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the Health Consequences of Smoking A Report of the Surgeon General: 720000 - Part 3 of 3
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CHAPTER 7
Al llergy
ting
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C~onten#s
Introduction ..........................................
Antigenic Properties ............. ............ ............
Skin Testing ...........................................
Additional Immunological Effects .......................
Effect on the Immune Response .............. ...........
Irritant and Pharrnacol'ogic Effects ......................
Clinical Allergy ........................................
Summary ..............................
References ..............................................
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INTRODUCTION
As early as 1886 reference was made to an entity called "tobacco
asthma" (64)., Subsequently, controversy has arisen over whether
tobacco srnoking, causes clinical allergy (61) and whether such
tobacco alliergy is associated with the major smoking-related dis-
eases (25, 69).
In 1957; Silvette, et al. (64) reviewed more than 100 papers con-
cerned with "'the immunological aspects of tobacco and smoking."
They concluded that inadequate animal studies had been performed
in this area. Referring to.clinical studies, they observed: "'. . . virtu-
ally all reported clinical investigation has been limited to d'etermi-
nations of cutaneous sensitivity to tobacco extt'racts ; and it must be
regretfully admitted't'hat much of this published work is equivocal,
uncritical, and inadequately controlled."'
Such criticism~ is also applicable to many: studies published'! since
then.
Epidemiologic studies designed to determine the prevalence of
tobacco allergy have not been carried out; hence, it is difficult to
evaluate the magnitude of the problem.
Allergy may be defined as a specifi'c, alteration in response medi-
ated by an antigen-antibody reaction. When a hereditary suscepti-
bility to allergic illness is present, the term atopy is used. For ex-
ample, hay fever and asthma are atopic diseases.
Thereil& no single test or observation whi~ch can be used to de-
termine whether ai substance may be responsible for allergic dis-
ease ;, however,, f ulfillment of' the following criteria constitutes evi~-
dence for such a relati,onship :
1. Demonstration that the substance is antigenic, Le:, capable of
stimulating,the production of antibody and then reacting withi
the antibody.
2.. Demonstrationthat, upon exposure to the substance,, signs and
symmptoms simulating an allergic reaction are elieited whichh
disappear upon its removall
3. D!emonstration that the immunologic event is related to the
clinical event.
Recent advances in the understanding of'irnmunological reactions
as well as in the methodology of'immunology are now being applied
1os

to problems of clinical allergy. For example, Ishizaka (37), using
radioimmunoelectrophoresis, recently reported that the so-called
"allergic antibody" (reagin, skin-sensitizing antibody (SSA),
atopic antibody) belongs to~ a new class of immunoglobulins, IgE.
Although the skin test remains a simple and definitive method of
demonstrating reagins in the allergic patient, there are many vari-
ables involved in this technique which must be carefully weighed
when interpreting; test results. In the area of tobacco skin testing,
such variables include: diffierences in antigenic content of the test
extract, diifferences in, route of administration, and heterogeneity
of test groups.
ANTIGENIC PROPERTIES
Tobacco leaf contains a complex mixture of chemical components
inchzding : celluloses, starches, proteins, sugars, alkaloids, pectic
substances, hydrocarbons, phenols, fatty acids, isoprenoids, sterols,
and inorganic minerals (69). Theoretically, relatively few of'these
substances should be antigenic. Tobacco~extracts of different compo-
sition result from dlifferences in tobacco types and species, process-
ing of tobacco, and preparation of the extract. Harkavy (26) has
shown in some patients a differential skin reactivity to extracts
from different types of tobacco. Cbltoiu, et al. (9) reported that 13
different antigens capable of inducing; precipitins in rabbits have
been isolated1from tobacco pollen. Chu, et al. (7) prepared aqueous
extracts of five commercial tobacco products which stimulated anti
body formationi in rabbits. Ti he antigens contained in the extracts
included both proteins and polysaccharides and had molecular
weights ranging from, 20;000 to 60,000:
Silvette, et al. (64) reviewed several papers dealing with the
immunology of nicotine and concluded that nicotine was nonanti-
genic. Harkavy (25),, who performed some of the earliest studies
on the antigenicity of nicotine, could not exclude the possibility that
nicotine may act as a hapten. A hapten is a compound which, a1-
thoughnot antigenic by itself, reacts with antibody andl conveys
antigenic speeificity when combined with another compound..
With pyrolysis many of the tobacco constituents undergo reac-
tions involving, oxidation, dehydrogenation, cracking,, rearrange-
ment and condensation (69). Many new comrpounds are formed.
Pipes (51) demonstrated, through exhaustion of passive transfer
reactivity ini skin sites, that allergy to, tobacco smoke in man, is dis-
tinct from that of allergy to tobacco leaf: Tobacco smoke exhausted
reactivity in sites injected with tobacco smoke sensitized serurn;
reactivity was reduced but not exhausted with tobacco extract. The
converse was true with passive transfer sites of tobacco-sensitizedi
serum; tobacco extracts abolished allergic reactivity whereas to-
r04

bacco smoke extract produced a diminutioni but not totall exl.iaustion:.
He concluded that it would be useful to test human suba ects for both
tobacco leaf and tobacco smoke sensitivity. Kreis et al. (3'9)': have.
speculated that tobacco leaf antigenieity may be lost with pyrolxsis..
CaItoiia, et ah (9), recently emphasized the importance of remov-
ing all irritants from~ test extracts. Dn a clinical setting, allergy too
tobacco additives such as menthol ha& also been suspected (47).
SKIN TESTING
7e
ti,
es
at
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rm;;
'he
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to-
Intracutaneous injection of test antigen is a widely usedi method
of skin testing. Patch tests have also beem used in cases of suspected
contact dermatitis.
Roseni (54)', has observed that skin testing does not accurately
duplicate the xnost common route of exposure to tobacco, i.e., tobacco
smoke inhalation.. For those involvedl in the production of tobacco
prodhzcts, inhalat'ioni of tobacco dust or direct contact with tobacco
may play important roles in sensitization (9);.
The extensive literature on cutaneous sensitivity to tobacco ex-
tracts includes comparisons of the.prevalence of' positive skin reac-
tions in different groups, such as "not7mal"nonsmoking adults(17,.
68), "'normalP''smokers (17, 33)~, allergic patients (59, 76), children
(41, 50), tobacco workers (69), and patients with~ specific diseases,
e.g., thromboangiitis obliterans (28, 73). Harkavy reportedl on,
tobacco skin reactions in several different groups of patients (34).
Many of the apparently discordant results in some of these, reports
can be traced to failure to compare similar populations or to control
for differences in the test antigen or in the method of testing.
Sulzberger (66) studied the different types of skin reactions pro-
duced by intracutaneous inj eetion of' denicotinized tobacco extract..
Three types of positive skin responses were observed: eczematous
reactions ; immediate wheal-and-flare reactions ;; and late reactions,
probably of the tuberculin type. The: wheal-anMare response has
beeni by far the predominant type (42).
This immediate wheal-and-fiare response! is a specific immune re-
action (6k) largely mediated by IgD: Patterson (48): recently pro-
posed a simplified model explaining the mechanism of action of the
skin, sensitizing antibody (SSA). "Subsequent to stimulation of the:
animall by antigen, SSA are produced by cells of the lymphoid sys-
tem possibly located in the alimentary and respiratory tract. ... The
SSA so produced are secret'ed! in such a way that they reach the cir-
culatiion, where: circulating, cells, predominantly basophilic leuka
cytes; are sensitized', by attachment of the SSA to the cell'surfaee:
In addition, the SSA also: leave the, vascular compartment and sen-
sitize rnediator-releasing cells in tissues. The tissue cells are pri-
marily mast celIs ... The immediate-type allergic reaction occurs
105
~,,

when antigen is introduced into the individu~ali sensitized by SSA,either by transfer of antigenic
molecules, through the respiratory or
alimentary mucosal surface or by injection into the skin or vascular
system.. The antigens reach the antibody on the surface of the mast
cellls and initiate the intracellular events that result in mediator re-
lease from the cells." The actions of these mediators include smooth
muscle contraction, vasodilationand increased capillary permeabil-
ity which can produce such clinical pictures as hay fever, asthma,
and generalizedl anaphylaxis:.
Until recently, direct skin testing and the passive transfer test
(Prausnitz-Kustner reaction): were the on]y methods of studying
IgE mediated responses. In the passive transfer test, serum from,
an allergic patientis injected into the skin of' a normal! subject.
After a suitable interval the antigen is injected into the prepared
site and adjacent normal skin. In a positive response, cutaneous
reactivity is transferred to the.normal subject at the! injection~ site.
The absence, of' a positive response in nearby normal skin excludes
nonspecific irritationi as a cause of the response and shows that the
normal subject is not himself allergic to the antigen.
Harkavy and W'itebsky (34), found andl selectively absorbed'
tobacco reagins in patients showing multiple sensitivities. This, se-
lective absorption documented the immunologic mechanism of then skin reaction., Passive transfer of
the SSA was also reported by
P'eshkin, and Landay(50~) and by Lirna and Rocha (41):. Lowelli
(.4'3:) stated, "The individual possessing skin-sensitizing antibody
to the tobacco extract may be regarded as unequ2vocally allergic to
the extract...... Despite the inability of Sulzberger and Feit (87),'
to: demonstrate tobacco reagins in their skin test positive patients;
several investigators have found them (26, 50, 75).
Harkavy (23) biopsied urtiicarial wheals after intradermal injec-
tion of tobacco extract and foundl a local eosinophilia. He felt that
this helped confirmithe allergic mechanism of the positive skin test.
He also biopsied the site of' a delayedi skin reaction to tobacco and
foundlan eczemat'ous type of response..
The delayed type hypersensitivity reactioni is manifested by in,-
duration and erythema developing,within 2:4 to 48 hours after injec-
tion of antigen. The absence of' response ini the first 6 to 8 hours
after exposure to antigeni helps exclude an Arthus reaction, which is
also a slowly evolviing allergic response. Serum antibodies are nott
involved in the initiation of delayed type hypersensitivit'y; rather,
the initial step is thought to involve interactioniof antigen and spec-
ialized lymphocytes(1'0, 11)~. Contact dermatitis~ is thought, to be
very nearly a pure type, dlelayed' hypersensitivity reaction (10, 11) .,
The foregoing discussion has hig)ilighted the: studies concerning
cutaneous sensitivity to tobacco extracts. Despite the complexities
andl contradictions, numerous workers agree that tobacco extract
106

(leaf or smoke) is antigenic and' can sensitize (2, 7, 9, 18; 26; 43; 60;
52, 64,, 66, 76) . Silvette, et al. (64) concluded!, "It is, indeed', beyond
question that allergy to tobacco extracts, presumably atopic in na-
ture, is an established fact. ..."
Lowell (43) observed that, in most instances, skin reactivity to
an, extract of tobacco actually means the presence of'allergy in some
degree to something in the extract. Arrneni and Cohen (2), Harkavy
and Perlman (31)I, and Popescu, et al. (52)1 observed! that tobacco
extract is weakly antigenic. Armen and' Cohen (2) were abl'e to
sensitize rabbits to tobacco proteins only after absorbing the pro-
tein to alurninum hydroxide, which served' as' an adjuvant.
Even though a positive skin test to tobacco extract may be due to
a specific allergic reactions the interpretation of such a positive test
in a given patient or group of patients poses problems, since sen-
sitivity to a battery of antigens has been demonstrated' in indiuid
uals who are entirely free from allergic symptoms upon exposuree
to the antigens. Rosen (54) statedl that this lack of correlation be-
tween positive skin tests and clinical symptoms is great'er, for to-
bacco thani for other antigens such as pollens,, dusts, and feathers.
He and others have emphasized that the skin test has value only
when correlated with clinical evidence.
Analysis of'skin test studies in nonsmokers (64) shows that ap-
proximately 15 percent of such "'healt'hy"' individuals give positive
reactions to tobacco extracts. Some studies of smokers reporting
a 30 percent or more prevalence of skin sensitivity to tobacco ex-
tract (33;, 43) have considered patients withi multiple sensitivities,
including that to tobacco. Atopic individuals have been noted, to
have a greater prevalence of skin sensitivity to, tobacco than, non-
atopics (64) ; hence, in some studies an excess of' atopic patients
may account for al substantial part of' the elevated prevalence of
tobacco skin sensitivity reported for smokers:
Several workers have sought to use the skin test as a screening
device for indicating, an unusual susceptibility to the adverse effects
of tobacco. DeCrinis, et al. ('13)1, Font'ana (17), and, Redisch (53)
have reported that patients with positiiae skin tests to tobacco ex-
tracts were more likely to have an adverse vascular response to
tobacco as indicated by a fall in peripheral skin temperature on
smoking. More recent studies have shown that a decrease in skin
temperature with smoking is al reproducible response to nicotine
found in "normal" " individuals and does not appear to be confined
to a specific group of smokers (1, 56, 70).
ADDITIONAL IMMUNOLOGICAL EFFECTS.
Additional evidence is available toisupport the view that tobacco
indhces immunologic changes in, man and animals. Armen and
G'1

Cohen (2); C'hu,, etal. (;7)~, Harkavy and P'erlknan (31)~,and Zuss-man (76) induced precipitin
formation in animals sensitized to
tobacco extract. Kreis, et al. (39) studiedlprecipitation reactions in,
657 hospitalized patients, many of whom were suffering from tu-
berculosis or lung cancer. A precipitation reaction between the pa-
tients''sera andlal commercial tobacco extract was found in 62.5 per=
cent of the patients. Chu, et al. (7), using the same antigens as
those ernployed to stimulate precipitin fmrmationi in rabbits, found
serum antibodies in 40percent of a group of smokers which precipi-
tatedl specificially with, the tobacco antigens. Only 7 percent of a
group,of nonsmokers demonstrated, these ant'ibodies.
Savel (59) studied! eight nonsmoking, allergic individuals who;
developed immediate upper respiratory discomfortafter being; ex-
posed to cigarette smoke. As measured by: the uptake of tritia,tedd
thymidine, the lymphocytes of these individuals were stimulated by
cigarette smoke;, while "normal" lymphocytes were depressed. The
authorstated, t'hatthet correlat'ion, of this test with specific forms of
clinical allergy: remains uncertain.
Some investigators have observed abnormal laboratory test re-
sults in smokers as compared to nonsmokers, which may indicate
an allergic response in the former group. Schoen and Pizer (60)~ de-
scribed a smoking woman, who demonstrated a striking blood eosino-
philia while smoking cigarettes. U'pon cessation of smoking, the
eosinophil count returned promptly to normal levels. Resumption of
smoking was associated with a return of the eosinophilia. Heiskells
et al. (36), found al significant increase in, C-reactive protein and an
abnormal seroflocculant for ethyl cholledienate in smokers as com-
pared to nonsmokers. Plasma; histaminase levels were reportedl by
Kameswaran, et all (38): to:be elevated in smokers.
Experimental animal sensitization to tobacco: was reported by
Friedlander, et al. (19) in male rat's: Harkavy (29) confirmed these
results in male rats and also obtained positive S'chultz-Dale reac-
tions in the sensitized animals ; however, female rats failedl to dem-
onstrate this sensitizat'iom. Harkavy (24) reported cardiac histo-
logical abnormalities in three rabbits sensitizedl with denicotinizedl
tobacco extracts. The abnormalities found ini the three rabbits, re-
spectively, included: intimal proliferation, focal fragmentation of
the, internal elastic membrane, and' loss of smooth muscle fibers in
the media of a branch of a coronary artery; focall intimal prolifera-
tion and fibrinoid alterations, in the media of a small coronary ves-
sel ; and a: focus of rnyocardiall fibrosis and' necrosis.
EFFECT ONI TH'K IMMUNE RESPONSE
The effect of tobacco oni the immune response has received some
attention. Early studies in rabbits suggested that tobacco smoke re-
, U8

!
f
z
e
tarded the, production of agglutinins in rabbits immunized against
typhoid (14).
A variety of observations indicate that ingestion of antigenic
materiall by the macrophage rnay be an essential step in the immune
response (3). Btu,ni (5) found that cigarette smoke suppressed
phagocytosis in rabbits. Green and Carolin (20)i performed in nitro
studies in rabbit alveolar macrophages and observed that cigarette
smoke inhibited the capacity of these cells to inactivate bacteriaL
Harris; et al. (35), reported no differences in the phagocytic ability
of macrophages taken from human, smokers and nonsmokers, but
he also concluded that his data neither contradicted nor supported
Green's work. Cohen and Cline (&'), while noting,that macrophages
from smokers had normal phagocytic capacity, demonstrated sub-
optimal macrophage function in an environment of low O',, tension,
a state found' more frequently in smokers than nonsmokers. Max-
well, et al. (45), using guinea pigs, found that smoke exerted no
effect on phagocytosis;, nevertheless,, smoke seemed to: impair the
phagocytes'' ability to inact'ivate bacteria. Nicotine has been shown
by Meyer,, et al. (46) to exert ai depressant effect on sheep pulmo-
nary alveolar macrophage respiration and ATPase activity. Re-
cently, Yeager (74)i reported that water soluble constituents of
cigarette smoke depress protein-synthesis in rabbit alveolar macro-
phages in vitro,Lewis, et al. (40) found that cigarette smoking had a suppressive
act'ion, on, secretory IgA production in normal subj ects but not in
subjects with chronic respiratory disorders. Vos-Brat and Rumke
(71)i recently reportedi that IgG serum concentratiions and, the :~e-
sponse of lymphocytes to phytohemagglutinin w~eresignificantlylower in smokers thani nonsmokers.
A number of' investigators have reported increased rates of res-
piratory iillnesses among cigarette smokers (70). Finklea,, et a1L
(16')' studied antibody response in 289 volunteers after the 1968'
Hong Kong,inliuenza epidemic. They reportedla significant decrease
among cigarette smokers in the persistence of hernagg)'utinatibni in-
liibition antibody after natural infection or vaccination with A_.,
anta'igens.Theypostulated that thisantibody defiicit among cigarette
smokers might be related to increased illness during influenza out-
breaks:
IRRITANT' AND~ PHARIVIACOLOGIC EFFECTS
As Lowell (43) has emphasized, the pharmacolbgic., irritant, andd
allergic effects of tobacco~ are difficult to distingu2sh. Acrolein and
acetaldbhyde are potent irritants foundl in tobacco smoke, which, as
demonstrated in animali studies, are capable of releasing chemical
mediators such as histamine (58)!. The inhalation of tobacco smoke
.
io,

causes bronchial' constriction, mucus hypersecretion,, and ciliary
stasis (57)n in man, all of'which can contribute to a clinical picture
indistinguishable from an allergic reaction. Several authors (4.4, 61,
63) share Sherman's (62) view that "... tobacco smoke is an im-
portant secondary factor in precipitating, allergic symptoms
through its action as a nonspecific irritant."
Speer (65)' recently compared the subjective responses of twa
groups of nonsmokers to tobacco srnoke exposure., One group of 191
patients suffered' from documented allergies:, In one-sixth of these
patients a positive skin test to tobacco extract was found; but only
a few patients were seen~ with objective symptoms which could be
traced to tobacco smoke. The other group of 250 patients had no
historyof'allergy, and was studied!by q,u~estionnaire only. Eye irrita-
tion, nasal symptoms, headache, and cough were common in both
groups. Speer concluded that these effects of tobacco smoke were
irritative rather than allergic in origin. The data presented ini this
study demonstrate that tobacco smoke can contribute to the, dis-
comfort of many individuals ; they do not rule out a possible con-
tribution from allergic reactions.
Harkavy (30)eited experimental data distinguishing allergiiec
effects f'romm pharmacologic effects of smoking such, as increasedd
heart rate and decreased skin temperature:,
Additional studies are needed' to separate the pharmacologic, ir-
rit'ant, and' allergic effect's of tobacco srnoke:
CLIIrTICAL ALLERGY
It is important to understand what role tobacco and tobacco
smoke may play in clinical allergy because many individuals are
exposed'. to them in varying concentrations throughout the year.
A variety of'conditions have been ascribed to allergic rnanifesta-
tions toward tobacco leaf or smoke including : asthma, rhiniti's,
urticaria, angioneurotie edema (giant hives), contact dermat'iti's,
migraine headache, gast''rointestinali sy~:xnptoms and various cardia
vascular disturbances (64) ; however, some case reports are lacking
in documentation (4, 49). A small group of patients having, cutane-
ous sensitivity to tobacco and showing complete disappearance of
symptoms when free from exposure to tobacco were reported by
Rosen and Levy (55). Included in this group were cases of asthma
and urticaria.
Studies of atopic indivi'duals have revealed a, group of nonsmoking
patients with cutaneous sensitivity to tobacco who develbped clinical
syrnptoms upon exposure to tobacco smoke (56; 76)~. In none of
these.studies (54, 59, 76), have detailed immunologic investigations,
attempting to link clini'cal and immunologic events, been performed.
Lowell (43) reviewed case reports of contact dermatitis to to-
rM
