Philip Morris
Nicotine Pharmacodynamics: Some Unresolved Issues
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- West, R.J.
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Nicotine pharmacodynamics:
some unresolved issues
Robert J. West
Psychology Department. Aoyal Holloway and Bedford New College, London Universty
Egham, Surrey TW20 OEX. UK
Abstract. This paper focuses on some issues in the field of nicotine pharmaco-
dynamics in which widely held suppositions have outstripped the supporting
evidence. It considers how far the view that nicotine acts as a stimulant in low
doses and as a sedative in higher doses is supported by the data and concludes
that within the range of doses ingested by cigarette smokers, only stimulant actions
have been reliably observed. It examines evidence for the view that nicotine
improves ability to sustain attention and concludes that a positive effect of nicotine
not attributable to relief of a withdrawal deficit has yet to be demonstrated. Finally,
it considers the issue of physiological tolerance and argues that ideas concerning
a role for chronic tolerance in nicotine dependence have yet co be supported
empirically. Despite advances in our understanding of nicotine's c.°fects in recent
years there is still much work to be carried out before fundamental issues underlying
its addictive potential can be resolved.
1990 The biology of nicotine dependence. Wiley, Chichester (Ciba Foundation
Symposium / S2) p 210-224
Now that there is a consensus that nicotine is addictive (US Department of Health
and Human Services 1988), it is increasingly important to examine what it is
about the actions of nicotine that underlies this propensity. This involves
examining dose-response relationships and issues of tolerance-in other words,
the pharmacodynamics of nicotine. Rather than attempt a comprehensive review
of nicotine pharmacodynamics, this paper will focus on issues about which
assertions and beliefs have tended to outstrip the supporting evidence. In
some instances, individual studies will be selected for critical examination.
The purpose is not to make light of these studies, rather to recommend caution
in interpreting results which we have been too ready to accept and use as a basis
for generalizations.
This paper will consider three major areas where more or less widely held
beliefs about the effects of nicotine do not as yet have sound empirical backing.
In all three, there are potentially important implications for the understanding
210

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Nicotine pharmacodynamics 211
of cigarette dependence. These areas are: biphasic actions of nicotine on arousal
depending on dose and/or concurrent stressors; effects of nicotine on cognitive
performance, and the role of chronic tolerance to nicotine in cigarette
dependence.
Biphasic effects of nicotine on arousal
The simple form of the hypothesis is that low doses of nicotine stimulate and
high doses sedate. This biphasic action is proposed as an explanation for
smokers' reports that cigarettes can both pep them up and calm them down
(Ikard & Tomkins 1973, Ashton & Golding 1989, US Department of Health
and Human Services 1988). This view has followed from a range of studies in
animal and human subjects examining the effects of nicotine on physiological
measures of arousal. The neurochemical basis often proposed to underlie this
biphasic action is the action of nicotine at neuromuscuiar junctions; when the
nicotine molecule first hits the receptor it helps initiate muscular contraction
but this is followed by prolonged paralysis possibly due to blocking of subsequent
depolarization (Paton & Savini 1968). With high doses one may obtain a net
effect of prolonged receptor blockade.
It has not been difficult to show effects of nicotine which may be interpreted
as increased activation of the autonomic and central nervous systems or arousal.
These include increases in the hormones adrenaline and cortisol as well as
desynchronization of the resting electroencephalogram (EEG), increased heart
rate, and decreased skin temperature resulting from peripheral vasoconstriction
(e.g. Cam & Bassett 1983, Frankenhaeuser et al 1968, Golding 1988, Pickworth
et al 1988). Although there has been widespread acceptance of the view that
larger nicotine doses have an opposite effect, including statements to this effect
in the recent US Surgeon General's report on nicotine addiction (US Department
of Health and Human Services 1988), the evidence is far less convincing.
One of the studies most often cited is that of Armitage et al (1969). Second-
hand reports of this study variously interpret the findings as showing that low
doses of nicotine cause desynchronization of the resting EEG whereas larger
doses cause increased synchronization, or alternatively that low doses
desynchronize and high doses cause mixed synchronization and desynchronization
effects. However, in the study concerned, the dose was not varied. In one
experiment the cats were given 2 pg/kg every 30 seconds, whereas in the other
they were given 4 pg/kg every minute. In neither experiment were the results
subjected to statistical analysis, but the 'mixed stimulant-depressant effect' of
the 4 pg/kg dosing schedule could more parsimoniously be considered 'no
reliable effect'.
Recent findings have in any case thrown doubt upon the interpretation of
all EEG data from smoking studies. Knott (1989) has noted that increased
wakeful alertness is often associated with an increase in alpha power rather than

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212 West
a decrease and that when smokers are allowed to smoke their own cigarettes
in a manner of their choosing, one observes increased alpha power and decreased
theta and delta power. The classic desynchronizazion of the EEG found in earlier
studies, which involved decreased alpha and increased beta, may well have been
due to the use of unfamiliar cigarettes or unduly high nicotine ingestion.
Another series of studies cited as showing stimulant effects of nicotine at low
doses and sedative effects at high doses is that by Ashton et ai (1974, 1980).
In one of these studies (Ashton et a! 1974), smoking a cigarette was reportedly
associated with a change in Contingent Negative Variation (CNV), a build up
in electrical potential in anticipation of a stimulus to which a response is required.
There was an increase in magnitude in four smokers, a decrease in seven and
a`biphasic' action in four. Although statistical analyses were reported to support
the view that these effects were genuine, these involved post hoc examination
of individual results after removal of the 'sign'. This, together with lack of
adequate controls for temporal order effects, means that the findings must be
treated with extreme caution. It was briefly reported that similar results were
obtained on 11 of the same subjects in a second experiment but details were
not given and reference was made to biphasic results within individual subjects,
which may equally well be interpreted as lack of reliable results.
The doses of nicotine obtained by subjects from their cigarettes were not
measured but it was argued that one possible reason for the results was a biphasic
dose-response effect of nicotine. This was based on a negative correlation
between extraversion and butt nicotine content and a positive correlation between
the magnitude of change in CNV and extraversion.
The effect was examined more systematically in a later intravenous nicotine
study (Ashton et al 1980) in which eight subjects were given a range of doses
of nicotine intravenously and dose-response curves were plotted. These were
interpreted as showing a biphasic relationship, but they could equally well have
been interpreted as showing no relationship. A biphasic relationship would
involve intermediate points on the curve being, on average, higher than the end
points; this was the case in only three or possibly four of the eight subjects.
Averaged data were also presented, adjusted to maximize the size of any dose-
response relationship by choosing the maxima and minima for each subject.
These appeared to show a biphasic effect but the post hoc selection of data
points throws doubt on the statistical validity of the exercise. It is important
to note when evaluating these findings that the dose at which the maximum
stimulant effect was apparently observed was around 0.05 mg and the dose at
which the greatest sedative effect was observed was 0.4 mg. Given that the
average intake from a cigarette is around 1 mg, all of the doses used in the CNV
studies were on the low side. It is not reported whether any or all of the subjects
in the experiment were smokers and if so whether they had abstained prior to
the tests. However, even if they were non-smokers, the dose creating the apparent
stimulant effect would be little more than a placebo.

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Nicotine pharmacodynamics 213
More recently, another theory relating to possible biphasic actions of nicotine
has been proposed and gained acceptance. This is that a given dose of nicotine
will stimulate in certain conditions and sedate in others. In particular, de-
arousing effects of nicotine will be found when subjects are stressed. The most
commonly cited study supporting this view is that by Golding & Mangan (1982).
In that study smokers (degree of prior abstinence not reported) smoked a
cigarette either while being subjected to loud bursts of white noise or while
relaxing on a bed. It was reported that skin conductance level and skin
conductance response showed stimulant effects (increased conductance) of
smoking in the 'sensory isolation' condition but sedative effects (decreased
conductance) in the stress condition. In fact, real and sham smoking responses
did not differ significantly in the stress condition. Alpha power in the EEG was
reported as being significantly decreased by real smoking compared with sham
smoking under conditions of sensory isolation, reflecting greater arousal, but
increased under conditions of stress. However, the difference between the alpha
power during real smoking and sham smoking was not significant in the stress
condition. Thus the critical test for a sedative effect did not receive statistical
support. The Golding & Mangan data, while suggestive of an effect, could be
interpreted in terms of a general increase in arousal caused by smoking which
becomes obscured when subjects are already aroused. The difficulty in replicating
effects in this area is illustrated by a recent study testing a more elaborate theory,
namely that the subjective de-arousing effects of smoking are associated with
a relative reduction in activation of the right hemisphere compared with the
left hemisphere (Gilbert et al 1989). In that study reduction in alpha power was
apparently found only in the right hemisphere during stressful episodes in a
film. No effect was found on the left hemisphere, which is where Golding &
Mangan (1982) had placed their electrodes.
It appears that the results of the studies most often cited in support of the
biphasic action of nicotine on arousal are at best suggestive. Church (1989) in
a comprehensive review of the EEG literature has also cast doubt upon the
validity of claims that nicotine can have de-arousing effects on the EEG. If a
dose-response relationship is to be postulated as a possible factor underlying
smoking motivation and smoking dependence, large-scale, carefully controlled
studies must be performed in double-blind trials with multiple doses using both
smokers and non-smokers. The analysis of the data should be undertaken using
predetermined routines, preferably by computer to avoid bias in interpretation,
or if they are examined by eye, this should be done 'blind'. All bands within
the EEG spectrum should be analysed and a more sophisticated view of arousal
adopted, which would include the possibility of both arousal associated with
aversive or novel stimuli, and relaxed concentration.
Before leaving the issue of sedative smoking effects, it is worth noting that
reference is often made in reviews to animal studies which appear to show that
high doses of nicotine have depressant effects. For example, Clarke & Kumar
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214 'Nest
(1983) showed a dose-dependent reduction in locomotor activity followed by
increased activity later in the testing session. Unfortunately, whereas the original
authors of these studies are careful to use terms such as 'depressant' to refer
to locomotor activity, without implying anything about levels of sympathetic
or cortical arousal or psychological sedation, reviews have sometimes taken the
word 'depressant' out of context and taken the evidence as support for general
sedative effects of nicotine. Yet clearly, locomotor activity can change for any
number of reasons, for example it can decrease because of induction of nausea,
fright or paralysis. In the case of high nicotine doses, it appears that the effect
is characterized by a large and generalized loss of muscle tone. This contrasts
with the immobility and rigidity caused by high doses of morphine.
Effect of nicotine on cognitive performance
The second issue to be addressed in this paper is that of the nature and extent
of improvements in cognitive performance attributable to nicotine. It has been
argued that such effects could be a major factor in why people smoke and could
explain why they find it difficult to give up. Foremost among these effects is
an enhanced ability to maintain attention over time. This has apparently received
support from a wide range of studies in which smokers and non-smokers have
variously been asked to smoke cigarettes or use nicotine tablets. The general
finding appears to be that under control conditions there is a decrement over
time in performance on tasks requiring continuous sustained attention, and
nicotine prevents or reduces this decrement (e.g. Tong et al 1977, Wesnes &
Warburton 1978).
However, a close examination of the evidence calls into question the
conclusions which many now take for granted. There is little doubt that when
smokers smoke cigarettes, their ability to sustain attention is better than when
they abstain. There is greater doubt about to what extent this is a positive effect
rather than alleviation of a withdrawal effect, and also to what extent nicotine
is involved. One source often cited is that of Wesnes & Warburton (1978). In
their study, subjects had to detect changes in regular movement of a hand around
a kind of clock face. Unfortunately, a crucial experiment in which non-smokers
were given nicotine tablets failed to show any effect. A subsequent experiment
in which nicotine tablets were given to light and heavy smokers revealed a
marginally significant effect of the tablets only when one subject had been
eliminated on the grounds that he or she was an outlier, i.e. his/her results were
different from those of other subjects. This effect of the tablets was for the
combined group of heavy and light smokers, but conclusions were drawn as
though the result had been observed separately for the light smokers.
Wesnes et al (1983) also reported an effect of nicotine tablets on sustained
attention in the clock task described above-this effect being the same in heavy
smokers, light smokers and non-smokers. Some important features of this report

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N cot ne pharmacodynamics 215
make it difficult to evaluate the conclusions drawn. The first is that all scores were
~ expressed as decrements from the scores obtained during the first 20 minutes.
This leaves open the possibility that baseline scores for the subjects given nicotine
were worse than those for the control subjects, so that improvements over time
were due to habituation to a stimulus that adversely affected performance.
~ Secondly, if one is to claim specifically that nicotine improves performance in
non-smokers, it is necessary to test positively for an effect in this group, not
to rely on the absence of a significant difference between effects in groups of
~ heavy smokers, light smokers and non-smokers. Finally, examination of the
' data indicates that the pattern of the dose-response relationship is irregular.
For example, the expected dose-dependent effect is found only in the second
I of three time periods. In the first there was no difference between responses
in the presence or absence of nicotine; in the third results with the 1 mg dose
differed from those with the 2 mg and the placebo, which were similar.
A potentially important study following from that just discussed was carried
~ out by Wesnes & Warburton (1984). In that study nicotine tablets of varying
doses were given to non-smokers. These subjects then had to detect repetitions
of digits presented one at a time over a period of 30 minutes. It was reported
~ that there was a dose-dependent alleviation of a reduction in performance over
time. Thus there was no decrement in performar.ce when subjects were given
1.5 mg nicotine tablets, but a substantial reduction when subjects were given
~ a placebo. As with the previous study, the fact that the results were expressed
as a difference from baseline (the first 10 minutes on task) makes it impossible
to know whether the result was due to a nicotine-induced temporary decrement
in performance in the early part of the session. Secondly, the authors used 'hit
~ probability' rather than stimulus sensitivity as a measure of accuracy. It is not
clear whether this was attributable to a change in response bias rather than a
genuine improvement in performance. Even so, the only significant difference
~ was between subjects given 1.5 mg nicotine and the combined results from those
given tablets containing 1 mg, 0.5 mg or no nicotire in the 10 minutes following
the baseline period. No significant effects were observed on response times.
I Despite the extremely weak nature of the findings, the above studies are
frequently cited as evidence for the view that nicotine has a positive enhancing
effect on sustained attention. It may turn out that such claims are accurate,
but at present they go beyond the data reported in the literature. It is worth
~ noting in relation to this that Snyder et al (1989) have reported reliable
decrements in performance on a range of information processing tasks during
cigarette abstinence, and that at least some of these show a return to pre-
~ abstinence values within 10 days. This suggests that certain performance
enhancements of cigarettes may turn out to be alleviation of a withdrawal effect.
On the other hand, A est & Hack (in preparation) have found a significant
improvement in performance on the Sternberg Memory Search task in smokers
~ who smoked a cigarette without prior abstinence. This would suggest an effect
I

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2!E West
which is not subject to acute or chronic tolerance and from which one would
expect no withdrawal rebound. West & Jarvis (1986) have also shown that a
2 mg nasal nicotine solution continued to improve the maximal rate of finger
tapping in non-smokers with repeated doses over the course of a day, suggesting
little acute tolerance to this effect. This demonstrates performance-enhancing
effects of nicotine without prior deprivation and therefore can be postulated
as a positive effect rather than merely relief of withdrawal.
Tolerance and nicotine dependence
Tolerance is believed to play a role in drug dependence. One view is that tolerance
results in physiological changes so that the drug concerned is eventually taken
primarily to stave off a highly dysphoric withdrawal syndrome. A variant on
this idea is that there is neuroadaptation leading to disturbance of one or more
motivation systems, so that chronic ingestion of the drug accentuates drug
seeking and/or desire to use the drug, this effect being independent of other
aspects of the withdrawal syndrome. Another possibility is that tolerance acts
in a facilitatory manner. Thus it may selectively decrease aversive reactions to
moderate or high doses of the drug, leaving users free to enjoy positive effects
on which they then come to depend. In addition to the notion of acquired
tolerance, there is the concept of constitutional tolerance (or its obverse,
sensitivity) to one or more drug effects as a predisposing factor to the
development of dependence. This has been proposed with respect to alcohol
dependence and might apply to nicotine.
Tolerance to certain effects of nicotine has been carefully studied and much
is known about it, most notably the influence of nicotine on heart rate. It is
now well established that the increase in heart rate caused by nicotine is subject
to acute tolerance, and that this does not simply reflect a ceiling effect. If one
plots the hysteresis loop of the rise in heart rate during nicotine infusion
and the subsequent fall in heart rate post infusion against plasma nicotine
concentrations, one finds that heart rate at a particular plasma nicotine
concentration on the downward part of the curve is less than on the upward
part (Benowitz et a! 1983). Moreover, a subsequent nicotine dose will have
reduced efficacy (Porchet et al 1988). Studies have also shown that tolerance
to nicotine's effect on heart rate disappears very rapidly during the first 24 hours
of abstinence (e.g. West & Russell 1987), indicating that there is little residual
chronic tolerance. Further to this, a recent study by West & Hack (in preparation)
showed that occasional smokers showed the same profile of heart rate boost
when smoking a cigarette on a normal smoking day and after 24 hours abstinence
as regular daily smokers. Thus we found evidence of minimal chronic tolerance
associated with regular as opposed to occasional nicotine ingestion.
Unfortunately, claims that have been made for a relationship between heart
rate tolerance and psychological dependence (Hughes & Hatsukami 1986) are

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Nicotine pharmacodynamcs 217
based on a different picture of tolerance. Hughes & Hatsukami found a negative
correlation between the heart rate boost per estimated unit of nicotine intake
from a cigarette smoked prior to a period of abstinence and the severity of
withdrawal discomfort during that period of abstinence. Their interpretation
was that withdrawal severity is associated with chronic tolerance developed over
a period of months or years of use. However, as just mentioned, tolerance to
the heart rate effects of nicotine are primarily acute. In a study by West & Russell
(1988), the relationship between heart rate boost from a cigarette smoked after
24 hours abstinence when most or all acute tolerance would have vanished, was
positively correlated with craving. This was contrary to what one would expect
from a chronic tolerance model, but was consistent with the idea of a relationship
between constitutional sensitivity to nicotine predisposing to physical dependence.
These correlational data suffer from limitations in assessment of nicotine doses
obtained from the cigarettes and would need to be replicated using known doses
of intravenous nicotine before firmer conclusions could be drawn. In addition,
it would be necessary to take into account the fact that different nicotine effects
are differentially subject to tolerance. The peripheral vasoconstriction effect
does not appear to be subject to tolerance at all (e.g. Benowitz et al 1983).
Possibly more important from the point of view of understanding psychological
dependence is tolerance to the subjective effects of nicotine. Very little systematic
data have been collected to address the issue of acute and chronic tolerance
to nicotine's subjective effects. A study by Jones et al (1978) is widely cited
but it was not controlled. West & Russell (1988) showed that a considerable
amount of tolerance to the dizziness and nausea induced by nicotine disappears
after 24 hours' abstinence, suggesting that it is largely of the acute kind. What
is required is a series of studies similar in design to those carried out by Benowitz
and his colleagues (1983) on heart rate, but using a battery of subjective and
performance measures. From the very patchy data so far obtained, it seems
unlikely that a simple chronic tolerance model for causation of withdrawal
symptoms such as craving will suffice. Examination of individual differences
in development of pharmacokinetic tolerance and pharmacodynamic tolerance
to nicotine may provide an understanding of why different smokers seek
different levels of nicotine from cigarettes and why, even allowing for this, they
are differentially dependent on their cigarettes.
, Conclusion
It is important to reiterate a point made at the beginning of the paper, that
' in cases where studies have been picked out for critical examination, the purpose Z1Z
has not been to belittle these. Indeed, it is because they have dealt with important C~
issues imaginatively that they have been widely cited and influential. The point ~P
of this paper has been to suggest a more conservative approach to adopting ~
~ findings in reviews, even though they may appear to confirm existing beliefs. ~
O
~
W
~ , 00
N~

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218 West
The studies described provide an excellent beginning for more detailed examination
of the issues, which will no doubt help our eventual understanding of cigarette
dependence.
References
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Nicotine pharmacocynamics 219
Snyder FR, Davis FC, Henningfield JE 1989 The tobacco withdrawal syndrome: performance
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DISCUSSION
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Pomerleau: You have criticized these studies on methodological grounds. Do
you think there is no evidence for a biphasic effect of nicotine on behaviour
or are you simply saying that the methodological basis for the studies conducted
so far is inadequate and therefore it is still an open issue?
West: I think it's an open issue. It is very clear that smokers report that
smoking peps them up and calms them down. It is quite possible though that
the calming effects represent a relief from withdrawal. A study on school children
found an interesting positive correlation between the reported calming effects
of their cigarettes and the reported severity of their withdrawal symptoms when
they abstained (McNeill et al 1980.
Pomerleau: I tend to be sceptical about that as the sole explanation. We
observed subjective changes (reduction in anxiety and pain) after administration
of nicotine under conditions in which there was no change in nicotine withdrawal
symptoms (Pomerleau 1986). The problem may come from the lack of precision
in measurement of subjective states.
Gray: We need to distinguish between two possibilities: 1) that nicotine
improves performance because it alleviates withdrawal symptoms, and 2) that
nicotine improves performance when performance is bad, and one reason the
performance is bad may be that there are withdrawal symptoms getting in the
way. There are two examples from our group where there cannot be withdrawal
symptoms, but there are clear beneficial effects of nicotine.
