Philip Morris
the Rat As An Experimental Animal
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From: Science, Vol. 245, No. 4915, pages 269 - 276 (21 July 1989).
The Rat as an Experimental Animal
THOMAS ,(. GILL III,~ GARRY J. SMITH, ROBERT W. WISSLER, HEINZ W. KUNZ
The development and characterization of many inbred,
congcnic, and, recombinant strains of rats in recent years
has led to the cietailed genetic description of this species,
especially in re3;ard to its major histocompatibility com-
plex. This information has contributed substantially to
the study of camparative genetics and has greatly en-
hanced the utility of the rat in a variety of areas of
biomedical res4arch. This article focuses on the use of the
rat in immun,ogenetics, transplantation, cancer-risk as-
sessment, cardli6vascular diseases, and behavior.
HE RAT IS A, MAJOR EXPERIMENTAL ANIMAL IN TRANSPLAN-
tation, imm.unology, genetics, cancer research, pharmacolo-
gy, physiology, neurosciences, and aging. The strains and
randomly bred stocks that have been used almost exclusively arc
derived from the Norway rat (Rattus norvegicus), which is thought to
have originated in the area between the Caspian Sea and Tobolsk,
extending as far c:azt as Lake Baikal in Siberia. It spread to Europe
and the United States with the development of commerce in the
18th century, and by the middle of the 19th century it was being
century by H. H. Donaldson, W. E. Castle, and their colleagues for
studies in basic genetics and in cancer research (1). Further develop-
ment and genetic characterization of inbred, congenic, and recombi-
nant strains occurred in the United States, Japan, and Czechoslova-
kia (2), and several reviews have documented these developments in
detail (3-5). In addition to its experimental uses, the rat has a
worldwide economic and medical impact, since it destroys one-fifth
of the world's crops each year, carries many diseascs that are
pathogenic for humans, and kills many children by direct attack
(6).
This review will focus on current work utilizing the rat in
immunogenctics, transplantation, cancer-risk assessment, cardiovas-
cular diseases, and behavior. In these areas of research, the rat has
the advantage of being a well-characterizcd, intermediate-sized
rodent without the disadvantages, both scicntific and cconomic, of
larger animals and without many of the technical disadvantages of
smaller rodents.
T. J. Gill III is the Maud L. Mcntcn Professor of Experimenal Pathology and professor
of human genetics and H. W. Kunz is associateprofessor of pathology at the Univcr-
siry of Pittsbur~h Schoo! of Medicine Pittsburgh, PA 15261. G. J. Smith is associate
professor and director of the Cardnogenesis Research Unit at the School of Pathology
of the Universiry of New South Walcs, Keuington, New South Wales, 2033 AustzaLa.
R. W. Wissler is the Donald N. PritzScer Distin guWxd Service Professor of Pathol
g
.
g
q
,
s at t
e
n
vers
ty
used extensively for studies in anatomy, physiology, and nutrition.
The first inbredlinis were developed at the begirlning of the 20th
Chica
o IL
60637
active emcritu
of Chin
o Sc1 of Medicin
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'To whom correspondence should be addressed.
21 JULY 1989 ARTICLES 269

Immunogenetics
Considerable eflot has been expended in recent years to develop
and characterize inbred, congenic, and recombinant strains of rats,
and a wide variety of these genetic resources is now available (3, 4,
7-9). Several compiCations of basic data have been assembled (5),
and current developments are regularly updated in the Workshops on
Alloantigenic Systems e f the Rat (10) and in the Rat Newsletter (11). This
work has also provided insight into the comparative genetics of the
major histocompatibility complex (MHC) and of MHC-linked
genes affecting grovnh and development. The level of polyrnor-
phism of MHC antigens in the fat is very low compared to that of
other species; the caass I antigens have been most extensively
studied. Nonetheless, the resistance to disease, reproductive capaci-
ty, and ecological stability of the rat do not differ from those of other
species. Hence, the biological significance of MHC polymorphism
remains a mystery.
The structure of die MHC in the rat (RT1) based on data from
serological, molecular, and functional studies is shown in Fig. 1 (3,
12, 13). The general organization of the class I and class II loci is the
same as in the mou:e but different from that in all other species
studied: the class I7: loci are interspersed between class I loci rather
than following them sequentially (14). This observation indicates
that (i) the rat and the mouse formed separate genuses after the
divergence of the prototypic Muridae, (ii) the evolutionary conser-
vation of the MHC persists despite internal rearrangements, and
(iii) the function of rhese loci does not depend, at least to a first
approximation, on their specific order or on their polymorphism.
The RT1.A and RTI.E loci encode classical class I transplantation
antigens and appear w be the homologs of the mouse H-2K and H-
2D loci. There are several other class I loci in the vicinity of RT1.A,
and the best definc:d are the diallelic RT1.F and Pa (pregnancy-
associated) loci (3, 13, 16). The antigen encoded by the Pa locus was
first identified on the surface of the basal trophoblast in the
allogeneic WF(u) x DA(a) mating by alloantisera and by monoclo-
nal antibodies made by the WF mother (17). This antigen carries an
epitope that is broadly shared among other class I antigens, but does
not have the allele-sp:cific epitope of a classical class I transplanta-
tion antigen. Immunohistochemical and electron microscopic stud-
ies (18) showed that both the Pa and Aa antigens are also on most
somatic tissues and that they are carried by separate molecules. The
mapping of the A, F, and Pa loci is based on the use of various
combinations of inbred, congenic, and recombinant strains; a
number of monoclonal antibodies; and specifically designed al-
loantisera. No recombinants among these loci have yet been found,
but inununoprecipitat on and peptide mapping studies have demon-
strated that they are: separate molecules: hence, the order of these
loci in Fig. 1 must be considered tentative. The RT1.G and RT1.C
loci encode class I avigens that appear to be homologous to the
mouse QaIIZ antigens, but these loci have not yet been well
characterized (19).
The class II loci RTI.B and RT1.D were detected serologically
and by molecular analysis (3), whereas RT1.H has been detected
only by molecular anadysis (12). The B and D loci appear to be
homologous to the mause A and E loci, and the H locus appears to
be homologous, in part, to the mouse qfA(33 pseudogene and the
human HLA-DP locus.
The growth and reproduction complex (grc) is closely linked to
the MHC (20). In t1le homozygous state, it is semilethal in males
and females, causes small body weight in both males and females
(dw-3), and causes ma!e sterility and reduced female fertility ( ft).
These defects are similar to some of those associated with the t
haplotypes in the mouse, but the grc is not homologous to the t
genes since it does not cause segregation distortion or suppression
of recombination (3, 20). The fertility defect occurs at the same stage
of gametogenesis in both males and females: there is complete arrest
of spermatogenesis at the primary spermatocyte stage, and a partial
defect in the maturation of the primary ovarian follicle. The grc acts
at an early stage of meiotic prophase I; it is not associated with any
known chromosomal or hormonal abnormality; and it increases
susceptibility to chemical carcinogens in both males and females
(21). Its effects are probably due to the deletion of a segment of the
chromosome close to the MHC (22). If so, then the increased
susceptibility to cancer may be due to the loss of cancer suppressor
genes, or anti-oncogenes, as in retinoblastoma and Wilms' tumor in
humans (23). Hence, these animals may provide a unique system in
which to study the genetics of susceptibility to cancer.
The homozygousgrc genotype (20 to 25% in utero mortality) can
interact with the heterozygous Tal/+ gene, which is a recessive
lethal gene on a different chromosome. The Tal gene is not lethal in
the heterozygous state but, when homozygous, causes the death of
all embryos at 10 to 14 days of gestational age (24). This demonstra-
tion in mammals of a lethal epistatic interaction, which is the
interaction between genes on different chromosomes, provides a
useful system in which to study gene interaction during develop-
ment.
Molecular analysis has delineated the major regions of the rat
MHC on the basis of restriction fragment length polymorphisms
(RFLPs) (13, 22, 25). There are approximately the same number of
class I-hybridizing fragments of DNA as in the mouse (26), despite
the much lower level of serological polymorphism in the rat (3). The
class II loci have not been examined in any detail yet, but there is a
"hotspot" of recombination in the RT1.H region.
The biochemical comparisons among the rat, mouse, and human
MHC class I and class II antigens are summarized in Table 1. The
amino acid sequences of the rat class I and class II antigens are more
homologous to those of the mouse than to those of the human,
although both levels of homology are fairly high. The homology
among antigens encoded by the same class I locus is the same in the
rat and the mouse, and both are lower than in the human. The
homology between antigens encoded by different class I loci of the
same haplotype is much higher in the rat than in the mouse or the
human, whereas the interlocus homology for the class II antigens is
approximately the same for all three genuses. When one compares
the rat with the mouse and the human the most striking difference is
in the number of serologically defined class I and class II antigens.
This difference has been documented most extensively for the class I
antigens in both inbred (3) and wild (27) populations; it has been
less extensively studied for the class II antigens. The class I and class
II antigens present in both the inbred and wild populations are
scrologically and functionally indistinguishable, and there is a high
degree of linkage disequilibrium among the loci in the MHC of the
rat (27).
The difference between the rat and the mouse and human in the
serological polymorphism of their class I antigens stands in contrast
to the similarity of their RFLP patterns (20 to 36 class I-
hybridizing fragments) (3, 22, 25). This observation might reflect a
similarity in the total number of class I genes in all three genuses but
a difference in the number of functional genes. The situation with
the class II loci in the rat appears to be the same: their serological
polymorphism is very low but their RFLP is high (3, 12). Thus, the
rat is an extremely useful animal in which to study the control of the
functional activity of MHC loci and the biological consequences
thereof.
The limited MHC antigen polymorphism in the rat raises the
question of what the biological significance of MHC polymorphism
is (28). Neither the host defense mechanisms nor the reproductive
capacity of the rat appear to differ from those of the mouse and the
270 SCIENCE, VOL. 245

human, and die rat has certainly prospered in an otherwise hostile
environment (6). Current thinking assigns a central role to class I
antigens in the presentation of foreign antigens to the host immune
system and to class II antigens in the recognition offoreign antigens.
If these are, indeed, the primary functions of the MHC antigens,
then either thi- specificities of their antigen-recognizing structures
are much broader than those of the antibody combining sites or the
extent of their antigen-recognition repertoire is not reflected in their
serological polymorphism. There is also the relevant, and intriguing,
observation that the MHC polymorphism in the protochordate
Botryllus is the same as that in the mouse and the human (29). Why?
Only more extensive structural studies of MHC antigens at both the
protein and DNA levels will provide the crucial insights into the
biological significance of MHC antigen polymorphism.
Transplantation
The rat is the animal most often used in organ transplantation
studies: its size makes surgical procedures feasible, provides large
amounts of ~As and serum, and allows serial biopsies of the
transplanted organ to assess the rejection process. The advances in
rat immunogenedcs over the past two decades have enhanced
considerably its usefulness in transplantation research. The rejection
times of variou:; organs in different strain combinations have been
documented (5), and the roles of the different MHC and non-MHC
antigens in this process (30) have been examined by the use of
different combination of inbred, congenic, and recombinant strains.
Such transplantation studies have been done with skin (7, 30),
kidney (31), heart (32), bone marrow (33), liver (34), small bowel
(35, 36), pancreas (37), and brain (38, 39). There are four major
areas of current interest in experimental transplantation research,
and the rat is thc: crucial animal in each of them: allotransplantation
of the small bowel, heart, and liver; neural transplantation; xeno-
grafting; and reproduction.
Allografiing. Inn systemic allotransplantation, grafting of the small
bowel is the most pressing area of study (35, 36). Loss of function in
this organ occurs in a variety of situations and at all stages of life: for
example, congenital abnormalities, necrotizing enterocolitis, mesen-
teric artery thrombosis, and trauma. The problems encountered
include the prcap+:r preservation and restoration of the physiological
function of this delicate organ. The immunological problems are
those of the host-versus-graft reaction by the recipient's immune
system and the graft-versus-host reaction by the lymphoid tissue in
the Peyer's patches of the graft. In this sense, small bowel grafting
presents the sar.ne type of tissue matching problems as bone marrow
grafting, but tlie offending T cells cannot be removed from the
bowel graft as easily as they can from the bone marrow graft.
Two other important areas of research in allografting are heart
grafting and liver grafting. The most critical issue in the long-term
survival of cardiac transplant patients is the development of athero-
sclerosis in the coronary arteries of the transplant (40). In humans,
this process can lead to the loss of the transplant in 5 to 7 years, so an
understanding of its pathogenesis will provide a cogent insight into
its therapy. In hr:Irnan liver transplantation, the role of histocompati-
bility (HLA) matching in the survival of the transplant has not been
clarified, and there is the suggestion that under certain circum-
stances matching can reduce the survival of the graft (41). The liver
transplantation model has been well developed in the rat (34), and it
should provide th e appropriate system in which to explore these
questions.
Neural transplantation. The rat has been an important animal in the
study of allogeneir and xenogeneic neural transplantation. Embry-
onic neural tissue can be transplanted i_nto neonatal and adult brains
where it can mature and integrate into the host brain. Both
allografts and xenografts can survive for prolonged periods, but they
are always susceptible to immune rejection either spontaneously or
after challenge by related antigens or by mechanical trauma to the
central nervous system (38). In the rejection process, however it is
precipitated, the host astrocytes are induced to express MHC class I
and class II antigens, and the control of such expression may be
central to the acceptance of the neural transplant. Cyclosporine A
can effectively prolong neural grafts (42). Recent studies in humans
(43) suggest that grafts of neuroectodermal origin can be performed,
but such grafts have not yet proven to be clinically useful for any
significant period of time. The critical factors that affect the success
of a neural transplant are the technique and site of the transplant, the
amount of disruption of the blood-brain barrier, the size and source
of the donor tissue, the vascularization of the transplant, the age of
the host and of the donor at the time of transplantation, and the
immunogenetic difference between host and donor.
Studies in rats have shown that such transplants can reduce
cognitive defects due to frontal cortex lesions (44), improve impair-
ment of motor function in aged animals (45), and make functional
connections in an allogeneic or xenogeneic setting (46). These
studies are also providing insight into the immunological status of
the brain and the immune reactivity in this organ and into the
pathogenesis of focal neurodegenerative diseases (38).
The potential value of neural grafts in clinical medicine lies in
replacement of damaged neural circuits and in the replacement of
cells making chemicals that modulate neural function. Neural circuit
replacement might be used to treat trauma in adults and congenital
neurological defects in children, and it is in the latter that long-term
possibilities for the therapeutic use of neural grafting lie. The use of
transplanted cells as a substitute for chemical replacement therapy is
complicated by the fact that many of the diseases causing such
deficits may have an autoimmune basis, so the transplanted cells
themselves may fall victim to the underlying disease process. Much
basic work must be done to clarify the immunological and neuro-
physiological aspects of neural transplantation, the development of
specific immunosuppressive regimens for neural transplants, and the
pathogenesis of the neurodegenerative diseases for which it might
be used as therapy. The effort is worthwhile, since transplantation of
tissue into the brain is one of the most promising approaches to have
come from experimental neurobiology as potential therapy for a
variety of disorders involving damage to the central nervous system.
Finally, the use of neural xenotransplants in humans is a distinct
possibility (38), and the ethical dilemmas raised by this procedure
must be examined.
Xenografis. The use of grafts from animals of different families and
genuses, xenografting, has been explored sporadically (47) and has
recently had a resurgence because of the interesting'basic immuno-
logical questions that it raises and because of the possibility of the
use of such grafts as neural transplants (38) and as temporary
expedients ("bridging grafts") in humans.
Each xenograft system has its own peculiarities (47): thus, it is not
possible, at the present time, to generalize about the nature of the
immune response to xenografts. In order to explore systematically
the immunobiology and immunogenetics of xenografting, three
areas of resarch should be developed. First, xenoantigens should be
identified and characterized. The relative immunogenicity of various
xcnografts should be studied in one donor-recipient combination in
order to develop a coherent body of knowledge that can serve as a
paradigm for other systems. The rat-mouse combination will be the
most useful one to study initially, because both species are immuno-
logically and genetically well defined. This research should explore
(i) the possible existence of unique xenoantigenic systems, (ii) the
role of donor MHC antigens in eliciting an immune response to the
2I JULY 1989 ARTICLES 271

xenograft, (iii) the cumulative effect that weak antigenic systems
have in xenograft rejection, and (iv) the genesis and nature of
"naturaP' or "preforrned" antibodies. As an extension of this line of
work, the role that the evolutionary distance between donor and
recipient plays in the magnitude of the immune response to the
xenograft should be examined. Second, the immune response to the
xenograft should be analyzed systematically and in detail, including
an investigation of the origin and specificities of preformed antibod-
ies. The latter study nnay provide some insight into methods for
controlling their formation. Third, the mechanism of xenograft
rejection should be compared to that of allograft rejection to
determine whether the major differences between them are qualita-
tive or quantitative.
Reproductive immunology and genetics. This area has as its central
theme the mechanism by which the fetal allograft survives (48). The
rat is an important exp:rimental animal for examining the nature of
the trophoblast antig(:ns and the genetic control of their expression.
The allele-specific, class I transplantation antigens are not expressed
on the trophoblast surf ice in allogeneic pregnancies, but they are on
the surface in syngeneic pregnancies; in both types of pregnancies,
they are present in the cytoplasm (18). The Pa antigen is expressed
on the trophoblast surf tce and in the trophoblast cytoplasm in both
allogeneic and syngeneic placentas; class II antigens are not ex-
pressed in either type of placenta (18). This differential antigen
expression may be an important factor in the maternal acceptance of
the allogeneic placenita, Recent work shows that all of the class I
antigens expressed in tlie placenta are of paternal origin, and this is
the first example at the antigen level of genomic imprinting, which is
a critical process in reproductive genetics (49). The very low level of
MHC antigen polymorphism in the rat is crucial to the discrimina-
tion needed for these types of studies.
Recessive lethal gen:s are important causes of fetal death in
experimental animals, and they may play an important role in
recurrent spontaneous s tbortion in humans (48, 50). The grc in the
rat, as discussed above, provides a unique model system in which to
study these effects. This area of research is an important bridge
between the aspects of reproduction of primary interest in the field
of transplantation and. the broader field of developmental genetics.
Risk Assessment for Potential Carcinogens
The rat has been used frequently for prediction of the effects of
chemicals on humans (51). For studies of teratogenesis, the advan-
tages of the rat include the ease of counting corpora lutea when
assessing the effects of chemicals on ovulation and implantation
(52), a large litter size a short gestation period, and a well-studied
embryology. However, the susceptibility and sensitivity of rats to
particular teratogenic agents may be low when compared with the
mouse and the rabbit (52), and there are significant differences from
man in the effects of chemicals on the fetus (53). In mutagenesis
studies, the rat appears to offer little inherent advantage over several
other species (54). It is in the field of carcinogenic risk assessment
that the rat has played a prominent role and will continue to do so.
Prediction of carcinogenicity for a given chemical is a major
concern for government, the chemical industry, and the public. The
development of cancer usually involves, at some stage, an agent or
agents foreign to the cell-including xenobiorics, radiation, and
oncogenic viruses. Carcinogenesis is a multistep process frequently
involving a genotoxic (DNA-altering) step resulting in the alteration
of cell division, growth, and differentiation (55). Different chemi-
cals, including some with similar structures, may work by different
mechanisms, and the ce:llular differences among tissues further
complicate the process. Often one, or sometimes more, specific
activated metabolite of a chemical may be the ultimate carcinogen
(56); hence, different tissues and species of animals may respond
differently to any given chemical based on their inherent metabolic
patterns. The many unknown aspects of the induction of cancer, the
long latency period between exposure and overt disease, and the
potential for carcinogenesis at low doses of chemicals have made risk
assessment an extremely difficult exercise.
Ultimately, it is epidemiologic studies of humans that will
confirm the ability of an agent to cause human cancer (57), but such
studies are usually performed only after exposure of large popula-
tions. This situation has led to the development of carcinogenic risk
assessment methodologies that utilize nonhuman test systems (53).
Assessment of carcinogenicity involves long-term dietary, parenter-
al, or topical application of the chemical to various mammalian
species (58). The rat features prominently in such studies because of
a favorable combination of small body size, ease of breeding, and
relatively low spontaneous tumor rates. The choice of the strain of
rats that is used is important in view of the variation in spontaneous
tumor rates and different responses to chemicals among inbred
strains (58). More recently, it has become apparent that such long-
term bioassays may occasionally produce conflicting results, as
occurred initially with vinylidene chloride (59, 60), or may be used
with agents such as arsenic that exhibit sufficient evidence of
carcinogenicity in humans but limited evidence in animal tests (60).
Furthermore, because the mechanisms of chemical carcinogenesis
have become better understood and the potential for simultaneous
exposure to several chemicals has become apparent, chemicals may
in the future be assessed for their activity at different stages of the
multistep carcinogenic process (61).
The long-term application of a test chemical to animals will
continue to be the fundamental method of carcinogenic risk assess-
ment because short-term, and particularly in vitro, tests cannot
mimic all of the aspects of animal metabolism and physiology (62).
The long-term bioassays should be done over a large part of the life
span of the species, starting in utero, in order to eliminate false
negative results due to the prolonged latency of carcinogenic effects.
In this respect, the rat is a suitable experimental animal because of its
relatively short life span.
In view of the important role played by metabolic enzymes in
activating chemicals to reactive carcinogens, the question arises as to
whether the rat is metabolically an appropriate substitute for
humans. Crouch and Wilson (63), using the National Cancer
Institute long-term bioassay data and a mathematical formula for
carcinogenic potency, demonstrated that the ratio of potency be-
tween humans and rats was, on average, within a fivefold range;
however, for a given chemical it varied from 1500:1 to 0.02:I. The
range of potencies was less divergent between mice and rats,
although Bernstein et al. (64) have argued that this lack of divergence
may be a statistical artifact inherent in the long-term bioassays.
Purchase (65) analyzed 250 chemicals for carcinogenicity in rats and
mice based on data from the National Cancer Institute, Internation-
al Agency for Research on Cancer, and U.S. Public Health Service,
and his analysis indicated that a chemical carcinogenic in one species
had a 15% chance of not being carcinogenic in the other. These data
emphasized the importance of testing chemicals in more than one
species in long-term bioassays (58). The rat is dearly an appropriate
choice for one of these species because so much is known about its
metabolic and physiological patterns and because various classes of
chemicals are carcinogenic for rats (53, 59).
Recent studies on mechanisms of chemical carcinogenesis have
demonstrated deficiencies in long-term animal carcinogenesis test-
ing when it is used as the sole assessment criterion, because
problems may occur with chemicals that are carcinogenic but that
cause only moderate tumor incidence in a given tissue in different
272 SCIENCE, VOL. 2}5

species (59). Certain chemicals, notably epigenetic (non-DNA
altering) ones, may affect a particular stage of the multistep carcino-
genic process initiated by another chemical without being them-
selves active in a long-term bioassay when tested alone. These facts,
together with the increasing costs and slowness of long-term
testing, have forced consideration of assays that require less time.
Weisburger and Williams (59) outlined a decision-point approach to
testing whereby chemicals might be analyzed in four increasingly
complex classes of carcinogerucity assessment. These classes are as
follows: (i) 2ulalysis of the structure of the chemical. This analysis
considers the reactivity of the chemical and its metabolites based on
structure (66). (ii) Short-term tests in vitro. A battery of tests is used
including prokaryotic and mammalian mutagenesis systems and
studies of direct effects on DNA and chromosomes. (iii) Limited
bioassays in vivo. The formation of preneoplastic lesions or rapid
tumor induction is assessed in selected species. (iv) Long-term
bioassays in vavo. A positive result in these studies is increased overt
tumor formation or tumor-induced death of the animal.
For limited b:ioassay procedures, the induction of breast cancer in
female Sprague-Dawley rats and the induction of altered foci in the
rat liver may be sseful. Cellular and subcellular preparations from rat
livers are also commonly used for metabolic activation of chemicals
in short-term carcinogenesis and mutagenesis tests (67, 68). Cocul-
ture of rat hepatocytes with liver epithelial-type cells has been
reported to sustain high levels of hepatocyte, carcinogen-metaboliz-
ing cytochrorne P-450 enzymes (69). Such procedures may extend
the utility of r"n vitro hepatocyte cell lines in toxicity testing. The
comprehensive assessment proposal of Weisburger and Williams
(59) is not an established procedure (58), but rather illustrates
potential future directions for carcinogenic risk assessment. The rat
plays an important role in short-term in vitro tests and in limited in
vivo bioassays.
The rat has been the most frequently studied species in the in vivo
bioassay syster,a of altered liver-focus induction. Research into the
cellular events in ttie course of chemically induced tumor formation
has characteriza:d many of the changes that precede malignancy (70,
71). Cell populations affected by the carcinogen generally appear as
characteristically altered foci detectable by sensitive immunohis-
tochemical reactions, and they appear much earlier than tumor
formation. Induction of such foci is not an unequivocal indicator of
ultimate malignancy, and their significance in the development of
malignancy is debated (70). Nevertheless, this assay has been
proposed as a l'v tuted in vivo bioassay system in carcinogenicity
assessment (59, 70, 72). Pereira and Stoner (73) have reported that
the rat liver focu: assay exhibited greater sensitivity and fewer false
negatives that the strain A mouse lung adenoma assay [some
limitations of which are discussed in (53)] in detecting genotoxic
carcinogens. Parcdi et al. (74) concluded that, at least for a small
group of chemica1s active predominantly in the liver, assays for liver
focus and nodule formation were as accurate, and possibly more
accurate, in detecting carcinogenicity than was the Ames test.
Preneoplastic lesions have been studied in tissues other than the
liver, but a systematic evaluation of their use in bioassays has not
been reported (7S). In view of the large amount of knowledge
concerning liver focus formation in the rat (72), it is clear that this
species will featr.Ire prominently in potential bioassay applications.
Strains of rats cartying the growth and reproduction complex (grc),
which is linked to the MHC, exhibit enhanced focus formation
compared to wiPdtype rats when exposed to chemical carcinogens
(21, 76), and they ,are candidates for development of highly sensitive
liver-focus bioassays.
In the future of carcinogenicity assessment, there is increasing
interest in subdividing the carcinogenic process and studying indi-
viduai stages. As more is learned about the multistep mechanisms, it
may be possible to develop assays for the identification of agents
that predispose cells to malignancy at specific steps in the process;
one such system has already been described for the rat (61). With the
increasing emphasis on genetic mechanisms in carcinogenesis, the
availability of randomly bred, outbred, inbred, and congenic strains
of rats (3-5) will make this species even more usefiil in risk
assessment as well as in studies on the basic mechanisms of
carcinogenesis.
Cardiovascular DiSCmeS
The extensive body of knowledge regarding nutrition, endocri-
nology, metabolism, and physiology; the detailed studies on anato-
my and histology; and the convenient size of the rat make it a
particularly useful experimental animal for cardiovascular research.
Reproducible, genetically determined abnormalities have been dis-
covered in rat populations that have proven useful in examining the
cardiovascular effects of hypertension, obesity, diabetes, and other
metabolic diseases (4, 77) and a variety of congenital abnormalities
of the cardiovascular system (78).
Early studies indicated that this species was quite different from
humans in its serum lipid and lipoprotein constitution and that it
was very difficult to produce sustained hyperlipidemia in the rat
(79). Until approximately 1950, many attempts to produce athero-
matous lesions in the rat had failed in spite of the extensive
knowledge about the effects of nutritional manipulation in this
species. Then, in the early 1950s simultaneous reports from three
laboratories indicated that this resistance could be overcome under
the proper experimental conditions (80-82). Each study was de-
signed to capitalize on the newly emerging concepts of risk factors
for atherosclerosis, and each utilized rats whose resistance to
atherogenesis was diminished by unique ways of producing hyper-
cholesterolemia. Hartroft and his colleagues (80) and Wissler and his
group (81) fed rats special diets designed to raise their blood
cholesterol levels and then induced hypertension or renal disease or
fed the rats chemicals such as propyl thiouracil and sodium cholate.
Malinow and his associates (82) utilized particularly potent dietary
imbalances plus thyroid-depressing agents to induce atherosclerotic
lesions. Some of the major findings emerging from these studies
were the greater involvement of the coronary arteries than of the
aorta, the location of the aortic lesions in the proximal part of the
MHC grc
3-4 cM ~ 0.4 cM O.0r cm 1-~
Neu-1
f ~....-.......~~
C2,04
,------~
Glo-1 Acry-1 A Pa F H B D E ft dw-3 G C
I
(Ha,(S)
(BP,, RZ)
Ba (Da,s)
Fig. 1. The major histocompatibility complex of the rat. 0, Class I major
(classical) transplantation antigens; the dashed squares, the class I medial
transplantation antigens; 0, class II antigens; !, loci controlling polymor-
phic proteins (Glo-l, glyoxylase I; Acry-1, a-crystallin-1); and +, the loci of
thegrc ( ft, fertility; dw-3, dwarf-3). The loci indicated by brackets have been
mapped to the regions indicated (Neu-1, neuramuzidase-i; C, complement
components). The evidence for this mapping is presented in (3, 12, 13). A
cytogenetic study (15) has placed the MHC on chromosome 14 of the rat.
21 JULY 1989 ARTICLES 273

Table 9. Amino acid homologies between MHC class I and class II antigens of the rat and those of the
mouse and the human (3, 14, 101).
Percentage homologies
Approximate number of
Type
Comparison
Rat compared to
Allelic and interlocus homologies* serologically defined alleles*
Mouse Human Rat Mouse Human Rat Mouse Human
Class I Signal p.pdde 85 50 68-73 (A) 32-69 (K) 85-95 (A) 12 (A) 92 (K) 24 (A)
at domain 71-73 68 34-57 (D) 93 (B) 2 (E) 63 (D) 52 (B)
a2 domain 71-78 67 97-98 (A:E) 36-69 (K:D) 79-85 (A:B) 4(C) 2 (L) 11 (C)
a3 domain 87 72
Transmcmbrane-
cytoplasmic domain
38-46
40
Class II 80-91 73-81 56-59 (B:D) 52-60 (A:E) 64-66 (DR:DQ) 10 (B,D) 74 (A) 20 (DR)
72 (E) 9 (DQ)
6 (DP)
®
*Lccvs or loci compared given in parentheses.
ascending thoracic aorta, and the additive influence of multiple risk
factors (83). In subsequent studies this model was used to define the
influences of various kinds of food fats (84) and of metabolic
manipulations (85) and to delineate the ultrastructural features of
these lesions (86). :[n the latter studies, the lesions resemble the foam
cell lesions of the ra,bbit and of other animals in which the blood
cholesterol had very high values and in which there was some degree
of endothelial injury (87). The availability of a wide variety of
genetically defined strains of rats will now allow studies such as these
to be designed to explore the genetic basis of the various risk factors
involved in atheroge.nesis.
Two inbred strains of rats are particularly useful for studying the
pathogenesis of cardiovascular diseases: the SHR (spontaneously
hypertensive) strain (88) and the BB strain, which spontaneously
develops insulin-dependent diabetes mellitus (89). The SHR rats
develop hypertension that increases with age; is more severe in
males; leads to cerebral, myocardial, vascular, and renal lesions; and
is responsive to antihypertensive agents. The hypertension is a
genetically transtnitted trait that is most likely polygenic, and in
well-maintained colonies all of the animals develop hypertension
between 5 and 10 weeks of age. The inbred, genetically related
WKY strain is often used as the normotensive control for the SHR
strain. Stroke-prone (90) and obese (91) substrains of the SHR
strain have been developed, but they are difficult to select and
maintain because tllese phenotypic traits most likely have a polygen-
ic basis. The onset of diabetes in the BB rats is rapid, occurs around
90 days of age, a9ects both males and females, and is under
polygenic control, one component of which is linked to the MHC.
The clinical syndrome consists of hyperglycemia, hypoinsulinemia,
ketosis, polyuria, glycosuria, and weight loss. Pathologic examina-
tion shows selective inflammatory destruction of the beta cells of the
islets of Langerhans in the pancreas, and the inflammatory process
has a substantial immunological component.
various pharmacological agents, including alcohol (99) and narcotics
(100), on behavior have been explored.
These studies have provided insights into behavior and into its
anatomic and physiologic basis and have led to the development of
the field of experimental psychology. However, the lines of rats used
were not developed according to the standard rules of genetic
inbreeding, and they generally led, at best, to populations with a
restricted genetic composition, relative to a randomly breeding
population of rats, in which a certain phenotypic characteristic was
prominent. This situation has complicated the more detailed genetic
interpretation of much of the experimental literature on behavior,
and it is particularly acute when examining the relative roles of
heredity and environment in learning. One possible approach to
developing appropriate strains of rats for behavioral studies may be
to select partially inbred rats for their behavioral characteristics and
then to breed them for these traits in the context of a mating scheme
that would also continue the inbreeding.
Concluding Remarks
The rat is a major experimental animal in all fields of biomedical
research and technology, and studies with it have provided much
basic and applied knowledge. Its greatest utility has been in those
fields broadly classified as experimental pathology and experimental
surgery. The extensive work done on the immunology and genetics
of the rat in recent decades has greatly enhanced its utility and has
contributed substantially to the body of knowledge in immunoge-
netics. As the constraints on the use of larger animals grow, the rat
should provide an excellent alternative to their use. Such a change
would also have the advantage of allowing more sophisticated
studies to be designed, since so much is known about the biology of
the rat, and this would greatly enhance the value of the experiments
done.
Behavior
The rat has been used for studies in behavior since the turn of the
century, and a substantial literature has emerged from these studies
(92, 93). The investigation of the hereditary and environmental
aspects of learning be gan with the introduction of maze experiments
by Small (94) and le:d to the development of "maze-bright" and
"ma2,e-du1P' lines of r.ats by selective breeding (95). Various emo-
tional characteristics have been developed in rats by selective
breeding (93, 96), arid the role of different areas of the brain in
behavior has been investigated by stimulation and by extirpation
experiments (44, 45,97). Finally, the effects of aging (93, 98) and of
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and HL 33740, HL 07237, LM 0009 (R.W.W.)]; the Tim Caracio Memorial
Cancer Fund, the Beaver County Cancer Society, and the Pathology Education
and Research Foundation (T.J.G. and H.W.K.); the New South Wales State
Cancer Council and a Yamigawa-Yoshida Memorial International Cancer Study
Grant from the International Union Against Cancer (G.J.S.); and the Nutrition
and Heart Disase Study (R.W.W.).
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