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SUPPLEMENTAL DATA -----4,039,823 12.797 $ 3,153,922 15.956 3.182.665 190,810 2,000,000 67,9'80 1,942,223 -----4"286,968 Het Wozking Capital 3,085,815 3,096,710 Tangible Net Worth 3,78t,884 3,998,027 SOURCE E BASIS OF FIGURES Fiscal Jun'30 1977 250,669 2,-014,984 39.758 2,305,4',11 1,747,256 14,830 -------------- 4,067,497 8,958 202,305 200,000 181 .850 1,999,600 68,961 1,405,821 ---- 4,067,497 Figures of Jun 30 1977 were prepared from a balance sheet received direct. Accountant(s)T: Arthur Young & Company, Certifiied Public Accountants. Extent of audit, if any, not indicated. Contingent Debt: Hone indicated. Fixed assets shown net less undisclosed accumulated depreciation. Fire Insurance: Full fire insurance coverage is report'ed on insurable assets, under proper commercial policies. Short term investments represents certificates of deposit and bankers acceptances. Other assets is not explained'. HISTORY BASE REPORT NOV 151977 DUNS: 05-877-9620 FINANCIAL STATEMENT Fiscal Fiscal Jun 30 1975 Jun 30 1976 Cash S 140.792 $ Short Term'Invest 3,151,902 Prepaid 13,675 Total Current Assets -------------- 3,306,370 Fixed Assets 691,238 Intangibles 27,384 Other Assets 14',,830 Total 4,039,823 Mortgage (Cuzz) 5,000 Accounts Payable 37,555 Contract Advance 178,000 Total Current Liab Total 220,555 Mortgage 10,000 PREFERRED STOCK 2,000,000 COMMON STOCK 67,792 RETAINED EARNINGS 1,741,475 +DR PRES RONALD CAPE 0.HTiPZ7 DR STEPHEN'A GOULDEN, V PRES +DR PETERFARLEY, EXEC V'P'RES DOUGLAS R MILLER, V PRESE GEN MGR JULIAN NSTERN, SEC G LEGAL COUNSEL DIRECTORS: The officers identified by(+)land Moshe Alafi, Dr. Carl Djerassi, Dr. J'ames Yule Bogue, William Bowes, Dr. Donald Glaser, Gordon Mc Keagne and Dr. Edward A. Mason. Incorporated: Delaware on Mar 23 1'972. Charter amended Oct 5 1973 changing name from Cetus Scientific Laboratories, Inc.Authorized Capital Stock: 40,000 shares preferred at $100 par. 4,000,000 shares common~at $.03.75 par. Paid in Capital: $2,067,980 on Jun 30 1976. (CONTINUED) THISREPORT FURNISHED Pl'1RSUANTTO CONTRACT FOR THE EXCLUSIVE USE OF THE SUBSCRIBER',AS ONE FACTOR TO CONSIDER IN CONNECTION WITH CREDIT. INSURANCE. MaRKETINGOR OTHER BUSINESSDECISIONS,CO!+TAINS INFOPM47ION COMPILED FROM,SOURCES WNICNDUN b BR>OSTREET, INC DOESNOTCONTROL AND WNOSEINFORNATION. UNIESS OTMERWISF INDICATEO INTNEREPORT HAS NOT BEEN VEFIFIEO.IN FURNISNINCTNISREPORT, OUN6 BRADSTREET, I`1C. IN NOWAY ASSUMESANYPART OF THE USEa5 BUSINESS RISK; DOESMOT GUAR.1NTEETNEACCURACY6 COMPLETENE55: ORTIMELINESSOF THE INFORMATION PROVIDEO, ANO SNA .- LLNOT BELIABLE FOR ANT LOSSDR IhJURY WHATEVEA RESULTING FRDMICONTiNGENCIES DEYOND ITSCONIRnu nR FRnMNFGi'nFNrF r ' s.-~ ~. ~~ •~ / . , Y . . r . 1 :. _/' .' N..-.a, ..... ANALYTICAL 197 BE SURE NAME, BUSINESS AND ADDRESS MAT!CH YOUR FILE.

HISTORY (Cont'd) Started: Oct 1971 by officers and directors as a limited partnership, succeeded by subject' corporat'ion in 1972. St'ock Ownership: Majority of the outstanding capital stock is owned by the officers and directors, none more than 15% interest. f7A?{'AGEMEHT BACKGP.OUND CAPE, born 1932,married. 1967 Ph.D, Biochemistry, Mc Gill University. 1956-73 Professional Pharmaceutical Corporation, Montreal, Quebec, resigned as Chairman. FARLEY, born 1940, married. Holds MD and practiced medicine in U.S. Navy three years. Private practice 1965-71. Received MBA, Stanford University, in 1971. Active full time in subject. MAHURON, born 1941, single. MBA, Stanford University in 1966. 1966-71 assistant professor of Business, San Jose State College. Joined subject in 1972. MILLER, born 1946, single. Area of responsibili,ty is general manager. BA, Economics, University of Nebraska in 1968; MBA in General Management, Stanford Uhiversit'y, 1971. 1971-73 with Arcata National Corporation. Joined Cetus in 1973, officer in 1977. GOULDEN, born 1,937, married. University of Leedb, Yorkshire, England, BSC in 1959; DSC in 1969. 1959-73 with Glaxo Laboratories, Ltd. Joined Cetus in 1973, officer in 1977. STERN is a partner in the law firm of Heliler, Ehrman, White & Me Auliffe, 44 Montgomery Street, San Francisco, California, and active withithe subject in an advisory capacity only. ALAFI, born 1925. MS in Physiology and Biophysics, University of California, Berkeley, in 1954. 1958-601 held''U.S. Navy research contract in high altitude studies. 1960-611activs in rig'search and development of medical instruments. 1961-68 Physics International Company, Inc., San Leandro, Callifornila, lat''terly as Executive Vice President. DJERASSI is President and Chairman of the Board of Zoecon Corporation, Palo Alto, California. BOGUE is a retired physiologist and former divisional technical director of Imperial Chemical Industries. GLASER is a professor in the Department of Molecular Biology at University of California. MC KEAGUE and MASON are with Standard Oil of Indiana. SCOPE OF ACTIVITY: Operatesa commercial research laboratory, involving the select'ion of micro-orgal by special attributes for the discovery, identification and'development of new m;icrobiologicali products and processes and the geneiic improvement of economically important micro-organisms. DISTRIBUTIONI: Pharmaceutical, chemical, petrochemical!, diversified food concerns and other research laboratories. TERRITORY: Worldwide. ACCOUNTS: declined to state. TERMS: Contract. SEASONS: None EMPLOYEES: Employs 130. 20 employed'here. LOCATION- Leases 10',000 square feet in one story frame building in good condition. Premises neat. Located in commercial section. BRANCHES: Subject has five branch locations in the BerkeLey vicinity, three are leased and two owned. 09-06(69 /132)00i00/00 18101 1 052 THIS REPORT. FURNISHED PURSUANT TO CONTRACTFOR THE EXCLUSIVE USEOFTNE SUBSCRIBER AS ONE FACTOR TO CONSIDERINCONNfCT1ONWITNCREDIT: INSUAANCE, MARKETING OR OTNER BUSINESS DECISIONS. CONTAINSINFORMATIOV COMPILED FROMSOURCESWNICN DUN ABRADSTREET, INC. DOES NOTOONTROLANDWNOSFINiORM11TION; UNLESS OTNEAISE INDICATEO IN TNE REPORT.HAS NOT BEEN \ERIFaED! IN,FURYISNING THIS REPORT. DUN & BRADSTREET. INC IN NO WAYI ASSUMES ANYPAiTOF TNE USERS BUSINESSRISK. DOESNOT GUARANTEE TNE ACCURACY, COMPLETENESS: OR TIMELINESS OF THE INFORMATION PROYIDEO. AND SNALL NOT BE LIABLE FOR ANY LOSS OR INJURY WHATEVER RESULTIYGFROM CONTINGENCIES BEYOND ITS CONTROL OR FROM NEGLIGENCE. %9RI-10175DI10 IL z~~~,-_~..c~ ~."]r..-.T•`I ='.'^v'-T'„7 _ --~