Ness Motley Documents
Cigarette Makers Debated the Risks They Denied/Embattled Tobacco: One Maker's Struggles
Fields
- Notes
Issues: H-LCY, C-NIC, S-CIG, F-CTR, P-PRG,
Affected Defendants: B&W, BAT, BAC
- Type
- Article
- Alias
- Butts5806
- Named Person
- Williams, Merrell
- Fitzgerald, T.
- Waxman, H.
- Doll, R.
- Wynder, E.
- Harrogate
- Hartnett, T.
- Green, S.J.
- Griffith, R.B.
- Ellis, C.
- Anderson, H.D.
- Yeaman, A.
- Hill, J.W.
- Leo. C. Lap???
- Fitzgerald, T.
- Named Organization
- TIRC
- Original File
- TobDocs1
- Publication Name
- New York Times
- Author
- Hilts, Philip J.
- Characteristic
- marginalia, fax, some text missing from bottom of the third page
- Site
- Butts
Document Images
THE NEW YORI( TIMES NATIONAL T;IIJRSI.)A Y, J U_NF._.I6=. l...~J._4 ..
Cifarette Makers Debated the Rishs They Denied
. "
By PHILIP J. HILTS
WASHINGTON, June I$ -- For
more than 40 :years, American
~ executives fo]]ow~ u tw~track
approach to ~e ~ultb dange~
eli•relies, ~yin~ In ~bilc Ihat ~ere •
Embattled Tobacco
One Maker's Struggle
Fir~orthr~e~rfi¢isr,. ~{
being heard by a Kentucky court.
Because the selection can be as.
was no proven r/sk, while privately I aumed to reflect a possible bias on the
debating how to deal with the I . I~rt of t~ a~lecmr. Brown & WIi.
mk they we~ deny~E. ~ I li~mson w~ asked to dls~ss ~e
That is the plctt~re that emerges
from more than 4,000 pages of docu-
ments from the archives of the:
Bre~n & Williamson Tobacc~ Corpo-
ration, obtained by The New York
Times. T~e documents tnc]ude mem-
orandums, indexes, chronologies and
minules at research meetings attend.
ed by company executives end re.
sea rchers.
They show a tobacco company pro.
occupied with the Issues thai re
scorch on the health consequences of
smoking was disclosing. Company ex.
ecutives and researchere were strug-
gling to find a way Io deal with merit-
cal and moral l~sues, as well u with
public relations problems and, even.
tually, legal ramifications. During
1950's and l~60's, the research
panment, while privately acknowl.
edging Ore ha.rds of cigarettes, be.
lieved It could eventually control
them with lechnology like Iilters, ad-
ditives and nicotine.delivery devices.
By the 1970's, however, tt had be-
come clear that such n.ew products
would not eliminate the disease-~aus-
Inl potential of cigarettes and would
quick}y run afoul of Sovernment reg-
ulatory agencies. Even if they did
work. executives said, they might not
pleese c~stomers, The company
closed its reteeroh laboratories in the
mld-I~;70's and by the end of the dec-"
ade It had also halted safe.cigarette
projects. The documents show that
sought to rid its archives of the evi-
dence Its scientists had accumulated.
The documema were given to The
New YO~ "l'tmea by a university pro-.
lessor who hal been active tn anti-
smoking work. He had obtained them
from a confidential source. The com-
pany says these documents, like a
smaller, much less inclusive set
seined by The Times a month ago,
were stolen by Merroll Williams, one
of the par•leg•Is who had ctassified
them,
Mr. Williams was a cigarette smok-
er ~'ho favored Koo|s, a Brown t
• 'iillsmson brand, during most of his
29 years of smokin& When he dave|.
aped heart disease In 1993, for which
he received I quintuple by-pass, he
blamed Brnw,, ,¢ wm~.,,,,,,- ~--
history of its research programs and
other subjects, to help provide a more
complete picture of company policy
over those decades, It declined to
comment, except to say that the docu-
ments are stolen property.
After being contacted this morninr.
Tom Fltzserald, s spokesman for
Brown & Wi111amson in Louisville,
said, "It Is impossible for us to re-
spend in a Jew hours to questions
about 30.year-old documents that we
have not seen or been given the
chance to review." Asked if the company
would answer specific questions, he said no,
not "given the time frame."
Representative Henry A. Waxman el Ca)i-
~ornla, chairman of the Commerce Subcom-
mlttee on Heal~ and the Environment, has
scheduled hearings to begin early next week
that will be based on some of the Brown &
WIIllamson documents, in April, Mr, Wax.
man's office requested the chairman of the
company, Thomas Sandefur Jr.. to appear
End answer questions about the documents.
Early Research
.:Many Hints
Of Dangers
. Although many smokers have Ions ~us.
pocted that cigarettes were not good for their
health ("cancer sticks" and "coffin nails"
are age.old terms), the scientific documen-
tation was slower to arrive, in the immediate
postwar years, In fact, doctors often recom-
mended smoking to relieve stress and ten-
alan.
Throush the l|50'a and into the 60's, as the
documents show, the health news both from
Independent researchers as well as from the
company's owfl laboratories was tncreestnS-
ly dlscouragtn& One of the first expressions
of concern abouL the health consequences of
cigarettes, • 1988 company chronoloiw of
research discloses, is a refereo'ce to ftndinSs
made by •Bridsh researcher. ~r. Richard
Doi..__LI In ]952, linkins am~okthg and c~,ncer.
The chronology refers to epidamlologlcel
ltudles that had recently been done, one of
which would have been Dr. Doll's, notinS thal
they offer *'frightening testimony from epl-
demlology studle~." *'A ¢arclnosenlc hydro.
carbon, beats is) pyrene, is partially isolal.
ed from leaf and smoke," It said.
Only a Link Established
• Nevertheless, company officials pointed
o~t that an epidemloloslcal study estabtished
search in Manhattan came out with a study
• chat demonstrated s direct cause and elfect
: relationship between tobacco smoke and tu-
• mars. Paintlns the backs of mice with tobac.
:co tars taken from ¢lptrette smoke. Dr.
: Wynder induced malignant akin cancers in 44
..percent of the animals.
'" The industry reacted to this news with the
,'formation of the Tobacco industry Research
Committee -- For the purpose of offering "aid
.and easistance to the r~search effort," tt
)~tated in m advertisement that ran in 400
newspapers and magazines in January 1954.
Among the sponsors was Brown & William.
.son's president, Timothy Hartnett. In fact the
committee was also conceived as a public-
relations arm of the Industry, as the docu-
ments show.
lleal[h Worries In Britain
In Britain, the possible health hazards of
smokin8 were also an Issue. The British
Medical Research Council, a g0vernmenl re-
search body, had said that studies showed
that smoking was a possible cause of cancer,
end i~ritish ciKarette manufacturers had
pledged to donate 2~0,000 pounds' Io ~he coon.
oil for a seven-year research project on
smoking and health.
The Oecls~on to support government.span.
sated research would later allow British
manufacturers some latitude in developing
less hazardous cigarettes, as the dncumenls
show, because of the implicit admission of
health consequences tha~ they had made,
But even the British manufacturers pre-
ferred not to use the word cancer at first.
Brown & Wllliamson's sister company, Brit-
ish-American Tobacco (Batco), carried out
most of the more sensitive research for both
companies. Much of the work was done at a
cooperative British tobacco Industry. labora-
lory called Harrogate. An internal report
produced on March l, 1957, by Batco re[erred
to cancer by a code name: ~ephyr. •
"AS a result of several statistical surveys,
the ides has arisen that there is a causal
relation between zephyr and tobacco smok-
ing. particularly c]&a retie smoking." the
per said. I! went on to report the re~uhs of
tests by Batco on the cancer-causing effects
of chemicals in smoke. The paper reported
that other researchers had found the aromat.
IC chemical benzopyrene "to be 20 times as
active" as arsenic, another clgerelte europa-
rent, in causinJl disease. But, It added, "This
work still requires confirmation."
Three months later, In July, the United
States Surgeon General issued the first Fed-
oral Government statement saying that the
weight of the evidence indicated a causative
~|attonsh~p between "exces.~ive" smoking
and lung cancer.
By 195R, Ratco resesrrhers had devised •
method to estimate the quantity of benzopy-
rene in ci~nr-..ttes. "Rosulfs show that ciga-
rette smoke contains nbou! ~ micrograms of
3,4 benzo(a)pyrene per 500 ~rnms of ciga-
rette, and that 90 percent of ~,4 benzo~a)pyr-
one was formed during combustion."
Company researrhers began working on
me,hods of reduc/ng th,s compound during
smoking,

"~erna~ Debate
The 'Emotional'
And the Skeptical
Every year, Brown • Wllllamson execu-
tives and r~searchers met with Batco and ~e
two ~mpsnies' ~ndon ~sed par~t ~mpa-
ny, Eri~ish.~meH~n Tobacco PLC. st sn
lend. ~monK the d~uments a~ det:U~ m~.
utes of the meeting.
G~een. vice pFestdent of Batco ~sea:c~ ~
Dr. Robe~ B. G~ffl~, director of
lot B~o~ & WiHiamson. Leading the discu~
~sea~cher.
D~.. Ellis o~ ~e die.salon with
o~e~at~on ~at doctors "had reached
emotional ~nclus~ in which ¢hey
passionately and sincerely." He was skepfl.
c8] of the scientific wo~ of ~e (~d~Js, he
told tho~ present, but "emotional
siena cannot be dfs~garde~.'.
"~ey me7 not ~ Hgh~," he said,
they ~ not necessarily wron~ Emotional
us to consider what a~ ~e ¢omponems
this emotio~"
'We Have 10 lrlvestlgate'
- Dr. Ellis no, ed that a number of research-
ers, including Dr. Wynder, had a]r~dy
thow~ ~hat smoke cn~see tumor, and that 8
different com~nent of smoke had
~own ~o cause ~he death or Inuctl~ of ~e
cflJa in the lung, So that mucus tr~s~rt IS
~ts~ted -- perhaps, he suiiested, the be.
8inning 0f disease. "We, ts an Indust~, Just
have to investigate the venous ~sslbllRles
of the ¢aus~ of ]un~ Cancer a~d. ts s
tm~rtant possible factoF, ~e effects of Cil~"
~tte smoke," he
~e p~cedins M~y, ~H]lard had taken
me Indust~ by surprise with l[s announce-
ment ~at henco~or~ lu Kent brand
~me wt~ a ~ew fll~r, ~ ~t do~ ~
~nler~
In ~ ~a~er ~t H.~ O. ~e~ ~ Bat~
p~sented to ~e I~P, he noted ~at ~
~arch had ~own ~at cigarette filters ~uld
~t do~ on the amo~t of "phenols" -- the
composer of smoke t~t Dr. W~der had
found ca~lnose~c.
"'C~ld we have fo~s~n ~hat ~s KoinK to
hap~n?" 8sk~ ~r. Anderson, ~fer~n8 to
the phenol work and the Kent filter.
• ou8ht we had 8t least 8 year," he
iamentint that Bro~ & Wtllia~on had not
done mo~, fu~er, ~d come up with its o~
filters first,
Mr. Anderson quot~ f=om a lette~ by
Addison T. Yeoman, general counsel of
Brown & Wlgiam~n. who w~s apparently
~t t[ the meeting: "~e~; In this StZte O(
knowl~le is It ne8Blence on the part of t~
cJl~rette manufacturer e~r (8) to fMI to
remove phenols, or. (b) to fail to w8~ con-
sumers of the pr~u~ of Its ~l~[lal dan.
"i~ouaht8 on Safer Cigarette
*'Now what should we have done?" Mr.
Anderson asked. "On the whole I am Inclined
lO think thai two years ale we ought to have
had a more positive approoch to this whole
p~'oblern of producing 'safe' cigarettes." He
|ddcd: "'Thll would, however, hive needed a
change In o~IIook and policy which ! think
now we are only Just beginning, My own
opinion Is that we should have got little
sympathy and encouragement for such Ideas
two years ale."
Noting that "smoking is a h|bit of eddic.
tion" as well as a possible health hazard, Dr.
;Ellis endorsed that sentiment. The company
must commit Itself to conduct research on
cancer, ha'said, and it must share any signtfi.
• cant scientific discoveries with other compa-
nies "end not seek to obtain competitive
commercial advantage."
While the qusstton remained open about
whether cigarettes contained enough toxic
substances to be harmful to humans, he said,
"the central fact In this subject is that in
sufficient doses tobacco condensate acts as a
carcinogen when painted on the backs of
mice, or when Injected subcutaneously into
rats." He proposed a lar8e study with mice to
find out.
Dr. J.G. Burgsn of Bated told the group
ttmt a new set of dangerous compounds had
Just been identified by 8 German researches':
'"]'hey are several hundred times more po-
tent as carcinogens than things like benzoa-
pyrene; he's 8eating tumor yields of 100
~.rcent and he has the feeling that there may
some of these compounds In cigarette
smoke." The compounds he was referring to
were nitrosarnines, which later turned out to
be one of the most carcinogenic components
of clSnreite smoke.
'53 Experiment Found Cancer Link
In ig52, Dr, Richard Doll published a
• "groundbreaking study on the health risks of
smoking. The study linked the risk of devel.
opine lung cancer to the number of cigarettes
smoked, with the risk rising in direct proper-
• "Uon to the number, One of the findings deal;
• with benzopyrene, en aromatic hydrocarbo.~
• that is found In cigarette smoke end Is now
widely considered to be one of tobacco's chief
¢sncer-caus ing substances.
• Although an exa~ relationship between
dose end biological response, like that found
by Dr. Doll, is a strong indic~tlon that a sub.
• stance |s a cause of disease, such studies do
I~Ot conclusively dernonotrate thai cla~tretle
smoktng con induce mallgnani tumors in Ilv-
tng animals; nor do [hey pinpoint the carcl-
,ogenlc components or cip reties.
Among ihe first proofs to do so came in
19~3. with s paper published tn the December
• Issue of the journal Cancer Research by Dr.
• Ernst Wynder and his colleagues a[ Ihe glean
Kctterlng Instltule. Dr. Wynder's group suc-
ceeded tn experimentally prodtJclnli cancers
on lhe skin of mice by painilng their backs
wtLh toblc¢o ta rl taken from clga retie
smoke. Many $tmilar l:xperlments had failed,
Sir Richard Doll at Oxford, 1979.
possibly because they had been too brJe{. But
Dr. Wynder's study offered exl~rtrnental
proof that the con{en~ of cigarette smo~o
could induce cancers in skin: 44 percent of
[he animals ~,velolx.d mallgnam

AFt 1St ' "
an aternent
3. Tirol I~ R ~o Froor Iha! clpret~e smold~ is one of'
A Tobacco CoUncil
Of War at the Plaz a
On Dec. 15,1~3, top tobacco company
ecutlves gathered for an unussl meeting tn
New York, prompted ~ part by e recently
published paper by E~st Wynder Iinktn8
smoking an~ caner.
~e meetln~ It the Plm hotul, ~ refaced
to In ~wn ~ Wllllam~n d~ments, but the
most tellin~ detell~ come ~rom mlnut~ o~ the
meettn~ ma~e by the public ~latlon~ firm
Hill & Knowlt~ called tn to consult on the
public relations ch~llen~e the W~der
~sed. ~e Hill ~ gnowRon papers were re.
leased last mon~ ~ Rep~sentatlve Henry
~p0nent el to~cco.
Among those p~sent ~ Timothy V.
He.neat, president of B~wn • Willl~m~,
and officers from Philip Morris, R. J. Aeyn-
aids, P. Lorllltrd, Untt~ Stale~ To~cco ~nd
American Tobacco. Hill ~ Knowlton
that the urgency of the meetlnl was slen~led
by the lact that this was the flr~l time Ihe
company chlets had met since i
Responding to questlortl and suggestions
from John W, Hill. founder and p~eslden[
Hill & Knowiton, the tobac~ executives
l~ed thal "the lndust~ ahould not encase
in a merel~ dare.lye ~mptlg~" acco~lnA
to tha minutes. "~e~ f~l ~e~ should span-
sor ~ public relatlo~ ~mpstsn ~hJch
tire In nature and entirely 'p~lsarett~.'"
Mr. Hill ~ested that they add research
m ~e public relationa effo~, according to the
m~utes. ~us the Tobacco lndust
~arch Committee was ~m, an orffanl~tlon
that exists today ~ the Council for Tobacco
ReseatS. Hill & ~owlton was hired as pub-
lic relations ~nsuRsnt to the companies.
A month after the m~tinB, the commltt~
ran an advertisement that speared in more
• an 4~ ncwspe~rs and other ~bllcattons,
Hesdlln~ "h Frank Statement to
Smokers," It e~ressed concern about stud-
tea linklnz smoktnS to lung cancer in humans
and promised that the indust~ would exam-
lne them. It also said. "Although conducted
by docto~ of professional st and lag, these ex-
T_he Stra te.jz
Countering
The Threat
The ~roup moved on to a discussion
eompeny's public position on smoklni
srds. The Industry'a .~osltion -- that
entKic work showing thal cigarettes
cancer was "o~ly statistical" m wou
continue unchallenged, said Leo C.
Brown & Wlillamson executive. "You
have a hard-headed doctor opl'~Stte
would say thai your argument had noah
do w/it) it, their Ihe Statistics Indies
connection," he said, "and would ask
you intended to do about it? or whethe
were Just gotnk to sit and wait for yes
see If anything happened?"
Dr. Grtffi~h, of the American
said there was one aspect of the probl¢
which he was convinced even be/or
moved from the University of Kentuck~
Industry: 'qn ~e United States ~e
has adopted e negative approach to
health question, tending to deny any cot
tion, end this was a very bad public rela~
value. We would prefer to see a pea
approach,"
A researcher from Batco's Australia!
filters, William W. Reid. petaled out that
industr.v's policy of denial; while underst
able, had put it In an Impossible posRIon
described the situation this way:
"No induslry was going tO accept the
product was toxic, or even bel~eve tt to
and naturally when the health question -
firs! raised we .had to start by denying
the P.R. level. By continuing tha~ polic~
had Aot ourselves ~nm a corne~ and left
r~m to maneuver, in other word~, if we
~et a breakthrough and were able to impr
our pr~uct, we should have m a~ut.h
end this was pracHeally tm~$siblc
P.R, level. If we could ease the approac~
bit, then when we did make ~sitive contrl
alerts we ¢~ld ,t least say so without hay
to crawl ~htnd the door,"
Better Off In Britain
The chairman of Batco, Anthony D. McC
mick, noted that the British companies,
making a large donation to the Medical i
search Council, were In a mare ¢omfortal
posttlon, because they had lndicatsd that '"
thought there mlAhl be something in ttJ':
Nevertheless, he laid: "It was very dlt
cult when you were asked, as chairman as
tobacco compa,y, to discuss the health qu(
tlnn on te~vision. You had not only ),our o~
business tO consider but the employs
throughout the Industry, retetllers, consul
era, farmers growlng,lhe leaf, and so on, al
you were in a much too responsible posith
to Set up and say'. '1 Iccept that the produ
which we and all our competitors are puttir
on the market S|ves yot,t lung cancer,' wha
ever you mtghl think privately."
'Sound Program of Investigation'
Dr, Ellis said: "'We must admit thal th
threat to our Industry is ~rlous and ver
real. and It Is of little help to us that tt Is base,
on an emotinnll &uess and not on reasons.
believe we ~re now starting on a soun.
program of investigation thai in a few year
wl]] make I~ ~ssible [o sop lhP ~itua]tun nn,
jud~o the future ran,',, ~t.~-~., '.

• The Brown & Willlamson Tobacco Corporation
k1|TORY FoUl'~ad in 1~06,
with headquarters in
L~i~lie. Ky,, Br~ &
~l~ia~n was acquired by
• e Briti~erican Tobacco
Company (r~N B.A.T.
Industries P.L.C.) in 1927 and
Incorporated as ~e ~rov~ &
~lllsmson Tobacco
~8tlon. B.Aff. said In
~rll ~at ~ ~d ~ore~d Io
bw ~ ~edc~n Tobacco
~mpaw fr~ ~
Brads i~ $1 bi111on In c~.
"~RK~ Br~ &
cigarette c~a~, with In
es~mated 11 to 12 percent
of the market, American
Tobacco ~s abo~ 7
percent.
IR~N~I Preml~
include K~I, Capri, Raleigh,
Belair an~ BarcJay: ~isc~n[
brsn~s include GPC. Viceroy.
RCh[and and Belair.
American Tobacco brands
incluOe Lucky Strike, Pail
Mall, Carlton a, nd Tareyton,
SALTS AND pllorr~l Last
year Brown & W~liamson
total doenestlc sales of $2.4
bi(lio~. B,A.T. cloes not break
ou~ operating profit informa-
lion for its United States
operations: worldwide, Brown
& Willlamson had a trading
profit of $385 mi{lion
~ast year.
PARENT COMPANY BAT.
fnduslries P.L.C. is a London-
based inlernatlonal manage.
meat company with interests
i~ toba, cco and financial ser-
vices. It reporte¢11993 sales
of $33,42 billion, its 1993 pre-
tax ~rofit was $2.7 billion
P, ALEIGH i
preach, as the minutes show: *'He thought we
should adopt the altitude that the causal link
between lmoktnl and tung cancer was prey.
an. because then at least we could not be any
worse off."
That, said BatCO'S ~aiTm~n, ~r. ~cCor-
sick, would raise a problem. If the company
m~kes safer brlnd~, he asked, "how to
fy eontlnulng ~e ~le of o~er brands?"
'Dlffl~ll ~bllc Relations'
He said: "It ~uld ~ ~dmlttinl that ~omo
of Its pr~uct$ tlRcdy on the mirket
~ harmful. ~i~ w~ld ¢~ate.¢ YeW d~f~ult
~bH¢ relati~s situation"
letted ~e ~mpany "~id I( le~¢[ nd~ the
attitude ~ it ~ we~ ~b~t~n~ In
smoke which we felt miiht ~aalbl~ ~
c=] Io health, IL w~ld ~. a I~d
remo~ them, ~nd although the~e ~u]d ~ no
p~of thlt we had Ichteved In.bin8 f~m the
~alth angle we ~uld be ma~nl a positive
approach ~nd, If ~thlni else, ~
the quailly ol the p~uct."
But what w~ld ~ch • ctimRtte taste lt~e,
Mr. ~cCormlck said, How did t~y p~ose
to sell ~ ~ p~uct. "~vini ~ken evew-
thing ~t that could ~ Rot out?'*
~e discussion ~ moved ~ ~o thrOne-
tits of nicotine as a "~arkable, beneficent
d~l that ~th helps the ~dy to resist exter•
nat stress and llso can as a ~sult show a
pronnunced Iranqu~]}zin~ effect." Is Dr.
put it, *'NicOtine is not only a YeW fine druB,
but ~he techniques Of 8dmlntsLration hy
Smnkini has ¢~sider~blo psycholoslcai td-
In the tg70's, the documents show, th(~uv.h
company executives were skeptical, their
researchers pursued the goal of making a
safer cigarette. In addition, because the re."
searchers had [ound nicotine reduced atress,
they were convinced that they could show
that nicotine was beneficial, ~lthough addle.
t~ve. ~ey were aJso optimistic thaL they'
could eliminate the ha~rdous compon~lS of
smoking.
In ~o 19~'e and ~970's they would create" ~
~w ~bstnn¢el to ~se ~s filters, new chemi.
cals to ~ add~ to cIBa~ttes to e~nc~l the
effe~s of others, t~d even • whole ne~ kind
of cigaRt~e ~8t ~s~d mostly nl~tlne and
lir with Just ~ ~ch 0f tobacco. ~ey ~-
lt~ thl¢ t~y ~uid defer[ the ~81th prob-
kms of tobacco. And it they war right, (he
lucces~ of r~ea~h w~ld mesa ~at they
~ld never ~ed to speak publicly of the
years when the hazards -- bu~ not the solu.
tl~s -- had ~en ~ apparenL
NEXT: Looking for a sorer way to smulze.
