Philip Morris
the Disease Controversy Revisited: An Ontologic Perspective
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- Neuhaus, C., J.R.
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- 2046398862/0490
- 2046398862-8874 Submission of Phillip Morris Usa and the American Tobacco Company to the Drug Abuse Advisory Committee in Connection with Iots Meeting on 940802 Volume 3.01
- 2046398875 2
- 2046398876-8886 Diagnostic and Statistical Manual of Mental Disorders Fourth Edition Dsm-IV
- 2046398887 3
- 2046398888-8892 Diagnostic and Statistical Manual of Mental Disorders ( Third Edition - Revised) Dsm-III-R
- 2046398893 4
- 2046398894-8897 Diagnostic and Statistical Manual of Mental Disorders ( Third Edition)
- 2046398898 5
- 2046398899-8901 What Makes US Run?
- 2046398902 6
- 2046398903-8931 Chapter 5 the Neurochemical Mechanisms Underlying Nicotine Tolerance and Dependence
- 2046398932 7
- 2046398933-8994 8. The Psychopharmacological and Neurochemical Consequences of Chronic Nicotine Administration
- 2046398995 8
- 2046398997-8999 Establishing A Nicotine Threshold for Addiction
- 2046399000 9
- 2046399001-9006 Intravenous Nicotine Replacement Suppresses Nicotine Intake From Cigarette Smoking
- 2046399007 10
- 2046399008-9013 Daily Intake of Nicotine During Cigarette Smoking
- 2046399014 11
- 2046399015-9022 Stable Isotope Studies of Nicotine Kinetics and Bioavailability
- 2046399023 12
- 2046399024-9060 Biobehavioral Approaches to Smoking Control
- 2046399061 13
- 2046399062-9064 Brief Communication Preference Among Research Cigarettes with Varying Nicotine Yields
- 2046399065 14
- 2046399066-9076 Slip-Ups and Relapse in Attempts to Quit Smoking
- 2046399077 15
- 2046399078-9100 Drug Addiction As A Psychological Process
- 2046399101 16
- 2046399102-9113 Population Characteristics and Cigarette Yield As Determinants of Smoke Exposure
- 2046399114 17
- 2046399115-9123 Smoking History, Cigarette Yield and Smoking Behavior As Determinants of Smoke Exposure.
- 2046399124 Andrews Office Products Capitol Heights, Md (K) 18
- 2046399125-9216 Out of the Shadows Understanding Sexual Addiction Second Edition
- 2046399217 Andrews Office Products Capitol Heights, Md (K) 19
- 2046399218-9220 Morbidity and Mortality Weekly Report Progress in Chronic Disease Prevention Smoking Cessation During Previous Year Among Adults - United States, 900000 and 910000
- 2046399221 Andrews Office Products Capitol Heights, Md (K) 20
- 2046399222-9224 Research Report Can Carrots Be Addictive? An Extraordinary Form of Drug Dependence
- 2046399225 Andrews Office Products Capitol Heights, Md (K) 21
- 2046399226-9233 Running Addiction: Measurement and Associated Psychological Characteristic
- 2046399234 Andrews Office Products Capitol Heights, Md (K) 22
- 2046399235-9252 Goth's Medical Pharmacology
- 2046399253 Andrews Office Products Capitol Heights, Md (K)
- 2046399254-9272 An Analysis of the Addiction Liability of Nicotine
- 2046399273 Andrews Office Products Capitol Heights, Md (K) 24
- 2046399274-9283 Modulation of Nicotine Receptors by Chronic Exposure to Nicotinic Agonists and Antagonists
- 2046399284 Andrews Office Products Capitol Heights, Md (K) 25
- 2046399285-9288 the Effect of Running on Plasma Beta-Endorphin
- 2046399289
- 2046399290 Library Copy: Please Return
- 2046399291 Submission of Philip Morris Usa and the American Tobacco Company to the Drug Abuse Advisory Committee in Connection with Its Meeting on 940802 Volume 3.02
- 2046399292 21 Andrews Office Products Capitol Heights, Md (K)
- 2046399293-9300 Running Addiction: Measurement and Associated Psychological Characteristics
- 2046399301 22 Andrews Office Products Capitol Heights, Md (K)
- 2046399302-9319 Goth's Medical Pharmacology Drug Abuse and Dependence
- 2046399320 23 Andrews Office Products Capitol Heights, Md (K)
- 2046399321-9339 An Analysis of the Addiction Liability of Nicotine
- 2046399340 24 Andrews Office Products Capitol Heights, Md (K)
- 2046399341-9350 Modulation of Nicotine Receptors by Chronic Exposure to Nicotinic Agonists and Antagonists
- 2046399351 25 Andrews Office Products Capitol Heights, Md (K)
- 2046399352-9355 the Effect of Running on Plasma B-Endorphin
- 2046399356 26 Andrews Office Products Capitol Heights, Md (K)
- 2046399357-9375 Shopaholics Serious Help for Addicted Spenders Chapter 3 Nature of Addiction
- 2046399376 27 Andrews Office Products Capitol Heights, Md (K)
- 2046399377-9380 Effect of Transdermal Nicotine Delivery As An Adjunct to Low-Intervention Smoking Cessation Theraphy
- 2046399381 28 Andrews Office Products Capitol Heights, Md (K)
- 2046399382-9394 Measuring Nicotine Dependence: A Review of the Fagerstrom Tolerance Questionnaire
- 2046399395 29
- 2046399396-9419 Tolerance Withdrawal and Dependence on Tobacco and Smoking Termination
- 2046399420 30 Andrews Office Products Capitol Heights, Md (K)
- 2046399421-9426 Methods Used to Quit Smoking in the United States Do Cessation Programs Help?
- 2046399427 31 Andrews Office Products Capitol Heights, Md (K)
- 2046399428-9434 Effect of Transdermal Nicotine Patches on Cigarette Smoking A Double Blind Crossover Study
- 2046399435 32
- 2046399435A Symposium Smoking Cessation: A Comparison of Aided Vs. Unaided Quitters / Attempters. Predictors of Early Relapse.
- 2046399436 33
- 2046399437-9448 Mind Matters How Mind and Brain Interact to Create Our Conscious Lives
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- 2046399457 36
- 2046399458-9463 Crs Report for Congress Cigarette Taxes to Fund Health Care Reform: An Economic Analysis
- 2046399464 37
- 2046399465-9472 22.4 Caffeine and Tobacco Dependence
- 2046399473 38
- 2046399474-9476 Pinball Wizard: the Case of A Pinball Machine Addict
- 2046399477 39
- 2046399478-9492 Reviews Caffeine Physical Dependence: Review of Human and Laboratory Animal Studies
- 2046399493 40
- 2046399494-9498 Brief Report Reactions to Withdrawal Symptoms and Success in Smoking Cessation Clinics
- 2046399499 41
- 2046399500-9505 Nicotine or Tar Titration in Cigarette Smoking Behavior?
- 2046399506 42
- 2046399507-9511 Brief Report Blood Nicotine, Smoke Exposure and Tobacco Withdrawal Symptoms
- 2046399512 43
- 2046399513-9523 Conference Report Involvement of Tobacco in Alcoholism and Illicit Drug Use
- 2046399524 44
- 2046399525-9535 Pharmacologic Basis and Treatment of Cigarette Smoking
- 2046399536 45
- 2046399537-9550 'chocolate Addiction': A Preliminary Study of Its Description and Its Relationship to Problem Eating
- 2046399551 46
- 2046399552-9562 Smoking Cessation Methods: Recommendations for Health Professionals. Advisory Group of the European School of Oncology
- 2046399563 47
- 2046399564-9574 Nicotine Yield As Determinant of Smoke Exposure Indicators and Puffing Behavior
- 2046399575 48
- 2046399576-9581 Psychological Analysis of Establishment and Maintenance of the Smoking Habit
- 2046399582 49
- 2046399583-9586 Seminars in Respiratory Medicine Appetitive Functions and Dysfunctions: Tobacco
- 2046399587 Andrews Office Products Capitol Heights, Md (K)
- 2046399588 Endorphins, Eating Disorders and Other Addictive Behaviors
- 2046399589-9621 the Clinical Phases of Anorexia Nervosa and Their Relevance to Endorphin Addiction
- 2046399622 51
- 2046399623-9632 Pharmacotheraphy for Smoking Cessation: Unvalidated Assumptions, Anomalies, and Suggestions for Future Research
- 2046399633 52
- 2046399634-9641 Risk - Benefit Assessment of Nicotine Preparations in Smoking Cessation
- 2046399642 53
- 2046399643-9650 Should Caffeine Abuse, Dependence, or Withdrawal Be Added to Dsm - IV and Icd - 10?
- 2046399651 54
- 2046399652-9660 Tobacco Withdrawal in Self - Quitters
- 2046399661 55
- 2046399662-9669 Symptoms of Tobacco Withdrawal A Replication and Extension
- 2046399670
- 2046399671-9763 Submission of Philip Morris Usa and the American Tobacco Company to the Drug Abuse Advisory Committee in Connection with Its Meeting on 940802 Volume 3.03 Effects of Abstinence From Tobacco A Critical Review
- 2046399764 57
- 2046399765-9769 Reports From Research Centres - 21 Human Behavioral Pharmacology Laboratory University of Vermont
- 2046399770 58
- 2046399771 Withdrawal Symptoms and Smoking Cessation
- 2046399772 59
- 2046399773-9778 Nicotine Vs Placebo Gum in General Medical Practice
- 2046399779 60
- 2046399780-9783 Prevalence of Tobacco Dependence and Withdrawal
- 2046399784 61
- 2046399785-9790 Signs and Symptoms of Tobacco Withdrawal
- 2046399791 62
- 2046399792-9798 Patterns and Predictors of Smoking Cessation Among Users of A Telephone Hotline
- 2046399799 63
- 2046399800-9820 Current Concepts of Addiction
- 2046399821 64
- 2046399822-9861 the American Academy of Psychiatrists in Alcoholism and Addictions 910000 Annual Meeting
- 2046399862 65
- 2046399863-9915 the Pharmacological Basis of Therapeutics Eighth Edition Chapter 22 Drug Addiction and Drug Abuse
- 2046399916 66
- 2046399917-9953 1 Tobacco Smoking and Nicotine Dependence
- 2046399954 67
- 2046399955-9957 Commentary Trivializing Dependence
- 2046399958 68
- 2046399959-9968 the Favorite Cigarette of the Day
- 2046399969 69
- 2046399970-9971 Overview: Alternative Forms of Pharmacologic Treatment
- 2046399972 70
- 2046399973-9974 British Medical Journal No 6891 Volume 306
- 2046399975 71
- 2046399976-9981 Original Contributors Predicting Smoking Cessation Who Will Quit with and Without the Nicotine Patch
- 2046399982 72
- 2046399983-0019 the Selling of Dsm the Rhetoric of Science in Psychiatry
- 2046400020 73
- 2046400021-0028 the Nosology of Abuse and Dependence
- 2046400029 74
- 2046400030-0035 Use and Misuse of the Concept of Craving by Alcohol, Tobacco, and Drug Researchers
- 2046400035A
- 2046400036-0045 Submission of Philip Morris Usa and the American Tobacco Company to the Drug Abuse Advisory Committee in Connection with Its Meeting on 940802
- 2046400046 75
- 2046400047-0048 What Researchers Make of What Cigarette Smokers Say: Filtering Smokers' Hot Air
- 2046400049 76
- 2046400050-0055 the Use of Flavor in Cigarette Substitutes
- 2046400056 77
- 2046400057-0060 Failure to Support the Validity of the Fagerstrom Tolerance Questionnaire As A Measure of Physiological Tolerance to Nicotine
- 2046400061 78
- 2046400062-0067 Effects of Cigarette Smoking on Electrodermal Orienting Reflexes to Stimulus Change and Stimulus Significance
- 2046400068 79
- 2046400069-0074 Behavioral (Non-Chemical) Addictions
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- 2046400080-0085 the Chemistry of Craving
- 2046400086 82
- 2046400103 83
- 2046400104-0134 A Psychopharmacological and Psychophysiological Evaluation of Smoking Motives
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- 2046400148-0155 Clinical Trials and Therapeutics Nasal Spray Nicotine Replacement Suppresses Cigarette Smoking Desire and Behavior
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- 2046400157-0163 Predictors of Smoking Cessation in A Sample of Italian Smokers
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- 2046400165-0167 Clarification and Standardization of Substance Abuse Terminology
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- 2046400169-0179 the Role of Nicotine in Tobacco Use
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- 2046400181-0186 Pharmacoepidemiology and Drug Utilization How the Steady - State Cotinine Concentration in Cigarette Smokers Is Directly Related to Nicotine Intake
- 2046400187 90
- 2046400188-0192 Transdermal Nicotine As A Strategy for Nicotine Replacement
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- 2046400220 95
- 2046400221-0234 Long-Term Switching to Low-Tar Low-Nicotine Cigarettes
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- 2046400241-0249 Recidivism and Self-Cure of Smoking and Obesity
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- 2046400291-0298 the Health Benefits of Smoking Cessation A Report of the Surgeon General
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- 2046400300-0338 the Health Consequences of Smoking Nicotine Addiction A Report of the Surgeon General
- 2046400339 103
- 2046400340-0357 the Health Consequences of Smoking Chronic Obstructive Lung Disease A Report of the Surgeon General Chapter 6. Low Yield Cigarettes and Their Role in Chronic Obstructive Lung Disease
- 2046400358 104
- 2046400359 Smoking and Health Report of the Advisory Committee to the Surgeon General of the Public Health Service
- 2046400360-0369 Chapter 13 Characterization of the Tobacco Habit
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- 2046400371-0375 Is Nicotine Use An Addiction
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- 2046400377-0391 Nicotine Pharmacodynamics: Some Unresolved Issues
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- 2046400393-0400 Craving for Cigarettes
- 2046400401 108
- 2046400402 Smoker Motivation A Review of Contemporary Literature
- 2046400403-0453 Chapter 1 Trends in Cigarette Consumption and the Sociodemographic Structure of the Smoking Population in Developed Industrial Countries
- 2046400454 109
- 2046400455-0461 Increase of Circulating Beta-Endorphin-Like Immunoreactivity Correlates with the Change in Feeling of Pleasantness After Running
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- 2046400463-0469 New Data Note Series - 20 Severity of Dependence: Data From the Dsm-IV Field Trials
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- 2046400471-0479 World Health Organization Technical Report Series No. 551 Who Expert Committee on Drug Dependence Twentieth Report
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- 2046400481-0489 Cigarette Brand-Switching: Effects on Smoke Exposure and Smoking Behavior
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The Journal of Drug Issues 23(3), 463-4 i 8 1993 -
'I'HE DISEASE CONTROVERSY REVISITED: AN
ONTOLOGIC PERSPECTIVE
Charles Neuhaus, Jr.
The current debate over the disease model of addictive behaviors is brie1Zy
reviewed, and the ill-will between some advocates and opponents of
disease conceptions is noted. The recognition that language distinguishes
humans from other living beings is introduced, in which one's reality is
generated lingu.istically. This is fundamentally divergent from the
rationalistic view that there is an objective world, free of observer bias,
that language seeks to describe. Consequently, diseases are seen as
interpretations, or attempts to ascribe meaning to a set of observations.
Since meaning happens only in language, diseases are necessarily
linguistic distinctions, and not physical entities. The author recommends
efforts be directed toward developing innovative treatment approaches,
rather than quarreling over the veracity of addiction as disease. Listening
for the explicit and implicit rules that patients live by and assisting them
to invent new realities and practices in language that permit more
productive moves is advocated.
Introduction
Whether or not alcoholism and other addictive behaviors can be attributed
to a primary disease process has attracted the attention of clinicians and
theorists, with more heat generated than light, in the attempt to prove one
position more correct than another. Authors such as Jellinek (1960), Johnson
(1973), Peters (1984), Talbot (1983), Vaillant (1983), Wallace (1985), and many
others have advanced the argument for the disease model. In this view,
alcoholism and other drug addictions are understood to be caused by a primary
disease process. Individuals are said to lose the capacity to control or li:nit the
amount they ingest and to continue to use the substance despite aegative
consequences associated with that use, and the disease is considered progressive
and terminal.
Some proponents of this model claim that alcoholics inherit the disease, and
that they (and other addicts) differ physiologically from nonalcoholics. They
point to currently incomplete evidence suggesting biological (Blum et a1. 1990) or
genetic (Bohman, Sigvarrdsson, and Cloninger 1981; Hrubec and Omenn 1981;
Schuckit 1987) influences, and anticipate that alcoholics may someday be
identified even before drinking problems are manifest.
Others have challenged the concept of addictive disease and dismiss it as
Charles Neuhaur, Jr., M.Ed., C.A.S., is a substance abuss clinician at the Miner Street Treatment
Center of Harvard Community Health P1an. and sarves on the faculty of the Norman E. Zinberg
Center for Addietion Studie., Department of Psychiatry, Harvard Medical School at The Cambridge
Hospital. Requests for reprints should be addressed to Charles Neuhaus, Jr., M.Ed., C.A.S. at
Harvard Community Health Plan. 23 Miner St.. Boston, MA 02216.
O Journal of Drug Issues, Inc. 0022-442fjSW$/463-478 $1.00
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NEUHAL'S
fol+dlore, superstition, and unsupported by research findings (Faulkner. Sandage,
and Maguire 1988; Fingarette 1988; Peele 1984, 1988, 1990a; Szasz 1974).
Peele has been especially pugnacious in his attempts to discredit the disease
model. He has charged that treatment interventiona,grounded in addiction as
disease conceptions are actually counterproductive (Peele 1988, 1990a, 1990b,
1991).
Unfortunately, these theoretical and philosophical disagreements have been
superseded by polemics and personal attacks, including accusing disease
advocates of self•serving and persecutory motives (Peele 1988, 1990a, 1990b),
and counter charges of professional irresponsibility, inadequate scholarship, and
implications of quackery (Wallace 1987, 1989, 1990, 1992).
In an apparent attempt to heal the rifts, as well as to further our
understanding of these behaviors, Shaffer (1985, 1987) proposed that the disease
concept be understood as a metaphor, or as a map of the territory. Later, he
demonstrated that all clinical perspectives represent 'manufactured meanings"
(Shaffer and Robbins 1991). This was not intended pejoratively, but rather as a
recognition that different points of view of the same phenomena can, and do,
coeast. There need be no implication that other positions are less valid to
support or employ a particular vantage point.
For example, a psychodynamically-oriented psychologist might understand a
patient's difficulties as a consequence of maternal deprivation and childhood
trauma. Few would be surprised if that clinician requested a medication
evaluation from a psychiatrist who prescribed tricyclic medication. Although the
same symptoms were observed, a distinctly different explanatory framework
would be used to diagnose a biological depression.
More recently, influenced by the work of Martin Heidegger (1962, 1971) and
Fernando Flores (Winograd and Flores 1986), Neuhaus (1991) posited that the
term disease is a linguistic distinction, and not an entity with objective
properties. In this view, diseases are not inherent, universal realities or things
that can be proved or disproved. The tradition of rationalistic inquiry suggests
that the goal of science is to discover the truth of an objective world by somehow
escaping observer bias. An ontologic perspective recognizes that objectivity is
impossible and that organisms are constrained by their biologic structure.
Humans attribute meaning to events, and are distinguished from other living
beings by the capacity to design the future.
The purpose of the present article is to examine the phenomenon known as
addictive behaviors from this perspective to illustrate the futility of the addictive
disease controversy, and to further cliniciann' ability to prescriptively provide
effective treatment even to patients who do not share their point of view.
Cartesian and Newtonian Science and Language
While DesCartes believed that scientific inquiries could best examine matter
in its smallest constituent parts, Newton attempted to ascertain the laws of
nature, as if they were preordained by the creator. Each discovery or
technological innovation would thus allow scientists to more closely approach the
essence, or truth, about the nature of the world in which we live.
Over time, science was no longer imbued with religious significance.
Nevertheless, the historic consequence of these pioneers endures in the
unezamined assumptions of both our present common sense, and the classical
scientific model that suggests there is an objective world, independent of the
464 JOURNAL OF DRUG ISSUES

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THE DISEASE CON"I'ROVERSY
observer. Eventually, Kant ((1"87] 1975) introduced the notion that the 'mind"
is not a passive spectator, but organizes experience so that the individual can
understand, or make sense of it (Budd and Zimmerman 1986).986).
The biologists Maturana and Varela (1980, 1987) have demonstrated, in a
scientifically-grounded argument, that living beings are structurally determined.
To briefly summarize their thesis, living beings are closed systems, with
information neither leaving nor entering the system. The organism can only
respond to perturbations of the environment as its structure allows. When the
structure of the organism is modified so as to permit new behavior, it can be said
that learning has happened. Maturana (Maturana and Varela 1980) coined the
term (objectiuity), in which the parentheses reflect that our worlds of perception
are defined by the structure of the nervous system, rather than the traditional
and automatic (i.e., without reflection) assumption that the nervous system
provides a representation or map of reality. Observers can never really know the
world, only that the structure of their nervous system is being triggered in some
way (Maturana and Varela 1987).
To illustrate, in Pavlov's famous experiment, the nervous systems of dogs
were recurrently perturbed by the presence of food accompanied by a ringing
bell. When the dogs salivated in response to the bell without food, an observer
could say that their nervous systems have been modified, permitting a new
behavior to appear. However, the dogs could not learn behavior not allowed by
their biologic structure (e.g., flying or whistling), nor could they be triggered by
stimuli not recognized by their structure (e.g., printed words). We can say that,
for dogs, such stimuli do not exist, no matter how obvious or real to human
observers.
According to Winograd and Flores (1986:68), 'Nothing exists except through
language.' For a given observer, there are events (e.g., objects, actions, and
phenomena) that his or her biology (physical structure) and history (personal,
familial, cultural, professional traditions, etc.) allow to appear. The same
phenomenon will not exist for another observer if their biology and history do not
allow them to make certain distinctions. Observers not familiar with the
structure of a cell on a microscope slide will be `blind' to the systems known as
cell wall, nucleus, and so on. Of course, the physical "stuff" or matter is present,
but the entities do not exist in the reality of these naive observers. With
training in the biological sciences, one is able to make sense of what was
previously incomprehensible, while the slide itself remains unchanged (Budd
and Zimmerman 1986). Language both conceals and reveals, as it invents rather
than describes reality. Living in these distinctions generates a different world.
What Is A Disease?
To the extent that the medical/scientific model influences substance abuse
clinicians, they seem to think that the truth can be known, and the clinician's
task is to discover that truth in order to effectively treat the patient. In other
words, clinicians practice as if objects existed independently of the observer. In
this unarticulated, but pervasive paradigm, diseases are seen as entities,
somehow existing within the individual, and which doctors are scientifically
trained to find (Budd 1992).
Clinicians generally do not recognize that a diagnosis is always an
assessment, not a statement of truth. Diagnoses do not exist independently of
the observer, but represent judgments, rooted in the cultural and historical
Summer 1993 465

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:vEUHAt'S
context, that an individual's functioning is impaired, and which has implications
for their future well-being (Colasanti 1991; Eisenberg 1977).
Furthermore, clinicians rarely distinguish between disease and illness, often
using the terms interchangeably. Eisenberg (1977) proposed that diseases
represent disruptions in the structure and function of the body organs and
systems, while illness refers to diminished social function or states of being.
Doctors interpret test results as proof of the presence or absence of disease.
Patients are interested in whether or not they experience limitations in their
family, social, and vocational spheres, notwithstanding the doctor's devotion to,
and reverence for, tests that cannot measure pain, assess work performance, or
evaluate family dynamics (Colasanti 1991).
To illustrate, assembly line workers have complained of pain and discomfort
after recurrently performing certain motions. They often have been dismissed as
malingerers or described as psychosomatic. Physicians now have introduced the
term repetitive motion injur.ies and validated the discomfort that their patients
were reporting. We can surmise that the diagnosis "repetitive motion injury~
lay quietly awaiting discovery for decades or that it did not exist until recently,
and has been invented as a social phenomenon, which only happens in language.
Paradigias and Standard Practice
If doctors interpret patient complaints according to the prevailing cultural
standards, then they are not purveyors of truth. The concept of paradigm,
articulated by Kuhn (1962), has been applied to clinical situations in general and
specifically to addictions treatment.
An operating paradigm serves as a template through which the
clinician views patients and their problems; this template organizes
information and suggests which questions to ask and which data are
important (Shaffer and Neuhaus 1986: 88).
In addition, paradigms operate so automatically that clinicians seldom challenge
their limitations. This has been referred to as the blinding function of
paradigms (Shaffer and Gambino 1979).
Health care providers, like all practitioners, make observations and take
actions consistent with the standard practices of their professional discipline. A
physician might visually examine and palpate the patient's body, take a medical
history, and review the records. The clinician then attempts to assign meaning
to observations of, for example, blood pressure readings that could be coupled, by
the clinician, to the patient's report of headaches and prescribe antihypertensive
medication. Alternatively, a psychologist might interview the same patient and
administer psychological tests before recommending psychotherapy to relieve
stress.
The diagnoses "hypertension" and "stress" are interpretations that cannot
be seen or touched; they happen purely in language, not in the physical world.
Interpretations are influenced by, and reveal more about, the historical and
cultural context of the observer than the subject itself. They are never right or
wrong, but can be supported by evidence, including test scores and blood
pressure readings. While these also are invented in language (and not truths
awaiting discovery), observers can see, measure, or define them with certain
"acts of distinction" (Maturana and Varela 1987: 40).
466 JOURNAL OF DRUG ISSUES
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THE DISEASE CON"IROVERSY
In the examples above, both providers act according to historically-
determined discourses, and generate diagnoses that make sense within that
discourse. However, observations and actions can be irrelevant or even
contradictory when considered from within another discourse. When a doctor
recommends vaccination to sorneone immersed in the discourse of voodoo,
referring to invisible microbes and antibodies is apt to sound like superstitious
nonsense. Similarly, the explanations of acupuncture treatment offered by
Chinese practitioners make no sense in a Western paradigm, nor can they be
transposed to more familiar terms. By recognizing that we are blinded, as well
as informed, by our point of view (Neuhaus 1991), we can begin to see more.
In order for disciplines to flourish and be recognized as valid, they must
provide practitioners with actions that produce results judged as effective by the
community. However, health care providers within a given tradition may
produce results for some conditions, and subsequently be assigned responsibility
for treating other conditions. If they have few or no useful distinctions, they will
be unable to respond effectively.
Perhaps because of earlier successes, both the community and the profession
may be slow to recognize the poor results. In some cases, patients are assessed
as resistant and uncooperative. For example, traditional Western medicine has
produced spectacular results in treating bacterial infections and innovating
surgical procedures, but has been less successful in responding to complaints
now commonly heard by general medicine practitioners such as fatigue, chronic
pain, and stress (Budd 1992).
It is now widely recognized that, despite early attempts, the addictive
behaviors did not respond to psychoanalytic methods, and other techniques have
been developed. Whether the health care professions (rather than family, clergy,
educators, the criminal justice system, social policy administrators, etc.) should
have responsibility for these conditions has seldom been questioned (Shaffer
1982, 1984).
Reification and Reductionism
Nevertheless, addiction treatment providers continue to practice as though
concepts, interpretations, and metaphors invented to facilitate speaking about
and understanding observable phenomena were themselves actual entities,
things to be observed. To compound the confusion, the interpretations are then
spoken as explanations. To illustrate, when individuals are assessed by the
community as drinking more than acceptable amounts, they may be considered
to be addicted. To neutralize the guilt and social stigma associated with the
behavior, addiction is often understood as a disease. The linguistic distinction
"disease," which is neither a truth nor an entity, but only a way of speaking
about behavior(s), is then used to explain the behavior. In other words, people
are said to be alcoholic because they drink too much, and then said to drink too
much because they have the disease of alcoholism.
Other potentially useful terms for making sense out of chaos have been
similarly reified and then used as quasi-explanations. For example, the
observation has been made that many, whose use of a substance is assessed to be
excessive, frequently use increasing amounts of the chemical and tend to
precipitate ever greater social consequences. Some observers have found it
useful to refer to this tendency as "progression," which is simpler than saying
"people tend to use more and more, and tend to experience more and more
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problems. ^ However, the term progression is often spoken as if it were a force
that actually exists, rather than way of talking about what we see.
Furthermore, this attempt to 'pathologize' behavior is more likely to occur
with activities clinicians consider undesirable (Efran aad Heffner 1991). If a
student develops an interest in reading, it is seldom seen as an alarming case of
progression, even when meals are missed and homework assignments are
ignored for the sake of an engrossing novel. Instead, the student will likely be
encouraged to cultivate preferences and explore the work of a favorite author or
research a topic of interest.
The problem is not that we speak in interpretations and metaphors, but that
we have forgotten that we are speaking them, and not describing reality.
Referring to a behavior as a disease can be an effective way of speaking, which
we can assess by comparing the results to accepted community standards. When
we do not produce the desired actions, it is reasonable to search for another
ontology, or set of distinctions.
Just as a car represents transportation to some drivers, others will derive
status and prestige from their automobile. Similarly, Efran, Heffner, and Lukens
(1987a, 1987b) have shown that a circus may be experienced as a financial event.
Even though evidence can be marshalled to support this perspective, such as box
office receipts, payrolls, accounts payable, and so on, it can not speak the whole
truth about circuses. Another observer, possibly including an accountant sitting
in the grandstand as spectator, could enjoy the animal acts and acrobats. In
that moment, the event becomes primarily about entertainment, rather than
finances. Both interpretations can coexist without conflict, each with their
respective merits. Neither ontology tells the whole story of what a car or a circus
is for once and for all.
Explanations in terms of brain chemistry often seem more "real~ to us
than those that focus on, say, patterns of communal living,
reinforcement schedules, or personal gain. This is, of course, the
reductionistic error to which our culture is prone. Virtually any pattern
of human activity - from falling in love to falling down the back stairs
-can legitimately (and sometimes usefully) be described in the
language of biochemistry. However, positing an explanation in one
linguistic domain - the biochemical - does not replace nor invalidate
explanations proffered in other domains, such as the sociological,
psychological, religious, economic, and so on (Efran and Heffner 1991:
57-58).
The available sets of distinctions have direct consequences in the actions seen
as possible and relevant by practitioners (Efran, Heffner, and Lukens 1987).
When a culture or tradition and its language can provide a rich panoply of
distinctions in a given domain, its members or adherents can act more effectively
than those whose heritage supplies a spare and limited taxonomy for expression.
U,rdu offers many more ways to articulate unrequited love than does English
(Kapur 1987). The precision available in the English language is said to lend
itself to scientific and mathematic pursuits, while emotions and poetry are better
expressed in Italian.
For example, if physicians were unable to distinguish between viral and
bacterial infections, their effectiveness in prescribing suitable treatment and
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medication would be lessened. Calling a set of distincti .ns a disease is neither
true nor untrue - never a complete depiction.
Constructivism and Language
Shaffer's (1985) characterization of addictive disease as 'metaphor' may have
been inferred by some (Wallace 1989) as diminishing the validity or realness of
the term disease. While I do not disagree with Shaffer (1985, 1987; Shaffer and
Robbins 1991), what he and some other constructivists (Bateson 1972;
Watzlawick 1984, 1990) fail to show is that these social constructions (e.g.,
realities, metaphors, heuristics, meanings, abstractiona), happen in language
(Winograd and Flores 1986).
While some (White and Epston 1990) argue that people give meaning to the
events of their life through the stories or narratives they tell, this view seems to
imply that some intention is exercised in the authoring of these stories. For an
ontologic observer, individuals are their stories. In other words, they embody the
interpretations, meanings, beliefs, and so on of their personal history and
cultural and professional traditions. Individuals do not consciously choose them.
Instead, these narratives and discourses are historically generated and
transmitted from one member of a community to another through the social acts
of living together. Rather than choosing their clothing, foods, jobs, family
interactions, social practices, and so on from all of the possibilities available,
people act within their historically-determined traditions and discourses. These
constructions operate as if they were scripts that dictate the likely actions,
beliefs, and emotions.
The criticism that the role of emotion is underestimated by conatructivists
(Nichols 1990) misses the point. In the contemporary discourse of psychological
explanations, cognitions and emotions are regarded as discrete and concrete
entities that reside in the mind. Absent from this understanding is a rigorous
investigation of the phenomena we call moods and emotions.
From an ontologic perspective, emotions are not independent and
autonomous entities. They happen within the personal, familial, and cultural
narratives by which one experiences life, and are manifested in a biological
response. Emotions cannot be isolated from cognitions (language) nor can they
exist separate from a physical body.
Not only are clinical perspectives manufactured (Shaffer and Robbins 1991),
but so are the concepts pervasive and fundamental to living with others in a
social community (Efran, Heffner, and Lukens 1987); trust, compassion,
contracts, marriage, nations, science, and the mind are constructs invented in,
and made possible by, language. They facilitate our relating and interacting
with other people, and happen in a linguistic space, not in the physical world.
There are whole domains, such as those in financial markets involving
"shares," "options,- and "futures,' whose existence is purely linguistic
- based on expressions of commitment from one individual to another
(Winograd and Flores 1986: 174).
Although a full exposition of their thesis is beyond the scope of this article,
Winograd and Flores (1986) argue even things directly experienced through the
senses (e.g., water, rocks, automobiles, eta) exist in the world of an observer only
by being articulated in language. This is a counter-intuitive, and possibly
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disturbing, notion to some observers. Nevertheless, for nonlanguaging species.
including human infants, objects can not be distinguished from the background.
even when a sensorimotor response is stimulated. Helen Keller chronicled her
transformation from the nothingness of her prelanguage existence to the
emergence of entities, events, circumstances, and her personhood, which all
became possible when she recegnized the motion of her teacher's hand on hers as
the symbol for water (Keller 1903, 1908).
Accordingly, which substances are considered drugs is a function of
linguistically determined, but usually implicit, mores and values, referred to as
social setting by Zinberg (1974, 1984). For example, at different times, cigarette
smoking has been considered evidence of moral weakness, a sophisticated
mannerism, and, more recently, a disgusting and dangerous addiction. In
addition, Shaffer and Neuhaua (1985:87-88) argue that an individual's "prior
experience, social circumstance, and/or profession" influence how one appraises
that individual's drug use. Evidence of a single episode of illicit substance use
would likely result in different consequences for a paroled felon than for a
respected and otherwise law-abiding community leader (Neuhaus and Caplan
1992).
Moreover, Zinberg (1974, 1984) showed that "set," referring to an
individual's expectations, beliefs, and attitudes, influences the effect of a
chemical agent. Whether one expects to become intoxicated, or perceives social
license for drunkenness will affect behavior (Chiauzzi 1991; Efran and Heffner
1991; Marlatt and Rohsenhow 1980). Drug effects are determined by linguistic
as well as biological factors.
Social-Linguistic Coordirations
While "saving a marriage," or "going to a wedding" are familiar and
convenient expressions, marriages are not objects to be examined. Although
animals coordinate behavior (e.g., mate, reproduce, share a home, and hunt and
eat together), language, which Maturana (Maturana and Varela 1987) calls the
coordination of coordination of behavior, permits actions for designing the future.
Thus, a wedding is a ritual for making the explicit and formal requests and
promises that differentiate being married from other relationships. Language
makes both marrying and reflecting upon it possible.
Similarly, a disease cannot be observed. Doctors refer to a set of observations
(i.e., signs and symptoms) as diabetes, coronary heart disease, or cancer.
Speaking in such a way facilitates the doctor-to-patient and doctor-to-doctor
conversations. However, the same symptoms observed by another practitioner
could be judged as insufficient to make the diagnosis, or indicative of another
condition. Diseases are always interpretations made by an observer. Even when
there is widespread agreement and the interpretations lead to useful
interventions, they do not represent truth or certainty.
For a patient who has suddenly gone mute, it makes sense to accept a
diagnosis of "spirit possession" if one were interested in knowing what
the phenomenon means to the patient and others in the culture. It
would make even more sense if the only therapist available is a
traditional healer specializing in exorcism. On the other hand, a
psychodynamic theorist might prefer to see this as a hysterical
phenomenon. ... Each way is valid but only to an extent - each way
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adds and d-rtracts information, each categorization is useful in some
way but not in another. The classification of psychiatric disorder should
allow itself to be open to all these expressions and meanings, and the
users should remain open to the realization that there is no absolute
truth to any of these (Kapur 1987: 47-48).
Debating whether or not addictive behaviors are a disease is divisive and
distracting. It is no more productive than attempting to resolve whether
television viewing is good or bad. The answer depends upon when and of whom it
is asked, and for what purpose one watches. While some will say that television
is a convenient and inexpensive source of entertainment and education, others
will maintain that it encourages passivity or promotes violence. Each premise
has its merits, but assigns different weight or value to the evidence, is measured
by separate standards, and cannot be used to discredit the other.
History, Innovation, and Design
It is tempting to dismiss beliefs and rituals of an earlier time as
unenlightened folly. Bloodletters practiced for centuries within the explanatory
framework of balancing humours. Given the distinctions available, (e.g., black
and red bile, etc.), the practice must have seemed utterly reasonable and
responsible to observers of the era. The deaths of some patients were likely
dismissed as acceptable and unavoidable losses, not as evidence of a misguided
practice. The current discourses or traditions in which we live and practice
transparently (without reflection) both reveal and obscure the actions possible.
How will history judge present day addictions treatments, given the large
numbers of patients who do not improve, or worsen after treatment?
In a recent study (Walsh et al. 1991), employed heavy drinkers treated in
hospital programs were compared with those who only attended Alcoholics
Anonymous. Forty-two percent of all subjects required subsequent
hospitalization within two years. Of the group treated in hospitals, which
showed the most improvement, 23% reported continuous sobriety over two years.
This means that about three-quarters of hospitalized patients experienced some
degree of relapse. Although the data have been widely interpreted as an
endorsement of hospital treatment, the evidence simultaneously reveals the
importance of developing innovative and more effective treatment approaches.
Some drinkers avoid engaging with treatment when they do not wish to
participate in the disease conversation. Others eagerly speak the language of
disease and recovery. However, they are unable to change as they maintain old
and familiar, but ineffective or destructive behavior. Our failure to help these
patients should be at least as instructive as our successes in assessing efficacy.
There is little room for innovation and creativity in clinical situations when
providers are committed to a predetermined, unitary model. Having defined
their function as converting patients to their point of view even before someone
walks in the door, clinicians deny themselves the opportunity to explore and
invent conversations that open up new and unforseen possibilities.
The recognition that language does not describe, but generates reality,
empowers clinicians to rigorously "listen" to patients (Budd and Zimmerman
1986). According to Budd (1992), distinguishing pain from suffering is critical to
understand the nature of patient problems. Pain is biologic, and happens in the
present time when a body is perturbed in certain ways that are assessed as
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negative. Suffering exists in the narrative or sto-y that a patient embodies.
When disappointed or betrayed, different observers will make sense of the event
according to their historic traditions, beliefs, or values.
Resentment, for example, is the automatic assessment that one has been
harmed with no willingness to generate a conversation that would allow the
other to make amends. Resentment is manifested in the body, but keeps one
trapped in the past. The sometimes implicit rules and related strategies that
patients live by determine what actions are permitted, required, and prohibited.
Clinicians can help clients renegotiate their own rules, allowing different
behaviors and inventing new identities.
For example, instead of suffering in resentment in accordance with the
arbitrary rule of -not giving in," one can decide to inform the perceived offender
of the hurt and disappointment engendered by their behavior, and request
corrective actions. Alternatively, forgiveness can be declared unconditionally.
Similarly, one might discover a patient's belief that saying no to another's
request is impolite or uncaring, with diminished autonomy and self-respect as a
consequence. Clinicians can show that politeness and caring are only
characterizations (in language), for which the standards vary from observer to
observer, and concurrently use exercises to strengthen the ability to respectfully
decline requests. Furthermore, stress can be reinterpreted as a function of the
inability to make and decline requests (Budd 1992).
When patients express concerns about trusting and being trusted, the
clinician can show that the phenomenon of trust is related to the promises one
makes and receives. Reflecting upon what specific promises have or have not
been made, and evaluating the promisor's competence and sincerity, will help
patients determine when to exercise prudence, rather than oscillating from
mistrust to naiveti.
These distinctions, constituting a language set or system, indicate different
actions to take. This is more fruitful than simply reiterating that the patient
has ~trust issues," as if trust were an entity possessed by some fortunate
individuals, and lacking in others. The disease model per se only explains the
loss of trust as a symptom of the disease, without recommending specific
corrective action to take and skills to learn. These are strategies that can be
employed whether or not one embraces a disease philosophy if one recognizes
that individuals invent their identities in language (Budd 1992). The
possibilites suggested here are linguistic in nature. Although one usually
defines action as movement in time and space, speech acts have the potential to
profoundly alter moods and relationships. Effective living with others is a
function of one's ability to coordinate actions by making requests, promises and
declines, declarations and assessments, and assertions.
Furthermore, knowledge is demonstrated by the ability to perform certain
actions. Individuals behave without reflection in historically and socially
determined ways, and learning requires a structural alteration of the nervous
system (Maturana and Varela 1987). This understanding permits a
compassionate and effective explanation for the persistence of unwanted
behaviors. Americans drive on the right side of the road, not by divine edict, but
social (i.e., linguistic) agreement. Motorists appropriately attempting to stay on
the left in a foreign country will notice the tendency to veer right whenever strict
concentration is relaxed. This happens in spite of intellectual awareness of the
danger and social disapproval that the old behavior engenders. However,
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