Philip Morris
An Estimate of Adult Mortality in the United States From Passive Smoking: A Response
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- Holcomb, L.C.
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- Arundel
- Blot
- Feinstein
- Fraumeni
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- Koo
- Lowrey
- Martin
- Repace, J.
- Reynolds
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- Wells, A.J.
- Blot
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f
184
Lee. P. N. An estimate of adult mortality in the U.S. from passive
smoking; a response. Environ. Int: 16:179-181; 1990.
Katzenstein; A. W. An estimate of adult mortality in the U.S. from
passive smokiag; a response. Environ. Int. 16:173-177; 199
Repaee, J. L.; Lowrey, A. H. Risk assessment me giea in
passive smoking. J. Risk Anal. lin p
VYa
USSG (U. S. Surgeon General cing the health consequences
of smoking. 25 of progress, a report of the Surgeon
tAa 1co t,.,)6, L e.
E MV. I' Y M.
AN ESTIMATE OF ADULT MORTALITY IN THE
UNITED STATES FROM PASSIVE SMOKING;
A RESPONSE
Dear Editor:
MOTICE
TWs material may, b`
Proteeted by coPyr;ght
la* Mre 17 U S, Cod-iJ
Letters to the editor
General. Washington. D.C.: . ept. of Health dt Human
Services; 1989
Wall .. ajor sources of benzene exposure. Environ. Health
Perspecu 82:165-169; 1989:
Weiu, S: T. Passive smoking and lung cancer: what ii the
risk? American Rev. of Resp. Dis. 133:463-465; 1986.
Wells, A. Jl An estimate of adult mortality in the United States.
Environ. Int. 14:249-265; 1988.
5,,,4..
[ G C'z) ~. ~~ ~-,37 1°l `t u'
with ETS exposure. These calculations do not in any
way establish that ETS does, in fact, cause death in
exposed individuals. Rather, such calculations: rely
on an independent conclusion, based on a review of
the available data, that ETS causes lung cancer, other
cancers, and cardiovascular diseases. If such~ a con-
clusion cannot be supported, then the estimate of
ETS-associated mortality rests on the assumption
that ETS causes these diseases, and it is incumbent
upon the author to state this underlying assumption
when reporting the results of his calculations.
The issue of causation is never addresse& by Wells.
The studies cited in Weils"Tables 1-4 are discussed
below with particular attention to whether they es-
tablish a causal relationship between ETS and dis-
ease in non- or never-smokers. The vast majority of
the studies were included in reviews published by the
National Academy of Sciences (NAS 1986) and the
Surgeon General (USSG 1986). Therefore, these re-
ports are used as a starting point for addressing the
question of causality.
Lung Cancer: Almost all of the epidemiological
studies listed in Wells' Tables 1 and 2 were consid-
ered in the NAS an& Surgeon General's reports, as
well as other reviews appearing at about the same
time (Blot and Fraumeni 1986; ilberia 1987). The
Surgeon General's Report was alone in concluding
that ETS causes lung cancer in nonsmokers; the other
reviews generally concluded that although a statisti-
cal' association appeared to exist between marriage
to a smoker and the risk of lung cancer, the lack of
adequate exposure information, and the potential in-
fluence of differential misclassification of smoking
status precluded a conclusion of causality. The lung
cancer studies published since these reviews have the
same limitations as the previous studies. Little has
been published since 1986 that adequately addresses
the issues of exposure and misclassification.
All of the studies attempting to link cancer to ETS
have been epidemiological. An epidemiology study
attempts to relate the frequency of a certain health
effect or disease with the frequency of specific envi-
An article in Inside EPA (January 13, 1989) is
headlined: "EPA weighs Impact of Study Linking
Passive Smoke Exposure to Heart Deaths..." It leads
with the statement: "EPA is giving serious attention
to a recently published study that pinpoints passive
smoking ... as a significant cause of heart disease
and cancer-related deaths". The article states: "Pas-
sive smoking causes 46 000 deaths a year, according
to a study by A. Judson Wells published last month
in Environment Internationa!". An EPA source is
quoted: "The 46 000 mortality was surprising be-
cause such a large component was from heart disease
..." This statement is similar to one made by EPA's
James Repace on national television when the report
was first released.
What is surprising is that anyone from the EPA can
consider this recent review surprising. Dr. Wells has
not completed an epidemiol'ogicat study, new or oth-
erwise, and has in no way contributed to pinpointing
passive smoking as a significant cause of heart dis-
ease, lung cancer, or other cancer deaths. What he did
was publish the results of a series of calculations
based on the results of existing epidemiological stud-
ies and a number of assumptions (Wells 1988). Dr.
Wells presented a similar analysis at the 1986 Air
Pollution Control Association meeting,, which was
published in the meeting proceedings (Wells 1986).
There should have been no sudden surprise at EPA;
an EPA official chaired the 1986 session in which this
paper was presented. Dr. Wells encourages the view
that he had done something new by failing to even
acknowledge his previous presentation.
Wells used the data of previously published (and
in some cases, unpublished) studies as a basis for
calculating annual mortality statistically associated'

Letters to the editor
ronmental exposures within a study group. Because
of the nature of this type of study, all it can conclude
is that the exposure and health effect do occur to-
gether with a measurable frequency. They do not
prove a cause and effect relationship.
Koo et al. (1988) performed a detailed investiga-
tion of potential confounding factors in the llfestyle
of nonsmoking women married to either a nonsmok-
ing spouse or a smoking spouse. Overall, women
married to ever smokers had a less healthy li'festyle,,
ate less vitamin A vegetables, ate more cured foods,
ate more spicy foods, and drank more alcohol than
women married to nonsmokers. Their analyses show
that caution should be exercised when interpreting
data on ETS without considering other factors.
Feinstein (1988) described some of the problems
or failings that have come to characterize many epi-
demiological studies. Several examples are given where
commonly used substances were accused of being a
menace to daily life after epidemiologists reported a
relatively weak association between use of the sub-
stance and adverse health effects. Some of these
accusations have subsequently been refute& or with-
drawn. Feinstein states that "[d]espite peer-review
approval, the current methods need substantial im-
provement to produce trustworthy scientific evidence".
Other Cancers: With the exception of the Reyn-
olds et al. study (which is unpublished and, therefore,
inappropriately included' in the analysis), all of the
studies cited in Wells' Table 3 were included in the
NAS and Surgeon General's reports. The NAS con-
cludes that there is no consistent evidence, based on
these studies, of any increased risk of ETS exposure
for "cancers other than lung cancer". The Surgeon
General's report similarly suggests that further in-
vestigation will be needed before any conclusion can
be made.
Cardiovascular Disease: Wells suggests that a con-
siderable body of new epidemiological data on ETS
and cardiovascular disease has become available,
which significantly impacts the analysis of data for
this disease endpoi~nt. This assertion is emphasized
in the Inside EPA report. In fact, with the exception
of Helsing et al. (1988), all of these data were avail-
able to the NAS and Surgeon General's review pan-
els. The study of Martin et al. was available at the
time but was unpublished, and for good reason, it
thus was not cited in these reviews. The study re-
mains unpublished, and the data should not be in-
cluded in the present analysis.
Both the Surgeon General's and the NAS reports
find the data on ETS and cardiovascular disease,
available at the time of their reviews, to be inconclu-
te5
sive. The inconclusiveness of the studies reflects not
only small sample sizes but also a number of signif-
icant deficiencies in their design, as detailed in both
the NAS and Surgeom General's reports. The ques-
tionable mathematical combination of the findings of
these studies, as done by Wells, overcomes the prob-
lem of small sample size but in no way addresses the
methodologic issues that have been raised'.
The prospective study of Helsing et al. (1988)
reports a statistically significant increased risk of
death from cardiovascular disease in nonsmokers ex-
posed to tobacco smoke im the home compared to
those not so exposed. The authors of the study con-
clude that "[iJt seems reasonable to suppose that
tobacco smoke is a risk factor in the increased risk".
That rather weak conclusion reflects, in part, some
aspects of the Helsing study that are inconsistent
with such a conclusion. For example, the relative risk
(RR), of death from heart, disease associate& withh
household exposure to ETS is reported as highest in
the youngest age group studied (25-44 years old),
even though the individuals in the older age groups
presumably were exposed to ETS for much longer
periods. Given the same estimate of household expo-
sure, individuals in the older age groups would be
expected to have had a higher risk of cardiovascular
death than those in the younger group.
Both the Surgeon General's and NAS reports are
cautious in their discussions of the quantitative risk
associated with ETS exposure. Appendix D of the
NAS report, which Wells cites in support of his risk
models, emphasizes the underlying assumptions on
which the calculations for lung cancer are based. The
results are summarized in a section entitled, "Sum-
mary of Main Results Under the Assumption That the
Summary Rate Ratio of 1.3 is Causal". The Surgeon
General's report states (p. 96): "The quantification
of the risk associated with involuntary smoking for
the U.S. population is dependent on a number of
factors for which only a limited amount of data are
currently available". These factors include a better
understanding of the magnitude of ETS exposure, its
distribution among different segments of the U.S.
population, and changes in the patterns of ETS expo-
sure that have occurred over the last century. There
is no better understanding of these factors now than
there was in 1986. Wells bases his exposure estimates
on data published by Friedman et al. (1983) - data
that apparently were considered to be insufficient byy
the authors of the Surgeon General's report.
As Wells depended to a large extent on the Helsing
(1988) report, it is important to review carefully the
methodology used in that report. A general census

186
was taken in Washington County, MD, in 1963 that
included, among other factors, smoking histories of
families and number of rooms in the house. Twelve
years later, Helsing and colleagues reviewed death
certificates to determine cause of' death over the
12 years. They noted those deaths that were coded as
arteriosclerotic heart disease and other myocardial
degeneration. They then calculated a relative risk of
death due to arteriosclerotic heart disease of non-
smokers married to smokers versus nonsmokers mar-
ried to nonsmokers. The relative risks were 1.31 for
men and 1.24 for women after adjusting for age,
marital status, years of schooling, and quality of
housing.
It is very important to note that the authors re-
ported that there was a small difference in RR if heart
disease was listed as the underlying cause of the
death or just li'stedion the certificate as one of several
reasons for death. The actual cause of death as listed
on death certificates could in itself be a confounding
factor in this study. In addition, overall' relative risks
were adjusted for age, marital statusetc. There is no
description of how the quality of housing is calcu-
lated or adjusted for, nor is there any attempt to look
at other possibly related health factors in the sub-
populations to determine if these factors could have
influenced arteriosclerotic heart disease. In addition,
no attempt was made to measure smoking status mis-
classification.
Wells concludes his report by suggesting that ex-
posure to ETS actually may cause more than 46 000
additional deaths per year. He quotes Repace and
Lowrey (1985) and their estimate of 4665 additional
lung cancer deaths as support for that suggestion. The
Repace and Lowrey estimate scares a lot of people
who have not taken the opportunity to review their
underlying assumptions. What is overlooked in the
emotionalism is what the Repace and Lowrey report
really says.
Repace and Lowrey start with the assumption that
direct smoking and ETS both cause cancer. They do
nothing to prove this. They then use a long series of
estimates of exposure concentrations and exposure
durations to compare ETS exposure to direct smok-
ing. Finally, they calculate the death rate from lung
cancer using these assumptions and estimates. What
they generate is a calculated guess., not a prediction
based on facts.
Most of the research done since the Repace and
Lowrey study has not supported its findings. One of
the better studies has calculated that a person ex-
posed to ETS actually retains 0.02 percent (or 1/5000)
Letters to the editor
of the particulates of a direct smoker (Arundel et al.
1988):
Repace and Lowrey calculate a nonsmoker to be
exposed to an average of 1.43 mg/day of particulates
from ETS. Arundel et al. calculated the amount to be
0.07 mg/day for male nonsmokers and 0.03 mg/day
for female nonsmokers. These two estimates of ETS
exposure differ by a factor of between 20 and 45.
Thus, estimates based on exposure assumptions and
models are simply estimates. One needs only to change
a few of the basic premises to arrive at a completely
different set of conclusions. Wells' reliance on as-
sumptions derived from the exposure assumptions of
Repace and Lowrey leave his own conclusions highly
questionable.
It is apparent from this brief overview that Wells'
computations rely on risk ratios derived froml epide-
miological studies that do not establish a causal link
between ETS exposure and the risk of disease. What
part, if any, of the association between marriage to a
smoker and lung cancer or cardiovascular disease is
due to ETS is a matter of debate. Resolution of that
debate depends on further research to address the
exposure and misclassification issues. Pending reso-
lution of these questions, Wells is obligated to state
and fully discuss the assumptions that underlie his
calculations.
Larry C. Holcomb, Ph.D.
Holcomb Environmental' Services
Olivet, MI 49076
REFERENCES
Arundel, A.;, Sterling, T.; Weinkam, J. Exposure and riskbased
estimates of never smoking lung cancer deaths in the U.S. in
1980 from exposure to ETS. In: Indoor and ambient air
quality. London: Selper Ltd.,1988; 242-251.
Blot, W. J.; FraumeniJ. F. Passive smoking and lung cancer. J.
Nat. Cancer Ina. 77:993-1000; 1986.
Feinstein, A. R. Scientific standards in epidemiolo8ic studies of
the menace of daily life. Science 242;1257-1263; 1988.
Friedman, G. D.; Petitti,, D. B.; Bawol, R. D. Prevalence nd
correlates of passive smoking. Amer. J. Pnbl. Health 73:401-
405; 19Y3.
Helsing, K. L; Sandler, D. P.; Comatock, G. W.; Chee. fi. Heart
disease mortality in nonsmokers living with smokers. Amer.
J. Epid. 125:915-922; 1988.
Koo L. C.; Ho. J. H.; Rylander R. Lite-history correlates of
environmental tobacco smoke: a study on nonsmoking HonB
KonB Chincse wives with smoking versus nonsmoking hus-
hands. Soc. Sci. Med: 7:251-260; 1988.
NRC (National Research Council). Environmental tobacco
smoke, measuring exposures and assessing health effects..
Washington, D.C.: National Academy P'reas; 1986.

Leaers to the editor
Repace, J. L; Lowrey. A. H. A quanuutive estimate of nonsmokers'
lung cancer r'uk from passive smoking. Environ. Int. 11:3-22; 1985.
USSG'(U. S. Surgeon General). The health consequences of invol-
untary smoking. Rockville, MD: U. S. Department of Health
and Human Services; 1986.
Oberla, K. Lung cancer from passive smoking: hypothesis or con-
vincing evidence? Int. Arch. Qccup~ Environ. Health 59:421-
437; 1987.
AN STIMATE OF ADULT MORTALITY IN' THE
UNIT STATES FROM PASSIVE SMOKING;.
A RESP NSE TO CRITICISM
Lee (1990), Katze tein (1990), and Holcomb (1990)
have commented nega ely on my paper (Wells 1988a)
in Environment lnterna " nal, im which it was sug-
gested that the U.S. death 11 from passive smoking
may be 46 000 per year. Spa e does not allow me to
deal with alU of the points raise but the more impor-
tant ones are covered below.
Lee, as tobacco consultants usua do, attacks the
underlying studies that 11 used, partic arly the heart
studies. I cannot speak for these authors. . Hirayama
has written a reply of his own. Dr. Sandl (private
communication) has told me that they (Helsi et al.
1988) did look at family size and found no effec The
Johns Hopkins School of Public Health (Helsin et
al. 1988) and the University of California, San Dieg
(Garland et al. 1985) are respected schools of epide-
miology, whose researchers presumably know how to
adjust for confounding variables. They attempted,
within the limits of the data available, to account for
known heart risk factors as noted in my paper. What
is striking about the heart data in my Table 4 (Wells
1988a) is the consistency of the various results. It is
interesting that Lee et al. (1986) made no attempt to
adjust for any of the known heart risk factors except
age.
Publication bias in smoking studies is an issue
often raised by tobacco industry consultants, but so
far no one has found a live passive smoking case that
is negative. I have dealt with that issue vis-8-vis
passive smoking and male lung cancer in my com-
ment (Wells 1988b) on Vandenbroucke (1988)., There,
it was pointed out that the only available unpublished
data were on the high side of the most probable
relative risk, not low or negative. In that letter, I
asked investigators to send me any data on passive
smoking that had not been published or that they had
187
Wells, A. J. Passive rmok'ing mortality: a review and preliminary
assessment. 79th Annual Meeting. Air Pollut. Control Assoc.,
Minneapolis, MN; 19$6. Pittsburyh, PA: Air Pollut. Control
Association; 1986.
Wellit A. J. An estimate of adult mortality in the United States
from passive smoking. Eaviron, Int. 14:249-265; 1988.
not been able to get published. So far I have received
none. As Lee says, the possibility of a large,
unpublished data set that found nothing cannot be
excluded; it is just extremely unlikely.
For cancers other than lung that are passive smok-
ing related, all except nasal sinus cancer and lung
cancer are non-contact sites, as is heart disease. For
these sites to be activated, the disease-producing
entities must, in most cases, be metabolized and then
circulate in the blood and lymphatic systems: Earlier
work (Eatough etal. 198b) has shown that 90% of the
nicotine in environmental tobacco smoke (ETS) is in
the vapor phase. Now Pritchard et al. (1988) have
shown that 70% of the tar in ETS is also in the vapor
phase. The nicotine and the tar in direct smoking is
in the particulate phase. It is true, as Lee says, that
smokers are also passive smokers, but for the non-
contact sites there is growing evidence that smokers
have a higher risk if they are exposed to ETS other
than their own than if they are not so exposed. For
example, Palmer et al. (1988)~ found a relative risk
for heart disease of 1.34 for spouse ezposureof light
oking women and 1.32 for heavy smoking women,
an ' Sandier et al. (1985) found overall cancer risks
incr sing from unity to 2.4 as active smokers were
expose to an increasing number of household mem-
bers who oked. This means that smokers may also
be at consi rable risk from passive smoking of their
own smoke. I ther words, for the non-contact sites,
the vapor phase and nicotine may be the primaryy
culprits, with the p icutate phase having less effect.
The particulate phas at least most of it, is relatively
quickly cleared. It pro ably contributes heavily to
the contact sites (central I g, mouth, esophagus, and
stomach) but then may beel' inated in the feces. All'
this means that Lee's model or passive smoking,
which is based on direct smo " g and particulate
phase deposition and retention, i Iikely to predict
relative risks for passive smoking th are far too low
for the non-contact sites and probably r peripheral
lung cancer as well.
