Philip Morris
Supplemental Memorandum to the Federal Trade Commission From Philip Morris Incorporated Concerning Measurement of the Relative 'tar' Deliveries of Barclay and Other Cigarette Brands Through Analysis of Retained Nicotine in Cigarette Butts
Fields
- Type
- MEMO, MEMORANDUM
- CHAR, CHART, GRAPH, TABLE, MAPS
- DRAW, DRAWING
- SCRT, REPORT, SCIENTIFIC
- CHAR, CHART, GRAPH, TABLE, MAPS
- Area
- CENTRAL FILES/PRE-DB WAREHOUSE
- Site
- R107
- Named Organization
- Bw, Brown & Williamson
- Ftc, Federal Trade Commission
- Request
- Stmn/R1-119
- Recipient (Organization)
- Ftc, Federal Trade Commission
- Master ID
- 2021574528/4793
Related Documents:- 2021574528 Federal Trade Commission, Plaintiff, V. Brown & Williamson Tobacco Corp., Defendant. Exhibits Annexed to Declaration of Wallace S. Snyder in Support of Plaintiff's Motion for Preliminary Injunction Volume I Exhibits 1 - 15
- 2021574529 Exhibit 1
- 2021574530 Notices Federal Trade Commission Cigarettes Testing for Tar and Nicotine Content
- 2021574531-4533 Statement of Considerations
- 2021574534-4536 Separate Statement of Chairman Dixon
- 2021574537 Exhibit 2
- 2021574538 Proposed Rule Making Advertising of Cigarettes Notice of Public Hearing and Opportunity to Submit Data, Views, or Arguments Regarding Proposed Trade Regulation Rule
- 2021574539 Exhibit 3
- 2021574540-4541
- 2021574542-4546
- 2021574547-4551 Explanatory Memorandum Relating to Voluntary Program for 'tar' and Nicotine Disclosure
- 2021574552
- 2021574553 Exhibit 4
- 2021574554 Proposed Rule Making Advertising of Cigarettes Notice of Suspension of Trade Regulation Proceeding
- 2021574555 Exhibit 5
- 2021574556-4557 Cigarette Advertising and Other Promotional Practices Announcement of Decision
- 2021574558 Exhibit 6
- 2021574559
- 2021574560 Agenda
- 2021574561-4578 Test Brands
- 2021574579 Exhibit 7
- 2021574580-4583
- 2021574584 Exhibit 8
- 2021574585 Cigarette Testing
- 2021574586 Exhibit 9
- 2021574587-4588
- 2021574589 Exhibit 10
- 2021574590-4594 Implications of Barclay Filter on Ftc 'tar' Testing Program
- 2021574595 Exhibit 11
- 2021574596
- 2021574597-4627 Memorandum to the Federal Trade Commission From Philip Morris Incorporated Concerning Barclay Cigarettes and A Proposed Change in the Apparatus Used in the Commission's Laboratory for Testing 'tar' Delivery
- 2021574628 Exhibit 12
- 2021574629-4646
- 2021574647 Smokers Tested by Dr. Roger Kamm
- 2021574648 Cain Butt Study
- 2021574649-4650 Smoke Panel Evaluations of Parclay Ks, Now Ks, and Carlton Ks with 'extended' Rigid Sleeves Around the Filter
- 2021574651-4668 20. Smoking Behaviour in Germany - the Analysis of Cigarette Butts (Kipa)
- 2021574669-4671 Puffing Frequency and Nicotine Intake in Cigarette Smokers
- 2021574672-4702 Memorandum to the Federal Trade Commission From Philip Morris Incorporated Concerning Barclay Cigarettes and A Proposed Change in the Apparatus Used in the Commission's Laboratory for Testing 'tar' Delivery
- 2021574703 Exhibit 13
- 2021574704-4714 Investigation of Barclay Filter
- 2021574715-4720 Animal Inhalation Studies with Tobacco Smoke (A Review)
- 2021574721-4732 14. The Analysis of Smoking Parameters: Inhalation and Absorption of Tobacco Smoke in Studies of Human Smoking Behaviour
- 2021574733-4737 the Case for Medium - Nicotine, Low - Tar, Low Carbon Monoxide Cigarettes
- 2021574738-4740 A Novel Method for the Isolation and Quantitative Analysis of Nicotine and Cotinine in Biological Fluids
- 2021574741-4743 Verification of Smoking History in Parents After Inaction Using Urinary Nicotine and Cotinine Measurements
- 2021574744-4747 Smoking, Carbon Monoxide and Arterial Disease
- 2021574748 Exhibit 14
- 2021574749-4752
- 2021574753 Exhibit 15
- 2021574754-4755 Investigation of Barclay Filter
- 2021574793
- Author (Organization)
- PM, Philip Morris
- Litigation
- Stmn/Produced
- Date Loaded
- 05 Jun 1998
- Brand
- Barclay
- Cambridge
- Merit
- Kool
- Cambridge
- UCSF Legacy ID
- ues88e00
Document Images
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Some previous studies of human "tar" deliveries
based on analysis of retained nicotine have assumed
that the filter efficiency for nicotine removal and
the delivered "tar"-to-nicotine ratio were totally
independent of flow rate and therefore remained con-
stant from machine smoking to human smoking. This
assumption did not significantly distort the results
-obtained for undiluted cigarettes, in which the flow
rate through the filter is a relatively high value for
machine smoking (1050 cc/min.) and an even higher
value for human smoking. 'However, filter efficiencies
can change rapidly as flow rates become small Ji.e.,
every filter is 100% efficient at zero flow rate).
Therefore, for highly diluted cigarettes, where flow
rates may be well below 1050 cc/min., there can be
large differences in efficiency and "tar"-to-nicotine
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ratio as between machine and human smoking.
5/ In general, the filter efficiency for total par-
ticulate matter (TPM), nicotine and water is a func-
tion of the flow rate through the filter, since the
longer the residence time of the smoke the more
probable that the smoke components are removed. The
[Footnote continued on next page.]

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Therefore, techniques that ignore the variable nature
of filter efficiency and "tar"-to-nicotine ratio will
lead to large errors when applied to cigarettes with
substantial dilution.
Experimental Method
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In addition to Barclay KSSP, two cigarettes
were used in the study for comparison. One, Cambridge
RSSP, has a measured FTC method "tar" delivery of 1 mg.
and an unlit machine dilution of about 78%. The
second,'Merit KSSP, has a measured FTC method "tar"
delivery of 7 mg. and an unlit machine dilution of
[Footnote continued from-previous page]
delivered "tar"-to-nicotine ratio is also a function of
flow rate since filtration of "tar" increases more
rapidly than filtration of nicotine at reduced flow rates.
This is because the nicotine and "tar" removal processes
in cigarette filters differ. Nicotine removal is gener-
ally by particulate filtration. However, much of the
"tar" produced by a cigarette puff is volatile material
in the vapor phase that can be removed by the very effi-
cient process of condensation. As the flow rate is re-
duced, the nicotine removal increases hut the "tar" re-
moval increases at a greater rate because of the very
efficient condensation mechanism coupled with the normal
particulate removal. Therefore, the delivered "tar"-to-
nicotine ratio increases greatly with increasing flow
rate through the cigarette and filter.

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28%. Cambridge was selected because it is similar to
Barclay in~"tar" delivery and dilution when tested in
smoking machines. Merit was selected because, in
other tests, it has been shown to be similar to Bar-
clay in "tar".delivery and dilution when smoked by
human smokers.
A panel of 13 regular smokers was assembled
for this study. included were men and women with high,
medium and low flow rates. Each panelist was given
four cigarettes of each brand and asked to smoke them
at their leisure, saving the butts. They were also
asked to puff each cigarette, lit and unlit, on Philip
Morris' on-line monitoring equipment (Figure 1). Mea-
surements were made of the rod flow rate for each
smoker for each brand. From these measurements, the
retained nicotine and the individual smoking charac-
teristics of-the subjects were determined. Tables 1-3
show both the individual and average values for Bar-
clay, Cambridge, and Merit.
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Filter efficiencies and delivered "tar"-to-
nicotine ratios were determined for e4ch brand from
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machine smoking at several dilution levels. Measure-
ments were made of TPM, nicotine and water, both on
the filter and on the collecting pad. The delivery
and retention data were fitted to a power function,
as described below, and this function was used to
calculate the component efficiencies as a function of
lit rod flow rate:
Filter Efficiency = Amount on Filter x 100 (5)
Amount on Filter + Amount on
Machine Pad
Experimental Results
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The standard method of measuring cigarette dilu-
tion is to use unlit cigarettes. However, since the
results reported in this document involve the smoking
of lit cigarettes, dilution values on lit cigarettes
are used to calculate percent dilution -- i.e., the
split of the total puff flow between tobacco rod and
dilution holes. The percent dilution measured on a lit
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cigarette is greater than that on an unlit cigarette
because the hot coal (900° C) increases the viscosity
of the air being pulled through it. This increase in
viscosity leads to an increase in resistance to flow
at the cigarette coal. Since there is then an added
resistance to flow down the rod of a lit cigarette,
more of the flow is drawn through the dilution holes
on the filter giving a higher percent dilution on lit
cigarettes.
Figure 2 shows the lit dilution values as a
function of the unlit dilution values. These data
were derived from the on-line dilution measuring equip-
ment when both lit and unlit dilution values were mea-
sured for each cigarette over a wide range of flow
rates. A nonlinear, least-squares fit was made to the
function:
Power
Lit Dilution = Constant x(IInlit Dilution) (6)
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in order to facilitate applying the flow rate correc- N
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tions. Figure 2 shows very little scatter in the data r
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points, and this is taken to show that the same correction ~

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is applicable for each of the three cigarettes for any
flow rate.
Using the data reflected in Figure 2, the unlit
dilutions derived from standard machine measurements
were transformed to lit dilutions so as to plot work-
ing curves in terms of lit.rod flow rates. Once this
correction is applied, the component values retained
in the filter and those delivered to the smoking
machine pad were fitted to the following general equa-•
tion:
Amount = Constant x (Lit Rod Flow Rate)
Power
Figure 3 and Figure 4 show the best fitted lines
and the experimental points for the delivery to collect-
ing pads and for the material retained in filters for
Barclay. In Figure 5 and Figure 6 are corresponding
values for Cambridge and in Figure 7 and Figure 8 for
Merit. Table 4 shows complete equations derived for
all components and cigarettes.
Once the best curves have been derived by non-
linear, least-squares analysis of the data, nicotine
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filtration efficiency versus flow rate can be calcu-
lated from the retained nicotine and the delivered
nicotine data using Equation 5. The results are shown
in Figure 9. Note that the efficiency curves for each
cigarette become asymptotic to 100 percent efficiency
as the rod flow rate approaches zero. Also observe
that the Cambridge filter is more efficient at every
flow rate than the.Barclay filter.
This is a highly significant result. It means
that even if the same amount of nicotine were retained
in the Cambridge and Barclay filters, the nicotine
delivered by Barclay would be much greater than that
delivered by Cambridge because of the greater efficiency
of Cambridge's filter. In fact, as our studies show
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(Table,6rj, Cambridge's retained nicotine was substan-
tially lower than Barclay's, indicating an even lower
nicotine delivery.by Cambridge relative to Barclay.
Discussion of Results
The equations have been developed for describ-
ing both the component delivered and the component

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retained on the filters as a function of flow rate for
the cigarettes. Curves of nicotine efficiency versus
flow rate and "tar"-to-nicotine ratio versus flow rate•
have been constructed from the data. (Figures 9 and
10.) This information can now be used with the
smoker's flow rate, dilution-in smoking, and nicotine
retained on the smoker's filter to compare the rela-
tive "tar" and nicotine deliveries of the three brands
to each smoker. The results of this analysis are shown
in Tables 5 and 6. Note that the relative "tar"
deliveries of Merit and Barclay are basically identi-
cal in Table 5, while Barclay's nicotine delivery ex-
ceeds Merit's by approximately 50 percent (Table 6).
This is due to the substantially higher nicotine
availability in the Barclay blend (2.8%) than in
either the Merit blend (1.5%) or the Cambridge (2.0$).
Similarly, Figure 10 reflects these differences.
The consistency of these results for each of
the panelists, with very different individual smoking
characteristics, is remarkable. These tables confirm
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that Barclay, when.smoked in the lips by human smokers,
is equivalent to a cigarette in the range of 7 to 8 mg.
"tar" by FTC method, and far above the 1 mg. range.

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