It has simllarly faded to reduce US drug
lag. Average Brftlsh {eadtfine in the second half of the
period studied above, between 1983 and 1987, was as
large as It was in the first half.
The studys authors conaluded that
Important drugs sntl become avallable Iarer fn the
UNted Stotes, same much later. than In the UrUted
fQngdom. This ls true both for drugs representing
importantrherapeutlc gains, as well as for those
representing modest or uttte gains. Moreover, me
smaB dtference in safety dscontinuatlons In the two
countries does not support me argument thar delaY
protects the pubflc from serious unforeseen aaYerse
effects."
THE INVISIBLE RESULTS OF INEVITABLE BEHAVIOR
There are two basic types of errors which a drug
regulator can make: the t[rst ts to mistakenly approve a
drug which later tums out to have serious adverse side
effects; " second type of error i,s to mistakenly reJect, or
even dek7y in approving. a beneficial drug. From a public
health standpoint, both types of errors are equaly serious
In nattue, because both will lead to the uruvcessary loss of
qfe. Overcautian in approving a needed drug can be Just
as deadly as lack of caution In approving a bad drug.'2
The ft.ndamenta( problem at FDA Is that It is
overcautious In approving new drugs. This does not stem
from Its budget or from staff morale or from the individuals
appointed to run it; it !s a problem that ls Inherent In the
agency/s political nature, which makes tt a creature of
congressionai oversight and mada pressure. The
thalidomide tragedy, the source of FDA's current powers,

has become the guldIng model for the agency. Every new
drug Is potentially another thalkiomide. From the FDA
commissioner to the bureau heads to the lndividual NDA
reviewers, the message Is clear: If you approve a drug with
unanticipated side efiects, both you and the agency wu
face the heat of newspaper headanes, teievlslon
coverage and congressJonal hearings.
On the other hand, it FDA (nslsts on more and more
data from the marwfactvrer, and 1lnaily approves a drug
which should hcve been on the market months or years
before, there Is no such price to pay. Drug lag's victims
and their families will hardly be complaining. because they
won't know what hit them. They do not know what INDs
and NDAs Ys waiting for approval at FDA, nor do they
follow pharmaceutical news from abroad or progress
reports on cUnlcal trtals. (Unless, that ls, they are strftlciently
lucky, rich or politically connected to get Into such a trlal.)
They only know that there Is nothing their doctors can do
for them. From the standpoint of media and polittcs, they
are Invisible.
As former FDA Commissioner Afexarxier Schrnidt
once stated,
In all of FDA's hlstory. I am unabfa to fund a stngle
instance where a Con9ressionai comrnittee
Investigated the fallure of FDA to approve a new
drug. But, the tlmes when heorinfls have been held
to critic'sze our opprovai of new drugs nave been so
frequent tt'1ot we aren't able to count them...The
message to FDA staff could not be clearer.
Whenever a controversy over a new drug Is resoived
by Its opprovd, the Agency and the Individuals
involved likefy will be Inve.stigated. tNhenever such a
drug Is disapproved, no Inquiry wlll be made, The
Congressional pressure for our negatlve octton on
new drug opplicatlons Is, therefore, Intense, And rt
seemsto be {ncreasfng..."
The clinical research director of a major pharmaceuticat
company Involved ln Alzheimer's research put It more
directly:
There won't be any breakttirough products out there
because every tlme the trials run Into setzure or liver
enzymes, the risk will be emphostzed and me benefrt
w11 be Ignored."
Similar sentiments were expressed by offlcials of the
37

S
38
National Cancer institute. who accused FDA of being
'mired 1n a 1960s pNiosophy of drug develoQment, viewing
aU new agents as...polsons.' 1a
The poiSttcal lnvistbiitfy of drug !ag's victGrs fs the
major reason for FDA's Inherent overcaution In approving
new drugs. Caution may soumd like a good ttzing when !t
comes to public health, but there are times when
overcauflon can be deadlier than lack of caution, which is
why we do not elaborately stress-test a rope before
throwing it to a drowning man.
A stark example of FDA's skewed treatrnent of risks
and beneflts Is the agency's ten year delay (from 1967 to
1976) In approving a variety of beta blockers to reduce
heart attacks. FDA Cammissloner Donald Kennedy
defended thts delay as follows:
A major reason...was the suspidon that a number of
Bbtockers might be turnorl9enic, and the resulting
(FDA3 requirement that long-term anlmcl studies be
undertaken to Investlgate this posslbilfty.,,lt (now)
appears that certain B-bockers are poteMital
tumorigens,,,Slnce Bblockers (are) Intended for fong
term use In c great many patients. the
FDA't...decision to require long-term carcinogeNc
effecttesting before dinical use spared patfents In
the US a potentlally dangerous kind of ezposure.`
But to Dr. William M. Wardell, a major scholar of
drug reguiatlon, this's a very minor side of the story:
The proper use of (the 8-blocker) practolol...couid
now be saving 10.000 aves each year In the US at a
cosi. In terms of side effects, that con now be made
trivlal by comporison,..These important advances ore
whot Dr. Kennedy trlumphantly takes credit for
'protecting' us from; the concept of risk avoidance
has been turned pytrhicauy on Its head.
In addNion to 'saving' tne US from the on/y drugs
that had. up to 1977. been deftnitely shown to reduce
postinfarctton mortality, the FDA's B-blocker policy has
set bac~c ccralovascular therapy (n thls country by
years. At a tSme when the frontiers of B-blocker
research throughout the world hod moved on to the
questlon of preventk)g coronary death and
reinforctton. economic, clinical, ond Intellectual
resources of born the FDA and Industry in The US weM
Into reexamining... efflcacy and toxiclty.,,(about

whtch tne answers were alreaW wen known,,,); this
sclentiAc wheet-spinning fasted for approxlmatefy
seven years..."
FDA's act'ion may make little medical sense. but
unfortundtely it makes perfect political sense. In terms of
congressional reaction and media covera9e, the post-
approval discovery that certain beta blockers induced
tumors would have been devastating to FDA. Even a
score of unanticipated deaths from a new drug ore
enough to set Congress off," whtle the loss of several
thousand iNes due to a delayed approval has practically
no political impact.
FDA's skewed Incentives have other results as well.
When the agency belleves that satisfactory treatment for a
certain iilness is already available, new drugs for It will
frequently have to pass an even higher standard of proof.
Treatments thus tend to become frozen at levets that are
only moderately successful-after all, why take a chance
on something new when the old Is adequate? (,Ar)d If the
new drug has some unrealFzed potential, who'll complain
about its absence?)
The possibility of unapproved use can also
become a back-door factor In the denial of on NDA.
L.evamisole, for example, has recently shown such great
promise In treating colon cancer that FDA is permitting its
distribution while clinical tests are stili underway. The
original levamisole NDA, however, filed In the early 1970's
for its use as an anti-worm drug, was never approved by
FDA. The ofiicial reason was that adequate anii-worm
agents were already avaUable. The real reoson oppeared
to be concern that levamisole would be put to
unauthorized use against cancer, since reports of the
drug's immunity-booating effects were already circulating
at that time.19 ThLS, yet another revolutionary drug turns
out to be a breakthrough in twreaucracy rather than in
medicine.
RU-486, the new French obortion pili, may meet a
simliar fate. Its consideration by FDA will undoubtedly be
mired in the abortion debate. The drug, however, has also
shown promise against brain and spinal tumors-uses which
will be submerged by pollt4cal opposition to Its availability.
The FDA process has also created a regulatory
structure which benefits certain segments of the
pharrnaceutical industry. Large, established firms have
39

developed an expertise In dealing with FDA that probably
accounts for a good part of their capital value; they are
also able to spread the costs of FDA compllance over a
large product ljna. For new enfrants In the fleld, on the
other hand. FDA regulation Is a sizable competitive
barrler.70
AIDS AND THE ILLUSION OF FDA REFORM
The major exception to drug log's invisibility has
been the A1DS crisis and the emergence of a nationwide
network of AIDS activist organlzatlons. More than any ,
ottser public health Issue, AIDS has highlighted the
grotesque consequences of FDA policy. It has presented
the spectacle of federal officials denying unapproved
drugs to incurably llI people on the ground that the denlal
Is for their own good, while AIDS victims and their
supporters resort to drug smuggHng In order to preserve
their dignity and autonomy. The October 1988 AIDS
demonstration at FDA headquarters marked the rlrst time
that the agency has been physically conftonted, en
masse, by Ita victims.
The AIDS crtsis has sparked a number of minor
reforms. Access to experimentai drugs has been made
sllghtly easier through such new procedures as -treatment
INDs' and 'paraNel tracking,' under which promising drugs
can be used for treatment before they receNe flnal FDA
approval. FDA is allowing the limited Importation of
unapproved foreign drugs by indivlduals (though at the
some time, paradoxicalty, these some drugs still cannot be
legally obtained from domestic manufacturers). The
agency has begun to accept test data on experimental
dnlgs from community-based programs, a signiAcant
departure from ttie centralized ciinical trials that were
previourty an absolute prerequisite for FDA approval.
These changes sound Impressive, but they are only
the latest In a long series of agency reforms that have
failed to sigrdfkantfy Improve drug regulatfon. in 1975, for
example, the agency began a 'priority review' to speed
the approval of promising new drugs. 7rits fast-tracking has
had some apparent successes-AZT, for example, the only
drug yet approved for treating AIDS, went through the
NDA process In a recordbreaking 107 days. Nonetheless,
fast-tracking deperxfs on FDA's alieged abiqty to pick
winners In advance-a clairn that Is as ublqultous among

government planners as it is unsupported. Conslder this
account of FDA's 1978 approval of vafproote sodium for
treating epilepsy:
Athough this drug was acted on with alacrtty in the
glare of unprecedented publlctty ir+the flnat stages
leading to Its NDA approval.,,lts early hJstory is not one
of speed..7he 1ND sNdy on this drug was submftted In
December 1974, bywhich tlme The drug had been
marketed abroad for severat years and was afready
recognt[ed as a drug of choice for certaln types of
epilepsy. Nevertheless, the FDA's classitfcotlon system
assigned tt to class $ (l.e., not meriting the fast-tTock
treatment}, tt was not untA October 1977 that the
drug was first referred to the FDA's Neurobglc Drug
Advisory Committee. The fact The the FCA's system
failed to recognizs The importance of on already-
marketed drug of cholce does not moke one
sangulne about the FDA's claimed abllityto Identify
Important new drugs even earller, I.e., at the
investfgational stage-before a drug's therapeuttc
potential can be predIcted by anyone-when tne
research process Is most svsceptiVe to Inh(bitory
reguiotfon.3'
Just as the AIDS cris£s has not produced any
fundamental reform of FDA, It has also not improved the
media's urxierstanding of the agency's role In drug
development. Most FDA actions are not agency
accompfishments; they ore the termination of FDA
restralnts on private accomplishments. Despite countless
storles on AIDS protests, drug smuggling and underground
testing, however, reporters continue to get this simpfe fact
wrong. In eariy 1990, for example, FDA allowed AZf's
manufacturer to halve the drug's recommended dosage,
a very significant step given AZf's high cost and toxicity.
The dosage cut, however, was almostuntversally reported
as an FDA achievement, despite the fact that ag the
agency had done was to approve a request mode by the
manufacturer several months earf(er.22
The recent FDA reforms, moreover, are
jeopardzed by new moves to tighten the drug approval
process. The generic drug scandal, In which certain firms
were found to have bribed FDA staffers to delay their
competitors' NDAs, has created a leglslative backlash to
the little deregutatfon that FDA has accomplLshed.
41

I'
Simllarfy. the General Accounting Office recently reported
that more than hdf of the drugs introduced In 1976 to 1985
hod side effects that were dlscovered only after they had
been opproved?' In Its demand for pte-approval
omnlscience, of course, GAO totally {gnores the extent to
which a more elaborate NDA review process would further
delay new drug approvaF-an inexplicable approach,
especially since GAO Itself has criticized FDA's slowness."
GAO's new report, requested by a leading congressionai
advocate of stricter FDA regulation, has become another
supposedly weighty argument against FDA reform.
The AIDS crisis became an exception to drug lag's
Invisibllity because of gay political power. Hod those at risk
for A1DS been less organized, as Is the case with victims of
most critical diseases, the ava0ab4ity of AIDS treatments
would be a fractton of Its current level. This may be the
way politics works, but It is not the way medicine should
worsc.
PUTTING SOME NUMBERS ON THE FACELESS
FDA claims to assi.ue drug safety and efftcacy.
Just what these qualities are, and whether government Is in
fact necessary for their assurance, are debatable
questlons. But regardless of how we ultimately answer
them, we should have some handle on what FDA's drug
approval regime costs us. After all, when a salesman tells
you that his product is absolutety essential, It usually Is not a
bad Idea to ask the price.
FDA's S100 million drug review budget 1s the most
obvious component of this price, but It Is also the most
mtnor. The major cost Is the invWb1e one-the therapeutfc
benefits of new drugs that we lose while these drugs are
under revlew. For example:
Misoprostol and Gashic Ulcer Bleeding
In December 1988, FDA announced Its approval of
rnisoprostol-the first diug to prevent the gastsic ulcers thQt
ore caused by asplrin and other nonsteroldal antt-
tnftammatory drugs CNSAtDS?. These medications are
frequently taken In large doses by arttuitts sufferers, and the
gastric ulcers whlch frequenty reault undetected from their
use cause 10D00 to 20A00 deaft each year through
Internal bleeding and other compiications. Misoprostol Is
reported to produce a 15-fold reduction In these gastrk

uicers, and its life-saving potential led FDA to give its
hlghest therapeutic potenttal rating, tA, to the drug's
NDA26
The NDA was approved by the agency In a
relatively rapid nine and a half months. Nonetheless, by
the lime the drug was approved In the US It was already
available In 43 foreign countries, In some of them sirzce
1985.
In a press release accompanying the misoprostal
approval, FDA Commissioner Frank Young stated, 'ltfits
drug should save lives as well as costly hospitalizations.'
Thus, the question with which this article begon-if a new
drug will save lives after its approval, then how many lives
were lost while It was being reviewed?
This Is but one aspect of the drug lag that has
been discussed above. It does not measure FDA's burden
on pre-NDA development time. On the other hand, It
avoids the complexity of International comparisons by
focusing on a distinct time period during which a drvg's
unavailabbity Is clearly FDA's doing--the period that begins
with the flling of an NDA and ends with Its approval.
Moreover, this approach Is similar to that tnicen by
many federal agencies In publicizing the hazards of toxic
substances and other health periis. Why not treat the
hazards of FDA regulaflon In the same way?
The calcuiatlon for misoprostol would be as follows.
If the drug Is, as reported, 94 percent effective and If, as
FDA estimates, there are 1QA00 to 20,000 gastric ulcer
deotr-s annuafly due to NSAID use, then misoprostd
potentfany couid have saved 8= to 15DC0 lives during
FDA's nine and a halt month review perlod.
This past-approval audit is admittedly Inexoct.
Misoprostoi may never reach all of those who rNght
beneflt tram it, and It certainly did not achieve such
widespread use in Its first months on the market. On the
other harxt, misoprostol's marketing was on hold for the full
duration of FDA's review period; whatever level of use
mtsoprostol reaches a year from now, we can assume that
same level would have been reached Nne and a half
months earlier were it not for thLs FDA review.
In short, 8,000 to 15A00 lives ts a fair starting polnt
for calculating the cost of FDA's review of mtsoprostol. FDA
can come up with tts own flgcxes If It disputes this, but at
least let It come up with something. Had Frank Young
43

announced that 'misaprostoi will save lives, but we did lase
several thousand people wtllie FDA went over the
manufacturer's paperwork,' the publIc's perception of the
agency might have undergone a rather fundamental shlft.
As usual, however, the drug lag angle did not
appear In coverage of the misoprostol story. Its approval
was reported as a triumph of rapid admlrIstratNe action.
Its manufacturer. pieasad with FDA's speed, was not about
to antagonize the agency that controlled its Iivelihood.
Those who might have been saved had the drug been
available earlier rested in peace.
Thrombolytic Therapy for Heort Attacks
Drug lag was a more prominent Issue In FDA's 1987
approval of thrombolytic (ciot-dissolving) therapy for heart
attacks, but it was stin ultimate(y skirted by the agency.
In November 1987, FDA approved streptokinase as
the first drug which could be Intraversously administered to
reopen the blocked coronary arteries of heart attack
victims. Streptokirlase had been shown to reduce Irr
hospitol morta0ty among heart attack patients by 18
percent. In the US approximately 700,000 heart attack
patients are hospitolized annually, of whom 9 percent dle
!n-hospitai. Thus.streptoidnase couid potenttaUysave
11 A00 of these Uves each year.
FDA's approval of thts use for streptokinase come
a full two years after Its NDA was flled, which means that
?2AOQ deaths might have been prevented In the Interim.'6
Even after an FDA ad,risory committee recommended
approval of the NDA in May 1987, It stilE took the agency six
months to is,we its dec151on.
The streptotcina.se approval was overshadowed by
the agency's handling of TPA, a genetically engineered
thrombolytic agent that appeored to be even better than
streptoklnase. in 1985 the Nationai Heart, Lung and Bload
li%stitute (NHLBI) hod obrupty halted a study cornporing
the two drugs because TPA appeared to be so much more
effective that Its resecrchers decided they could not
ethically wlthhold TPA from any of their test sub;ects. TPA's
rnanufacturer, Genentech, Aled its NDA in April 1986.
At Its May 1987, meeting however, in a deciston
th,at sturted many observers, the same FDA advisory
committee that recommended approval of streptokinase
voted against the TPA application. The committee was

satisfied that TPA was effective In dLssolving clots, but It
wonted mortality data os well-#zat fs, statistics showing
that TPA-treated patients survived longer than untreated
patienfs. Amorg Me committee's concerns was the
Incidence of strokes that had occurred among some TPA
patients.
In short. while the HHL61 researchers viewed TPA's
unavailability to some of their trfal subjects as so medkafly
unethical as to require premature terrttiination of their
study, the FDA advisory committee recommended that
the drug be wit'nheid from the entire nation. .
The advisory committee's recommendation was
heavlty criticized in certain quarters. The Walr Street
Journal ran a series of articles and editorials which
ttxiicated that much of the dispute over TPA stemmed
from a Jurisdictionci dispute between two FDA bureaus,
one responsibie for drugs, the other for genetically
engineered products. Science, one of the worid's most
respected scientific Journals, editorfalized that
when a regulatory agency Thor ncenses drugs tor
heart attacks stumbies. It may nave not only egg
on Its face but blood on its nands..A drug That
dissolves blood clots shouid no longer have to
answer wherner such an actfon prolongs rife n
FDA did tfnally approve TPA shorfty atter It acted
on the streptokinase NDA. By that time TPA was availabie
In eight other countries, among them France. Auslria. New
Zeoland and Germany. At his press conference
announGng the approval, Commissioner Young brushed
aside criticism of FDA's delay on TPA as the work of stock
specuiators, stating that 'to be able to clean out on artery
but at the some time produce a massive stroke would not
be a very good resut.'
To eat chicken but at the same time choke to
death on a bone would not be a very good resutt either. it
Is also a sitawman proposition. A bad outcome Is
meaningless uniess we can weigh the likelihood of Its
occurrence against the anticipated benefit of the action.
Commissloner Young went on to Irstruct the public
on the need for speed in treating a suspected heart
attack. 'Don't deny the symptoms. Don't wait' he urged.
'Seek the care of a physician so that you con moke
yoursstf available for this type of therapy.' This
recommendotion was a far cry from FDA's own approach
45

i°
In approv(ng the drug.2'
The post-approval audit described above could
be applled to any newly approved drug. By puttfng
numbers on an otherwise invisible cost of FDA review, such
an audit would bring some balance to public perception
of FDA's tunction.
Ls such an audit feasible? Commissioner Young
didn't doubt It when I asked him about this in 1989: 'Yes, I
thlnk the bclances can be done. Have they been focused
on In that way? Absolutely not.'
Would FDA do.such an audit? This got a different'
response from the Commissloner:
We think that. fn part, th(s is something that should
be studled by omers. We do have a job of getiing
drugs that ore safe and eftective on the market at
a tfine when we con hardly meet our tlme limits as
ft ls, though mtis scholarshlp ts very Important?'
In short, don't hold your breath waiting for the
agency to come out with these numbers.
On the other hand. FDA Is not the only
organization that could conduct a post-approval audit.
Within the federal government such agenGes as the
Council of Economk Advisers and the Oftlce of
Management and Budget would be well equipped to
undertake such an audlt, either perlodically-examining all
new drugs approved within a given time perSod-or on the
occasion of major FDA drug approvals. Outside groups
such as the National Academy of Sciences could perform
the audit as well. What Is Important is that the numbers
come out. so that FDA's announcements are received by
something more than the uncritical applause that usually
greets them.
ACCESS TO DRCfGS-WITH FDA'S ADVICE, BUT WITHOUT
ITS CONSENT
A post-approval audit would put needed pressure
on FDA, but more is needed if we are to avoid the toll of
the current system. Attempts at flne-tun)ng the regulotory
process, such as treatment INDs. may produce small
temporary improvements, but they Inevitably run Into the
brick wa0 of a system committed to playing 1t safe no
matter how deadly the consequences. Moreover, FDA's
safety and efficacy crlter4a are valued by too large a
segment of the public to make their abolition politically

feas~ble.
There Is. however, a simple way to preserve FDA's
crIterla whpe eliminating the deadly costs of the current
regime: change FDA's veto power over new drugs to a
system of certiAcation. Let the agency continue to review
safety and efficacy, but allow unapproved drugs, clearly
labelled as such. to be availabie by prescription.
Under this approach those patients and phy5icfans
who wish to be gulded by FDA's Judgments would face no
obstacle whatsoever; they could simply restrict themselves,
as they do now, to approved drugs. But a crfticaliy m
indivldual, faced with the need to go beyond this circle of
official approval, could do so under the care of a
physJcian.
This approach would bring pharmacology in tlne
with the rest of medical care, where government approval
Is the exception, not the rule. FDA, after all, does not
approve surglcal methods, yet we do not worry about
podiatrists doing In-offk:e brain transplants. Physlcians
prescrlbing unapproved drugs would need good reasons
under malpractice low for doing so, especlapy If approved
alternatNes were avaUable. Patlents using such drugs
would know they were taidng a special risks ur,approved
drugs would bear the regulatory equivalent of a skuU-and-
crossbones and would be accompaNed by tnforrned
consent docurnentation. And If FDA approval Is truy
medically valuable, then the use of these drugs would be
remain relatively srnaq.
Would snake oll be sold? Would patients be
conned? Wouid unscrupuious doctors connive with fy-by-
Nght drug makers to sell us elixirs that were worthless or
worse? Perhaps, but these inequtles already occu, and
there Is no reason to suppose that their costs outwcy the
advantages of such an approach. In fact their Inc4dence
might well decline as unapproved drugs moved from the
medical underworld into leg{flmacy, Just as alcohol
poisonings dropped when Prohibition was repealed.'0 It !s
the current centrallzed decisionmaking process, wtth Its
lnherent b{as, that holds the potential for true catastrophe.
Drug safety Is not a hard and fost concept. At the
scientific level, It is often the subject of Intense disputes
among experts. At the level of personal values and
decisbns, therapeutic risks that are acceptable to one
person may be out of the question for another. At nelther
d7

S
Aa
level should this be the subject of adminkstrative edict.
Drug sofety'can be mevNngfully defined only In terms of
indiv(dual choice, not soclety-wide judgments of 'safety
and ef>icacy."" Government may attempt to educate
us. but it has no buslness Issuing across-the-board
mandates on how we should protect our heaith and our
lives.
We have all seen pictures of thalidomide babies,
but we know nothing about the vlctims of FDA's 1 Qyear
delay In approving beta blockers, or of Its 2-year delay on '
cordloc thrombolytics, or.of anyy of the other Sags that It has
silently caused. fiks imbalance in knowledge is the driving
force behind FDA's current drug approval system. That
system Is consLstent with neither good government nor
good science nor respect for IndNldual liberty and dignity,
and It Is time we moved beyond It.
.4

ENDNOTES
Rh0 foAo%.UtQ on.OmOnq the fcey ttert7Rxe on drUO bQ: S OetriRtion, k1.(7ubfIOrt el
PMrmxeurcvlk»owhon(1916): W. 1d Wadel & L lasopraM r4i;vfonon a-,C Avp
Gewbpment (197b): Fi G, Grobovsfd & J. M, Vernon, The Rep Jafbn d
Phormoceaseaa (19R4).
ntt]bowsld 6a V.rnort. swp+a of 4 (1963).
sid
~_ Pettanon, svpn n 1, at 16 (197m,
'PT+orrt»eeuticolMarxdactI.;rers.lssoo{otbn. New Onq/pp+ovv§tt 19®9G,1.
"GrobowsBJ & verron, st,ta+o n 1. at 3635
'Word.A, May & TAmbb,'Nev Dtup De"bpmeM OV UneeC Stcr.s Pt+amtocw.tcd
Fsttn,' 32 Cbs Phv/n A IFw+vp.wlEs A01, 415 (196a, The decir+o rGs founa n's®!-
orfpurot®d' rsew d+uprthot b, wmpoutds be'vq tast.d by tt+.lJS rmns that rod
developed t)wen The tate ot sesm+q vu0.enwruH nereaseo n " 196os.
4Pettzman. aup o n 1. at 76
tiA+orCef! & LmoqnaL ec,p+o n, 1, at 66b0.
'1(a+th. Marttson. Normhqion & Lmopna.'R e Oru;i (aQ An Update of N.w DrLq
4'erOth=brr h the U+vted Stat.s and h the UrtRed I(inacbm, 19771tMOUon 1981; dA CAn.
PAmm 4 Trierop.vtta 1y1(1969a
l'1d at 13S
>sfhesw or. 9.nero0y refered to os Type I onC typ. I ertors See, ..Q., Grai ovsti
Vea+on. +upia n 1, at 9A11
'1s quote0 h GrobowslJ & Vemon, syora tt. 1, at S.
'9r. MbhoeI Murphy of ko.chst't7aULseI, os Quoted h'Vlbhifa Fp7b Catb trV FpA'. Wa1
Str.et.bumoL s.prt 29, 1966, of 2IZ
wConcer+r-sfnvre: NCS ckuqf umouy aebvea'. Cnkapo 1npune..la-xny 5,1989.014.
uf4Medtr. 'A Caln Look at ' Drup lap'. 239 ,lA+NA 423, 42S (1976).
vVJan,ief,'A C1ose kvpectlon of tne 'CCfm looK; 239 JAMA 20Dd, 2010 (197n
s'S®., e, Q., 'Dtup ADprovo! F rt Conp»ss onot Por+ef Isws Scatt, np Report On Ucsrv',nQ
of D+up lmpt,eateo h 30 DearRS' WauJVrcn vosr,4eaQn. Juy 21, 1967. ar a,
7l SeMrcrtL 'A't.tLocle' Drup That LoVusFe? Amors9 the Womu'. Wa1 St tselJound,
Jt}y 16, 1969, at A22
25" ..p.,'Pfr1s to Speed Apprad of Tect Crvps FIds SmoD Cort+ponies Aparr 6ip
Cnei, woll SheaJou+no( Aprtt 3. 1987, ot 3S
irWotdet, suye n. 17.
aSeRr 1YpiCd rrOCJfin.3 v+ete U.S HatW:OosOqO FOr Ai0$ DRp,' (IV®w Yorr rfslt)
cr+d 'AZT Ams-Ap6 Medeatbn Cut {n Ho( dy P0&' (ulrohrt7k» rrrrws). Th. oOenfnp me
in CneR',er newnprxyrf s Aory b.qan' FDA todatr hd,evd th" roeommona 6w_:
(WOstwpron Pos12 Th. WalSrn.rlourds ortiele vo; a notob+. ercepttY+, neodirred
'FCA lefs wolcome Cttt Dotape_' (The stotses oE opDeored fn tt'~ .)ar tay 17, 1990.
wds of H," omve newspop.rn)
gC'aAO, PCSA Ortp lhi v*,r-POtf ApproW! ?aJV, 1976-65, Apa 1990 (GAQ! PEMD-91>15).
&-se GAO. FDA Onip Appmao!-,t (enArnrPzooos TtsorDefoys 1r,eAvotoomy of
YsfP+o AoN New LSn:px May 1980 (HQ4-0"11
RG. D. Searte & Co Preu ReL.or. DecemLer 27, 196d.
wlnromboMVe 1herapy rn)qhrt ewnluoUy go beyond hosplial sae, and 1:. oorrraerea
tyy paromaCfes ona otMrs Yn v.iMkret' homef and worYpizef. CJr.-yhNon 474 (19L7). tf
Wt.ISd th6B begvm to t9pCh th9 400.LL70 h.art pftoc k viC2iR9 wR10 Cie OMtLay WOA
rexnNq o Jwaplral. To the cd.rd tt+at FDA's detoyed oppvvd Imp.d.0 tra unenafen
o/ ttwtttbotys's, llt eReat h f.rms of Ms bst b.ven Qt.ol.r,
The dnrp bQ eompsAotion for streptokinca. 's t6pluy oompricottro Dy me fact tt+at,
to o ve+y cwrued eraerr, tt e dnq vroc awlbble for ttvomboi{tie P,eoR Cnoct tr,erop}r
plor to 1967, k+ 1982 FOA opprov.d the drUQ for daaot lryootion hto cotoray, oAolSas. a
49
