Philip Morris
22.4 Caffeine and Tobacco Dependence
Fields
- Author
- Greden, J.F.
- Type
- PSCI, PUBLICATION SCIENTIFIC
- BIBL, BIBLIOGRAPHY
- CHAR, CHART, GRAPH, TABLE, MAPS
- BIBL, BIBLIOGRAPHY
- Master ID
- 2046398862/0490
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1026 OiiUG DEKMD£P+CE / C.,WTER 22
22.4
CAFFEINE AND TOBACCO
DEPENDENCE
JOIl.V F GREDE.V. .if D.
INTRODUCTION
Disorders resulting from caffcinc and tobacco use were in-
cludcd for the first time in the Amcrican Psychiatric Associ-
ation's third edition of the Diu,i~nnstir and Sralislirul.llunual
of,tlenrul Dnrtrrlrrs (DSM-111). Sctcral conditions %4crc rcc-
ognized: (1) caffeine intoxication (305.90). categonzcd under
Organic Mental Disorders: (2) tobacco withdrawal (292.00),
also listed under Org3nic Mcntal Disorders: and (3) tohacco
dcpcndcncc (305.14), classificd >;ithin the group of Substancc
Usc Disorders.
Although caffcinc and tobacco arc popularl} considered
nondrugs. compelling pharmacological c%idcncc and a bur-
gconing literature document their clinical impomncr and
justif~ their inclusion in am complete nosological s\stem of
mcntal disordcrs.
CAFFEINE
DEFINITION AND HISTORY Cafcinism is a pharmacolog;cal
statr of acutr or chruntc toaicit} that rcsults from the ingestion of
high doscs of caffrinc. w hcthcr in the form of cofl'cc. tea. cola dnnks.
cocoa. chocolatc. or read l% a%ailahlc mcd cations. including o\cr-
thc-tountcrand prescnpti~panalgnics, cold preparations. stimulants.
and appctitc supressants`CafTrrmsm is a multifaceted s\ndromc
Tencralh cttaractcrizcd b~ a constellation of anxictt and affcctivc
i.mptomso slecp disruptions.qs .c ological or somatic com-
~laints. and -nhdraµal manifesUtions n addition to inducing its
oµn charactensuc clinical s~ndromc in othcrMtsc hcalth% ind ~iduals.
the drug ma} accentuate other ps~chopathologtcs and has tmpOrtant
widcst+rcad intcnnions with commonl% uscd psychutnc treatments.
Caffeine originatcs natunll% in 63 spccics of plants, including tea
ka\es. coffee seeds (bcans). kola nuts, cocoa trccs. ilcx plants or matc,
and cassina. A+ailahlc in various commercial forms for more than a
thousand \ears. its histor\ is chcckcrcd with med cal, moral, and Icgal
dctaotcs ahout potential bcncfiu and dangcrs. An I8ih{cntur\ caf-
fcinc opponent Lamented that the habitual coffee dnnkcr was
a suffercr who is tremulous and loses his self-command. he is
subjcct to fits of agitation and dcpression: he loscs color and has a
haggard appcarancc. The appetite falls ofT, and st mptoms of gsstnc
atarrh ma\ be manifcstcd. The hcan also suf(crs: it palp utn or
it intcrmtts. As with other such agcnts, a rcncr.cd dosc of the
poison gj~cs tcmporar) rclicf, but at the cost of further m scr..
Prohibitionists oftcn rcqucsted that coffee and tw hc banncd. but
such effons gencrall\ failed. The followtng dcscnptton of a 16th-
antur~ pattcrn in Europe chrontcies such fatlurc:
... the (cofTccJ habit had become so stronR and the use of it so
acncrall} agrocablc. that the people conttnucd, notNtthstand nF ail
proh b tions. to dnnk it in their oKn housc-s Thc ofT'ccrn o( the
policr, seeing thc} could not supprcss the use of it allowed of thc
selling it. on pa\ing a ux: and the dnnktng it pro%tdcd it was not
done opcnl}: so that it was drunk in pan cular placcs. M-ith thc
doors shut. or in thc back room of some of the shopl.ccpcrs houus

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This dcscnption pro% ldes an lntnguing parallel to current debates
atk ut rannahls, hallucinogens. opiatcs, cocalnc. and other psycho-
troplc suhstances.
McJiral conccrn regarding caffeinc<ontaining substances is leg-
cnLJan. In a wmeKhat hemusing ponrn~al from 1774, c~cn ensiron-
mcnt.il and puhlic health tssues were introduced by a Mntcr to the
London Public A6cnlscr who worncd that `four or fivc hundrrd
chcsu of tea ha~e so contaminated the water in Boston harbour, that
the fish ma~ hasc contacted a disorder not unlike the ncnous
complaints of the hod).' As carly as 1811, an antinenous tca was
ofTcrcd for sale In I909. Bntlsh doctors µcrr concerned that tea
produced a strangc and citreme degrec of depn-uion. l'nfonunatcly.
thnwghout its flamho~ant histon both proponents and opponents
tendcd to ciaggcratc the cfTccts o(cafielnc use, a pattern encouraged
b~ tnadeyuatc medicaJ documentation.
EPIDEMIOLOGY Table 22.4-1 lists the common sourccs of
cafTcinc in today's society, with approximate dosages for each,
as well as some recently introduced caffeine-frer products.
Although numerous surtieys hasc assessed patterns of coffce
or tea use, the exact incidence and pre~alence of caffeinism
are unknuµn. More than 60 percent of all Americans over 10
years of age ha%e some caffeine usc: oser 80 percent of the
adults report coffee use, and more than 50 percent of adults
hatie consumed tca~,About 20 to 30 percent of all adult
Americans consume more than 500 mg of caffeine a day.
Because doses exceeding 250 mg a day are considered phar-
macologically largc, an intake of this magnitude significantly
-predisposes to caffcinisrn. Thus. a substantial percentage of
the U.S. population is at high nsk for periodic de>,elopment
ofsymptoms, and an estimated 10 percent (point pre%alence)
of tionh Americans probably hase caiTcinism Among hos-
prtalved ps~chiatnc patients, more than'0 percent reported
cafTcine consumption exceeding 750 mg a day from all
sources. Most caffeine consumers do not develop caffeinism.
whcn they do. the s~ndrome charactcnstically appears only
after ~cars of consumption. the a%crage patient being hctueen
30 and 50 ±ran of age. No genetic patterns for caffeinism
ha%c been firmly identified, and there is little agreement about
any prcdlspusing pretourhid personalit} profiles. Because of
the gruwing clinical and media emphasis on caffeine's occa-
sional deleterious efTects. many medicinal and soft drink firms
rcccntl~ ha%e remo~ed cafT'rine from their commodities (re-
(lctitcd in Table 22.4- I), and there is a trend toward increasing
consumption of dccatTeinated coffee and tea.
CAUSES Peer pressure, media ad%crtising. cultural and eth-
nic inf)uences, and modeling undoubtedly predispose to the
initiation of catTcine intake. Once started, consumption is
rctnfitrced b5 accomparring pleasant social interactions, as-
slxtwuon wtth such actisitics as eating and smoking. and
conditioned responses stemming from ca(Teine's ef7ecu on
tastc, smell, and temperaturr (oral and olfacton gratification).
Catleine's pharmacological actions. hov.etier, seem to be most
imponant in e~.plsining the drug's populant~. The pharTna-
colkj~ of the drug is currently of great-itQterest because new
tindings indicate that it in(luenccs benzodiazcpine and. per-
haps. opiate receptor sites. Established pharmacological ac-
tt~rns must be underStood if cafYeinism is to be objectisely
appraised.
Pharmacology Caffeine is a trimeth~lated xanthine (1.3,7-
tnmcth~Nanthine) that differs from theoph~llinc and theo-
bromine onl~ in the number of ineth%Iated sites. Meth}lation
on rxntuon I accounts for central nervous system (CNS)
sttmul,ttion, that on position 3 is predominantly responsible
for dluresis, and that on position 7 induces cardiac stimula-
tion Because of its structure, caffeine impacts each of these
ph~siol,Tjeal s%stems. as illustrated in the left-hand column
Of Table 22.4-2. After ingcstion, the drug is absorbed in
tissues µithin minutes, with peak plasma level developing 30
SoCloa1221 / CAFFEINE AND ToeACCO DEP£NDENCE
TlkBIE 22 S--I
Some Common Sources of Catf6ne and Representattve
DecatieinateC Products
Source
Bc%cragcs
Fresh dnp coffee
Breµcd cof(ct
Dccaffclnatcd cofTec
lnstanl coffee
Tea t Ica(1
Tea t bagged)
Cocoa
Sclected soft drinks
Traditional cola dnnk i Pepsi. Coke. Tab,
Ro%al CroMn, Pcpst Llght. Dr Pepper)
Mountain DcK
Canada Dn Ginger Ale
Coke CatTclne Free
Like
Pepsi Free
7 l' p
Spntc
Syuln
Tab Caffeine Free
Ptrxnption medications
APCs (asplnn. phcnacetln. caffeine)
Cafergot
Danon compound
flonnal
ttlgral
ON cr-thc{ountcr analgesics with caffcinc
Aspinn compound
BC Tablet
Bromo-Scltler
Caprun
Comeback
Copc
DUlor
Easy.1lens
E ti.L si n n
Gax1.~'s Headache PuMder
Mcd.ii he
!stura noz
%tldol
Nilain
P4C
Prc-.%tcns
Stanh,xk Tablets
Stanhack PoMder
Tngesle
Vanquish
O%er-the-euunter analgesics Mithout catTeine
Anacin
Aspinn
Empmn
Pamplnn
Man< oser-the-countcr cold preparations
Oser-the-counter stimulants and appetite
supprrssants
Amosut Tablets
Anorcxtn Capsules
Appedrine Tablets
CalTcdnnc Capsulcs
Dr-,atnm Capsules
Doublc-E Alertness
\odoz Tablets
Odnnc,t Tablets
Prolamine Capsules
Qulrk-Pcp Tablets
Spantrol Capsules
Tlrend Tablets
Verb TD Capsules
Vtsann Tablets
Wakoz
Chocolate bar or ounce of baking chocolate
' Cup = 5-6 ounces: soft dnnks - 8-12 ounces.
1027
Aprr um.uf
AMWNS ~!f
Ca(Terne per
Cnu'
Cup
100-140 mg
90-110 mg
2-4 mg
66-11b mg
30-' S mg
42-100 mg
5-50 mg
41u_ss
:5-50 mg
25-50 mg
0 mg
0 mg
0 mg
0 mg
0 mg
0 mg
0 mg
0 mg
rahlcr
32 mg
Il)l) mg
3-' mg
40 mg
50 mg
32 m g
16 mg
3'_5 mg
32 mg
1(l0 mg
32 mg
30 mg
32 mg
60 mg
32.5 mg
32 mg
15 mg
32 mg
32 mg
32 mg
66 mg
16 mg
32 mg
30 mg
32 mg
0 mg
0 mg
0 mg
0 mg
30 mg
100 mg
100 mg
100 mg
250 mg
200 mg
ISO mg
t00 mg
-50 mg
140 mg
150 mg
150 mg
100 mg
200 mg
200 mg
200 mg
Jrar
25-35 mg

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1028 DRUG DEP£NDENCE / t:HAPTER 22
TAHIf 224-2
Pharmacolo9rca) Actions of Cafteine and Clrnical Features of Caffeinism
Anur rlwtrJ Pnurmac uhIRrc a1.1 clrnns
Central nmous s)stem
Concx
Ckarer thoughts
Dccrcascd dr ousrncss
Sustained tntcllectual cfTon
Dim n shcd reaction time
Increased motor acti%tt%
Medulla
incrcascd resprratorn rate and depth
Decrcased hcan rate. constnctron of s%stemtc ~asculature
Spinal cord
Increased re(lex excttahrlrt%
Cardro%ascular ssstcm
Hcan
Incrcasrd rate and force of cotttraction
Drlauon of coronarn artcnn
Ctrculation
D,latton of pulmonarn and general sNstcmic %esscls
Gastruintcstinal sNstcm
Incrcascd %olumc and acrdrt\ of pastnc scmtions
Pr ssrf / SrJr E.r1,,rk On.1 Tuv, ,tlwura'%1ulnIn% (C allrrr,n»r
Sctondar\ to tosicit\
Restlcssness. ner. ousness
Imuhrln~. ag tatron
Tremulousnnso refles h}pcrcxcitahilit.~
Insomnia
Headache
Senson drsturhances (h~pcresthesia, nngsng in cars. flashes of light.
dn mouth, ocular d~sl.rncsras)
Tach}pnca
Muscle twitching and fasciculations
Lctharg~. fatigue. \aunrng (hrphasrr reaction to large duscs)
Dcpression
Sccondar\ to withdrawal
Headache
Imtahilrt\
Inahilit\ to Mor1, efccti~cl\
\errnouincss. restlessncss
Lctharg~
Palpitations, cxtrisystolcs, tach%cardra
flushrng
Marked hyrotension and ctrculator\ farlurc (%er\ large doses)
\ausca. \omit ng. diarrhea
Eprgastnc awarcncss and pain
Pussihle peptic ulcer
Hcmatcmcsrs
Renal systcm
incrcascd production of unnc
Basal mctatx)lic s\stcm
10 Io ?5 percent tncreast from 0.5 g
Miscellaneous
to 45 minutes later. The pharmacological half-life is approx-
imatcl~ 3'.: hours. Smoking appears to incrcasc the clearance
of eaffeinc. perhaps contributing to the higher consumption
of cofl'cr h\ smokers.
Cafi'cinc's t\pical actions begin after 50 to 200 mg ha.e
bccn ingcstcd. Of epidemiological significance. this dosagc is
surpassrd dail\ h) millions. For example, four cups of fresh-
dnp. strong coffee: two headache tablets that contain caffeine:
and a cola drink amount to a dail\ intake of about 600 mg.
Although tolerance has been disputed. it clcarl~ exists -on a
clinical basis. e\plaining wh\ some indi~iduals regularl\ con-
sume doses of 'CKK) to 3.000 mg a da~ Khile still den\ing
problems.
Caffeine is relatisels safe. principzll\ tceause it is t~picall.
con.umrd tn marl.rdls diluted form. A5out 8 to 10 g-
equt\alcnt to ingesting 75 to 100 cups of brewed coffee-
µoul,i hc required for a lethal dosc. `
Neuropharmacolo9Y Neuropharmacological effecu of caf-
feinc are not completel\ clanGed. but the following efrecu
undouhtedl\ contribute to ps~chiatric manifestations: (1) a
significant increase in norepinephrine excretion: (2) sensiti-
zation of central catecholamine postsNnaptic rceeptors. partic-
ularl\ those for dopamine: (3) a modification of calcium
metaholism; (4) possible alterations of c}clic adenosine 3',5'-
monophosphate (c.clic AMP) and c\clic guanosine 3',5'-
monophosphate (c.clic GMP); (5) possible a)teration of ace-
t~lcholtne and serotonin turno%er and receptor functions: and
(6) inhibition of the C'\S effects of adenosine or other endog-
Dturrsis
DchNdratton
Edema
Fe~er
enous purines, or compctiti%c antagonism of naturall~ occur-
ring bcnzodiazepinc receptors.
These latter actions are espccially intcresting. because in-
vestigations into the nature of benzodiazepinc receptors scr-
endipitousl% focused greater attention on caffeinc. Specifl-
call\, bcnzodiazcpincs appear to induce their therapeutic ef=
fecu through interaction with a high-afTinit% binding site in
the brain. probabl~ b} enhancing the CNS inhibitor\ effects
of -y-aminobutyric acid (GABA). This same benzodiazepinc
receptor seems to interact with endogenous purincs, perhaps
inosinc. h%poxanthine or adenosinc. These punnes are chcm-
ica)I, related to caffeine, which appears to competiti%cl~
antagonize the benzodiazepine receptor, possibly explaining
its anxiet~-inducing actions.
Recent findings, hoµcser, reinforce the sieMpoint that the
neuropharmacological actions of coffee and tea may not be
due solel~ to caffeine or other xanthines and that other
components also need to be investigated. For example coffec
has been reported to ha~e opiate receptor antagonist activit~,
but this action was clearl~ separable from the eaffeinc in
coffee and was not found in tea cocoa. soup pov,ders. stoclk
cubes. or yogurt. The noncaffeinc component of coffee re-
sponsible for this action still is unidentified. but it has a
molecular weight of approximately 1000 to 3.500 and is
unlikelti to be a peptide. !f confirmed, such a finding would
indicate that coffee drinking ma~ induce certaiD effects b}
ehanges in opiate rrceptors. Such neurobiological complexi-
ties perhaps contribute to indi.idual differences in scnsitivit~
to coffee and tea products. Changes in receptor numbcrs

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afiinitics. or balance-for example, superscnsitiNity or down-
rcgulation-also may help explain uhy some individuals re-
pon alterations in their tolerance to these bescrages afttr years
of apparently uncomplicated consumption.
CLINICAL FEATURES The only theoretical requirement
for the dc%clopment of caffeinism is the ingestion of adequatc
doses of the drug. As shoµn in the nght-hand column of
Table ?'.4-?, the symptoms are best understood as dose-
relatcd extensions of the drug's routine pharmacological ac-
tions. Scnsttivity to different doscs in different persons vancs
significantly. and onset tends to be unpredictable and usually
insidious. Clinical experience suggests that. among most per-
sons. intake of 500 to 600 mg of cafftinc a day represents a
standard cut-off point. Exceeding this Ie%cl significantly in-
crraus the nsk of de%eloping o~ert clinical manifestations of
caffrinism.
Although different symptom constellations usually coexist
to x>mc drgrre, they will bt discusxd scparately.
Anxiety manifestations Diuresis, restlessncss, tremulous-
ness. h~pcracti~ity, and irritability are most frequently re-
poned. Patients often describe the constellation vaguely-for
example, "I've been extremely tense, restless, and jittery
latelv.° Other symptoms include dry mouth (perhaps corre-
lated to caffeine's effect on the CNS's cholinergic function),
sensor) disturbances, hyperesthesia. ringing in the cars, ocular
d~skinesias, and flashes of light. Biphasic actions are also
common, with some persons describing anxiety at a point
when caffeine levels are still rising but later complaining of
lethargy and a%ague sense of fatigue. Boulenger and Uhde
recently shoµrd that caffeine-induced anxiety effects and
rating scale scores were greater in patients µith diagnosed
clinical anxiety than in matched normal controls. suggesting
that an increased sensiti% ity to the effects of caffeine may exist
in anxious patients. Among children and adolescents, the
anxiety effects of caffeinism may mimic hy peracti~ ity, despite
the paradox that caffeine has been reponed to be possibly
therapeutic for mild cases of childhood hyperkinesis. Phar-
macological trials with caffeine suggest there are no marked
differences between children and adults in objecti.e psycho-
motor actions: hoNrver, for an unknow n reason, the only side
effcrt reported by children was a tendency to feel nervous,
whcrcas more adults complained about side effects, and their
complainu wcre more disturbing to them,
Psychophysiological manifestations Physical complaints
-headache, tach~cardia, diarrhea. Ietharg\, tremulousness,
and epigastnc pain-predominate in general medical settings
in patients with caffeinism. Paradoxically, attempts at self-
medication may accentuate or perpetuate the symptoms,
because many over-the-counter products contain caffeine.
.Although some studies still disagree, many reports suggest
that coffee drinking increases plasma-free fatty acids and low-
density lipoprotein (LDL) cholesterol levels, especially among
high coffee consumers who also smoke cigarettes. The long-
range public health considerations of these effects are un-
know n.
Insomnia Sleep disruptions have long been obscr.ed in
sporadic or moderate users µho consume caffeine near bed-
time. In doses of 200 to -tiXW mg at bedtime. caffeine produces
an abnormally long latency to the onset of sleep and a shifting
of stages 3 and 4 to later in the night. High consurners-those
users exceeding 500 to 600 mg per day-usually claim to
ha~e tolerance to these side effecu, even when objective
testing confirms insomnia or decreased sleep efTiciency. High
Soct/on 22.4 / CAFt:EUiE Mq TOee.CCO DEPEKDEr+CE
10'9
caffeine consumers rcport significantly grcatcr use of sedativa
hypnotic agents, perhaps because of the way caffeine rn(lu-
ences sleep pattcrns.
Withdrawal symptoms Electrom~ographic (EN1G) studies
showed that regular consumers of caffeine had higher muscle
tension than low caffeine consumers after 3 hours or more of
abstinence. Even a brief abstinence may produce anxiety in
the substantial users.
The most common %;ithdrawal manifestation is the caffeine
uithdrawal headache. Reported by as man. v as one-third of
moderate and high consumers if their daily intake is inter-
rupted. this headache seems to be remarkably consistent in
different persons. It is described as generalized and throbhing-
proceeding from lethargy to a sense of cerebral fullness to a
full-blo,An headache. It occurs about 18 hours-approxi-
mately five pharmacological half-lives-after the discontin-
uation of habitual caffeine intake and respunds best to a
rencµrd elc%ation of caffeine plasma Ie%els. perhaps explain-
ing µhy many tension hcadachc-prone persons prefer over-
the-counter analgesics that contain caffeine. Other with-
draual symptoms include drowsiness and Iethargy, rhinor-
rhea. a disinclination to µork, irritability, ncnousness, a
%aguc feeling of depression, and occasional yaAning and
nausea.
Depression Sur.cys of psychiatric patients rc~caled that the
highest caffeine consumers (more than 750 mg dailN) reponed
significantly greater scores on the Beck depression scale than
did moderate or low consumers. Bipolar 11 depressi~es re-
ported greatest intake. Twenty-two percent of high consumers
stated that caffeine makes them "Iess depressed," suggesting
that certain depressed patients may be stlGmrdicating with
caffeine. Perhaps this tendency to self-medicate explains µhy
depressed patients uith hypcrsomnia and anergia wcrc re-
poned to consume larger amounts of caffeine than patients
without this profile, occasionally producing a"masking efTect"
of their clinical features. Further research is required to eval-
uatc uhethcr the drug may ha%e a causal relationship Kith
depression, perhaps comparable to chronic amphetamines or
cocaine use.
OTHER FEATURES Accentuation of stress Symptoms
of caffeinisrn may intenwine closely with stress manifestations
in certain persons. lndi~idualswho consumed coffee while in
the midst of recent stress (a job loss) had significant increases
in urinary 3-methoxy-4-hydroxyphenylglycol (.%iHPG) Ie~els
that µere greater than when they consumed coftet at non-
stressful times and greater than the levels in unstressed control
groups. lronically, many high consumers report that their
caffeine intake actually increases when stres.ud, probably
accentuating the psychophysiological manifestztions.
Exaeerbation of psychosis Scattered reports have sug-
gested that caffeine toxicity may induce psychosis in suscep-
tible persons or may exacerbate thinking disorders in patients
pre,.iousl. diagnosed as ha%ing schizophrenia. Although these
rcport_s are not adequately confirmed µith systematic studies,
possible mechanisms for this claim may include modification
of catecholamine receptor sites and various neurotransmitter
activity levels, especially dopamine. In support of this pros-
pect. a cross-over trial among hospitalized chronic psychiatric
patients involved substitution of dccaftcinated coffee for caf-
fcinated coffee, and there v.ere significant decreases in psy-
chotic features-mcasured with the Brief Psychiatric Rzting
Scale (BPRS}-during the time pcriod when the decaffeinated
product was being consumed.
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1030 oRUG oevereofNCE / aWrea 22
Miscellaneous medical issues Caffeine excess ma~ induce
or complicate gastrointestinal, cardtac. and renal conditions
and is espcciallN contraindicatcd in persons with peptic ulcers,
recent mNocardial infarctions, and impaired renal function.
High caffcine-consuming collcge students are reported to ha~e
lower academic performance than loH consumers. The drug
has trcentlN been associated with dvclopmcnt or acccntua-
tion of restless legs stindrome and fibrocsstic breast disease.
When consumed b) pregnant womcn. it ma% induce impaired
fetal doelopmcnt, as Kell as loµer binh weight. Because of
possible animal teratogenic effccts, the Food and Drug Ad-
ministration proposed to remoNe caffeine from its list of
substances classified as Generall% Recognized as Safe (GRAS).
A dc, clopmcnt apparcnth groµing in populantN is that raf-
feinc has becomc a major component of o%cr-thc-counter dict
pills. The efficac} of this approach is quite questionable. An~
Meight loss from such products is probahl% attnhutable largel}
to caffeine's diuretic actions (in.ol%ing inhibition of renal
tubular absorption of sodium). Such a pattern should not be
encouraged.
Drug-drug interactions Both coffee and tea have becn re-
porled to form an insoluable precipitate with a%anct} of
antips~chotic drugs. possihl} intcrfcring with drug absorption.
Caffcine also has been suggested to enhance the hreakdoµn
of neuroleptic drugs in the hepatic microsomal enz\mc s\s-
tem. Although there is no uni.ersal agreement about such
efkcts, drug-drug interactions are potentiall,% important and
suggest that caffeine products should be used minimall} in
patients trceising antips~chotic medication. When caffeine is
combined with monoamine oxidasc inhibitors (i\1AO1's). pa-
tients ma~ experience increased jittenness. excessi\e irritabil-
ii.s. and dtfficult~ in sleeping This effrct ma% be correlated to
intcracti~c effects on scrotonin mctabolism. Undesirable s~n-
erg.istic intcractions bctKcen caffeine and lithium may dc\elop
and further alter renal function among high caffeine con-
sumers bcing treated with lithium salts.
h1eth)I xanthincs haxr been reported to increase the car-
diotoxic potential of d-adrencrgic agonists, such as isoproter-
cnol, resulting in a higher incidence of cardiac arrhylhmias.
Anecdotal reports also suggest that coffec has been consumed
%kith trihexyphcnid\ l to apparcntl5 induce euphoric or hallu-
einogrnic statcs. This pattern is potentiall% important for
ps~chiatrists bccausc of their widesprrad use of trihexyphen-
id~I and other anticholincrgic (antiparl:insonian) products.
Interference with lat>oratory tests High doses of caffeine
ma% interfere %kith dcxamethasonc suppression tests (DST's).
CafTcinc µithdraAal produces large incrcases in urinary
MHPG Icscls. thus interfering %kith interpretation of this test.
Finall\, eaficine has becn shown to alter the phase of circadian
rh\lhms. now l.nown to haxc importance in the interpretation
of most physiological variables.
Interactions with other psychotropics Unfortunatcl\, caf-
feine intake is highl\ confounded %kith other substance use:
highest consumers report significantl\ greater use of minor
tranquilizers, stdati~e-h\pnotics. alcohol, and cigarettes. This
fact ma\ complicate the clinical presentation.
Validity of utfeinism The clinical xalidit\ of cafTcinism has
been strengthened b\ laborator\ induction of the s~ndromc
and b\ repeated obser\ations that the s)mptoms disappear
Mhcn the drug is withdraNn from afflicted subjects. Further-
more, after abatement of s,.mptoms. a caffeine challenge tends
to reproduce them again. The American Council on Sciencr
and Health rtccntl~ rcvicwrd a~ailablc scicntiGc literature
and concluded that eaffeine, as generall\ consumed in doses
less than 300 mg/daN, is not a threat to the health of most
Americans. but that doses abo~e 600 mg/da\ ma~ cause
serious health problems.
The s\mptoms of caftcinism are lisied in Table 22.4-3.
COURSE AND PROGNOSIS The longitudinal course of
caffeinism is unpredictable but generall~ insidious. Tolerance
maN de%clop at different stagcs, producing temporar\ s~mp-
tom disappearance, but if intahe is again increaseds
s~mptoms
tend to reappear.
In the absence of other ps~chiatric conditions, the prognosis
for caffeinism is good. Permanent long-term ps\chtatnc con-
sequences ha\c not been documentcd, and afflicted persons
gcncrall~ function wcll in most areas.
DIAGNOSIS The diagnosis of caffcinism depends pnmanl\
on a specific and detailed historr to confirm significant caf-
fcinc intake and the characteristic clinical profile. Caffeine
questionnaires are helpful. Caffeinism should specificall) be
suspected in all patients prescnting %kith anxict\, sleep dis-
turbances, ps}choph\siological problems, and atypical anx-
ious depressions. A high index of suspicion should exist for
patients who do not respond as expected to anxiol5iics and
sedati~e h~pnotics, all patients with recurrent headaches re-
sponding best to analgesics containing caffeine, and o\cracti~e
children. The diagnosis should be tentati.e until it is cltnicallN
supported b} a period of caffeine Kithdra%kal followed h~
s\mptom relief and, ideall}, b\ a caffeine challenge (A-B-A
design) to reproduce the symptoms and aid confirmation of
a causal relationship. After intake is stopped or dramaticall\
reducrd. troublesome symptoms should bcgin clcanng in 4 to
10 da\s if the\ are due to caffeine toxicit~.
TAet f 22.4-3
Catlemism
Confirmcd histon of recent caficine consumption, usuall~ excced-
ing'50 mg a 6}. more often exceed ng 500 mg a day
Presence of at least fi~e of thc follo%king s\mptom constellations at a
time %.hcn eafTeine is being consumed:
I. Restlessness. nmousncss. imtahiltt%, agitation, tremulousness,
muscle tµttching. or fasciculation
2. Insomnia or sleep dtsruption
3. Headache
4. $cnsor, dtsturbances (h\pcresthesia. ringing in ean. Itghthcad
edness, flashing of Itght. ocular d)sktnests)
5. Dturests
6. Cardto~ascular s)mptoms (palpitations. cxtras~stoln. arrh~lh-
mtas. flushing, uch~cardta, mcreased cardtac aµarencss)
7. Gastrointestinal complaints (epigastnc pain, nausca. %omtung.
diarrhea)
8. Rambling t1oM of thoughts and saeech. periods of tnexhausta-
biht\
Persistence of symptoms da6 or sporadicall~ for at least 2 Mecks in
conjunction ~.tth caffeine consumptton. or consistcnt dc%elopt ment of such symptoms each time
higher pfktne consumption
occurs
Absence of an% disorder that otherNise accounts for the s%mptoms
of afTetnism. such as anxiet\, h.penh~Toidtsm, phcochromoc.-
toma. mania, hypomania. and elcctrol.le dtsturbances: cafTctntsm
ma~ contnbute to and aggra.atc thesc conditions
Onset of afTetne withdnwal s\mptoms follov, ing cessation of caf-
feinc intake after a prolonged period of consumption wtth at Ieast
three (probable) or four (definite) of the folloMtng signs and
s~mptoms present:
1. Hudache, being rclte%ed b~ funher caffeine inuke
2. Imubtht}
3. Inabtltt\ to work cficrti~tly
4, t:erousness
5. l.etharg~
6. Yawntng

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The differential diagnosis of cafT'etnism should include anx-
iets disorders, mania, hypomania, hyperthyroidism, pheo-
chromocytoma, elcctrolyle disturbances, spontaneously oc-
cumng sleep disorders, and intoxication from cocaine, am-
phctamine. and similarly acting sympathomimetics. Caffein-
ism may also coexist with and complicate these entities.
TREATMENT Effcc-tive treatment depends principally on
the discontinuation or reduction of caffeine intake. Because
users often express profound skepticism µhen told that caf-
feinism may be contributing to their symptoms, patient co-
opcration is not always guaranteed. Participation by family
members may be helpful.
The substitution of decaffeinated be~eragcs and the en-
couragement to consume water when thirsty impro~es out-
come. The use of anziol.-tics should be a~oided if possible.
Patients should be cautioned about the substitution of other
herbal preparations. because these preparations ha,.e been
rcportcd to induce their oun types of psychiatric symptoms
in some consumers. With increased asailability of decaffein-
ated bc%cragcs, there noµ is considerably greater flexibility in
searching for altcrnatisc bescrages.
Long-term data are not yet available to confirm the degree
of change in patients treated for cafTeinism. In the author's
ctprricnce, about one-third of afflicted patienu maintain
muderate or no cafleine use µithout difficulty. but the major-
ity episodically resume pre%ious patterns of high consumption
and de%elop fluctuating patterns of symptom recurrence.
TOBACCO
DEFINITION AND HISTORY Tobacco dependence is de-
fined in the third edition of the Dtuennstic and Statistical
.tlunuul (P/ tlrntul Disorders (DSM-111, 305.Ix) as persistent
tobacco use for at least I month, dcspite the person's psycho-
logical distress at the need for repeated use, or persistent
tobacco use Mhrnner a person has dneloped serious tobacco-
related physical disorders.
Tobacco withdrawal (DS!st-I11, 292.00) is defined as a
phNsiological wtthtirawal syndrome that is precipitated by the
crssattun of chronic tobacco use and that is characterized by
a strong cra%ing for tobacco, anxiety, irritability, impaired
attrntion. a cogniti.e preoccupation with actions associated
with tobacco use, and mild physiological alterations. such as
restlcssness, headaches. drowsiness, and gastrointestinal dis-
turbancts. N'ithdraHal from the nicotine contained in tobacco
is prrsumahly responsihle fer most facets of the withdrawal
syndrome.
Columbus introduced tobacco to Europeans after his contact with
the Indirns of the Canhhran. Drspitc histoncal attempts to legalls
han thc substanic, the drug gtew in populants. especially after the
introduction of paper rigrn and crgarcttc-mai.ing marhrncs in the
m dlyth ccntur.. \iiotinc was is.ilatctif from the ka%es of tohacco
cls earl) as I!t_R and is now recog.niied as heing rcsponsihle for many,
hut rcnatnl~ not all. of the pharmacolog.ical etkcts of tobacco use.
There .tre apprusimatel% 15 other mator touc agents in the gas phase
of rigarctte smoke and more than ?0 in the particulate matter. Few
t+f thtse toxic agents hate hrcn studied adrquatcly.
In thc c.uk Iyh(h, a committee of I I sttcnusu appointed by the
Surgron C;cncral of the l'nitc-t1 Statcs rettcMed e.tcnsite studies and
k,~n, IuJtti that cscrssr.e tobacco use isan imponant medical haurd.
In Nn5, the United Statcs go\ernment mandated health warnings on
rigarette cuntainers; in 14'0. gotcrnment officials banned cigarette
jJtcrt ang from radio and tclcttswn. The (rcq uencz of cigarette
.m,,l,ing on prime-time teletis+on hss dropped 10-fuld oter the past
thrd decadcs. Antismoking urganvatioms also became more militant
tn oprxhrng tobacco use and promoted legtslation that restnctt smok-
rntc ,rrc.u. the evonomic cunsiderationst huMeter. that are associated
Mith tohactu growing inctttahl% cun(lict wtth public hcalth cffuns to
Jimn .h tobacco use.
EPIDEMIOLOGY Approximately 60 million Americans
.mokr more than 200 ts pes or brands of cigarettes and spend
s.amon zz 4 / c.FFEr+e a,ro Ton..cca oer£roeNCE 1031
more than S23 billion annually in the process. More than 35
percent of American men and approximately 30 percent of
American women smoke. Although the percentage of smok-
ing adults has been decreasing. the percentage of women and
teenage smokers unforYunately. increased in recent yeari. Prr-
dictably, deaths from lung cancer in women simultaneously
increased, becoming the number one cause of cancer deaths
in women, recently exceeding deaths from breast cancer.
Sixty-fi.e percent of physicians smoked tobacco in 1950; by
1975, this number had decreased to 17 percent, and a scant
5 percent of pulmonary physicians repoRed smoking in 1983.
Sur.cys re~eal that 80 percent of all adult smokers indicate
that the) would like"te quit; 75 percent ha, e tried to cut
down, and 60 percent hase attempted to stop but hasc failed.
The number of persons Kith persistent use despite tobacco-
induced physica) health problems is unknown. Cigarette
smoking was implicated in more than 320,000 deaths in 1977,
howc%er, and because many still used tobacco at the time of
dcath. the problem certainly is of staggering proportions. The
incidence of tobacco withdrawal is impossible to estimate.
CAUSES The initiation of tobacco use seems to occur pre-
dominantly through social reinforcements. Almost 9 out of
every 10 teenagers who smoke repon that at least one of their
four best friends isa rcgular smoker. tionsmokers ha~e exactly
the opposite pattern. Cigarette smoking among teenage girls
tends to be associated with other btha.ioral patterns consid-
ered rebellious. For example, 25 percent of teenage girl smok-
ers reported they also used marihuana, compared with similar
usage by only 3 percent of nonsmokers. Stress also appears to
be a factor in tobacco use, since habitual cigarette smoking
was positiNely, associated with high stress Ie%els, an effect
similar to that obsrr.ed with caffeine.
Once smoking is started, nicotine's multiple pharmacolog-
ical effects promptly produce habituation in most regular
users. Tobacco also may induce a conditionin of the spccial
senses, especially thosc of smell and taste.[nstruments of
smoking appear to function as psychosocial coping mecha-
nisms for some smokers: the physical actions of holding the
cigarettes or cigars or pipes, tamping the tobacco, striking
matches, inhaling. and exhaling enable some persons to feel -
comfortable in stressful situations. In addition, once starxed,
many smokers state that they avoid discontinuation of their
habit because they fear weight gain,
CLINICAL FEATURES Tobacco dependence Psycho-
logical distress at continued tobacco use usually presents %kith
mild anxicty. subtle guilt or shame, the dnclopmcnt of a
secreti~e pattern of tobacco use, or the appearance of an
angrv, counterattacking stsle that defends the substance and
criticizn opponenu. If physical disorders exist that may be
correlated to tobacco use. diagnosticians are forced to make
a judgment whether the drug is causati~e or exacerbating.
Consultations with other physicians treating these conditions
may be ncccssar. before applying this diagnosis. Because
cigarette smoking has now been documented to pose a major
health hazard for women who use oral contracepti~,es, they
should be considered a special high-risk group.
Tobacco wftdrawal The most common symptoms of to-
bacco withdrawal are irritability, restlessness, dullness, slecp
disruptions. gastrointestinal disturbances, headache, impaired
concentration and memory, anxiety, and occasionally an
increased appetite. Increased slow rhythms dnelop in the
electroencephalogram (EEG) after discontinuation of to-
bacco. Also seen are dccreased heart rate and blood pressure,
incrcased frequency of muscle contractions, reduced perform-
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1032 oauc DEP£NOt°.NCf / c.+APr£a 22
ance on vigilance tasks. and Mcight gain. The sense of craving
for tobacco steadil} increases in the first µrek after tobacco
discontinuation.
Other clinical considerations Another efTert that clinicians
ma% encounter is acute nicotine poisoning s~ndrome, con-
sisting of nausea. sali%ation, abdominal pain. %omiting or
diarncea, headaches. dizziness. and a cold sµcat. lnahilit% to
concentrate. mental confusion. %anous senson disturbances.
tach%cardia, and a weak, rapid pulse oftcn are present. Pre-
natal exposure to nicotine ma~ be associated with reduced
birth weight of the fetus.
Clinicians must consider the fact that tobacco use ma,.
complicate prescribed ps~chiatric treatmcnts. Because the
substance increascs the function of drug-mctatwlizing en-
z%mes, lower plasma lc%els of neuroleptics and tnc~clic anti-
depressants ma~ result. This effect ma% explain Kh} smokers
who take chlurrroma7inc. for example. ha%c loµer rates of
sedatton and less hypotension than do nonsmoken. Presum-
ahl~. an unknown percentage also ma% ha%e inadequate ther-
apeutic effects. ~
Tobacco use is highl% confounded with the use of other
psyrhoactive substances. Alcoholics. for examplc, smoke sig-
nificantl} more than do nonalcoholtcs- and there is a high
positive correlation between the amount of alcohol consumed
and the amount of tobacco used. These correlations begin
earl% ; adolescent smoken ha, c bccn obscrNed to dnnk more
beer, wine, and liquor than do nonsmokers. Tobacco use also
correlatcs positi%el~ w6th higher caffeine use.
The essential features for the diagnosis of tobacco with-
drawal are listed in Table 22.4-4.
Personality factors Smokers rcponcdl~ differ from non-
smokers in being somewhat more impulsi%c and externalls
oriented and having a higher degree of extro~crsion, more
antisocial beha%ior, and greater levels of anger. Htghcst smok-
ing rates are ohscrned in persons who atc divorced and
separated. Lowest ratcs occur in persons Mith a higher than
a%erage education, in persons in a high socioeconomic Ie%rl,
in mcmberz of selected religions, as well as in physicians.
TAFit 1 22 4-t
Essenual F.atures of Dependence and Tobacco Withdrawal
TotvLco dcprndrnLY
Confirmed historN of mcent tobacco use, usuall~ exceeding one-
half pack of ctgarettes a da\ or the equi.aleni in other forms of
tobacco for at'cast I month
The presence of at least one of the folloMing
I. Senous attempts to stop or significantl\ reduce the amount of
tobacco use on a permancnt basis hi%c been unsuccessful
2. Attempts to stop smoking ha~e led to the de%elopment of
tobacco MithdraNal (see below 1
3. Indr\ tduals conttnue to use totucco despite a serious phsical
disorder. such as emph,%scma or cardio\ascular discase. that
the\ know is exacerbated by tobacco use
Tobacco Mithdnwal
Confirmed use of tobacco for at least se~eraJ Mecks at a level
equisalcnt to more than 10 cngaretin a da\, with each eigarettc
containing at least 0.5 mg of nicotine
Abrupt cessation or almost complete discontinuation of tobacco
use. followed within 24 hours b~ at teist four of the folloMing:
1. Cn%rng for tobacco
2. Imuh,ltt}
3. Anxtet~
4. Impaired concrntration
5. Restlessness
6. Headache
7. DroMvness
8 Gastrointestinal disturbances (6-96 hours aficr cessation)
COURSE AND PROGNOSIS Tobacco dependence has no
precise age of onset or longitudinal coursc. B\ definition.
tobacco disordcrs ma\ penodicall~ disapfxar and appear.
The tobacco withdra>aal s\ndromc de\clups earl\ in most
modcrate and hca\-\ smokers with discontinuation of tobacco
usc, occasionall\- as soon as 90 to 120 minutes after the last
use. S~mrtoms usuall\ persist for se%eral weeks. but plague
some indi\iduals for months or e\en \cars in some soktal
settings.
The degree of ps~chiatric impairment fromiobacco disor-
dcrz is usuall~ minimal, hut some pctsons expencnce signifi-
_cant impairment dunng µithdraHaT~his discomfom crnainl\
eontrihutes to the finding that onT7atxout onc-quaner of the
indt~iduals who attempted to stop smoking ha~c succeeded
at the end of I year.
Bccause these diagnoses are often o~crlociked. omittrd, or
idcologicall~ opposed. incidence and pnsalcnre figures must
br interpreted Kith caution.
TREATMENT Multiple approaches ha\c hcen prupx)kd to
stop smoking. and there has been a recent prultl'eration of
clinics claiming to aid in this task. Although compansons are
unatiailahlc or inadequate, the most effective treatments ap-
pear to depend on accurate information, the w-oidance of
moralizing and judgmental stances. and the use of undcr-
standing. supportise but firm approaches. ti1'nttcn contracts
for the discontinuation of tobacco use ma\ bn helpful. The
substitution of other acti\ities dunng times when cigarettes
are traditionall} smoked ma\ pro% ide di%crsions. Daily rclax-
ation techniques ma\ help. Smoking paraphernalia and all
available sources of tobacco should hc climinatcd. Support
from friends.+ho have succeeded in quitting the habit should
be encouraged.
People who have successfull\ discontinued smoking wcre
significantl% more likel~ to ha%c presented thcroscl~rs to a
smoking cessation program because some significant other
wantcd them to stop. Positivr reinforcement from treating
clinicians has been found to be espcciall\ in(lucntial, sup-
porting the importance that the ph}sician be a nonsmoker.
Most cigarette smokers unfortunatel} state that thc\ have
nner been advised b\ a ph) sician to discontinue their smok-
ing. The doctor might also suggest that mone~ prc\ iousl.\
used for tobacco be allocated for some pleasure. such as a
desired vacation or luxur\ item. Hypnosis, ad%ersi~c condi-
tioning-such as rapid puffing to develop nicotine toxicity-
and phased uithdrawal plans all have been used. Nicotine
gum and nicotine spra\s can be substituted for the nicotine
contained in tobacco, but it is doubtful that the; facilitate
long-term discontinuation. In the 1980s. media a6enise-
ments began to promote chewing tobacco, and in some Amcr-
ican communities use has become widespread. Because of
risks of oral cancer and other consequcnces, such a pattcrn
seems simpl\ to produce a different set of medical concerns.
It should not be encouraged as an alternative to smoking.
Clinicians must anticipate that repeat efforts ma\ be ncc-
essar~ . Also. many people wfio fail to respond to one approach
ma\ benefit from another. Outcome of tobacco cessation
efforts is unpredictable. People who successfull\ quit smoking
are generall~ older, smoked less often throughout the da} and
evcning. and smoked less in social gatherings.
The National Commission on Smoking and Public Policy
conducted a 5-year folloµ-up of participants in the most
successful smoking-reduction programs and determined that
18 percent had succeeded completcl~ in their cessation efforts.
Of those who continued to smoke, nearl\ one-half were
smoking less than before they entered the program. No treat-
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mcnt methodscemcd to be significantl~ superior to others.
These figures indicate that current treatments are beneficial
for man~, and that nihilism is unAarranted. They also docu-
ment the distinct need for better approaches to impro~e these
outcome figures.
SUGGESTED CROSS REFERENCES
Alcoholism is discussed in Section 22.3. Opioid dependencc
and dependence on nonnarcotic agents are discussed in Sec-
tion 22.1 and Section 22.2. respccti%cly. Organic mental
disorders induced bs drugs are discussed in Chapter 19.
REFERENCES
BuuhliA J H. Quinn M J. Clements J A. Henngton A C. W~nne K
N. Funder J%k: CofTee contains potent opiate rrceptor binding
aiU%tt~ Nature 301 246. 1993.
BBoulenger 1-P, L'hde T µ': Caffeine consumption and anxiet}: Prc-
Srdan 22 I/ CAFFEN'E Al'D TQ6ACCO DEPENOEMCE 1033
Itmrnan results of a sur.e} companng paticnts with amiet~ dis-
orders and normal controls Ps~,:hopharmiroI Bull l,t' 53. 1 aK2.
Dretshaeh R H. PfcilTer C: CalTeine-MtthdraµaJ hcadache. 1 Lab C7in
Mcd :d 1212. IVS3.
Dunn µ' L. Jr. editor Smnl rne B'hJsuir ,1l,Hnrs and ln,rnrnes
'A 1nstWn & Sons. \Vashtngton DC. 1`773.
Goldstcin A. Katrcr S: Ps~chutrop c cffects of ca(Tcinc in man fli A
questionnaire sur\e} of cotTee dnnlcrs and tu e1TcYU in a gtoup of
housewi\es. Clrrt Phannacol Ther /U 477, 1969.
Greden 1 F: Anviet} or iafTeinism: A diagnostic dilemma. Am 1
Ps~chtatn, Ijl IUb9. 1973.
Greden 1 F: The tea contro%en~ in Colonial Amenca J4M 4 'jA
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Gralcn 1 F: 4rniet} and deprcssion a_suxiated wuhca(Teinism among
A ~chiatnc inpatients. Am J Pscchtatn 135 1463, Ia7R.
J H. Kantler M: \teottne: Tuhjccu use. ahuse and dcprndencY.
In Suh,runre ahtcst C'ltni-ul Pnohh'nr% and Per%r,,tni~, J H Le~-
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\A, eiss B, Laties V G: Enhank:cment ut human perlorrnuncY b} caffeine
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