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Primary Bronchiogenic Carcinoma
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- Clinics, Vol. 111, No. 5
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- Budd Larner (CAW)
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- Ochsner, Alton
- Dixon, J. Leonard
- DeBakey, Michael
- Dixon, J. Leonard
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PRIMARY BRONCHIOGENIC CARCINOMA
An Analysis cf 190 Cases, 58 of Which Wer~
Successfully Treated by Pneumonectomy,
with a Review ~f the Literature
INCIDENCE "
pKIMAKY bronchiogenic carcinoma has become one of the
most frequent malignant neoplasia encountered in humans.
Whereas it has been su~ested that the increase in the incidence
of these neoplasia js relative and not absolute, it is our conviction
fl~at bronchiogenic malignancies have increased and are actually
increasing in frequency. On the other hand, there is undoubtedly
also a relative increase as well, because the condition is now more
frequenfly.smpected and its existence recognized and proved.
Unquestionably, before the frequency .of primary bronchiogenic
carcinoma was appreciated, there were many cases which were
diagnosed as pulmonary abscess, unresolved paeumonia," and
many other conditions. As late as 1912, Adler stated,
"On one point, however, there is nearly, complete con-
sensus of opinion and that is that primary malignant neo-
plasms of the lung are among the rarest form of disease."
At the present time it is well known that bronchiogenic carci-
noma is extremely comnmn and is probably second in frequency
to gastric maligTtancies. This is evidenced by ot~'r own exparience
and by the experience of Brines and Kenning and Koletsky.
That these fig-ures show the true status is e~idenced by the fact
that the statistics are based on ~Utopsy e~tminati0ns and not
upon clinical di%~nosis. According. to Johnson and Keinha~ the
inddence of prima~ bronchiogenic carcingma as determined at
autopsy increased from 0.54% in the period from 19~2 to I9~7
" From the Department of Surgery, Sdaool of Medicine, Tulane Vni~er~b/o anti
the Oeb~er Clinic. New Oread,
1187
.. . .- • ". .... _

OCHSNER, DIXON, AND DEBAKEY ei
to 0.92% in the period from 1937 to 1942. In the Charity
pital at New Orleans the incidence of primary
carcinoma in 1931 was 0.47% and that of gastric
2.3%," whereas in 1938 these respective incidences were
1.9% (Fig. 1).
In this institution the incidence of bronchiogenic
as determined at autopsy increased five times in seven
Seyfarth ~und increases in the incidence of pulmonary
to all carcinomas from 5.05% during 1900 to 1906 to 8.75c
ing 1919 to 1923. During the first half of 1942 there was an
crease of. 15.5%. Dorn found that between 1914 and 1930 the~
death rote from cancer of the bronchus in the United States im
Geased 3.7 times as contrasted with an increase of only 20%..fo~
all forms of cancer combined. He also found that the death rate
[or cancer.
ing treated
{urther est
United St
,ut 13,000
ichus. Appro.',
time each yea
deaths
of the respira
cardnoma of
million as co~
that bronchic
and that this
the stomach
of bronchiog
doubled and
a primary b:
ddence of (
Wegelin ob~,
chiogenic ca
cases studie~
the number
was as follc
from 1910
1924, 4.8; ff
i-: 1935 to 19
Weller fou:
c~rcinomz c
incidence iz
in 450 case:
At the ~
case~ the!
period .191
1900 tO 19
genic carc
1914 the i

BRONCHIOGENIC CAKCINOMA
~, 1941,
Imonary
ght-year
30 the
tes in-
,% for.~
rate
1930
emales
ent :
for cancer. Five of the females and 15 of the males are be-
ing treated for cancer of the lung."
He further estimates that between 450,000 and 500,000 people in
7the United States are under medical care. for cancer, of which
about 13,000 are being treated for primary cancer of the bron-
claus. Approximately 8,000 new cases of pr.imary bronchiogenic
carcinoma are diag-nosed and receive medical care for the first
time each year. Harnett found that whereas the total number of
cancer deaths in the British Empire had increased 22%, cancer
of the respiratory tract had increased 120%; and the deaths from
carcinoma of the lung in males from 1921 to 1930 was 21.1 per
million as contrasted with 100.9 per million in 1937. Jaff6 states
that bronchiogenic carcinoma represents 11.47% of all carcinomas
and that this lesion is second in fr .eftuency onIy to carcLrmma of
the stomach and the intestines. According to Dick, the incidence
of bronchiogenic carcinoma in the Glasgow Royal Infirmary has
doubled and [or the years 1934 to 1938 in 3.98% of all autopsies
a primary bronchiogenic carcinoma was found, an admission in-
cidence of 0.101 of bronchiogenic carcinoma to all admissions.
Wegelin observed a progressive increase in the incidence of bron-
chiogenic carcinoma as determined at autopsy. In a series of lit
cases studied at the Bern Pathologic Institute, it was found that
the number of bronchiogenic carcinomas in each. 1,000 autopsies
was as follows: from 1900 to 1904, .9.5; from 1905 to 1909, 1.8;
from 1910 to 1914, 1.6; fi:om 1915 to 1919, 7.5; from 19E0 to
1924, 4.8; from 1925 to 19.99, 7.8; from I930 to I934, If2; from
1935 to 1939, 142. At the University of Michigan Hospiuil,
Weller found that .in. the first 1,000 autopsies the incidence of
carcinoma of the bronchus',to all autopsies was. 0.1% and that this
incidence increased to 0.5% in the second thousand, and to 0.8%
in 450 cases of the third thousand.
At the University of Leipzig, Assmann found that in autopsy
cases the incidence of bronchiogenic malignanci.'es during the
period 1919 to 1922-was double the inddemce during the p~,'od
1900 to 1906. Hoffanan observed that the inddence of bronchio-
genic carcinoma among all deaths has increased. Whereas in
1914 the incidence was 0.6% 100,000 p0pi~lation, in 1924 it had
increased to 1.6% and in 1928 to I~9%. According to Fdenczy-

OCHSNER, DIXON, AND DEBAKEY
and Matolcsy, the incidence of bronchiogenic carcinoma
creased from 0.54% in 1896 to 10.3% in 1925. Fischer
in Germany an incidence of bronchiogenic carcinoma
creased from one and one-half to three times. According
leb and Ang-rist, the incidence of bronchiogenic
carcinomas as determined at autopsy is 14.71%, and the
of bronchiogenic carcinomas to all autopsies is 2.41%.
Staderman found that of the fatal cases that came to auto
incidence of bronchiogenic carcinoma to all cancers was
as contrasted with a similar incidence of cancer of the
- 21.8% and of cancer of the stomach of 14.1%.
At the Wisconsin General Hospital, according to
5.9% of deaths from neoplasms coming to autopsy have a
chiogenic carcinoma. ~ccording to Olin and Elliott the
of-primary bronchiogenic carcinoma to all malignancies as
mined clinically was 4.7%. Perrone and Levimon state that
of all carcinomas coming to necyopsy are bronchiogenic. .~,
Steiner, in a series of collected cases, found that primary
chiogenic carcinoma occurred in 0.99% of 93,560 autopsies
formed throughout the United States, representing 9.47%
ca~;cinomas. He found that at the University of Chicago
genic carcinoma was third in f:requenc3" of all carcinomas as
mined at autopsy. Holzer'found that the incidence of
genic carcinoma as determined at autopsy has increased.
1895 to 1904 the ratio of bronchiogenic carcinoma was 0.07
with an incidence of ~.04% of all carcinomas. From 1905 to
these respective incidences increased to 0.19% and 2".36%,
from 1915 to 1924 to 0.47 and 6.69%. Olson, in reporting
.cases of carcinoma cff the bronchus from the Boston City
' pital, found that the incidence of these lesions to all
~ increased annually from 7.5% in 1929 to 19.1% in 19.34.
larly, Matz found that the incidence of bronchiogenic c~rcinoma
-~--- toall carcinomas as determined at autopsy in the Veterans'
-~r~u Hospital ~as 6.4% for the years 1927 to 1931, 15.8%.for
,years-1932 to .1937, and 23.'~% during th'e year. 1937., L6izaga
-. : : ported an.incldence of 5.18% of carcinoma of the bronchus
all' carcinomas in .the autopsies at the:'Institute of
Anatomy of the Faculty of Ciendes Medicu~ of Buenos

BRONCHIOGENIC CARCINOMA
the period 1898 to 1917 and an incidence of 1.4.6% during the
od from 1918 to 1937. He also found that the incidence of
carcinoma to all carcinomas in autopsy series at
Francisco Janvier Hospital was 29.62% during the period
to 1931 and 4225,% from 1932 to 1937. The relatively
Lter increase in the incidence of bronchiogenic carcinoma is
nsrrated by Rasahn's collected cases. Whereas the incidence
all carcinomas as determined at autopsy increased from 10.27%
period 1910 to I919 to 12% in the period 1920 to 1928, the
of bronchiogenic carcinoma to all autopsies increased
~rom 0.44% to 0.89% in these respective periods. Similar result~
,,ere obtained in the Dresden City, Hospital. Reinhaxd reported
of autopsy studies in the period from 1852 to 1856 ix~ which
the incidence of bronchiogenic carcinoma to all autopsies Was
.0.05~, and to all carcinomas x~a.s 0.92%. Wolf reporting from the
mine institution found an incidence of bronchiogenic malig-
nancy to all autopsies was 0.35%, and Ran found that from 1909
t6 1914 the incidence of the bronchiogenic lesions to all card-
noma was 2.72% knd from 1914 to 1919 was 4.66%. Thus, the
incidence of bronchiogenic carizinoma in the same institution as
determined at autopsy increased five fold during a 67-year period.
We previously showed that from a review of the mortality sta-
tistics of all persons dying in the United States of bronchiogenic
raalignancies there was not only an actual increase in the number
of deaths from this cause but also an annual increase in the death
rate per hundred thousand population. We found that bronchio-
genic carcinoma is increasiflg more than other malignancies.
Whereas in the period from 1920 to 1936, inclusive, the incidences
of carcinoma of the stomach, duodenum, liver, g-allbladder,
uterus, and skin showed little or no increase, the incidence of
cardnoma of the Imag showed a progressive rise." .
Of 234,490 admissions m the Chari~y Hospital in New Or-
leans from the tint of Janrary 1940 to the first of August 1944, --
bronchioge~|c carcinoma was diagno~, d 175 times, 154 Of which
Were histologic~IIy prov~ed and 21 of which were diagnosed clini- .--
cally and by x-my (Fig. 2)- : ...... : ':-.--- - --:" : " ....... ,
Sex..~Broncl~_iogenic carcinoma occur~ pred~minantIy in males " ...
and alth0ugh~the~r~Iative ~cidence.. in females has incr ,ea# re-_ .-_ _
....~i.-.~.ii_ -~-. . - " Hgl .... ':i~f:)-:
........ " - " "-. ~.-~

OCHSNER, DIXON, AND DEBAKEY
cently, it can be stated that there is a definite sex
malignant disease of the bronchus in males. In a previous
we found that in a series of 8,575 collected cases in which
was stated, there were 6,769 males (78.9%) and 1,806
(21%). Thus it is seen that approximately 3 out of every
nomas of the lung affect the male. As it has been
the ~eater incidence of carcinoma of the bronchus in men
past has been due to a ~eater prevalence of smoking
sex (Ferrari), there will tend to be an equalization
sexes because of the increased smoking among women. A~
cated previously, however, the incidence will probably
so ~eat in women as in men because there probably is a
predisposition in the male sex. It has been su~ested by
that the cases which occlar in women might be due to
change occurring on the basis of an adenoma, as adenomas
in about equal frequency in both sexes. In Adler's series,
mately 70% of the bronchiogenic.carcinomas occurred in
W~elin, however, in his series of bronchiogenic mali
96 occurring in males and 21 in females, a relationship
tol.
Farberov found that of 150 case~ studied at the
State Roentgen Radium Oncologic Institute at Karkov, 121
in males and 9 in females. According to Harnett, in a
1,065 cases of bronchiogenic carcinoma there were 871 in
and 192 in females, a ratio of 4.5 to 1. In t90 cases of
genic carcinomas which we have observed 166 (87.4%)
and 24 (12.6%) were women (Fig. 3). In 58 cases in which
have done a pneumonectomy for bronchiogenic carcinoma~,:~
(8I%) were in men and 14" (18.9%) in women (Fig. 4).
- ~lge Incidence.. Primary bronchiogenic carcinoma with-
~exceptions occlaxs in older persons. Brunn. found that
576 cases occurred between the ages of forty and sixty
Weller found the greatest incidence in the sixth and.
a~e~. In Olson's series, 73.8% occurred in the
seventh decades..F'tscher, in a series of 1,888 collected cases,
~that one-third of the tumors occurred in the fifth
third after the ag~ of sixty~ and only 13% under the
--There were four tumors in children under
$
repo
in a
b,
aca
age. A
less
we
itirst decat
:fourth de~
d
~ have studi
lade 2
fifth decao
~5 (_98.0%
s).
seventy
8~; the yo~
ectomy pe
$e
seventh de
cent were i
nineteen
o~ patients.
i the age
There
ge~ted to
igeni~ catch

BRONCHIOGENIC C.,-~RCINOMA
ere
hich
of collected cases, found the most frequent occurrence be-
the ages of fifty and seventy years. Simons, in a collected
of over 5,000 cases, found that over four-fifths of the cases
between the ages of forty and seventy. The youngest
reported was by iMcAldowie. He described a cancer of the
in a child five and one-half months old. The lesion was not
by biopsy but was demonstrated at autopsy. Beardsley te-
a case which was histologically proved and in which the first
nodule was noted at the age of ten months. Weill-Hall4
a primary bronchiogenic carcinoma in a child one year
age. A number of cases have been reported occurring in pa-
:tients less than I0 years of age (Gould; Lereboullet et al.; L6izaga;
Field and Quilliam). In a series of 4,307 collected cases
we previously reported, the following results were found:
decade, 0.16%; second decade, 0.7%; third decade. 2.9%;
fourth decade, 10.7%; fifth decade, 25.4%; sixth decade, 34.1%;
seventh decade, 20%; eighth decade, 5.4%; and ninth decade,
.0.58%. In the 190 cases of bronchiogenic carcinoma which we
• have studied the following age incidences were found: second dec-
2 (1.1%); -,hird decade 2 (1.1%); fourth decade 12 (6.3%);
fifth decade 44 (23.2%); sixth decade 64 (33.4%); seventh decade
55 (28_9%); eighth decade 10 (5.3%); ninth decade 1 (0.5%) (Fig.
5). Eighty-five per cent occurred between the ages ,of forty and
seventy years. The average age ~-as 54. The oldest patient was
83; the youngest was 19 years of age. In our 58 cases of pneumon-
ectomy performed for ,bronchiogenic carkinoma, the ages were as
follows: second decade 2 (3.4%); third decade 2 (3.4%); fourth
decade 5 (8.6%); fifth decade 14 (24.1%); sixth decade 24 (41.4%); ~.
seventh decade 10 (17.2%); eighth decade 1 (1.7%). Sixty-five per
cent were in the fifth and sixth decades. The youngest patient was
nineteen ariZ._the eldest, seventy-two (Fig. 6). It is obvious the age
- of patients subjected to pneumonectomy is somewhat lower than
the age of all patients with bronchiogenic carcinoma (Fig. 7). __.
-- ETIdLO~Y - " "
=~ There have been many-explanations which have beqm sag-
gested to account for the increase in the incidence o[ bronchio-
genic carcinoma. Wintemi~ Wkson,and McNamara; because Of

OCHSNER, DIXON, AND DEBAKEY ~'
anaplasia of the bronchial mucosa in persons dying
enza, suggested that this change might be a precancerous
and that as a result of the changes occurring in persons
from influenza in the epidemic o[ 1918 an increase in
dence of bronchiOgenic carcinoma may be accounted for.
lar suggestion was made by Askanazy, who [ound in 38 o|.

BRONCHIOGENIC CARCINOMA
ent~ dying o[ influenza "the normal columnar epithelium of the
is replaced by stratified squamous epithelium or that
occurred a metaplasia (protoplasia) of the bronchial mu-
Similarly, others .(Barton, Berblinger, l.~schke, Mittasch,
~Mo~e, Schmidtmann, Teutschlaender) have suggested a possible
p between the influenza epidemic in 1918 and the in-
Fr~. ~
Fro. 5--Grai~hic representation of age inddence according t¢~ decades in
Fro. e~Graphi¢ repress/ration of age iaciaen~e~ accSrd!ng to a~a= -

OCHSNER, DIXON, AND D~.BAKEy ~
crease in bronchiogenic carcinoma. Bauer and M(
the first to report cases of bronchiogenic carcinoma
fluenza. Berblinger and more recendy Oberndorfer
that influenza i~ among the principal causes of ~mcer of
On the other hand, Fried, in a series of 47 cases
carcinoma observed since 1918, had only one in which
a history of influenza. He stated the belief that
little if any role in causing pulmonary carcinoma. Kiku~
the!
thes,
don
freq~
opin
for
of th
our
~cto~
worl
mali:
theli
,ot~ ~
fro=
bro~
geni,
Usp,
chio

at
BRONCHIOGENIC CARCINOMA
the incidences being 40% and 25%, respectively. This
suggest that metaplasia of the bronchial mucosa following
[uenza is no Factor in the increased incidence of carcinoma.
139 autopsies studied by Simpson in patients with pulmonary
only 5 of the patients had influenza preceding the lung
Hueper is also of the opinion that there is no significant
p betnceen influenza'and bronchiogenic carcinoma.
An apparently plausible theory concerning the cause o£ bron-
carcinoma is inhalation of irritating +oases such as
ha~t gas of combustion motors and gases emanating Prom tarred
roads. Kawahata observed 21 cases of carcinoma of the lung in
years among workmen employed in an illuminating g-as gen-
erator and consequently exposed to dust and hot gases containing
tar. Hampeln stated the belief that there is a definite relation to
the increased production of smoke and dust in large cities in that
these substances by constant inhalation produce a chronic irrita-
tion of the bronchial and pulmonary epittxelium, increasing the
f-requency o[ caxcinoma of the lung. Staehelin also stated the
opinion that the inhalation of dust containing chemical sub-
stances which possess a specific carcinogenic agent is responsible
for pulmonary carcinoma. An increased incidence .of.carcinoma
of the lung among open air workers exposed to road dusts was ob-
served by Kermaway and Kennaway. This is not substantiated by
our experience because in our 58 patients subjected to pneumon-
ectomy, 32 (55.2%) had indoor occupations and 26 (44.8%)
worked out of doors .(Fig. 8). Whereas it is possible to produce
malignant lesions experimen,tally by the application of tar to epi-
thelial sure;aces, it is difl~cult~to ima~ne how either the inhalation .
0f exhaust gases of combustion motors or the inhalation of gases
from tarred roads can account for the increased incidence of
bronchiog~.nic malignancies. Campbell demonstrated experimen-
tally that exposure ot~ mice-to exhaust gases Prom combustion
en~-:4nes had little effect on the incidence of primary brdnchio-
genic carcinoma when compared with the controls. Davydofl~ and
Uspensky observed a definite increase in the incidence of bron-
chiogenic_.carcinoma in Russia in the-past ten years, although
therewer~ few_.a, utomobiles and practically.no tar/ed roads in that
country.:~ Similar observations have been made by Boyd in~ Can-.

OCHSNER, DIXON, AND D~BAKEY
ada and by Husted and Biilmann in Denmark.
Holmes state that the increased incidence of
noma be~n in Great Britain before roads were tarred.
and Franke state that the incidence of bronchiogenic
increasing in the city, of Ri~, even though there is no
the tarring of roads or in the number of automobiles.
cIusions are drawn by Lehmann and Probst, who believe
inhalation of gases fi-om tarred roads has little to do with
creased incidence of bronchiogenic carcinoma. .~
FI~ 8--Graphic representation of o~:upation in authors'
• 58 pneumonectomies. _
We have repeatedly emphasized the probable relationship
tween smoking and the increased incidence of bronchiogenic
cinoma. The chronic irritation resulting from the
"- ~ , cigarette smoke over long periods of time is well known and
chronic,bronchitis in smokers is so common that their cougtt~
consid~ed inconsequential and o[ no significance. Whereas
longed chronic irritation o[th~, bronctiial mucosaas a .
, :inhalation of smoke can in itself be a'factor in the-
.. neoplastic disease just as any prolonged and continued
.. can produce such a lesion, it is probabld ttmt smoking, ex. _e~.
_= ;..- . .additional and more"active, influence. than ~ .....
:ii i:::-) alone, . ,¢_-x_ perimentalIy.. : it_ has .beeri~ demoustrated

hip
~ic
don .~
don ~
BRONCHIOGENIC CARCINOMA
a carcinogenic effect (Wacker and Schminke, Leitch, Phil-
Lickint, Roffo, Lu-Fu-hua, Morpurgo, and Boehncke).
is some contr6versy concerning which component of to-
is responsible for the epithelial proliferation and the"
effect. In addition to nicotine, there are other sub-
in tobacco, such as pyridine bases, phenolic bodies, am-
and certain hygroscopic agents, which are irritants. Stoe-
• and ~Vacker produced epithelial proliferation in animals with
Hamilton stated that pyridine •produces lesions on the
skin similar to those observed in patients handling tarry sub-
i~nces. McNally states that in addition to nicotine the tarry
material separated from tobacco smoke has a significant irritating
He demonstrated that from 6.5 to 11.5% o[ this residue
could be absorbed or retained in the body. Hygroscopic agents
which are added to cig-arette tobacco for the purpose o[ assuring
satisfactory moisture content are usually irritating. Glycerin
and diethylene glycol are commonly used. Of ~eat ~igTdficance
are the investigations of Roffo, who demonstrated that tobacco
does exert a carcinogenic effect and that the c~rcinogenic effect
of tobacco tar varies considerably with different types o[ tobacco.
He found that tar obtained from. black Kentucky' tobacco.when
applied to the skin o[ rabbit~ produced epithelial tumors- as read-
ily as coal tar. In both a tumor developed in 100%. On the basis
o~ his clinical observations on 78,000 patients treated at the Uni-
versity Institute for Experimental Medicine and for the Study
of the Treatment of Cancer in Buenos Aires, Roffo cond'udes
that tobacco is the most i~i..'portant factor in determining the
localization of cancer. Hoffanan on the b~sis of his statistical
analyses of the incidence of cancer states,
"Stnoking habits unquestionably increase the Iiabili~ to
cancer of the mouth, the throat, the esoph%mas, the larynx,
and the lung. The_ change in the cancer death rate dur-
ing recent years has not, however, been at all dispropor-
tionate to the enormous increase in-.the dgarette smoking - ~.:
habit which has replaced the older method of smoking, ~
unquestionably more injurious than Smoking of dgars.--
.. The in~reas~ o~ .caiacer.3f the lung observed in this and. "
tent directly traceable .to the commdn/practiceo[ cigarette:-5~

OCHSNER, DIXON, AND-DEBAKEy
smoking and inhalation of cigarette smoke. The
factors unquestionably increase the danger of cancer
velopm.ent."
As early as 1923 Fahr stated that he believed the "
bronchiogenic carcinoma was due to the increased inci
cigarette smoking. Lickint also believes that digarette
is an etiologic factor in the production of bronchiogenic
noma and that many case~ can be prevented by the
h-ore smoking, particularly in patients belonging to
known to have a high incidence of cancer. Harnett found
in a g-roup of 69 men with bronchiogenic carcinoma,
were non-smokers, 26.1% were moderate smokers, 40.,5%
excessive smokers; and in 29% it was not stated whether
smoked or not. Anderson quotes Kramer as stating that a 5
cigar yields 200 rag. of tobacco tar, whereas an eight-hour
behind an automobile resulted in the collection of only I ~
of a similar tar. M~Nally found that the tarry residue in
cigarettes varies h:om 4.84% to 15.29% with an average of
Recently Black suggested that commercial lead may be
inciting factor "in bronchiogenic carcinoma and that the lead
tobacco may bE the [actor, in the causation of the lesion in
ers. Wallace and Ja "ckson surest that the small amount
in tobacco may be responsible for the carcinogenic effect
bronchial mucosa. In an attempt to determine the causal
donship between inhalation of-exhaust gases, cigarette
and bronchiogenic carcinoma we ga'aphed the incidence of
bronchial lesion aga.inst the sale of cigarettes and the sale
automobile tags in the United States (Fig. 9). As seen by
g'raph there was no parallelism between the sale of automobile-
licenses and the incidence of bron..chiogenlc carcinom,'~ but
is a distinct parallelism between the sale of cigaxettes and the
• incidence, of the bronchial lesions, . .,: . -
Barnard compares the development of_ bronchiogeni~
noma with the development of. basal cell garcinomd of the Skin
and believes that chronic irritation ofthe bronchiis the/esult of-
repeated infection and other inqtations which are [actors in stimu-
_ gating, the fftowth of cardr/oma~.. He mainl~ tha~-bronchial. "
mucosais a tissue in which carcinoma.is likely "

BRONCHIOGENIC CARCINOMA
and Dible on the basis of the silica content and the histologic
of pneumonoconiosis in 70 patients with and 50 without
carcinoma concluded that silicosis plays an impor-
etiologic role. Klotz reported that of 50 patients with sill-
coming tO autopsy 8% had bronchiogenic carcinoma whereas
iin 4,500 neeropsies in which there was no silicosis, only 1.18%
ishowed bronchiogenic carcinoma. Dick found that in a series of
1131 casesof bronchiogenic carcinoma, in 44 there was evidence
of silicotic nodules, whereas in 11 others there was fibrosis ~ith
suggestive silicosis although no "~ao~Iules could be demonstrated.
According to Hamett, silicosis :plays a definite etiologic role in
bronchiogenic carcinoma. He found that metal gTinders were
• likely to develop.fibrosis of the lung from silica dust and that they
developed bronchiogenic cardn0ma two and one-fourth times
more frequently than other individualL - ,--
Other- specific and non:Specific pulmonary /rffecdons have
been suggested as responsible etiologic factors in the production-
of bronchiogenic carcinoma. Of these, tuberculosis is probably
the most trequ_emly mentioned. According to ~.wing, the tubercle
badllns, becatis~, it is an-irritating agent, is one of the most f re-
- 1201

OCHSNER, DIXON, AND DEBAKEY
quent etiologic factors in bronchiogenic carcinoma. Bah'on
.Cherry suggest that tuberculosis plays an etiologic role in the
duction of these neoplasia. Of 31 patients reported by
had tuberculosis. Fried reported 13 cases in which
and bronchiogenic carcinoma coexisted. On the other
Rokitansky long ago emphasized the rare occurrence of
losis and cancer in the same person at necropsy..These
dons were subsequendy made by others (Albrecht;
Kramer; L6izag~a and Vivoli; L~abarsch, and Reinhardt).
and Monserrat report that whereas the incidence of F
tuberculosis is high in the Philippines, bronchiogenic "
is encountered in£requendy. In a series of 24~ cases of
genic c~rcinoma, Kikuth found only 22 with tuberculosis.
comparison of 886 persons with active tuberculosis and a
~oup without tuberculous involvement, Pearl found the
dence of malig~aant tumors in.. the former to be 1.2% and in
latter, 9.3~o. He concludes that the rarity of the two lesions
the same person "is apparently due to a significant
tween the two patholo~c phenomena which disappears when
if the tuberculous process retrogres~ or heals, particularly by
fibrotic route.'" Similar Observations have been made by Carlson
and Bell. L6izaga and Vivoli found only one cas~ of
of the lung in 2,400 autopsies on tuberculous patients.
Simpson and Ziemssen have suggested that syphilis may
an etiolo~c factor. Letulle observed evidence of syphilis in
11 cases of bronchiogenic carcinoma. The coexistence of
and bronchiogenic carcinoma has been observed by Bonnamour,
Brouardel, Martin and Colmt, Popper, Rouslacroix and
There is, however, not su~icient evidence to suggest that syphi~
is a factor in the production of bronchiogenic carcinoma.
Non.sl~ecific,-chronic inflammato~ lesions of the bronchi
been suggested as possible etiologic factors. Frommel found
chronic bronchitis, bronchiectasis, and emphysema were
in ~9 of 41-cases of bronchiogenic ~-cinoma. Klotz observed
case in which a malignancy developed in a bronchiectatic
in a patient who had suffered from bronchiectasis for fifteer~,
Simpson, L~scke, Fried a~id Hunt:have observed the .... _
of chronic lesi0 in
ci~
br~
br
b~
p1
p1
s~
pl
6'.
d,
r~
a
t,
t
I
t

)If,
,nch
In
BRONCHIOGENIC CARCINOMA
cinoma. Relatively recently Stewart and Allison reported a case
in which a microscopic focus of oat cell carcinoma was found in a
bronchiectatic cavity of a pulmonary lobe which was removed for
bronchiectasis. Blake reports an inoperable case of bronchiogenic
carcinoma which developed at the site of a retained metallic for-
eig-n body which had been aspirated 6 years previously. It has
been suggested by Bonner, Goltz, and Siegmund that the meta-
plastic changes consequent to the injury of the ePithelium in
these chronic inflammatory lesions are responsible for the neo-
plastic change.
It has long been known that the inhalation of radioactive sub-
stances is responsible for the development of bronchiogenic neo-
plasia. This is demonstrated conclusively by a high incidence of
carcinoma among the workers in the Schneeberg mines, first em-
phasized by Anastein. Rostosk], Saupe, and SchmorI found that
62% of workers in the Schneeberg mines who were followed until
death died of primary bronchiogenic carcinoma. A more recent
report of studies on the Schneeberg miners conducted by the gov-
ernment committee for the prevention of cancer states that these
mali~nant tumors are considered to be due to radioactive emana-
tions. D6hnert kept 48 mice in the Schneeberg mines ~or" periods
rang-ing from two hundred to three hundred and seventy days,
and of 26 submitted to microscopic examination, 7 were found
to have neoplasms, 2 of which were in the lung. He concluded
that these tumors were caused by the radium contained in the air.
In addition to being radioactive, the dust contains a high con-
tent of arsenic and cobalt (Schmorl and Uhlig).
Similar observatiohs were, made by Pirchan and Sikl, who stud-
ied the pitdablende mines bf Joachimsthal, which is across, the
mountains ~om Schneeberg. The latter authors found that ra-
dium emanation in the air of J~ichymo.v pits is as high as 50 mach6
units. Peller-fotmd that during the years 1929 to. 19~8, 89 Joa-
chimsthal miners ch-ed, 6 of whom were ekamined postmortem.
Of these, 47 (52.8%) died of cancer, 42. of whom had primary
br~nchiogeni.c carcinoma,. Peller is of the opinion that. the high
incidence of bronchioger~ic carcinoma among these-miners is due
to the radi_'oactive factor in the mines: Although the presertcd of
dust alone~migl_a_t be responsible for the development of bronchio-

OCHSNER, DIxoN, AND DEBAKEY
genic carcinoma, the investigative work of Willis and
would tend to disprove this, as would the fact that bronchi.
carcinoma is not as ~equently found in other miners who.
pneumonoconiosis as do those in the Schneeberg mines.
and Brutsaert were able to produce tumor-like structures
lun~ of guinea pigs exposed to silica dust, but there was
dence of carcinoma developing. ~
Trauma has been blamed for the development of
genic carcinoma but ~ually plays little or no role since
the pulmonary lesion existed before the trauma was
Isolated instances have been reported in which trauma
ably played a role in thd development of the bronchiogenic
(Aufrecht; Georgi; Gomez; Hand:ford; Hedinger;
Luckow, Sch6ppler; Scott and Forman; and ~Vells and
PATHOLOGY
Carcinoma involving the lung is almost entirely a
the bronchi, although rarely it may begin in the alveolL
right side is involved more frequently than the left. In a
of .4,732 cas~ which we previously collected from the
there were 2,761 (58.3%) tumors involvihg the right lung
1,97I (41.6%) involving the le~t lung. In Fischer's series of
cases of pulmonary carcinoma the right lung was involved in 53'
the left in 45% and in 2% the lesion was bilateral. In the
cases which Fischer reported ixt which the location was
according to the bronchus involved, the findings were as
right main stem bronchus, 142; left main stem bronchus, II
bronchus of the right upper lobe, 148; bronchus of the left
lobe~ 130; bronchus of the right lower lobe, 120; bronchus of
left lower lobe,. 105; bronchus of the right middle lobe, 15.
In the 190 cases which we have observed, .the right lung
involved in.98 (51.6%); the left lung in 87 (45.8%), and in:-i
(2.6%) both lungs were involved (Fig. I0).. Ix~ the 58 cases
which we have done-a pneumonect0my [or p,rimar~
genic carcinoma, the right lung was involved in 34 (58.5%)
the left lung in 24(41.4%) (Fig. 11). The involvement
lobes 2
lobe
lower
in the
neopla~
high to us
Knox's
high, heir
'were o~
dJJ~se,
80% o~ b:
near the
the perip
bronchi~
~-' Most
hye of"
mors axis
with its

BRONCHIOGENIC CARCINOMA
~be 2 (3A%), right lower lobe 14 (24.1%), right upper and mid-
lobes 2 (3.4%), right middle and lower lobes 2 (3.4%), left
lobe 13 (17.2%), left lower lobe 7 (12.1%), and le[t upper
lower lobes 4 (8.9%). Most bronchiogenic neoplasms are lo-
ated in the region of the hilum. According to Boyd, 90% of
these neoplasms are in this area. This incidence seems somewhat
high to us since in our series it is not quite so high. In Frissel and
Knox's series the incidence o[ hil~ carcinoma also was not so
high. being only 49.7%;. 17.8% involved the parenchyma and
were of/.he nodular variety; 6.5% were peripheral; 23.9% were
disuse, and 2.1% were bilateralm'.fliary. According to Edwards,
80% o[ bronchiogenic carcinomas 6¢cur in the larger brondfi or
near the origin o[ the secondar~ bronchi and only 20% occur in-
the peripheral bronchioles. According to Betts~ in 62 cases of
bronchiogenic carcinoma, 46 were located in the re,on o[ the.
hilum and 16 peripherally,
Most bronchio.genic carcinbmas probably be~--, in the basal
layer o[ the bronchial mucosa. According to Bamard, these tu-
mors arise most f~equenfly at @e junction o£ the bronchial branch
~th its parent stem and that early in the growth of the lesion the
~ ~ 1205 " " "

OCHSNER., DIXON, AND DEBAKEY
mucosa overlying the neoplasm is intact, but shows
color, particularly that of a whitish ~ay or whitish pink.
have been many classifications of bronchiogenic
gested and the one most frequently described has been
ferentiation between squamous cell carcinoma, small
differentiated cell carcinoma (oat cell carcinoma), and
carcinoma. There has been litde uniformity of
cerning this classification, however, and for this reason it
most logical to us that the classification proposed by
the most logical one. This classification is based on the
ment of cells lining the bronchi and. explains adec
histologic structure of all primary" bronchJogenic
Normally the ceils lining the mucous membrane of the
tree represent varying degrees of differentiation an&
don of the ori~al endodermal cells.
"Apparently the undifferentiated, end~lermal ancestor
is capable of developing into ciliated cylindrical
lium, goblet cells, cuboidal cells, arranged into acinar
tubular structures producing a serous or mucous
indifferent cells, lining the ducts of these glands, and
another kind of cuboidaI or low cuboidaI ceils
cilia which line partsof the terminal bronchioles. In
tion to the variety of cells, just enumerated there are,
neath the ciliated cylindrical-and goblet ceils, g
number of bther epithelial cells whk:h, like the basal
in the epidermi~, are lined up along the border toward
tunica propria. They are the cells from which the
layer o.f ciliated cylindrical and goblet cells is replenishecL~-
These cells, which may be called 'reserve ceLts,' are the
ent cells of the ciliated~ cylindrical, and goblet cells. In
addition they. naturally also possess the qualitie~ .of
~ ancestor cells in that they may differentiate into any
_ of epithelium that an endoderrfiaI ceilis capable of
i Halpert is of theopinion that it is" from these- reserve cells
bfonchiogenic carcinomas originate by a pi-ocess
liferatiOn:. He, therefore, dassifie~ .brdnchiogenic
r three types depending-apoh the embryo!ogic direction of
• :-..; .~/
tende:
genic c
carcinc
cell car
AIt~
ered b~
to the ff
that
and me
bronchi
dence
Neely,
bronckic
and fxeq
is distan~
fast man
in
by
determi~

BRONCHIOGENIC C--kRCINOMA
1) "reserve cell" carcinoma, (2) cylindric cell carcinoma, and (3)
mous cell carcinoma. According to D'Aunoy, Pearson, and
the "reserve cell" carcinomas consist o[ round, elongated,
polygonal cells ~owing in solid masses and forming no par-
ular structure. Characteristically, they have a palisade arrange-
of the peripheral cells. The cylindric cell carcinomas are
ed of cuboidal or columnar cells [orming tubular or acinar
ures or are mounted on delicate connective tissue stalks in a
7papillary arrangement. The squamous cell carcinomas have a
toward keratinization or pearl formation with central
keratinization. In 135 cases o£ primary bronchiogenic carcinoma
reviewed by Halpert at the Charity Hospital in New Orleans, 74
were squamous cell, 39 (30%) were reserve cells, and 22
(20%) were columnar cell carcinomas. In 56 cases o[ bronchio-
genic carcinoma reported by Menne and .anderson, squamous cell
carcinoma was present in 31, adenocarcinoma in 13, and reserve
cell carcinoma in
Although metastasis fi'om bronchiogenic carcinoma is consid-
ered by many to occur relatively early, this is findoubtedly due
to the Fact that a diag'nosis is not made until late. It is our opinion
that g~nerally bronchiogenic carcinoma ~ows relatively slowly
and metastasizes relatively late. Rogers, found that in 50 cases of
bronchiogenic carcinoma studied at autopsy there were no metas-
tases in 10%, whereas Moise, in 327 cases, found the same inci-
dence, with no metastases..,W~elin observed similar results..
Neely, in a series of 80 cases; found no evidence of metast,xses in
33.8%. Unfortunately, until recently the relative incidence o[
bronchiogenic carcinoma has not been sufficiently appreciated,
and frequently., many times the first manifestation o1~ a carcinoma
is distant metastasis. In 50 autopsy cases studied by Rogers, the
first mani/estation ot~ a bronchiogenic lesion ~as distant metastasis
in 44%, and this same finding was true in 9% o~ 72 cases analTt.~l
by King. In the latter ~oup of cases, the correct diagnosi~ Was.
determin_e_d by biopsy o[ the cervical axillary lymph nodes~in
15%. Lind~.ko~.repo.rted that a correct diagnosis was made bv
• 1207

OCHSNER, DIXON, AND DEBAKEY
biopsy of the supraclavicular lymph nodes in 9 cases and
axillary in 2 of 24 proved cases. Viacava and Pack re:
of 334 fatal cases of bronchiogertic carcinoma seen at
morial Hospital, 11 had an enlarged supraclavicular lyre
as the. only sig'n on admission, 20 others had involvement
nodes on admission, and 11 developed involvement
apy. As we have previously emphasized, the modes of
extension in primary, bronchiogenic carcinoma are as
(1) by direct extension, (2) bronchial or intraluminal,
plantation by aspiration biopsy or by operation, (4)
nous, (5) lymphogenous. Metastases in primary
carcinoma, as malignancies elsewhere, constitute the
portant single prognostic factor.
As might be ima~ned, the most important sites of
involvement are the re~onal bronchial and mediastinal
nodes. In Wegelin's series which were observed at autopsy
were Iymphogenous metastases in 812%, the bronchial
, mediastinal nodes were involved in 93 of 117 cases studied.:
Koletsky's series of 88 cases, these nodes were involved in
Olson observed the regional lymph nodes were involved in
in his series of 67 cases. On the other hand~ Miller and
their analysis of 808 collected cases, found that the re~onal
nodes were involved in only 30%. In a series of 3,047
cases which we previously reported, the regional lymph
were involved in 72_9% (~:ig. 12). This high figure is
Confusing and does not indicate that three-fourths of
genic carcinomas will have lymph node metastasis because in
of these cases the observations were made at autopsy. Next to
regional lymph nodes, the liver is most frequently involved-
808 collected cases reported by Miller and Jones, the liver
involved in 30.7%, Jaff6 found the liver involved in 36% o[
• " cases, Koletsky in 40% of I00 cases, and Frissell and Knox
i: 48.7% of 39 cases. In a previously collected series of 3,047
we founcf metastasis to the liver in 33.3%, Maher and
found the liver involved in 35%: The pleura and,lungs
next most frequent site of metastases..In our collected series,
" volvement of the pleura occurred in 29.8%, and
the l_un~ in 25_~o. -The frequency of involvement bf these
is no
direct inv
the.
rant roles
probably

BRONCHIOGENIC CARCINOMA
~ns is not surprising because their proximity is likely to lead to
direct invasion. In addition to this method of extension, how-
ever, the lymphatic and aerogenous routes probably play impor-
tant roles in conveying the neoplastic cells. The latter route ks
probably insufficiently appreciated.
r

OCHSNER, DIXON, AND DEBAKEY
The method of metastasis, which Letulle and Jaquelin
termed "Metastases a~riennes" and which we have referred
bronchial embolism is probably a more important method
generally considered. Letulle and Jaquelin in 1924 called
tion to this method of dissemination and reported a case in
the primary, lesion was on the right side and in which
occurred on the opposite side. They believed that metasta
volvement resulted from implantation of tumor cells
by the intrabronchial route. Lumsden refers to this as
spread. Koletsky, in a series of I00 ~ases, observed 8 in
aer0genous transmission was present. In Moise's series there
4 cases with this type of extension. This method of ex~ension.~
probably responsible in. many instances for peripheral
ment of the same lung or the opposite lung in those cases in
the primary lesion ori~nates proximally.
The incidence of involvement of distant viscera varies
ing to reported cases and apparendy depends to a ~eat
upon the thoroughness of e_xarninadon at the autopsy table.
M:tler's serie~ of collected cases; the kidneys and bone~ were
in frequency of involvement to the pleura and lung.
servadons were made by Ferenczy and Matolcsy and by
and Jones. On the other hand, D0squ~t and FrisselI and
found the brain and the adi:enals to be the next most fre~
site of metastasis. In our previously collected ser~ex of cases
incidences were as follows: bone, 21.~%; adrenals, 20.3%;
neys, 17.5%,. and brain, 16.5% (Fig. I2). Involvement of
distant viscera undoubtedly represents, in most instances,
togenous spread. The frequency of metastasis to the central
_. ous system is particularly interesting and is additional
- of the h .ematogenous route Of metastasis ha primary
carcinoma. The clinical sig-nificance of this fact has been
" sized b~; Parker and more recently by Craig and his
who state that they routinely obtain roemtgenogram~ of the
• 7~- in all cases in .which a neoplasm o[ the brain i~ suspected2
-- . : The heart and pericardium are involved not infreq.uendy
" undoubtedly. represent a. ~lirect exte~a~ion. In Our previ0usly.
'~ lected ca~es, involvement of these structures
. Involvement 0f the pericardium is certainly mucl~ more
1
C,
•

BRONCHIOGENIC CARCINOMA
than involvement of the heart. In 4 of ou~ pneumonectomy cases
a subtotal pericardectomy was done in order to remove the in-
volved portion of the pericardium. In 2 cases exploration revealed
extension of the tumor from the lung into the wall of the auricle.
Hetastases to numerous other structures have been observed, and
in the collected series which we previously reported the incidences
lon
were as follows: pancreas, 7.3%; peritonetun, 4.8%; gastro-
intestinal tract, 4.3%; skin, 3.6%; spleen, 3.5%; th);roid, 2.3%;
tonsil, 1.8%, and tohgue, I~6% (Fig. 13). Of the more unusual.
areas in which metastases tiave been observed are the nasal sep-
turn, the tip of the nose, the urinary bladder, the eye, the gall-
bladder, the ovary, the uterus, the testicle, the prostate, the
seminal vesicle, and the'skeletal muscles. .- -
From a. prognostic_ standpoint particularly, the-occurrence of
metastasis in the skin and subcutaneous tissue is of interest (Fig.
14). Some authors have recorded_relatively high incidenceS.
Grove. and Kramer found such metastases in 13-~o of 24 cases;
Maxwell _and Nicholson in 8% o[. 100 cases; Arkin and Wagner in
" _-~'-.~-'~.~'.- : " ~-_ - ~: ~ . " :- ~.-- .... - " ..~ -C~" :-.~-
I~II.--. - .... - -_.. ......
-- - - - - 7 .C~':7 -.- "- ..... • ...... - -> -.-5~-. .....
-.".5~ ~.
" .'.:" " -"--:- : -~ "" ":: ~ ~ " - ". " " "'~.~7:~ ".-.~

OCHSNER, DIXON, AND DEBAKEY
5.2% of 185 cases. In a review of this subject, Carache
From the literature 80 (2.8~o) examples among 1,063
bronchiogenic carcinoma, and they added another case.
and Nichokson stated that the nodules are small and
ally less than 2 ¢rn. in size, and commonly distributed over
back and front of the chest and shoulders and the anteriorl
dominal wall surrounding the umbilicus. They emphasized
significance of these nodules and stated that
should always be considered as a possible primary source in
with mems.tasis involving, the skin and subcutaneous tissu~
our series we have seen 4 cases o[ skin metastas~s, and it was
sible by the removal o[ a nodule to confirm the diag'nosis,
of course, precluded operability. -
The lymph nodes represent the largest g-toup of
In a previous series of collected cases we were abIe to
1R98 cases in which metastases to the lymph nodes were
The incidences in this ~oup Of cases were as follows:
bronchial, 69.7%; abdominal, 20.7%; cervical, 17.4%;
peritoneal, 8.1%; fliac, 6.8%; axillary, 6.6%;
6.5%; supraclavicular, 4.2%; biliary, 3.1%; submax~ary,
and femoro-inguinal, 22% (Fig.-15). It was amazing that
abdominal nodes were involved so ffequendy, occurring
20.7%.. In Stein and Joslin's series of I00 cases, the
toneal nodes were involved in 27%, the mesenteric in 26%,
sup .radavicular in 9%, the cervical in 6%, and the axillary
As shown by these figaxres, the incidence of metastases is
This migant indicate that the sur~cal treatment of primary
chiogenic malignancy is relatively hopeIess. It should be
that these fig~ares are based on autopsy cases in which the
obviously were advanced. The fact that in approximately
o[ cases the metastases were limited ~x~ the regional lymph
makes the prognosis as regards the surgical treatment

y
BRONCHIOGENIC CARCINOMA
_~4etasta~es
~@ pneumor~omies
[] ~mber ~ ca~e~
t8.9%

OCHSNER, DIXON, AND DEBAKEy
nant disease of the bronchus it is as important to remove
regional lymph nodes together with the primary focus as it is i
do an axillary dissection for malignant lesions of the breast.
necessity of total pneumonectomy in cases of bronchiogenic
noma has been repeatedly emphasized by us, because it is im
tive to remove not only the regional lymph nodes, but also
collecting lymph channels, which is frequently not_ possible
lobectomies. This contention is based upon the fundamen
tornlc investigadons of Rouvidre (Fig. 17).
Because of the extensive metastases, particularly in cases
are seen late, operation is either contraindicated or resection!
not" possible in most cases which are operated upon.
found in 155 cases of primary bronchiogenic carcinoma that
eration was feasible in 52 (3$.6%), but that resection was
s~le in only ~7 (17.4%). In a previous publication we
that in a collected series of 139 cases, only 68 (49%) were
operable, whereas in our series of 30 cases at that time, 19
were operable. In a series of 9_94 cases reported by Brock,
cotomy was advocated in 40, refused in 4, and performed in
• (16%); 18 (8%) were resected; 18 were inoperable at the time
thoracotomy, making a total of 206 (9_9%) which were "
Fetter, in a series of 31 proved cases of carcinoma of the lung
the Philadelphia Naval Hospital, states that only 7 were consid-
ered candidates for exploratory thoracotomy; one tel'reed o
don, and the other 6 were found to be i~.operable. Overhoh re-
ports 165 cases in which the diagnosis was verified during life
156 and was made at autopsy in 8. Of this .number, 71 (46%)
were not even considered amenable for surgery; 85 (51%) were
o~ered surgery, but 5 refused. Of the 80 who were operated upon,
32 (42.6%) had curative resection, 9 had palliative resection, and
39 were inoperable. This author states that 2 out of every 5 ca~s
-.. - explored were found to be free of an extrapulmonary extension-
" • -- At..the Mayo Clinic, as reported by Clagett and Brindley, explora-
. ti0n .was, _thought to-be feasible in only 18% of the cases whi_ch
• -i_ . -. were micr~, pically proved to be a bronchiogenic carcinoma and
~7-~ -. - in oliiy 8~ of the entire group was the diagnosis imde ....
:~ Of the 90 cases which were operated upon, resection was
i::-;:::---::.:- > :: :.. " :. -. :> ........
~7 ~ - " " 7I ~" "- - " ~ " - -~ '"
ecto
per:
riot
but
pne
ing
plo
wa
in
ill

.ble
BRONCHIOGENIC CARCINOMA
ectomy and 2 a lobectomy." In our 190 cases in which a diagnosis
of primary bronchiogenic carcinoma was made, operation was
performed in 10(5 cases (55.8%), in 49 cases (25.8%) operation was
not considered feasible, and in 35 (18.4%) operation was advised
but refused. Of the 106 which were explored, 58 (54.7%) had
pneumonectomies and 48 (45.3%) were found to be inoperable
(Fig. 18). Of }39 cases which were definitely proved as hav-
ing bronchiogenic carcinoma, operation was performed in 106
(76.2%), pneumonectomy was possible in 58 cases (41~7%), ex-
ploration only was done in 't8 cases (34.5%), and no-operarion
was performed in 33 (23.7%) (Fi~. 19 and 20). In the 58 cases
in which pneumonectomy was possible metastasis was found in
the mediastinal nodes in 33 cases (56.9%), they were suspected
in an additional 11 cases (18~q%), and no metastase~ were found
in I4 cases (24.I%) (Fig. 16).
There are few conditions in which the onset is more insidious
than in bronchiogenic carcinoma, and unfortunately there are
no characteristic symptoms and signs of the lesion. This has
doubtedly be~n responsible for the high incidence of incorrect
diagnoses being made early and for the delay in suspecting the
condition. In a large number of cases there is a. history of an
antecedent respiratory tract in~ection which is usually diagT~osed
as influenza or a pneumonlds from which the patient does not
recover as he normally should. Frequently the symptoms are
disregarded because the cough which is present is attributed to
smoking. Hochberg and. Lederer state, "At present when cough
seems to be habitual with ~e average patient, every patient with
a cough cannot be looked'upon with suspicion as having
plasm of the lung.'" In spite of this statement, cough is the most
frequent sy~nptom of bronchiogenic carcinoma. According to
Brunn. and Simons, it occurred in 65% and 72% of their respec*: "
rive collected cases. In Brines and Kenning's series, cough was '.
present.in 87%, ~hereas in FrisselI and Knox's series it '~ras'
present in 91% and was the first.symptom in 23.8%. B~o~k has
emphasized, the possibility Of bronchiogenic "malignancy being"

---

BRONCHIOGENIC CARCINOMA
oma
masked by an antecedent pulmonary lesion without the diagnosis
being suspected. He states that delayed resolution or an unre-
solved pneumonia and chronic lung sepsis should be suspected"
as being caused by bronchiogenic .carcinoma, In 82% of Over-
holt's cases, there was a complaint of chronic cough on first con-
sulting a physician, and in 63% the condition was incorrectly
diagnosed by the first physician consulted. The various condi-
tions for which treatment was ~ven in the 63% were as follows:
tubercul6sis, 40 cases; unxesolved pneumonia, I8 cases; lung ab-
scess, I3 cases; bronchit£s, I1 cases; asthma, 5 cases; heart disease,
4 cases; pleurisy, 6 cases; metastatic .malignancy, 2, and misceI-
laneous, 9. Staehelin round cough was present in all but 16%
o[ his cases. In 448 cases reported by Tinney, it was present in
91% of Clagett and Brindley's 45 cases which were operable, and
in 76% of their 45 cases which were inope~ble. Cough was pres-
ent in 89.7% of our cases of pneumonectomy for bronchiogenic
carcinoma (Fig. 21). The cough may be either dry or may be
associated with e_xpectoradon- When it is associated with hemop-
tysis, it is of ~eat ~alue. In 25.8% of Brines' and Kemain~'s
series, symptoms o£ acute respiratory tract in£ection were the ini-
tial symptoms, and hemoptysis was the chief complaint in 18.9%.
It was present at ~me time during the course of the iIlness in
48.3%. Simonn reported this symptom in 40% of his collected
series. Hem0ptysis was present in 62% of Clagett and Brindley's
operable cases and in 4:7% of the inoperable ones. Hemoptysis
was present in .our pneumonectomy series ha 53.4%: Thoracic
discomfort may be the only manifestation of bronchio~nic carci-
noma. It was present in ~60%, and was. the chief complaint in
44.8% o£ Brine~ and K~nings's Series. These respective inci-
dences were 71.7% and 21.7% in Frissell and Knox's series.
Simons found it present in 59.8% of his series. It was present
in 70% of Overholt's_ 165 cases, and it was present in 31%
.our ca~es. It was presentY in 58%-ot~ the operable, canes and"m
62% of the ino~erable cases reported by Clagett and Brindley.
Dyspnea is an i .n~requent ~nit~estadon, andis occasionally, out
of proportion to the pulmonary involvement. It was present ha
48.3% of ~;Ur case~.. In 2 it was the most prominent.clinical mani-
festati~, but i~is usually a late manifestation. It usually indg

OCHSNER, DIXON, 'AND D~:BAKEY
. Cc~~iw Inc~er~ of ~co~ed
F~ 21-Graphic representation o£ comparative incidence of
~rmptom~ in 58 of author~" cases of c~xdnoma o[ the lung.

BRONCHIOGENIC CARCINOMA
,ares extensive involvement. It was present in 96 of Overholt's
165 cases and in 73 of Staehelin's 115 cases. In Clagett and
s series it occurred in 42%.
Occasionally a padent with a bronchiogenic carcinoma may
no symptoms referable to the thorax. Hochberg and Lederer
in 13 cases in which there were no thoracic symptoms found the
.most fi-equent complaint was as follows: epigastric distress, 7
anorexia, 7 (5~.9%); nausea and ~'omidng, 6 (46.2%);
5 (~8.5%); loss of weight, 4 (~0.8%); constipation, 4
(50.8%); aphasia, 2 (15.4%). There were no symptoms referable
to the respiratory tract in 5% of cases reported by Timaey,.the
diagnosis-being made usually during routine roentgenoga-am of
the thorax. In 4% of his cases, the only symptoms were those
rderable to the central nervous system. We, too, have observed
similar experiences in which there were no ,symptoms referable
to the thorax. In 4 of our cases which were operated upon and
which were resecmble, the original manifestadons were nausea
and vomiting, the diag-nosis being first suspected upon fluoroscopy
of the esophagus. We have recend~ observed a patient who con-
suited the Clinic becahse he thought he had sinusitis. He had.
no s)wnptoms referable to his chest but the routine thoracic film
demonstrated_ the bronchiogertic lesion. Loss of weight may be
an important manifestation. It was observed in 71% of Tinncy's
cases and in 63.8% of our cases.
The: physical findin~ in bronchiogenic carcinoma vary con-
siderably according to location and the size of the tumor. In the
small lesion which is not large enough to produce bronchial ob-
struction there are few., if any, early physical finding. However,
in th~ centrally locatdd tumor even though the lesion may be
quite small but sufficiendy large to occlude the involved bronchus
partially, th.e physical findings may be quite ma~,ked, because of
the resulting atelect~is. As emphasized by Tinney, careful in-
spection of th~ thorax in the recumbent position is of importan.ce,
in order to elidt minor changesin physical findings. It is our
belief that every respiratory disturbancein a patient past forty
years o~ age which cannot be explained otherwise should, be i~-.
vestigated in order to exclude a prima/y bronchiogenic carcinoma.
An-acute respirator/tract infection which does not subside within
- 1219

OCHSNER, DIXON, AND DEBAKEY
a reasonable period of time in a patient past forty years of
especially a man, should be considered as caused by a mali
bronchiogenic lesion until it has been definitely disproved.
occurrence of a pulmonary abscess in an older
has not had an antecedent operation or an antecedent
respiratory tract h'ffection must be considered a malig-nant
until proved otherwise. Only by such constant v~ilance caa"
early diagnosis of carcinoma of the bronchus be made.
The clinical course o[ a bronchiogenic carcinoma may
gress relatively slowly, although from the reported statistics
len~-nh of time elapsing from the first onset o[ symptoms
death is usually short. This is undoubtedly due to the fact
it is ditficult to determine just when the symptoms b%,im
cording to Koletsky, the average duration of symptoms from
set to death is six months. Kihg found an average duration
life of 9.3 months. Frissell and Knox had one patient with
toms of less than one month's duration, 15 with symptoms of
than three months' duration, 13 with symptoms of less than
months' duration, 9 with symptoms of less than twelve
duration, 5 with symptoms of less than fifteen months'
and only 3 with symptoms lasting over fifteen months.
and Kenning found that 4% 6f patients had s)anptoms less
one month, 27.8% from .one to three months, 39.7% from
to six months, 9.2% from six to nine months, and 7% ~or
than a year. The average Iength 0f life in D'Aunoy, Pearson,
Halpert's series of cases was five months. In Clagett and
ley's series of 90 cases in which exploration was done, 40% of the
45 operable cases had symptoms from one to six months and 51'
of .the inoperable.cases had symptoms for the same lengxh of time;)
33% of-the operable cases had symptoms from seven to
months and 38% of the inoperable cases; 9,% of the operable
cases had symptoms from'thirteen to. eighteen months and 4~
_of the inoperable cases; 9% of the operable cases had symptomS.
.~.-.It is our. belief in contradistinction to many of these.
;_. that the growth of bronchiogenic .carcinoma is slow and that the~,
statistics axe based upq.n histories which were taken by
_. not;~onsider the possibili.ty of carcinoma of the
.. Y~ ~ ," ; - - 22Z. 5"-': . ...-."l.:! "7 " ."7 "".. := ." :-. "; ".." ....
-'..-:, :" -%
- .-..'". -:7::;:.-- -" -f' - :;.: " - , ": '- ': "
.... '.'" -.:_ _.~-:-:z:- ~7- ~'- 2%:--" ~

;rind-
ff the
time;
,velve
ruble
)tOIIlS
BRONCHIOGENIC CARCINOMA
and consequently made no serious effort to elicit the inaugural
symptoms. Overholt found that in 125.cases in which the data
~-ere accurate, only 36% placed themselves under a doctor's care
within a month of their s)wnptoms. Most of these did not consult
a physician until three months after the onset and did not have
an x-ray until an additional three months had elapsed. The diag-
nosis was usually not established, until nine months had elapsed.
Robertson found that only 34% of the cases of bronchiogenic
carcinoma which he saw had been accurately diagnosed by the
family physician before being sent in.
D/.AGNOSIS
The most important factor in the diagnosis of bronchiogenic
carcinoma is a consideration of its possible occurrence. As men-
tioned above, it must be suspected in every male patient forty
years or older with cough, hemoptTsis, or thoracic discomfort.
Sehrt, in 1904, reported only 3.3 ~e7o of antemortem dia~nose~ in
a serie~ of 178 cases, indicating that until recently an incidence
of correct diagnoses was small. The incidence of correct diagnoses
~a~ 36.8/~.o of Probst's series, 30~ro in Kikuth's, and _0/o of those
of Cottin and his co-workers. Koletsky found that a correct diag-
nosis was made in only 56% of his cases. In 9 ca~es a dia~osis of
tuberculosis was made and in an additional 9 cases a diagnosis
of abscess was erroueousIy made. Undoubtedly the high incidence
of incorrect diag-nosis is due in part to ~e ability of bronchiogenic
carcinoma to simulate other conditions. However, of even ~eater
importance in this regard is the frequent lack of its comideradon.
Roentgenography is of coiasiderable diag-nostic importance in
bronchiogenic lesions. Th~ roentgenographic film may show a
shadow produced by the tumor itself, a shadow produced by
metastatic mediastinal nodes, or a shadow produced by an atelec-
tatic lung. O~ the other hand, in small lesions a roentgeno~m-am
may show nothing so that'a ndg-4.tive roentgenogram is of no value
and does not in any way rule out. the possibility of a bronchiogettic
tumor. Roentgenographic interpretation of c~.ntrally located le-
sions is generally more difficult because of the corffusion with hilar
shadows-prodiaced by other lesions and by normal structures.
-A t221 ," • "

OCHSNER, DIXON, AND DEBAKEY
This is of particular significance because most
plasia are in the hilar region. Occasionally, a very small
erally located tumor, insu~ficiemly large enough to ca.st a
is associated with massive mediastinal metastases which
considered the prima~ tumor. We have observed two
o~ this type, one in which it was impossible e'cen after ~
the presence o~ the peripherally located tumor to find i-t
roentgenographic plate in subsequent examinations. In
trally located lesions which produce bronchial obstruction
the characteristic atelectasis with shif-ting o~ the mediastix
ward the affected side and elevation o~ the diaphra~m on tha
X-ray examination is diagnostic in a high incidence og
Andrns' series o~" 64 cases the correct condition was
roentgenologicafly in 58 (90.6%). According to Moersch, a
rect diagnosis was made in 73% of 448 proved cases.
ports a correct diagnosis roentgenologically in 97.1%.
phy (Chaoul and Grineder; Gravano and Malenchini) may be
additional value in making a diagnosis of bronchiogenic
noma. In our own series roentgenography made a correct
nosis in 79.3% (Fig. 22). The roentgen diagnoses made in
58 cases in which a pneumonectomy was done f6r
carcinoma although correct in over three-fourths of the
varied from lung abscess to pneumonia (Fig. 23).
Bronchog-raphy is also a valuable diagnostic aid. It is
lady advantageous in those cases in which a mass does not cast
shadow and in which the tumor is in a bronchus which is
visibIe by bxonchoscopic examination. Farinas has
the importance of bronchography and states that it is possible
determine 'i[ the lesion is polypoid or infiltrated and the
extension into the bronchial wall. Whereas we orig'inally
tended that bronchography performed bythe passive technic
desirable, we now believe that visualization ot the bronchial
by mearis of a catheter introduced into the trachea is
to visualize the bronchi satisfactorily. -. "
• The best method of m.aking a positive diag-nosis of
genic carcinoma is bronchoscopic .visualization of the tumor
the obtaining-of a piec.e of tissue for biopsy.
bronchoscopy is not performed often enough. It

a
cast
~s
as ized ~
~le m
ladve
con-[
I tree
BRONCHIOGENIC CARCINOMA
.0.9 °~o of Kolet~ky's cases; in 50~ of Brines' and Kennings's cases,
in 50% of King's cases. Theoretically, bronchoscopy should
ire a positive diag-nosis in about 70% of cases, because this is
about the incidence of hilar involvement. On the .other hand, in
.[th°se cases in which the lesion is in the upper lobe bronchus, the
[lesion may be beyond the vision of the bronchoscopi, t. In order
7to visualize the upper lobe bronchus, Gebauer has described a
!bronchoscopic mirror. Frequently in a lesion involving the upper
lobe in which bronchoscopy does not permit the visualization of
the lesion because of the position of the bronchus, .the lesion can
Ix made visible by the production of artificial pneumothorax,
which permits the upper lobe to assume a lower position and
come more in line with the trachea. Holinger and Hara recently
reported that a positive diag-nosis was made bronchoscopically in
8 4~" According to Betts, a positive diag-nosis was made bron-
choscopically in 46 of 6_'2 cases (74%). In 80 cases reported by
Craver, from the Memorial Hospital, in which bronchoscopy
made the final diagnosis, this method alone was responsible for
the diao, mosis in 59. It ~-as supplemented by autopsy in 11 and
supplemented by other methods in I0. According to White and
his associates bronchoscopy was performed in 24 (43.%). of 56 cases.
A positive biopsy was obtained in 19 (79%). By means of a bron-
choscopy a Positive diag-nosis was made in 62% of Overholt's cases.
In our ~8 pneumonectomies a bronchoscopy was done in 50 cases
(86.2%) (Fig. 25). Of these 50 cases, no biopsy was done in 24
(48%) cases, whereas biopsy was done in 2fi (52~o) cases. Of the
2~ cases in which a biopsy x,~s done, the findin~ were Positive
in 9.0 cases (7&9%) and were iaeg-ative in ~ (23.1%) cases (Fig. 24).
The finding of malig~nant cells in expectorated material is of
diaga~osdc importance and careful examination of the sputum
should be made iri all suspected cases of bronchiogenic carcinoma.
Dudgeon found carcinoma ceils in ~0% of cases in whom a posi-
tive diag-n0sis of pulmonary, neoplasm was subsequendy proved.
This method of diaomaosis has been used success~lly by Barrett
and by Gamba and Lamberti. It has been of .value in a few of
our cases.._In using this. method it is important, as. emphasized
by Edw'~rds, that. the patholog-ht examining this ti~. ue should be
• 122~ ,~ • -

OCHSNER, DIXON, AND DEBAKEY
I~su.[ts o~ 50 l~onchoscopLc- ,,
' ,,.,-, 6xami.na.{:ior~
rticularl
:lls in
to th
ted ma
in
lit
Craver
metho
58. It
and b~- o*
.1935 to 1
we [eel
way of ar
whom th,
cases i~ v
mg remo
by DolIe,
of diag-nc
A fin:
whom a
don.
tion was
preopem
sary in o
genic
detected
operable
tion in
by explc
mary les

•ors" 58
;copic
BRONCHIOGENIC CARCINOMA
~rticularly trained in the recognition of these cells. Similarly, a
e~onstration according to 3Iandlebaum's technic of malig-nant
in the pleural fluid in cases in which there has been exten-
to the pleura is o~: diagnostic importance. Seecol~ demon-
malignant cells in about 7_0% o£ cases and Goldman in
80%. This method is of little use early in the disease,
because of the relatively late extension to the periphery
~ in peripherally loca.ted lesions. The importance ol~ the
:thod lies principally in its prognostic value.
Craver has been an ardent advocate of aspiration biopsy and
method is undoubtedly a splendid one for use in making a
diagnosis of bronchiogenic carcinoma. In 66 cases in which the
-dia~osis was made in this way, it was made by this method alone
in 58. It was supplemented by autopsy in two additional, cases
and bv other methods in 6. This same author states that from
1935 to 1939, aspiration biopsy accounted for 51.6% ot~ all the
cases in which histolo~c proof was obtained. On the other hand,
we feel that this diagnostic method even though it is a splendid
x~-av of arriving at a diagnosis should not be used in patients in
whom there is chas~ce of resection, because we have observed two
cases in which implant metastases occurred in the pleura follow-
ing removal of the specimen. A similar case has been rel~rted
by Dolley and Jones. Alexander is also opposed to this method
of diagx~osis except in the moribund case.
.-k final method of diagnosis which is justified in a patidnt in
whom a diagnosis cannot be made otherwise is thoracic explora-
tion. Whereas at one time we contended that thoracic explora-
tion was not justified a'nless a positive diag-nosis could be made
preoperatively, we now believe that thoracic exploration is neces-
sary in order to confirm or rule out the possibility of a bronchio-
genic neoplasm. Onlyin th/sway can many of the early cases be
detected and can a resection be done ~,t a time when the lesion is
operable. Thornton has .e~iphasized the imp0rtance.of, explora-
tion in suspedted cases and reporu. 2 cases in which it was only
by exploration that it was pbs/.ible to differentiate between a pri-
mar,/lesion of the hmg and a metastatic one.

OCHSNER, DIXON, AND DEBAKEY
TRKAT~tENT OF BRONCHIOGENIC CARCINOMA
.-kS in carcinoma elsewhere, irradiation by x-ray and
has been used in the treatment of bronchiogenic
is the consensus at the present" time, however, that the
rive treatment of this lesion ~ removal of the diseased
Whereas occasionally a case may be benefited by irradiatior
el'ally the results ~rom irradiation are of little or no value.
be used as a palliative procedure anc~ is of value in ho
in alleviating symptoms. In a series of patients created by
don King found that the average duration of life of those
was 15.4 months as compared with 9.3 months for the entire I
Chandler and Potter found that the average duration of
59 patients treated by irbadiafion was eleven month,,
for 61 untreated cases wa~ six months. Ormerod also
slight increase in the duration of life in treated patients.
in a series of 160 calm advised local radon therapy in 10.
but 3 of these the radon therapy was suggested merely as a
cebo. He stated that irradiation had little to do with
life; in those cases in which the patient's life was apparendy
longed it was probably because the carcinoma g'rew slowly.
quoted the history of a patient.who lived eight years after his
symptoms without any treatment. Faust similarly found that
about 15% of 200 patients showed definite improvement
ing irradiation. Baum and his associates report a case of
cell sarcoma of the bronchus in which an apparent cure was
rained by deep roentgen therapy, but in which death
as a result of a rapidly pro~essive pulmonary tuberculosis
plicated by a pulmonary g'anga'ene resulting from thrombosis
the pul~onary artery. Bloch and Bog'ardus observed 46
which were not r.reated with x-ray of which 35 (75.2%) are
in 9. the results are unknown, and 2 are still living. In a
seri~ 6f 42 in which x-ray was used 36 (85.7%) are dead, in.4
results are unknown, and 2 are living.
" craver repori~ i75 cases reporte~. at tl~e'Memorial
142 of which~w~retreated by .roentgen therapy, 14 by
pack', 17 tin,reared, and only 2 were operated upon, but
these were'operated up6n at other institutions. Of the 175
" : "_ .-
' ' '. .... ~ ~26 ~.
dead.
the ax er:
i by a corr
therapy.
nine yea
therapy
fibrosis
size of a
embed&
being he
are e~-id
two gTO~
roent~et;
~oup
to twelV,
WaS usec
in a seri,
survival
months_
group
slow-gro
lobar

fife
]3RONCHIOGENIC cARCINOMA
_o0 are living, one of these is one of the two patients operated
ten months previously, _9 are of too recent observation to
suitable for analysis. Of the 19 cases which were treated by
_o survived over four and one-half years, one for three years,
'for two years, one for eighteen months, 5 for six months, and
[or less than sLx months. Farberov and Baslow report 44 cases
,roved bronchiogenic carcinoma which were treated with x-ray,
ida an average survival of eight months. In the first ~oup there
6 who lived 15 months to three years after the diagnosis was
in the second ~oup of untreated cases, one lived over two
and one whose disease was proved only at autopsy lived over
i three years after onset of the disease. Hammond reports 26 cases
[treated by x-ray, 15 by a combination of intrabronchial radium
!therapy and external x-ray and 11 by x-ray alone. Of these, 99 are
dead, the longest survival being 39 months, the shortest nine days,
the average six months. The four who are still alive were treated
by a combination of intrabronchial radium therapy and roentgen
therapy. The danger of roentgen therapy is evidenced by a case
reported by Jacobsen in which a man had deep x-ray therapy over
nine years and whose death was undoubtedly the result of the
therapy and not directly due to the neoplasm. A very, marked
fibrosis of the lung had resulted, the lung being only. about the
size of a man's fist. Carcinoma was found just outside the hilum
embedded in a dense mass of fibrous tissue and was apparendy
being held in check by the fibrous tissue. Palliative effects of x-ray
are evidenced by the cases reported by Leddy and Moersch. Of
two ~oups of cases of..125 each, one of which was treated with
roentgen ray and the other not, it was found that in the former
~oup treated by x-ray there were 95 patients who lived from one
to twelve years, whereas in the hitter ~oup in which no treatment
was used no survival was longer t,han one year. Santy found that
in a series of 53 cases in which no irradiation was used the ave.rage
survival after onset of symptoms was 10.5 months whereas in 10
cases treated with x-ray the average survival of life was 11.9
months. On the other hand, one of .the cases in the irradiated
~oup was a malignant bronchial adenoma which is notoriously
slow-growing. This patient lived.forty-eight months and died of
lobar pneumonia, If this case were excluded, the average dura-
l227

OCHSNER, DIXON, AND D~BAKEy
tion of survival [or the treated cases would be 10.1months.
son and Urban report the results obtained by means of ml
volt roentgen therapy for bronchiogenic carcinoma.
seven of these cases were treated, of which 25 complet
course. Of these, 23 died. The averao~e length of life after:
ing therapy was 7.3 months. The other 2 are still alive wi
dence of the residual disease, 17 and 9 months respectively
beginning treatment. Flood reports 70 cases ot~ primary
genic carcinoma treated in the Radiolo~c Department
Royal Cancer Hospital. Of these, 69 are dead, one is
years and two months after the be~nning of the treatmen
It is thus seen that irradiation may be of value. N1
others (Bonner; Fried; Frissell; Hunt; Kaplan; Kernan;
Pancoast; Robet; Rodenbaugh; Rubenstone; Seifert;
Staehelin; and Turtle) have observed that irradiation for
noma of the lung is of little or no value. Overholt and
found that patients subjected to irradiation lived only
as long as untreated cases. Pohle reporting the results
radiation in 41 cases in which the course of irradiation x~as
pleted found that whereas one patient survived
months, only 14% survived twelve months, an average
of 8.6 months. Widmann believes, that irradiation is of
palliative value. He compared a series of 167 cases which
irradiated with a series of 419 which received no treatment.
ot~ the latter control group lived as long as one year and 11-°
l~ved less than sLx months. Of the 167 irradiated cases, 18
twelve months or longer from the time of diagnosis and 5
two to six years. Schinz reported from the Zfirich Radiolo~c
stitute the following results in 79 cases treated with no
of metastasis; 6~ were living at the end ot~ three months,
16~o were improved and able to work. At the end of six
~5~o were living and only 7.5~o were improved and able to
at the end of the year only 10% were living and only 5%
able to work. Of the 20 patients who had definite met
~o were living two months after treatment and only 6.2%
able to work. Of this ~oup only 6.2~'o were alive three
after treatment and only 2.5~o were im.prove.cl and able
Schinz states that, of all malignant diseases, irradiation offer~
~ - . -.: ~

ived
- In~
only
BRONCHIOGENIC CARCINOMA
~teast in primary bronchiogenic carcinoma. From these statistics
it can be concluded that irradiation ol~ers practically no chance
o[ cure and that it should be reserved Jor the inoperable case of
bronchiogenic carcinoma or [or cases in which operation is defi-
nitely contraindicated and in which it is to be used as a palliative
procedure.
• Surgical extirpation of the involved lung is the only curative
~reatment of bronchiogenic carcinoma. Whereas it has been sug-
gested t_b, at simple resection of an involved lobe is all that is neces-
may,, it is our belief that this procedure is wholly inadequate
Bonner; Fried; Frissell and Knox; Hunt; Kaplan; Kernan; Max-
well and Nicholson; Pancoast and Pendergxass; Robet; Roden-
baugh; Rubenstone and Schwartz; Seifert; Simpson; Staehelin;
;Tuttle and Womack). Certainly, only by complete excision of
!the entire involved lung can the primary focus be adequately
rernoved and 'only in this ~ay can an adequate extirpation of
the regional lymph nodes be accomplished..as mentioned pre-
viously, the fact that the incidence of lymph node involvement is
relatively high is sufficient indication that the re~onal lymph
nodes should be extirpated together with the.primary lesion. AIo
though total pneumonectomy may seem a radical procedure, par-
dcularly in an elderly person suffering from a bronchiogenic new
plasm it should be realized that there can or should be no com-
promise when treating malig-nant disease and that complete, ex-
tirpation is a requisite for cure.
The production of an artificial pneumothorax as a preliminary
prodedure is extremely important before performing a total pneu-
monectomy. This should be done in stages, the amount o[ intra-
pleurat pressure being increased gradually until the pressure is
definitely on the positive side. ; Preoperative pneumothorax is of
dia~ostic importance in determining the presence, extent, and
location of adhesions, thus permitting the preoperative planning
of the operative procedure. Another equally important advantage
of a pneumothorax is g-radual compression of the pulmonary
.capillary bed, which gives the heart time to compensate for the
increased peripheral resistance in this area and mitigates the sud-
den change that ,~ollows the cutting off o[ the blood to the in.
.volved lung_at the time of li~tion o[ the pulmonary vessel. Thi~

OCHSNER, DIXON, AND DEBAKEY
is particularly important in elderly persons whose cardiac
is diminished and in whom malig~nant tumors are likely to
If there is any infection distal to the tumor, preoperative
scopic aspiration is of value and the administration o[ ch~
p~utic agents is advantageous. I[ there is an anemia,
of whole blood should be done preoperatively. It is a rule
service to administer vitamin C to these patients pre~
because many of them have a vitamin C deficiency as
the associated infection. The re-establishment o[ a normal
balance is equally as important. ~V'hereas older persons
withstand an operative procedure as well as younger ones
lieve that age itself is not necessarily a contraindication to
monectomy and have performed the procedure on a
seventy-two )'ears of age.
It is desirable to have an infusion started before the
is begun using a large needle, preferably a DeBakey
trocar. Although usually saline solution is started at the
ning, at least 1 ;500 cc. of whole blood should be available
operating room. Generally tiffs amount is not neces~-y, bt
casionally an injury, to one of the larger vesseh does occur,
ing in the loss of a cousiderable amount of blood in a very
period of time. The value of having this amount of blood
able was demonstrated in one of our recent ca~es in which
, in the arch of the aorta resulted [r0m the fi'eeing of
nodes in this area. Although the opening in the aorta
proximately 3 cm. in length, it was possible to administer
blood through a DeBakey transfusion needle, which is
used in these cases, to permit suture of the vessel. The
systolic pressure dropped only to 80, and after closure o[
vessel came back immediately to the normal preoperative
This patient recovered, returned hom~ and is doing nicely.
• :-There are probably few conditions in surgery in
trained anesthetist is more essential than in thoracic st~rger/i
particularly in performing a pneumone~tomy.. We
propane intratracheal itive ressure anesthesia,
..... pos ~ p .... ..

but
d
.hich~
it
BRONCHIOGENIC CARCINOMA
~ces the least reaction of all the anesthetic agents whicla we have
In pneumonectomy [or bronchiogenic carcinomas we prefer
anterior incision popularized by Rienhoff, although we have
the posterolateral incision ,as suggested by Crafoord in some
A posterolateral incision is particularly undesirable in older
,ns whose cardiovascular system is already impaired because
placing of the patient on his sound side further interferes with
his cardiorespiratory function. It also has the distinct disadvan-
that the mediastinum in which almost all of the dissection is
:done g-ravitates away from the operative field. On the other hand,
i if there are dense adhesions posteriorly and laterally there may
be some diNcultv in freeing the adhesions by sharp dissection, and
~ ~t is in these instances that the posterolateral incision is particu-
i larlv indicated. Although we prefer the anterior approach for re-
! moral of a lung for neoplastic disease, we almost invariably use a
posterolateral approach in performing a lobectomy for inilamma-
roD" disease, because in these cases there is l~ely to be more ad-
hesions and dissecting within the lung is easier when approaches
can be made from several sides.
~aen the anterior approach is used, the patient is placed in
the supine position with the side to be operated upon s.lighfly ele-
vated by placing sandba~ beneath the shoulder and the hip of
the affected side. This is advantageous because it makes the pro-
cedure somewhat easier for the operator and detkn_itely easier for
the assistants who othenvise have considerable difficulty in visual-
izing the mediastinum. The incision is made in the third inter-
costal space extending from th.e midportion of the sternum to the
midaxillary line. After divisi6n of the skin, Fascia, and pectoral
muscles, the intercostal muscles and pleura are incised close to
the upper border o~ the fourth rib. The incision is extended
medially to the Iateml portion of the costal cartilages. The.third
and fourth costal cartilages are divided subperichondrially in the
parasternal portions and the medial portion of each costal carti-
lage is removed by means of a rbngeur. By means of a hand inn-o-
duced into the pleural cavity, it is possible to feel the pulsation
of the internal mammary vessels posterior to the costal cartilages.
A transfixion suture of crochet cotton (No. 20) is placed around
12~1

OCHSNER, DIXON, AND D~BAKEY
these vessels in the second and fourth intercostal spaces,
tively, securing these vessels. Following this, the intercostal i
cles and pleura and the internal mammary vessels are
the sternum. The thoracic wound is opened by
third and fourth ribs by means ,o~ rib spreader. Any
which are found are divided by sharp dissection. If the
are very dense, making it impossible to determine where
ends and where the pleura begins, it is best to remove the
pleura with the lung. Early in the operation one should
mine whether the case is operable or not. The presence o[
mediastinal nodes does not preclude operability nor does
ment of the pericardium. Unless the tumor is densely
the aorta, to the vena cava or to the trachea we believe
tempted extirpation is justified because noddxtg else offers
unfortunate individuals anything curative. In many
which the case is appaxendy inoperable in the beginning,
mobilization of the mediastinal structures, extirpation of the
and its contained tumor is found possible. AYter fi'eeing
hesions an incision is made in the mediastinal pleura
poste/ior to the phrenic nel~'e. The incision is extended
and below around the hilum. In lesions on the right
vena azygos major is~ isolated, doubly li~t6d, and doubly
fixed, using crochet cotton, No. 10, following which the
divided between the ligatures. By careful bIunt dissection,
the index finger and small pledgers of cotton on the end.
forceps, the individual hilar structures are isolated, usually
ladng the superior pulmonary vein. Each of these s
doubly lig-ated and doubly transfixed with crochet cotton.
fortunately the pulmonary artery and two pulmonary veins
large and short vessels so that f'requendy the diameter of the
sel is larger than its available length. Ochsner forceps are
on the lung side of the vessel be[ore its division and the
divided immediately adjacent to the clamp so ~hat a
long portion of the vessel i~ Ieft on the cardiac side. In five
paratively recent cases it Was ,neCessary to ligate and
pulmonary" artery and two pulmonary veins "
cause o~ extension o~ the lesion into the mediastinum. In
these it was necessary 'to extirpate a large portion o~ the
. - 1232
:.7 .

~S,
rati
adh,
adah,
here
uld
:e of
zdh~
~e ~
,fiefs
," c~-
_aing,
he
ng
ded
t side,
ably
he
:t/on,
the endi
usually
cructures
: vehas
of the
i
a five
divide
,rdially,
m fou~!
,f the
BRONCHIOGENIC CARCINOMA
ium in order to remove the involvement of that later. In one
portion of the auricle was resected. None of these patients suf-
any untoward symptoms. Followi.ng lig-ation and division
the pulmonary vessels, the mediastinal 1)anph nodes are [reed
the bronchus is isolated close to the carina. Two crushing
,s are applied to the bronchus just beyond the carina, and
bronchus i.s divided by means of a scalpel between the clamps.
posterior reflection of the pleura is then divided, and the
is removedi The bronchus is closed by introducing a series
crochet cotton ~No. 20) mattress sutures proximal to the clamp.
iThe taro end sutures are tied before the clamp is removed, but
:the others are not tied until the clamp is removed. Following re-
~mo~al of the clamp the mattress sutures are fled. The crushed end
!bf the bronchus is then closed with a row of interrupted quilting
cotton sutures..ks emphasized by Rienhoff, it is essential, we be-
lieve, to cover the bronchial stump with pleura following closure
of the bronchus. In fact, we believe that this is the most impor-
tant maneuver in the prevention of an insufficiency of the stump.
Whenever possible, the edge~ of the mediastinal pleura are ap-
proximated, covering the bronchus and the hilar vessels. If there
is insufficient amount of pleura to cover the bronchial stump
satisfactorily, a pleural flap from the pericardium or from the
mediastinum is swung into position to cover the bronchus. After
careful pleuralizafion of the bronchial stump, the thoracic wall is
closed without drainage using crochet No. 10 cotton sutures to
approximate the adjacent ribs by placing the sutures around the
fibs. These are tied after dae ribs areapproximated by means of
retractors. The muscles and Fascia are approximated by means of
interrupted quilting cotton sutures. The skin is closed with a con-
tinuous quilting cotton suture. A compression bandage of ma-
chinist's waste is applied.
Immediately after the operation a bronchoscopy is done in
order t6 aspirate any secretion that might be present in the
tracheobronchial tree. This i~ of importance because it ~eatly
facilitates the postoperative convalescence since it is not. necessary
[or the patient to expectorate the material that might have ac-
Cumulated in the bronchi.
1233

OCHSNER, DIXON, AND D~BAKEY
Postoperati~ely, oxygen is administered during
twenty-four hours, usually by means of a Lombard mask.
patient is kept in the supine position until there is
recovery fi-om the anesthesia and then placed on a back
addition to the blood which is received in the operating
the patient is ~ven a liter to a liter and one-half of 5%
making a total quanti~" of about 3,000 cc. in the first 24
Generally on the morning of the first postoperative day,
dent is able to eat without any difficulty and is able to
full diet by noon 'of that day. He is usually out of bed
third or fourth day and with few exceptions is able to
hospital between the seventh and tenth days. We have never
served any undesirable sequelae because of early
these cases. In fact, it is "considered distinctly desirable
probably responsible for the rapid convalescence. The "
seem to improve more rapidly and certainly are better as
their morale is concerned because of early ambulation.
most of these patients are beyond middle age and because
have maligxiant disease, they are particular candidates for
development of intravenous clotting. In order to obviate
in addition to early ambulation we apply compression
from their toes to their ~oin, which by compressing the
ficial veins will increase the flo~,' ~f blood into the deep
We have never observed intravenous clotting in any of
cases which we believe is due to these prophylactic measures.
~.~sun~s o~ ~,NrU.x~oNrc'ro~c
As is generally appreciated, total pneumonectomy for
malignancy o~ the bronchus is a formidable procedure and
in the past carried a prohibitively high mortality rate. At
present time, however, because of improvement in operative
nic and the better unde~ding o~ preoperative and
tire treatment, the results have become much better. We
collected a total of 414 reported c~ses of primary
carcinoma in which a total pneumonectomy was done. Of
number 219 02.8%) are living and 19~ (47.1%) are dead
25); Evarts Graham recently reported a series of 81 cases of
nectomy [o
,ined mortali~
deathS, a me
which cura
~ths; 2 die
ted 13 ca.'
with one hos
of ~e pat
tasis, 2
Fxo. 25
collected ca:
Fro. -°6
thors" 58 ca
Clagett a
ectomy ~
the first
died in
months
known ~
pleura ~
the oth,
heard.
month~,
month:
to thir

~neu-
BRONCHIOGENIC CARCINOMA
:tomy for primary pulmonary neoplastic disease with a com-
bined mortality rate of 30%. In the last 25 cases, there were only
deaths, a mortality rate of 12%. Overholt, in a series of 32 cases
which curative resection of the lung was done, had 6 operative
lths; 2 died of carcinoma and 4 of other causes. Johnson re-
wrted 13 caseg of pneumonectomy for bronchiogenic carcinoma
with one hospital death and 2 subsequent deaths ~rom anesthesia;
.~ of the patients have gone two years without any evidence of
:metastasis, 2 are well after one year, and 6 are less t[han one year.
Clagett and Brindley report 43 cases in which total pneumon-
ectomy was done for bronchiogenic carcinoma; 7 (16%) died in
the first twenty-four hours after operation; 7 additional patients
died in the hospital alter qi~eration; one patient died three
months after-pneumonectomy was performed; one patient was
known to have had a recurrence of the malignant lesion in the
pleura nine months after operation; 4 cases were not followed;
the other 4 were alive and without known recurrence when last
heardl Those which were living were a~ follows: one to six
months, 36%; seven to twelve months, 24%; thirteen to eighteen
months, 20%; nineteen to twenty4our months, 4%; twenty-five
to thirty months, 12%; and forty-eight months, 4%. ..
1235

OCHSNER, DIXON. AND D~BAKEY
We have performed a total of 58 pneumonectomies
mary bronchiogenic carcinoma of which 28 (48.2%) are
and 30 (51.7%) are dead (Fig. 26). Of the 30 patients who
16 (27.6%) of the total cases died within the hospital
(24.1%) of the total cases died after leaving the
incidence of complications was relatively low (13.8%): 6
of the entire g-roup developed empyema, 2 (3A%) had a
12
:ratic
make
our 5~
ha
red
Fro. 27 Fro.
Fro. 27-Graphic representation of results in authors' ~ p
mies since 194 I.
Fro. 28-Grapkic representation of mortality in authors' 58
ectomies,
bronchus. Although a mortality rate of 51.7% is extremely
it must be remembered that these represent all of the cases,
the ones in the earlier period when relatively little was
ahout the technic. In the ~8 pneumonectomies performed
194I, 22 (61,1%) are living and 14 (38.9%) are dead (Fig,
When one considers the hospital mortality in the earlier
and the later one, the importance of improved technic is
emphasized. In the 2'2. cases which were operated upon.
1941, the hospital mortality rate was 45.4%, whereas in the
cases, operated upon since 1941, there were only 2 deaths, a
pital mortality rate of 5.6% (Fig. 28). The deaths which
Occurred since leaving the hospital are higher now than
in the earlier period. Whereas in the 22 ca.~es Which were
crated upon before 1941 there were 6 (27.2%) deaths after
months
died of
sect 58
indicati,
of cases
The
surgery
[or bro,
the hosl
l~th th

:s for
;ire
who
ital.
BRONCHIOGENIC CARCINOMA
the hospital, of the 36 cases operated upon since 1941 there
.ere 12 deaths (33.3%). This high mortality rate at first con-
deration may appear undesirable. However, we have n° apology
make for it; it simply indicates that we have not been too strict
our selection of cases and have done resections in patients who
ave had extension beyond the local confines. Although they
,rvived the operation without ahy difficulty and many lived for
_'29 Fro. ~0
29--Graphic representation og inddeace o[ resectabtliry ia 106 of
30--Graphic representation of hospital deaths following pneumon-
months and sometimes years in perfect comfort, they subsequently
died of their malig~xant lesion. The fact that we were able to re-
sect 58 (54.7%) of 106 cases operated upon indicates a liberal
indication for resection (Fig': 29). In a previously collected series
o[ cases we found that ther~ was a reses_.tability incidence of only
CONCLUSIONS
The pro~ess made in the technicaI development of thoracic
surgery and its effect upon .the operation of total pneumonectomy
for bronchiogenic carcinoma are iLlustrated by a comparison of
the hospiud deaths in our own cases operated upon bdore 1941
with those collected from the literature since 1939 and our own
I~7 -
o

OCHSNER., DIXON, AND DzBAKEY
cases since 1941 (Fig. 30). In the 22 cases operated upon
1941, there was a 45.5~o hospital mortality rate, and in
cases collected from the literature and operated upon since
this hospital mortality, rote was 31.4%, whereas in our 36
erated upon since 1941 there were only 2 deaths, a hospital
tality rate of 5.G~o. These figur.es demonstrate, we believe,
conclusively that total pneumonectomy for primary
carcinoma can be done relatively safely and is associated
low mortality rate even though careful selection of the cases:
done. Although there may be some criticism of our
that attempted extirpation of the lung is justified even in the
of apparent inoperability, we are wil .Ling to defend this stand
we believe that.the outlook in the bronchiogenic mall
sions is so bad and the death so horri ,~wing that one is
attempting to perform a resection even though it may be
palliative. This contention is justified particularly when a
tality rate of slightly over 5% can be obtained.
desideratum in the treatment of primary bronchiogenic
noma is the removal of the lung together x~ith the regional
nodes at a time when the lesion is sdlI limited to the "
This desideratum will be attained only when diag~noses are
early enough so that the re~:tion can be performed when
sion is still limited to the lung.

BRONCHIOGENIC CARCINOMA

OCHSNER, DIXON, AND DzBAKEY cLZ

927.
4:370, I940.
~ ~927.
(
speziellea
ringer, 1951,
1936.

OCHSNER, DIXON, AND DEBAKEY

---

OCHSNER, DIXON, AND DEBAKEY
Rouvs~, H.: Anatomy of the Human Lymphatic System, Ann Arbor,
Edwards Brothers, Inc.
RUB~"~$TONE, A. I., ~ M. SCHW~: Med.Jour.and Rec., 126:719, 1927.
Iax~.: Ar~.f.~werbepa~u.Gewerbehyg., 1:582, 1930.
I~m.: Fo~.a.d.~b.d.RO~ens~en. ~3:549, 1936.
S~co~, D. P.: Pr~.NewYork Pa~.~., ~4:3, 1924.
S~T: ~t~ bv W. Egenolf, Z~.f.~ebsfo~, 31:396, i930. "-
St~toy~ ~ J.: ~m~ ~no~ of ~e Lung, ~, The Y~
1927.

1245
