Philip Morris
1 Tobacco Smoking and Nicotine Dependence
Fields
- Author
- Jaffe, J.H.
- Characteristic
- MISS, MISSING PAGES
- Type
- PSCI, PUBLICATION SCIENTIFIC
- BIBL, BIBLIOGRAPHY
- CHAR, CHART, GRAPH, TABLE, MAPS
- DRAW, DRAWING
- Site
- N403
- Master ID
- 2046398862/0490
- 2046398862-8874 Submission of Phillip Morris Usa and the American Tobacco Company to the Drug Abuse Advisory Committee in Connection with Iots Meeting on 940802 Volume 3.01
- 2046398875 2
- 2046398876-8886 Diagnostic and Statistical Manual of Mental Disorders Fourth Edition Dsm-IV
- 2046398887 3
- 2046398888-8892 Diagnostic and Statistical Manual of Mental Disorders ( Third Edition - Revised) Dsm-III-R
- 2046398893 4
- 2046398894-8897 Diagnostic and Statistical Manual of Mental Disorders ( Third Edition)
- 2046398898 5
- 2046398899-8901 What Makes US Run?
- 2046398902 6
- 2046398903-8931 Chapter 5 the Neurochemical Mechanisms Underlying Nicotine Tolerance and Dependence
- 2046398932 7
- 2046398933-8994 8. The Psychopharmacological and Neurochemical Consequences of Chronic Nicotine Administration
- 2046398995 8
- 2046398997-8999 Establishing A Nicotine Threshold for Addiction
- 2046399000 9
- 2046399001-9006 Intravenous Nicotine Replacement Suppresses Nicotine Intake From Cigarette Smoking
- 2046399007 10
- 2046399008-9013 Daily Intake of Nicotine During Cigarette Smoking
- 2046399014 11
- 2046399015-9022 Stable Isotope Studies of Nicotine Kinetics and Bioavailability
- 2046399023 12
- 2046399024-9060 Biobehavioral Approaches to Smoking Control
- 2046399061 13
- 2046399062-9064 Brief Communication Preference Among Research Cigarettes with Varying Nicotine Yields
- 2046399065 14
- 2046399066-9076 Slip-Ups and Relapse in Attempts to Quit Smoking
- 2046399077 15
- 2046399078-9100 Drug Addiction As A Psychological Process
- 2046399101 16
- 2046399102-9113 Population Characteristics and Cigarette Yield As Determinants of Smoke Exposure
- 2046399114 17
- 2046399115-9123 Smoking History, Cigarette Yield and Smoking Behavior As Determinants of Smoke Exposure.
- 2046399124 Andrews Office Products Capitol Heights, Md (K) 18
- 2046399125-9216 Out of the Shadows Understanding Sexual Addiction Second Edition
- 2046399217 Andrews Office Products Capitol Heights, Md (K) 19
- 2046399218-9220 Morbidity and Mortality Weekly Report Progress in Chronic Disease Prevention Smoking Cessation During Previous Year Among Adults - United States, 900000 and 910000
- 2046399221 Andrews Office Products Capitol Heights, Md (K) 20
- 2046399222-9224 Research Report Can Carrots Be Addictive? An Extraordinary Form of Drug Dependence
- 2046399225 Andrews Office Products Capitol Heights, Md (K) 21
- 2046399226-9233 Running Addiction: Measurement and Associated Psychological Characteristic
- 2046399234 Andrews Office Products Capitol Heights, Md (K) 22
- 2046399235-9252 Goth's Medical Pharmacology
- 2046399253 Andrews Office Products Capitol Heights, Md (K)
- 2046399254-9272 An Analysis of the Addiction Liability of Nicotine
- 2046399273 Andrews Office Products Capitol Heights, Md (K) 24
- 2046399274-9283 Modulation of Nicotine Receptors by Chronic Exposure to Nicotinic Agonists and Antagonists
- 2046399284 Andrews Office Products Capitol Heights, Md (K) 25
- 2046399285-9288 the Effect of Running on Plasma Beta-Endorphin
- 2046399289
- 2046399290 Library Copy: Please Return
- 2046399291 Submission of Philip Morris Usa and the American Tobacco Company to the Drug Abuse Advisory Committee in Connection with Its Meeting on 940802 Volume 3.02
- 2046399292 21 Andrews Office Products Capitol Heights, Md (K)
- 2046399293-9300 Running Addiction: Measurement and Associated Psychological Characteristics
- 2046399301 22 Andrews Office Products Capitol Heights, Md (K)
- 2046399302-9319 Goth's Medical Pharmacology Drug Abuse and Dependence
- 2046399320 23 Andrews Office Products Capitol Heights, Md (K)
- 2046399321-9339 An Analysis of the Addiction Liability of Nicotine
- 2046399340 24 Andrews Office Products Capitol Heights, Md (K)
- 2046399341-9350 Modulation of Nicotine Receptors by Chronic Exposure to Nicotinic Agonists and Antagonists
- 2046399351 25 Andrews Office Products Capitol Heights, Md (K)
- 2046399352-9355 the Effect of Running on Plasma B-Endorphin
- 2046399356 26 Andrews Office Products Capitol Heights, Md (K)
- 2046399357-9375 Shopaholics Serious Help for Addicted Spenders Chapter 3 Nature of Addiction
- 2046399376 27 Andrews Office Products Capitol Heights, Md (K)
- 2046399377-9380 Effect of Transdermal Nicotine Delivery As An Adjunct to Low-Intervention Smoking Cessation Theraphy
- 2046399381 28 Andrews Office Products Capitol Heights, Md (K)
- 2046399382-9394 Measuring Nicotine Dependence: A Review of the Fagerstrom Tolerance Questionnaire
- 2046399395 29
- 2046399396-9419 Tolerance Withdrawal and Dependence on Tobacco and Smoking Termination
- 2046399420 30 Andrews Office Products Capitol Heights, Md (K)
- 2046399421-9426 Methods Used to Quit Smoking in the United States Do Cessation Programs Help?
- 2046399427 31 Andrews Office Products Capitol Heights, Md (K)
- 2046399428-9434 Effect of Transdermal Nicotine Patches on Cigarette Smoking A Double Blind Crossover Study
- 2046399435 32
- 2046399435A Symposium Smoking Cessation: A Comparison of Aided Vs. Unaided Quitters / Attempters. Predictors of Early Relapse.
- 2046399436 33
- 2046399437-9448 Mind Matters How Mind and Brain Interact to Create Our Conscious Lives
- 2046399449 34
- 2046399450-9452 Cigarette Craving, Smoking Withdrawal, and Clonidine
- 2046399453 35
- 2046399454-9456 Psycological and Pharmacological Influences in Cigarette Smoking Withdrawal: Effects of Nicotine Gum and Expectancy on Smoking Withdrawal Symptoms and Relapse
- 2046399457 36
- 2046399458-9463 Crs Report for Congress Cigarette Taxes to Fund Health Care Reform: An Economic Analysis
- 2046399464 37
- 2046399465-9472 22.4 Caffeine and Tobacco Dependence
- 2046399473 38
- 2046399474-9476 Pinball Wizard: the Case of A Pinball Machine Addict
- 2046399477 39
- 2046399478-9492 Reviews Caffeine Physical Dependence: Review of Human and Laboratory Animal Studies
- 2046399493 40
- 2046399494-9498 Brief Report Reactions to Withdrawal Symptoms and Success in Smoking Cessation Clinics
- 2046399499 41
- 2046399500-9505 Nicotine or Tar Titration in Cigarette Smoking Behavior?
- 2046399506 42
- 2046399507-9511 Brief Report Blood Nicotine, Smoke Exposure and Tobacco Withdrawal Symptoms
- 2046399512 43
- 2046399513-9523 Conference Report Involvement of Tobacco in Alcoholism and Illicit Drug Use
- 2046399524 44
- 2046399525-9535 Pharmacologic Basis and Treatment of Cigarette Smoking
- 2046399536 45
- 2046399537-9550 'chocolate Addiction': A Preliminary Study of Its Description and Its Relationship to Problem Eating
- 2046399551 46
- 2046399552-9562 Smoking Cessation Methods: Recommendations for Health Professionals. Advisory Group of the European School of Oncology
- 2046399563 47
- 2046399564-9574 Nicotine Yield As Determinant of Smoke Exposure Indicators and Puffing Behavior
- 2046399575 48
- 2046399576-9581 Psychological Analysis of Establishment and Maintenance of the Smoking Habit
- 2046399582 49
- 2046399583-9586 Seminars in Respiratory Medicine Appetitive Functions and Dysfunctions: Tobacco
- 2046399587 Andrews Office Products Capitol Heights, Md (K)
- 2046399588 Endorphins, Eating Disorders and Other Addictive Behaviors
- 2046399589-9621 the Clinical Phases of Anorexia Nervosa and Their Relevance to Endorphin Addiction
- 2046399622 51
- 2046399623-9632 Pharmacotheraphy for Smoking Cessation: Unvalidated Assumptions, Anomalies, and Suggestions for Future Research
- 2046399633 52
- 2046399634-9641 Risk - Benefit Assessment of Nicotine Preparations in Smoking Cessation
- 2046399642 53
- 2046399643-9650 Should Caffeine Abuse, Dependence, or Withdrawal Be Added to Dsm - IV and Icd - 10?
- 2046399651 54
- 2046399652-9660 Tobacco Withdrawal in Self - Quitters
- 2046399661 55
- 2046399662-9669 Symptoms of Tobacco Withdrawal A Replication and Extension
- 2046399670
- 2046399671-9763 Submission of Philip Morris Usa and the American Tobacco Company to the Drug Abuse Advisory Committee in Connection with Its Meeting on 940802 Volume 3.03 Effects of Abstinence From Tobacco A Critical Review
- 2046399764 57
- 2046399765-9769 Reports From Research Centres - 21 Human Behavioral Pharmacology Laboratory University of Vermont
- 2046399770 58
- 2046399771 Withdrawal Symptoms and Smoking Cessation
- 2046399772 59
- 2046399773-9778 Nicotine Vs Placebo Gum in General Medical Practice
- 2046399779 60
- 2046399780-9783 Prevalence of Tobacco Dependence and Withdrawal
- 2046399784 61
- 2046399785-9790 Signs and Symptoms of Tobacco Withdrawal
- 2046399791 62
- 2046399792-9798 Patterns and Predictors of Smoking Cessation Among Users of A Telephone Hotline
- 2046399799 63
- 2046399800-9820 Current Concepts of Addiction
- 2046399821 64
- 2046399822-9861 the American Academy of Psychiatrists in Alcoholism and Addictions 910000 Annual Meeting
- 2046399862 65
- 2046399863-9915 the Pharmacological Basis of Therapeutics Eighth Edition Chapter 22 Drug Addiction and Drug Abuse
- 2046399916 66
- 2046399954 67
- 2046399955-9957 Commentary Trivializing Dependence
- 2046399958 68
- 2046399959-9968 the Favorite Cigarette of the Day
- 2046399969 69
- 2046399970-9971 Overview: Alternative Forms of Pharmacologic Treatment
- 2046399972 70
- 2046399973-9974 British Medical Journal No 6891 Volume 306
- 2046399975 71
- 2046399976-9981 Original Contributors Predicting Smoking Cessation Who Will Quit with and Without the Nicotine Patch
- 2046399982 72
- 2046399983-0019 the Selling of Dsm the Rhetoric of Science in Psychiatry
- 2046400020 73
- 2046400021-0028 the Nosology of Abuse and Dependence
- 2046400029 74
- 2046400030-0035 Use and Misuse of the Concept of Craving by Alcohol, Tobacco, and Drug Researchers
- 2046400035A
- 2046400036-0045 Submission of Philip Morris Usa and the American Tobacco Company to the Drug Abuse Advisory Committee in Connection with Its Meeting on 940802
- 2046400046 75
- 2046400047-0048 What Researchers Make of What Cigarette Smokers Say: Filtering Smokers' Hot Air
- 2046400049 76
- 2046400050-0055 the Use of Flavor in Cigarette Substitutes
- 2046400056 77
- 2046400057-0060 Failure to Support the Validity of the Fagerstrom Tolerance Questionnaire As A Measure of Physiological Tolerance to Nicotine
- 2046400061 78
- 2046400062-0067 Effects of Cigarette Smoking on Electrodermal Orienting Reflexes to Stimulus Change and Stimulus Significance
- 2046400068 79
- 2046400069-0074 Behavioral (Non-Chemical) Addictions
- 2046400075 80
- 2046400076-0078 Nicotine Infused Into the Nucleus Accumbens Increases Synaptic Dopamine As Measured by in Vivo Microdialysis
- 2046400079 81
- 2046400080-0085 the Chemistry of Craving
- 2046400086 82
- 2046400087-0102 the Disease Controversy Revisited: An Ontologic Perspective
- 2046400103 83
- 2046400104-0134 A Psychopharmacological and Psychophysiological Evaluation of Smoking Motives
- 2046400135 84
- 2046400136-0146 Predictors and Reasons for Relapse in Smoking Cessation with Nicotine and Placebo Patches
- 2046400147 85
- 2046400148-0155 Clinical Trials and Therapeutics Nasal Spray Nicotine Replacement Suppresses Cigarette Smoking Desire and Behavior
- 2046400156 86
- 2046400157-0163 Predictors of Smoking Cessation in A Sample of Italian Smokers
- 2046400164 87
- 2046400165-0167 Clarification and Standardization of Substance Abuse Terminology
- 2046400168 88
- 2046400169-0179 the Role of Nicotine in Tobacco Use
- 2046400180 89
- 2046400181-0186 Pharmacoepidemiology and Drug Utilization How the Steady - State Cotinine Concentration in Cigarette Smokers Is Directly Related to Nicotine Intake
- 2046400187 90
- 2046400188-0192 Transdermal Nicotine As A Strategy for Nicotine Replacement
- 2046400193
- 2046400194-0198 Sensory Blockade of Smoking Satisfaction
- 2046400199 92
- 2046400200-0204 Brief Report Subjective Response to Cigarette Smoking Following Airway Anesthetization
- 2046400205 93
- 2046400206-0212 Intervention Strategies for Smoking Cessation the Role of Oncology Nursing
- 2046400213 94
- 2046400214-0219 Reduction of Tar, Nicotine and Carbon Monoxide Intake in Low Tar Smokers
- 2046400220 95
- 2046400221-0234 Long-Term Switching to Low-Tar Low-Nicotine Cigarettes
- 2046400235 96
- 2046400236-0239 Comment Recidivism and Self-Cure of Smoking and Obesity: An Attempt to Replicate
- 2046400240 97
- 2046400241-0249 Recidivism and Self-Cure of Smoking and Obesity
- 2046400250 98
- 2046400251-0263 Public Forum Love: Addiction or Road to Self-Realization, A Second Look
- 2046400264 99
- 2046400265-0274 Pharmacological and Non-Pharmacological Smoking Motives: A Replication and Extension
- 2046400275 100
- 2046400276-0289 Overcoming the Loss of A Love: Preventing Love Addiction and Promoting Positive Emotional Health
- 2046400290 101
- 2046400291-0298 the Health Benefits of Smoking Cessation A Report of the Surgeon General
- 2046400299 102
- 2046400300-0338 the Health Consequences of Smoking Nicotine Addiction A Report of the Surgeon General
- 2046400339 103
- 2046400340-0357 the Health Consequences of Smoking Chronic Obstructive Lung Disease A Report of the Surgeon General Chapter 6. Low Yield Cigarettes and Their Role in Chronic Obstructive Lung Disease
- 2046400358 104
- 2046400359 Smoking and Health Report of the Advisory Committee to the Surgeon General of the Public Health Service
- 2046400360-0369 Chapter 13 Characterization of the Tobacco Habit
- 2046400370 105
- 2046400371-0375 Is Nicotine Use An Addiction
- 2046400376 106
- 2046400377-0391 Nicotine Pharmacodynamics: Some Unresolved Issues
- 2046400392 107
- 2046400393-0400 Craving for Cigarettes
- 2046400401 108
- 2046400402 Smoker Motivation A Review of Contemporary Literature
- 2046400403-0453 Chapter 1 Trends in Cigarette Consumption and the Sociodemographic Structure of the Smoking Population in Developed Industrial Countries
- 2046400454 109
- 2046400455-0461 Increase of Circulating Beta-Endorphin-Like Immunoreactivity Correlates with the Change in Feeling of Pleasantness After Running
- 2046400462 110
- 2046400463-0469 New Data Note Series - 20 Severity of Dependence: Data From the Dsm-IV Field Trials
- 2046400470 111
- 2046400471-0479 World Health Organization Technical Report Series No. 551 Who Expert Committee on Drug Dependence Twentieth Report
- 2046400480 112
- 2046400481-0489 Cigarette Brand-Switching: Effects on Smoke Exposure and Smoking Behavior
- 2046400490
Related Documents:
Document Images
I
I
I
I
I
I
I
I
I
I
I
I
I
I
~
I
I
1 Tobacco smoking and nicotine
dependence
Jerome H. Jaffe
1.1 Introduction
Over the past 20 years there has been a major reassessment of the way that the
medicaJ and behavioural sciences vicw the habitual use of tobacco. For more
than 400 years there was little question that the use of tobacco could be a habit
that is exceedingly persistent and resistant to change, but until recently there
was strong reluctance to consider the tobacco habit a form of drug depen-
dence, analogous in most respects to the chronic use of morphine, cocaine, or
alcohol. The situation has changed. Prestigious national and international
organizations now recognizc heavy tobacco use to be a form of dependence (or
addiction), a dependence that is the major factor keeping hundreds of tnilliotu
of people smoking a substance that causes disease and death (Royal College of
Physicians 1977; Surgeon General 1979, 1985, 1986; APA 1980, 1987; WHO
1985).
In May of 1988, the Surgeon General of the United States released a report
entitled Nrcotiae Addiction. The 600-page report, which incorporated the
contributions of more than 50 scientists, and cited more than 2500 published
scientific papers, drew the following three major conclusions:
1. Cigarettes and other forms of tobacco are addictive.
2. Nicotinc is the drug in tobacco that causes addiction.
3. The phartnacologieal and behavioural processes that determine tobacco
addiction are similar to those that determine addiction to drugs such as
heroin and cocaine.
This chapter (which was completed before the release of the 1988 US Surgeon
General's report) summarizes the rationale for the earlier separation of
tobacco use from other varieties of drug dependence. The chapter also sumraa-
rizes some of the findings from the large body of recent research which have
forced the scientific community to include this most common form of drug
dependence with the others.
1.2 Nicotine as a drug of dependence
1.2.1 The exclttsion of tobacco use as drug dependence
in the light of current views about tobacco dependence, it is reasonable to ask
how it was possible to consider the behaviour as anything other than a form of
I

I
I
I
I
I
I
I
I
I
I
I
I
I
Z Alicotine Psychopharmacology
drug dependence. Two major beliefs about addiction or drug dependence seem
to have played a role. Firstly, marked drug toleran« and dramatic, obvious,
and severe withdrawal phenomcna were considered inherent aspects,of the
'true addictions'. Secondly, addictions (morbid cravings for drugs) were asso-
ciated primarily, if not exclusively, with drugs which at some stage in their tue '
induce states of intoxication, thereby affecting the users' judgemcnt, person-
ality, and will-power. It is not difficult to see in the writings of respected
scholars and researchers of the not too distant past how these beliefs could
lead to a sharp distinction between tobacco use and other patterns of drug
taking that were readily categorized as addictions.
Sir Humphrey Rolleston (Rolleston 1926), who headed the committee which
set the tone for the British response to opiate dependence for many years to
come, wrote:
The Ministry of Health's Departmentai Coaursittee on Morphinc and Heroin Addiction
(1926) defined an addict as a'penon who, not requiring the continued use of a drug for
the relief of the syMptoms of organic disease, has acquired, as a result of repe2ted
administrauon, an overpowrrin= desire for its continuance, and in whom withdrawal of
the drug lcads to definite symptoms of mental or physical distress or disorder.' That
smoking produces a craving for more when an attempt is made to give it up ... is
undoubted, but it can seldom be accurately described as overpowering, and the effects
of its withdrawal, though there may be definite rectktmess and instabitity; cannot be
compared with the physical distress caused by withdrawal in morphine addicts. To
regard tobacco as a dtvg of addiction ma,y be all very wd1 in a htunorous sensc, but it is
hardly accurate
Louis Lewin (1931), sometimes called the Father of Psychopharmacology,
was unimpressed by either the degree to which nicotine tolerance develops or
the severity of the tobacco withdrawal syndrome.
It is, moreover, common knowledge that the use of tobaao for smoking and chewing
does not necasiute a progressive increase of the dose as in the case in other toxic
substanees and thaz the symptoms due to withdrawal of tobaeao, if they octur at aA, are
easily overcome. These latter consist of an cctreae feeling of disoomfort and eventually
bad humour and dejection. It is very exceptionally thai graver symptoms occur.
Lewin gave significant weight to the differences between the effects of nicotine
and other psychoactive drugs on mental functions.
Smoking does not ea11 forth an exultation of internal weU-bdng as does the use of wine,
but it adjusts the working condition of the mind and the disposition of many mentally
active persons to a kind of serenity or'quieti.nm' during which the aetivity of thought is
in no way disturbed, and froat a pbysieal point of view a certain ealmneas of movement
ocarrs.
Paradoxically, perhaps, from a present-day perspective, Lewin recognized the
power over behaviour which could be exerted by nicotine.
p
~
~
Ca
~ F+
C70
I

I
I
I
I
I
I
I
I
I
I
I
I
I
I
I
~
I
I
Tobacco smolang and nicotirte dependence 3
'i'hcre is no hope for the inveterate cigarcue-smoker. Not even the prospect of
premature death serves to bring about a laucning of the pusion, even if the organism
W given waraing in this respect. I have frequently made this observation in many etses
where I have been consulted. Yolenri non fit injuria! Such foolish folk, who woutd
rather die of nicotinism than curb their passion for smoking, are also subject to predes- "
tination. Their ashes supply them with the final object of thcir dcsires.
The central importance of physical dependence and of psychotoxicity also
appeared to have formed the basis for the efforts in 1952 and again in 1957 of
the W H O Expert Committees on Drugs Liable to Produce Addiction to
propose formal criteria for differcntiating a drug `habit' from a drug
`addiaion'. According to those criteria, both conditioas are a result of
repeated consumption of a drug. Drug addiction was seea as 'a state of
periodic or chronic rntoxicatioR produced by the repeated consumption of a
drug', and the urge to use the drug was seen as 'an overpowering desire or nee%
(coniptilsion)' in contrast to only a`desire' in the case of a habit; furthermo,
the compulsion to use implied a willingness to violate socially accepted nortri.i
(`obta9n it by any means'). In an addiction, tolerance and physical dependence
were present, while in a habit there was no physical dependence and no
abstinence syndromc. In an addiction, the behaviour was harmful to the indi-
vidual and society; in a habit the harm was only to the individual (WHO
1957).
From our present-day perspective, it is apparent that the WHO Expert
Committees tried to make use of three often non-correlated dimensions in
making the distinction between addictions and habits:
(1) the degree to which the drug comes to exert control over behaviour (or the
individual losa flexibility with respect to drug use):
(2) the severity of the manifestatiott.s of physical dependence;
(3) `thc deg= to which the use of the drug produces psychotoxicity and causes
advargc effects to the individual and/or society.
The emphasis placed by these WHO Expert Committees on the concept of
drug `intoxication' rather than on a more morally-neutral term such as
`rcin.forcing effects' of the drug should not be seen as either arbitrary or
moralistic. The words used to describe s;elf-administered drugs or the people
who use them are not always comparable in different lanEuaQes. The English
word 'addiction' (derived from a Latin legal term for consigning a person as
slave over to a master) implies only that the individual is controlled (enslaved)
by the drug-using behaviour. In other languages, however, the very words used
for addiction carry additional implications. Thus, In Hungarian the word for
addict means literally one who uses stupefying drugs; in Chinese the character
for addiction conveys the idea of hidden or secret sickness. In the Spanish
I

I
I
I
I
I
I
I
I
I
I
I
I
I
I
I
I
I
4 Nicotine Psychopharmncology
'estupefaciente' and the French `droguc', the notion of intoxication is incor-
porated into lhe very words used for drugs which are self-administered for
non-therapeutic purposes.
1.2.2 A Surgeon General's report
fn the 1964 report of the Advisory Committee of the US Surgeon General on
Smoking and Health, these WHO Fxpert Comrnittcc criteria were used as the
basis for viewing tobacco use as a 'habit' rather than an addiction. The
committee was also influenced by another consideration that may have been
only implied by the then operative 1957 W H O Expert Committee criteria. The
prevailing view among psychiatrists was, that 'addiction to potent drugs is
based upon serious pcrsonality defects from underlying psycbologic or
psychiatric disorders which may become manifest in other ways if the drugs
are removed'. It was obvious to the committee that this is not the case with the
overwhelming majority of tobacco smokers. However, the primary reasons for
the decision to call heavy, even compulsive smoking a`habit' but not an
'addiction' were_
(1) the absence of clear evidence of nicotine-induced physical dependence in
animal models;
(2) the belief that symptoms observed when smokers stop tobacco use were
`secondary to the deprivation of a desired object or habitual experience'
(and not a specific nicotine withdrawal syndrome);
(3) the variable duration of these cessation symptoms;
(4) the non-fatal nature of sudden cessation of tobacco use;
(5) the belief that the obvious tolerance of smokers for nicotine was of low
grade and of a distinct variety since excessive doses could still elicit toxic
effects;
(6) the varicty of interventions which seemed to be equally cfficaaous (or non-
efficacious) in helping motivated amokers give up the behaviour. The
absence of 'psychotoxic' effects was not emphasized.
it is worth noting that this historic doeturunt expressed little doubt that the
primary reason so many people smoked tobacco was to obtain nicotine.
However, the door was left open to the possibility that other irritants in
smoke, which contribute to the sensory experience, could play some role in the
behaviour:
By 1964 (too Iate for use in the US Surgeon General's report), the problems
inhereat in attempting to use several uncorrelated dimensions to separate
'habits' from 'addictions' led the W HO Expert Committee to recommend
abandoning both terms in favour of the concept of drug dependence and to
emphasize that what constituted dependence was to be spelied out for each
drug or drug category. Drug dependence was defined as 'a state, psychic and
sometimes also physical, resulting from the interaction between a living
I

I
I
I
I
I
I
I
I
I
I
I
I
I
I
I
Tobncco smoking and nfcatine dependence - 5
organism and a drug, characteriaed by behavioural and other responses that
a.tways includc a compulsion to take the drug on a continuous or periodic basis
in order to experience its psychic effects, and sometimes to avoid the discom=
foct of its absence. Tolerance may or may not be present. A person may be
dependent on more than one drug' (Eddy et al. 1965).
Despite this broader definition, in several subsequent reports w H O F,xpert
Coaimittees developed eight categories of dependence-producing dru.gs, but
made no reference to tobacco or nicotine. It was not until the report of 1974
( W H O 1974) that the committee stated that:
... though not listed above, It (tobaccoJ clearly is a dcpendence-producing substancc
wieh a capacity to cause physical harm to the user, and its use is so widespread as to
constitute a public health problem. However, unlike the types of dependence-produciag
drug just noted, it produces rclatively little stimulation or depression of the central
nervous systau, or disturbance: in perception, mood, thinking, behaviour or motor
tllncuon. Any such psychoto;de effects produced by tobacco, even when it is used in
large amounts, are slight compared with those of the types of dependena-produein.g
drugs listed above.... Attention has been restricted to the use of dependence-
produana drugs apable of ezerting major psyehotouc effects
Thus, it can be seen that the notions about the importance of sevzrerwith-
drawai symptoms and drug-induced psychotoxic effects served to separate
tobacco dependence from other drug-using patterns which, compared with the
tobacco habit, often exerted less persistent and less pervasive control over the
behaviour of the user. In the WHO-sponsored ninth version of Intcrnational
Classification of Diseases (ICD-9) (WHO 1978), tobacco dependence is listed
separately from other drugs because of the abseacc of 'psychotoxic effects'.
But even the mention of tobacco dcpetdence is significant. Something
happened between the 1960's and 1974. Just what happened may never be
entirely clear, but several findings, decisions, and events seem worth noting.
The failure of smokers to respond to health proaouncctaeats with a wholesale
abandonment of smoking underscored the tenacity of the behaviour.
Researchers in the field of the addictions took note. Pharmacologists began
cmphasiune the importance of nicotine as the addictive agent in tobacco
(Armitage er ai. 1968; Jarvik 1970), and around the same time an influential
review focused attention on behavioural factors in the pharmacology of addic-
tive processes (Schuster and Thompson 1969). The Addiction Research Unit at
the Inslitute of Psychiatry in London created a unit to study tobacco
dependence. In 1971, Michael Russell, a a:ember of that unit, published a
short, but powerful summary of the argument for nicotine as a dependence-
producing drug. Russell's paper in turn influenced Brecher (1972) in the
United States, who wrote a widely read book (LicFt and Illicit DneYs) expres-
sing a similar view, under the sponsorship of the respected Consumers Union.
Simultaneously, in the United States, in the early 1970's there was increased
boldness in describing tobacco use along with other forms of drug dependence
in standard texts of pharmacology (see Jaffe 1975), and the committee to
revise the American Psychiatric Association's (APA) Diagnostic and
.
I

I
I
I
I
I
I
I
I
I
I
I
I
I
I
6 Nicotine Psychopharmacology
Statistical Manual (DSM) was at least debating the need to include tobacco
dependencc among the diagnostic possibiifties. In 1977, the Royal Coltege of
Physicians described tobacco smoking as a form of drug dependeace
comparable to other forms of addiction. An early proposal to create specfal
criteria for tobacco dependence because of the large nurnbcr of dependent
smokers in the population was abandoned (see Jaffe and Jarvik 1978), but
tobauo dependence was included in D S M-III in 1980 (AP A 1980).
Emboldened by these developments in the academic and professional world,
the National Institute on Drug Abuse made a decision in the late 1970's to
increase funding for research on tobacco use and dependence. All of these
events and decisions helped to fuel the great increase in research on tobacco
dependence, only some.of which is highlighted in this introductory chapter.
1.2.3 Recent changes in the concept of drug dependence
The concept of tobacco use as a form of drug dependence cannot be discussed
without some consideration of the way in which ideas about drug dependence
have continued to evolve. For a variety of reasons, the criteria for diagnosing
drug dependence incorporated into DSM-IIi in 1980 continued to give inordi-
nate weight to evidence of withdrawal syinptocns (physical dependence), thus
continuing the confusing ovcrlap between biological adaptations to the admin-
istration of a drug and drug dependence as a bio-behavioural syndrome in
which physical dependence, when present, is but one element. Meanwlule, a
WHO working group on nomenelature of drug and alcohol-related problems
was developing a terminology and a diagnostic framework that could better
incorporate newer research findings and evolving concepts. The most impor-
tant of these concepts were that:
(1) dependence is a clustering of phenomena - cognitive, behaviotual, and
Physiological;
(2) learning is a central element in the dependence process;
(3) multiple criteria are neceusry for its assessment and evidence of physical
dependence (neuroadaptation) is just one and not necessarily the most
irapoitant;
(4) the dependence syndrome is not absolute but exist.s in different degrees.
These ideas, as well as :otne suggested 'dimensions' for deciding to what
degree dependenee exists, were incorporated into a W H O memorandum
(Edwards et cl. 1981). Thus, in a movement away from the effort to develop
criteria for types of dependence based on pharmacological categories, this
WHO group proposed a general model of dependence which was applicable
across a broad range of pharmacological agents. For the first time in 15 yeats,
W H O definitions and terminology coincided with that in at least one standard
pharmacology textbook (Jaffe I975,1980). After considerable debate, most of
the ideas of the WHO memorandum, including the notion of a syndrome that
~
W
CD
~ ~

Tobacco smoking and nicotine dependence - 7
I
I
I
I
I
I
I
I
'I
I
I
I
I
I
I
I
I
vaties in intensity, werc incorporated into a revised version of the APA's
Diagnostic and Statistical Manual (D S M-I IIR) in 1987. The D S M-I II-R
criteria for drug dependence (I'ablc 1.1) were designed to a considerable eztent
to assess the phenomena or dimensions of the drug-dependence syndrome as'
described in the 1981 WHO memorandum (Edwards et Ql. 1981). Evidence of
physical dependence and tolerance, once the central feature of dependence in
previous conceptualizations, now became one of sevcral characteristic
features. The material to be suummarized here will touch upon the degree to
which tobacco use meets this set of criteria. Because of its historical signi-
ficaace, and because of older perceptions of the central importance of with-
drawal symptoms, evidence for tobacco physical dependence will be
considered first.
Tahle 1.1. Diagnostic criteria for psychoactive substance dependence of the
American Psychiatric Association (1987)
A. At least three o f the following:
(1) substance oftea taken in larger amounts or over a longer period than the
person intendnd
(2) persistent desire or one or more unsuccessful efforts to cut down or control
substance use
(3) a gw deal of time spent in aaivities necrssary to act the substance (for
exarapte, theft), taking the substance (for ezample, chain smokiar), or
recovering from its effetu
(4) frequent intouituion or withdrawal symptoms when expected to fulfil major
role obligations at work. school or home (for example, does not go to work
because hung over, goes to school or work 'high', intoxicated while taking care
of his or her children), or when substsaee use is physically barasdous (for
exatnple, drives when intoxi2ted)
(S)- naportant social, occupational or recreational activities given up or reduced
because of substanee use
(6) continued substance use despite knowledge of having a persistent or recurrent
social, psychological or physical problem that is caused or exacerbated by the
use of the substance (for example, keeps using heroin despite family arguments
about it, cocsiao-induced depression, or having an ulcer made worse by
~
(7) marked tolernace: need for markedly increased amounts of the substance (i.e.
at least a 50 per cent inereasc) in order to achieve intoxication or desaYd effect,
or markedly diminishing effect with continued use of the same amount
Note: The following items may not apply to cannabis, hallucinogetu, or phencyclidine
(PCP):
(8) characteristic withdrawal symptoms (see specific withdrawal syndromes under
Psyehoactive Substance-induced Organie Mental Disorders)
(9) substance often takea to rrlieve or avoid withdnwal symptoms
B. Seme symptoms of the distnrbancr have persisted for at least one month, or have
occutred repe=redly over a longer period of time
I

a Nicotine Psychophnrmocoloyry
I
I
I
I
I
I
I
I
I
I
I
I
I
I
I
-1.3 Criteria for drug dependence
1.3.1 Withdrawal symptoms
1.3.1.1 The evidence for a tobacco (nicotine) withdrawal syndrome As early
as 1942, Johnston reported that injections of nicotine rclieved withdrawal
symptoms experienced when a cisarette smoker stopped smoking. In 1945, it
was reported that some smokers given low nicotine cigarettes experienced
symptoms, now recognized as tobacco-withdrawal symptoms (Finnegan et al.
1945). However, carefully controlled experiments on tobacco withdrawal
comparable to those used to establish the nature and specificity of opiate,
barbiturate, and alcohol withdrawal syndromes were not carried out until
many years later.
Over the past decade there have been numerous studies on the characteristics
and time course of the tobacco withdrawal syndrome and its relationship to
reduction in nicotine intake. These studies were aided in substantial measure
by better methods to measure body levels of nicotine, assess nicotine intake,
observe and record withdnwal phenomena, and manipuiate levels of nicotine
in the body. Many experiments have been carried out using nicotine polacrilex
(nicotine gum); several have employed either intravenous nicotine, nicotine
nasal solutions, nicotine patches which permit nicotine to be absorbed through
the skin, or in at least one, a dgarette-like device which delivers nicotine
vapour. Nevertheless, the demonsttaiion of which signs and symptoms are
spedfic to nicotine deprivation remains partially incomplete because of Ifmi-
tations on the forms and doses of nicotine that can be given safely to human
voiunteers, and because not ai] researchers use the same instruments to observe
and record the signs and symptoms of withdrawal. Only a few experiments
have involved repetitive intravenous nicotine doses, or nicotine inhaled in a
form that is rapidly absorbed into the circulation. Either of these methods
would tuimic better the sudden sharp increascs and brain levels of nicotine
which occur when cigarette smoke is inhaled than do buccal, nasal, or
transdermal routes.
Despite these limitations there is reatarkable consistency in the sigas and
symptoms reported from various parts of the world when cigarette smokers
stop smoking.l3ese include craving for tobacco (nicotine), irritability, impa-
tience, frustration or anQer, aaxiety, difficulty concentratfng. restlessness,
decreascd heart rate, increased appetite, weight gain, depreuion, disturbed
sleep, constipaiion. difficulty in socializing, deereased levels of adrenaline and
noradrenaline in urine, altered ekctroencephalographic patterns while awake
(increased slow waves) and while asleep (increased REM sleep), and decre-
meats in performance on a variety of cognitive tasks (Myrsten a a!. 1977;
Elgerot 1978; Gailford 1966; Ryan 1973; Larson and Silve2te 1975; Shiffman
and Jarvik 1976; Wesaes and Warburton 1984; Jarvis st a!. 1982; West et aL
1984; Hughes et a!. 1984; Hughes and Hatsukarni 1986; Fagerstrom 1988;
t`?
Q?
~
~
~ ~

I
Tobacco smokng and nicotine dependence _ 9
I
I
I
I
I
I
I
I
I
I
I
I
I
I
I
I
I
hienningfield and Jasinski 1988). Some of these symptoms are also seen after
cessation of stnohcless tobacco (for example, snuff) (Hatsukami et al. 1987)
although overall syndrome severity may not be as great; also, some of the
symptoms may be due to the ending of direct effects of nicotine. Only some of -
these symptoms are listed as criteria in DSM-III-R (APA 1987) bbecause ttlat
documcnt gave greater weight to symptoms observed in recent controlled
prospective studies in the United States.
The consistency of the pattern of tobacco withdrawal symptoms in different
countries argues for a biologically based and largely unlearned syndrome.
However, the most persuasive evidence that components of the syndrome ate
due to withdrawal of aicotine is that in double-blind studies, nicotine is far
superior to placebo in suppressing or preventing the appearance of many of
the signs and symptoms (Hughes er al. 1984; Sch:leider et al. 1984; West et al.
1984; Fagerstrom 1988; Stitzer and Gross 1988; Henningfield and Jasinski
1988).
In placebo-gum controlled studies, certain signs and symptoms appear to be
more consistently suppressed than others by currently available dosage forms
of nicotine gum. Irritability and impatience were reduced in at Ieast five
independent studies; arudety and difficulty concentrating were reduced in at
least two studies. Other sy7nptoms where nicotine vessus placebo-gum differ-
ences in severity were significant in at least one study include depression,
hunger, somatic complaints, and sociability. At least three studies of nicotine
gum.reporz a reduction in urge to use or craving for tobacco (Hjalmarson
1984; Schneider 1986; Stitzer and Gross 1988) but a number of other studies
have not found such a reduction. Reduction in craving was seen with trans-
dcrmal nicotine (Rose er al. 1985a). However, as pointed out by West (1988)
much depends on how the questions are asked. Smokers may report severe
craving endorsing the hi;ghest category on 'the craving scale, but if asked, they
may also report that craving is helped by the use of the gum or other nicotine
delivery forms.
Equally persuasive support for the view that these various symptoms are
related to nicotine withdrawal is the observation that some former smokers
who stop smoking cigarettes with the aid of nicotiae gum develop physical
dependence on the gum. When placebo gura is substituted for nicotine Zum in
long-term users, nicotine withdrawal symptoms emerge (West and Russetl
1985a; Hughes et al. 1986). In one double-blind cross-over study of 8 smokers,
who were using about 10 pieces of gum per day but had not smoked cigarettes
for at least one month, placebo substitution resulted in irritability, in;dety,
restlessness, impatience, difficulty concentrating and hunger, as well as
craving for tobacco. Observer-rated withdrawal discomfort increased for 7 out
of 8 subjects. In the two subjects who had the highest ratings of withdrawal
discomfort iduriag placebo substitution, one relapsed to cigarettes, the other to
known nicotine gum. Most subjects could discriminate placebo from nicatine
gum on the basis of withdrawal discomfort, but not on the basis of taste or
I

I
I
I
I
I
I
I
I
I
I
I
I
I
I
I
10 Nicotine PsychopharmacoIogy
side-effects. The magnitude of withdrawal discomfort was comparable to that
seen after smoking cessation (Hughes et al. 1986). In gum users who had
stopped smoking for a year or more, nicotine withdrawal symptoms, vi+ithout
craving for cigarettes, were observed (West and Russell 1985a). This pattern of
suppression and re-emergencx of symptoms can leave little doubt that compo-
nents of the tobacco withdrawal syndrome are due to nicotine withdrawal and
not merely due to the eatotional experience associated with the loss of 'a
desired object'.
1.3. 1.2 .isptcts of tobacro withdrawal in rreed oJJrrrther research Several
aspects of the tobacco withdrawal syndrome are not yet fully explained.
Firstly, why is there such an inconsistent relationship between apparent
tobacco intake and the severity of the syndrome? Secondly, why is there such
variability between individuals in the manifestations of withdrawal? Thirdly,
why has it sometimes been so difficult to reduce craving for cigarette smoke (as
opposed to other rymptoms) with nicotine itseIf? Fourthly, what explains the
great variability in duration of withdrawal symptomatology? Fifthly, why is
the sevcrity of tobaeco withdrawal a weak predictor of successful long-term
abstinence?
While most studies have shown that difficulty in quitting and the severity of
tobacco withdrawal are directly related to the number of cigarettes smoked
(Hughes er al. 1981; Surgeon Genera11985), others have found no relationship
(HuYhes and Hatsuka,mi 1986; West and Russell 198Sb). A partial explanation
for this inconsistent dose-withdrawal severity relationship so typical of other
forms of drug dependence may lie in the tremendous discrepancy between
nicotine intake as estimated from the number of cigarettes smoked and intake
estimated from more direct biological measures. As a device for delivering
nicotine the dgarette permits an btquisite degree of control and the po:sibility
of varying intake of smoke constituents over a wide range. Smokers can vary
not only frequency of each cigarette, but also puff frequency, puff volume,
depth of inhalation. duration of inhalation, degree of dilution of smoke, and
how close to the tip each cigarette is smoked (see Fig. 1.1). As a result, there
can be wide variation in aicotine intake among smokers smoking a comparable
number of cigarettes of the same brand.
Russell and coworkers (Russell 1986) have found almost no correlation
betweea plasma levels of nicotine in the afternoon and the nicotine content of
the brand smoked. While the findings are not yet consistent, several groups
have found correlations between biological measures of nicatine intake, such
as levels of nicotine or its inactive metabolite cotinine, and either difficulty in
quitting or response to treatment with nicotine gum (Hall et al. 1985;
Zeidenbera et ai. 1977). West and Russell (198Sb) found that pre-abstinencc
plasmi nicotine intake sienitiuntly predicted craving, hungcr, restlessness,
inability to concentrate and overall withdrawal severity. Expired carbon
monoxide level, which represents a more indirect estimate of nicotine intake,
C3
W
C.?
I ~
