Philip Morris
Issue Brief - H.R. 5041 Ingredients
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- Request
- Stmn/R1-037
- Document File
- 2023914805/2023915131a/Briefing Book H.R. 5041 Waxman Hearing 900712
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- FDA, Food and Drug Administration
- Hhs, Dept of Health and Human Services
- FDA, Food and Drug Administration
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- 05 Jun 1998
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Issue Brief - H.R. 5041
Ingredients
Under H.R. 5041, each tobacco product would be
required to bear on the package label a complete statement of
the product ingredients in descending order of prominence.
(Sec. 7(b)(1)(B)).
This provision is inconsistent with current tobacco
ingredient reporting requirements, would threaten public dis-
closure of trade secret information and would mandate far
broader ingredient disclosure than that required for food,
drugs or other consumer products. For these reasons, the
ingredient disclosure provision of the bill should be
rejected.
Under the Comprehensive Smoking Education Act,
enacted in 1984, cigarette manufacturers are required to
provide the Secretary of Health and Human Services on an
annual basis "a list of the ingredients added to tobacco in
the manufacture of cigarettes." 15 U.S.C. S 1335a(a).
Congress considered the disclosure of cigarette ingredient
information on this basis to be adequate to permit the federal O
government to initiate the toxicologic research necessary to W
measure any health risk posed.by the addition of ingredients ~
to cigarettes during the manufacturing process. ~
N

2
The Secretary, in turn, is directed to transmit to
Congress periodic reports summarizing research activities con-
cerning possible health effects of such ingredients and the
findings of such research. 15 U.S.C. S 1335a(b)(1). Each
year since 1986, the six major cigarette manufacturers have
jointly submitted ingredient lists to the Secretary as
required by the 1984 legislation. The most recent list was
submitted just this past December. HHS is understood to have
under development the first ingredients report mandated by the
1984 legislation. There is no reason to abandon the existing
review mechanism or to conclude that it is inadequate.
Because information concerning the ingredients used
to manufacture particular cigarette brands is so competitively
sensitive, Congress provided in the Comprehensive Smoking
Education Act that the ingredient information supplied to the
Secretary "shall be treated as trade secret or confidential
information." Such information is exempt from disclosure
under the Freedom of Information Act and criminal penalties
are established for the unauthorized disclosure of such
information. 15 U.S.C. S 1335a(b)(2)(A).
In 1984, Congress considered and rejected public
disclosure of tobacco ingredient information. Tobacco
industry witnesses explained that cigarette manufacturers use
a variety of ingredients to enhance flavor and appearance and

3
preserve shelf life, and these ingredients have long been
recognized as trade secrets.-Y Congress responded by
providing trade secret protection to the ingredient
information submitted to HHS. The reasons for protecting
against public disclosure of tobacco ingredient information
remain equally compelling today.
The proposed blanket label disclosure of tobacco
ingredients would not only endanger trade secrets, but it is
also contrary to the ingredient disclosure requirements for
food, drugs and other consumer products. Congress explicitly
has exempted flavorings, colorings and spices used in food
from label disclosure under Sec. 403 of the FD&C Act, 21
U.S.C. § 343. It requires the FDA, moreover, to establish
further exemptions from disclosure for food ingredients "to
the extent that [disclosure] is impractical, or results in
deception or unfair competition." Ibid. See, e.g., 21 C.F.R.
§ 101.100(a)(3)(1989)(exempting "incidental additives,"
including processing agents and substances migrating in trace
amounts from packaging, from disclosure). There are similar
ingredient labeling exemptions for cosmetics and drugs.
1/ Comprehensive Smoking Prevention Education Act: Hearings
on H.R. 5653 and H.R. 4957 before the Subcomm. on Health and
the Environment of the House Comm. on Energy and Commerce,
97th Cong., 2d Sess. 355 (1982)(testimony of Edward A.
Horrigan, Jr.).

By contrast, under H.R. 5041, a tobacco ingredient
for which label disclosure would be required would include
"any substance the intended use of which results, or may
reasonably be expected to result, directly or indirectly, in
its becoming a component or otherwise* affecting the character-
istics of any tobacco product." (Sec. 15(6)). This broad
ingredient definition would include colors, flavors and frag-
rances and processing aids and other incidental additives.
The vast majority of ingredients added to tobacco in
the manufacture of cigarettes are colorings, flavorings and
fragrances, or incidental additives (such as processing aids),
which would be exempt from disclosure under Sec. 403 of the
FD&C Act or FDA regulations, or otherwise would qualify for
exemption from disclosure on trade secret or impracticality
grounds.
There is a specific cigarette ingredient reporting
mechanism under current law. That system should not be
abandoned in favor of one that exposes trade secrets and that
mandates broader public disclosure than that required for
food, drugs or other consumer products.
