Philip Morris
Dioxin Risks Revisited Armed with A New Understanding of How Dioxin Works on the Molecular Level, A Number of Scientists Are Challenging Epa to Change the Way It Does Risk Assessment
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SCIENCE, Vol. 251, pages 624 - 626 (8 February 1991).
Dioxin Risks Revisited
Armed with a new understanding of how dioxin works on the molecular level, a number of
scientists are challenging EPA to change the way it does risk assessment
WHEN A DISPARATE GROUP OF 38 RE-
searchers and regulators from the United
States and Europe got together at a recent
meeting on dioxi n, they reached an agree-
ment that surprised almost everyone. At the
Banbury Center at Cold Spring Harbor
Laboratory, they agreed that before dioxin
can cause any of its myriad toxic effects, be
they cancer or birth defects, it must first
bind to and activate a receptor. And this
unlikely agreement on how dioxin works at
the molecular level-and some hurried cal-
culations scribbled on a blackboard-could
force a dramatic change in how the federal
government assesses the risk of this and
similar carcinogen s.
After the decades of scientific debate that
have dogged this chemical, consensus on
anything seems surprising. Scientists have
been struggling to figure out just how dan-
gerous dioxin really is ever since it was first
detected in the late 1950s as a by-product of
herbicide manufacture. Animal studies have
shown this ubiqui:tous pollutant to be ex-
quisitely lethal, the most, potent carcino--
gen ever tested. But human effects have
been notoriously diffrcult 'to pin down, as
shown by the decades-long controversy over
the dioxin-tainted defoliant Agent Orange.
Even among highly exposed groups, like the
people who lived near the chemical plant
that exploded in Seveso, Italy, in 1976, the
only undisputed effect until recently has
been the skin disease chloracne. Just last
month, however, a new epidemiologic study
provided what may be the strongest link yet
between high doses of dioxin and human
cancer (see boxes on pp. 625 and 626).
In the absence of definirive human data,
the Environmental Protection Agency has
assumed the worst, adopting a linear risk
assessment model that posits that there is no
safe level of dioxin and that its toxic effects
rise proportionatel,y with dose. EPA then set
a stringent acceptable intake level at 0.006
picograms per kilogram of body weight per
day. By contrast, Canada and some Euro-
pean countries, which dismissed the linear
model as unrealistic, have'set their limits
about 170 to 1700 times higher than EPA's,
at 1 to 10 picograrns per kilogram per day.
Yet, sighs toxicologist Michael Gallo of the
Robert Wood Johnson Medical School in
New Jersey, "It's the same chemical on both
sides of the Atlantic."
Now comes the Banbury Center meeting.
Organized by Gallo, Robert Scheuplein of
the Food and Drug Administration, and
Cornelius van der Heijden of the National
Institute for Public Health in the Nether-
lands, it suddenly offered a.vay out of the
morass. If receptor binding is indeed the
essential first step before any toxic effects can
occur, as the meeting participants agreed,
then that implies there is a"safe" dose or
practical "threshold" below which no toxic
effects occur. And that, in turn, means that
the model EPA uses is wrong. "It topples the
linear multistage model," exclaims Gallo.
Spurred on by the Banbury meeting,
Gallo and others are now urging EPA and
the other federal agencies to abandon that
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will also be applicable to other carcinogens
that work through receptors. "This is bigger
than dioxin."
EPA scientist Linda Birnbaum, director of
the environmental toxicology division of
EPA's Health Effects Research Laboratory in
North Carolina, is no less enthusiastic. "It's a
new way to do risk assessment. We can set a
limit below which there cannot be an effect,
on a mechanistic basis. Instead of saying we
know nothing and have to extrapolate back
to zero, we are saying we know a hell of a lot
and can make predictions."
But everything about dioxin is conten-
tious, and the Banbury meeting sparked its
own share of dispute. Consensus broke down
on just what such a receptor-based model
would predict in terms of dioxin's danger.
Gallo and Scheuplein contend that the new
10-i 3 10-1z 10-1 i 10-1o 10-s 10-s
Dioxin concentration
10'7
A dioxin receptor model. New findings suggest that responses to dioxin increase slowly at
first but then shoot up after passing a critical concentration.
model, which they use as a "default" model
for lack of a better alternative, and try to
predict dioxin's risk based on a molecular
understanding of how the chemical works.
When EPA regalators adopted the default
model for carcinogens in the late 1970s,
their intention was always to replace it with
something morc appropriate-once they
knew enough to do so. But that has rarely
happened. "If we can't do it for dioxin, for
which we have so much information, then
we probably can't do it f<or anything," says
Gallo, who thinks that this new approach
model will show dioxin to be far less risky
than U.S. agencies now calculate. Others,
like George Lucier of the National Institute
for Environmental Health Sciences (NIEHS)
in North Carolina, say such speculation is
premature. And Ellen Silbergeld, a toxi-
cologist formerly with the Environmental
Defense Fund and now at the Universin, of
Maryland, thinks speculation that dioxin is
less risky may be dead wrong.
And even if the new model does indicate
that EPA's risk number is far too conserva-
tive, revising it would be horrendously dif-
624 SCIENCE, VOL. 251

ficult-espccially tbr, a molecule as politi-
call charged as dioxin. Gallo calls the sub-
stance a powerful "litigen," referring to the
scores of laWsuits that have been filed by
people alleging health effects from environ-
mental exposure to dioxin. Michael Gough
of the Office of Technology Assessment and
author of Di oxin: Agent Orange predicts "a
tremendous uproar from environmental
groups and Congress." Indeed, John Moore
tried to revise both the dioxin risk number
and the model during his tenure as assistant
administrator for pesticides and toxic sub-
stances at )rPA. He was foiled both times,
essentiallv because the scientific rationale
wasn't strong enough.
Now it may be, thanks largely to the
Banbury mei:ting, says Moore, who now
heads the Institute for Evaluating Health
Risks in Irvine. What tipped the scale is not
su much new experimental data as the accu-
mulating weight of evidence. Indeed,
awareness that dioxin binds to a specific
receptor, known as the Ah, or aromatic
hydrocarbon receptor, goes back to work
done in thi: 1970s by Alan Poland of the
University ol" Wisconsin. Since then, the
nagging question has been whether all of
dioxin's eff<:cts-including cancer-are
mediated through the receptor.
That question was at last laid to rest at
Banbury. When researchers pooled their
data, they realized that for every effect stud-
ied so far, in every experimental system,
binding to the receptor was the first and
essential step. Indeed, no effect can occur
until the reo~ptor-dioxin complex is acti-
vated and transported to the cell nucleus,
where it interacts with the DNA and sets off
a cascade of events. Poland cautions, how-
ever, that son-ieone may yet turn up an effect
that is not mediated this way.
What's more, says Gallo, drawing on clas-
sic receptor-occupancy theory, several
thousand of.~ the receptors have to be occu-
pied before ar:y biological response is seen-
though the exact number is a matter of
considerable controversy. To Birnbaum of
EPA, "The key point is that there is a dose
of dioxin below which the receptor does not
function, and if it is not activated, there can
be no effect," though she and others shy
awav from saying there is a threshold in the
strict sense. The upshot, most but not all of
the Banbury, participants agreed, is that the
Straight line predicted by the linear multi-
stage model is wrong.:Instead, the curve at
its lower end looks like a hockey stick in
which the response increases very slightly at
low doses, along the blade, and then shoots
up almost lincarly at the bend in the stick.
The key question, then, is where the re-
sponse shoots up in humans, which the
group set our to determine in a flurry of
High Dioxin Dose Linked to Cancer
For two decades now a debate has been raging about
whether dioxin causes cancer in humans. Animal
studies have shown one form of dioxin, TCDD, to be
the most powerful carcinogen ever tested, earning it a
reputation as a pariah, the Darth Vader of chemicals.
But human epidemiologic studies, which have been
hampered by insufficient exposure data or small num-
bers, have been equivocal. Over the past few years a
"revisionist" school has emerged, asserting that, in the
absence of any definitive cancer link in humans, dioxin
must have been given a bum rap. Now, a new study by
federal scientists presents what many consider the
strongest evidence yet that dioxin is indeed a human
carcinogen-but apparently only at exceedingly high
doses. In an editorial accompanying the study, which
was published in the 24 January issue of The New
Dioxin sleuth. Marilyn
Fingerizut ran NIOSHstudy.
England Journal of Medicine, biostatistician John Bailar III of McGill University in
Montreal calls it "a model of its kind. We are likely to wait a long time for appreciably
better or broader evidence of the effects of TCDD on human health."
In the exhaustive study, which took nearly 13 years to complete, Marilyn Fingerhut
and her colleagues at the National Institute for Occupational Safety and Health
examined the mortality records of essentially all U.S. chemical workers exposed to
dioxin on the job from 1942 to 1984: a total of 5 172 men at 12 different plants. What
sets the study apart, other than its size, is that this is probably the most highly exposed
population ever studied, says Fingerhut. What's more, their exposure was well
characterized. The NIOSH team measured TCDD levels in the blood serum of 253
of the workers. The result: the levels correlated well with their surrogate measure,
which was how long a worker was in a dioxin-contaminated job.
The workers overall had a 15% increase in mortality from all cancers. But that
picture changed dramatically once the cohort was divided into a low-exposure and
a high-exposure group. Low exposure was defined as working less than I year in a
dioxin-contaminated job; high exposure as 1 year or more. The men in both groups
had their first occupational exposure to dioxin at least 20 years earlier, allowing for
a 20-year latency period for cancer. In the low-exposure group, there was no
increased risk of cancer, even though those men were exposed to dioxin levels an
estimated 90 times higher than the general population. By contrast, the high-
exposure group, who received doses estimated to be 500 times higher than the
general population's, had an almost 50% excess risk of dying of cancer. The increase
was mostly in soft tissue sarcomas, a form of cancer linked to dioxin in other
epidemiologic studies. But there was also an unexpected increase in cancers of the
respiratory system. The study did not show a significant increase in the handfiil of
other cancers that have been linked to dioxin in epidemiologic studies. "Even a study
this large, with all the workers in the U.S., has limitations in size for looking at
individual cancers," explains Fingerhut.
The study has other limitations as well. For one, workers were exposed to other
occupational chemicals, often for 20 years, and the epidemiologists could not control
for their effects. Nor could they control for smoking. Fingerhut thinks neither factor
is likely to explain the excess cancer risk, but she cannot definitively rule out that
possibility. Nevertheless, she sees the study's outcome as very clear, writing: "The
increased mortality is consistent with the status of TCDD as a carcinogen." This study
probably defines the upper end of human effects, adds Fingerhut, who leaves it to others
to speculate about what it means for people exposed to lower doses of dioxin.
Will this study settle the dioxin controversy? Not likely, if newspaper headlines are
any indication. "Extensive Study Finds Reduced Dioxin Danger," heralded The
Washington Post. "High Dioxin Levels Linked to Cancer," warned The New York
Times. And the study is already being cited as evidence in the flap over Monsanto's
alleged falsification of its dioxin studies (see box on p. 626). Indeed, Bailar predicted
that "parties on both sides of the continuing debate about the regulation of dioxin
exposure will no doubt cite this work in support of their positions." L.R
S FERRC'AR)' 1991 RESEARCH NEWS 625

c citci»enc on the last day <>f the meeting.
Instead of direct mr.asures of receptor bind-
ing, they used a handy surrogate: the in-
creased activity of the cytochrome P450
enzyme system, widely considered the most
sensitive response i:o dioxin in all species.
No toxic effects are known to occur at levels
below those required for enzyme induction.
After reviewing data on the necessary dose
for enzyme induction in alll species, Gallo,
Birnbaum, Scheuplein, and others took turns
at the blackboard, trying to calculate what
the "safe" level in humans might be. Their
rough, back-of- the -envelope calculation: I
to 3 picograms per kilogram per day-several
hundred times higher than current U.S.
standards and in the same ballpark as those
set by some European countries, which ar-
rived there by an entirely different method.
Not so fast, says Maryland's Silbergeld,
who cautions again:x "replacing one stupid
model with another." For one, a receptor-
based model does r ot necessarily predict a
"hockey stick" curve, nor does rcceptor bind-
ing necessarily implya"safe" dose, says
Silbergcld, who thinks her colleagues are
underestimating the intricacies of receptor
theory. Nor is she convinced "that the result
[of the new model] will be that different
from EPA's current figure. As a scientist, I
object to the EPA model. But [its predic-
tions] may be very, very close, for totally
irrelevant reasons."
Working with EPA scientists, Gallo is
now setting out to refine the risk number
for dioxin. George Lucier and his colleagues
at NIEHS are doing the same. The idea is to
build a conceptual model of cellular re-
sponses to dioxin and then turn that over to
mathematicians to develop a predictive tool
to estimate dioxin's risks-not just for
cancer but for any toxic endpoint. William
Farland, who runs the dioxin risk assessment
effort at EPA, expects a "straw man" model
to be complete in about a year. The next step
would be to see if it passes muster with the
Mons,anto Studies Under Fire
The Environmental Protection Agency has launched a criminal investigation to
determine whetrier Monsanto Corp. of St. Louis falsified three epidemiologic studies
of its workers, which showed no increased health risks from dioxin other than the skin
disease chloracnr. The investigation, which EPA is mandated to conduct in response
to a petition re:questing it from the activist group Greenpeace USA, should resolve,
once and for all, the allegations that have been swirling around these studies for
almost a year. :EPA officials would not conflrm or deny the existence of the
investigation, bu t Seience obtained internal agency memos discussing it.
The EPA has not notified Monsanto that it is under investigation, but says Dan
Bishop, the company's director of communications, "We hope there is one, we
welcome it. It is the only way to put this matter to rest." In fact, the company wrote
to EPA twice ov.-r the past few months, begging the agency to perform a scientific
audit of the studies. Bishop calis the fraud allegations "bald-faced lies."
The main charges are that Monsanto epidemiologists misclassified exposed work-
ers as unexposed in their control group and that they omitted workers who had died
of two cancers that have been linked to dioxin exposure in other epidemiologic
studies. The charges first came to light last February when a plantiff's lawyer in
Kemner v. Monsanto, a case involving a tank-car accident, reviewed the studies,
decided they were fraudulent, and alerted the press to the alleged cover-up. That
brought in Green.peace, and also Cate Jenkins, a chemist in EPA's regulatory branch.
She has since mad e the Monsanto studies something of a personal crusade, petitioning
EPA's Science Advisory Board to audit these and other studies, and meanwhile
sending numerous copies of her memos to various environmental groups, Vietnam
veterans organizations, and her friends on Capitol Hill. Jenkins maintains that
Monsanto's studies have directly affected how EPA regulates dioxin. Other agency
officials deny that, saying that EPA's current-and very stringent-standard for
dioxin exposure is based on animal studies.
Everyone Scier ee spoke with who is familiar with the Monsanto studies agrees that
they are flawed, but probably not as the result of criminal intent. The scientific
questions about the studies may now be moot, however, as all but six of the
Monsanto workers in the three studies have been carefully reexamined as part of a
larger federal study just published, which suggests that high dioxin doses can cause
huuian cancer (see box on'page 625). The other questions may be tougher to resolve.
When EPA completes its investigation, the agency will report to the Justice De-
partment and re:commend either that they prosecute or close the case. L.R
scientific community-and if it in fact of}ers
an advantage over the status quo. "This is an
improvement, not a cure-all," warns Lucier.
Once the model is complete, perhaps the
biggest question, in terms of dioxin's danger,
is the background exposure of the general
population, which comes chiefly from diet
but also from environmental sources. If back-
ground exposure is comfortably below the
practical "threshold" needed for receptor
activation (point B in the figure), then there
may indeed be a safe dose. But if background
exposure is higher, near the "threshold"
(point A), "then there is no margin for ad-
ditional exposure," says Moore. Background
exposure is now estimated to be about I
picogram per kilogram per day-slightly be-
low the rough "safe" number the Banbuny
group came up with-which may not leave
much room for additional exposure.
At this juncture, EPA officials are enthusi-
astically embracing the new scientific ap-
proach. Don Barnes, a dioxin expert and
executive director of EPA's Scientific Advi-
sory Board, talks of "a real breakthrough, a
sea change in our view ofdioxin." In fact, the
topic is deemed important enough that a
special briefing is planned for EPA adminis-
trator William Reilly and top agency officials.
But how far is EPA likely to go if the
modeling exercise does reveal that dioxin is
less risky than the agencies now calculate:
Gough of OTA, for one, thinks that the
answer is not very far: "Dioxin is the most
potent carcinogen ever tested. If they back
off this one, they will open the door to every
chemical manufacturer in the world" whose
chemical acts in the same way. "That is a
door they will reluctantly open." Gallo con-
tends that the door will open just a crack, as
there are less than a dozen carcinogens
known to work the way dioxin does. And he
predicts that the new receptor-based risk
model will cut both ways: some carcinogens
will turn out to be far riskier than now
predicted; others, like dioxin, less risky.
Moore agrees that change will not be
easy. "For issues this emotional, you have to
be purer than Caesar's wife anytime you
propose to change the status quo. There
would have to be a fair degree of support
within the scientific community for it to
come to pass, especially if the potential
change is a`relaxing' of the number."
Eric Bretthauer, EPA's assistant adminis-
trator for research and development, con-
cedes that "the agency hasn't traditionally
relaxed numbers." But, he savs, "I think
there is a willingness at the policy level to
take it on. My vie-,v is we have to be open to
changes in science, whatever their effect on
regulatory policy." He adds, however, that
"the science has to be verv clear."
LESLIE ROBERTS
626 SCIENCE, A'OL. 2,,1 4:,; .
