Philip Morris
the Environment and the Lung
Fields
- Author
- Samet, J.M.
- Utell, M.J.
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- 2026090466/2026090473
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- Nm Tumor Registry
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- Univ of Rochester Ny
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Special Communications
The Environment and the Lung
Changing Perspectives
Jonathan M. Samet, MD, Mark J. Utell, MD
The focus of public health concern and research in regard to environmental lung
diseases has changed across the century.,Illustrative agents include radon,
indoor asbestos, environmental tobacco smoke, acidic aerosols, and oxidant
gases, Tremendous progress has been made in understanding and preventing
environmental lung diseases. However, we remain concerned about adverse
consequences of breathing polluted outdoor and indoor air. In the persistent
concerns about adverse effects of polluted air on the lung, a new emphasis is
pervasive; the focus has shifted,from avoiding clinical disease among highly
exposed individuals to protecting the population from an unacceptable burden of
risk. The technique of quartitative risk assessment has become increasingly
important for characterizing the safety of environmental agents. The resulting
emphasis on the final risk projection and attendant uncertainties may overly
emphasize gaps in our knowledge.
(JAiYlA.1991 ;266:670-675)
AS THE 20th century ends, we are con-
cerned and fearful about the adverse
consequences of breathing polluted air,
whether outdoors or indoors, and are
asking for reduction of known and po-
tential hazards. Yet, during this centu-
ry the environmental causes of many
lung diseases have been identified, the
pathogenetic mechanisms underlying
the development of some of these dis-
eases have been described, and control
measures have been implemented with
at least partial success for a number of
the injurious agents. In the United
States and many other developed coun-
tries, elaborate regulations and en-
forcement mechanisms are in place to
From the Pulmonary and Critical Care Division, De-
partment of Medicine, and the New Mexico Tumor Reg-
istry, Cancer Center, University of New Mexico, Albu-
querque (Dr Samet); and the Departments of Medicine
and Environmental Health Sciences, University of
Rochester(NY) School of Medicine, and the Pulmonary
and Critical Care Unit and Occupational Medicine Pro-
gram, University of Rochester Medical Center (Dr Utell).
Reprint requests to New Mexico Tumor Registry,
Medical Center, 900 Camino de Salud NE, Albuquer-
que, NM 87131 (DrSamet).
ensure that air outdoors and in work-
places does not pose unacceptable
health risks; indoor air pollution has
been recently recognized as a potential
threat to health as well and programs
have been implemented to address
some of its hazards, for example, radon
and asbestos.
Despite the increasing scientific evi-
dence and the far-reaching array of con-
trol measures, the publicis still con-
cerned about breathing the often visibly
polluted air that remains in many cities
and even rural locations and is learning
that indoor air may be contaminated
with the same chemicals that are re-
leased by industry and vehicles, and
even by such invisible pollutants as ra-
don. While regulations have controlled
many of the hazards of workplaces
heavily contaminated by dust and
fumes, new types of manufacturing
have introduced novel and uninvesti-
gated exposures, and changing work
environments have led to the emer-
gence of new clinical problems, such as
"sick-building syndrome," and concern
that some cases of recognized diseases,
like asthma, may be caused or exacer-
bated by changes in the indoor and out-
door environments.
In the persistent concerns about ad-
verse effects of polluted air on the lung,
a new emphasis is pervasive; the focus
has shifted from theavoidance of clinical
disease among highly exposed individ-
uals toward the protection of the gener-
al population from an unacceptable bur-
den of disease at much lower exposures,
and an attempt to ensure that even the
most susceptible persons are not ad-
versely affected. This same emphasis
extends equally to other environmental
exposures and to diseases other than
those affecting the lung. Quantitative
risk assessment, a four-step process,
has become a widely used tool for judg-
ing the safety of environmental agents,
providing a framework for summarizing
the evidence on health risks from toxico-
logic studies, controlled exposures of
volunteers, and epidemiologic research
with information on exposure to injuri-
ous agents (Table 1).' The results of risk
assessment can be used to identify areas
for research, to assign priorities among
environmental hazards, and to select
approaches for managing risks. It must
be recognized, however, that quantita-
tive risk assessment is a new method-
ology and that its role in regulation is
still evolving.'
This shift in emphasis from higher
exposures producing clinical disease to
lower levels projected to increase popu-
lation risks has raised new questions
and challenges for research on environ-
mental lung disease. Providing assur-
ance of safety, a level of risk judged to
be acceptable,' requires precise and
confident characterization of risks, and
the scope of research needs to extend
670 JAMA, August 7, 1991-Vol 266, No. 5 The Environment and the Lung-Samet & Utell

Table 1.-The Four Steps of Risk Assessment*
Hazard identification: The determination of whether an
agent is causally linked to the health effect otconcern
Dose-response assessment: The determination of the
relation between level of exposure and risk of tfie
health effect
Exposure assessment: Description of the extent of
human exposure
Risk characterization: Description of the human risk,
induding uncettainties
*Based on reference 1.
beyond testing for an exposure-disease
association to quantification of risk at
various levels of exposure and assess-
ment of factors that modify the expo-
sure-disease relationship. Data from
extensive animal studies and large-
scale epidemiologic investigations are
often required.
This study addresses the changing fo-
cus across the century of public health
concern and research in regard to envi-
ronmental lung diseases. We review se-
lected agents to illustrate the shift from
disease prevention in individuals to risk
reduction for the whole population and
the difficulty of answering the questions
now raised with regard to safety for
many agents. We begin by considering
the broad groups of environmental
agents that produce lung disease and
the mechanisms of disease patho-
genesis.
MECHANISMS OF LUNG INJURY BY
ENVIRONMENTAL AGENTS
The environmental agents in indoor
and outdoor air of greatest contempo-
rary concern are diverse, causing both
malignant and nonmalignant diseases
(Table 2). Continued concern about the
risks of these and other causes of envi-
ronmental lung disease is justified by
the myriad pollutants inhaled in the var-
ious indoor'and outdoor environments
where time is spent each day, the di-
verse mechanisms by which these pol-
lutants cause disease, and the wide
range of susceptibility to pollutants in
the population. Because we inhale
10 000 to 20 000 L of air daily, doses of
pollutants present even at low concen-
trations may become biologically signif-
icant with sustained exposure. Fortu-
nately, the lung has physical, chemical,
and immunologic defense mechanisms
for clearing and detoxifying inhaled
agents, although the defense systems
may be overwhelmed by large pollutant
doses or may not be fully effective
against some pollutants.
Atmospheric pollutants are present
in the form of gases, fibers, or particles.
Penetration of pollutants into the lung
and retention at potential sites of injury
depend on the physical and chemical
properties of the agents.s Highly water-
Table 2.-Selected Agents Causing Environmental Lung Disease of Current Concern and Associated
Adverse Effects
Agent
Effect(s)
Acidic aerosols Exacerbate asthma and COPD,* respiratory symptoms,
reduced lung function
Asbestos Lung cancer, mesothelioma, pleural disease
Environmental tobacco smoke Lung cancer, respiratory infection, respiratory symptoms,
reduced lung function
Nitrogen dioxide Exacerbate asthma, respiratory infection and symptoms,
reduced lung functlon
Photochemioal pollution (ozone) Exacerbate asthma and COPD, respiratory symptoms, reduced
lung function
Radon Lung cancer
Silica Silicosis, lung cancer
Volatile organic compounds CanceS neuropsychological effects, respiratory irritation
*Chronic obstructive pulmonary disease.
soluble gases, such as sulfur dioxide and
formaldehyde, are almost completely
extracted by the upper airway of a rest-
ing subject during a brief exposure,
whereas less soluble gases, such as ni-
trogen dioxide and ozone, penetrate to
the small airways and alveoli. Pollut-
ants in particulate form are usually
found in nature as aerosols. The pene-
tration of particles into the lung and the
sites of deposition within the lung de-
pend on the aerodynamic size of the par-
ticle. Those greater than 10 µm are ef-
fectively removed in the upper airway,
whereas smaller particles penetrate
and are deposited in the airways and
alveoli. Fibers are defined arbitrarily as
particles having a length at least three
times the width. The handling of fibers
by the respiratory tract depends on fi-
ber width and length and susceptibility
to dissolution. Exercise increases the
amount of air inhaled and the proportion
of oral breathing, and thereby increases
the dose of inhaled pollutants.
The diverse mechanisms by which in-
haled gases and particles injure the
lung, although not yet fully understood,
can be broadly grouped as acute irrita-
tion and inflammation, chronic inflam-
mation accompanied by a fibrotic re-
sponse for some agents, immediate and
cell-mediated immune responses, and
carcinogenesis (Table 3). The likelihood
of an adverse response to an inhaled
pollutant depends on the degree of ex-
posure to the pollutan', the site of depo-
sition and the rate of clearance, and the
individual characteristics of the ex-
posed person that determine suscepti-
bility. The relationship between expo-
sure and response may have different
forms, depending on the mechanisms by
which the pollutant causes disease (Fig-
ure). The shape and slope of the expo-
sure-response relationship have sub-
stantial implications for assessing the
risks of environmental agents.' Curves
having a threshold that must be ex-
ceeded to produce disease indicate that
levels below the threshold are without
risk; by contrast, a curve without a
threshold implies that any level of expo-
sure conveys some risk. For example,
the linear no-threshold relationship,
widely used to assess risks of carcino-
gens for regulatory purposes, is consid-
ered to be protective of public health
because no level of exposure is without
effect. The assumption of a linear no-
threshold model for carcinogenesis re-
mains highly controversial." Distin-
guishing among the theoretical curves
in the Figure cannot be readily accom-
plished using either animal experiments
or human data, and exposure-response
relationships should be assumed on the
basis of biologic plausibility.'
1LLUSTRATIVE POLLUTANTS OF
CURRENTCONCERN
This section briefly considers the cur-
rently available evidence and concerns
about risk for several air pollutants, se-
lected to be illustrative of the changing
emphasis of concern across the century.
The pollutants discussed include asbes-
tos, radon, environmental tobacco
smoke, acidic aerosols and sulfur diox-
ide, and oxidant pollutants, including
ozone and nitrogen dioxide.
Radon
Radon, a naturally occurring radioac-
tive gas in the decay series of uranium-
238 that is known to cause lung cancer in
underground miners, is ubiquitous in
indoor environments. "$ The decay prod-
ucts of radon are themselves radioac-
tive and release cancer-causing alpha
particles, which are directly responsible
for radon's carcinogenicity. The prob-
lem of cancer in underground miners
was first reported over 100 years ago,'
and radon was considered as a possible
cause of the excess lung cancer in these
miners by early in the century.' Epide-
miologic studies of underground min-
ers, initiated in the 1950s and later, soon
provided convincing evidence that ra-
JAMA, August 7, 7991-Vol266, No.5 The Environment and the Lung-Samet & Utell 671

Table 3.-Principal Mechanisms Associated With
Environmental Lung Disease
Exposure
Examples of theoretic exposure-response relation-
ships. Line A shows a linear exposure-response
relationship with a threshold, while line B,shows a
linear nonthreshold relationship. Lines C and D are
examples of nonlinear relationships (reprinted with
permisson from reference 2).
don caused lung cancer in miners and
some information on the quantitative
risk of lung cancer in relation to expo-
sure. Regulations were implemented
during the 1960s and 1970s to protect
miners against excess lung cancer.10
By the mid-1980s, it was widely rec-
ognized that radon was present in
homes, sometimes reaching concentra-
tions comparable with levels in uranium
mines. To guide the development of
public policy by state and federal agen-
cies, estimates of lung cancer risk were
needed across the range of concentra-
tions measured in homes. Because epi-
demiologic studies directly addressing
these risks could not be quickly per-
formed, the risks found in the studies of
miners were extrapolated to the gener-
al population, yielding estimates that
indoor radon may cause approximately
10 000 to 20 0001ung cancer deaths an-
nually in the United States.e°ll'2 Several
sources of uncertainty have reduced
confidence in the extrapolation of risks
from miners to the general popula-
tion.'s." Should the risks observed at the
higher exposures in miners be extrapo-
lated to lower exposures using a linear
nonthreshold relationship? Are the
quantitative risks higher or lower for
the general population compared with
the risks for miners? In comparison with
evidence from male adult miners, pre-
dominantly cigarette smokers, what are
risks of exposure for children, for wom-
en, and for never-smokers? Some have
even questioned the carcinogenicity of
indoor radon.15 Reducing the uncertain-
ties in assessing the risk of indoor radon
poses a complex challenge for biomedi-
cal research. Improved understanding
of carcinogenesis may lead to better
Mechanism Agents
Bronchoconstriction SuHur dioxide, acidic
aerosols
Inflammation Ozone,
environmental
tobacco smoke
Fibrosis Asbestos, silica
Cancer F3adon,asbestPS,
formaldehyde,
active smoking,
and environmental
tobacco smoke
support for a particular model of the
relationship between exposure and lung
cancer risk. Many case-control studies
of indoor radon and lung cancer are now
in progress with the objective of direct-
ly estimating risk due to indoor expo-
sure, and several studies have already
been reported.e,1e However, the results
of these studies are likely to be affected
by difficult methodologic problems, and
extremely large and unfeasible studies
would be needed to fully address uncer-
tainties and provide confident state-
ments about risk."
As we begin the 1990s, the risks of
indoor radon remain extremely contro-
versial, even though radon is an estab-
lished occupational carcinogen and ex-
tensive epidemiologic data from miners
provide convergent risk estimates.a'e
The continued controversy and wide-
spread perception of uncertainty ap-
pear to reflect the complexity of the
questions that must be answered in sup-
portof policy development rather than
weaknesses in the existing data. Risk
assessment may highlight the gaps in
scientific knowledge and, as illustrated
by indoor radon and lung cancer, reduce
confidence in good data by calling for
answers to questions that cannot be
readily answered.
Indoor Asbestos
Asbestos, a group of naturally occur-
ring fibrous minerals, has been widely
used in insulation and other materials in
schools, public and commercial build-
ings, and residences. Man-made fibers
are now widely used as a replacement
for many of these applications. At the
start of the century, clinical cases pro-
vided clear evidence that occupational
exposure to asbestos caused asbestosis,
a fibrotic disorder of the lung.' During
the 1950s and 1960s, the results of epi-
demiologic studies of workers showed
that occupational asbestos exposure
also caused lung cancer and mesothello-
ma.' Although the information on expo-
sures of workers in these studies was
limited, quantitative relationships be-
tween estimated exposures and cancer
risk were addressed in some of the
studies.
Asbestos fibers can be released into
the air of buildings from human activi-
ties that disturb asbestos-containing
material or by maintenance activities
involving asbestos-containing materi-
als. Thus, persons potentially at risk
from asbestos exposure indoors include
persons handling or contacting the ma-
terial during job activities or cleaning
asbestos-contaminated areas, and gen-
eral building occupants if they inhale
contaminated air. Because of the well-
documented and widely known disease
risks in historical cohorts of asbestos-
exposed workers, the presence of as-
bestos-containing material in buildings
has prompted great public concern-and
legislative programs to reduce risks of
indoor asbestos. The Asbestos Hazard
Emergency Response Act requires in-
spection of schools for asbestos and sat-
isfactory in-place management or, in
some cases, removal. New research ini-
tiatives have been implemented to ad-
dress asbestos in public and commercial
buildings.
Public and private efforts for manag-
ing asbestos-containing material have
been undertaken to reduce the expo-
sures of custodial and maintenance
workers and of general building occu-
pants, including general office workers
and schoolchildren. Even though con-
centrations of asbestos fibers in build-
ings are extremely low, persons in the
category of general building occupants
have been considered to be at risk for
lung cancer and mesothelioma21'; re-
cent estimates of exposures" are
somewhat lower than earlier esti-
mates" as more data have become
available on indoor concentrations. The
risks for the general population can only
be estimated by extrapolating from the
risks in asbestos workers to the general
population. Exposure-disease relation-
ships are generalized across exposure
scenarios typically differing by orders
of magnitude to obtain risk projections
for the general population, which are
subject to great uncertainty. While in- ~
creasing information is becoming avail- ~
able on concentrations ofasbestos fibers iU
indoors, epidemiologic studies cannot ~
directly assess the risks of indoor asbes- ~
tos for such populations as schoolchil- ~
dren and office workers because of the ~
l
l
i
d
d
arge samp
e s
zes nee
e
.
I-PA
Environmental Tobacco Smoke +~
By mid-century, a marked increase ~
was evident in lung cancer deaths
among men, and case-control studies
carried out to explain the epidemic
quickly provided consistent evidence
that cigarette smoking was a strong
672 JAMA, August 7,1991 -Val 266, No. 5 The Environment and the Lung-Samet & Utell

cause of lung cancer. By 1964, sufficient
epidemiologic data on smoking and
health were available to support a con-
clusion by the Advisory Committee to
the Surgeon General that cigarette
smoking caused lung cancer in men.'
Fhrther research has shown that smok-
ing is a cause of many malignant and
nonmalignant diseases.'
Nonsmokers inhale environmental
tobacco smoke, a mixture of sidestream
smoke and exhaled mainstream smoke.
During the late 1960s and early 1970s,
several reports suggested that expo-
sure of children to environmental tobac-
co smoke by the smoking of their par-
ents increased their risk for respiratory
infections and respiratory symp-
toms2',"; in the late 1970s, adverse ef-
fects of parental smoking on lung func-
tion in children were first reported.' In
1981, reports of two epidemiologic stud-
ies, one in Japan and the other in
Greece, indicated that never-smokers
married to smokers were at increased
risk for lung cancer."' Other studies
with similar findings were reported
during the 1980s, and by 1986 the Inter-
national Agency for Research on Can-
cer,' the National Research Council,'
and the US Surgeon General" had con-
cluded that passive smoking caused
lung cancer in never-smokers. In reach-
ing their conclusions, both the Interna-
tional Agency for Research on Cancer
and the Surgeon General's Report em-
phasized the biologic plausibility of the
epidemiologic evidence, assuming that
there is no threshold of exposure for
respiratory carcinogenesis and thus any
exposure conveys some risk.
In contrast to the strong and causal
associations of active smoking with lung
cancer, the risks of exposure to environ-
mental tobacco smoke found in epidemi-
ologic studies have been lower, and
methodologic problems have been dis-
cussed as an alternative explanation to
causality for the association.' The ex-
tent of the lung cancer risk to never-
smokers caused by exposure to environ-
mental tobacco smoke has been
particularly contentious, largely be-
cause nonsmokers in public buildings
and workplaces involuntarily inhale en-
vironmental tobacco smoke, and unac-
ceptable risks for this exposure would
provide a basis for limiting smoking in
these locations. The lung cancer risk of
exposure to environmental tobacco
smoke has been primarily assessed by
generalizing the exposure-response re-
lationship from the studies of never-
smokers exposed to the smoking of their
spouses."' Uncertainties are evident in
this approach, including the lack of in-
formation on total exposure to environ-
mental tobacco smoke and the many as-
sumptions inherent in deriving a
general exposure-response relationship
from studies of never-smokers exposed
at home.
Because of the methodologic difficul-
ties of assessing lifetime exposure to
environmental tobacco smoke and pre-
cisely describing risks that are not sub-
stantially elevated, these uncertainties
in assessing the lung cancer risk of envi-
ronmental tobacco smoke may never be
fully resolved, although they remain a
'subject of research. Yet, full resolution
would seem unnecessary for the evolu-
tion of public policy on environmental
tobacco smoke, a carcinogen with a
readily controllable source. In the case
of environmental tobacco smoke, it
would be unfortunate if potentially irre-
solvable scientific uncertainties thwart-
ed control.
Acidic Aerosols/Suifur Dioxide
The sulfur dioxide/particulate matter
type of pollution, formed primarily as a
result of combustion of sulfur contain-
ing fossil fuels, represents a widespread
form of pollution in industrialized soci-
eties. ' The large-scale mid-century pol-
lution disasters in Donora, Pa, in 1948'
and in London, England, in 1952g','
probably involved extremely high lev-
els, by current standards, of acid aero-
sols and sulfur dioxide. During the Lon-
don fog of 1952, an estimated excess of
4000 deaths occurred, primarily among
the elderly and those with a chronic res-
piratory disease. A recent reexamina-
tion of London mortality data for the
years 1963 through 1972 showed a cor-
relation between daily mortality and
sulfuric acid aerosol levels on the prior
day."
Statutory regulations promulgated in
the early 1970s by the Environmental
Protection Agency under the Clean Air
Act resulted in significant reductions in
levels of total particles and sulfur diox-
ide. However, local reductions in pollu-
tion were often achieved by the use of
tall stacks, particularly for power
plants, which resulted in the pollutants
being emitted high into the atmosphere,
where prolonged residence time per-
mitted their transformation into acid
species. An emerging concern about the
effects of these acidic aerosols has now
extended beyond environmental effects
on trees and lakes to human health.
Although still limited in extent, new
epidemiologic data suggest. adverse ef-
fects of acidic aerosols. A consistent as-
sociation was reported between hospi-
tal admissions for respiratory disease in
Southern Ontario and daily levels of sul-
fates, ozone, and temperature." The Six
Cities Study, conducted by Harvard
University in six eastern and midwest-
ern US cities, demonstrated links be-
tween particle exposure and respira-
tory disease in children.'s Chronic cough
and bronchitis symptoms were associat-
ed with hydrogen ion concentration, a
measure of acidity, rather than with sul-
fa.te levels or total levels of particles.
Furthermore, controlled human studies
have established remarkable sensitivity
in exercising asthmatics to the broncho-
constrictor effects of sulfur dioxide' and
acidic aerosols" at concentrations sim-
ilar to those at higher outdoor levels.
Data showing that acidic aerosols are
a widespread form of pollution and the
emerging health evidence have led to
new research in the United States and
elsewhere. While the air pollution epi-
sodes earlier in the century provided
clear and dramatic evidence that acidic
aerosols can increase mortality, the
present levels of exposure have prompt-
ed questions concerning more subtle ef-
fects on mortality and morbidity. Pro-
viding certain answers to these
questions is a difficult challenge for the
scientific community. Epidemiologic
studies are limited by the difficulty of
measuring exposure and of singling out
the effect of acidic aerosols from other
factors, particularly for such nonspecif-
ic health effects as increased symptoms
and reduction of lung function. Con-
trolled exposures of volunteer subjects
provide information concerning short-
term effects, but this approach cannot
fully represent the exposures sustained
in the community.
Nonetheless, the regulatory appara-
tus turns to the results of epidemiologic
and human toxicologic research as a ba-
sis for policy. On a 5-year cycle, the
Environmental Protection Agency re-
evaluates the "science" to either modify
or support the current sulfur dioxide
and particulate matter standards.
Thus, acidic aerosols may be eventually
listed for regulation. '
Oxidant Gases
Ozone and nitrogen dioxide (NO) are
oxidant gases that contaminate outdoor
air in many urban and industrial loca-
tions. Ozone is one component of the ~
pollution mixture commonly referred to ~
as "smog," and its concentration is used ~
as an index of the degree of smog pollu- n;
tion. Indoor environments may be con- ©
taminated by oxidants from outdoor air (D
and by Nflz produced indoors by com- ~
bustion appliances, such as gas stoves ~
and space heaters. At high concentra-_
tions, oxidants cause extensive lung in- ~
jury, including pulmonary edema and ~
bronchopneumonia in animals and in hu-
mans"°; however, effects at levels cur-
rently measured in outdoor and indoor
air in the United States have been diffi-
JAMA, August 7, 1991-Vol 266, No. 5 The Environment and the Lung -Samet & Utefl 673

cult to characterize. A better under-
standing of the effects of oxidant pollut-
ants is extremely important; despite
extensive control efforts, more than one
half of the US population still lives in
communities where the National Ambi-
ent Air Quality Standard for ozone is
exceeded,SZ and many homes with gas
stoves have NO, levels that approach
the standard for outdoor air.' In fact,
although outdoor air contamination by
oxidants has been the subject of sub-
stantial research and of great regula-
tory concern, pollution of indoor envi-
ronments by N02 has been recognized
as the predominant determinant of per-
sonal exposure in most locations.'
Investigating the health effects of the
oxidant pollutants requires muitidisci-
plinary research involving toxicologic
and epidemiologic approaches.' For ex-
ample, studies show that NO, exposure
increases the frequency and severity of
respiratory tract infections in animals';
we are conducting research to test the
hypothesis that NO, exposure also in-
creases the incidence and severity of
respiratory tract infections in humans.
In laboratory studies, volunteer sub-
jects are exposed to NO, in a chamber,
cells are obtained from the respiratory
tract by bronchoalveolar lavage, and
the ability of the cells to kill virus is
assessed. We recently reported that al-
veolar macrophages obtained from
healthy volunteers after a 3-hour con-
tinuous exposure to 1120 µglm3 of NO,
inactivated influenza virus in vitro less
effectively than cells collected after air
exposure.'s In an epidemiologic study
addressing this same hypothesis, over
1000 infants have been followed up from
birth with prospective observation for
respiratory tract illnesses and monitor-
ing of their homes for NO,. '
Persistent questions concerning the
long-term effects of residence in smog
polluted locations, such as Southern
California, will probably require large
epidemiologic studies and further stud-
ies involving the exposure of volunteers
to describe the range of susceptibility
and to address the mechanisms of toxic-
ity. While the costs of this research may
be high, exposure to oxidant pollutants
is widespread, and the exposures of a
substantial proportion of our population
may be associated with adverse effects.
CONCLUSIONS
Although we have selected a few of
the contaminants that cause environ-
mental lung disease, many other agents
with a similar array of changing con-
cerns with regard to disease risk and
safety could be listed; for example, sili-
.ca, the cause of silicosis, is a suspect
carcinogen at contemporary occupa-
tional levels of exposure, and concern
has been raised about the human carci-
nogenicity of man-made fibers. We sug-
gest that the lessons to be learned from
the example agents may be generalized
to other pollutants.
Active cigarette smoking, occupa-
tional asbestos exposure, radon in un-
derground mines, and high levels of
acidic aerosols were remarkably strong
causes of disease under the exposure
conditions originally investigated. In
fact, cases of disease caused by expo-
sure to these agents were initially iden-
tified through descriptive case series
rather than more formal epidemiologic
investigation. The subsequent re-
search, both epidemiologic and toxico-
logic, was successful in establishing
causal exposure-disease associations
and informative in characterizing expo-
sure-response relationships. However,
current concerns over lower concentra-
tions of these same agents cannot be so
readily answered, nor can they be an-
swered with sufficient certainty to sat-
isfy all interested parties, who poten-
tially include not only the general public
but also involved manufacturers, par-
ties to litigation, environmental groups,
and regulators.
, The technique of quantitative risk as-
sessment is increasingly applied to
gauge the risks of environmental pollut-
ants (Table 1). However, the frequent
focus on the final risk projection-for
example, stating that radon causes
10 000 to 20 000 cases of lung cancer an-
nually in the United States-may inap-
propriately heighten debate over the
projected numbers, even though the
numbers are produced by a simplistic
and mathematical representation of
complex biological processes. More-
over, controversy concerning uncer-
tainties in risk projections may detract
from less ambiguous research findings.
For example, radon is an established
carcinogen, although any projection of
the risks of indoor radon is subject to
diverse uncertainties. Because malig-
nancy fits more readily into a risk as-
sessment framework than nonmalig-
nant outcomes, emphasis by regulatory
agencies appears to unduly weight ex-
posures causing cancer. In using quanti-
tative risk assessment to manage risks,
the difficulties of communicating risks
may further limit the capability of
achieving public health goals.57
It should be recognized that steps can
be taken to reduce risks of environmen-
tal lung disease despite the types of con-
troversies and points of uncertainty
that we have considered. For some pol-
lutants, the individual can reduce risks.
For example, prevention and cessation
of smoking control the hazards of both
active and passive smoking. Radon con-
centrations in homes can be measured
inexpensively, and techniques are avail-
able for mitigating and avoiding unac-
ceptable radon concentrations. Guid-
ance is available for other indoor air
pollutants, including asbestos. For oth-
er pollutants, only national policy and
regulation can reduce risk. For exam-
ple, reduction of levels of acidic aerosols
or of ozone can be effected onlyby multi-
faceted regulatory strategies directed
at sources.
Tremendous progress has been made
across the century in understandingand
preventing environmental lung dis-
eases. The shift of our concern to mor-
bidity at lower levels of exposure and
more subtle effects on mortality paral-
lels strong trends of declining levels for
some pollutants. Certain diseases, eg,
asbestosis and silicosis, are entirely
preventable and the occurrence of new
cases is now regarded as a sentinel
event, signaling an unacceptable expo-
sure. Toxicologic studies have provided
many new insights into effects of envi-
ronmental agents on the lung, although
much remains to be learned about basic
mechanisms of toxicity. The present
emphasis on risk assessment and risk
reduction, which raises many uncer-
tainties and new questions, should not
detract from these past accomplish-
ments. The scientific community has
been challenged by difficult questions,
some of which may never be answered
with complete certainty. Nevertheless,
it is the results of research that have
shifted our public health emphasis to
concerns about lower and lower levels of
exposure. We anticipate that research
on the environment and the lung will
continue to support the evolution of
public policy, while raising even more
difficult questions relevant to public
health.
This study was supported by grant ESO2679 from
the National Institute for Environmental Health
Sciences; contracts 87-4 and 88-8 from the Health
Effects Institute, an organization jointly funded by
the US Environmental Protection Agency (Assis-
tance Agreement X-812059) and automotive manu-
facturers; and grant DE-FG04-90ER60950 from
the US Department of Energy, Office of Energy
Research.
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