Philip Morris
Epidemiology in Risk Assessment for Regulatory Policy
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J CZUa+ rHs Vo!, 39, No 12. pp 1157-1168, 1986
0021 -9681, 86 53.00 + 0.00
Printed in Great Sntatn. All rights reserved _ Copyrtght f' 1986 Pergamon Journals Ltd
EPIDEMIOLOGY IN RISK ASSESSMENT FOR
REGULATORY POLICY
ALICE S. WHITTEMORE
Department of Family. Community and Preventive Medicine.
Stanford University School of Medicine, Stanford, CA 94205, U.S.A.
"The uncharted galaxies of epidemiology are numerous"
Lilienfeld et al. [11]
1. INTRODUCTION
THE TWENTIETH century has seen the rapid evolution of many new fields concerned- with
protecting public health. Epidemiology and risk assessment have several of the features
common,-to these. new fields, and important differences. Both are needed to make the
difficult decisions required in setting standards for levels of toxic agents in the workplace
and environment. They differ in their aims, orientation, and time scale.
According to Lilienfeld and Lilienfeld [2], epidemiology is "the study of the distribution
of a disease or a physiological condition in human populations and of the factors that
influena: this distribution" (italics added). By contrast, health risk assessment denotes
research and evaluation to characterize the probability of physical harm to humans
attributable to a particular agent or group oj agents. While the distribution of disease
provide;, the focus for epidemiologic research, concern for adverse effects of specific
toxicants drives risk assessment. Moreover, while epidemiologic studies proceed at the
glacier-liike pace needed to mobilize large staffs of support personnel and to monitor large
populations over long periods of time, risk assessment activities acquire the urgency felt
by regulators, who must make decisions (including decisions to postpone decisions) today.
Most important; while epidemiology is a scientific field that draws upon medicine,
- demography, and statistics, risk assessment is a hybrid of science and policy that draws
not only upon fields such as epidemiology, toxicology, chemistry and engineering, but also
upon psy<:hology, politics, economics, law and social justice.
These inherent differences in emphasis, timing, and nature complicate the role played
by epidemiology in risk'assessment for regulatory policy. In 1985, this role is still largely
one of epidemiology's uncharted galaxies. In the sections below, I review the role's history,
and the reasons why it will continue to play an essential part in regulatory decision-
making. The role has placed epidemiologic findings and epidemiologists at the center of
political controversies, and I discuss. the positive and negative side effects of this new
visibility. :Finally, I explore ways to prevent the negative side effects and ways to increase
the utiSity oT epidemiologic data for regulatory risk assessment.
II. THE ROLE OF EPIDEMIOLOGY IN RISK ASSESSMENT
Concern about industrially related contaminants in our air, water, and food began
gathering momentum shortly before World War II, and accelerated with the publication
in 1963 of Rachel Carson's book, The Silent Spring. The spectre she painted of man's
i
1157

1158
ALIC'£ S. WHITTEMORE
TABLE I. PARTIAL LIST Ot FEDLRAL LEGtSLATtO~ RFGCLATING TOXIC Sl'BSTAVCFS
Legislation Year passed
Delaney Clause of Food. Drug and Cosmetic Act 1959
Federal Hazardous Substances Act 1960
Clean Air Act 1970
Occupattonel Safct} and Health Act 1970
Consumer Product S,tfety Act 1972
Federal Envtronmental Pesticide Control Act 1972
Federal Insecticide. Fungicide and Rodentitide Act 1972
Safe Dnnking Water Act 1974
Resource Conservation and Recovery Act 1976
Toxic Substjntes Control Act 1976
Clean Water Act 1977
TABLE 2. FEDERAL AGENC'fES REGULATIVG TOXiC 5L3STAKEs
Agency Year established
Food and Drug Administration 1929
Environmental Protection Agency 1970
Occupational Safety and Health Administration 1970
Consumer Product Safety Commission 1972
TADLF. 3. FEDERAL RESEaRCH ORGANlZATiO?IS rM1'YFSTIGATtttG TOXIC SL'BSTAVCES
Organization Year established
National Cancer tnstitute 1937
National Institute for Environmental Health Sciencts 1969
Nationat Institute for Occupational Safety and Health 1971
National Tozicology Program ` 1978
destruction of the earth with industrial emissions fueled public pressure for a rash of
environmental legislation, some of which is listed in Table 1. Tables 2 and 3 show the
parallel evolution of federal agencies created by Congress to regulate and control toxic
emissions, and of federal research institutes to provide the scientific basis for such
regulation. These developments have led many to regard the 1970's as "the decade of
the environment". Although motivation for the environmental movement included
concern about the adverse effects of contaminants on respiratory function, reproductive
outcomes and genetic mutations, the most compelling constituent was public fear that the
global destruction predicted by Carson would include an epidemic of chemically induced
cancers.
Figure 1 shows temporal trends in the estimated probability that a white male baby born
in the U.S. will either develop cancer or die from it. The temporal increase does not reflect
the feared epidemic. Rather it reflects the greater proportion of men who will survive to
old age when cancer risks are highest, as well as the more accurate diagnoses among the
elderly; and the effects of tobacco. Apart from this real increase in cancer incidence and
mortality, there is a perceived one due to the openness with which the disease is now
20
16
10
_~--------d
o...------
! t t
z 12
W
U
G
e a
o ~-s-
1970
Y " ~
t < <
1972 1974 1976 1978
t t
1980 1982
1975 1980 1985 YEAR
YEAR FtG. 2. Proportion of articles published in American
FtG. t. Trend of lifetime probability for developing Journal of Epidemiology concerned with adverse
(-) or dying (---) of cancer, white male born in health ettects of physical and chemical agents in
the
the United States. (Source (3n. salorkplace or general environment.

Epidemiology in Risk Assessment for Regulatory Policy 1159
discussed. 1t is unthinkable today that a U.S. President would undergo furtive oral cancer
surgery on a yacht in New York's East River to keep it from his constituents. as did Grover
Clevetand in 1893.
The environmental movement of the 1970's has had a direct impact on the substance
of epiderriiologic studies. Figure 2 shows the increase with time in the proportion of those
articles in t~e American Journal of Epidemiology that are devoted to the adverse effects
of physical and chemical agents in the workplace and environment. Although a sizable part
of this new research has examined acute and chronic respiratory disorders and re-
productive disorders, the largest portion has dealt with environmentally and occu-
pationally induced cancer. That cancer should monopolize a disproportionate share of the
research reflects patterns of research funding, which in turn reflect priority patterns of
public fear. Many of the examples and much of the discussion in this paper concern the
relationship between epidemiology and risk assessment for cancer, although the problems
and future prospects apply to other diseases as well.
Estimating risks to health from environmental agents using human data must proceed
in the face of formidable obstacles. Most toxic exposures occur chronically at levels that
are low, variable, and measured with substantial error. Epidemiologic studies are likely
to overbaok a large number of small effects associated with such exposures. Data from
those occupational studies dealing with high exposures and large effects typically provide
limited guidance about risks at low environmental levels, as can be seen by comparing the
very high lung cancer death rates of U.S. uranium miners with those of smoking and
nonsmo!king U.S. veterans, shown in Fig: 3. An individual living in the U.S. today inhales
y occurring radon gas and its radioactive decay products at an average rate of
naturall,
roughly two-tenths of a WLM per year [6]. (A WLM, the acronym for "working-level-
month", is_a unit qf cumulative exposure to a-radiation.) By age 70 he will have inhaled
a to~Taf about 14 WLM, a small amount in comparison with totals in excess of
3000 WLM inhaled by U.S. uranium miners before the establishment of a federal standard
in 1970. The startling excess of lung cancer among these miners relative to that of other
U.S. whiti; males illustrates the difficulty in at(empting to use these data to estimate risks
from low levels of radiation.
The difFiculty is also evident upon examination of the standardized mortality ratios
(SMR's) shown in Fig. 4. The SMR's were computed using the entire cohort as the
standard, and were normalized so that miners in the lowest exposure category of
0-21 WLD+i form the referent group. Interest centers on risk among miners in the
22-119 WLM range, because these exposures approximate those experienced by indi=
viduals living in areas with very high background radon levels. However, the evidence is
equivoczJ: although the, death rate for the 22-119 WLM group is almost twice that of the
referent group, the increase is not statistically significant at the 5% level.
J
60 65 70 75 BO
AGE (ytwr:) .
FtG. 3. Age-specific lung cancer mortality rates in U.S. uranium miners (p-pi, smoking U.S.
veterans (O-Q) and non-smoking U.S. veterans (®-t). (Source (4.5).)

1160
c
E
z
~
ALICE S. WHITTEMORE
aizo3so 84o tsoo 3720
WORKING LEVEL MONTHS
FtG. 4. Standardized mortality ratios (SMRs) for lung cancer by working-level-months (WLM)
of cumu(ative exposure in United States uranium miners. SMRs were normalized to 100% for
exposure category 0-21 WLM. (Source [4)).
1300
1100
7oo
5o0
100
0
,
Monitoring populations for disease'.is time-consuming, expensive, and vulnerable to
serious bias. One must worry that comparisons between exposed and unexposed popu-
,lations are not confoutfded by differences in smoking and other determinants of health,
nor biased by differences in subjective assessments of disease. Such worries are aggravated
in studies of environmentally induced disease, because the effects are likely to be small and
the danger of reporting bias great.
These obstacles do not vitiate the strengths of epidemiology in risk assessment for
regulatory policy. As noted by Doll in the context of policy-setting for the prevention of
cancer [7J, human observations continue to make several essential contributions to risk
assessment. In the paragraphs below I list some of the reasons why human data are needed
for regulatory decisions.
First, they are needed to detect unsuspected hazards that have not emerged from
laboratory tests. Animal experiments are still imperfect tools for detecting human cancer,
largely because of the great variability across species in response to chemicals, and our lack
of .understanding about the causes of this variability. The International Agency for
Research on Cancer has determined that there is sufficient evidence from human
observations, but limited, inadequate, or nonexistent evidence from animal experiments,
to classify as carcinogens the chemicals or chemical processes listed in Table 4. The fact
that most of these chemicals have tested positive in one or more of the short-term in vitro
or in vivo tests now in use, reflects not the sensitivity of the test battery but rather the
intense scrutiny the chemicals have received, relative to those for which no human data
are available. Moreover, the tests are not specific; one or more of them have been positive
for a vast number of chemicals occurring naturally in the foods we eat and the products
we use. Thus laboratory tests do not yet provide a reliable screen for human carcinogens,
and they are of limited or no utility for many other diseases or conditions associated with
environmental exposures. Human data will continue to be needed, despite the obvious
desirability of discovering health hazards before human exposure to them.
Second, human data are needed to estimate exposure levels producing the highest
additional risk that is socially acceptable. Just as laboratory tests provide imperfect screens
TAOLF 4. CCHEMICALS 0!t tNDL3TRtAL PROCESYS WITH SUFFlCiETiT* EITDENCE PrMt
CARCI\tX'iEVtCITY IN HCMANS DLT VoT IN EXlERfMENTAL ANI4ALSt
Arsenic and certain arsenic compounds
Manufacture of auramine
Benzene
N,N-bis(2tholorethyl)-2-naphthylamine (chtornaphazine)
Undergroud mining of hematite
Manufacture of isopropyl alcohol (strong acid process)
Mustard ps
Nickel refining
+.
As defined by the International Agency for Research on Cancer (8).
tsoura: (8).

Epidemiology in Risk Assessment for Regulatory Policy 1161
TAaLE S. FSTiL(ATFD HL'1tAN aLADDl7t CANCEa RtSK3 (CANCERS; IO` PO/t;LAT)Oti) POR L1FETnMI
SACCHAa1N n:GFSSION OF 0.I20/DAY*
Low dose extnpolation method
Interspecies extrapolation method Sinjk-hit Multisuje Multihit Probit
Body surface area 1200 5 0.001 450
.mg.'kg,day - 210 0.001 21
mg1kg.tlifetitne 5200 0.001 4200
Eatrapolated from Rat Bladder Tumor Data. Source (9).
TABt.E 6. RISK OF BLADDER CANCER AMONG USEBS OF AaTiFTCIAL
SwEFiENE7t5 AELATTVE TO RLSK AMONG NONtAE7t5 (EST7MATED FR01t
CASE-CONTROL 6fUDtES)
Authors Males Females
Hoover et al. (10) 0.99 1.00
Kessler and Clark [i I) 0.97 1.01
for por,ential toxicants, so also are they extremely limited tools for obtaining quantitative
estimates of risk. Table 5 shows that estimates of human bladder cancer risk associated
with saccharin, derived from a single positive experiment in laboratory rats, can differ by
as much as six orders of magnitude, depending on the assumptions used to extrapolate
across species and dose level. By contrast, the consistent lack of association found in six
case-control studies of bladder cancer (see Table 6 for a sample) provide an upper bound
on the slctual level of human risk. Of course, neither human nor laboratory data can
prove that a substance is harmless, but consistent negative findings in humans pfovide
reassurance about the probable magnitude of the hazard.
Third, human data are needed to check inferences about a putative cause for a disease
by-mtsnitoring- the 'effect of its removal. Such checks require time, due to the long lag
between exposure onset (or termination) and disease occurrence that is characteristic of
many chronic diseases. For example, we can only now begin to monitor the effects on U.S.
lung cancer rates of reductions in tar and nicotine content of cigarettes and in cigarette
use since the 1950's. Figure 5 shows a modest but clear downward trend with year of birth
in age-specific lung cancer death rates among young U.S. white males. Each successive
birth cohort contains fewer men who started smoking, and among those who did, a higher
proportion who smoked low tar cigarettes.
Finally, human data are needed to provide a sense of perspective about the magnitude
of various hazards to health, in order to set priorities for the "penditure of public and
50
z
~
¢
W
6
O 30
Q
U
3D-g4 35-39 40-44 45-49
AGE (Yan)
Fua. 5. Age-specific lung cancer mortality rates in United States white male cohorts. (Source [12).)

1162
ALICE S. WHITTEMORE
SKIN
ORAL
LUNG
B
FEMALES
PANCREAS
COLON &
RECTUM
PROSTATE
BREAST
URINARY
LEUKEMIA &
LYMPHOMA
OVARY
UTERUS
ALL OTHER
30
20 10
PERCENT
0
I
t t t
10 20 30
PERCENT
FtG. 6. Estimated percentage of all incident cancers occurring by site of origin in United States
males or females in 1985, excluding nonmelanoma skin cancer and carcinoma in siru. (Source l13].)
private health resources so as to avoid spending disproportionate sums of money on minor
hazards, while neglec'ting major ones. Figure 6 shows estimates of the percentage of all
cancers diagnosed in the U.S. in 1985 occurring among the major sites, for men and women
separately. Among men, cancers of the lung, large intestine and prostate account for about
56% of all new cancers (and 57% of all cancer deaths). Among women, cancers of the
lung, large intestine and breast comprise 52% of all new cancers (and 51 % of all cancer
deaths). Table 7 shows that occupational and environmental factors do not play an
appreciable role in the etiology of these major causes of morbidity and mortality, except
for lung cancer. Moreover, the contribution to lung cancer is dwarfed by that of tobacco,
which has been estimated to account for 91 and 79% of lung cancer deaths among U.S.
men and women, respectively [14]. (The sum of the percentages for males exceeds 100%
because of the multifactorial etiology of lung cancer.) To date, u'e have made slow progress
in preventing cancers of the breast, prostate, and large intestine, which are more likely to
TAllLE 7. ESTIMATED PERCE!vTAGES OF TfiE 1WOR
S7TE-SPECIFIC CANCERS ATTRIBL7ABLE TO OCCt:-
MTIONAL AND ENV7RONMENTAL FACTORS'
Mates Females
Lung 15 5
Colon and rectum 2 t
Prostate <t
Breast 0
Source [14).
TABLE 8. BIOLOGICAL MARKERS FOR ENVtROKNEN-TAL E%POSLItF_S
Marker Specfinen Methodology Ref's
Chromosome aberrations Blood lymphocytes, Autoradiograph):
(breaks, n-arrangements, erythrocytes in bone phytohemagglutinin
sister chromatid exchanges) marrow stimulation o! 1}mphocytes
(33.341
Micronuclei Erythrocytes in bone Microscopic eiamination [35)
marrow
Covalent binding to DNA Blood lymphocytes, tissue Radioactive labefing;
explants immunoassavs; indirect
immunofluoreicenR
microscopy [361
Co%alent binding to cellular Hemoglobin Chromatograph. (3']
proteins
Cellular atypia Sputum, cervical Microscopic ezam nation 1381
epithelium
Mutagens Urine, feces, cervical Ames salmonella test (391
secretions, breast flui3f'
Sperm abnormalities Semen 140]

EpidemioloEy in Risk Assessment for Regulatory Policy
1163
kill us than are the pesticides we use to attack the insects in our homes. Such a perspective
could help to assuage fear of cancer from environmental toxicants, and to direct the
expenditure of public funds toward more cost-effective priorities.
III. THE IMPACT OF RISK ASSESSMENT ON EPIDEMIOLOGY
Clearly, epidemiologic observations continue to play an indispensable role in risk
assessment for regulatory policy, and conversely, increasingly many epidemiologic studies
are devoted to occupationally and environmentally induced disease. Increased public
awareness of environmental issues and the need for risk assessment has brought epi-
demiology into courts, into homes on the evening news, and into leisure reading in the
Sunday newspaper supplement. Thanks to such publicity, epidemiology is no longer an
arcane word for an esoteric specialty. The need for epidemiology in risk assessment has
brought cmployment opportunities and interesting scientific problems to epidemiologists.
But it has also produced negative effects.
Problems arise because risk assessment is not a science, but rather a complex and often
subtle ,fusion of facts and values. The problems are aggravated by the prevailing
misconc:eption that risk assessment for toxic substances is (or should be) entirely objective
and scientific. This misconception is illustrated by the statement of the Office of Science
and Technology Policy, Executive Office of the President, that toxic substance regulation
consists of two stages: Stage I (risk assessment) uses empirical data and scientific
judgeme,nt to characterize human exposure and risk; Stage II (policy) uses social and
political action to decide regulatory action [5]. This separatist view is echoed by the
National Academy of Sciences Committee on the Institutional Means for Assessment of
RiskT ic_,1Public Health, which reported:
I
"1Ne recommend that regulatory agencies take steps to establish and
mzintain a clear conceptual distinction between assessment of risks and
consideration of the risk management alternatives; that is, the scientific findings
and policy judgements embodied in risk assessments should be explicitly
distinguished from the political, economic, and technical considerations that
inPruenee the design and choice of regulatory strategies" [16].
While it is useful to call attention to the desirability of such a distinction, I believe that
in practice it is an unrealistic and unattainable goa1. Values enter toxic risk assessment in
many covert ways. They determine the quantity and quality of information obtained about
a chemical, influence explicit and implicit assumptions used to analyze data, affect the way
data are interpretect, and influence the weights used to combine disparate sets of data (see
Ref. [17] for examples). This mix of science and policy can have undesirable effects on the
quality cf epidemiologic research by compromising the design, conduct, analysis, and
interpretat!ion of sludies.
Adverse effects on the design and conduct of studies can occur in several ways. Political
pressures to find quick answers to difficult questions have prompted poorly designed and
hastily conducted investigations of possible danger from air pollutants and toxic wastes
(e.g. Ref. ['d8]). The findings of such studies have been heavily criticized and the resulting
controversies do not help the image of the field. Sometimes political pressures completely
prevent a s1 udy. For example, an attempted county-wide investigation of the reproductive
effects of ai:rial malathion spraying for the Mediterranean fruit fly was aborted because
-the- fiospitafi*i1h the largest proportion of births declined to participate, due to the
inflammatory political climate at the time [19]. Conversely. political pressures have
initiated unwarranted studies virtually doomed ta be inconclusive because of low, poorly
documented exposures and lack of focus on specific disease entities. In the words of
Doll [7]:
."Art epidemiological perspective starts not with the 10,000 chemicals that
pollute a particular area, but with the 10,000 deaths that occur in that area each
C D )4 1:-O

1164
ALICE S. WHITTEMORE
year, and seeks to determine the major causes of those actual deaths. Such a
perspective is much more likely to overlook a large number of small effects of
various chemicals than laboratory science might be, but it is much less likel~
to overlook the chief determinants of current mortality rates-2nd trends,
especially if these are not simple direct effects of individual chemicals on
molecular DNA".
Quality control and data analysis also are complicated by the political climate
surrounding many studies of environmentally induced disease. The possibility of subjective
reporting bias is increased, causing greater need for exposure and outcome validation (20].
For subjective disease assessments such as miscarriages and asthma attacks, there is need
for difficult and expensive validation of negative outcomes among both exposed and
unexposed populations.
Political pressures have their largest impact on the interpretation of epidemiologic data.
Pressure to provide "bottom lines" produces quantitative risk estimates with spurious
precision, numbers that, out of context, take on a life of their own. Such numbers are
overinterpreted by laymen who expect a study to produce unequivocal answers, and when
it does not, who criticize epidemiology for failing to achieve aims that go beyond available
resources or methodologic capabilities.
Perhaps the most troubling impact of risk assessment activities concerns their side
effects for the epidemiologist. He has joined the ranks of psychiatrists, statisticians, and
clinicians who take the stand as expert witnesseses in multimillion dollar lawsuits. While
this activity helps keep bread on the table, one worries about the conflict between
the one-sidedness of such an advoc4cy position and all of one's training to strive for a
balanced perspective in weighing the strengths and limitations of a data set and placing
it in the broader context of other data. Apart from the monetary inducements to take a
unilateral view, there can also be pressures from peers and employers. Espousal of
unpopular views may cost an epidemiologist invitations to conferences, permission by
an employer to attend conferences [21], favorable reviews of papers, or even a job [22].
These hazards of course are not quite unique to the epidemiologist, but are shared by all
those in the environmental health sciences whose work impinges on risk assessment for
regulatory policy.
Equally worrisome is the tendency for political and philosophical differences to
masquerade as scientific disputes. By now we have become inured to the familiar spectacle
of government and industry epidemiologists aligning themselves in predictable camps in
hassles over such issues as the incidence of brain tumors in the petrochemical industry
[23], the fraction of U.S. cancer deaths attributable to occupational exposures [24], and
the toxic importance of lead in automobile exhaust relative to that of lead in paint [251.
A second manifestation of this masquerade is the overkill in critiques of completed studies
whose results have undesirable implications for the interests of one or another faction in
a regulatory issue. While constructive peer review is a useful process, critiques that
exaggerate a study's flaws and overlook its strengths for the purpose of discrediting its
conclusions are counterproductive and a poor use of resources [26].
One can look back in history for more subtle and therefore perhaps more disturbing
examples of how values influence scientific conclusions. Samuel George Morton was a 19th
century self-styled "objective empiricist" who used his extensive collection of human skulls
to study racial differences in cranial capacity, a putative marker for intelligence. His
findings supported contemporary caucasian beliefs: whites above indians, blacks at the
bottom. Stephen Jay Gould reanalyzed Morton's meticulously recorded raw data, and
found a fabric of apparently unconscious manipulations in the form of errors, mis-
calculations and omissions, all in favor of white supremacy [27]. Gould notes that
unconscious or dimly perceived finagling is probably endemic in science, since scientists
are human beings rooted in political and culturar contexts. This example serves as a
sobering reminder that reporting and interpreting one's data can require soul-searching,
ruthless honesty, and courage.

Epidemiology irt Risk Assessment for Regulatory Policy 1165
IV. THE FUTURE
It seents likely that public concern for environmental issues will not abate within this
century, that public and corporate funds will continue to support research to monitor and
evaluate environmental and occupational hazards to health, and that epidemiology will
continue,to play a critical role in this endeavor. It is therefore worthwhile to ask how
regulators and epidemiologists can counteract the negative impacts of the political
pressures endemic to regulation, and how epidemiologists and epidemiologic studies can
provide guidance and support for the overall thrust of regulatory policy, as well as for the
difficult decisions faced by regulators.
One antidote for the negative side effects of politicization on epidemiologic research is
awarenes s of the hybrid nature of risk assessment activities. We need to recognize that a
neat separation of regulatory policy into matters of fact and value is illusionary, and to
sensitize ourselves to value judgements when they occur. They will and must occur, because
setting standards for hazards at work and in the environment is a social and political
process.
It is possible to abate political pressures by allocating sufficient funds, time and qualified
personnel to the careful conduct of well designed studies, and by incorporating into the
studies th e,advice of experts chosen to represent the concerns of all sides in sensitive issues.
Recent invostigations of pregnancy outcomes among women whose drinking water had
been con3aminated by a chemical leak from an underground tank at an electronics
company provide a model for achieving such abatement. These investigations were
conducted by the California Department of Health Services with the cooperation of
the Santa Clara County Department of Health [32). Before beginning the studies, the
principal investigators formed an advisory committee of epidemiologists representing the
inte.r.ests.ef industry and of the citizens. The committee had a voice in the design, the data
collection., the analyses and the interpretation of findings. The resulting consensus report
provided a voice of reason that cooled many tempers in the heated political dispute
surrounding, the issues.
Epidemiologists can make their data more useful to regulators in several ways. A first
step is good documentation. Clear, thorough and complete recording of the details and
data that led to a study's conclusions are needed by regulatory scientists who must use
the conclusions to formulate policy statements for public approval. The completeness of
recording is important. Serfling [28] has decried the filtering of data and relevant research
results that seem to contradict strongly held views about exposure effect, citing some
occupational studies as examples. In 1981 the Interagency Regulatory Liaison Group
published guidelines for documentation of epidemiologic studies [29, 30). There now seems
to be a consensus that these guidelines have been helpful in improving the clarity and
completeness of'study reports, and that they have not been the unwelcome intrusion of
government agencies into epidemiologic turf feared by some.
Apart from the regulatory scientists' need for documentation of technical details and
raw data, there is -the layman's need for clear, nontechnical documentation of a study's
conclusions with particular emphasis on the degree of precision and sources of uncertainty
associated with the conclusions. The policy decisions for which epidemiologic evidence
is needed concern the public, and the public must make those decisions. Informed
decisions by laymen require 'exposition of the major findings of a study. as well as the
sources and nature of uncertainty about the findings in clear English without the use of
esoteric jargon.
A_ , s_econdstep to enhance the utility of epidemiologic data involves more even-
handedness among epidemiologists about the strengths and weaknesses of a study, and less
dredging for flaws with intent to discredit. It is imperative that scientists attempt to form
a consensus about the interpretation of data, so that the courts are not forced to resolve
technical scientific issues they are ill-equipped to handle. David L. Bazelon, Senior Court
Judge of the U.S. Court of Appeals for the District of Columbia Court, complained that
scientists cannot agree about the reliability of data, and that ". .. they disagree even more
about the inferences to be drawn from the facts. Often, they can tell us only of 'the risk

1166
ALICE S. WHtTTEMORE
of risk'. . . . Courts must not be expected to resolve such questions. What judge knows
enough to understand issues on the frontiers of nuclear physics, toxicology and other
specialities informing health and safety regulations?" [31).
While it may be naive to think that epidemiologists can reach a consensus about
uncertain data when millions of dollars and lives are at stake, there is no feasible alternative
but to try to do so. The reproductive studies in Santa Clara County, and others like them.
provide a paradigm for achieving such a consensus.
A third step to increase the utility of epidemiologic observations for risk assessment is
aggressive monitoring of occupationally exposed popiilations. This is largely a job for
industrial epidemiologists and occupational physicians, who should keep computerized.
annually updated and linkable medical, job and smoking histories for all current (and to
the extent feasible, former) employees. As noted by Doll [7), this monitoring makes sense
from the industrial point of view, since most such studies would reveal no excess risk, and
the accumulated negative human evidence, coupled with estimates of exposure levels for
various agents, would be useful in resisting overzealous regulation. The monitoring also
makes sense from the worker's point of view, because real hazar¢s would be detected
earlier than they otherwise might be..Finally, it makes sense for the public who would learn
that prolonged exposure to quantified levels of many of the agents feared harmful have
not produced observable human hazards.
The most promising developments in the monitoring of exposed populations involve
the use of biological exposure markers in blood, tissue, urine, feces, hair or nail samples.
Table 8 lists several of the markers detectable and quantifiable in human specimens. Such
markers have the potential to document exposure levels, identify and quantify unusual
susceptibility to environmental toxicants, detect precursors of injury or organ dysfunction,
an;d provide etiologically supportive biological links between exposure and disease.
Epidemiologic studies are needed to determine how well they correlate with exposure, and
with preclinical or clinical manifestations of disease. They are also needed to detertpine
the marker's reproducibility and persistence over time. Industrially exposed cohorts *and
cohorts of patients undergoing chemotherapy are ideal populations for such'studies.
CONCLUSIONS
Epidemiology continues to play an indispensable role in risk assessment for regulatory
purposes. Human data are needed to detect hazards missed by laboratory experiments,
estimate exposure levels producing the highest socially acceptable risks, monitor changes
in disease rates after the removal of putative causal agents, and provide a perspective for
cost-effective allocation of public health resources.
Epidemiologists can make their data even more useful for risk assessment by providing
clear and complete documentation for other scientists, and jargon-free documentation
for those not versed in epidemiologic methods. Equally important is data interpretation
with more balance and less factiousness. All of these objectives would be facilitated by the
dialogue resulting from symposia, and from postdoctoral fellowships and visiting ap-
pointments allowing academic, regulatory and industrial epidemiologists to visit one
another's worksites.
Occupationally exposed populations should be monitored for exposure levels, morbidity
and mortality. Biological markers in human specimens promise to afford useful indices for
exposures and for unusual susceptibility to exposures. There is need for work to correlate
these markers with exposure history and with disease, and to establish their reproducibility,
variability and persistence over time.
Risk assessment is both a political and a scientific process, and politicization will
continue to complicate the conduct of epidemiologic research on the effects of environ-
mental toxicants. Some restraint of political pressures can be achieved by allocating the
funds and time for studies of high quality, with-®ngoing input from epidemiologists
representing all interested parties.
