NYSA TI Single-Page 3
Testimony of STANTON A. GLANTZ, Phl) Pro_.sor of Me_cine
Abstract
My name is Stanton A. Glantz. I hold a Ph.D. in Applied Mechanics and Engineering Economics fi'om Stanford University, where I wrote my dissertation on the mechanics of cardiac muscle. I am now a Professor of Medicine at the University of California, San Francisco in the Division of Cardiology and a member of the Cardiovascular Research Institute and the Institute for Health Policy Studies, as well as th~ Graduate Group in Biostatistics.
Fields
- Named Organization
- American Heart Association (Voluntary health organization that focuses on cardiac health)Voluntary health organization that focuses on cardiac health and stroke. AHA occasionally teams with tobacco retailers to engage in promotions/fund-raisers (see http://www.smokefree.net/doc-alert/messages/247136.html and http://www.rawbw.com/~jpk/stand/Pictures.html).
- Consumer Reports (magazine that tested tar content in 50s)
- *Department of Health and Human Services
- Environmental Protection Agency (EPA)
- Lancet
- Medical College of Virginia
- National Institute of Occupational Safety and Health
- Occupational Safety and Health Administration (Held hearings in 1994 to ban smoking in workplaces)
OSHA opened hearings in September 1994 on a proposal that amounts to a virtual ban on smoking in every workplace in the nation- Occupational Safety and Health Administration (OSHA)
- Office on Smoking and Health
Responsible for creating reports on the health effects of smoking. Created by the Public Health Service.- Research Council
- Seventh Day Adventists (religion that prohibits smoking. runs smoking cessation prog)
- Stanford University
- University of Auckland (In New Zealand)
- *University of California (use specific branch)
- University of California San Diego
- University of California San Francisco
- Consumer Reports (magazine that tested tar content in 50s)
- Named Person
- Alexander, H.M. (Researcher on Youth Smoking, Newcastle, New South Whales)
- Dose, Albert R.
- Glantz, Stanton A.
- Pierce, J. P.
Sales Administration - Dose, Albert R.
- Date Loaded
- 18 Jul 2005
- Box
- 8705
Document Images
Testimony of
STANTON A. GLANTZ, Phl)
Pro~.sor of Me~cine
Member) Cardio~mcular Res~mv.h Imtitut~
Member, ImtiW_t~ of Health Policy Studies
University of California
San Francisco, CA 94143-0124
regarding
Environmental Tobacco Smok~
prepared for
Occupational Safety and Health Administration
August 11, 1994
My name is Stanton A. Glantz. I hold a Ph.D. in Applied Mechanics and
Engineering Economics fi'om Stanford University, where I wrote my dissertation on the
mechanics of cardiac muscle. I am now a Professor of Medicine at the University of
California, San Francisco in the Division of Cardiology and a member of the Cardiovascular
Research Institute and the Institute for Health Policy Studies, as well as th~ Graduate
Group in Biostatistics. I also serve as an associate editor of the Journal of the American
College of Cardiolo~, the largest clinical cardiology academic journal, and serve as a
member of the California State Scientific Review Panel on To0dc Air Contaminants, a body
somewhat analogous to the federal EPA'¢ Sdence Advisory Board. I am here today to
discuss the reasons that passive smoking causes heart disease and also to summarize work
done on the economic impacts of 100% smoke-f~ec restaurants.
In recent ycars,-most of the public discussion on the health effects .of ~ smoking
has dealt with lung cancer, probably because of the ~ ~ by the tobacco
industry regaling the 1992 Eavh-onmental Protection Agency risk assessment of
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T102322.204

envi,.-onmenml tobacco smol~.c (ETS) and lung cancer (1). In fact, hcs..-t disea~ is acma~
a much more important endpoint oi~ passiv~ smoking than lung cancer (2-7). 'Whereas E'rs
cauls 3,000-5,000 lung cancer deaths annually, it causes 30,000-60,000 he~_n disease deaths
annually. The increase in individual risk of heart disease death due to ETS exl3asure is
similar to lung cancer; the much larger number of attributable deaths for heart disease
occurs because it is much more common than lung cancer. The American Heart
Association has concluded that ETS is a major risk factor fi3r hear~ disease in both adults
(8) and children (9).
The biological and sdentific situation surrounding heart d.i.eease is qualitatively
different from that of cancer, including lung cancer. Whereas cancers take a long time to
develop, making it essentially impossible to demonstrate an effect of e~posure to a specific
carcinogen in an individual, it is possible to demonstrate effects of envimmental tobacco
smol¢~ (El'S) and its constituents on the cardiovascular function of specific individuals with
relatively short term e.A'posums. This information complements population-based
epidemiological studies demonstrating that passive smoking increases the risk of death or
morbidity from heart disease. The reason for this is that, while some of the effects of
smoking on the heart, such as the induction of athems~:lerosis (narrowing of the coronary
arteries because of build up of fat deposits), occur over a long period of time, many of th~
other effects, such as alterations in blood chemistry, effects on blood vessels and the heart
muscle itseE, and the ability of the heart to respond to the stress of ischemia (reduced
oxygen delivery) occur immediately upon exposure to stooled. Th~se effects have b~en
observed both in people and in laboratory stodies. The ability to induce negative ch~
in the cardiovas~ar system by short-term e~xmum to secondhand smoke is impormm from
T102322205

heart disease. From epidemiological studies a very consistent picture of an devotion of
about 30% in risk (for both death and non-fatal coronary events) has emerged, even after
controlling for other known cardiovasaflar disease risk factors (7). These population studies
are, in fact, more consistent in thei~ findings than even the studies demonstrating that
passive smoking causes lung cancer. Many of these studies also show a dose-response
relationship; people who are exposed to higher doses of secondhand smoke suffer more
death and ~ab~l/ty from heart disease. The consistency of these studies, par~culady a~ter
controlling for other risk factors for heart disease, together with the fact that they are done
in many different countries with dif~ring diets and lifestyle factors, the presence of the
dose-response relationship in many of the studies (10), and the fact that active smoking
causes heart disease in smokers, would be enough to conclude that passive smoking causes
heart disease in nonsmokers and to proceed with a quantitative risk assessment.
An Overview of the Effect of Secondhand Smoke on the Cardiovascular System
The cardicr~ascular system transports c~gen fl'om the lungs to the organs of the body
and transports waste products of cellular activities so they can be removed by the kidneys,
liver and lungs (11). In contrast to other muscles in the body, which only have to work some
of the time, the heart muscle contracts continuously, around once every second, throughout
a person~s entire [fie. The fact that the heart muscle has to operate continuously makes it
d~!ferent in speci~zed ways from oth~ muscles. Unlike other muscles, the heart muscle
has a con "tmuous demand f~ u~ygen, whk:h the heart muscle ce~ (like all cells) turn into
3
T102322206

c~a .tracdoa and other ~ process~ Coatrol of t~ heart mmd~ is ~ ~e~
adj~. It d~s ~ ~u# a ~mb~fion of ~o~ ~at m b~t ~to ~c s~ of ~c
~cr a lo~er period of ~e, o~cr ~ ~ ~ ~ m~me m ~
dem~ds on ~e ~~ ~ For ~ple, ~ ~ M~ hem e~n~y at ~a
our bodies ~d adapt by ~~ h~t~t Im~ ~e ~on of bl~ ~pied ~
~ese ~ ~mple~ sm~g up or m~ to Den~r, ~ but ~ ~ ~t ~e
caMi~l~ ~tem adap~ bo~ ~ ~e ~o~-~d lo~-te~ to ~g~ ~ en~,n~
conditiom. Indee~ ~, c~i~~ ~mm ~ so ~lomly ~apfi~ ~m ff ~n~ues
to function enou# to ~ ~ e~n ~cr ~c hem i~ ~ scfio~ly d~g~ ~ a h~
attack or if ~c en~mcnt ~ wMch ~c h~m opcrmcs ~ s,fiomly comp~cd ~u#
cithcr cn~romcn~ t~ or o~cr fo~ of ~c~c.
~is abiH~ of ~ h~m ~d ~ ~tcm to adapt to ch~ con~fi~ ~ ~
when one ~~s ~e ~ ~ ~ ~ no~mo~ W ~o~. People who smo~
4
T102322207

the o~yg~-cm'ryi~ c~pacity of blood ~e of the carbon ~ in the smog) m~d
by incre~_sing the demands on the heart muscle itseN becm~se ~/co "tine ~ heart r~e
m~d makes blood vessels get ~er (v~soconstricffon), thereby incrensing blood pressure.
These ~ changes increase the amount of v~rk that the heart has to do per mifiute while,
at the same time, reducing the available supply of o~ygen to the heart. Nicotine also
interferes with th~ normal reflex control of the heart (12). Compounds in the smoke alter
the chemical and physical characteristics of blood. The cardiovascular system therefore
undergoes changes to attempt to compensate for all the deleterious effects of smoking.
Nonsmokers, however, do not have the ~benefit" of ~ adaptation, so the effects of
passive smoking on nonsmokers are much greater than on smokers. This is probably for two
reasons: first, nonsmokers' hearts and vascular systems have not attempted to adapt to the
acute poisoning from the chemicals in the secondhand smoke. Second, it appears that the
cardiovascular system is ex~emely sensitive to many of the chemicals in secondhand smoke
and that smokers may have achieved the maximum response poss~le to at least some of the
toxins in the smoke, so the small additional exposures a~ociated with passive smoking have
~ktle or no effect on habitual smokers because the additional dose of these toxins is ~mall
c~>mpared with what the smoker normally receives.
These two fac~ make it imperative to consider the effects of environmental tobacco
smoke on the cardio~asc~lar system of passive smokers separately from the effec~_s on active
smokers. The quz]~tative differences between the effects of ETS on smokers and
nonsmokers explains the relatively high relative ~ a~ociated with passive smoking.
compared to active smoking, even though passive smokers absorb much ~er doses of ~e
T102322208

tobacco industry i~ f~nd of saying that even a heavily exposed passive smoker only breathes
in the equivalent of about of 1 cigarette per day. Leaving aside the philosophical question
of whether anyone ought to be required to breathe one cigarette a day under any :
circumstances, the smoke from one cigarette is enough to produce substantial effects on the
cardiovascular system.
The Use of Animal Models in Ca~ovascular Research
Animal studies complement human data bemuse it is often not poss~le to do the
necessary studies to define biological mech~i~ms of disease in humans f~r ethical reasons.
To get around this problem, scientists develop animal models of disease that mimic human
disease. Over the years~ these animal models become well characterized and add
significantly to our knowledge of the mechanisms and treatment of a wide ~riety of inuess.
For example, rabbits and rats are widely used models f~r studying cellular p~ in the
heart, as well as the development and modification of athemsclerosis (13). Birds are used
to study athemsclerosis. Dogs are used to study mechanical function of the heart. The
availability of these animal models has conm'buted significantly to our understanding of the
precise mechanisms by which passive smoking damages the heart.
Carbon Monc0dde and Ox~_ gen Delivery
The fact that passive smoking produces immediate effect.s in nonsmokers, howeve~
significantly strengthens the scientific case that passive smoking causes heart disease.
Passive smoking reduces the ability of the blood to deliver mTgen to ~e heart ~e.
TI023222.09

o°
~ the ~ygem, thus mdccing the m3,gen carrying capacity of the blood (14-18). If the
ca~bo~yhemoglobin (amotmt of carbon moncmide bouml to the blood) gets high cntragh, it
can effectively suffocate the individual and prove fatal. Carbon mona~ide poisoning was the
o "nginal method of suicide attempted by the lawyer in the opetting sequence of The Cli~nt.
Even at the lower levels of carboxyhemoglobin observed in passive smoke~.'it can
have an effect on exercise performance and how the heartbeats, in people who already have
heart disease. Children of smoking parents have elevated levels of a chemical called 2,3-
diphosphoglycerate (DPG). This chemical appears in red blood cells in an effort m modify
how they handle oxygen to compensate for chronic ox'ygen staneation (9,16,19-21).
When considering the impact of carbon monoxide in ETS on the heart, it is
important to remember that ETS is not the only source of carbon monoxide. Given that
carbon monoxide has a long half-life in blood, the effects of ETS will add to the carbon
monoxide from other sources, and can provide the marginal increase necessary to precipitate
adverse effects on the cardiovascular system.
Oxygen. Processing in Cells
There is also direct evidence from animal studies showing that passive smoking
reduces the ability of the heart muscle to convert the oxygen which gets to the heart into
the Nenergy molecule~ adenosine triphosphate (ATP), which is like a little chemical battery
that is then used by the cell to power the energy-requiring processes. The body needs
oxygen because elements within cells called mitochondria take this c~tygen and through a
chain of chemical reactiom convert it into ATP. In heart muscle, the ATP is particularly
important because it fuels contraction of the muscle (which is n~ for the heart to
be.m) as well as the che~ pumps which move calcium and other ions atmmd the mmcie
7
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mi~ are h3~ an assembly line in which o~'ygen l~oe-s in cm~ end ~ ~ ~ ~t
Sm~ h~ ~ ~t ~ese ~ ~ n~ ~rk ~ ~~y ~ ~i~ ~sed
~n ~mp~d m ~e ~e~ of a rabbit. E~n a s~e ~s~ ~ en~en~ tobac~
~o~ ~du~d ~e ra~ at w~ch ~en w~ ~n~ned ~m ~.
F~er ~e~en~ us~ rabbi~ h~ ~ed ~amrs to ~late w~ step
~ ~e ch~ of ~om ~ ~ed ~ ~e E~. ~e e~e ~c~me ~d~e ~bited
a ~% ~du~on ~ i~ a~ (i.e. e~en~) ~er a s~e 3@~ute ~s~ to
secondh~d ~o~, ~d ~e a~w ~n~ued to ~p ~ pmlo~ed ~s~e. ~er ei~t
~e~ of 3~ute a ~ e~ i~ ~ ~ ~t ~ ~ (~). ~ ~t o~ d~s
~a~ seconded ~o~ ~du~ ~e ~M~ of ~e b~ m get ~n
~gen it does get (~).
E~ on ~e~se
~ese bioche~ e~ o~ ~n~d smo~ e~u~ (toge~er ~ o~er
ch~ges d~ed later) help e~l~ ~e ~ ~at people s~ly ~ot ~ ~ ~.
when ~osed to se~n~d ~o~ (18~). ~e ~c e~ depend on
me~u~men~ berg ~ed ~d whe~er ~e subje~ ~ no~ he~ ~ople or people
e~e ~ long or ~ach ~ ~ a le~l of ~ ~er b~ ~~d smo~
T102322211

pe~ level of exertion during eaercise, the rn~a,~m]lrn heart rate, and carbon dioxide
output. Other studies compardng the ~ ability of healthy individuals to people with
heart disease f~tmd that exposure to secondhand smoke lengthened the time to recover
resting heart rate at the end of exercise, to the point that the normal healthy individuals
took as long as people with heart disease to recover their resting heart rate following
exercise. Patients exposed to secondhand smoke who have preexisting myocardial infarction
have more ventricular arrhythnfias (irregular heart beats) during passive smoke exposure
than when breathing clean air.
Passive smoking also significantly increased the amount of a chemical called lactate
in venous blood, which indicates that during passive smoking the heart was switching to a
greater reliance on anaerobic (i.e., not oxygen requiring) metabolism (27). This finding
means that the circulatory system was not able to deriver enough oxygen to the heart muscle
to fully meet its demands. The combined effects of reduced cgygen carrying capacity and
increased lactate led to less mechanical power being developed during the exercise as well
as shbrter duration of exercise before the person reached exhaustion. Even the relatively
low (by comparison with smokers) levels of carbcayhemoglobin observed in passive smoke~s
may be important because the body normally extracts more than 90% of the oxygen from
the blood during exercise, so even small reductions in the efficiency of the caygen transport
system can a~ct exercising in nonsmokers (28). These negative eflY.~ act ~tically
with the reduced efficiency with which the hea~ muscle conve~.s the vaygen it does received
into the ~ molecule ATP beca~__~ of the zztiom of e~avcmm~al tobacco ~taoke o~
9
T102322212

P1me]ets
Secondhand cigarette smok~ affects blood platelcts, in a way which incma~s the
likelihood of formation of a thrombus (blood clot). Platclets play an important role in
blood dotti~ when they are activated and become sticky in re~spons¢ to a cut ~en blood
platelets aggregate inappropriately and form a thrombus, they can precipitate a ~al
infarction. In addition, when platelets are activated, the platelet activation factor itself can
damage the ~g of the coronary arteries and facilitate the development of atherosderotic
lesions (29-34). Platelet deposition in the coronaries and formation of a thrombus can
contribute to the growth and progression of an atherosclerotic plaque. Both active and
passive smoking increase the aggregation of platelets and thus the likelihood of thrombus
formation at myocardial infarction and, through platelet activation, they increase the chances
of developing atherosclerosis.
Several studies in which nonsmokers are exposed to re~li~ti¢ levels of environmental
tobacco smoke, such as levels experienced while sitting in a hospital waiting room for fifteen
to t~venty minutes while people arc smoking, show that ETS can increase platelet
aggregability to levels approaching those observed in smokers. Large platelets and mean
platelet volume are independent risk factors for recurrent or more serious m~nm~lial
infarction (35). These data support the epidemiological evidence that passive smoking is a
risk factor for both fatal and nonfatal heart disease.
In one experiment, nonsmokers and smokers were asked to smoke two cigarettes
(32). The smokers" platelets, which were "stickier" than the nonsmokers platelets at the
beginning of the experiment, did not s~canfly ~ activity in response to the two
cigarettes.. Most ~ the smokers' ~|e~s were ~ ~ becm~ of the
10
T!02322213

(~ with what a smolrer receives on an ~ basis) amoum of trains in
cigarettes had no additi~mal effe~. In contrast, in nonsmokers smoking j~st two ciga~ttes
significantly increased platelet activity, to the point that it was not signifi_~ntly different
from a habitual smoker. This situation illnstrates the fact that the responses of nonsmokers
and smokers to the toxins in the cigarette smoke aze often quite different. Based on the
data from smoke~s, one would conclude that additional exposure had no effect, whereas
looking at the effect on nonsmokers leads to the conclusion that it has a major effect.
More important, the same investigator (32) measured platelet activity in smokers and
nonsmokers before and after they sat in a room for 20 minutes where cigarettes had been
smoked just before the experimental subjects sat in the room. Again, there was no
significant change in the platelet activity among the smokers, but a significant increase in
platelet sticldness was seen among the nonsmokers to the point that their platelet activation
was not discernably different from the smokers. These data, together with the results of
other human experiments (30,36-39), indicate that nonsmokers are much more sensitive to
secondhand smoke than smokers and that very low levels of ETS exposure can have major
impact on nonsmokers' platelet activity. It also appears that the process saturates at low
dbses: once'the.nonsmoker has been exposed to even a low dose of secondhand smoke, the
platelets are maximally activated much like that to of a habitual smoker so that additional
exposure does not increase the effect. These data also indicate that dose-based
extrapolations from smokers to nonsmokers using cigarette equivalents" will grossly
underestimate the risks to nonsmokers of breathing secondhand smoke.
data also support this conclusion. In our stu~es of the effects of passive
smoldng ¢m he.art disease, we have ~ that b~ time (another measme of platelet
a : vity) is sign camb' shortened more phteL ) in both
11
T102322214

and.rats (42) eaposed at even the lowest doses of secondhand smote, with no additioml
effects at higher doses.
At a b'mch~ level, studies of cigarette smoke extract on the effects of platelet
activity suggest that the tcains in the ¢i~ smoke increa~_se platelet activation factor by
interfering with the activity of the plasma enzyme platelet activating factor acetylhydrolase
-"
(PAF-AH) (43). PAF-AH reduces platelet activity by neutralizing platelet activating factor.
Because toxins in the cigarette smoke appear to reduce the effectiveness of PAF-AH in
neutralizing platelet activating factor, these toxins may contribute to an increase in platelet
activity. The nicotine in the smoke does not appear to be the active agent, but rather some
other as yet undefined element in the cigarette smoke (37,43). This biochemical result is
reinforced by clinical studies which find that smokers treated with nicotine patches show
f~wer changes in platelet activity than continuing smokers despite having similar nicotine
levels (44).
Atherosderosis
In addition to short term toxicity of cigarette smoke, there are long-term permanent
effects. In particular, smoking contributes the development of narrowing and blockage of
the coronary arteries (atherosclemsis). When someone has a heart attack, one or more of
the arteries delivering blood to the heart has become completely blocked and the flow of
blood - and hence oxygen - to the hear~ muscle stops. If this flow is not restored promptly,
the muscle dies, causing a so-called myocardial infarction. The situation can lead to
irregular heart beats (arrhythmias) which can also be fataL
The coronary arteries are blocked through a proce~ ~ in ~ ways to blockage
of a pipe in ~ p.~ The ~ of the ~ is fast ~ ¢Rher chemically
T102322215

hardezfing aud ~ lmown as a~. As the vessel mrro~ the ~s ~e
that it will become completely blocked and cau~ a heart attack, eithe~ through slow
due to plaque or, more ohen, a blood dot lodging in the small remaining opening. The
toxic chemicals in the cigare~ tte smoke, and particularly polyvyelic aromatic hydrocarbons
(PAHs), f~:ilitatv ~ pro~s~ both by d ~ama~n~_g the cells ~ the coronary arteries and
also by stimulating plaque growth through a process similar to that of a benign tumor.
In addition to their role in acute thrombus f~rmafion, platelets are also important in
the development of atherosderosis. Once then is damage to the arterial endothelium (that
is, the lining of the coronary arteries), either through mechanical or chemical factors,
platelets interact with or adhere to the arterial wall and initiate a sequence that leads to
formation of atherosclerotic plaque. Ifplatelet aggregation is increased because of exposure
to ETS, the chances of platelets building up at that endothelial injury site will b¢ increased.
Thus, in addition to contributing to short-term effects by increasing the likelihood of
thrombus formation, the effects of ETS on platelets also increase the chances that
endothelial injury will lead to arterial plaque formation and atherosclerosis.
ETS also plays a role in causing damage to the endothelium and initiating the
atherosclerotic process. Experiments in humans have indicated that ¢v~n short-term
exposur~ to ETS - like active smoking (45) - significantly increases the appearance of
anuclear endothelial cell carcasses in the blood of people exposed to ETS (or other tobacco
products) constituents (30). The appearance of these cell carcasses indicates damage to the
endothelium, which is the initiating step in the atherosclerofic p~ The appearance of
endothelial cells after passivv smoking i~ nonsmok~ aher just 20 ~tcs
a hospital waiting room, is almost as g~at as in ~ smoking in nWL~~
L~
T102322216

~es to the
~e ~j~ ~a ~d promote
~i~ smo~ bo~ ~o~ adol¢~n~ whose p~n~ ~o~ ~ ~o ~ .~
~r~ ~ pla~s wb¢m ~o~ ~ ~d ¢~bit l~r I¢~ of ~ (~¢d good
cholesterol) demi~ ~popmte~ ~ people bma~ d¢~ ~ ~¢r adj~ ~r g~der
~d s~. ~ ~ ~o ~m~s ~¢ ~ of de~Iop~ ~m~ he~ ~e.
~e Role of ~v~]ic ~mafic Hy~bo~ ~)
M~ a~emsdemdc pla~es
(46). ~r~
7,12-~Ib~m(~h)~ea~ ~) ~d ~(a)~a~ ~),
developmem of a~emsdems~ (47-51). ~ ~ m ~~t ~fiment of E~ (15~2).
Chmges
• ~ inj~ ~at loa~ to p~t¢let a~gafion ~d pl~u¢
Se~r~ s~s ~ ~di~ted ~at pol~c ~fic ~~m pm~mn~y.
co~e~
additio~
of ~olesteml, which m~ ~tate ~co~orafion of
d~g ~ a~d~c pm~sa.
T102322217

- Se~,ml eart~ ~ smdi~s de~monstrated that it was possx'bte to acce~ate ~
athe~sd~tic proce~ in experimental ~ (warious spedes of ~ and pig~om)
by injection of BAP and other related PAHs (49.50). In additioa, it was possible to extract
cancer-like cells from plaques, which cau then be transplauted to another ~imal and
produce similar cells (50). ."
In addition to ~ biochemical evidence examining the effects of specific components
in ETS on the development of atherosclerotic lesions at a cellular and molecular level, there
have been a series of animal experiments which demonstrated that short-term exposure to
environmental tobacco smoke dramatically increases the rate in which lipids are deposited
in arterial linings. This is the initial process in the development of athexosclerotic lesions.
We (40) exposed three groups of rabbits on a high cholesterol diet to ten weeks of
exposure to secondhand smoke from Marlboro cigarettes. (This rabbit model has been used
to study atherosclerosis since 1908 (13).) The animals were exposed to the secondhand
smoke six hours a day, five days a week for just ten weeks. One group was ¢xposod to
smoke at levels that would be observed in a smoky bar or the others were exposed to levels
about three times as high. The high dose group was exposed to pollution levels comparable
to thbse observed in a Mazda 626 with the windows rolled up at 4 cigarettes/hr being
smoked (53). With just ten weeks of exposure (a total of 300 hours), the fraction of
pulmonary artery and aorta covered with lipid deposits nearly doubled compared to control
rabbits who ate the same diet but were not exposed to ETS. This is a short term exl~sure,
even fvr a rabbit.
This effect appears to be directly due to elements in the cig ~arette smoke it~.lf, rather
than a nervous ~ to berg ezposed to the smoke ~ ~ have ~ the
T102322218

active smokers.) To ad&ress ~ question, w¢ (41) exposed rabbits in an ¢ape~cnt ~ar
to that just described to second-hand smoke but gave half the rabbits the tmta-blocking drug
Metropolol, which block~..s the effects of catecholamines. As expected, the anlm~i~ receiving
the drug developed fewer lipid deposits than those who w~re receiving a placebo (saline),
but this effect was independent of whether the rabbits were breathing secondhand smoke.
Therefore, the secondhand smoke effects on the development of atherosclerotic-like lesions
in the arteries was not mediated by the increased levels of catecholamines.
One criticism that might be raised of this study is that the rabbits were on a high
cholesterol diet (54). This experimental model of atherosclemsis, which has been used since
early in the century, requires the rabbits to have a high cholesterol diet in order to develop
any lesions within a reasonable length of time. Other investigators (55,56) used cockerels
(another standard animal model for studying atherosclemsis) exposed to secondhand smoke
showed similar increases in the amount of plaque developed in young cockerels (between
6 and 22 weeks old) who were exposed to secondhand smoke six hours a day, five days a
week for twelve weeks while on a low cholesterol diet. These chickens were exposed to
lower levels of secondhand smoke than the rabbits studied and were eating a normal, low
cholesterol, diet. While there was no difgereuce in the plaque incidence between the
cockerels breathing secondhand smoke and the cockerels breathiug clean air, there was a
significant acceleration in the ~ of these plaques, in a dose-dependent ~er in the
ETS-exposed bi~s. The ~gens in the smoke appear to be acting as a promoter to
facilitate the development of plaques, raflaer than i~itiate
that these,effects are due to the carbon mon~de in the smoke,
16
T102322219

Even so, exposure to secondhand smoke f~ a relatively brief time (con~sponding to
about 0.4% of their life span) si/gtificantly accelezated the development of pla~ues. It is
reasonable to conclude f~om these results that in tkis animal model, moderate exposure to
secondhand smok'~ for a brief pe~od in early life is sufficient to markedly accelerate the
development of atherosclemtic plaques. The exposure levels used in ~ experknents axe
comparable to those observed in many workplace and household environments.
The fact'that it is possible to/nduce atherosclerotic-like changes /n two different
species of experimental animals with only a few weeks' exposure to secondhand smoke
similar to that experienced by people in normal day to day life, is a very important finding
linking the epidemiological and biochemical evidence that passive smoking causes heart
disease. On one hand, the epidemiological studies show an increased risk of heart disease
on a population basis among people exposed to secondhand smoke. On the other hand,
there are biochemical studies showing that elements in the smoke, particularly BAP and the
other PAHs, can produce cellular changes that occur in atherosclemsis. The experimental
s/udies on rabbits and cockerels, which do not suffer from the potential confounding
variables in epidemiological studies, bridge this gap by showing that it is possible to induce
atherosdemsis in experimental animals with ETS. Finally, there are also dam in humans
showing that passive smokers have f~nificanfly thicker carotid artery walls (the artery in the
neck) than people who never were exposed to passive or active smoking, with a dose-
response relationship (58).
the animal ~ents.
These results are consistent with what ~ ,,~yald expect
The causal link between passive smoki~ and atherosclexosis
17
T102322220

Fr~ radicals in ETS and ig~hcmic dmna~_
As already discussed, ~ ~ s~ ~de~l~
m s~~d ~ ~¢fien~ ~ a ~mr ~o~ ~ dea~ ~ ~ h~
~ ~d ~o non-fa~ o~n~ ~ ~ ~~
new e~den~ ~at p~ smo~ ~e~ ~e out~ of ~ ~c ~nt ~ ~e he~
~u~ ~e ~W of ~ ra~. F~e r~ ~ ~y ~a~ ~gen p~u~ w~ch
~ e~mely deserve m ~e he~ m~de ~11 mmbr~e
ce~ (59,60). ~e r~ h~ been ~pfi~ted ~ ~r ~ ~ ~ he~ ~e~e.) By
dis~p~g ~e a~W of ~e ~mbr~es ~ ~e he~ m~de ~ ~e ~ ~y
~teffem ~ ~n~o~ of ~e he~ m~e. ~cy h~ ~en ~y ~fi~ted
d~g ~e he~ h ~ what h ~ ~ ~pe~on ~j~." ~~ion ~j~
when bl~ st~ fl~g m he~ m~e ~er it h~ ~en ~m~pt~. ~ ~e bl~
~ st~ped, ~e he~ m~le ~ de~ of ~ge~ a si~fion ~ ~e~ For ~ple,
a re~sion inj~ ~ oc~ when ~meone s~en a he~ a~
~e~), fog~d by ~a~ent ~ ~opl~ (fo~ ~e ~e~ o~n ~ a b~n) or
a clot-bus~g ~ag ~at ~solms ~e clot (t~mb~) bl~ ~e ~m~ ~e~.
Repe~ion ~j~ ~ ~o o~ when a patient h~ had o~n h~ ~ ~ ~ of
blood m ~e he~ ~ s~ ~en s~ ~
~ea he~ muscle ~ depfi~d of ~gen ~u~
the ~lls which s~e ~e radi~ ~ depleted.
~e ~ ~ n~y ~d ~ ~e ~R ~ it r~~ ~d ~d~ ~ no~
T102322221

Studies of humans aud several species of ~ indicate that low ezposums to
nicotine or othar cigarette .~moke constituents significantly worsen repeffusion injury. For
example, slowly infusing the nicotine of just one cigarette doubled the effect of the
reperfusion injury on heart muscle of dogs (61). "Ibis is so'low a dose of nicotine that it had
no effect on heart rote, blood pressure, shortening contraction of the heart muscle itself as
the heart beats, or other hemodynamic measures of cardiac function commonly affected by
nicotine in active and passive smokers. After an ischemic episode in which the blood supply
to a section of the heart was interrupted for fifteen minutes, the shortening of the nmscle
in the heart wall during repeffusion was reduced to 50% of the pre-ischemic values. When
the dog was exposed to the nicotine from just a single cigarette, the muscle lengthened to
only 25% of control values. Thus, exposure to a very low dose of nicotine doubled the
impact of the reperfusion injury. When the dog was given a free radical scavenger which
neutralized the free radicals due to the nicotine, this effect was obliterated.
The effects of free radicals induced by passive smoking have been explored at the
cellular level (62,63). Rats who were exposed to secondhand smoke from two cigarettes a
day for two months exhibited severely damaged mitochondrial function during reperfusion
injury, so that the ability of cardiac mitochondrial cells to convert c0cygen into ATP was
much more compromised during ~perfusion injury among rats exposed to these low doses
of secondhand smoke than among control rats This is another way in which the tc~dns in
the secondhand smoke can interfere with energy metabolism in the cell.
TI023~

control free radicals (64).
In addition, passive smoking by h~ sensitizes lung neutrophlt~ (65). As with
plate.lets, neutrop~ are an important element of the body's defenses ~ ~ction and
damage. Inappropriately activated neutrophils, howevei; release oxidants and these
elements can play a role in tissue damage in p~ssive smokers. In a group of passive smokers
exposed to just three hours of sidestream smoke, there w~re significant increases in the
circulating leukocyte counts and stimulated neutrophil migration. Like the other
respomes, the responses to the exposure to secondhand smoky were greater in nonsmokers
than in smokers, again suggesting that the biochemistry of ETS in passive smokers is
different than in active smokers, with the passive smokers being more sensitive to these
elements. Likewise, when hamsters were exposed to the ETS from six cigarette a day for
eight weeks, the activity of anti-cmidant enzymes in their lungs nearly doubled. These
enzymes are natural factors which act to reduce the activity of free radicals. This study
deals with neutrophils in the lungs, but it is reasonable to assume that the neutrophils
exhibit similar effects throughout the body, since they are transported by the blood.
Myo~rdial Infarction (Hev-rt Attack)
There are also direct animal data to show that secondhand smoke promotes more
tissue damage following myocardial infarction (heart attack). Dogs exposed to secondhand
smoke one hour daily for t~ days, then subjected to blockage of a coronary artery
developed myocardial infarctions (dead tissue) that were twice as lmge as those of control
dogs who breathed clean air (66).
T102322223

.. We(42) condnoedancxperimentinrats~~totherab~~~
above, to investig~e the effects of ETS exposure on infarct size. Rats were exposed to
secondhand smoke six hours a day for three days, three weeks or six weeks at concentrations
similar to a smoky bar or Mazda 626 car with a smoker inside (53). We tied off one
coronary artery for 35 minutes and then released the tie to reperfuse the tissue. W~'found
a dose-dependent increase in infarct size with the longest exposure (180 hours total
exposure) yielding infarcts that were nearly twice as laxge as those of the control group that
breathed clean air. The facts that these effects could be induced in experimental animals
and that we observed a dose response relationship axe strong evidence that the passive
smoking caused the increase in infarct size. In addition, there was some elevation of infarct
size at even the shortest durations of exposure, suggesting that any exposure would worsen
a myocardial infarction. There is no evidence of a threshold effect.
Although smokers seem to be less sensitive to effects of passive smoking than
nonsmokers, it is important to recognize that even k~v doses of cigarette smoke can have
important effects for smokers. For patients with coronary artery disease, smoking one
cigarette s!gnificantly increases the coronary vascular resistance (67). Thus, at a time when
demahds for oxygen and blood supply to the heart are increasing (12,68), even a single
cigarette can dramatically reduce the ability of the coronaries to transmit blood. In
addition, in habitual smokers smoking a single cigarette causes an increase in the stiffness
of coronary arterial walls, and this increased stiffness may be related to the rupturing of the
atherosclerotic plaque which can be an important element in myoca~al infarction (69).
It is likely that ~ smoke ~ produce fnnilar effects in nonsmokers.
21
T102322224

an~ has n~wr smok~ n~r be~n e~sed to ~ smo~ and ~y
d~ed a~~
habit. ~e~ ~m s~est ~at ff ~ ~du~ s~ a he~ a~ w~e ~ or showy
~r ~g ~ to s~n~ ~o~, ~e h~ a~
~ato~ ~mequen~s of ~ ~ ~ ~ ~~t. ~ ~tc ~at e~on- .
te~ ~~s ~ sec~d smo~ ~ ~ d~~.
Epide~ol~ Sm~es
~ ~ady not¢~
is~c hem ~¢~¢
disuse mo~W ~ p~si~ smo~ (7 of no~o~ ~men ~¢d to ~n who smo~
(7~78) ~d 5 of no~o~ m~n (7~73-77,79)). ~ o~r sm~ pub~h~ ~ abs~
also sh~d ~¢d ~k (~,81), but ~¢ ~ ~uded ~~ ~ ~ n~r
published in ~R.)
dis¢~e for no~mo~ ~d to smo~n ~mp~d to no~o~n ~d to
nonsmokers, ¢~n
di~t, w~igh~ ~d ~¢). h ad~fio~ ¢i~t of ~¢~ sm~¢s ~ a ~ifi~ do~-m~¢
~lmio~hip in whi~ ~¢r ~s~ m ¢~m~n~ tob~ smo~ ~ ~t~ ~ a
higher risk. ~s¢
the risk of he~ ~¢~e d~a~.
~e gen~r~ d~si~
nonsmo~ m~ied to smo~
~t~ ~ ~ ~~ ~ ~~d~ L0. h11~~~~

nonsmoker married to a smok~ than ff y~m a~ a nonsmoker married to a ncmsmoker. The
f~ct that the obseTved risks are of comparable magnitude acr~s studies done in many
countries and comro~ for a variety ~ the other risk factors for heart disease sirengthe~s
the confidence one can have in reaching a conclusion that passive smoking causes heart :
disease.
Some of these studies used marriage to a current smoker as the measure of exposure
to ETS, whereas others used marriage to an ever-smoker (even if the spouse was currently
a nonsmoker) a~ the measure of exposure to ETS. Given the fact that the effects of ETS
on the heart decline quickly (particularly when compare to lung cancer) when exposure
ends, the design of these studies is often biased against detecting an effect of ETS on heart
disease.
The problem in interpreting any epidemiological study is that the results depend not
only on the t~ue effect of the toxic agent being studied (in this case environmental tobacco
smoke) but also on the specific individuais who happen to be selected in the random sample
obtained for the study. This uncertainty is commonly quantified using a "confidence
ifiterval" which provides a range within which the true relative risk is l~ly to He. The 93%
confidence interval covers the range in which one can be 95% confident the true relative
risk lies. If the 95% confidence interval excludes 1.0, one can conclude with 95%
confidence that passive smoking changes the risk of dying of heart disease.
While the question ~f statistical signiticance deals with whether or not the confidence
intervaI includes one, the fact is that we can be 95% confideat that the true relative risk ties
somewhere in the ~ce ~ It is equa~y ~ mat the true risk could be at the
T102322226

co~dence int~vals, w~ can conclude that three of the studies, taken alone, provides enough
evidence to b~ 95% certain that passive smoking increases the risk of dying of heart disease.
The probability of obtaining three such positive tests by chance is only 0.000125, or:about
I in I0,000. These three positive studies alone provide adequate evidence to conclude that
there is a link between ETS exposure and death from heau-t cliseas¢.
The confidence intervals w~ have been discussing correspond to so-called two-tailed
test statistical, in which one considers the possibility that passive smoking increases the risk
of heart disease but also considers it equally likely that passive smoking would reduce the
risk of heart disease, i.e., breathing second-hand smoke would b~ protective of coronary
artery disease. Since no one has asserted that passive smoking is good for people~ headth,
a two-tailed test is, in fact, overly conservative. It is more appropriate to use a one-tailed
test which tests the question of whether or not passive smoking increases the risk of heart
disease. In this case, we would see whether or not the lower bound of the two-tailed 90%
confidence interval includes 1.0, because the lower bound of the two-tailed 90% confidence
interval is exactly equal to the lower bound for the one-tailed 95% confidence interval.
When the lower bound of a two-tailed 95% confidence interval exceeds L0, we are actually
97.5% confident that passive smoking increases the risk of heart disease. Because cigarette
smoke is a known toxin, OSHA should not consider the possibility that ETS prote~.s people
from heart disease. In terms of the overall risk assessment, OSHA should base its analysis
on one-tail tests.
Ti02322227

statistical significanc~ would b~ a true negafiv-c, m~-~g ~t ~¢ sm~
d~ ~ ~ ~m~c none ~d. ~c~ ~ a s¢~nd ~n ~at ~
s~~ ~~: ~ ~ple ~. ~ s~ ~ ~t of ~ ~d~rl~ biolo~
~ab~ ~ ~e p~afion be~ sm~. ~e ~fi~ of ~ s~~ test - ~e
c~led p~r of ~e ~t - ~~ ~ ~e s~ of ~e sm~. ~e ~ogo~ si~fion
~m ~fi~l pubic op~on po~ ~ ~t l~er pubfic ~on ~ ~ mo~ p~e
~sul~.) U~o~a~ly, epide~olo~ sm~es ~ ohen ve~ e~e~i~ to ~ndu~ ~ it
is d~lt to a~ enou~ ~es to ob~ ~ adequate s~fi~ p~r to be able
co~dently ~nclude ~at a f~ to ~h s~fi~ si~~ me~ ~at ~ ~ not
a ~e
Just ~ it ~ ~do~ ~de~d de~le m ~ able
si~fi~ce on a ~sifi~ ~ncl~ion ~ 95~ co~den~, it b ~de~d de.able to
~ 80% p~er ~ a s~fi~ test to co~dendy ~ach a nega~ ~nd~ion ~m
smt~ti~ ~. U~~tely, be~e of s~ s~ple ~ n~e of
p~ive smo~ ~d he~ ~e~e ~ach ~ ie~l of p~r. ~dee~ m~t of ~c ~es
h~ve p~ers bel~ 10~ (m dete~ a 20~ ~e~e ~ ~k ~d~ted ~ p~ s~)
(3). ~at ~ me~ b that i~ ~ ~ p~sive smo~ ~ed ~e ~k of h~
death by 20~, most of ~e epide~olo~c s~es ~d h~ le~ ~ a 10% ch~ of
~u~ly ~po~ a smt~d~y si~fi~t effe~ ~s 1~ p~r ~ it ~~le to
~ach a ne~d~ ~nd~ion ~ed ~ ~ of ~ese sm~, ~ ~e
~t, ~e~ ~.d ~ do, p~~ ~n ~t 11 ~ ~ ~
T102322228

~ ~c~e t~t t~e ~tu~l studies)? Ttze
~s ~¢ ~ ~ ~e ~. P~ ~ of ~e ~es ~ a s~ed mem-~T~ not
~y h~ ~e ~~e of ~~ ~e ~ of ~e
• = one co~d much mbm pm~ely es~m ~e a~ ~ ff ~, ~at~ ~ p~
smo~g. P~g ~e res~ ~ ~ ~ sm~es ~el~ ~ es~te of ~e ~lafi~ ~ for
~ of he~ ~e~e of ~ (~ a 95% ~den~ ~te~ ~en~g ~m 1.1 to 1.4).
~e~, ~ ~ be morn ~ 95~ ~dent ~at p~i~ smo~
~m he~ dhe~e ~d more ~ 97~ co.dent ~at p~i~ smo~
of dea~ ~m he~ ~e~e.
~en j~t ~e 5 ~st of ~e sm~es for he~ ~ dea~ ~ ~le~ one ob~
~ e~n higher ad~t~ mlafi~ ~ ~r p~ ~o~ ~d h~ ~e mo~y of
(~ a 95% ~dence ~te~ ~en~ ~m 1~ to ~).
taming 7 l~r qu~ sm~es (de~ed ~ not ~n~g ~r
~ables) I~ ~e pooled es~te of ~e mlafi~ ~k h a m~ ~tems~ ~ be~e
it ~di~tes ~at ~¢ be~er ~e qu~ of ~e study - de~ed ~ ~n~ ~r o~er ~o~
~n~bute W he~ ~e - ~e hi~er ~e ~ a~buted to s~n~d smog. ~ o~er.
~s, ~e co~o~g fa=ors ~ a~y m~k ~
toba~ ~d~, w~ch ~fi~s studies for ~ to ac~t ~r ~o~ ~ables,
o~n ~e~n ~at f~ w a~t ~ ~de~ ~~y ~t~
~k ~d ~s it ~ ~at E~ ~ ~m d~~ ~ it m~ h. ~e ~ sima~
~ ~t ~e
TI02322229

analysis, particularly within the context of their advertising campaigns directed at discrediting
the EPA risk assessment of passive smoking and lung cance~ The tobacco industry suggests
that such an analysis is somehow controversial or ~uuscientific.~ ~ is a si~ ~
f~om both scientific and common sensical points of view. The process of p6oIing
epidemiological studies ~and stratifying across studies is well-established in epidemiology.
More important, it is simply good judgement to take into account all available information
in making any decision.
To understand ~ point, .consider the following simple example: Suppose I have a
coin and offer you the opportunity to make abeL If the coin comes up heads, I will pay you
$10; ff it comes up tails, you pay me $5. This seems like a good bet for you, so you agree.
I flip the coin and it comes up tails; you give me $5. I then ask you would you like to try
the bet again; you say yes and I flip the coin again. It comes up tails and you give me
another $5. I ask ff you want to play again, you say sure, and I flip the coin, it comes up
tails, and you give me yet another $5.
At this point you may begin to become suspicious and say it does not seem very likely
that I'would get tails three times in a row on a fair coin, which should have a 50/50 chance
of coming up heads or tails on each flip. You just did a recta-analysis.
I respond to you, you can not do a recta-analysis because it is conlroversial. I will
only permit you to draw conclusions on the data fzom one flip at a time, without using
information from the other flips, even though one flip of a coin does not contain eno-agh
information to determine whether the coin is faix. In statistical paxlance, a single flip of
a coin is.not a ~ eam.~..gh sample size to have adequate ~ to be 95% ccmfide~t that
T102322230

you.wishtoma~anott~b~t? Stnc~youcaaoalycondd~t~la~-tf~p, yoa~,y~s, lflip
~ ~ ~ ~ ~p ~ ~ ~ ~s ~d it ~m~ up ~ 11 ~. ~ ~ ~d~
~ ~p ~ ~fio~ ~u near ~t ~o~ ~fion to ~n~ud~ ~t ~¢ ~ ~ not f~
e~ ~ ~ ~o~ble pe~n ~d.s~ ~at a
11 ~es ~ not f~. Does ~ m~ it h ~ible w ~p a ~ I2 ~ ~d get ~ 11
t~es? ~solutely no~ but it ~ ~ ~ly. ~e pmbab~ of ~pp~ a ~ ~ 12
~es ~d get~ 11 hea~ ~ o~y .~ or about 3 ~d 1~, not a ~ ~ly out,me.
Gi~n ~e 1~ ~bab~ of ~ oc~ ~ ~ ~ ~ ~e ~ w~ f~, most ~ople
~uld ~je~ ~e ~e~on of a f~ ~ ~d ~n~ude ~t ~e ~ h not ~. No
r~onable pe~n ~d ~je~ ~ mem-~h.
~o~er obje~on
conduced on p~i~
pooled. ~ ~d
flipping g~e ~m~e some~es I ~d a ~e ~d ~me~es I ~p~d a qu~ when
I prided bo~ ¢o~) It ~ ~e ~at no ~ sm~es ~ idenO~ - ~me ~ pms~
and others ~ed ~e-con~l me~olo~ ~¢y
diffe~nt sm~es ¢on~Bed ~r ~nt ~~g ~bl~ ~ ~nt ~ ~e de~t
with men ~d some d~t
broad outl~es ~d go~, h~r, ~ ~ ~es ~ ~. ~de~ ~n ~¢ ~la~ly
minor diffe~n~s helen sm~es,
dise~e demh. Mo~,
T102322231

~ ~ all ~ from the same limiu~iou~ au~ po~'b~e co~ ~~. ~e
~¢ ~fion ~ ~y ~g~ when ~de~ ~¢ sm~ of p~ ~o~
~d d~ ~m ~c he~ ~e~e. ~e~ ~ 12 ~¢s (~ ~n ~
~mb~ed) ~d 11 of ~em ~ ~ elation ~ ~ ~ p~ smo~ h~ no ~ on
~e ~~ of ~ ~m ~che~c he~ ~, a~ut h~ of ~ese sm~es ~o~d h~
sh~ ~ elation ~ ~k (mlafi~ ~ a~ LO) ~ a~ut h~ of ~em ~o~d ~
sh~ a mdu~on of ~k ~o~ated ~ p~ ~o~g (mla~ ~ ~l~ 1.0). ~em
is o~y a 0.~ ~mb~ of ge~ 11 out of ~ sm~es sh~ ~ ~e~fion of ~ ~
ch~. ~ j~t ~ ~ ~e ~ ~ple ~~ a~, ~ ~je~ ~e ~se~on ~t
p~sive smo~ ~ not ~lated m ~e dea~ ~m he~ ~e ~d conclude ~at it ~.
~e o~y ~ren~ helen ~ ~ ~d on a ~ple ~ ~ me~phor,
~d ~e me~-~ ~i~y done ~ epide~olo~ ~ ~t ~e epide~olo~
pmced~ ~ ~fiy ~r ~n~s ~ ~ple s~ ~d ~e ~ o~d ~ ~m
• e indi~du~ s~e~ w~ch ~m ~ mo~ p~e es~ of ~e ~led ~lafi~ ~k ~d
~so~ated 95% co~den~ ~te~. ~e pmced~ ~at ~e toba~o ~d~ a~ of
c~ide~ e~h study ~ ~olafion ~s no mo~ sere ~at ~e ~ g~e ~ wH~ ~
i~o~d ~e fa~ ~at ~u lost e~ ~p.
~o 11 s~es (~~ endp~ ~r men ~d ~men sep~a~ly) ~at ~ed n~-~
~ac d~e~e ~dpo~, such ~ a non-~ ~~ ~o~ p~sen~ of ~ or
el~n ~k~ E~ ~~ ~e~~~ob~9s~~ ~
T102322232

confidence interval of 1.1 to 1.6). Three of thes~ studies show a dc~se-response relationship,
with higher exposv_r~s of s¢coIldhand smoke be/ng associated with larger increases in risk.
The fact that passive smok/ng increases the risk of non-fatal corcma~ events as well a~ iatal
coronary events is consistemt with what we know about the physiology and biochemistry of
the effects of passiv~ smoking on th~ hea~.
The only differemce between a fatal and non-fatal coronary event is th~ severity of
the event, i.e. whether or not the insult to the heart is so large that the cardi'ovascular
system~ natural adaptive defenses can compensate for it. If the cardiovascular system can
compensate, or the individual reaches medical care quickly enough, the coronary event will
not be fatal. If, however, the insult to the cardiovascular system is too la~e for the body
to compensate or, alternatively, ff the individual does not reach appropriate medical care
quickly enough, the event could become fataL Thus, the presence of an effect of passive
smoking on both fatal and non-fatal coronary events is an additional important piece of
evidence supporting the fact that passive smoking causes heart disease.
l~blicad~n Bi~
Publication bias ~s usually defined as a propensity not to publish papers that fail to
reach so-ca!led statistical significant. A common claim made by the tobacco industry is
that there is a publication bias in the literature against negative studies on the health effects
of passive smoking, and this pubiica~on bias explaim why there is such a consistent picture
implicating passive smoking a~ caus'mg ~o.rious ~d~ases. ~ ~ was made prominently
T102322233

.- W¢ braze acldmssed the qc~stion of ~ or not them is ¢vidcace f~r a trablication
bias in the area of the health ~ of ¢nv;=~onmental tobacco smoke by careflzlly ¢~mi~i~l,~
the literature on passive smoking and lung cancer (88). We included both the peer reviewed
literature and the non-peer reviewed literature which appeared in tobacco industry
sponsored symposia on environmental tobacco smoke. We could find no evidence of a
publication bias in the area of enviromental tobacco moke and lung cancer. Indeed,
partially due to the presence of so many tobacco industry-funded symposia, there might be
a bias in favor of publishing negative studies (89-91).
While we have not done a similar study of passive smoking and heart disease, it is
doubtful that there is any publication bias in this area either. As discussed above, the
majority of the epideminlogical studies, taken one at a time, do not reach statistical
significance. Thus, if one simply examines the literature in the area of passive smoking and
heart disease, the fact that most of the studies are not individually statistically significant
argues strongly against the existence of a publication bias against negative (non-significant)
studies. Moreover, the only two studies that could be located that had only been published
as abstracts (and not gone on to full publication) reported increased risk of heart disease
associated with passive smoking.
The major source of publication bias is not the peer review process, but dexisions by
authors not to submit a paper that fails to reach statistical significance in the first place.
Given the level of interest in the issue of environmental tobacco smoke, it is doubtful that
people would re~ain f~m publishing a well-done study addressing this question. The only
way in which failure to publish certain results could be seriously bias.ing the ~sul*~.s of the
o~er~,~ll analysis o~ pas~ smoking and heart~ disease would be ff reseazehers I~e~ere~ly
31
T102322234

(i.e., yields relative risks below LO). No one has ass~rted that this is th~ situation.
R~-versibiliw of Effects
Like the effects of active smoking, the effects of passive smokin~g on the heart
represent a combination of acute toxicity and long-term damage. To the extent that the
effects of passive smoking on the heart represent acute toxicity, removal of exposure of the
individual to secondhand smoke will result in a commensurate reduction in the risk of
adverse health consequences. While there have not been studies of the cardiov~cular
effects of removing secondhand smoke exposure f~'om nonsmokers, ~ issue has been
studied for active smoking. When an active smoker stops smoking, his or her cardiovascular
system is working measurably better within one d~, and the excess risk of heart disease
death returns to half that of a nonsmoker in one year (92). Based on this evidence, it is
reasonable to conclude that when a nonsmoker ceases being exposed to secondhand
cigarette smoke, it is likely that their excess risk of cardiovasctdar events (both f~tal and
non-fatal) will resolve unless the secondhand smoke has precipitated an acute cardiac event,
which is not revers~le.
Selection of Endvoints for the OSHA .I~.'sk.A~sessment
Because secondhand smoke can cause fatal as well as non-fatal cardiac events, bo~
of these endpoints should be considered in OSHA~ analysis. This is particularly important
because there are approximately three times as many nonfatal cardiac events as there are
fatal events. A non-fatal coronary event can have dramatic impacts on the quality of Ii~,
health and economic situation of workers, particularly since heart ~ease is very expensive
to treat. ~ the strong epidendological and ~ogieal and biochemfical evidence that
T102322235

~ smoking c~n have ~ate effec~ on c~diov~cul~ system ~ ~ ~ ~ ~d
~ ~PK M~
~ pm~s ~ ~e a p~~fi~y b~ ~efic ~BPK) ~ m
es~m ~~ ~d e~ of E~. Such a m~el ad~ ~e~s~ ~pl~ ~d
~~~ W ~ ~k ~sessm~nL PBPK m~e~ ~ most ~ when it ~ n¢~ to
~ ~po~fiom ~m ~ ~m of ~# dose e~o~ sm~es of a m to 1~ d~¢
en~men~ or o~pafio~ ~osms or when it ~ nece~ m do ~ss-spe~es
e~apola~om ~ pm of a ~k ~¢ssmenL ~¢s¢ simafiom ~¢ when ~e~ ~ not
epide~olo#~ dam ~2able ~r h~ ~sed to ~fic 1¢~ of ~¢ t~ ~ quesfiom
~ situation does not e~t ~r E~. ~e ap~ ~ ~¢o~ PBPK m~¢~ ~
¢v¢~ one of th¢~ p~mete~ ~ a ~tenfi~ ~ of e~n Mo~g ~ ~t of ~¢ ~m
• at no~o~ ~nd ~nfly to ~ ~ ~o~n ~nd to ~ ~ ~d
p~i~ ~o~g me of &m ~m smo~ to ~ ~e ~ete~ ~ a PBPK model
co~d ~duc¢ ~mfi~ e~rs ~ ~ p~om wM~ most ~, ~d ~~fly
underrate ~¢ ~k of E~ to nommo~. ~ ~n~t to m~t ~ ~at OS~ mint
re#ate, ~¢~ ~ a ~ of dam ~r h~ ~d to ~fic link of E~ ~ ~
¢n~m~. ~¢ ~k ~m,nt shoed be b~ed on ~e h~ epid¢~olo~. ~
~labi~ of ~ase dam ~s ~0 ~ m~¢l ~¢~. ~ ~¢~¢nt b~ ~
the hm~ epid~olo~ ~ ~ s~pl¢r ~d m~ ~abl¢.
E~n~c I~a~s
T102322236

As documented in the May 1994 issue of Co~mer 1~ _.eports ~ "Self-Scrv~
Surveys: The 30 Pe~ent Myth" (93), ~ claim of reduced business, typ~.~lly 30%, is a public
relatiom fabrication. It is based on highly selective surveys or careful1~y worded claims of
what people "expect' to happen when the ordinances are passed, rather thsn objective data
on actual effects.
To address the question of what the actual effect of implementing a smoke-free
restaurant ordinance is, we (94) obtained the data on total restaurant revenues sales from
the California State Board of Equalization and the Colorado Department of Taxation for
the 15 cities in the United States which have had 100% smoke-free restaurant ordinances
on the books for long enough to obtain at least one year's worth of dam. We also obtained
data for several years before the ordinances were passed, so that we could establish any
historical trends or seasonal ,,~'iability, as well as get a good estimate of the underlying
random fluctuation in restaurant sales.
We analyzed these dam in two ways: First, we looked at restaurant sales as a
fraction of all retail sales in the 15 communities. Second, we compared sales in
communities with ordinances to communities with similar geographical and socioeconomic
factors but no ordinances. We concluded that overall there was no effect of these
ordinances on restaurant revenues.
In particular, in Beverly Hills and Bellflower, Cali~rnia, two c/ties where the tobacco
industry successfully repealed the ordinances based on clahns of a 30% d~'~p in business,
there was no such drop. Indeed, in Bellower sales were up during the period the
ordinance ~ in force.
T102322237

resta~arants, ETS levels are 1.6 to 2.0 times as high in restaurants as in office workplaces.
Levels in bars were 3.0 to 6.1 times higher than in office workplace~s. ~ incr&tsed ETS
exposure is reflected in lung cancer ratesin food-service workers: there is an exces~ lung
cancer risk of approximately 50% (range 10% to 90%) among food-service workers
compared to the general population, even after controlling for active smoking among these
workers. The effects on excess cardiovascular ~_sk would be expected to be similar. For the
reasons discussed above, however, the number of cases of fatal and non-fatal heart disease
among food-sezvice workers mused by ETS will probably be an order of magnitude greater
than the number of lung cancer cases. For this reason, it is imperative that OSHA cover
these workers in its rule.
Issues of Implementation
In response to the evidence that passive smoking is dangerous, a growing number of
communities have been enacting legislation restricting smoking in the workplace and in
public places. In addition, many businesses have been voluntarily creating smoke-fxee
v~orkplaces." While this process has been vigorously opposed by the tobacco industry - often
to the point of promoting preemptive state laws and forcing political referenda in attempts
to overturn these measures - the rate at which local governments have been acting to
control ETS has been accelerating. By August 1994, there were nearly 600 local ordinances
in the United States, mandating clean indoor air and restricting the tobacco industry~s access.
to youth. Indeed, ~n California, Phih'p Morris tobacco company has alv-~ly spent $2 milIion
35
T102322238

• These local tobacco control ~ whether amndatvd by la~ or sokmmry, have
proven to be effective and reasonably self.enforc/ng (96,97). By the time local ~
are enacted, they reflect the popular will. The campaign for enactment, particularly because
of the controversy generated by the tobacco industry in opposing the measures, takes a
public profile in the community. The resulting "discussion and consemus w~ch emerge play
an important role in the effectiveness of these tobacco control activities.
In order to be effective, it is important that any rule issued by OSHA act in a way
that is synergistic with this process rather than preempting it. Federal and state preemption
on tobacco control issues has historically only served the interests of the tobacco industry.
For example, without the federal preemption on cigarette advertising controls, many states
and localities probably would have enacted much more effective measures to reduce
promotion of tobacco to children than exist today
It is imperative that in issuing its rule, OSHA be cognizant of ~ fact and create a
rule that:
(1) establishes a minimum standard rather than a preemptive federal standard, and
(2) can work in tandem with local legislation and local enforcement mechanisms.
Such a process will stimulate more public interest and public involvement in the process and
lead to more effective and more cost-effective measures to reduce the exposure of workers
to environmental tobacco smoke in the workplace.
Conclusion
There is very strong evidence that passive smoking causes or aggravates heart disease,
particularly when compared with the level and quah'ty of evidence available for implicating
o~ f~r rea~peo~ expose~ to ~ ~d~ ~ ~
T102322.239

both humans and ~ documenting short term effects of envimum~tal tobacco smoke
on the cardiovascular system and showing that these changes~ can be mazfi.'pulated
experimentally. Finally, there is good evidence implicating some of the specific
physicuchemical agents in the tobacco smoke to explain ~mme of the~e effects.
Using different methodologies, several investigators have estimated the population
burde~ assodated with passive smoking and heart disease, yieldi~ estimates of 30,000-
60,000 deaths annually in the United States, with about three times as many non-fatal
cardiovascular events. This is a tremendous public health impact and one that warrants
strong action by OSHA to protect workers and the general public. Workers with existing
heart disease are particularly at risk. In addition the toxins in ETS can act synergistically
with toxins from other sources, and this possfoility should be considered in writing any rule.
The simplest and most cost effective control measure is to mandate smoke-free work places,
as is in the proposed OSHA rule.
T102322240

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