Philip Morris
Changes in Bronchial Epithelium in Relation to Cigarette Smoking, 550000-600000 Vs. 700000-770000
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The New Engla~nd
.Journal of Medicine
eCopyright, 1979. by the Massachusetts Medical Society
t'olume 300
FEBRUARY 22, 1979
Number 8
CHANGES IN ' BRONCHIAL EPITHELIUM IN RELATION TO CIGARETTE SMOKING,
1'955-1960~ VS. 1!9'70-1'97'7
OscAR AvERBacx,, M.D., E. CuYLER hIAMhtoND, Sc.D., A.vD I.AwREticE GARfltixEL Ivf.A.
I (
Abstract To test the hypothesis that the reduction in
tar and nicotine content of cigarette smoke that began
in the 1950's should be reflected by the histologic:
changes in the bronchial epithelium of cigarettie
srnokers; 20,424 sections taken at autopsy from! the
bronehial"tubes of 445 men (non-lung-cancer deaths)i
were examined microscopically ini random order.
There were 211 men who diedd in 1955-19'80, of whom
.154 smoked regularly,, and 234' men who died in 1I970-
1977; of whom 1i8't were regular smokers. Changes
studied included basal-cell hyperplasia, loss of' cilia
and' occurrence of cells with atypical nuclei. In both
IN ai set of studies published some years ago,''' we
~`- found that several types of histologic changes inn
bronchial epithelium occurred far more frequently ira.
cigarette smokers than in nonsmokers, increased with
amount of cigarette smoking and, among cigarette
smokers, increased with~ advancing age. The same
changes were found tess ftequentl~ in former tlian in
continuing cigarette smokers. The changes studied in-
cluded basal-cell hyperplasia, loss of cilia in some
areas and occurrence of cells with atypicad nuclei.
These histologic findings paralleled' epidemioiogic
findings nhat rates of death from lung cancer are many
times~ higher among cigarette smokers than among
nonsmokers, increase with amount of cigarettesrnok-
ing and among persons with the same smoking
histories, increase with advancing age.'-' Among
former cigarette smokers, the rates~ decline with the
length of time since giving, up the habit,`-'
In a later study, we had beagle d'ogs inhale the
smoke from filter-tipcigarettes and from cigarettes of
the same brand but without' the filter.' The filter
removed about half'of the total tar and sornewhat less
than half of the nicotine contained in the smoke.
Fewer pulmonary neoplasms were found in dogs thar
smoked fiDter-tip cigarettes than in those tharsmoked
non-filter-tip~ cigarettes. Invasive pulmonary tumors
were found only in non-filter cigarette smokers. Two
/~ From the Veterans Administration Medical CenterEat Orangc. NJ:,the.
~ =ollege of Medicine and Dantistry of New Jcrsay, New Jersey Medical
\~Sehoal, NewarkNJ, and the Department of Epidemiology and,Staustica,
American Cancer Society. Inc.. New Y;ork.,NY (address reprint requests to
Dr. Awerbach at 15 11% Veterans Adminisuation Mediuli Center, East
Orange. NJ 07019).
periods studied these~histblogia changes occurred far
less frequently in nonsmokers than in cigarette smok-
ers~and increased in frequency with amount of smok-
ing, adjusted for age. Sections withd advanced histo-
logic changes . in those dying in 1955*1980 oc-
curred in 0'per cent of'nonsmokers, in 25per cent of,
those smoking one to 19'cigarettes a day, in 112 per
cent of those smoking 20 to 39 and in 22.5 per cent
of those smoking 40+ cigarettes a day. In those who:
died in 1970-1977 the percentages were 0, 0.1, 0:8,,
and 22, respectively. (iN Engl J Med 300:381-386,,
1979) .
of these were early squamous-edl~ bronchial car-
cinomas, the.others being invasive bronchioloalveolar
tumors.
In a retrospectiivetpidezniolbgic.studyitwas found
that lung cancer occurred less frequently in men who
smoked filter-tip cigarettes: than in those whosmoked
non-filter cigarettes,' In a prospective epidemiologic
study, three groups of cigarette smokers were matched
oni the basis of age, current number of' cigarettes
smoked per day, age at which, they began smoking,
race,, education,, residence (urban, vs. rural), oc-
cupational exposure or non-exposure to dust, fumes
and chemicals, and, past h~istioryoflheart di'sease! and
lung cancer.30 The three groups were as follows: (A),
men who smok.:d high tar/nicotine cigarettes; (B),
men who smoked medium tar/nicotine cigarettes; and
(C), men who: smoked relatively low tar/nicotine
cigarettes. In subsequent years, death rates from lung
cancer were highest in Group A and lbwesi in INA
Group C. 0
Since 1954, when effective filters were first i!n- C
trodut:ed there has been a large and continuing drop O
in the tar and nicotine content of' the! mainstream
stnoke of cigarettes consumed in the United' States.t't ~
.Even non-filter cigarettes deliver considerably less tar ~
and nicotine than those sold' in previous years - this cio
'
reduction being achieved by selection of tobacco, the Q~
use of homogenized tobaccoiand various other means. jV.
Indeed, the highest tar/nicotine brarlds on the markt:t
today deliver less tar than the lowest tar brand of
American cigarettes on the market before 1954. Thus,
everyone who has been a habitual cigarette smoker for
25 years or longer must be smoking cigarettes with

. 382
THE NEW ENGLAND JOURNAL OF'MEDICI:NE'
less tar and nicotine than, those formerly'smoked, and
a large proportion of smokers have deliberately
selected brands with reduced tar and nicotine..
This study was undertaken to determine whether
the drop in tar andi nicotine has been reflected in less
extensive histologic changes in the bronchial epi-
thelium of cigarette smokers. Men who died in 1955'-
1960 were compared with men who died in 197CD1977.
M'A1IERIALS' AA D N1 E7H Ot)S
During the period 1955-1960, we obtained a portion of the
traehea and the lungs of e.ery person who died and came so autopsy
at the 4 eterans' Mcdical Center of East Orange, New Jeney, and,
during'a part'of this period, we also obtained''lungs from persons
.who died!in several hospitals in upstate New York. We obtained in-
fortnationon the,smoking histories and'occupations of'these sub-
jects by interviewing members of their famtlicss lhis step provided
material for our earlier studies of bronchial epithelium.''s'Collection
of lungs from the same hospitals was resumed in 1970 and con
tinued through 1977'to obtain additional material for this study.
Exactly the same technical methodi wex used in the two periods.
They have been described in detail." Briefly, they, are as follows:
As soon after death as possible, the specimen was removed ar
autopsy and fixed by instillation of formalin solution down' the
trachea. Later, the entire tracheobronchialtree was dissected'out
and divided into 208 portions;,which were then embedded in paraf-
fin."A thin histologie section was eue from each portion, mounted
on a slide and stained with hematoxylin and eosin. In this study, as
in some of our other studies, we examined sections from just 55 of'
the 203 portions, which t.ere selected from the lower trachea or the
main lobar or'segmentallbronchi according,to a set plan' (Fig. 1).
S'ELEt:rIOK AND MA?CHT~C OE SUBJECTS
We decided to confine this investigation to male
subjects of just two sorts: men who had never smoked
regularly and men who had smoked cigarettes
regularly up to the time of their terminal illness.
(Some of the latter had also smoked pipes or cigars.),
Those who died of lung cancer were excludedl Alsoo
excluded were men for whom we could' not obtain
reliable information on smoking, and men whose oc-
cupations were such that they may have been
Figure 1. Schematic Diagram oEthe Tracheo'bronchial Tree.
The circles indicate the locations from which 55' sections
were selected for study.
Feb. 22, 1979
Table 1. Distribution of Matched Pairs of Subjects According
to Age at Death and Smoking Habits.
Aoc 6awn(Y.) No. or' WATeneo IPAIRs
TOTAL Nivtl S,WKID. f?eOK[D. S910[lDt?AOKED <1 FACI- 1-31ACx- 1F,P4OL-RIOtiURLT' AG[/DAY AGlS(DAT, .
A6ltIflAlr
«o S' 2' 2 1 0
40:-td 61 0 2 3' 1
45-49 18' 1 5 9 3 1
50+44 ' 11 2' 2 4 3
55-59 28 5~ 7 13' 3
60=64' 35 10' 4 10 11'
65-69 31 6 1II, 12' 2
7044' IS 61 41 S 3
75-79 16 6 3' 5 2
80i84' 12 7 31 2 0
85+ 2, I 0 I 0
Total pairs 182 46 43' 65 28
Total subjects 364 92 86I 130 56
exposed to dust or fumes that are said to have an ef-
fect on pulbnonary tissues..
Presumably because of technical difficulties (but
possibly because of pathologic alterations in some
cases) some of the sections from the 1955-1960 cases
were completely or almost completely denuded of
epitheliutn; such sections were useless for a study
of this sort. Therefore, all the sections were screened
microscopically for denudation. Forty-fiive to 55
satisfactory sections were available for a majority of
the subjects, and at least 35 were available for most of
the others. We excluded cases with less than, 20
satisfactory sections.
The age at, death, cause of death and, smoking
habits of each of the potential subjects were put on -
computer tape together with, identification of' the
groupito which they belonged: "A" for those who die&
1'955-1'960 and "B" for those who died 197011977. For
each, Group A subject, we'sea'rched for'a GrouplB sub-
ject who had smoked the same number of cigarettes'a
day and' was within the same five-year age group at
time of death. In, most of the final matched pairs the
two men were within one year of the same age at the
time of death. Where two or more B subjects were
found to match, an, A subject, the one closest in cause
of death was s+dected'as the match. By this procedure
we found 182 matched pairs of subjects, each pair
consisting, of one A (1955-1960) subject an& one B
(1970-1977) subject. Table t shows the distribution of
these subjects according to age and smoking habits.
It will be noted that some of the spaces in, Table 1'
contain no subjects or only a few subjects. This setup
is because the age-by-smoking-habits distribution of
subjects who died' im 1970-1i977 was considerably dif-
ferent from the distribution for those who died'l in,
1955-1'960. To build up numbers and achieve a better
distribution according to age and smoking habits, wee
supplemented the matched-pair cases by including,
an additional 81 subjects; 29 from Group A and 52'
from Group B, Thus a tota'1' of 445 subjects (364 ito
matched pairs plhs 81 others) were included in the
1005+05296%11'

Vol. 300 Xo. a'
SA'tII AND BRONCHIAL CH.1NCES - rAVERBACH ET AL
0 procedures described beiow, Their distribution ac-
`%t:ording to age at death and by smoking habits is
shown, in' Table' 2.
In all, there were 20,424 sections that contained
enough epithelium for evaluation, an average of 45.8
per case from the 445 subjects. A computer record
containing the identification number was made for
each of these sections, the 20,424'records were put in
random order by random numbers, and while they
were in this order, a serial number was addea to each
record. A label containing, the serial number of each
record was placed on the corresponding glass slide,
after which the 20,424' slides were put in order by
' seriall nunnber.T,hus; the slides: were, put in ran'dom'
order. While still in this order they were micro-
C
scoplcally examined by one of us ('l7. A.) who was.
given no clue to whether a'slide was from the Group A
or Group B and no clue to the smoking habits and age
of the subject.
Normal bronchial epithelium, as' seen inl a cross-
section, consists of one row of basalU cells lying on the
basement membrane and a single roM1V consisting of
ciliated' columnar cells and goblet cells; no cells with
atypical nuclea are present. Sections in which the en-
tire epithelium fits this description were classified' as
"no changes found." Many sections contained one or
more areas in which was a change of some sort (i.e.,
hyperpiasia, loss of ciliai cells with atypical nuclei or a,
eombination of these alterations). We called such, an
'
"
'
area a
Two'or more lesions of
different types
lesion."
were found in some sections. Each lesion, was
described according to presence or absence of cilia,
number of cell rows and proportion of cells with
<40 3' 2
40~ c 6' 0
45-49 I8I 1,
50-54 11 2
s3-59 28' S'
60-64 49 13'
65-69 46 14
70-7a 18 6'
76-19 16 6'
80-84 12 7'
Totals t 1 Si7
All 1970-1977 subjects (Group B):
<x0 , 6 2
4o-s,t 7 0
43-.t9 20 3
50-54 37 3
3*r54 36 6
60-64 3s lo
65-69 34 6
` 70l 21 6
75-79 21' a
80-8t 12 7
8s+ 5 2
Totals '154- 33
Table 2. Distribution of MumberofSubjects Aucording,to Age
.; at Death and Smoking, Habits. -
TorAL
M[vlR
Srocap
RIGULAt6Y
All 1955-1960 subjects (Group A,k
S}1oKdD
<1 Pncc-
.oeyDAY Stactn.
1-2 Pucc.
,ou/D.,r SroK[D
2+ PAc.
AaEsyDwY
2 1 0
2 3' I
3 9 3
2 4 3
7 13 3
12 13 111
111'. 12' 9
4 5 3
3 5 2
3 2 0
0 I 0
SII 68 J5'
2 1 1
2' 3 2'
3 9 3'
13 9 12'
7 13 10
4 no u
14 12 2',
7 5 3
3 8 2
3 2 01
1 1, I
1 3 i7
383
atypical nuclei. Additional information was also
recorded - for example, the f nding of mitotic figures
or unusual cells of any sort.
For purposes of this report, we use two terms. The
furst is "ba'sal-cell hyperplasia" - a lesion with cilia
present but with three or more rows of basal cells. All,
the cells may have normal nuclei or'sorne may hawe
a''typicall nuclei. The second' is "lesion with eilia
absent"t such lesions lack cilia. They m'ayy be norma'!'
in other respects, or they may have a few or a great -
many cells with atypical' nuclei. They may or may not
fit, the description' ofst~ratification: or metaplasia.
Photomicrographs of'such lesions have appeared inn
published reports:'"
As shown in Tables 3 and 4, basal-cell hyperplasia
was subdivided according to degree of' hyperplasia
(i1e., a total with three or more rows of'basad cells andd
those'with six or more rows of'basal cells) and also ac-
cording to percentage of cells with atypical' nuclei.
Sections containing a lesion with cilia absent were
further subdivided according, to percentage of cells
with artypicalI nuclei.
All the above information was recorded and trans-
ferred'to computer tape together with information on
the identity of the subject (GrouplA or B);, number of'
cigarettes smoked per day and' age at death.
FINDINGS IN AI:L SuBJzQ?s'.
Table 3 shows the findings for all of the 445'subjects
(211 in Group A and 234 in Group B)n including un-
matched cases as well as matched cases. The results
are presented in terms of percentage of sections con-
taining lesions of each of'various types: Since the age
distribution vaciedl in different amount-of-smoking
categories, the percentages were'standard'ized, for age
on the age distribution of'all the subjects in the study.
8aeal1CeII Hyperplasia
As shown on the first line of Table 3 in both
Croup A (1955-1960) and Group B(r270,1977) the
percentage of sections withibasal-cell hyperplasia was
far higher in cigarette smokers than, in nonsmokers
and increased with amount qf' cigarette smoking,
Among nonsmokers,, Group A had somewhat fewer
sections.with basal-cell'hyperplasia than Group B (3.8
per cent vs. 5.8 per cent). Among cigarette smokers
the percentage of'sections with basal-cell hyperplasia
was higher fbr Group A than for Group B.
Relatively few sections had a, basal-cell hyperplasia
to the degree of six or more rows of' basal cells. The
percentage of sections with this finding,increased with
amount of cigarette smoking, and among, cigarette
smokers, the percentages were far higher in Group A
than in Group B.
The next fbur lines in Table 3 show the percentage
of sections with lesions defined as basal-cell hyper-
plasial further classified according tio the proportion of
cells with atypical nuclei. Basal-cell hyperplasias with
as many as 110 per cent of the cells having atypicall
nuclei were rarely found inisections from nonsmokers.

e
~;
but were found in a large proportion~of'sections from
cigarette smokers. The' percentage of sections with
such' lesions increased with amount of cigarette smok-
,ing, and among cigarette' smokers was greater in,
Group A than in Group B.
Basal-cell hyperplasias with 70 per cent or more of
the cells having a2ypicall nuclei were found in none of:
thesections from nonsrnok'ers and in only a very small
proportion of the sections from Group B cigarette.
'smokers. They were found in 0.1 per cent of sections
from, Group' A subjects who smoked one to 19 ciga-
rettes a day, in 12.2 per cent of sections from Group A
subjects who smoked 20'to 3'9 cigarettes a day andlin
66:6' per cent of Group A subj ects who smoked 40 or
more cigarettes a day. . .
Lesions with Cilia Absent
Sections having,lesions with cilia absent were found
more frequently in, cigarette smokers than in non-
smokers and increased in frequency with amount of'
; cigarette smoking. They were fbund''' more frequently
in' sections from Group' A cigarette smokers than in
sections from Group B cigarette smokers.
Lesions lacking cilia and wit'h, 10 per cent, or more of
the cells having, atypicall nuclei were found in 0 per
cent of the sections from Group A nonsmok'ers and in
<0.1 per cent of the sections from Group B non-
smokers. smok'ers. They'were found in an appreciable percent.-
age of' sections from cigarette smokers, and the
percentage increased with armount, of' cigarette stnok-
109:.+ aalls'with
atypinnnuclci
-. Tab1e 3. Percentage of Sections with Each of Several!Categories of Histologic Change,
Classified Aecording, to Smoking
Basal-csll hyperplisir.
~
: Total
_
i 6+ rows
30%+ cells with
atypical inuelei
SO'8r:+ cclls with
atypictl nucld
70%+ cella with
atypical nuclei
THE NEW ENIGLrluliD JOIJRD1n1L OF NtED'tt:IIYE
Feb. 22, 1979
'~'r Y
ing. Within each smoking class, more such lesions were found in Group A than in Group B subjects.
Lesions lacking cilia and with 1100''per cent ofthe" s
cells having atypical nuclei were foundlin none of'sec-
tions from nonsmokers. Among, Group A cigarette
smok'ers; the proportion of sections with such' lestonr
rose with amount of smoking from 2.6 per cent (one to
19 cigarett'es ~ a day)~,. to 13~.2~ per~ cent (20 to, 39 ciga-
rettes a day) to 22.5 per cent (40 or more cigarettes a
day). Such lesions were found far less frequently in
sections from Group B cigarette smokers but rose
from 0.1 per cent (one to 19' cigarettes a day) to 0.8 ''.' g
per cent (20 to 39 cigarettes a, day) to 2
2 per cent (40
.
or more cigarettes a day) (Fig. 2).
Four, of the lesions with cilia absent andi with 1100'
per cent, of the' cells having atypical nueld' gave
evidence of invasion (i.e., very early bronchial carci- -',l
noma). Three of'these sections were in the Group B>
subjects and one was in a Group, A subject.
FINDINGS tN i1r1XTCHE'D PAIRS
In this study, 364'of the 445 subjects were matched
in pairs according, to age at death, but it is possible
that the inclusion of 81 unmatched cases could have
introduced some bias in comparison of findings in
Group' A vs: Group, B. To avoid'! such bias, we under-
took a matched4pair analysis confined to the matched''
subjects:
Table 4 gives a summary of findings ineach of twoo
sets of mat'chedi pairs: the 46 matched pairs of non-
Habit:'
A'D/tnTto ~~ . ADNSTeD
\tvan~sMoKm. S.MOCaD 1-191
RtastJ.at:r GwaEmTS/
DAr
7 kn.- .
ADiusrto S ADrtnnn. %
.
SKO:ec -,0-39 S4ohw 40+
GwRrrrea/ GwriTTU/'
OAT DAY
A 8 A 8'A f. A 8.
3.81 5.9 ' 87.8' 63.11 93;2 76:2.
0 0.1 2.1 0.4 5.7 0.5
0.1 03' 87,6' 62.4 93.2 75:0'
01 0:A 77.2' 53.9 92.6 7II:5
0 0.1 56.7' 9.6' 8,t.1 26.3
0 0 0.1 0 12Z 0:1
~
0
Ls:ion with cilia abscnt
98:8' 86.3
13.0 0:8
98.8 86J
98.8' 85:1
98.6 56.1'
66:6' <0.11
Totall 53 4.2 118 8:8 22.5 10.i3 ~ 30.3 11.7
'
I0R,+ cells with 0' <0.1 13.8 8!S 22.3 9:8 30.3 1'1.7
atypical nuclei
30'7e+ ceits with 0 <0.1 12.9 7.6 22J 9.3 30.3 111.7
atypical nuclei r~
10Si+ ceils with 01 0 10.0 2'? 21.9 6.0 -' 30.3 9.3
'
atypical nudei'
70qi+ celli with 01 0 2.6 0.11 14.6 0.8 28.6 2.2'
atypical nuctei'
100% colls with 0 0 2.6 0.7 131' 0.8 22.3 2-1
'
atypialinuclci'
Mo: of seetions
No. of subjacts
2,:80 2.623 2~~,208 3,026 2:$S I I - 3:47I
57 53 S'II 61 68 73
1,413
35
2;217
47
'Peteenu8eaadjustedforaptotliedianbuuono(a{sudc.thotalllsubjsasinilhestudy.Adsnotusubjaets.hodiedi
nI9S5-19Mt;t8 subjaxs wheidied ie 197tk1977,

Vn1: 300 \o. 8 S\lOK211G 'A.`DI BRONCHIAL CHANGES -AL'iER'BiACH ET'AL 385
!,~Table 4. Comparison of M'att:hed Pairs of Subjects for Each of Several Categories of Findings: 46
Pairs Who Never Smoked
~{ , 'Reguiariy and 136 Pairs of Cigarette' Smokers.
_
~>.
Fmm.e Tfnrta S.eoKla Rket twur Cie.am Smocas
A- 8'-100R, A 81 0!i A-8' A>8 A<8 A'- 8-d00R A- 8'-0!f A-8 A>8 A<8.
BaswGuell Ih'yperptasia:
Total 0 9 0
6+ rows' 0 4i 0
Ir.+ eells with 0 35 0
atypicai nuclei
3046+cellsw'ith 0 36 0
atypical nuelei
SO^e'+ ceils with' 0 43 0
atypical nuclei
"
70'b+cellswith 0 46 0
uypioal nuclei
Lesion with cilia absent
Total 0 14
10°c'+ cells with, - 0 4~t 0
atypical nuclei
30'd+ tells with i 0 44 0
atypieal nuclei
5r.'+eelltwith' 0 416' 0
atqpical nuclei
70%+ cells with 1 0 46' 0
atypical nuciai
I001ioccllrwith 0 46' 0
atypicai nuclei
100=collswith 0' 46 0
aty'picrl nuclei
& invasion,
A daaoce+ wbjaus who dicd in 19b3+1960, A' B subjects who died in 19741977.
l _.
k
`
'
smo
ers and the 136
rs of cigarette
matched pai smokers. Each subject was classified according to the
percentage of' his 20 to 55 sections that shonved! a par-
ticular change. This figure could vary from 0 to 1000
per cent. If all the sections oE both subjFcts showed
that particular change, this pair was entered under
'A=B=100 per cent. If none of the sections in' either
". subject of a pair showed' a particular type of change,,
r' this'pair was entered under the heading,A=B=0 per
cent. Otherwise, if.the samepercentage'was found in.
Group, A and Group B, this observation was entered
under A=B'. If the A subj ect, had more changes than
the B subject, this fact was entered under A>$. If B
had more changes than A, this increase was entered
under A<B.
Nonsmokers
For basal-cell hyperplasias A>B' in 118 ' pairs and
A<B in, 1'9 pairs, and' for lesions with cilia absent,
A> B in 15' pairs and A<B' in 1'7 pairs: Very few of the
sections fromi the nonsmokers had' lesions with as
many as 10 per cent or more of the cells having
atypical nuclei. However, atypia was'somewhat more
common in Croup B' than in Group A. For example,
in the category, "basalLeell hyperplasia with 30 per
cent or'rnore of the cells having atypical nuclei,'" A> B'
in oniy one pair, and A<B in nine pairs. This dif-
%rence between the two groups was not sufficient to
(J.iraav a firm conclusion that the frequency of atypia in
the' bronchial epithelium of nonsmokers increased
with time from, 195'5-196& to 1970-1977.
16 19 6 0 0 112 18
0 2 0 52 0 72 12
2 9 6' 0 0 112 Iit
1' 9 6 1! 1 108 20
0 3 1 7 0 122 6
0 0 0 ' 6E' 0 47' 1'
Cigarette Smokers
For basal-cell hyperplasia, A>B' in 112 pairs and
A<B in only 18 pairs, and for lesions with cilia absent
A>B in 92 pairs and A<B' in 42 'pairs. These dif-
ferences were statistically signi'ficant6
A large proportion of the sections Erom the cigarette
smoker had lesions with 10 p'er' cent or more of the
cells h'aving, atypicall nuclki and' atypia was more
common in Group A than in Group B. For exampde,
in the category "basal-cell hyperplasia with 10 per
cent or more of cells having atypical nuclei," A>B in'
112 pairs and A<B in, 1 8,pairs; in the category"le-
~' xs~
20'
~1, 15
0
0 0 2`~o_i
A 81 A B
gNEV~EgRp SM'OqK~EOx
REGULArZLY tA PtMY
0.8
"
B
A
SMOKED
hI P~1_cyX3
Figure 2. Percentage of Sections withi Advancedl Lesions
(Cilia Absent andiAll Nuclei Atypical) According to Smoking
Habit imGroup A(1955-1960 Deaths) and Group B(1!970-1977
Deaths).
The 95 per cent confidence limits for these percentages are
as follows:' <1 pack, A 1.9-3.3. B 0.0-0.2: 1-2 packs, A 11.9-
14.5, B'0.5-1.1; andi2+ packsA 20.3-2+4.7, B 1.6-2.8.

THE NEW ENGt11ND JOURNAL OF \'tEDICINE'
sions with cilia' absent and 10 per cent or more of the
cells having atypical nuclki," a'>B' in 93 pairs and'
A<'B in 40! pairs. These differences were statistically
significant. More' advanced lesions were found' far
more frequently in Group A than in Group B. For ex-
ample,, im the category "lesions with cilia absenr and
100 per cent of'thecells h'aving'aty.pical''nuclei;"A>'B
in 84 pairs and A<B in only fiire pairs.
In examining the thousands of sertions from
cigarette smokers,,.+efound just two eputhelial'lesionss
of microscopic siiewith evidence of invasion of the un.
derlying' tissue (i.e., very early carcinomas). One of
these was in a Group' A subject and the other was in a
Group B subject. Because of their very small size, they
had' not been found at routine autopsy.
DgscusszoN
As described abose,, histologic changes of various
sorts were found far more frequently in the bronchial
epithelium of cigarette srnokers'w,ho died in the period
1955-1t?60 than, in those who died in, the period' 1970-
1977: The changes ranged from slight basal-cell' hy-
perplasia withifew if any cells having atypical nuclki too
lesions with cilia absent and a'lll the cel'ls having,
atypical nuclei.
Basal-cell hyperplasia, a reversiblk change, is pre-
sutnably a reaction to some de!t:terious' factor; it is~
probably protective rather than harmful. Loss of cilia,
a reversib'lechange, presumably results from the pres-
ence of some deleterious factor; it is harmful' in that it
destroys one of the mechanisms by' which foreign
: material is ordinarily removedl from, the lungs.
In our opinion, the occurrence of atypical nuclki is
the first definite step along a road that' may eventually
lead to carcinoma in, situ and from there to invasive
carcinoma. This'statement is not to imply that all cells
Ty
with nuclei havec pttial th is
, atypical neoplastioen;ere
evadence" that lesions containing a great many
~ atypical cells are still generally reversible.
Epitheliali lesions consisting, entirely of cells with
atypicali nuclei (and lacking cilia) are nt-oplasrns by
definition. Perhaps all such neoplasms, or~ perhaps~
only some of'them, have the potential of invading un-
derlying tissues at some later date. Thosewirch suchah
potential may properly be callkd carcinoma in situ.
Presumably, the neoplasms in which atypia appears
to, be most extreme are those with the greatest poten+
tsal for invasion. However, t~hisopinion is~ based upon
_ subjective impressions rather than upon conclusive
evidence.
We are strongly of the opinion that the patho-
genesis of bronchogenic carcinoma is a continuum
starting' with the occurrence of a few cells with
atypical nuclei, the number of'such cells gradually in-
Feb. 22, 1979
creasing until all those in a small mass have atypical
nuclei and from there some' eventually invading un-
derlying tissue. At every step' along th'is' road, the
process is reversib'le.' There is even evidence thatt
some invasive' carcinomas may' disappear spon-
taneously, though this is probably an extremely rare
event.'=
Alllthe evidence suggests that the'progression~from.
a' few cellls' with atypical nuciei to lesions consisting
entirely of cells with atypical nuclei' (neoplasms) oc-
curs over a period of' many' years; it seem likely that
carcinoma in situ usually'remains in situ for a, long
time before invasion oceun: If so, the decline over
time in the proportion of cigarette smokers with large
numbers of atypical nuclei in their bronchial epi-
thelium should presage a decline in the deathirates of'
cigarette smokers from lung cancer at some' future
date.
The evidence from this study is consistent with
evidence from epidemiologic studies'1D' indicating,
that: death rates from lung cancer are lower among
men who smoke low talr/nicotine cigarettes than
among men who smoke the same number of'hi'gh tar/'
nicotine cigarettes per day, and with the fact that dur-
ing the last 25' years, there has been algreat drop in thee
tar and nicotine content of the smoke' from cigarettes
consumed in the United States.
R>:remNcFa
1. Auerbach O: Stout AP. Hammond EC, et ab Changes in bronchial
epithdium in relation to ci;arette smoking, and in relatioa to lung
cancer. N Engl J I Med 263:253-267; 1961
Z Auerbach o; Stout AP, Hammond' EC, u a17 Changes in bronchial
epithelium in,relation to sea, age, residence,,smoking and pneumoniy
'
N EngIIJ'Med:67:1'111-11d, 1962
3:, ATierbach O. 5tout AP, Hammond EC, et al: Bronchial epithelIum in
former smokers. Nl'Engl J Mod 267:11!9-12Si 1962
4. Hammond ECHorn D: Smoking and death rates - reporTon fony-
four months of follow~up of1'37,783 mea.lrAMA 166:1159-1'172,,I'29X-
1308. 1958
S5. Report of the Advisory Committee to the Surgeon General of the
Public Health Sarrica Smoking and health (DHEW Publication No.
1103). Washington. DC. Government Printing Office. 1964
6 Kah'n,HA: The Dortt study of smoking,and mortality, among U.S.
veterans: report on eight' and one-half'years of' observation: epi-
demiulogial study of cancer and other chronic discases: ,llatl!Cancer
Inst Monogr I9sl-1'2b4 1966
7. DoII R, Hill .AB: Morulity in,relation to smoking:, ten _vearsl'observa-
tions of British doctors. Br hlbd J I:1'399-1410. 1964
8. Hammond EC. Auerbach 0. Garfinkel, L, et al: Effects of cigarette
9.
smoking,on dogs. Arch Environ Health1 ?1:741D.768. 1970
Wyndtr EL, Mabuchi K. Beattie El 1rt The epidemiology of lung,
ancerr recent trends: JAMA 213:2221-2228;,1970
10. Hammond EC. Garfinkel L Sridman iH. et ali "Tad' and nicotine con-
tent of'eigareue smoke in relation to death,ntes. En.iron,Res 1'2:263-
274 1976
11. Wynder EL, Mushinski M;,Stellman S: The epidemiology of'the less'
harmful eigarette, Smoking and Health. Part I(D;H!EW Publication
No. (NIIHI 76-1I221); Washington. DC. Government Printing Office.
1976
12 Everson TC. Col! WH: Spontuteous Rezr_.,sion of'Canoer: Phila-
delp,hia, WiB'Saunders, 1966
i'
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