Philip Morris
the Risk Assessment Guidelines and Review Procedures of the United States Environmental Protection Agency
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Related Documents:- 2023586460-6467 Appendix: I Glossary
- 2023586469-6475 the Wasteful Pursuit of Zero Risk
- 2023586477-6479 News & Comment. Counting on Science at Epa. William Reilly Is Trying to Give Science A Bigger Role in Epa Policy and Wants to Focus on the Worst Environmental Problems, Not Just the Most Visible. It May Be An Uphill Struggle
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- 2023586484-6491 How Useful Is Epa Guide? Radon Survey: Unsafe Levels in All States Tested Settlement Near in Kan. Radon / Consumer Case
- Characteristic
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- Nero, A.
- Savitz
- Surgeon General
- Yalow, R.
- Savitz
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- Ad Council
- Ad Hoc Panel on Dioxin
- Board on Environmental Studies + Toxicol
- Clean Air Act Advisory Comm
- Clean Air Scientific Advisory Comm
- Coalition on Smoking or Health
- Comm on Interagency Radiation Research +
- Comm on Risk Assessment Methodology
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- Electric Power Research Inst
- Environmental Health Comm
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- Inside Epa
- Journal of Risk Analysis
- Lawrence Berkeley Lab
- Nas, Natl Academy of Sciences
- Natl Research Council
- Niemf
- Niemf Subcomm
- Office of Air + Radiation
- Office of Health + Environmental Assessm
- Office of Radiation Programs
- Office of Research + Development
- OSHA, Occupational Safety & Health Administration
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- Regulatory Program of the US Government
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- Veteran Affairs Dept
- White House Office of Science + Technolo
- Ad Hoc Panel on Dioxin
- Date Loaded
- 05 Jun 1998
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Document Images
radiation (approximately 0.003 to 30,000 l4Hz). These two regions
of the spectrum are emphasized because they are of regulatory
concern to the agency and because the preponderance of information
is in these regions.
The EPA stated in the review draft that the evaluation
of the likelihood of human cancer risk is based on a judgment as
to the overall weiaht of evidence that a carcinogenic response is
causally related to specific levels or types of exposure (emphasis
added). Since the establishment of causality is often difficult,
the weight of the evidence approach relies on the combination of
empirical observations and inferences grounded in reasonable
scientific judgment. Under this approach, the evidence from human
studies is considered most important, with lesser importance being
attached, respectively, to chronic lifetime animal studies and to
ancillary evidence, such as short-term tests of genetic toxicity,
mechanistic studies, and evidence of carcinogenicity for chemical
analogues to the agent under study. Accordingly, the EMF draft
document considers human, animal and supporting evidence in separate
chapters.
As was the case with diesel emissions, EPA held a
preliminary scientific workshop for the purpose of discussing EMF
issues. A revised draft was prepared, incorporating the suggestions
made by the panel of expert reviewers. This second draft was issued

in October, 1990, and was subsequently reviewed by a subcommittee
of the SAB, January 14-16, 1991. The subcommittee plans to meet
at least once more before preparing the final report.
C. BACKGROUND CONCERNING THE ETS REVIEW DRAFT
In the Spring of 1990, OHEA prepared a preliminary draft
document dealing with health risks associated with ETS ("ETS Review
Draft"). That document, among other things, stated that exposure
to ETS caused up to 3,800 lung cancer deaths per year and advocated
that ETS be classified as a Group A carcinogen. The document was
circulated internally at EPA for review, and it was eventually
"leaked" to the press in May, 1990, prior to being released to the
public. The EPA also issued a press release and allowed press
interviews concerning the draft report's conclusions prior to
issuing the draft or making it available to members of the
"regulated community" (i.e., those members of industry who would
be directly affected if ETS were to become a regulated substance).
A separate draft policy guide on workplace smoking ("Policy Guide
Draft"), containing statements regarding the risks of ETS, based
on the ETS Review Draft's conclusions, was prepared and disseminated
by the EPA as a review document at the same time.
Both "final" draft ETS documents were released on June 25,
1990 and ultimately assigned by EPA to the Indoor Air Quality

Committee ("IAQC") of the SAB for review. The EC of the SAB
selected members of the IAQC who would review the ETS drafts.2
The IAQC held an open meeting on December 4-5, 1990, to
review the EPA draft documents. Part of the purpose of the meeting
was to formally receive written and oral comments from interested
parties on the draft documents to aid the IAQC in its independent
review process. However, due to procedural ground rules established
by the IAQC Chairman at the beginning of the meeting, there was
virtually no substantive debate or discourse between members of
the IAQC and the public. At the end of the meeting the draft
documents were, in effect, remanded to EPA for additional work. The
meeting was conducted as though there was no question about the
scientific foundation of the draft report and as if the basic issues
in the risk assessment were already resolved.3
2. In doing so, the EC selected at least one highly visible anti-
smoking advocate and several others who had previously either
participated in the drafting of the report or who had reviewed
and commented upon the draft report prior to its release to
the public. Coincidentally, no scientists were selected by
the EC who had expressed views contrary to the draft report's
recommendations. This is true despite the EC's announced
purpose of selecting "neutral" scientists for membership in
the IAQC.
3. In addition, several scientists with critical views concerning
the two draft documents were not afforded any opportunity to
speak -- in contrast to the fact that nearly unlimited time
was allotted at the meeting for presentation by anti-smoking
organizations.
- 12 -

Despite the fact that some IAQC members expressed major
criticisms of the drafts at the meeting, the Chairman of the IAQC
closed the meeting by stating that the panel had reached a
"consensus" on the classification of ETS as a human carcinogen.
This statement was affirmed by the Chairman of the IAQC to the
press at a press conference called by the Chairman immediately
after the meeting. As a result, he was quoted extensively in the
press the next day.
A. THE INABILITY OR UNWILLINGNESS OF THE EPA
TO FOLLOW ITS OWN RISK ASSESSMENT
GUIDELINES
The authors of the ETS Review Draft clearly did not
follow the EPA Guidelines for risk assessment procedures. This
omission is particularly glaring when contrasted with
contemporaneous EPA work in other risk assessments.
Although the ETS Review Draft claims to provide a weight
of the evidence analysis for ETS as outlined in the EPA Guidelines,
the approach taken in the ETS Review Draft is neither comprehensive
nor critical.4
4. In its April 1990 review of guideline revisions for assessment
of suspected toxicants, the Environmental Health Committee of
the SAB writes: "Assessing the comoleteness and aualitv of
the database for a specific agent is an important part of the
risk assessment process" (p.6).
- 13 -

A significant number of relevant, published studies
reporting no significant associations between ETS exposures and
nonsmoker disease were not considered by the authors of the ETS
Review Draft, including:
(i) Twenty-five
disease; (25) studies on childhood respiratory
(ii) Thirty-five (35) studies on ETS exposures in
realistic settings;
(iii) Relevant toxicological data from animal inhalation
studies and short term tests for mutagenicity; and
(iv) Published criticisms of various studies.
Additionally, the ETS Review Draft fails to provide an
exposure assessment, a necessary condition for a risk assessment,
according to the EPA Guidelines. The fact that no actual exposure
data exist for anv of the epidemiologic studies is not addressed
in the Draft.5 Confounders in the association between lung cancer
5. The SAB's ad hoc panel on dioxin (November 1989) criticized a~
Review Draft on Dioxin for just those oversights. The ad hoc ~
Panel urged the authors of the Draft to "distinguish between ~
excellent versus poor experimental data" (p.4). The panel CJ
recommended that "the document distinguish between excellent CA
versus poor experimental work and thorough studies versus(b
(continued...) Q~
~
~
- 14 - ~

and ETS exposures were also disregarded. Confounders in the
association between childhood respiratory disease and ETS exposures
were only partially considered. The ETS Review Draft employed a
method of aggregating study results (meta-analysis) which did not
adjust for statistical significance, study design or study strength.
Significantly, and of concern to the public, the EPA provided a
quantitative risk for lung cancer which presumed causation.
The ETS Review Draft relies exclusively on one kind of
evidence, epidemiologic, to the exclusion of other disciplines;
even so, of the 24 epidemiologic studies on spousal
considered, 19 were = statistically significant.
smoking
The ETS Review Draft also ignores the guidance set forth
in the Regulatory Program of the United States Government (April 1,
1990 - March 31, 1991) ("Regulatory Program") which provides in
part:
Current practice gives undue weight to studies
that show positive relationships. Resulting
risk classifications are thus conservatively
5.(...continued)
cursory examination. Not all data should be given the same
weight" (p.13). The SAB Report also notes that most of the
epidemiological studies evaluated for dioxin "do not provide
definitive data" and should be classified as "inconclusive,
due in most cases to design limitations such as inadequate
power and inadequate exposure assessment" (p.10). The Report
concludes that "without good exposure data, the epidemiologic
studies are meaningless."
- 15 -

biased estimates derived from samples of
similarly biased observations. Perhaps the
most important current need in regulatory
decision making is for carefully prepared and
scientifically credible estimates of the likely
risks involved. Decision makers at all levels
need unbiased and impartial risk information
so they can focus their attention on significant
problems and avoid being distracted by minutiae.
For policymakers and the public to continue to
rely on risk assessment in the development of
regulatory initiatives, a renewed effort must
be made to separate science from policy and
provide risk information that is both meaningful
and reliable. (p.25)
The Regulatory Program clearly states:
Unfortunately, epidemiological research suffers
from its own set of limitations. For example,
retrospective studies often have difficulty
correlating morbidity and mortality with
exposure to specific substances. Exposure
data are commonly lacking, incomplete,
imprecise, or affected by systematic recall or
selection biases. Furthermore, the risks these
studies seek to detect are often very small
relative to background, thus making
statistically significant effects difficult
to observe. When health effects are latent,
correlating exposures to illness is even
harder.
Similarly, the Regulatory Program states:
[S]esides these unavoidable methodological
limitations, epidemiological studies often
suffer from outright bias. Many studies employ
scientifically questionable procedures aimed at
demonstrative positive relationships between
specific substances and human illness. Some
researchers used inappropriate statistical
- 16 -

r
procedures to 'mine' existing databases in
search of associations . . .6
No consideration of any of these aspects is apparent in
the ETS Review Draft. A summary of scientific comments submitted
to the public docket was subsequently drafted by the author of the
ETS Review Draft. That summary clearly reveals many of the Review
Draft's major weaknesses and deficiencies (see Attachment II).
The EPA's simultaneous publication of the Policy Guide
Draft and ETS Review Draft is clearly in violation of the principle
of separation of risk assessment from risk management. While the
Review Draft with its assumption that ETS is a carcinogen is in
public review, the Policy Guide Draft has already accepted that
assumption and sets out to provide guidelines for "implementing"
smoking restrictions and for "strategies" to reduce exposure to
smoking. (Policy Guide Draft, p. 2) Thus, the "conceptual
distinction" of risk assessment and risk management is inextricably
blurred in EPA's dealing with the subject of ETS.
The ETS Review Draft is inconsistent with the
contemporaneous EMF Review Draft released by the EPA in June 1990.
The EMF Draft examined AQ epidemiologic studies and a_ll the
available animal studies and short-term tests on the subject. It
~
6. For a further analysis of the implications of science or O
regulatory decision making, S.ee Countina on Science at EPA, N
W
1990, and
August 10
Science ACS Plenary Focuses on Risk
,
,
Assessment, C&EN, September 3, 1990 (Attachment 3). ClI
CO
01
- 17 - kQb
W
N

reported that the relative risks from the various studies averaged
3.0; the authors concluded that those reported risks were not
compelling enough to establish EMF as a GrouR B carcinogen.
The ETS Review Draft, on the other hand, looked at only
2A epidemiologic studies which reported half the increase in risk
(1.41) noted in the studies on EMF, and also failed to consider
pertinent animal and exposure data. The Draft nevertheless
concluded that ETS J& a Grouo A ("known human") carcinogen!
The unwillingness or inability of EPA to uniformly and
objectively follow the EPA Guidelines is dramatically illustrated
by a visual comparison of the three draft reports issued by the
EPA in 1990, within 90 days of one another.
Table 1 which follows is a brief comparison of the EMF
and ETS reports as to adherence to the EPA's Guidelines. Table 2
is a comparison of the ETS and Diesel reports. These graphic
comparisons clearly confirm that the EPA is not uniformly following
the EPA Guidelines and is at best conducting regulation by random
procedure.
- 18 -

TABLE 1
Diesel Emissions
1. Exposure Measurement
"A major difficulty with the epidemiological
studies regarding exposure to diesel engine
emissions was the meastuement of the actual diesel
exhaust exposure. Most studies either compared
persons in job categories with pnesumably some
exposure to diesel exhaust to either standard
populations (presumably no exposure to diesel
exhaust) or with men in other job categories from
industries with little or no potential for diesel
exhaust exposure. A few studies have included
measurements of diesel fumes, but there is no
standard method for the measuremertt."
2. Strength and Consistency of
Association
. Animal Studies
4. EPA Draft Recommendadons
TABLE 2
"Evidence for the potential carcinogenicity of
diesel exhaust in humans is limited; however, a
few recent studies have indicated a small but
significant increased risk of hmF cancer in
occupational exposed workers.' A statistically
significant risk of 2.6 was reported for miners and
heavy equipment operators.
"Studies employing rats and an adequate experi-
mental design were nearly allpositive in demon-
strating diesel exhaust-inducxd increases in
tumorigenicity: '
Group 111: Probable human carcinogen
EMF (Electromagnetic Fields)
1. Strength of Association
'The association between cancer occurrence and
exposure to either EFL or RF fields is not strong
enough to constitute a proven causal relation-
ship, largely because the relative risks In the
publtshed reports have seldom exceeded 3.0 in
both childhood residential exposure and in
occupational situations:'
2 Consistency of Association and "The consistently repeated pattern of lymphoma,
Statistical Significance
3. Confounding Factors
4. Animal Studies
5. EPA Draft Recommendation
leukemia, nervous system cancer and lympheuna in
childhood studies and the tuling out of several
confounding exposure factors in the Savim et al.
(1988) study argue in favor of a causal link
between these tumor types in children and
exposure to ELF magnetic or electric fields.
However, the fact that the odds ratios are small
and In many cases not statistically significant
Indicates that the association may not be strong
and therefore argues against a causal relatlon-
Ship "
"No other agents (confounding factors) have been
identified to explain this association."
"Both animal and in vitro studies are needed to
discover the relevant exposure factors and their
interaction and to gain some understanding of the
mechanisms of action."
No classification
ETS
(Environmental Tobacco Smoke)
These studies compare individuals with higher
ETS exposures to those with lower exposures. All
of them have made observations on never-smoking
married women. Those married to a smoker are
assumed to be at higher exposures than those not
married to a smoker. These two groups are referred
to as "exposed" and "unexposed." respectively,
following the established terminology.
18 out of 23 studies are not statistically significant.
The EPA calculated the relative risk for ETS (via
mets-analysis) to be 1.28.
Animal studies attempting to elicit lung cancer as a
result of ETS exposure have failed to demonstrate
any significant increase in cancer.
Group A Known human carcinogen
ETS (Environmental Tobacco Smoke)
All studies used in the meta analysis calculation
have relative risks less than 3.0. The EPA
calculated the relative risk for ETS (via meta-
analysis) to be 128.
18 of 23 studies are not statistically significant.
A number of independent risk factors (confounding
factors) for lung cancer have been identified
(occupation, cooking oils & diet).1'hese factors
were not addressed in the Draft.
Animal studies attempting to elicit lung cancer as a
result of ETS exposure have failed.
Group A: Known Human Carcinogen
19-20
