NYSA TI Single-Page 1
Confidential Executive Summary
Fields
- Named Organization
- Agriculture Department (USDA)
- American Public Health Association (Public health organization)
Professional organization for people working in public health- Arnold & Porter (PM Counsel)
Counsel for Philip Morris.- Brooklyn College
- Center for Indoor Air Research (CIAR) (Industry formed/funded air research organization)
Nonprofit organization funded by the tobacco industry. CIAR was formed in March 1988 by tobacco companies "to sponsor "high-quality research on indoor air issues and to facilitate communication of research findings to the broad scientific community."- City University
- City University of New York (CUNY)
- Crowell & Moring
- Edison Electric Institute
- Environmental Protection Agency (EPA)
- Firestone
- Ford Motor Company
- General Motors Corporation
- Geological Survey (USGS)
- Georgetown University
- Health Effects Institute
- Hunter College
- Hunton & Williams (Counsel for Philip Morris)
Counsel for Philip Morris, located in Richmond, VA.- Jewel Food
- Johns-Manville Corporation
- Monsanto
- National Academy of Sciences
- National Institutes of Health
- National Science Foundation
- Occupational Safety and Health Administration (OSHA)
- Office of Management and Budget (OMB)
- Ohio State University
- Olin
- Pennsylvania State University
- Philip Morris & Co. Ltd. (Cigarette manufacturer, incorporated in U.S. in 1902)
Philip Morris & Co. Ltd.., was incorporated in New York in April of 1902; half the shares were held by the parent company in London, and the balance by its U.S. distributor and his American associate. Its overall sales in 1903, its first full year of U.S. operation, were a modest seven million cigarettes. Among the brand offered, besides Philip Morris, were Blues, Cambridge, Derby, and a ladies favorite name for the London street where the home companies factory was located - Marlborough.- R.J. Reynolds Corporation (second tier subsidiary of RJR Industries)
- Skadden, Arps, Slate Meagher & Flom
- Smithsonian Institution
- Stanford University
- State University of New York
- State University of New York at Stony Brook
- Tennessee Valley Authority
- University of Calgary (Alberta University)
- University of Texas
- Westinghouse
- American Public Health Association (Public health organization)
- Named Person
- Cassatt, Mary
- Dow, Merrell
- Marietta, Martin
- Roth, Daniel
- Roth, Nell
- Dow, Merrell
- Date Loaded
- 16 Mar 2005
- Box
- 1091
Document Images
CONFIDENTIAL EXECUTIVE SUMMARY
on
H.'DA~IEL ROTH
CANDIDATE FOR THE POSITION
O~
EXECUTIVE DIRECTOR
THE CENTER FOR INDOOR AIR RESEARCH
September, 1987
B,'i.~.~enden 5h'F'~u-la,,d ~h~.m'r & Fuccella In¢'.
T!0065-0534

This evaluatio6 has bee~~r~:~i'~ ~ f~"r-~t~54 ~iusive "hs4 0f ......
:'~"~~:~
the Board of Directors of. The Center for Indoor Air
~
Research. Its use should be controlled and limited to
~
designated executives concerned with the selection of the
candidate, and should not be transmitted to the candidate.
The cand'~date has agreed to discuss this opportunity on a
completely confidential basis, therefore, it is imperative
that no references be checked 'by a~y member of your
organization without our prior notification and consent.
l{rissen;h.n .McFarland \~h~oner & F,,:e,.lla Inc.
T10065-0535

H. DKRIEL ROTH
PERS O~L~L
Residence:
Telephone:
Age:
Height:
Weight:
Marital Status:
7808 Mary Cassatt Drive
Potomac, Maryland 20854
301-299-6769 (Home)
301-770-4405 (Business)
45 (6/8/42)
5' II"
165 Ibs.
Married - 2 Children
EDUCATIONAL BACKGROUND
1969 - Ph.D., Mathematics (Probability Theory) - State University of New
York at Stony Brook
1967 - M.A., Mathematics (Theoretical) - State University of New York at
Stony Brook
1965 - M.A., Mathematics (Applied) - I{unter College, City University of
New York Graduate Center
1964 - B.S., Mathematics - B~ooklyn College, City University of New York
CAREER EXPERIENCE
1975 to Present
1973 to 1975
1969 to 1973
ROTH ASSOCIATES, INC.
Bethesda, Maryland
President & Owner
ENVIRONMENTAL PROTECTION AGENCY
Office of Planning & Management
Washington, D.C.
Senior Statistician
SMITHSONIAN INSTITUTION
Washington, D.C.
Information Systems Division
Research and Consulting,
Biomathematician-Statistician
Bri.~senden 5h'Fa~'land ~,X,~gone~" & Fro'celia Inc.
TI0065-0536

H. DA~IEL ROTH - 2
CAREER EXPERIENCE (Continued)
1971 to present
1967 to 1969
COMPENSATION
RMM:am
(9/87)
GEORGETOWN UNIVERSITY SCHOOL OF
DENISTRY
Washington, D.C.
Clinical Assistant Professor
Biostatistics
STATE UNIVERSITY OF NEW YORK
Stony Brook, New York
Instructor, Theoretical
Mathematics
Over $200,000
Brisscnden hk'l~arland x,~{~oncr & Fm'{'ella Inc.
Ti0065-0537

H. DANIEL RO~H
Nell Roth, 45, is of average height and trim physique, with hazel
eyes (glasses), light brown receding hair and a medium
complexion. His outgoing, friendly manner, obvious intelligence,
articulate speech and attractive dress combine to produce a highly-
favorable first impression. He was born and raised in New York
City, the second of four children of a successful restaurant
owner/operator father. After graduating from private high school
in 1959, he matriculated at Brooklyn College, City University of
New York, where he earned a B.S. degree in Mathematics in 1964.
This was followed by a Master's degree in Applied Mathematics from
Hunter College in 1965, and a Doctorate in Theoretical Math (Prob-
ability Theory) from the State University of New York at Stony
Brook in 1969. (On the way to earning his doctorate, he received a
Master's degree in Theoretical Math from Stony Brook in 1967.) He
is married (since 1965), has two children, ages eleven and
fourteen, and currently lives in Potomac, Maryland.
Roth is bright, articulate (oral and written), cheerful, engaging,
warm and strongly people-oriented. He obviously has high
conceptual skills, is well organized, a good planner and an
effective implementor. He is incisive, gets to the heart of an
issue, is strongly focused in his efforts, constantly sets and re-
evaluates priorities, and is very task- and mission-orien6ed. He
is thorough, meticulous, punctual and extremely competitive. He
has a fine sense of humor, works well with people at all levels,
both technical and non-technical, takes great pride in the work he
and his organization turn out and is an excellent p~esenter. He
takes pressure well, loves challenge, is highly credible and has
good boardroom presence.
Upon receiving his doctorate, Roth stayed on at Stony Brook for two
years as an instructor, then in 1969, joined the Smithsonian Insti-
tution's Information Systems Division as a Researcher and
Consultant in .Biomathematics and Statistics. In 1971, while
continuing his affiliation with the Smithsonian, he became Clinical
Assistant Professor of Biostatistics at the Georgetown University
School of Dentistry, an association he continues to this day.
Also, in 1971 and continuing through 1973, he consulted to
government and private agencies on statistical and information
systems.
In 1973, seeking management experience and the opportunity to get
closer to industry, Roth joined the Environmental Protection Agency
as a Senior Statistic(an in the Office of Planning and
Management. In this two-year assignment, he dire6ted a permanent
staff of three to four professionals, plus as additional six to ten
assigned on a project basis, responsible for the health planning
and evaluation activities of the department and for overseeing all
the statistics generated by the Office. ".
In early 1975, Roth and his wife decided to set up their own
business as Roth Associates, Inc. This most successful consulting
firm supplies .technical/scientific services to industry and
Bri.,,~endcn Mcl~rland ~,~,~oncr & F.ceella Inc.
TI0065-0538

H. DA~..L RO~ -- Page
(foreign) governments on regulatory matters, statistical
epidemiological studies of indoor air and other appropriate
subjects of interest to CIAR. The firm now employs ten permanent
professionals plus a support staff and has a stable of highly
regarded scientists who are retained on a project basis as
needed. (For a list of clients, as well as details on professional
experience, publications, presentations and honors see attached
Curriculum Vitae and sample investigation and report for the EEI).
Although Roth's company has been very successful, after 12 1/2
years he has become rather bored with the business and is looking
for a new challenge. If the right opportunity came along, he would
either sell the business or hire someone to help his wife continue
to operate it. The position of Executive Director for the CIAR is
attractive because it offers a tremendous challenge in a growing
field and in a field in which there exists very little in the way
of good science today. He is further attracted by the prospects of
organizing and managing his own operation and to be able to do so
without having to relocate. Simply put, he believes in the mission
of the Center and in his ability to achieve its objectives. The
big negative with this candidate is his compensation. For the past
several years he has been earning over $200,000 a year and he feels
that he would have to receive a minimum of $200,000 in order to
become a serious candidate. It is also a fact that his academic
degrees are not in the physical or biological sciences, which could
appear as a negative to some.
In summary, this outstanding young scientist/statistician with ex-
tensive experience in fields of direct interest to the Center,
international recognition, outstanding presentation skills,
extensive experience as an expert witness, a good feel for govern-
ment and industry, a high degree of intelligence, integrity, credi-
bility and the ability to bridge the gap between science and
politics, should be interviewed even if his salary compensation ex-
ceeds our budgetary limitation. If nothing else, he could become a
valuable resource to the Center. He is willing to explore on that
basis.
To date, only limited reference checking has been conducted.
Therefore, should mutual interest develop, no firm offer should be
extended until a final thorough reference check has been completed.
RMM:am
(9/87)
TI0065-0539

DANIEL ROTH
~rofessio.nal 8ackgrousd
1975 - present Analyst - Officer, Roth Associates, Inc.
1973 - 1975
Senior ranking mathematical statistician, Envi-
ronmental Protection Agency (EPA); statistical
consultant to the Assistant Administrator for
Planning and Management.
1969 - 1973
Research and consulting, biomathematician-
statistician, Information Systems Division,
Smithsonian Institution.
1971 - present
Clinical assistant professor of £iostatistics,
Georgetown University School of Dentistry.
1971- 1973
Statistical and information systems consultant
to government and private agencies.
1967 - 1969
Instructor of theoretical mathematics, State
University of New York at Stony 8rook.
Summary of Professional ExDerience
Health and Environmental
Analysis of retrospective epidem.iological data suggesting a
link between childhood leukemia and electric fields
(Electric Power Research Institute, 1980-82}.
Assessment of human clinical data establishing an
association b~tween SO2 and asthma (Utility Air Regulatory
Group, 1982).
Analysis of mortality data suggesting a correlation between
SO2 and health (Utility Air Regulatory Group and The
Electric Power Research Institute, 1981-82).
Evaluation of quantitative models relating animal toxicolo-
gical data to man (Utility Water Action Group, 1980-81).
Assessment of national ambient water quality criteria for
carcinogens and toxic substances (Utility Water Action
Group, 1980-82).
Assessment of animal toxicological, human clinical, and
epidemiological data purporting to show an association
between gas cooking and bronchitis in children (Gas Research
Institute, 1980-82).
TI0065-0540

A risk assessment analysis of the health effects associated
with power plant emissions (Utility Air Regulatory Group and
The Electric Power Research Institute, 1982).
Analysis of mortalitZ data upon which OSHA will be setting a
new standard for asbestos levels in workplace environments
(Homestake Mining Company, 1978).
Analysis of mortality data upon which OSHA will be
setting a new standard for beryllium exposure levels in
workplace environments. (Brush Wellman, Inc., Kawecki
Serylco Industries, 1977-81).
Analysis of the asthma, the bronchitis, and the pulmonary
function data forming the basis of the U.S. National Air
Ambient Quality Standards for SO2 and Particulate Matter
(Electric Power Research Institute, 1975-76).
Analysis of the California asthma epidemiological data
forming the basis of the California ambient Air Quality
Standards (California Edison, 1976-77).
Chairman of EPA task force responsible for developing a
system of health and environmental indicators to be used in
the planning and evaluation of environmental programs
(Office of Planning and Evaluation, EPA, 1974-75).
Design of a protocol to evaluate EPA's air health effects
research program CHESS - the Community Health and Environ-
mental Surveillance System (Office of Planning and Evalua-
tion, EPA, 1973-74].
Statistical investigations of the health impacts resulting
f.rom air pollution in 48 selected cities across the U.S.'
(Office of Planning and Evaluation, EPA, 1973-74).
Community health study to determine the association between
selected oral diseases and socio-economic factors
(Georgetown University, 1972).
Development of a model for monitoring human electrocardi-
ogram trends (National Institutes of Health, 1972-73).
8iostatistical investigation of the impact of aging and
alcoholism on human compact bone (Department of Physical
Anthropology, Smithsonian Institute, 1969-72).
Design of statistical methodologies for modeling the
dynamics of genetic transfer patterns in human and animal
populations (Office of Ecology and Physical Anthropology,
Smithsonian Institution 1970-73).
Analysis of data on the decomposition of chemical elements
in injurious bone tissue (Georgetown University Medical
School, 1972).
2
T!0065-0541

Analysis of data suggesting the existence of carcinogens in
the drinking water supply of some large U~So cities (office
of Water Supply, EPA, 1975).
Review of scientific data leading to EPA's decision to ban
the pesticide Mirex (Office of Pesticides, EPA, 1974).
Mathematical analysis of the dynamics of eroding shorelines
with applications to the Italian Adriatic Coast (Department
of Sedimentology Smithsonian Institution, 1969-73).
Technical assistance to a research team investigating the
ecological impacts of a sea-level canal in Panama (Barro
Colorado Research Lab., Smithsonian Institution, 1969-73).
EPA's epidemiological/statistical representative to the
Bureau of Census and Office of Management and the Budget
(1974-75).
TransDortat~oS
A cost-benefit analysis of various passenger ca~ bumper
standards (Houdaille Industries, 1978, Motor Vehicle
Manufacturers Association, NHTSA, 1982-83).
Analysis of Fiat auto safety data to determine the case for
a Federal Government recall of 1970-74 Fiat Cars (Fiat Auto
Company, 1981).
Assessment of the hazards associated with the use of
multiple rim wheels on trucks (Firestone Tire and Rubber
Company, 1980).
Design of a survey to evaluate railway safety (Federal
Railway Administration, 1969-72].
Design of a strategy to improve traffic in railroad stock-
yards (Federal Highway Safety Administration, 1969-72).
Evaluation of surveys submitted to the U.S. "Office of
Management and the Sudget for approval {Office of Management
to the Budget, 1975-77).
Program Managemen.t anO Eqonomig~
Evaluation of the status of Federal health-based regulations
(Edison Electric Institute, 1980-82).
Negotiated a fishing agreement between the Japanese
Government and the Marshall Islands (Government of Marshall
Islands, 1980).
T!0065-0542

Analysis of capacitor failure tiara £rom Scott and Fetzer
suppliers (Scott and Fetzer Corporation, 1981-82].
Development of survey to identify cheaters in the vacuum
cleaner industry (Kirby vacuum cleaner, 1981-82).
Design of s~rategies for optimizing the use of municipal
services in the City of Richmond, Virginia (National Science
Corporation, 1972-73).
EPA's liaisons officer to the National Academy of Sciences
on a study the Academy conducted on the role of environ-
mental monitoring in the decision-making process at EPA
(1974-75).
~asic 8iological and Chemica~
Investigation of scientific data supporting the use of
ostracods to control the spread of parasitic snails which
are harmful to humans (U.S. Geological Survey, 1972).
Mathematical categorization of isometric growth patterns in
mammal and fish populations (Department of Vertebrate
Zoology Smithsonian Institution, 1973).
Evaluation of the use of species diversity idicators as
measures of the health of marine environments (U.S.
Geological Survey, 1972-73 ~nd EPA, 1974-75).
Statistical moaels for determining the age of huhan compact
bone by measuring nitrogen absorption rates (Departme,t of
Physical Anthropology, Smithsonian Institution, 1973).
Analysis of' animal migration patterns (Department of
Zoology, Smithsoaian Institution, 1972).
Development of mimetic models ~or animal predator-prey rela-
tions (Department of Fish, Smithsonian Institution, 1972).
Studies on plant pollinator interactions and patterns of
development in .stems (Department of 8otany, Smithsonian
Institution, 1972-73).
Characterization of marine algae habitats (Department of
Sotany, Smithsonian Institution, 1972).
Development of statistical models to characterize mineral
deposit distributions in bioclastic turbides (Department of
Sedimentology, Smlthsonian Institution, 1971-72).
Design of statistical models to aggregate neutron activation
analysis data (Srookhaven National Labs., 1972).
TI0065-0543
