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i'.
r

THE
HEALTH CUNSEQUENCESaF S1iOICING
1975
U. S'. DEPARTTtENT' QF HEALTH, EDUCATION, ANDi WELFARE'
Public Healtth Service
: ,

T'q
"~i~~~s 5,. .. . . . . ..
J
41
PREFt#C E
t
Each year the Public Health Service reviews the scientific data
related to the health consequences of smoking and submits its review
to the Congress. This report, the ninth in the series,, summarizes
: recent research in four major areas: cardiovascullar disease, cancer,
respiratory disease, and the effects of smoking on the nonsmoker who . ;i
shares the environment of those who smoke. t.
11s has been the case with each of the previous reports in the
series, the research summarizedi herein further confirms the relation-
.ships between, cigarette smoking and disease and premature death andl
a
,
~, refines our understanding of the mechanisms underlying these relationships.
. . . . .. ' .. M . ~ .. . . .
Cigarette smoking remains the largest single unnecessary and
~ preventable cause of illness and early death. In the eleven years
since the report of the Advisory Committee to the Surgeon General
in 1964, there has been progress toward reducing this toll. Fillions ~~
of Americans have stopped smoking cigarettes, and millions more have'
°= not taken up smoking. Even for those who continue to smoke, there . t
has been a striking,red'uction in the "'tar" and' nicotine content of'
" cigarettes used by the vast maj,ority. At the same time however
' counter-balancing these gains,, there has been an increase in cigarette
G
1y
To~ eliminate the needles& deaCh, andd disabilityattributa~bleto . ;~'. cigarette smoking, the
Public Health Service remains committed today,
as in the past, to increasing,the knowledge about the health conse- .
quences of smoking and to ed'ucating,the American people as to the
nature and extent of the hazards of smoking. This is a task, not for rti
government alone, but for the great institutions of soci'ety as a wtiole-- ~
the family, the schools, thie healith, care system. Through concerted
effort, 'a climate of respect for our own heal!th, and that of othiers can
be created. Such a climate must certainly be conducive to reducing and art ,4
eventually eliminating, the needless tiurden of disease and premature
death imposed' by cigarette smo~king,.,
a
Theodore Cooper PT.bi. Assistant Secretary for Heal th
June 1975' ~'
Q.J
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iii
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~'f y smoking by' womeni and' young people, especially teen-age g'irls.: . ,
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TABLE OF CONTENTS
Page
PREFACEI . . . . . . . . . . . I . . . . . . . .1 . . . . . . iii
TABLE' OE''' CONTE;JTS . . . . . . .i . . . . . . . . . . . . . . v'
PREPARATION OF THE REP©RT AMACKNOWLEDGPiENTS' .....,, vii
INTRODUCTION: Overview--The Hea1th Consequences
of Smoking, . . . . . . . . . . . . . . « . . 3
CHAPTER 1. Cardiovascular Diseases . ., . . . . ., . . 13
CHAPTER 2. Cancer . . . . . . . . . . . . . . . . . . . 45'
CHAPTER 3. Nbn-Neoplastic Bronchopulmonary.
Diseases . . . . . . .. . . .~ . . . . . . . 63'
CHAPTER,4. Involuntary Smoking . . . . . . . . ., . . . 93'.
INDEX . . . . . . . . . . . . . . ... . . . . . . . . . . . . 117
v

PREPARATION~OF THE' REPORT
AND' ACHINOT,Ti,EDGMEP3TS
Previous Reports
Revi'ews~of the scientifi'c evidence linking smoking, to health
effects began in 1964 with, "'Smoking, and' Health. Report of the Advisory
Coanaittee to the Surgeon General of the: Public Health Service,'' or as
subsequently referredito, "'the Surgeon General's Report." After this
report,, Public Law 89-92 was passed requiring supplemental reports to
Congress on this subject. In compSiance,, three reports were submitted:
1. "The: Health, Consequences of Smoking,, A Public Health Service
R'eview : 19'6 7'. "
2. "1'he Health Consequences of Smoking,, 1968 Supplement to the.
196 7PHS I R'ev'iew. "
I. "'The~ Health~~ Consequences~~ of~ Smok~i'ng~~,, 19'69~, Supplement to~ the~
1967'PHS Review."
In April 19'70, Public Law! 91-222' amended'the previous law and
called' for an upd'ated& report on the health effects of smoking no later
than January 1, 19'71, with annuaL report& thereafter. "The Health
Consequences of Smoking,, A Report of the: Surgeon General: 1971" a
comprehensive review, of all the scientific literature available to the
Clea~ringhouseforSmok3n~g and Health, and with emphasis on the most recent.
additions to the literature was that updated report. Since then, the
following annual reports on the health consequences of'smoking have
been submitted:
1., "The Health Consequences of Smoking,, A Report* of the Surgeon
General, 1972. '111
2'. "'The Health Consequences of Smoki'ng,, 19'73'."
3'.. The Health Consequences of Smoking, 1974."
Each: report since -the original "Surgeon General"s Report" as
reviewed'the scientific literature relevant to the assoc3ation between smoking,
and cardiovascular diseases, non-neoplastic bxonchopulmonary diseases, and
cancer. Smoking as related to~the following, diseases and conditions has
been reviewed periodically in the reports: Q
Pregnancyr (1967, ,11969, 1!9'71, 1972, 1973)
Peptic IJlcer Disease (1967, 1971,
Noncancerous Oral Disease (1969) 19'72, 19'73)
vii

Tobacco Amblyopia (1971).
Allergy (1972)
Public Exposure to Air Pollution From Tobacco Smoke (1972)
Harmful Const3:tuent&of' Ci'garetteSmoke (1972)
Pipe and Cigar Smoking (1973)'
Exercise Tolerance (1:9731
The 1975 Report
The present document, "'fihe Health Con"sequences of Smoking, 1975',"
begins with an overview of the health consequences of smoking and'contains
the current data on relationships between smoking and cardiovascular
diseases,, non-neoplastic bronchopulmonary diseases, and, cancer. A
fourth chapter, "Involuntary Smoki'ng,,," reviews, the effects to nonsmokers of
exposure.to smoke-filled environments. Although emphasis is on the latest
additions to the literature, where necessary to, provide the background
or framework, research from earlier years is included.
This report was prepared'by the staff of the National Clearinghouse
for Smoking and Health in thef'ollowingway:
1!. The Technical Information Center of the Clearinghouse continually
monitors and collects the scientific literature on the health
consequences of smoking through several establishedd mechanisms:
a., An information science corporation is~on contract to: extract
articles on smoking and health from the scientific literature
of the world.
b. The National Library of Medicine,, through the MEDLARS':system,
provi!d'esa: month~lylistiing ofarticlesl on smoking and health.,
Articles not provided by the information science corporation
are ordered.
c. Staff members review current medical literature and identify
perti'nent articles.
03%4d3g
2. The literature was reviewed by the Medical Staff Director who
wrote, f irst draf ts for this report. These draf ts were sent to:
reviewers for criticism andi comment regarding the format,, the
appropriateness of the articles selected'for discussion, and the
Vi:ii

conclusions. The final drafts of the total report were reviewed
by the Director of' the National Clearinghouse for Smoking and
Health, the Director of the National Cancer Institute, the
Director of the National Institute of Environmental Health Services,,
the Director of the National Heart and Lung Institute, and by
additional experts both inside and outside the Public H'ealth Service
ACKNOWLEDGr1ENTS'.
The National Clearinghouse for Sznoking and Health, Daniel Horn,, Phl.D'.,,
Director, and Charles A. Al'thafer,, Acting, Director, is responsible for the
preparation of this report. Medical Staff Director for the report was
David' M. Burns, MI.D. Consulting editors were Elvin E., Adams,, M.D.,
Daniel P. Asnes, M.D., John H. Holbrook, M'.D. Paull Schneiderman, M.D'..,
and H. Stephen Williams,, M.D. Technical Editor was Priscilla B:. Holman,
and Technical Information Officer responsible for the literature collection
was Donald!R. Shopland.
The professional staff has had the assistance and advice of the
followi'ng experts in the scientific and technical fields whose contributions
are gratefully acknowl!edged.
Reviewers
ANDERSON, William H,., M'.D.,--Chief, Section of Respiratory and Environmental
Medicine, University of Louisville Louisville, Ky.
AL1ER'BACH,Qscar,M.D.--Senior~ MedicalInvestigator,, VeteransAdtninistration
Hospital, East Orange,,N.J.
BOCK,, Fred G., Ph.Dl.--Director, Orchard'P'ark Laboratories, Roswell Park
Memorial Institute,, Orchard Park N.Y.
BOREN, Hollis G., M.,D'.--Assistant Director of the Medical Center and
Associate Dean of the College of Medicine, University of South
Florida, Tampa, Fla.
FALK, Hans L., Ph.Dl., Associate Director for Programl National'Institute
o Environmental Health Sciences, Research Triangle Park, N.C.
FERRIS, Benjamin G., Jr.,, M.D.--Prof essor of' Environmental Health and
Safety School of Public Health, Harvardl Umiversity, Boston, Mass.
GOLDSMITH,: John R., M.Dl.--Medical Epid'emiologist,, Epidemiological a
Studies Laboratory, California State Department of Health, GJ
Berkeley, Calif.,
~
HIGGINS, I'an T. T., M'.D.--Professor of Epidemiology, School of Public 11
'Health, University of' Michigan, Ann Arbor, Mich. ~
ix

r
HOFFM'ANNi, Di'etrich, Ph. D'.--Member,, and' Chief, Division of Environmental
Carcinogenesis, Naylor Dana Institute for Dfisease Preventioni, American
HealthFoundation, Valhalla!,;. N.Y'.
KELLER, Andrew Z., D.M.D.--Chief, Research in Geographic Epidemiology
Medical Research Service, Veterans Administration Central 0!ffice,,
Washington, D.C.
CP
Diseases, Kettering Medical Center, Kettering, Ohio.
OLZ, Richard A. ,, M.D.--Medical Director, Institute of Respiratory
LENFANT,~ Claude Ji., M~-,, M!.D~~., --Associate Director for~ Lun& Programs,
National Heart and' Lung~, Institu~~te,, National Insti~tutes~~ of~Health~,
Bethesda, Md.
MacMAHON Brian, M.D.--Professor, Department of Epidemiology,, School
of Public Health,, Harvard University, Boston,,, Mass..
McMILLAN, Gardner,, C., M!.D.--Associate Director, Associate Director for
Etiology of Artheriosclerosis and Hypertension, National Heart and
Lung Institute National Institutes of Health,, Bethesda, Md.
NETTESHETM, Paul, M.D.--Gtoup Leader, Respiratory Carcinogenesis Group,.
Biology Division, Oak Ridge National Laboratory, Oak Ridge!, Tenn.
PAFFENBARGER, Ralph S'.,, Jr., Mi.D.--Epid'emi'ologist,, Resource for Cancer
Epidemiology, California State Department of Health, Berkeley, Calif.
PETTY, Thomas L.,, M.D.-Professor of Medicine,, and Head, Division of'
Pulmonary Diseases,, University of Colorado Medical Center, Denver, Colo.
RALL, David P., M.D.--Di'rector,, NationaT Institute of Environmental Health
Sciences,, National Institutes of Health, Research Triangle Park, N.C.
RAUSCHER, Frank Ji., M.D.--Director, National Cancer Institute, National
Institutes of Health, B'ethesda, Md,.
RENZETTI, Attili'o D. Jr., M.D.--Professor of Medicine, and Head,
Pulmonary Disease Division, University of Utah Medical Center,
Salt Lake City, Utah
RINGLER, Robert L., Ph.D'. Acting Director, National Heart and Lung
Institute, National Institutes of Hlealt'h Bethesda, Md.
SAFFIpTTI Umberto,,rL.D.--Associate Director for Carcinogenesis,, National ~
Cancer Institute, Nationall Institutes of health,, Bethesda,, Md. ~
SCHMELT7. In-7in Ph.I?.--Associate Member and Head', Section of Bio- `~
~
organic Chemistry,, Division of Environmental Carcinogenesis, Naylor &J
Dana, Institute for Disease Prevention, American Health Foundati'on,
u'alhalla,, N.Y, Q''
x

SCflUK#.N, Leonard M'.,, M.D.--Professor andi Director, Division of Epidemiology
School of Public Health, University of Minnesota, Minneapolis, Minn.
SN']hfKZN, Michael B'. M.D.--Professor of' Community Medicine and Oncology,
School of Medicine, University of Cali'fornia, La J'olla, Ca1if..
NYNDER', Ernst L., MI.D'..--President and Medical Director,, Americani Health.
Foundation,, New York,, N.Y'.
Special assistance for the Card'iovascul!ar Chapter was provided by
JENNZNGS, Michael, M'.D., Medical Epidemiologi'st, OMio Department of Health,
Columlius, 0'hhio:, and
MAN'NING, Kathleen, Mi.,, R.N., Department of Staff Development,, Boston City!
Hospital, Bostoni,, Mass.
The ffollowizLg staff inembers of the Center for Disease Control a1so,
contributed to the preparation of this report: Bureau of Training,-
Jmlia M. Fuller, Winthrop N'. Davey, M.D. ,, and Seth N., Leibler Ed.D. ;National Clearinghouse
for Smoking and Health - Nancy M'. Johnston and
Sanda Lager.
®
xi

C"
INTRQDiJ'CDION : Overview--The Health Consequences of Shiokin;g,

c

CVER'VI'EW- HF.ALTH' CONSEOUENCES OF' SMOKING
Tihe statement, "Warning: The Surgeon General Has Determined That
C'igarette Smoking, Is Dangerous to Your Healthi,"" has been required by law
on cigarette packaging since 1970 as a part of the Public Health Cig-
arette Smoking Act of 1969. This Act was a response by the U'.S. Congress
to the scientific information on the health consequences of cigarette
smoking,suammar3!zed in reports then available (the Surgeon General's
Report of 1964 and' thie subsequent' 1967, 1968, and 1969' PFS' Health
Consequences of Smoking). This Act was plassedibecause a series of
important questions,concernd'.ngcigarette smoking, andihealthhad beeni
answered.
The following discussion summarizes the basic questions, the
methodology used to determine the answers, and the answers themselves.
The initial question tobeanswe~red' concernin&the health consequences~
of smoking was "Are there any harmful health effects of smoking cigarettes?"'
The answer to this question was provided in two ways. First,, it was
demonstrated that some diseases occurred more frequently in smokers than
in nonsmokers. Second, a causal relationship was established between
smoking and' these diseases.
A reasonable place to begj:n to look at the health consequences of'
cigarette smoking was in thie area of overall death rates. If cigarette
smoking,contributed substantially to the development of any major disease,
th~is, would be reflected in a higher overall death,ratefor smokers:.
Several large prospective studies have clearly shown that cigarette smokers
have higher overall deathiratesth:aninonsmokers ofthe~ same ageandisex.,
Demonstrating,this association, however, was not enough to establish,
the causal nature of'the relationship between smoking ancT excess deathh
rates. The decision whether or not an association is causal is not merely
a statement of statistical probability. Determining that the association
between smoking and excess death rates is causal was ajudigement made by
DHEW after a number of' criteria had' been met, no one of which by itself
was sufficient to make this judgement. These criteria include:
a. The consistency of the association..
b. The strength of the association.
c. The specifici'ty of the association.
d'. The temporal relationship of the association.
e. The coherence of the association.
3

The association between cigarette smoking,and excess death rates has
consistently been demonstrated in &large number of studies performed
during the last 3©'years. The few studies not showing this relationship:
had serious defect&in their design or analysis which limite&the interpre-
tation of' their results.
The strength of the association has~been firmly established by
repeatedly showing that cigarette smoker&have one and a half to two and
a half times the overall death,rates of nonsmokers.
The specificity of the association was d!emonstrated by establishing
that substantial excess overall death rate&occurred in:populations of
smokers grouped by age, sex, race, socioeconomic class,; occupation, place
of residence, and' many other variables.
The temporal reLationshdipof the association between,cigarette smoking
and overall death rates wasclearliy shown by the marked decrease in excess
death rates that occurs after stopping; smoking.
The coherence ofthe:ass,ociation wasestabl'ished'byshowing that aa
dose-response relationship persisted' when dosage was.measured'by number
of cigarettes smoked per day, duration of smoking, age at initiationlof
smoking,,, depthof' inhalati'oni, or pack years ofsmoking., This relationship
was alsed'emonstrated in prospective as: well as retrospective studie&.
Thus, the extensive evidence concerning the health consequences of'
smoking gathered by many researchers and analyzed'for consistency, -
strength,, specifici't.,,temporal relationship,andcoherencehasclearl'yestablished cfigarette
smoking, as the cause of'the excess mortality among,
cigarette smokers.
The establishment of, smoking as the cause of excess mortality broughtt
up the additional question: "'How are the health consequences of smoking,,
expressed'as individual disease processes?"
The most important specific health consequence of cigarette smoking
in; terms of the number of people:affected'is the development of premature
coronaryh~eart d!isease(CHIa). Retrospecti've!studiiesestablished that
cigarette~smokers, have agreaterrisk, of death due to:. CFIDand havs,ahigher prevalence of CHD~
thaninpnsmokers. Prospective studie&confirmedd
that cigarette smokers have higher death rates from CEIDd and established that
they have ah3gher incidence of'CEID than nonsmokers. Long-term folliowup
of healthy populations~has confirmed that a cigarette:smoker is more likely
to have a myocardial infarction and to die from CEID than a nonsmoker.
Cigarette smoking has been shown to be one of the:maj',or independent CHDirisk
factors and to act synergistically with the other majlor alterabl'e CHD risk
factors (high blood pressure and'elevated!serum cholesteLol). Autopsy
studies have shown that persons whiolsmoked.cigarettes have more severe
coronary: atherosclerosd!sthan persnnw who, did'not smoke.
4

C
A second major health cons quence.of smoking is the development of
cancer in smokers. Cigarette smoking was firmly established' as the major cause
of lung cancer by several large retrospective and prospective studies. The
risk of developing lung cancer was found' to be 10 times greater for cigarette
smokers than for nonsmokers. The risk of developing,lung,cancer increases
with the number of cigarettes smoked per day: and is greater in cigarette:smokers
who report inhaling, who started smoking,at an early age,, or who have smoked
for a~greater number of years. Smokers of filter cigarettes have been shown
to have a]:ower risk of developing lung cancer than smokers of nonfilter
cigarettes,, but the risk remaines well above that for nonsmokers.
The risk of developing cancer of the larynx, pharynx, oral cavity,
esophagus, and urinary bladder was also~found!to be significantly higher
in cigarette smokers than in nonsmokers. Pipe and cigar smokers were
found to have elevated risks for the development of cancer of the oral
cavity, pharynx, larynx, and esophagus when compared to nonsmokers. Pipe
and cigar smokers report that they inhale muchiless frequently than
cigarette smokers. As a result their lungs receive much less smoke
exposure than cigarette smokers''. This is felt to be the reason for the
lower incidence of cancer of' the lung for pipe and cigar smokers compared
to cigarer,te smokers.
FTomen have had'far lower rates of lung cancer than men. This has
been attributed to women's tendency to smoke fewer cigarette per day,
the fact that fewer women than menismoke, and the fact that women smokers
generally select filter and low tar and nicotine cigarettes. However, the
percentage of women smokers in the Hnited States has increased dramatically
in the last 30 years, and since 1'9'S5 the death rates from lung cancer in
women have.increased proportionately more rapidlyttian the rates~for men,
reflecting this increased proportion of women smokers.
The tar from cigarette smoke has been found'to ind'uce malignant
changes in the skin and respiratory tract of'experimental animals,; and a
number of specific chemical compound's contained in cigarette smoke were
established as potent carcinogens or co-carcinogens. Malignant changes
including carcinoma in situ were found in the larynx and in the sputum
exfo!liative cytology of experimental animals exposed to ci'garette smoke.
Nonmalignant respiratory: disease is a third area of smoking-fnd'uced
morbidity and mortality. Cigarette smokers have.been shown to have more
frequent minor respiratory infections, miss more dayrs from work due to
respiratory illness,, and report symptoms of cough and sputum production
more frequently than nonsmokers. Retrospective an&prospective studies
with long-term fo]:lowup have found that cigarette!smoking is the primary
cause of chronic bronchitis and emphysema in the United States. Cigarette
smokers have also been found to be more likely to~ have abnormalities of
their pulmonary function tests and1have higtier death rates from respiratory
5

diseases than nonsmokers. Data from autopsy studies have shown that
cigarette smokers were more likely to have the macroscopic ctianges of'.
emphysema, and that these changes are closely related to the number of.
cigarettes smoked'per day. Mucous cell hyperplasia has been found more
often in cigarette smokers. Cigarette smoke also inhibits the ciliary
motion responsible for cleansing, the respiratory tract.
An add'itional area of hea];th concern has been the effect of
cigarette smoking during pregnancy. Mothers who smoke cigarettes during,
the last two trimesters of their pregnancy have been found to have bablies&
with a lower average birth weight thaninonsmoking mothers. In addition
cigarette smoking mothersh~ad alhigh~errisk of having astililborn child,
and their infants had higher late fetal and neonatal death rates. There
are some deta to show that these risks due to cigarette smoking,are evenn
greater in women who have a high risk pregnancy for other reasons.
These effects may occur because carbon monoxide passes freely across the
placenta and'is readily bound by fetal hemoglobin, thereby decreasing thee
oxygenicarrying capacity of fetal blood'.
Having established' the health consequences of smoking, two additionall
questions became important. They are, "'Canithe health consequences to the
individual be averted by stopping smoking or by changing the cigarette?"and'"What are the overall
public health consequences of cessation?"'
The first question is the simpler of the two to answer. In the
individ'ua1 cessation of cigarette smoking resullts~iiv a:rapi&declineof the carb on monoxide
level in the blood over the f i'rs t 12' hours.
gymptoms of cough, sputum prod'uction, and shortness of breathiusually
improve over the next few weeks. A woman who stops smoking by the fourth
month of her pregnancy has no increased risk of stil~:lbirth or perinatal
death in her infant rel~;ated!to smoking. The d'eterioration in pulmonary
function tests that occurs inisome smokers becomes less rapid than that
of'continuing,smokers. The death rates from ischemic heart d'isease,
chronic bronchitis, and'emphysema also quickly become less thanithose
of the continuing smoker. The risk of d'eveloping, cancer of' the lung,
larynx, and oral cavity declines substantially in ttiefirst fewyears,
after cessati'on and 10 to 15 years after stopping smoking approximates
that of nonsmokers. A smoker who switches to filter cigarettes and' has
smoked'ithem for 10 years or longer has a lower risk of developing,lung cancer
than aismoker who continues to smoke nonfilter cigarettes. The risk to a
filtered cigarette smoker, however, still remains well above that of a
nonsmoker.
The public heal'th benefits of'cessation are more difficult too
determine than the effects of' cessation on the individual. Just as

C
cause-specific death rates have reflected the effect of cigarette smo&ingg
on certain diseases, they shouldialisoreflect any substantial beneEitsto be gained by cessation or
reduction in cigarette smoking. Several
factors combined to produce a reduction in per capita dosage of tobacco,
exposure in the Unitedi States for the years 19661-19'70. FYrst, per capitaa
consumption of cigarettes declined'from 4287 cigarettes per person in
1966 to 3,985 in 19'70. Second, during this period there was a slow but
significant decrease in the average tar and'ni'cotine content of' cigarettes
as well as a decrease in the amount of tobacco contained in, the average
cigarette. The decline in p r capita consumption d'uring those years
occurred'in the'face of a substantial increase in the proportion of'women
smokers and so reflected predominately a decrease iin cigarette consumption
by men.
Since 19,701, althoughithe per capita consumption of cigarettes has
increased the average levels of tar and' nicotine have continued' to
decline, making it more difficult to predict what has happened to per
capita dosage..
Examination of cause-specifilc death rates for the period of this dieclining,
per capita consumption (Tab1e 1)i reveals that there was a downturn in the
male deathirate from: ischemic heart disease beginning,in 1966 which reversed
the upward trend that had occurred over the previous two decades. This
decline in the death rate from ischem2c heart disease has not occurred in
women.
The male deathirate from chronic bronchitis has also been declining
since 1967, and'the male death rate for emphysema has declined since 1968
when it was first recorded as a separate category. Female death rates for
these two diseases have not shown these trends.
Despite the impressive coincidences of the decline in deathi rates
among,maTes occurring, at the same time that there was a decline in per
capitalcigarette consumpti'on,, it is impossible to be certain of the exact
cause of the decline in th~e'deathrates- These d'iseases,areinfluenced
by a variety of factors, in addition toicigarettesmok.ing, such as blood
pressure and air pollution. Some of these factors have also been.subject
to major control efforts which may have contributed to the decline in
the death rates. In addition, there have been therapeutic advances in the
treatment of these problems which may also tiave helped lower the death rates.
A decline in male d'eath rates from lung cancer should also follow the
decline in p~ercapi'taconsumption. This rate would not be,influenced asmuchs by chanlaes in other
etiologic factors or changes in therapy because cigarette
smoking causes from 85 to 90 percent of all lung cancer and there have been
no major improvements in survival due to changes in, therapy. GJith lung cancer,
7

,
~ZlrY,.!"
:,:,.. . :~'.-.h t:, ..t~ ., ,... r ....
Ischernic Heart Utsease ,: puronirBronchit9s
P (410-413)2e«3 T r s (490,491)2
;
~.'i,V ..P.-1 ~' i r1.ir ({,r.nAd
TABLE 1 beatkrQtas for selected cauges, b}+ scx 146 3-1'9731''
Year
1963
1964
1965.
1966
1967
1968
1969
1970
1971
1972
1973'
Y W;<=~
.«
4
S r,
: Emphysema
(492)2,4:
361.6 2209 i;.~.S.f4.3 1.6
Y' 354'.2 ~ 218.5 L§ } y' ltC ~;42 , 1 5 ;; E i xis cr 6
2221
. . -.1.,
43 16
361.6 226.5 4.7 1.6
3'57.0 225 4 4.8 1 6 `. `
G ". t t 40017 , : 277.5 p) -0 4.7 - 16
~392:0~j,273.6 0 .-f .~ ,34:4 1.4 zi.~
272'0 ,
387:2
, ;
~.. # fs` 4.3 14
. :;
Y '`381.0 273.8 tl t'~. ~~._:..4'.0 1.4
..
382.4 277.6 ' `
4:2' 1.5
'378.5 276.01
. 3:8' 1i.5'
.{;
18.2 3:9 60.3 14.8
17:6' 61.3 _ 15 4 '.' . .
r 43.0 -7~:5,
44.4 7:7ii
46.0 8.3
48.0 8.9
r: 20:9 3.7' 53.5 111, 1~
F119'5' 16,' c` 54.7 , 111.8
r..\
U9L11 "3,7 S7A ., 126 s . .
18.3 3.8 ,. .. 57.8' 133 ~`"`'.
4
t
Campil'edl frem Vitat Statistics of the United States, volumes
Service, U.S, Department of Hlealth. Educatipn, for L963 iiA73 National Center for Health Staais6ics
Public Health
and Welfare
IVUmbens after causes of death
are category numbers from the Eighth, Revision of the internationall Classification of Diseases,
used' in :J
,
Vital Statistics of the United States beginning iri 1968; prior to 1968
S
h
e
t
eventll udL
Revision wasse 3The rates for 1963-11967 are for the category Arteriosclerotic Heart Disease
inclluding,Coronary Disease (4'z0) and for 19681973, thee
category Isahemic Heart Disease (410-413) to reflect a c1Ymificati
h
on c
ange from the Seeth Eihh Ft
,vn togtevision. -
4Emphysema was recorded as: a separate category beginning,in 1968 with the Eighth Revision.
~
tt ,
r~rt^:,'.`(
~ ~....,~
. . :~.{. .. .- . .
.4 Ij1 o)S.?~~~1:..".i
et4ibv,
~t1, Y.Ki.
? . .. "'+'..
,.
f
j:...~/:..T
F..
('160:rll63)
Z _
p
E
Yt'
IuialSgnan t Neopllasms of '
iRt;spiratory System
''
i
?r
« .
33
8 s

C
however, two, additional considerations must bekeot in mind. A d'eclinein
death rates.Irom lung cancer would be expected to lag several years behind
adecl!ine,.in peT capitaconsumption.In~ addition, thed'eclinein consumption
and swi'tc'tu to;low tar and nicotine cigarettes occurred predominately in the
Younger age %roups where death rates from lung cancer are low partly
b'eca''.se of~ the long latent period, (about 2'0 years)' between onset of
ex,
posure to cigarette smoke and the development of lung cancer. For thesee
reasons, it is necessary to look at lung cancer death rates by age group
rather than total lung cancer death rates. The lung cancer rates by age
groups for 1971 show that there may be aidecline inithe lung cancer rates
for the younger males (under 4S), but the confidence limits on these
trends at present remain wide enough to make it impossible toisay whether
it is a real decline or merely a leveling, off. The national health statisticss
broken down by age group are currently available only through 1971. The data
by age group from a few more years will be necessary to determine accurately
whether the lung cancer death rates are going down or leveling,off.
The total death rates for all respiratory tract cancer are available
through 1973; they showacontinuedlincrease, in boththemale and femaIedeatli rates reflecting,the
fact that older age groups have both a higher
incidence of respiratoryy tract cancers and have not had as large a change
in smoking-behavior.
A demonstration of a decline in male, age-specific death ratess
for lung,cancer would add one more important piece of data to the
already substantial evidence on the health consequences of smoking.
9

CHAPTER 1
CARDIOVASCULAR'DISEASES

I

CONTENT5
Page
Coronary Heart Disease (CHD) . . . . . . . . . . . .I . . . . . 15
Iutroduction. . . . . . . . . . . . . . . . . . . . . . 15
Cigarette Smoking as a Major Risk Factor for
Coronary Heart Disease. . . . . . . . . . . ... . . . 15:
Cigarette Smoking in Relation to Other Risk
Factors for Coronary Heart Disease. . . . . . . . . 16'.
Hypertension . . . . . . . . . . . . . . . . . . . 17
Cof f ee Drinking . . . . . . . . .I . . . . . . . . . . 20
Ventricular Premature B'eats . . . . . . . . . . . . . 21
C'arbon:tK'onoxide . . . . . . . . . . . . . . . . . . . . . 21
Introd'uction . . . . . . . . . . . . . . . . . . . . 2'1
Sources of Carbon MonoxideExposure andHuman Absorption . . . . . . . . . . . . . . . . . 2'2
Effects on Healthy Individuals. . . . . . . . . . . 2'2
Effects on Persons With Atherosclerotic
Card'iovascular Disease. ., . . . . . . . . . . . . 2'7'
Studi'es on the Pathogenesis of Cardiovascular
Disease.. . . . .. . . . .. . . . . . . . . . . . . 2'8
NYcotine . . . . . . . . . . . . . . . . . . . . . . . . 2'9'
Acro.Iein . . . . . . . . . . . . . . . . . . . . . . 29
Cerebrovascu]lar Disease. . . . . . . . . . . . . . . . . . . 29
Effects of Smoking on the Coagulation Syrstem. .. ... .. 30,
Stunmary of Recent Card'i'ovascular Find'ings. . . . . *. . . . . 32
Bibliography. . . . . ., . . . . . . . . . . . . . . . . . . . 33'
M+
Crt,
13, N

C
List of Tables
Page
Table1.--Age-standardiaed blood pressure changes,QmmiRgY
at followup for continuing,cig;arette smokers and
quitters according,to wei'ght changes ................... ....... 18'
Table 2'.--Niuimber of subjects who had developed hypertension
at followup for continuing cigarette smokers and
quitters .....................................................191
Table 3'.--Mean percent of carboxyhemoglobin saturationliu
smokers and nonsmokers by sex and race .................... ....... 23'.
Table 4.--Mean percent of carboxyhemoglobin saturationlin
smokers and nonsmokers by employment status ....... ............ 2'4
Table S.--Median percent carboxyhemoglobin (C©Flb)i saturation
and 90, percent range for smokers and nonsmokers by
location.., .............. ............ i ...... ..«...e ........i ......25
Table 6.--Mean percent carboxyhemoglobin (COHb) saturation
in cigarette smokers 1 hour after last cigarett8..............26.
Table 7.-Age-standardized death rates and mortality ratios
for cerebral vascular lesions for men and women by type
of smoking, (lifetime history)i and age at start of
........3]~
study .................... .......... .....................

CORONARY HEART DI'SEASR' (CHID)'.
Introduction
Coronary Heart Disease (CHID) is the ma3'.or cause of death in the Uriited'.
States and is!the most important single cause of excess'mortaiity among
cigarette smokers. The evidence relating smoking to CHID has been reviewed
in previous reports on the health~consequences of smoking (HCS 1, 2', 3', 4,.
5, 6, 7', 81. The following, is a brief sinnmary of the relationships +
between smoking and CHID presented'in these reports.
Cigarette smoking, hypertension, and elevated serum cholesterol are
the major alterable risk factors for myocard'ial i'nfarction andIdeath from CHD~..
Cigarette smoking,acts both independently as a risk factor and synergistically
with the other CFID'k risk factors. The magnitude of the risk increases directly
with the:amount smoked'. The excess risk of CHD among smokers has been
demonstrated in some Asian, Black, and Caucasian, populations and is proportion-
ately greater for younger men., especially those below age 50. Cessation of
cigarette.smoking results in a reduced mortality rate fromiCHD compared with
the mortality rate for those who continue to smoke.
Pipe and cigar smokers have a slightly! higher risk of death from CHID
than nonsmokers,,but they incur a much lower risk than cigarette smokers.
This has been attributed!to the lower levels of inhalation that characterize
most pipe and cigar smoking,.
Data from autopsy studies have shownicoronary: atherosclerosis to be
more frequent and more extensive inicigarette:smokers,than in nonsmokers, anid'experimental work in
humans and animals has suggested several mechanisms by
which smoking,may influence the development of atherosclerosis and CEID. The
formation of' carbox,yhemog]!obini, release of catecholamines, creation of an
imbal'ance between myocardial oxygen supply and demand', and increased'platelet
adhesiveness leading to thrombus formation have all been demonstratedlin
smokers and proposed as exp' anations' for the excess CHIDimortality and,
morbidity among smokers.
Cigarette Smoking as a Major Risk Factor
for C'oronary Heart Disease
The evidence tstablishing,smoking, as a major risk factor in CHD has been
reviewed in previous reports (FICS 1, 2, 3, 4, 51, 6', 7, 8). During, the
last year new epide:miolooic datalhave been published on the relationship
between coronary artery disease:and smoking.
Bengtsson (CV72, 2~40)studied thesmoking,habitso,f women!withmyocardiaS
infarction (MI) in Goteborg,, Sweden. He found that smoking was significantly
more common in a group of 46 women (80 percent smokers), ages 50-54, who had
amyocardial infarction than in alcontro.l group~ of' 5:78hea];thynonhospitaliaed
women (37.2 percent smokers).
15

c
'0ther investigators examined the effect of cig;arette smoking on survival
of people with acute myocardial infarction. In a study of 400'patients with
documented myocardial infarction who survived to be admitted to a coronary
care unit, Helmers (CV 242', 243,, 244) found no significant difference between
the percentages of smokers and nonsmokers among survivors s tudied af ter the
first 24 hours, from 2' days until discharge, and from discharge to 3 years.
Reynertson and Txagourni'.s(CV41)~, in a 5-year prospective study of137' patients with~documented
CHD~at age 50 or less, were also unable to find'any
relationship between CHD mortality rates andd smoking habits. Smoking habits
after entrance into the study were also considered and again no difference in
mortality rates was found.
The Coronary Drug Projlect (Ref. 10) was able to find an effect of
cigarette smoking on mortality after myoca:dial infarction. This groupp
studied 2,,789' men ages 30-64 years for 3 years after myocardial infarction
and found a statistically significant correlation between cigarette smoking
determined 3'months aftera myocardial infarction and m:ortality(t-value of2.94)'. None of these
studies were able to examine the smoking habits of
the grouplof people wholdie suddenly as a first manifestation of CHI), and
therefore may have excluded that group in which.there is the highest excess
mortality due to cigarette smoking, (Ref . 11)1.
Additional data from the Swedish twin-study'of'Fri!berg, et al. (CV 38)
have been reportedi. They found an excess CNID mortality among smokers in
dizygotic twins with different degrees of smoking, but no similar excess
in monozygotic twins. Although the numbers were to small tolbe significant,
the authors suggest that this tends to support the theory that bothismoking
and CHD are constitutionally determined. These data!must be viewediwi'th
caution, however, since the difference was demonstrable only in the old'er
age group (born 1901 -]1910). When the younger age group (born 1911 - 1925)
wasconsidered, noexcess,CfID~.mortalitywas,seen in the dizygotic group but
a small excess was noted in thie monozygotic group (,three CHD deaths in the
high smoking, group andione in the low smoking group). Also the difference
in cigarette consumption between the high and low smoking,groups was relatively
small (seven cigarettes per day). Consequently, datalfrom thiis study
are not sufficient to warrant the conclusion that both smoking and' excess.
CHD mortality are constitutionally determined rather than smoking being a
cause of the excess CPID.imortality.
Cigarette Smoking in ReSation to Other Risk Factors
for Coronary Heart Disease
Cigarette smoking, elevated serum cholesterol, and elevated blood'
pressure are generally accepted as the three majior modifiable risk factors
for CHD. However, there is less agreement concerning other CHD' risk factors--
obesity, physical inactivity, diabetes mellitus, elevatediresting heart rate,
psychologic type A behavior, etc. Thefollowing,studies,present recent©
evidence on the relationships betwe n smoking and hypertensiom, coffee ~
drinking, and ventricular premature beats. .~
. 0!
~
16 ~
C11'

Hypertension
Results from several studies have shown that smokers on the average have
slightly lower blood pressure than~nonsmokers.. Some investigators have
attributedl this finding, to~ the fact that smokers on the average weigh,
slightly less than nonsmokers. Three current studies (CV 231, 104, 193)'
discusa~ thj!srelationship. Gyntelberg and ',Meyer(~CV 231)~ based on their
evaluation of 5,249 men ages 40-59,, were of the opinion that lower blood
pressurein smokers could not be,accounted for bydiffer~encesin weight,
age,, or physical fitness. Kesteloot and Van,Houte (CV 104),, in a study of'
42',804 men, performed a multiple regression analysis on age,, weight, and
height and1found that cigarette smokers had lower blood pressure than non-
smokers; however,,wheuthey included serumicholesterol values in the analysis,,
thed'ifferencein blood pressurewasreducedito~ approximately 1 mm Hg.
Although this difference was statistically significant basedlon the large
population, the actual difference in blood pressure was too small to be of
clinical importance,.
Seltzer (CV 193) ) studied 794men selected for their initial good health
and normal bloodpressure (below 1400 systolic and 90 diastolic)' and'followedi
them for changes in cigarette smoking habits,, weight, and t'_ood pressure.
During the 5-year period of the study 104 men gave up smoking. For every
age group~except those over 55, there was a significantly greater weight
gain (8' Ib) among the "quitters"than among the continuing,smokers (3.5' lb)i.
Blood pressure increased'4mnn:H&systolic and 2'.,5mmHg diastolic in the quitters with nachange
inisystolic and a slight reductionin diastolic
(-1.1 mm~ Hg) in~ persons whocontinuedi to~ smoke., In ord'erto exami'neblood
pressure changes in relation to weight change,, both continuing smokers and
quitters were grouped accordi'ng,to their weight changes duri'ng the period
of study (Table 1). The most significant finding was an~increase in the
systolic blood pressure (+1.77'mg Hg) among, the quitters even:in that group
with significant weight loss. In contrast,,the continuing smokers with
significant weight loss had a decline in systolic blood pressure (-3'.2& mm
Hg). Diastolic blood pressure in qu3tters showed anincrease with weight
gain and no change with weight loss, while continuing smokers showed a
e decreasein diastolic pressure with weight loss andino change with weight
ga:fn. The data on subjects whose blood pressure had increased to hyperten-
sive levels (systolic ;~ 150 and diastolic ? 95) were evaluated, and
it was found that quitters had a much higher frequency of becoming hyperten-
sive chancontinuing,, smokers (Table 2') .
Seltzer, in interpreting these data, suggested that cigarette smoking,
tends to inhibit blood pressure increases, with only minimal pressure rises
occurring, even in instances of substantial weight gain. When this inhibiting
effect of cigarette,sTnoking, is,removed a~sin the case of thequitters~ sharpp
rises: in blood pressure become evident. He cautioned', however, that the
development of hypertension in some quitters may have been responsible for
decisions to lose weight andthat his data do not allow anievaluation
of the degree of blood pressure changes according to how recentTy, cigarettes
were given up.
17

TABLE~I F. -Age~st'andQrd'ized~bfoood'pressure~~cfianges'(irrrn hfg)l'~~ al~foll'o~wup~for~
continuirtg~, cigarette smokers and 'qpid'ters accordih'g~ ta ~ iweig/ir cJtanges~
Weight Change (LB)'
Smoieiag,Class Signific
Wt ao ant'
$ Nm Sign
Wt Ch ificant
ange Moderate
Wt GaSt S igniFicant
Wt Ga3u
No..
L. -2 LB
5 to-S
No,, LB'
-4~ w +4
No~ LB
+5 to +12
N LB'
+13 to +30
Nfean systolic BP changes:
Cbntinuing,smokers
32'
-4.00
84I
-1.52'
71
2:85
24
1.50
Quitters 13 11.77' 27' 2.22 27 4.04 32' 3669'
Mean d'iascoGc BP charr$es:,'
Continuing,smokers
32
-3.28
84~
-2.04
71
0'.73'. I
i
2+4
-0:04
Quitters 113' -0! 31 ~, 2'~7~ -L9ti~, 27 4;30. 32 3.94
fStandardized' on basis of age disOrdbution!of' current'cigaret'te smoker&
Source: Seltzer, C.C. (CV 193)i.

;V
C
Ti A8LE ~~ 2:. - Number ~o f~sabjects ~~ who ~ had'~ d'evelwped `hyperrension~ at
. followup, for conxinuimg,cigarette srno,kersand'q,ui,tt'ers
Blood pressure
levels
Continuing cigarette smokere
`.
Quitters
Number Percent Number Percent
Systolic blood pressure 1150+ 6' 2'.8' 9 ~~ 8:7
Systolic blood pressure 160+ 2' 03 5 4.8.
Diastolic blood pressure 95+ 3' 1.4 5 4.81'
Source: Seltzer, C.C.,(CY 19.1j.
~

C
The results of t:ae, ischemic heart disease study by Kahn, et al. (Et'ef. . 1)
raise additional questions about Seatzer's~ data. Kahn followed 10,00'0'
Israel3i male civil service employees for 5 years to determine what factors
were associated with an increased incidence of hypertensio: He presented
no data concerning, persons who stopped smoking, b,.~._ he d'.i6 show ciLaL
the incidence of hypertension increased'with age and that the age-adjusted
incidence of hypertension inismokers was over twice that of nonsmokers
(76.9/'1000 for smokers uersus~ 35'.4/1000 for nonsmokers) . Seltzer reported
no data on the incidence of hypertension in nonsmokers, and'the age distribution
for his group of smokers (',the ori'ginal source of the q,uitters) is heavily
weighted to%ardi younger age groups (with only 33 of 2'14 men age 50 years or
over). According to Kahn"s d'ata.,, this age group would be expected'to have a
lower incider.ce~ of hypertensioni and,, in fact, Sel!tzer: found' only small numbers
of men who developed'hypertension (',eight with diastol.ic hypertension)
(Table 2). Making interpretations based on such small numbers is, hazardous ;,
for example, the difference between current smokers and quitters~i'n the
incidience of diastolic hypertension could have been produced by only three
men quitting smoking because they d'eveloped' hypertension..
" Cof fee Drinking
The Boston Collaborative Drug, Study (Ref. 2) recently reported a
correl'ation between coffee drinking, (,7 6 cups per dau)' and myocardial
infarction that persisted after controlling for the, ef.fect of cigarette
smoking. This was a retrospective studyof 276 patients with a h,ospi'ta1
discharge diagnosis of myocardial infarction and 1,104,age,, sex, and hospital-
matched controls discharged with other diagnoses. In addition to the usual
limitations of retrospective studies, this study has several characteri'stics
that make izterpretati=di'fficult. In controlling for the effect of'
cigarette smoking, the investigators divided the smokers into those who
smoked one pack or less per day and those who smoked'more than one pack per
day. Because c'igarette consumption is highly correlatediwith coffee
consumption (CV 166,, CV 54), it can be expected that within such broad smoki'ng,
categories those aho were heavy coffee drinkers~tended to be heavier smokers
.than those who consumed smaller amounts of coffee. It is.also possible that
the hospitalized controls represented persons who drank less coffee than the
general population because of'serious chronic illnesses. These characteristics
of the study design do not allow firm conclusions to be made concerning,the
extent to which tF-erelationship between coffee d'rinking, and myocardiall
infarction is independent of the relationship:of both variables to
cigarette smoking,.
The question of the i~ndependent nature of'this relationship~is also:dealt
with in a prospective study by Klatsky, et al. (CV 166) of 464 patients with
myocardial infarction who previously had had multiiphasic health checkups.
Both ordinary controls and' CHD risk faWtor-matched controls were drawn from
250,00&people who had u-ndergone the same multiphasic health checkups. The
investigators did not find an independent correlation between coffee dfinking,
andl myocardial infarctiomwhen risk-matched controls were usedl..
20,

The Framingham Study (CV 258)~ recently published data on coffee drinking
based on a 12-year followup of 5',209' men and women ages 30-62. An increased
risk of death from all causes was demonstrated in coffee drinkers but this
relationship was accounted for by the association between coffee consumption.
and cigarette smoking. No association betweencoffee d'rinking, and myocardiial
infarction or between coffee drinking andithie development of CFID,, stroke, or
intermittent claudication was demonstrated. Heyden, et al. (CV 54) also found
no relationship~between excessive coffee consumption (~ 5 cups per day) and
atherosclerotic vascular d'isease. .
Ventricular Premature Beats
Ventricular premature beats have been shown to be a risk factor for
sudden death from CHD'. Vedin, et al. (CV 87)~, in a study of 79'3 men in
Goteborg;,Sweden, examined~the~frequencyofrhythm and conductiondisturbances;
at rest and during exerc3se. They found no statistically significant correla-
tion between cigarette smoking habits and the presence of supraventricular,
and ventricular premature beats at rest or during exercise. . -
Carbon Monoxide
Introd'uction
Carbon monoxide has long been recognized as a dangerous gas, but until
recently concentrations which produced carboxyhemoglobIn levels below 15
to 20 percent were thought to have little effect on humans. Currently there
is considerab]le interest in determining the effect of chronic exposure to
low levels of carbon monoxide HCS 5, 6', 7, 8)i.
Carbon monoxide is present in concentrations of 1 to 5 percent of the
gaseous phase of cigarette smoke (Ref. 3, Ref. 4). The concentration varies
with temperature of combustion as well as with factors which control the
oxygen supplysuch,as the porosity of thepaperan~d' packing; of the tobacco.
The amount of carbon monoxide produced increases as the cigarette burns down.
Carboxyhemog,iobin levels in smokers vary, from 2 to 15 percent depending on the
amount smoked, degree of inhalation,, and the time elapsed since smoking the
last cigarette..
Carbon monoxide, which has 2'301times the affinity of oxygen for hemo-
globin, impairs oxygen transportation in at least two ways: First,, by
competing with oxygen for hemoglobin binding sites, and second, by increasing
the affinity of the remaining hemoglobin for oxygen, so that a lower tissue
Pa2 is required co deliver a given amount of'oxygen to the tissues.
Carbonimonoxide also binds to other heme-containing pigmeftts, most
notably myoglobin,, for whichlit has even a g;reaterr a£finity thart for hemo-
globin. The significance of this binding,is unclear, but may be important in
tissues, such as the heart muscle, which have both high oxygen requirements p
and larga amounts of myoglobin. ~
~
M
~
21.

Sources of Carbon Monoxide Exposure and Human Sorption.
Several researchers (CO 61, 6, 134, 135, 125, 133) have estimated the
relative contribution of cigarette smoking and air pollution tothe humann
carbon monoxide burden as measured by carboxyhemogiobin levels (COHb). Kahn,
et al. (CO 134), in a study of 16,649 blood donors, determined that smoking
was the.most important contributing, factor,, followed by industrial work
exposure. Nonsmoking, industrial workers had COH'a levels of 1.3'8 percent, and,
nonsmokers wi'thout industrial exposure had'levels of .78'percent. Cigarette
smokers,, on the other hand hadivery hi'gh levels. Smokers withlindustrial
exposure had levels of 5.0l percent, while smokers without industrial exposure
had levels of 4.44 percent (Tables 3' and4). Stewart, et al. (CO 135) found
similar results in a nationwide survey of blood donors and'noted marked
d
variation in mean COHb levels in residents of different cities measured at
different times of the year (Table 5). However, in all areas,, smokers
still had COHb levels two to three times higher than nonsmokers and had
d
inareasing, COHb levels with increasing level of cigarette consumption (',Table 6)1.
Similar findi.ngs were reported by Torbati, et al. (CO 12'5)' in alstudy of 500'
male Israeli blood donors.
Nonsmoking workers exposed to automobile exhaust--London taxi drivers
(',C016) and garage and service station operators (CO 61)--have higher baseline
levels of carboxyhemoglobin than nonsmokers of the general population. But
even in these highlexposure occupations smokers have markedly higher COHbi
levels ($.1 and 10.8 percent) than nonsmokers (6.31and 5.5 percent). An
extreme is represented by New York City tunnel workers who are exposed too
an average of63 ppm CO withipeak exposure levels as high a&2117' ppmCO!;
cigarette smokers still maintained much higher COHb levels (5.01 percent)
than nonsmokers (2.93 percent) (CV 184).
Studies on the C0'burden of each cigarette have determined the body
burden of CO' per cigarette to be 7.10-8.66 ml (CO 46),, and the increase in
CJ'Hb level produee&by smoking one cigarette to be .94 to 1.6 percent after
12 hours of abstinence (CO' 121 CO 46). The 1'iallf-life for the washout of CO'
in healthy college smokers (CO 46)' was calculated to be from 3' to 51 hours.
Effects onlHealthyIndsvidluals
Several studies have beeniputilished on the effects of carbon monoxide
on healthy ind'ivi:d'uals. Small doses of CO (COHb levels 2'.4-5 .4 percent) were
found to have no effect on heart rate (CV 160). Raven,, et al. (CV 197), in
a stud'yof young, men,exposed during exercise on a treadmill to 50 ppm C0,(',COIIblevels 2.,51
percent in nonsmokers~and4.1 jin smokers), ,foun~d no d'ecreasein
maximum aexobic capacity when the subfects were tested at 25°i C. In a similar
experiment conducted at 350 C by the same researchers (CV 9'6) there was al
decrease in maximum aerobic capacity in nonsmokers exposed to 501ppm C0, but
not in smokers despite an increase in the carboxyhemoglobin levels of 1.5
percent in both groups. They postulated a possible physiologic ad'aptation of
smokers to carbon monoxid'e. Ekblom and Huot (CO 47) studied five young, men
2'2.

.
C ~
TAB'LE' 3. - Mean percent of carbox,~hemogl'obin saturation in smd/cers and
nonsmokers by sex and race
Tat:Ll!Satnple Nonsmokers Smokersl
No. X'tS~ No. X~Si ,, No. X±SX
TotallSample 16,649 2.30:t 0:021 10,157 085 ± 0'.01 6,492 4,58+ 0.03
Male 10,54'2' 2.66 ± 0:03' 5'888 1.00 ± 0.01 4,654 4.76 ± 0.04.
Female' 6,107' 1,.68 + 0:03' 4,269 0641± 0.01 1,838 4.1'0 + 0.06'.
White 15,167 2:28±0.02' 9,474 085It0.01 5,693 4.66't0.04
Male
9,669
2:65 t 0:03'
5,508
1'.00 t 0.01
4,161 4
4.83 0.04
Female 5,498' 1.63 t 0:03' 3;966' 0641 t 0',01 L532 4.19 ~ 0.06
Black 1,429 2.59 + 0:06 : 64!1 0186 t 0.03 788' 4.00 ± 0.'08
M ai'e 829 2.911 t' 0:10 347 1.07 ± 0.05' 482 4:24 ±' 0A0
Female 600, 2:15 t 0:09 294 0'.62 ± 0.04 306 3.63 t 0:12
1'Smokers are: defined as those who smoked on the day of giwing,b[ood.,
NOTE. - 7C = mean, percent';!Sx = st'andard error of'mean percentl
Source: Kahny A.,, et all (Co' 1'34)~
23

Ta~~BLE' 4. ~- Mean percent of 'carboxyliemoglobin saturarion inrn smokers~
and'nonsmokers by employment status
Nonsmokers Smoketsl
IVo: X t Sx No. 7C' *- SX
Persons employed 8,478 0.89't 0.01 5,962 4.6'1 t 0.03
Classed'as
ind'ust'rial workerst
1',523'
1.38' ± 0:04
1,738
5.01 ± 0.06
Classed'as workers
other than industrial
6.955
0.78 * 0:0'1 "
4,224
4.44 t 0.04
Ptrsons not employed' 1i,678' 0.63' ± 0:02. 531 4.24 ± 0:1i1
tlndustrial workers are empl'oyed in either durable or nondurable goods manufacturing
(craftsmenoperatiives, on Iaborers),, Smokers
are defined as those:who smoked on the day, of'giving blood.
1+T©TH: - XI ='mean percent; SX, = standarderror of mean percenr.,
Source:: Kahn, A.,,et all (CO 1'34).
24

l
.,
C
TABLE 5~1. - Median percent ~ earb~ozyhemoglobim (COHh'~) , saturation and ~Q~0'~ pe'reen~~r ~
nnnge for smokers arrd nonsmokers by location
r
Cigarette Smokers
Nonsmokers
1
Location Median Range Median Range
Anchorage 4.7 0:9 - 9.5 1.5 0.6' - 3.2
'
Chicago 5.8' 2:0' - 9'.9' 1.7 .0~- 3.2.
1
Denver 5.5 , 2'.0 - 9_8 2:0 0'.9-17
Detroit. 5.6 1.6 - 10:4 1'.6 0.7 - 2:7
Honolulu 4.9 1.6 - 9.0' 1.4 0.7 - 2:S
Houston 3.2 1.0 - 7.8. 1.2 0.6 - I5
Los Angeles 6.2 2.0 - 10.3 1.8 PL0 - 3:0
Miami 5.0' 1.2 - 9.7 1'.2 0.4'- 3ff
Milwaukee 4.2 1'.0 - 8.9 1.2 0.5 - 2.5
New Orleans 5.5 2:0 - 9.6. 1.6 1.0 - 3!0.
Pl'ew York 4.8'. 1.2 - 9.1 1.2 0.6 - 2.5
Fhoenix. 4.1 0'.9 - 8:7 l.2 U -2S
St. Louis 5'.1 13 - 9:2' 1A 0:9' - 2.1
'
Salt Lake City 5.1' 1'.5 - 9.5 1.2 0:6 - 2'.5
San Francisco 5.4 1.6 - 9:8 1.5 0'.8 - 2.7
Seattle 5.7 1.7'- 9.6 1.5 0.8 - 2.7
Yermonti
New Ha mpshire
4!8
1.4'- 9.0
1.2
0:8 - 2.11
Washington, DC 4'.9 1.2 - 8.4 1.2 0.6 - 2.5
Source: Stewart'1R.D.,,et all (CO 135).
25.
(

TABLE 6, -1u4`ean percent~cruboxyhemoglnbin' (COHb) saturotibmin cigarettee
smokers 1' hour af ter last cigarette
Packs ofCigazet'tes Smoked' Per day
Location Nonsmoker
< YS ys-1 1 1% 2!
M'iiwaukee 3.
1.3 3.0 4.2' 53 6,2' 4.7
New H'ampshire,.
Vermont
1.4
3.3
4.4'
5:7
6.7
5.3'
New York City 1.4 3.1 4,3' 4!7 5.8I 6.3'.
Washington, D~.C 1.4 3:8 4.6 5.2 5.8' 6.6
Los Angeles 2:0. 4:0 5.2 6:0 7.4' 7.5
Chicago 2:0 4.8 5.4I 6'.3 7.1 7.7
Source:~ Skewarti, R.D.,,eti al. ({C013S).,
266
i

who inhaled' CO to reach given COHb levels. They reported that as COI3B° l'evels
increased',, there was a decrease in maximal oxygen~uptake and'lower heart rates
at maximal treadmill exercise.
Sagone, et al. (CO 63), in a study of 9 cigarette smokers and 18 non-
smokers ages 20-32, showed significantly higher values for COHb, red'cell
mass, hemoglobin, and hematocrit in the smokers. Levels of 2',3 DPG were
unaltered while oxyhemoglobin affinity P'50' and ATP levels were significantly
lower in the smokers. The three smokers with~highest red cell mass had
normal arterial blood gases and one smoker had very high values of red cell
mass which returned to normal after he stopped smoking. The authors interprett
these data as evidence of tissue hypoxia.
Millar and Gregory (CV' 128), in al study of both fresh heparinized'
blood and ACD-stored blood from a blood bank, showed a reduction in the
oxygen carrying capacity of up to 10 percent in the blood of cigarette
smokers; this reduction persisted for the full 21-day storage life of blood
bank blood.
Cole, et al. (CO 22), ', in al study of pregnant women, found' COHb levels
itx the fetus to be 1.8 times as great as those in the simultaneously
measured blood of the mother. Fetal blood was exposed to carbon monoxide
in vitro, and fetal'hemoglobin was found'to have a shift of the oxyhemoglobinn
disassociation curve to the left as occurs with adult hemoglobin. The higher
fetal COHb levels were attributed to the lower fetal Pp and a resultant
decrease in the ability of oxygen to compete for the feia]l hemoglobin. It was
felt by the authors that the high COHb levels may be responsible for the lower
birth weight of infants born to mothers who smoke..
Effects on Persona with~
Atherosclerotic Cardiovascular Disease
Aronow and Isbell (CV 179) and And'erson, et al. (CO 24) have shown a
decrease in the r:can duration of exercise before the onset of pain in
patients with angina pectori's exposed to low levels of carbon monoxide
(50 and 100'. ppm),. Carboxyhemoglobin levels were significantly elevated
(2'.9percentafter 50, ppm; 4.5percent after100'ppm~) and the systolic bloodl
pressure, heart rate, and product of systolic blood pressure times heart rate
(a1measure of cardiac work) were all significantly lower at onset of anginal
pectoris.
In a continuation of this work, Aronow, et al. (ICV 194, CV 263) studied
eight patients during two separate cardiac catheterizations,,one during whichh
each patient smoked'three cigarettes and one during,which each patient inhaled'
carbon monoxide until the maximal coronary sinus COHb level equalled'that
produced by smoking during the first catheterization. All eight had'angf:o-
graphica]~:ly demonstrated' CHID (> 75 percent obstruction of at least one
27 0

coronary artery). Smoking,increased the systolic and diastolic blood'pressure,,
heart rate,, left ventricular end-diastolic pressure (LVFDP)',, an&coronary
sinus, arterial, and venous C0 levels. No~changes were noted in left
ventricular contractility (dp/dt)',, aortic systc>lic ej,ection period, or cardiac
index, and decreases were f©und in stroke index and coronary sinus,, arterial,
and venous 1MV-Z, When carbon monoxide was inhaled, increased LVEDP and coronary
sinus, arteriaT, and venous CO levels were noted; there were no changes in
systolic and diastolic blood pressure, heart rate, or systolic ejection
period; and decreases in~left ventricular dp/dit stroke index,, cardiac index
and coronary sinus, arterial, and venous Pb2 were found. These data suggest
that carbon monoxi~de has a negative inotropic effect on myocardial tissue
resulting in the decrease in contractility (dp/dt) and stroke index. When
the positive effect of nicotine on contractility and heart rate is added
by cigarette smoking, the net effect is increased cardiac work far the same
cardiac output. In the heart with~coronary artery disease there is a greatly
resLLricted'capacity to increase blood flow in response tos this increase in
cardiac work. The result is earl'ycard'iac decompensation manifested by
elevation in LTJEDP' and angina pectoris.
Aronow, etal.haarealso~ shown decreased exercise time prior to onset
of angina pectoris in persons exercised after ridi'ng for 901minutes on the
Lo&AngelesFreeway (C0121).7[n a related study they demonstrated a
decrease in exercise tj.me before claudication in a group of patients with
intermittent claudication who were exposed to,50 ppm CO (CV 118)I.
Studies on the Pathogenesis of Cardiovascular Disease
In a review of some of their work on carbon monoxide, Astrup and
Kjeldsen (CV 106) noted that inicholesterdl-ffed rabbits exposed to 170 ppm
carbon monoxide for 7 weeks (COHb 16 percent) and then to,340 ppm for 2 weeks
the cholesterol content of the aorta was 2.5 times higher than that of'
cholesterol-fed, air breathing controls. Groups of cholesterol-fed rabbits:
intermittently exposed to carbon monoxide for 12'or 4 hours per day
produced' three- to fivefold increases in the cholesterol content of their
aortas. Cholesterol-fed rabbits made hypoxic at 10 and 16 percent oxygen fiad'
3'to 3.5 times the aortic cholesterol content, while those exposed to 26,
and 28'percent oxygen had a considerable decrease in cholesterol accumulation.
Further work by these authors (C0 12'2) revealed'that in rabbits fed normal
diets but exposed to 180 ppm carbon monoxide for 2'weeks, there were local
areas irr their hearts of partial or total necrosis of myofibrils; in the
arteries there was endothelial swell!ing, formation of subendbthelial edema,
and degeneration of the myocytes. When the aortas of these rabbits were
examined (CO'19), the luminal coats showed pronounced changes characterized
by severe edematous reaction with extensive swelling and formation of'
subendothelial blisters and plaques. Th~eauthors:postulate that carbon
monoxide increases endothelial permeability to albumin which results in forma-
tion of edema leading,to changes indistinguishable from early atherosclerosis.
~
za ~
~

This postulate is made even more significant by the findings of Parving,
(CV 129) who showed an increased' transcapillary escape rate for 131 i-
labeled albumin in humans exposed to .43 percent C0 (COHb 20 percent) for
3 to 5'hours, but not inithose made hypoxic to an altitude of 4300 meters
(hemoglobin 75 percent saturated).
By exposing rabbits to different concentrations of carbon, monoxide
(,501 100, and' 1'80 ppm) for varying periods (.5,, 2', 4, 8, 24,, and 48' hours)',,
Thomsen and Kjeldsen (CO 129) were able to show a threshold of 10'0 ppm of'
C0 for myocardial damage. The demonstration of damage at this level of C0.
(COHb 8-1G percent) is possibly explained'by the affinity ratio of carboxy-
myoglobinitoicarboxyhemoglobin which is about 3 to 1. Thus, a COHb level
of 10 percent would'be accompanied by a carboxymyoglobin, level of 30'percent.
This ratio can gradually increase with decreasing Pp2 to a ratio of 7 to l att
a Pp2 of 40 mm Hg,, a level reached'in many tissues including the myocardium.
Nicotine
In a, study of the effects of smoking cigarettes with low and high nicotine
content, Hill and Wynder (CV 144)' notedlincreasing serum epinephrine levels
with increasing nicotine content of the smoke, but serum norepinephrine level's
were unchanged. Serum corticoids were also markedly elevated on smoking high
nicotine cigarettes. No free fatty acid changes related to nicotine were
detecte&. Also note& were increasing,serum epinephrine Ievels with increasing
number of low nicotine content cigarettes smoked.
Acrolein
Egel and Hudgins (',CV 2!49)' did inhalation studies with acrolein on rats.
Inhalation of this aldehyde at concentrations below those encountered in
cigarette smoke resulted in a significant increase in~blood'pressure and heart
rate in rats.
CEREBROVASCULAR DISEASE'
There has been conflicting evidence on whether there is an increased
risl~ of cerebrovascular disease due to.smoking (HCS 1, 2, 3, 4, 5, 6, 7, 8').
A~prospective study by Paffenbarger (Ref. 5) of" 3,991 longshoremen followed
for'i8 years showed no correlation between fatal strokes and smoking.
H~owever,,boththe~ D'or~n study of U. S. veterans (Ref. 6)~ andHammond!"s,study
of one million men and women (Ref. 7) showed a small but significant increase
in the death rates from cerebrovasccular disease among cigarette smokers. The
Framingham 18r-year followup of men ages 45 to 54 (Ref . 12) and Paffenbarger "s
study of'men who entered Harvard between 19'16 and 194Q (Ref 4) also showed an
excess risk of cerebrovascular disease associated with cigarette smoking.
:"~Two recent studies provided more data on this topic. Ostfeld, et al.
(CV::100; 196),; in a study of'2,748 people ages 65-74 receiving old age
assistance in Cook County,, Illinois,, were unable to find any relation ~
habits at the start of the study and incidence of
'tietween ci
kin
arette sm
0
g
g
o
new',strokes or prevalence of transient i'schemic attacks. Nomura, et al..
(',CV:246),, in a study of the population of Washington County, Maryland, ages W'
~
~
4T9.
QD'
29

c
25 and older, were unable to find any relation between cigarette smoking and
either mortality or morbidity from stroke. rlomura noted that "in athero-
sclerotic strokes the Framingham study and P'affenbarger''s investigation of
former college studentsincluded!a great percentage of strokecases
under the age of 55. Because these two stud!ies found an association between
cigarette smokingand atheroscleroti'c strokes and the present study did not,
it may be that the association is age-dependent."
Hammond (Ref. 7) provides some data which may clarify this relationship.
Analysis of his data shows that the difference between cerebrovascular death
rates inicigarette smokers andinonsmokers increases as persons get older
except in males ages 75-84 (Table 7')' indicating that the excess death rates
associated!with cigarette smoking increases with ad'vancingage. The ratio
of the death rates for smokers and nonsmokers (mortality ratio), however,
decreases with age, reflecting the fact that cerebrovascular disease death
rates attributable to other causes increase withiage much more rapidly than
death rates attributable to smoking. Cigarette smoking may well be a risk_
factor for stroke at all ages, but other causes of strokes become proportion-
ally so important in older age groups that in studies not based on very large
populations the risk due to cigarette smoking is masked by the large total
number of strokes due to other causes.
EFFECTSOFSMOKINOWTHE0OAGUhATION SYBTF..MSeveral studieshavecontributeditoan understandling of the,
role, ofsmoking in thrombogenesis. Levine (CV 13), in a controlled double blindl
study, showed that smoking a single cigarette increased the platelet's
response to~a standard aggregating stimulus (ADP). This phenomenon did not
occur when lettuce leaf cigarettes were smoked and was independent of
a rise in freefa.ttyacid's,in the plasma. The author postul'atesthat this
maybedne toincreas3ng epinephrine levels.
These data may have relevance for two other studies. In the clinical
trial of the possible prevention of heart attack by hyperlipidemic drugs in
Newcastle, England, (CV 158)i it was found that cigarette smokers were at
increased risk of sudden death,. This increased risk was not present in
smokers treated' wi'th clof ibrate. However, the researchers were unable to
relate this reduction in risk to any effect of cllofibrate oniserum lipids.
RecentlyCarvalho,,et al.(CV 259)! evaluated 29' patientsw!ithifamilial
hyperbetalipoproteinemia and noted that their platelets had an increased
sensitivity toaggregating stimuli (ADP). Treatment with cliofibrate returnedi
the ADP sensitivity to normal without significantly altering serum lipids.
This demonstrated effect of clofibrate may provide some insight into the
Newcastle study. The reduction initheexcessrisk,ofsud'den death could
be due to a clofitrrate induced reversal of increased sensitivity to
aggregatingstimuli produced'by smoking.
30

c
TABLE ~ 7. ~- Age«standardized'~ d'eatJ} rates and mortalit;r~ ra~tios~ for
cerebral'uascular lesions for men and'n women by type of smoking
(1'ifetime history) and'age at start of study
Type of 3molOing
Age Groups
45-5455-64 65-74 75-84
CVL Death Rates per 1004000 Person-5liears
Men
Never smoked regulerly
Pipe, cigar
Cigarette and other.
Cigarette only
Total
W omen
Never smoked regularty
Cigarette
Total'
28 92 34'9' 1,358
25 100 369 1,3711
28 12936 ` 990
42 130 477 1,1'68'
35 116 391 1,272
18 57 228 1,082'
38 88 3'15 1,277
25 64 238 1,091.
CVL Mortality Ratios
Men
Never smoked regularly 1.00 1.00 1'.00 1.00,
Pipe, c igar 0 j89 1.09 1.06 1.01
Cigarette and other 1.00 1.40 L03' 0! 73
Cigarette onl'y 1.50 1.41 1.37 0.86
Women,
hiever smoked regularly
1.00,
1.00 ILOO
11.00
Cigarette 2.11 1.54 U8 1.1$'
NOTE. - C V L= Cerebral vascular lesions:,
Source: Hammondl E.C. (Ref, 7).
31

SITNlM1AF2Y' OF' RECENT CARDIOVASCULAR FINDINGS
1. Data fromone recent study suggest that cigarette smokers are:more
likely to develop hypertension than are nonsmokers. There is some evidence
that suggests that stopping,smoking,may be accompanied by a rise in blood
pressure.
2. Cigarette smoking has been shown to be the major source of elevated
carboxyhemoglobin levels,,with occupational! exposure and air pollution being
far less~important in most circumstances. Carboxyhemoglobd:n levels in
cigarette smokers are two to three times the levels in nonsmokers and
incresse with the amounts smoked.
3. Elevated carboxyhemoglobin levels have been shown to.decrease
maximal oxygen uptake in healthy people as well as to decrease the exercise
tolerance of persons with angina nectoris andlintermittent claudication.
The carboxyhemoglobin levels at which these effects take place are well
within the range prod'uced by cigarette smoking.
4. Carbon monoxide at levels.of exposure commonly reached' by cigarette
smokers has been shown to decrease cardiac contractility in persons withi
coronary heart dYsease.
5.. Carbon monoxide has beenishown to produce changes Iike those of
early atherosclerosis in the aortas of rabbits.
32.

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34

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(CV 38') FRIBERG, L., CEDERLOF, R., LORICH, U'.,, LUNDMAN, T'., DEFAIRE, U.
Mortality in twins in relation to smoking habits and alcohol
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(CV 2'31 GYNTELBERG',, F'. , MEYER J. Rel!ationship between blood pressure and'
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(Ref. . 7) HAbfM0ND,, E. C. Smoking, in relation to the death rates of one milli'on
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Bethesda, Md., U'. S. P'ublic H'ealth, Service, National Cancer
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Medica Scandinavica (Supplementum 555)1: ]i4-26, 1974.
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MEIER, R. Kaf f eekonsum Gef as serkrankungen und Ris ikof aktoren
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theEuansCounty,,
Georgia, study.)I Zeitschrift fur Ernahrungswissenschaft
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of nicoti'neon the serum epinephrine andcorticoids.
American Heart Journal 87(4): 491-496, April 1974.
5
35

(Ref'. 11)I INTERSOCIETY ' COMMISSION FOR HEART DISEASE RESOURCES. Athero-
scl!erosis Study Group and Epidemiology Study Group. Primary
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A-54-A-95, December 19'70.
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carboxyhemoglobin level's, in Lond6n taxi drivers. Lancet 2(7772):
302-303, August 12, 1972'.
(Ref. 6) KAHN, H. A. The Dorn study of smoking and mortality among,U.S.
veterans: Report on 8-1/2 years of observation. In:
Haenszel, W. (E'd'itor). Epidemiological Approaches to the Study
of Cancer and' a'ther Chronic Diseases. Bethesda,, Md., U'.S'.
Publi'c Health Service, National Cancer Institute Monograph No.
19, January 1966, pp. 1-125.
(R'ef. 1')KAHN, H. A., MEDALIE', J.H'. ,NEUFELD, H. N., RISS, E., GOLDBOURT, U.
The incidence of hypertension andiassociatedifactors: The
Israel ischemic heart disease study. American Heart Journal
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(CO 134) KAHN, A., RUTLEDGE, R. B., DAVIS, C. L., ALTES, J. A.,, GANTNER,, G. E.,
THORNTON, C. A., WALLACE, N. D. Carboxyhemoglobin sources in
the Metropolitan St. Louis population. Archives of Environmental
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(CV' ]i04) KESTELOOT, H., VAN' HOUTE 0'., An epidemiolog;ic survey of arteriall
blood pressure in~ a large male population group~. American
Journal of Epidemiology 99(I): 14-29, January 1974.
(CO' 19) KJELDSEN, K., ASTRUP, P., WANSTRUP, J'. Ultrastructural intimal
changes in therabbi't aorta aftera:moderate,carbon monoxide
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(C0 122) KJELDSEN, K., THOMSEN, H. K., ASTRUP, P'. Effects of carbon monoxide
on myocardium. Ultrastructural changes in rabbits after
moderate, chronic exposure. Circulation Research 34(3):
339-3'48', Ifarch 1974.
(CV 166) KLATSKY, A. L., FRIEDMAN,, G'. D., SIEGELAUB, A. B. Coffee drinking
prior to acute myocard'ial infarction. The Journal of the
American Medical Association 22'6(5):~ 540-543, October 29:,, 1973.
(CO 46) LANDAW~,, S. A. The effects of cigarette smoking, on total body burden
and excretion rate~s, of carbon monoxide. Journal of Occupati'onaS
Medicine 15(3)~: 231-235, March 1973'.
:36

c
(CV13) LEVINE, P'. H~~., An~ acute effect ~~ of cig,arette~~ smok~~i'ng~, on platelet
(Ref. 12) function. A~ po~s~~s~~ible~~ link,betwee~n smoking~ and arterial
thrombosis. Circulationi 48(3): 619'-623, September 1971.
McGEE, D. Section 28. The probability of'developing certain,
cardiovascular diseases in eight years at specified val'uesof
some characteristics. In: Kannel,, W. B., Gordon, T. (Editors),.
TheF'ramingham Study: An epidemiological investig~ation of
cardiovascular disease. U.S. Department of Health, Education,,,
(CV' 128) and Welfare,, Public HealthiService, National Institutes of
Health,, Publication ?I'o. (NIH) 74-618, i-iay 1973, 152' pp.
MILLAR, R. A., GREGORY, I'. C. Reduced oxygen content in equil!ibrated!
fresh heparinized and' ACD-storediblood from cigarette smokers..
British Journal of Anaesthesia 44(10): 1015-1019, October 1972..
(CV 246) NOMURA, A., C~.OINfSTOCK, G. W., KULLER,, L.. , TONASCIA,, J. A. Cigarette
smoking and strokes. Stroke 5(4): 483-486, July-August 1974.
(Ref . 4 ) OSBORNE, J!'. S. ADAMEK, S., HOBBS, M'. E. S'ome components of gas
phase of' cigarette smoke.
February 19'56. Analytical Chemistry 2'8(2): 211-215,
(CV 100) OSTFELD, A. M.,, SHEKELLE', R. B'.,, KLAWANS, H. L. Transient ischemic
attacks and risk of stroke in an elderly poor population.
Stroke 4(6): 980-986, 2Tovember-December 1973.
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Epidemiology of' stroke in an elderly welfa re population.
American Journal of Public Health 64 (5) : 450-458, May 1974.
(Ref. 5) PAFFENBARGER',, R. S., Jr. Factors predisposing to fatal stroke in
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.colllege students, XI. Early precursors of nonfatal stroke
AmericanlJournal of Epidemiology 94(6)1: 52'4-5301, December 19'71.
(,CV 129) PARV'ING H. -H. The effect of'hypoxia and carbon monoxide exposure
on plasmaivolume and capillary permeability to albumin.
Scandinavian Journal of Clinical and Laboratory Investigation.
30'(1) : 49-56y; September 1972.
(CV 19~~7~~)~ RAVEN, P. B;.~ DRIIIKWATER'~, _B. L., RUHLING,,R. 0'.~,~ BOLDUAN',,N1.,
TAGU'CHI,, S., GLIIIER',, J.,, HORVATH, S. Mi. Ef f ec t o f carb on.
monoxide and peroxyacetyl nitrate on man's maximal aerobic
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March 1974.
b 37 M

(CV ' 41) REYNERTSON, R. H., TZAGOURNIS, M. Clinical and metabolic
characteristics. Effects on mortality in coronary disease.
Archives of Internal Medicine 132 (5) :' 649-653, Nbvember 1973.
(C0 121) ' RUSSELL, M. A. H'. Bl,oodi carboxyhaemoglobin changes during tobacco
smoking. Postgraduate Medical Journal 49(576): 684-687,
October 1973.
(CO'~ 6~~3)i SAGONE, A-L~.~, Jr~~.~,, LAWREN'CE~, T.~,,BALCERZAK~~, S.~ P'. Effect ~ of
smoking, on tissue oxygen supply. B1'ood' 41(6) : 845-851,
June 1973.
I'
(CV 193) SELTZER, C. C., Effect of smoking on blood pressure. American
Heart Journal 87(5): 558-564, May 1974.
(CV ' 160~)~~ SHEPHARD,~ R.~ J.~ The influe~nce~~ of small dos~es,of carbon monoxide
upon heart rate. Respiration 29 (5/6) r 516-521, 1972.
(C0' 1') STEWART',, R. D., BARETTA,, E. D., PLATTE, L. R., STEWART, E. B.,,
KALBFLEISCH, J., H. ,VAN YSERLOO, B. ,RWf A., A., Carboxyhemo-
globin levels in American blood donors. Journal of the
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occupational exposure to carbon monoxide. Israel Journa]l of
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. ,r
i
. 3,t5

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(HC'S 3) U.S. PUBLIC HEALTH'SERVICE. The Health Conseq,uences of Smoking..
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g8pP!
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GD

CHAPTER' 2'
CANCER

c

b
C
1~,, Contents
Pa e
Introduction. . . . . . . . . . . . . . . . . . . . . . . . . 45
Lung Cancer . . . . . . . . . . . . . . . . . . . . .. . ., . . 46
Epidemiologic Studies . . . . . . . . . . . . . . . . . .46
Smolting, and Air Pbl.lution. . . « .. . . . . . . . « . . .46
Exfoliative Cytologyr. . . . . . . . . . . . . . . . . . 49'
Experimental Carcinogenici'ty. . . . . .. . . . . . . . . . . .4'9
Carcinogens in Cigarette Smoke . . . . . . . . . . . . . 49.
Asbestos. . . . . . . . . . . . . . . . . . . . . . . . 50'
Infecti=and Carcinogenicity. . . . . .. . . . . . . . .50
Other Cancers . .. .. . . . . . . . . . . . . . . . . . . . . . 51
Oral and Laryngeal Cancer. . .. . . .. . . . . . . . . . .51
Genitourinary Cancer. . . . . . . . . . . . . . . . . . 51
Nasoph,aryngeal Cancer. . . . . . . . . . . . . . . . .5.1
Aryl Hydrocarbon Hydroxylase (AHH) . . . . . . . . . . . . . .52
Suurmary of Recent Cancer E'indings. . . . . . . . . . « . . . 56
Bib liography . . . . . . . . . . . . . . . . . : . . .. . . . .
.57
43
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c
List of' Figures
Page
Figure 1.--Productioz of'aryl hydrocarbon hyd'roxylase
(AHH) in macrophages from one person in response
to cigaret te smohing. . . . . . . . . . . . . . . . . . 53
List of Tables.
Tablle_1.--Distribution by type of lung cancers in a
composite series of'nonsmokers and a representative
hospital series. . . . . . . . . . . . . . . . . . . .
Pa e
. 47
Table 2.--D'istribution by type of lung cancer in
populations wi,th:specific occupational
exposures. . . . . . .. . . . . . . . . . . .. . . . . . 48'
Table3.--Aryl hydrocarbon~ hydroxylase:(AHH)ind'ucibiliityin patients with ]iung, cancer with
other tumors, an&
in healthy controlls. . . . . . . . . .. . . . . . . . . 54
44

d
, INTRODUCTION
The major relationships between smoking and various cancers' have been
documented' in previous reports on the health consequences of smoking (HCS 1,,
2, 3, 4, 5, 6, 7, 8). Based on evaluations of detailed epidemiologic, -
clinical, autopsy, and experimental data accumulated over the last 30' years,
cigarette smoking has been clearly identified as a causative factor for
lung, cancer. The risk of devel!oping, lung cancer increases directly with
increasing cigarette smoke exposure as measured'by number of cigarettes smoked
per day, total lifetime number of cigarettes smoked, number of years of
smoking, age at initiation of'smoking, and depth of inhalation. Lung,cancer
death rates for women are lower than for men but have increased dramatically
over the last 15 years coincident with the increasing number of women smokers.
This increase has occurred imspi'te of the fact that women smokers use fewer
cigarettes per day, more frequently choose cigarettes with filter tips and low
tar and nicotine delivery, and!tend to~ inhale less than men. A person who
stops smoking,has a decreased risk of developing,lung cancer compared to the
continuing,smoker but the risk remains greater than the nonsmoker"s for as
long as 10 to: 15 years after the person stops smoking.
Cigarette smoking is a significant etiologic factor in the development
of cancer of the larynx, oral cavity, pharynx, esophagus, and'urinary bladder
and is associated with cancer of the pancreas.
Certain occupational exposures have been foundito be associated with
an increased' risk of dying from lung cancer. Cigarette smoking interacts
with these exposures to produce a greater risk of developing lung cancer
than from occupational exposure alone. Uranium mining, and'the asbestos
industries are occupations which have only sliightly increased lung cancer
rates for nonsmokers but dramatically elevated rates for cigarette smokers.
Pipe and cigar smokers experience mortality rates from cancer of'the
oral cavity, larynx~ phazyrnx,and esophagusapproximatelyequalJtothose
of cigarette smokers. Their risk of'developing cancer of the lung is lower
than the risk of cigarette smokers,,but it is significantly above that of
d
nonsmokers. This is probably due to the fact that pipe,, cigar, and
cigarette smokers experience similar smoke exposure of the upper respiratory
tract, while cigarette smokers (due to their greater'tend'ency to inhale),have
a greater exposure of their lungs to smoke than pipe or cigar smokers.
The bronchial epithelium of smokers often shows premalignant changes
suuch as squamous metaplasia, atypical squamous metaplasia,, and carcinoma
in situ. The pathogenesis of these changes is related to the various
carcinogenic and co-carcinogenic substances in cigarette smoke, the exact
mechanism of these carcinogens remains under investigation.

LUNG CANCER
.
Epidemiiologic Studies
Harris (CA 36) has reviewed the reports of lung, cancer in nonsmokers
and compared them to a representative.hospitaL series and' has shown marked
differences in the pathological types between the two: groups (Table 1).
When only! nonsmokers are examined! the excess of squamous andl oat cell
carcinoma in men compared to:women is not observed'. Adlenocarcinoma is by
far the most common type of lung cancer in nonsmokers while squamous cell is
by far the most common when smokers are included. The strength of the!
relationship between smoking and the development of lung,cancer differs
markedly withithe type.of lung tumor. Squamous and oat cell carcinoma are
very closely: related to:smoking, behavior whi'le,, according, to this study,
bronchiolar carcinoma shows no excess risk attributable to smoking. Harris
also presented the percentages of different histologic types of cancer
found in several industrial exposures (Table2'.);these~percent d'istribution
patterns resembled those found imsmokers far more closely than those foundi
in nonsmokers.
Wynder, et al. (CA 519'),, in a retrospective study of 350 lung cancerr
patients and hospitalizzecontrols,, noted that the relative risk, of developing
lung cancer was far less in those smokers wholhad smoked filter cigarettes
for more than. 10 years than in smokers of plain cigarettes (,261.8' and 46.2',,
respectively). Even with smokers of filter cigarettes, the risk increased
with increasing number of cigarettes smoked' and was signiificantlygreater
than the risk of nonsmokers.:
Smoking and Air Pollution,
B'ecause of the magnitude of the association between smoking and the
d'evelopment of epidermoid lung cancer, it is difficult toievaTuate th&effects
of other possible causes of lung,cancer such as air poliluti'on. Higgins
(CA 110): recently analyzed respiratory cancer mortality in Great Britain and
the United States. In the United States, altlioughthe age-specific death
rates for males continued to.increase:, the rate of increase was not as great
as in the past. Female lung cancer mortality rates, bycontrast, have
increasedisteadily since about 1955. If these increases continue,,the
American Cancer Society estimates that lung, cancer among women will move from
fourth to third place in 1975 as the site responsible for the greatest number
of deaths due tor cancer among women (Ref. 1)'. In Eng,landiand'Wales, Higgins
noted that between 1940 and 1969 lung cancer rates for men declined inithe age
group under 555 and increased only in men over 65. After adjusting for
cigarette smoking, an:independent effect of'air poLlution was sought. It.was
found that the lung, cancer death rates for men ages 25-64 in greater London
decreasedimore than the rates in the rest of the country; he attributed this
decrease tol the greater decline in smoke pollution in London than elsewhere.

C
a
TABLE 1. - Distribution by type of lung cancers in a composite series
of nonsmokers and a representatiue hospital series
Distribution (Pencent)
Type of
cancer
Nonsmolkers
All' Patients
IWlan 1N'omen lifen Women
Squamous cell carcinoma 14! 12' 47 22'
Oat cell' carcinoma 4 4 17, 11
Bronchiolar carcinoma S 8 23
Adenocarcinoma 57 'S4 110 20
Large cell anaplastic carcinoma 8 8 I7 14'.
Carcinoid'. 14 16 0'.6' 4.
Other specific types < 1 1 2
U'ndifferen tiated 1 4. 2
Total'number of cases 51 2741 1,903 315
Ilncl'udes oat celi earcinoma and' large cell anaplastic carcinoma4
Source: H'arrisC.C. (CA! 36):
47.

TABLE 2. - Drstribwtion by type of lung cancer in populations
with specic occupational exposures.
Distributipn (qe) ~in, populations with exposure to-
Type of cancer
Arsenic
N'ickel'
Chromium
Nematite!
Asbestos:
Squamous cell carcinoma' 40, 57 48 33 44
Oat! cell carcinoma 13' 43 16 6' 60 6
Adenocarcinoma~ 7' - 24 - 25
Oa[cell or anaplastic 40' - - _ 24
carcinoma
Anaplastic
12'
7'
1
SourcerH'arris, C.C.,(CA 36).
4b

Exfoliative Cytology
Microscopic examination of respiratory epithelial cells shed into the
sputum1has become a useful aid in the diagnosis of lung,cancer and has been
employedlin many lung cancer screening,programs for selected high risk gXoups.
Saccomanno,, et al. (CA 151)' have conducted periodic cytologic examinations
of the sputum of uraniumiminers and a group of nonmining controls. Many of
thes,e indi'vidualsdevelo~pedlabnormal squamous cell metaplasiath~at progressed in
several cases to become invasive carcinoma. Both cigarette smoking and'
radiation exposure from uraniimi mining,were associ'ated' with an increased''
prevalence of these cytologic changes. Of the two factors, cigarette
smoking,was noted to be the more important (in both miners and nonminers) for
.the development of atypia and carcinoma in situ. Neither cigarette smoking
nor uranium mining could be correlated with the length of'time it took for
these changes to progress from one pathologic stage to the next.
Schreiber, et al. (CA 113)' studied'exfo,liative cytology of the lungs of
hamsters treated with.intratracheal injection of the carcinogan benzo(a)pyrene.
They noted progression from mild atypia to squamous metaplasial, to moderate
and marked atypia, to changes indicative of cancer. These cytologic changes
in~animals exposed to carcinogens are comparable to those found in humans
who smoke cigarettes.
EXPERIMENTAL CARC IE'OGENiIC ITY
Carcinogens in Cigarette Smoke
A great deal of effort has be n expendedito identify those substances
in cigarette smoke that cause malignant changes. The hope is that, if
these carcinogenic substances can be identified and removed from cigarette
smoke, the risk of developing lung cancer as a result of smoki'ng,can be
reduced. Carcinogenic substances which act as tumor initiators, accelerators,
andipromoters in experimental animal.systems have beenlidentified in cigarette
smoke.
Hoffmann and Wynder (CA 152) conductedi an extensive analysis of the
tumorigenicity of tobacco smoke. Using the gas phase of cigarette smoke, they
identified' certain known carcinogens but were unable to induce carcinoma in the
respiratory tract of experimental ani~.maLs. They interpreted these resul'ts as
indicating that the levels of carcinog,ens present in; the gas phase alone
are below the concentrations necessary for tumor activity.
In the same study, Hoffmann~and Wynder examined the particulate phase
oft~ob~accoand identified several carcinogens. Thema,j'orityof tumor initiators in the particulate
phase were polynuclear aromatic hydrocarbons
and alkylated polynuclear aromatic hydrocarbons. They found that a

(.
significant inhibitioniof pyrosynthests,of: these substancesleads,toa
significant reduction of the tumorig;enici:ty of tobacco smoke. They also
identified several tumor accelerators--substances which accelerate the
carcinogenicity and'tumor i'nitiating,activity of'the polycyclic aromatic
hydrocarbons. The tumor accelerators found were trans-4, 4"-dichlorostilbene,
N-alkyl indoles, and' PT-a1ky1 carbazoles. They also reported' that the tumor
promoters in cigarette smoke occur in the acidic portion of the particulate
matter but did not further characterize them.
Hoffmann,, et al. (Ref. 2)1 reported' id'entifying,,the nitrosamine,
W-nitrosonornicotine,, in concentrations of 1.9 to 88.6 ppm ini unburned
tobacco. This is one of the highest concentrations of an environmental
nitrosamine (a family of compounds containing, several organic carcinogens) yet
identified,concentrationsinfood and'drink rarelyexceed' 01.1 ppm. This substance is readily
extractable from tobacco by water and so would be
present in highs concentrati:ons in the saliva of persons wtio chew tobacco.
As yet, h''-nitrosonornicotine hasinot be n established as carcinogenic, and
even the known carcinogenic nitrosami'nes are not felt to act topically.,
A:sbestos
. The combination of cigarette smoking and asbestos exposure has been
shown to result inia particularly high risk of developing lung cancer.
S'elikoff,, et al. (CA 298) have shown that asbestos workers who smoke have 90
times greater risk of developing lung,cancer than nonsmoking, nonexposedd
people. Shabad, et al. (CA 217) recently studied' the possible causes of the
synergistic effect of cigarette smoke and asbestos. They studied'the
carcinogenic activity of different types of asbestos in the U.S.S.R'. and
noted that all samples of chrysotile asbestos had traces of benzo(a)pyrene.
(a po1'ycyclic aromatic hydrocarbon carcinogen found in cigarette smoke).
In addition, they noted that chrysotile asbestos had'a high adsorption
activity for benzo(a)pyrene. This was not found in the other types of
asbestos tested (,anthophyllite and magnesiaarfvedsonite).. In these animal
studies, 2!0'percent of the rats exposed to chrysotile asbestos developed
precancerous lesions; inhalation of chrysotile plus benao(a)'pyrene or of
chrysotile plus cigarette smoke increased' the frequency of the lesions toi
57 and 38 percent, respectively. The synergism between asbestos and smoking
may be the result of potentiating,the carcinogenic exposure by adsorptionlof
carcinogens onto the asbestos and therefore prolonging its retention iin the
lungs.
Infecti'on and Carcinogenicity
There has been some discussion concerning the association between lung,
cancer and' chronic bronchitis. Both diseases can be caused by cigarette
smoking; however, chronic bronchitis may also influence the development of 1'ung,

C
cancer by some independent mechanism. Schreiber, et al. (CA 54 )l administered
N-nitrosoheptamethyleneimine to germfree rats, specific-pathogen-free rats,
and rats with chronic murinepneumonia., Theincidance~of lung,neoplasmsw~as 17 percent in
germfreemales,, 37 percent in specific-pathogen-free maIes~,,
and 83 percent in ininfected males. They concluded that chronic respiratoryinfection may enhance the
neoplastic response of the lungs to a systemic
carcinogen.
OTHER CANCERS
Oral and' Laryngeal Cancer
Schottenfeld, et al. (CA 231)' have studied the role of smoking on the
development of multiple primary cancers of the upper digestive system, larynx,
and ]iung. They followed 733'patients surviving, a first primary epidermoid
cancer of the oral cavity, pharynx, or larynx for 5 years. The average annual
incidence for a second primary was higher in men (18.2/1000) than in women
(15.4/1000). Both men and women who developedi a second primary tumor had
heavier tobacco exposure prior to their first cancer than those who did not
develop a second'malignancy. The authors were unable to show a significant
relationship between smoking habits after removal of the first primary and
development of a second primary. They postulate that this fad!lure to show
an association is due to the long induction period between presence of a
carcinogen and occurrence of the cancer, and they expect that a rel.ationship,
if present, may become apparent after 7'or 8 years of f©llowup.
Genitourinary Cancer
Schmauz and Cole
pelvis or
levels of
cancer of
the rapid'd
levels of
urine for
(CA 250) studied 43 persons
with cancer of the
renal
ureter and noted that smoking,was only a risk factor at very high
consumption (over 2'-1/'2 packs per day), despite its being related too
the bladder at all levels of smoking,. They postulate that, due to
transit of urine through the renal pelvis and ureter, very high
exposure are required to have any effect whereas the bladder stores
some time and even small amounts of carcinogens in the urine may be
sufficient to:irfluence~ the bladder~ epithe~lium.
N'asopharyngeal Cancer
Lin, et al. (CA 162'), in a retrospective study of nasopharyngeal cancer
in~Taiwan using,neighborhood controls, found smoking, to be significantly
associated with the development of'nasopharyngeal carcinoma. A person
smoking,over 20 cigarettes per day had twice the risk of a nonsmoker of
developing nasopharyngeal cancer.
51

ARYL HYDROCARBON HYDROXYLASE (AHH)
Due to the great variation in the amount of smoking,exposure before the
development of lung, cancer, attempts have been made to idientify groups~of
people who may have a greater sensitivity to the carcinogenic effect of
cigarette!smoke. Interest has developed in the possibility that aryl hydro-
carbon, hydroxylase(AHH)': . may! be a geneticallyd'etermined'enzymethatmed'iat,as such increased
susceptibility to certain environmental carcinogens.
AHH is an enzyme system which metabolizes polycyclic aromatic hydrocarbons;;
some of the resulting,metabo]!ites are carcinogenic. It has been postulatedd
that persons with high level&of this enzyme may: be at greater risk of
developing cancer fr=exposure to the polycyclic hydrocarbons in cigarettee
smoke than those with low levels.,
The amount of AHLi produced in response to anlinducing stimulus can be
usedito separate a population inMthree groups (those capable of being,
induced to produce hi'gh,, medium, andilow levels of' AHH'. K'ellermann,,et al.
(CA 82') studied, the induction of AM activity in, 353 healthy subjects
(67 families with 165' children)'. They felt that the enzyme was controlled
by a single gene locus wiith two alleles (one able tolbe ind'uced to produce
high AHH!levels with a gene frequency of .283 and one, to prod'uce low levels
with a gene frequency of .717). All six~possible crossmatings were found in
the families studied and no devi'ations from the expected phenotypes were
found'in the children.
Can~trell,et al., (CA 2'23),, studied 19' healthy voluntee~rsand found that cigarette smokers had
higher levels of AHH'in their pulmonary aIlveolar
macrophages than nonsmokers. In one subject they showed an increase in
AHH activity starting I week after he began to smoke 10 to 15 cigarettes per
day (CA 2231? Fig. 1). Holt and Keast (CA 26)' also showed increased' levels
of AHH activity in homogenates of lung tissue from mice exposed' to cigarette
smoke.
Kel~lermann (CA 4)' also studied the inducibili'ty of AHH i'n~ the lympho-
cytes~ of 50 patients with bronchogenic carcinoma and compared them to a
healthy white populati'oniand to a group of patients with nonrespiratory
malignancies (Table 3)1. They found'ithat lung cancer patients hadi a
statistically significant, higher percentage of persons homozygous for the
high allele, i.e., able to be inducedi to high AHH levels, thanleither the
healthy or tumor controls. They postulated that the reason for the greater
freq~uency, of persoZshonozygousfor thehighAHH:i'nducibilitya1.leleiinthe lung cancer group was that
this group was more susceptible to lung cancer
due to their increased ability to convert polycyclic aromatic hydrocarbons
into carcinogeni'c metabolites. The incidience of luno, cancer, however, does
5.2

FIGURE L-Plrod'uctibn of aryl hydrocarlion~hyd'roxylase ('AHIH) in macrophages
f'romt one person in response to, cigarette smaking,
~
_x
' a
t
a°
0:04
.
u.
a
E'
0
j03'
~
11
~ Os02' ~
~
x
2
a' 0:01 ~
F""'':"" ":.7.'
-115' 0 10 20' 30' 40 50 60 70, 80 90
DAYS'
PAOTE.-Shaded'bar indicates durat'ion of'smoking;,t'he vertical lines indicate
the range of' duplfcate determinations at' each time period:
Source: Cantrell, E:T.,, et aIL (CA' 223)'

TABLE'~ 3: -~~Ar,ytli}+diacarbon ltyd'rozylase (.AHH)l in~ducib'ilily~ in~~ patients~.
wiih~' lung canaer,~ wri!}~ ot!'rer~~tumors, and irr~~ hea,6tJty~~aon~trola~ ~
NUMBER INi DiSTRIBU'DION OF' GENE FREQUENCIES
GR!OUP' GROUP GENOTYPES('PER'CEN'i')~ OF A AND $ ALLELES
AA AB BB A B
Healthy control 85' 44.7 4'5'.9 9.4 0.6'76' 0.324
Tumor control 46 4I3:5 4'5':6 10.9 0.663 0:337
Lung cancer 50, 4.0 66.0' , 30.0' 0:370' 0.630
l AA = low inducibility; A8 = intermediate inducibility; B!B = high inducibility
Source: Kellerman; G., et al. (w;A' 4).
54

not show a markedly familial occurrence pattern,, therefore, a single genetic
locus can, not be~themajor factor determining susceptibility. Persons with,
increased ability to metabolixe polycyclic aromatic hydrocarbans,may well be
a gzoupatincrease&riskofdeveloping, lungcancer: iiftheysmoke; however,
prospective studies of random populations controlled for smoking and
environmental factors will be necessary before this genetic susceptibility
can be confirmed.

SLINg1ARY OF RECENT' CAi':CER FI.NDI'NGS.
1. Filter cigarette smokers have a lower risk of developing,lung
cancer than nonfilter cigarette smokers,, but that risk is still greater than
the risk to nonsmokers and increases with increasing number of filtered
cigarettes smoked.
2'. Ci'g,arette smoking and exposure to radioactivity by urani'um mining,
have been related to cytologic changes in the respiratory tract epi'thel'ium
including carcinoma in situ. Cigarette smoking has been more strongly
related tothesechangesthan m3.ningexposure.
3. Chrys,otiSeasb~estoshas~beenishown tocontai'n traces of thecarci'rnogen benzo (a)'pyrene, and the
combination of the two, has been shown,
to be a more potent carcinogen in rats than either alone.
4. Heavy smoking prior to a first primary oral or respiratory cancer
has been shown to be related to the development of a second primary in the
respiratory tract or oral cavity.
5. Results from one study have shown a greater proportion of Iung,
cancer patients having high levels of aryl hydrocarbon hydroxylase activity
than among either healthy persons or persons withother cancers., Persons
with high levels of AHH may be a group which has a genetically determined
increased risk of liung,cancer if they smoke, but no excess risk if they
do not smoke.
56

BIBLIOGRAPHY'
(Ref~~., 1) AMERICAN C,ANC~~ER~ SOCIETY.~ 175 ~~ C'ancer~ Facts~~ and~ F~igures~~.~.
New Y©rk, N. Y'., 1974, 31 pp.
CA 223)
CANTRELL, E. T., MARTIN, R. R., WARR, G. A., BUSBEE, D. L.,
KELLERMAI+iN, G., SHAW,, C. ]Ind'ucti'on of aryl hydrocarbon
hydroxylase in human pulmonary alveolar macrophages by
cigarette smoking. Transactions of the Association of.
American Physicians, 86th Session Atlantic City, New
Jersey, May 1-2',, 1973. Vol. 86. pp. 12'1-130.
HARRIS, C. C. The epidemiology of'different histo]:ogic types
of bronchogenic carcinoma. Cancer Chemotherapy Reports
4(2' Part 3) : 59-61,, March 1973.
HIGGINS~ I. T. T. Trendsin respiratory cancer mortality: In
the United States andlin England and Wales. Archives
of Environmental Health 28(3): 121-129, March 1974.
HOFFMANN, D.,, HECHT, S. S~. , ORNAF, R. M. WYNDER, E. L.
N''-nitrosonornicotine in tobacco. Science 186(4160):
265-267, October 18, 1974.
HqFFMANN',, D.,, WYNDER, E. L,. Chemical composition and tumori-
genicity of tobacco smoke. In: Schmeltz, I. (Editor).
The chemistry of tobacco and tobaccoismoke. Proceedings
of the symposium on the chemical composition of tobacco
and tobacco smoke held during, the 162nd National Meeting
of the American Chemical Society in Washington, DX.,.
September 12-17, 1971. Plenum Press, tJew York, 1972'r pp
123-1!47.
(CA 26) HOLT, P. G., KEAST,, D. Induction of aryl hydrocarbon hydroxylase
in the lungs of mice in response to cigarette smoke.
Experientia 29: 1004, August 15, 1973.
(SA 82) ' RELLERMANN,, G., LUYTEN-KELLERMANN, M., SHAW',, C. R. Genetic
variation of aryl hydrocarbon hydroxylase in human
lymphocytes. American Journal of Human Genetics 25:
327-331, 1973.
(CA 4)', KELLERMANN, G'. , SHAW, C. R., LUYTEN-TCELLERMANN, M. Aryl
hydrocarbon1hydroxylase inducibility and bronchogenic
carcinoma. The New England'Journal of Medicine 289(18):
934-937, November 1, 1973.

(CA 16'2') LIN, T. M.,, CHEN, K. P'., LIN, C. C., HSU', M. M.,, TU, S. M.,.
CHIANG,, T. C., JUNG, P. F., HIRAYAMA, T. Retrospective
study on nasopharyngeal carcinoma. Journal of the National
Cancer Institute 51(5) : 1'403-1408I, November 1973.
(CA 151) SACCOMANNO, G., ARCHER,, V. E. AUERBACH, 0. , SAUNDERS, R. P. ,,
BRENNAN, L. M. Development of carcinoma of the lung as
reflected in exfoliated cells. Cancer 33(].): 256-270,
January 1974.
(CA~ 2'50)', SCHMAU2'~, R., COLE, P~~.~ E'pidem~iology~ of cancer~~ of the renal
pe]ivis and ureter.
Institute~~52(S)~~:~~ Journal of the National Cancer
1431-1434, May~1'9~74..
(CA231) SCHOTTENFELD~, D., GANTT, R. C., WYNDER,, E. L. The role ofalcoh~ol
and' tobacco in multiple prtmary cancers of'the upper digestive
system,, larynx, and lung,: a prospective study. Preventive
Medicine 3(Z): 277'-293', June 1974.
(CA 54)~ SCHREIBER H., NETTESHEfiM, P. ,, LIJINSKY, W., RICHTER, C. B.,
WALBURG, H. EI. ,, Jr. Induction of lung cancer in germ-
free, specific-pathogen-free, and infected rats by
N-ni'trosoheptamethyleneimine: enhancement by respiratory
infection. Journal of the National Cancer Institute 49(4):
1107-1114, October 1972.
CA 113)' SCHREIBER, H., SACCOMANt30i,, G. ,, MARTTiN, D. H'. BRENNAN, L.
Sequential cytological changes during,development of
respiratory tract tumors induced in hamsters by
benaol(a)pyrene-ferric oxide., Cancer Research 34: 689-698,
April 1974.
(;CA29'8)i SELIKOFF, I. J. HAMMOND1, E'.C.,CHURG', J. Mortality experiences
of asbestos insulation workers 19'43-119'68'. Pneumoconiosis.
Proceedings of the International Conference on Pneumoconiosis,
3d, Johannesburg, 1969'. Oxford University Press, New Ylor&,.
1970. Pp. 180-186.
(CA 217) SHABAD, L. M., PYLEV!, L. N., KRIVOSHEEVA, L. V., KU'LAGINA, T. F~.,
NEMENKO, & A. Experimental stud'i'eson asbestos carcino-
genicity. Journal of the National Cancer Institute 52'(4):
1175-1187, April 1974. `

U.S. PUBLIC HEALTH,SERVICE'. Smoking and'Health. Report of the
Advisory Committee to the Surgeon General of the Public Health
Service. Washington, U.S. Department of Health, Education,,
and Welfare, PublicH'ealth, ServicePubIication IQo,.110i3, 19,6'4,387'pp.
(HCS~ 2)~ U.,&. PUBLIC'HE'ALTHSERVICE.The Health ConsequencesofSmoking,.A
Public Health Service Review: 1967- U. S. Department of
Health.,Educati;on,, and Welfare. Washington~, Public Health
Service Publication No. 1696, Revised January 1968', 227 pp.
'HCS 3) U.S. PUBLIC HEALTH SERVICE. The Health Consequences, of Stnokiing.
1968., Supplement to the 1967 Public Health Service Review.
U.&. Department of Health,Education,and Welfar&. Washing,ton,PuublicHealthService Publication 1696,
1968, 117pp~.
HC'S 4~), U!. S. PUBLIC HEALTHSERV.ICE. The Healthh Consequences of Sinoking.,
tiC5' 5) L969. Supplement to the 1967 Public Health Service Review.
U.S. Department of Health, Education, andlWelfare.
Washington, Public Health Service Pubiication 1696-2', 1969,
98' pp.
U. S'. PUBT:IC' HEALTH SERUTCE. The Health Consequences of Smoking.
A Report of the Surgeon General:
Health, Educatiom, and'Welfare. W 1971. U.S. Department of
ashington,, DHEW Publication
(HCS~ 6)~~ No. ('HSM)'71-7511,, 19'71,, 4518 pp.
U'..S,. PUBLIC~ HEALTH SERVICE. The~ Health Con~~s~equences~ of Smoking.
A Report of~ the Surgeon General: 19'7Z., U.S. Department of~.
Health, Education, and' Ws~lfare.~ Wash~ing~ton,, DHEWP'ub~lic~ation.
No. (HSM) 72-6516, 1972,, 158 pp.
(HCS~~,7)~~ U. S', ~ PUBLIC HEALTH SERVICE. The~ Health Consequences of Smoking;
1973. U'.S. Department of Health, Education, and Welfare..
Wash~ington,~ DHEW~ Publication No. (ESM)~ 73-8704, 19'73,~ 249~~ pp.
(,HCS~~ 0 ]U.~S', ~ PUBLIC' HEALTH SERV'ICE'~., The Health Consequences~~ of Smoking:
1974. UU.S. Department of Health, Education, and Welfare.
Washington, DHEWPubliication 1V,o.(CCDC)7'4-8704.
(CA 59~)~~ / ~ WYN'DER, E. L., MABUCHI, K~~.~ ,, BEATTIE, E~,~ .7~. , Jr., The epd:d~emio~-
logyof' lung cancer.Journal of the,American Medical
Association 2T3'(13')~:', 2221-2228, September 28, 19701.
5'9

C

CHAPTER 3:
NON-NEOPLASTIC BRONCHOPW'LM0I3ARY D'ISEASES'

\.

Contents
Page
Introduction.. . . . . . . .. . . . . . . .1 . . .1 . . . . . . .65.
Smoking and Respiratory Morbidity! . . . . . . . . . . . . . . 66
Smoking, and Air Pollution. . . . . .1 . . . . . . ., . . . . . 66.
Smoking,and'0'ccupational Disease., . . . . . . . . . . . . . .71
Mill Workers - Byssinosis.. . . . . . . . « . . . . . .71
Firemen. . . . . . . . . . .. . . . . . i . . . . . . . . . 7'1
Smoking, and!Pulmonary Function,Tests. . . . . . . . . . . . .71.
.? 1-Antitrypsin. . . . . . . .i . . . . . . . . . . . . . . 74
Autopsy and Pathophysiologic Studies . . . . . . . . . . . . .7'6
Autopsy Studies. . . .i . . « . .. . . . . . . . . . . . .76
Pathophysiologic Studies: ih:Humans. . . . . .i . . . . . 80
Pathophysiologic Studies in Animals .. . . . . . . . . .80,
Summary of Recent Bronchopulmonary FindingS. . . . . . . . . 83
Bibliogzaphy . . . . . . . . . . . . . .i . . . . . . . ., . . . 84

List of Figures
Fi'gure. 1.--Respi'ratory bronchioli'tis in smok,ers and
control g'roups. . . . . . . . . . .1 ., . . . . . . .
List of Tables
Tab~~Ie~ 1.~--Leve~l's~ of sulfur~ dioxi'~de~ (~S~~02)~~ and total
suspended particulates (TS~P)~ in four Utah~
communities, 1971, and in five Rocky Mountain
communities, 19'70. . . . . . . . . . . . . .I . . . . .
Table 2'.--Mean annuall levels of sulfur dioxide (802,) and'
totah suspended particulates (TBP):in four
areas. . . . . . . . . . . . . . . . . . . . . . . .
Table 3'.--Age-adjusted~percentage~of cigarette smokers
and nonsmokers in each race-sex group responding
positively to exposure to.chemi'cals, fumes, sprays,
and' dusts. . . . . . . ., . . . .. .. . . ., . . . . . .
Tabile 4. -The T '1.-anti'trypsin levels.and'frequency of
pr~otea~s~e~~ inhibitor~ (Pi)~ phenotypes in~ h~ealthy,
populations. . ., . . . . ... . . . . . . . . . . . .
Table 5--Means of the numerical values.g,iven lung
sections at autopsy of male current smokers and non-
smokers, standardized for age.. . . . . . . . . . . . .
Table 61.--Means of the: numerical values gi'ven, lung sections
at autopsy of female current smokers and nonsmokers,,
standardized' for age . . . . . . . . . . . . . . . . .
Table 7.--Nieans of the numerical values given lung,
sections at autopsy of male former cigarette
smokers, standardiaed1for age . . . . . . . . . . . . .
Page'
. 81
. 681 .
. 69'
. 72
. .75
. 7'7
78'
. 79
64

C
INTRQDUCT ION'
Chronic non-neoplastic lung diseases are major causes of permanent and
temporary disability in the United States. Chronic obstructive pulmonary
disease (COPD) is the largest subgroup of these diseases and in this report
refers to chronic bronchitis and/'or emphysema. Relationships between smoking,
and non-neoplastic lung diseases have been reviewed in previous reports on
the health consequences of smoking (HCS 1, 2, 3, A, 5, 6,, Z, 8).
Cigarette smoking, is the most important cause of COPD. Cigarette smokers
have higher death rates from chronic bronchitis and emphysema, more frequentlyreport symptoms of
pulmonary disease, and have poorer performance on
pulmonary functionitests thanido nonsmokers. These differences become even
more marked as the number of cigarettes smoked increases. The relationship
between cigarette smoking and COPD has been demonstrated in many different
national and ethnic groups, and is more stri.king,in men than in women. Pipe
and cigar smokers have higher morbidity and mortality rates from COPDD
than do nonsmokers but are at lower risk than cigarette smokers. Cessation
of cigarette smoking results~in improvedipu'lmonary function tests, decreased
pulmonary symptoms, and'reduced COPD mortali'ty rates.,
In additionto an increased risk of CC1PD~ cigarette smokers are more
frequently subject to and require longer convalescence from other
respiratory infections than nonsmokers. Also,, if they require surgery,
they are:more likely to develop postoperative respiratory complications.
The relative importance of air pollution in the development of COPD
remains controversial,, but is clearly less significant under most
circumstances than cigarette smoking. The combination of cigarette
smoking and polluted air, however,,may prod'uce higher rates of COPD' than
either factor alone.
Several occupational exposure groxips incur an increased risk of COPD,
and cigarette smoking adds~significantly to this risk. In particu2ar,
exposure to cotton fiber and coal dust appears to act in concert with.
cigarette smoking to promote the development of pulmonary disease.
Autopsy studies have demonstrated a dose-related effect of
cigarette smokinQon the severity. of macroscopic emphysemal.Increased
goblet cell density, alveolar septal rupture, thickened bronchial
epithelium,, and mucous gland hypertrophy are more commonly!found in the lungs
of smokers than in those of nonsmokers.
Many pathophys3'.ologilc mech~anismsbywhichismoking, may cause COPD,hav!e
been proposed'.. Decreased overall pulmonary clearance, reduced'1ciliary motion,,
and impaired alveolar macrophage functions have all been related'to cigaret~tesmoking and probably
play a role in the development of COPD. The exact
mechanisms whereby cigarette smoking contributes to the development o£ COPD, O
howevzr,. remain only parti'a1Tyunderstood-.
~.
~
O
Ilk
65

SMOKING AND RESPIRATORY MORBIDITY
An increased prevalence of respiratory symptoms in smokers from early
teens to those past the age of 801has been well established. Bewleyr et al.
(BP' 33), in a study in Derbyshire County, EngTand, extended these findings
to include younger children. In alquestionnaire study of 7,115' school-
children ages 10 to 11-1/2 years,, he foundd that 6.9 percent of the boys and
2.61percent of the girls smoked more than one cigarette per day. The boys
who smoked reported more morning, cough (21.5% to 6,.,1%) cough during, the
)
day or night (48.0% to 20%), and cough of 3-months duration (18'.0Z to 4.1%)
than their nonsmoki!ng,schoolmates. The percentages for the girls were
similar although based on smaller numbers of smokers., As in manystud'ies
of'this type, it was impossible to control for air pollution, social class,
or smoking,habits of the parents; nevertheless, the results suggest that
cigarette smoking,even in this young age group produces respiratory symptoms.
Fridy, et al. (BP 171), in alsomewhat older population (average age
25 years), examined' the effect of'smoking on airway function during,mild'
viral illness. They measured' closing volumes for 22 subjects (9' cigarette
smokers - average age 29.1, and 13 nonsmokers - average age 251.7) before onset
andlat weekly intervals from the beginning,of a mild respiratory illness until
all symptoms had subsided. The closing vollumes for smokers prior to illness
were higher than those for nonsmokers, but the difference was not statistically
significant. In the tests done during, the illness, the smokers had a
statistically significant increase in the closing volumes (from 37.0 to!
45.8 percent of their total lung capacity, while nonsmokers hadino change
32.7 and 31.7 percent). Smokers remained symptomatic more thanitwice as
long as nonsmokers (35.7'and 16.5' days, respectively), and the mean d'urationn
d
of pulmonary function abnormalities in smokers was 29.7 days. Nonsmokers had
no change in pulmonary function tests during,ilTness..
SMOKING AND' AIR P'OLLUTION
The relationships among air'po1!lution, smoking, and'COPD remain
.controversial. Reasons for this controversy include difficulties in
controlling such variables as socioeconomi'c class, degree of crowding,
ethnic differences,, and age distribution as well as determining the exact
type and amount~of individual pollution exposure. Measuri'ngind'ivi'.d'ual pollution exposure even
withina small area is d'ifficult since both
amount and type camvary dramatically from street to street (e.g., proximity
of a street to a heavily traveled expressway).
In an effort to control as many of these variables as possible, two
basicap~proachesin~ studyd'esign have been,tried., Thefi'rst approach is to
find areas where pollution levels have been well measured and then to
select study populations that are as similar as possible in areas with
different pollution levels. Thus, effects on a population in a.low pollution
area can be compared to those on a similar population in a high pollution area.
The secon&approach is to select a population that is as uniform as
possible, for example, twins and then measure individual responses to
different pollution exposure. Both approaches have drawbacks as will be
evident from the following studies.
66

C
Using, the first approach, the Community Eealth and' Environmental
Surveillance System of the Environmental Protection~Agency (BP 29, BP' 14))
has conducted surveys in areas with different types and levels oTpMution
in four different parts of the United States (Chicago,, New York City, the Salt
Lake Basin, and1the Rocky Mountain area). Within each part of' the country,
the researchers i'dentified commun3!ties of similar socioeconomic status but
different pollution levels. They then administeredia questionnaire through
the school systems to determine the frequency of lower respiratory tract
infecti'onlin thechildren and their famil'ies:.Theyreported an increased
incidence of lower respiratory tract illness in childrenlin high pollution
communities compared to children in low pollution communities. This d'iffereince
was demonstrable only in chil'dren1whosefamilies hadi lived in~ the high pollution
communities for more than 3 years. They also reported an i'ncreased'prevalence
of chronic bronchitis in parents who lived in highipollution communi!tiess
compared tolparents from low pollution communities. They calculatedithe excess
risk of chronicbr~onchitis prod'ucedbyairpo9!lution, to be one-thirdlof that
produced by smoking but to be additive with smoking.
Several major problems in these surveys make it difficult to evaluate
the results. The authors describe the areas as having different kinds of
polluti'on. The Salt Lake Basin and Rocky Mountain areas were felt to be high
in sulfur dioxide (S©2) and'low in total suspended particles (TiSP), while New
York and Chicago were high in both these pollutants. As a result,, in the
Salt LakeB~asiniand Rocky Mountain areas, communiti'.eswere separated iinto lowand high pollution
communities only on the basis of their SO2 levels.M'any
communities classified as low pollution communities on the basis of their
S02 levels had higher levels of total suspended particles than the
communities classifiedias hi.gh pollution communities by SO level (Table 1).
In fact, the average total suspended particles level for tie low pollution
communities in the Salt Lake Basin was higher than that for the hligh pollution
communities (Table 2) in the Salt Lake Basin. These differences exemplify the
difficulties of using,only one pollutant as a marker of, total pollution exposure.
Additional problems with these studies were the differences in
socioeconomic class measurements between low and!high pollution communities
in some of'the regions. In the Rocky Mountain area, the percentage of
fathers who completed high school varied from 91 percent in one of the
low communities to 58 percent in one of the high~pollution communities.
There were also major differences between high and low pollution communities
in the percentage of families with more than one person per.room in the Salt
Lake Basin(59'.6% to,51.2Y)'~ , Rocky: Mountain area(',87'.,0% ' to68.0%') , and.
New York (85.0%' to 72.0%). Residential stability (percentage of' families
li'ving, in the community for more than 3 years) was different in the high and
low pollution communities in New York (58.0T' to 36.Q%)', and Chicago (56.(1y' to.
46.0%). The percentage of parents who currently smoke also differed'for high
and low pollution communities, iniNewY'ork (53% to45%'forthe fathers and
47% to 37% for the mothers). These differences rai'se questions as to whether
b7

TABll.E~ 1'i. -~ bevels~of sulfur~ dioxide~(S(12) , and~to~tal suspended particulates~(T'91')~
in four i'l'tah communities, 19 71', and' iir five Rocky Mountain
communities, 1970,
~
Atea Community'
Pollu tion Pollution levels
imu8/im3
Classdfi cation
S02
TSP
Utah (Salt Lake Basin). Low 8' 78
Intermediate 1 15' 81
Intermediate 2' 22 45
High, 62 66
Rocky Mountain Area Low 1. 1'0' S0
Low 2 26' 6'8'
Low 3 46' 110.
E$igh, ll 109 43 '.
High 2 186' 102
SourcerChapman. R.S,, et al. (BP2A).'
68

TABLE 2. - Mean annual' leuels of sulfur dioxide (SO2)'and total suspended
pareiculates (T'SP) in four areas
Pollution lev els i n µg/m~'
Area SOZ2 TSP '
During Study
Low High~ Decade
Preceding Study
Low High
During Study
Low High Decade
Preceding$tudy.
Low High
Five Rocky
Mountain ~Areas~
10 275
110' 263
45 110
50 1'01l
Salt Lake Basin 9 65 < 20' 144 78 66 82 62
New York. 2'3 63' <'30' 431 34104 4'0, 2'01
Chicago 57 106 109 2S0 111 1'5'1 121 1i65
N'OTE., - Area includes, highest- and lowest-pollurtedlcommurrities. ,
Sourca: French, I1G., et ali (EP I4) ,

the high and low poll'ution communities were really similar enough populations
to justify the claim that differences in incidence of respiratory tract illness
could be attributable to differences in air pollution.
Increased prevalence of'COPD has also been d'emonstrated in areas off
high pollution in the Netherlands (BP 119), yokkaichi,, Japan (BP 78), , and'
Cracow, Poland (;BP'112). Again, however,,these studies were poorly controlled
for socioeconomic status.
Several recently published studies have used the second major method of
investigating the relationship between smoki'ng,, air pollution, and'COPD',
i.e., to select a uniform:population and then to measure individual
differences to poll'ution exposure. Comstock, et al. (BP' 13), in an attemptt
to control for occupational exposure and socioeconomic class,,studied
threeseparate,unsform populationsoftel!ephone workers and used as a measureoft pollution the
location of'the place of work and residence. The populations
studied were telephone installers and repairmen in~B'altimore~,, Newl'ork City,
Washington, D.C.,, and rural fTTestchester County in 1962 (survey 1')' and in 19'67'
(survey 2)' and telephone installers and'repairmen in Tokyo in 19'67 (survey 3).
They were unable to find any relation between pulmonary symptoms andidegree
of urbanization of place of work or place of residence (ei:ther current or
past). They were:, however, able to establish alstrong correlation between
smoking habits and' pulmonary symptoms. Given the crude estimation of
pollution exposure used in this study (all workers in each city were treated,
as th:oughthey:received the same:exposure),, a small d:Ifference, inisymptomss
due to air pollution could have been missed,, whereas the difference due to
smoking could be detected both because it was larger and'because it was
possible to determine individual exposure more exactl:y.
Hrubec, et al. (BP' 12), in a study of twins from the U.S. Veterans
Registry, were unable to show a difference in respiratory symptoms either
between individuals with different exposure to air pollution or between members
of twin pairs with different air pollutiomexposures. However,, they too used
a.crude measure of air pollution exposure (by each aip code area), and so .
could have missed a small difference due to air pollution despite being, able
to relate respiratory symptoms to smoking,,, socioeconoanicstaflus,,; and alcohol
intake.
Colley, et al. (BP 2321), in a study of 3,899 persons (',20-year-olds born
during the last week of March 1946 in the United Kingdom)', were also unablee
to show a relation between COPD and air pollution. They used as their esti'mates
of air pollution exposure the domestic'coal consumption inithe towns where
the subjects lived. This method' of estimating air pollution exposure is
subject to the same limitation cited'for the previous two studies-limited
sensitivitytoismall risks d'ueto,air pollu~tion.
W

In summary, if an increased risk of CnPD' due to air pollution exists,
it is small compared'to that due to cigarette smoking under conditions
of air pollution to which the average person is exposed'. The possibility
remains that the two different kind'sofexposure may in~teract toincrease,
the total effect beyond that contributed by each exposure.
SMOKING AND OCCUPATIONAL DISEASE'
Fri'edtnan et al. (BP 31)i,, in a study of 70,289 men and women who had.
had Kaiser-Permanente multiphasi'c health checkups,,noted that smokers were
more likely to report occupational exposure on alquestionnaire (Table 3)
than nonsmokers. The differences are small but statistically significant
and need to be considered'when investigating the relationship'of smoking to
occupational diseases. They were not able to determine whether smokers'
responses reflectactual differences in exposure or an increased awareness of
andisensitivity to occupational exposure.
Severa7l recent studies have confirmed' previous findings that exposure to
coal and' granite dust and cotton fiber carries an increased' risk of COPD.
This risk is further increased by cigarette smoking. Other new data have
been published which clarifyy the risk in certain occupational groups.
Mill Workers - Byssinosis
Berry, et al. (BP 41),, in a study of 595' workers in the Lancashire
cotton mills over a 3'-year period, found that the decline in foxced~
expiratory volume in one second' (FEV'1) was 19 ml/'year greater in smokers
thamin nonsmokers(59m1/year compared! to4'0ml/year) ,, but they could not
demonstrate a dose-response relationship.
Firemen
Sidbr and P'eters (,BP' 94, BP 9'5)1, in al cross-sectiional study of 1,,768
Boston firemen, were unable to show a significant relationship between
severity of fire exposure and impairment of pulmonary function tests or
prevalence of COPD; there was a clear harmful effect of' cigarette smoking,
on both. They postulate that they were unable to show an increased prevalence
of COPD in this cross-sectional study because firemen who develope&COPD were.
no longer capable of ineeting the physical demands of the job and had retired,.
thus removi'ng,them from the study population. They were able, however, to
show a higher incidence of COPD'i'n men under the age of 35 years who had
been on the force more than 6 months when compared to persons of the same
age who had just beenihired.
SMOKING AND' PULXONARY FUNCTION TESTS
It is recognized that smokers as a group have poorer pulmonary functi!on
tests than nonsmokers. The standard pulmonary function tests generally on"Ly ~
. W
~
. ~
7 1
N
~
O~

TABLE 3. - Ageadjusted p8, _ntage of cigarette sinokers and norisrxrokers i( ch race-sex group
responding positively to exposure ro' chemicals, fumes, sprays, and' d'usrs
Whites Dlacks Yellows
Ezpasure Time periodl Smoking,srthtus
. % .. %. '~ %'% i % . %
Men Wnrrten, Men Women Men Women
Chemicals, cleaning Before 1 year ago Smokers 24.0' 6.4 26.01 11.8 I 16.7 4.1
fluid's or sollvents (or Nonsmokers 18.9 5.1 19.2 6.7 12.9 5.11
chemical sprays)2
Inithe past year Smokers 12.1' 3.0 14.2 5'.1 13.1' 3.5'
Nonsmokers 9:7 2.6 111.6 4.5' 9.4 3'.8'
Insect or plant sprays Before 1 y,ear, ago Smokers 4.0' 1.0 6,6' 2'.1' 3.8 0.3'.
Nonsmokers' I 3.5 0:9 5.1' 1!.9' 2.5 1'.0.
.
In the past year
Smokers
2.9 2.1
I 4.8 2.9
3.0' 1.3'
Nonsmokers 2.9 1.8 4!8 3.01 3.6 1.8
Ammonia, chlorine, Before 1i year ago Smokers 7.9 2:3' 103 4':8' 6.2 0199
ozone or nitrous gases Nonsmokers 6.2 1.9' 7.01 3:2 4.5 1.7
(nitrous oxides or
other irritating gases)2' In the past year' Smokers 5.4 11.9' 7.6 3,9 8.0 0:5.
Nonsmokers 3,7 1.5 5.8 3:1 3.5' 1.7,
Engine or exhaust fumes Before L year ago~ Smokers 11.8 1.0 17.6 1.9 I 4 0' 0:0'
(more than 2'hours a Nonsmokers 6.9 U 13.1 0.6 I 3.6 0.1
d'ay)2
ln the past' year Smokers 8.7 03 17.6 1.0
' 4.3' 0.5
Nonsmokers 5.2 0.5
' ' ' L 2
13.3 3.9 0.2
Plastic or resin fumes Before 1' year'ago Smokers 5.1 1.1 3.3 1.2 3.1 0.1
Nonsmokers 3.5' 0.8' 3.0 0.6 2.2 0'.3'
In the past year Smokers 3.3 0.8' 3:9' 0.9 3.0' 0.1
Nonsmokers 2.5' 0.6' 4:3 0.6
Lead fumes or metal Before: 1 year ago Smokers 8.2' 0:9 9! 1' 1L5 4'.1' 0.1
fumes (leaded sprays: Nonsmokers 4:3 0:5 5:8 0.6 2.6 0.1
or paint sprays)2
In the past year Smokers 5:5 0.7 7.7 1.3' 3:3 0.5
N'onsmokers 3.1 0.5 6,8 0;8
. 2.4 0.4
Asbestos, cement or
Before 1' year, ago . .
Smokers
7.1 0.6
11.5' 11.2'
2.7 0.0
grain (or flbur) dusts2 Nonsmokers 4L4 0.3 8.8' 0.8 1 1.6 0.1
In the pascyear Smokers 2.8 0.4 7.5 1.0 2.7' 0:1
Nonsmnkers 1.8 0l3 6.2' 0'.8 0.3' 0.8
Silica sandblasting Before l year aga Smokers . 6.9' 0'.6 10.5' 1.3 3!.5 0.3
grinding or rock drill1 Nonsmokers 4.0 0l5' 6.8' 0L7 2.9 0.0
irtgdust (sandor
coal)2 Iln the past year Smokers 3.9' 0.5 8.0' 1l0 3.3' 0.4
Nonsmokers 2'.3' 0'.4' 6.6 0.9 3.5 0_4,
Total number of subjects Smokers 14,485 16.059, 2,609 2.869 65''4 446
Nonsmokers 8,282 18,526 1'11'6' 3,218 712 1,313'
tWith a few slight'variations, the questions were worded as follows:
Before 1' yearago "Before t year ago have you ever worked'in a place,where you were often ordaity
araund_
ln the past year: "tn, the past', year have you worked inia place where you were,ofben or, daily
around
24faterial in pa;entheses appears in "past year"'questionbut not in "before 11 year ago^'question:,
Source: Friedman, G.D., tt' all (BP' 31'):

become abnormal late in the patholog~c process of COPD and usually only after
irreversible ch~anges~ inth~e lungs have occurred.: As aresult tests areneed'ed
that will id'entifypersonsat risk of d!eveloping,CaPDbeforethey have
irreversible loss of lung function. Standard tests of pulmonary resistancee
are inadequate for this purpose because they measure predominately resistance
in the large airways while the first changes of'COPD occur in bronchioles that
are 2'mm and smaller. Small airway resistence may be measured through
evaluating f requency dependent compliance but this is of ten cumbersome to
perform. Closing volume and maximum expiratory flow rates at 25 and 50' percent
of Vital capacity have the advantage of being relatively easy to perform, yet
are still able to measure changes in the small airways. Closing volume is the
lung,volume at which~ the alveoli in the dependent portions of the lung begin
to close, and it is usually expressed' as a percent of vital capacity.
Bl:evated closing volume is cons3:deredlevid~ence of small airway disfunction..
Maximum expiratory flow rates at 25 and 50 percent of vital capacity measure
air flow at low lung volumes where the resistance of the small airways makes
up a much larger proportion of the measured resistanc .
Several recently published studies contain data on small airway disfunction
in smokers. Lim (BP 19) studied 50 smoking and 50 nonsmoking;high school
students and found in smokersa stati'sticallysigp~ificant reductionin the
forced exp3ratory volume in one second when the test was started at normal
end expiration low lung volumes). . S'tanescu et al.(BP 58)' noted
elevated closing,volumes in 16 healthy asymptomatic smokers whenicomparedito
16 nonsmokers,; but was unable to show any difference in maximum expiratory
flow ratesat 25 and 5:0 percent vital capacity. Ruff, et a1.(BP~ 73) stud'ied~
50 subjects ages 18 to 82' and showe&increasing, closing volumes wi'th age and
smoking. Martin, et al. (BP 285), in a study of 50 subjects ages 12 to 68,
found.that 25 percent of'the smokers had abnormal closing volumes, and Oxhoj,
et al. (BP 307) noted el'evated' closing volumes for 50'-year-old' smokers
compared to nonsmokers. Dirksen,, et al. ('BP'306)' reported higher closing
volumes in smokers and notedino change with cessation of smoking. Hoeppner,
et al. (B'P 244) also showedi elevated closing volumes in healthy smokers
ages 16 to 61, but found these to be closely related to diecreases in the
static transpulmonary pressure. They postulate that the elevated closing
volumes may be xelated to decreased elastic recoil rather than changes in
small airway resistance. The data have established'the fact that a greater
percentage of smokers than nonsmokers have elevated closing,volumes, but the
number of smokers with elevated closing,volumes who will develop COPD remains
to be determined.
Stebbings (BP49)',, i'n a further analysis of Densen's data (BP 86) on the
ch:anges,in pulmonary function test values in malepostal'workErs,and:tr:ansit
workers in New York City, noted significantly less decline in FEV1
among,Black smokers when compared to White smokers. This difference
persisted even when corrections were made for differences in amount smoked,
73'

age at which smoking began, inhalation,patterns, and smaller initial lung
volumes in Blacks. Black and White nonsmokers did'not differ in the rate of
decline in FEV . By age 60 years, Blacks who smoked one pack per day hadia-
.34 liter smaTler cumulative decrease in FEU'1 than Whites who smoked the
same amount.
Cf 1-ArPTTTRYPSIN
It would' be useful tolid'entifythepopulationsatexcessive~ risk of
developing COPDI £rom smoking,. They then might be made aware of the hazard
before they develop symptomatic lung,disease. Persons with Of'1-antitrypsin
deficiency may be such a population.
Of -antitrypsin deficiency is a rare homozygous recessive genetic
defect wAich occurs in approximately one out of every 3,600 people and
results in an increased susceptibility to and premature development of'
COPD. There is some evidence that smoking hastens the development of
COPD,in these people. The heterozygous state (producing intermediate levels
of the q''1-antitrypsfin in serum) is far more common than the homozygous
state and is found in approximately ]i0' percent of the popul!ation. It is
uncertain whether the heterozygous defi'ciency state predisposes to COPD.
C/11-antitrypsin inheritance patterns suggest multiple codominant
alleles at one gene locus, some of which (most notablY the S and Z'alleles)'Z produce lower serum
protease levels than the normal M-allele (Table 4).
The pathophysi~ologicmechanism,of the deficiency stateisfelt to~be theinabilityto inhibit tlie~
proteasEs found in thegranulocytes,and pulmonarymacrophages which go on to damag;e essential
constituents of lung tissue.
Several recent reviews of the enzyme and the clinical syndrome produced'by
its deficiency have been published ($P 318'r BP 227, BP 16'5).
In most studies of patients with COP'D,, investigators have found' an
increased prevalence of the partially deficient heterozygote phenotypes when
compared' to healthy control populations. In the few studies not finding
this relationship,, only (yl-antitrypsin levels were measuredi. Because
1 antitrypsin is an acute phase protein and increases withlinfection, it
i'~difficuTt to separate out the partially deficient heterozygote phenotypesy by measuring only
,A'1-antitrypsin levels. It is necessary to identify
the products of eac~ allele electrophoretically iin order to identify the
deficient phenotypes.
Two recent studies using this technique showed anli'ncrea ediprevalence
of deficient phenotypes in patients with COPD but not among control
populations. Mittman, et al. (BP 93) studied 240 patients'with COPD'
admitted to LaVina Hospital in Altadena, California, and'found that 19.1
percent had deficient phenotypes compared to only 7.1 percent of alcontrol
74

TABLE' 4L - The a t-antitrypsiir I'evels andfrequency of
protease inhibitor (Pi) phenotypes in healthy populations
HlealtByr populat'ions
Protease
inhibitor.
(!Pi)' type
n 1-antitrypsin
ooncentration
(9a normal) Expected
frequency of
Pi'types
(per 1,000 people)'.
MM 1i00 898
(FMFF,I':N,Iu1V~,MX) 1100 28
MW 80 _a
MP 80 1'
M8 80 41: '
(FS;IS) 80 1
MZ 60 29
(FZ) 60 1
SS 55 1
SZ' 40, 1
ZZ. 1 S' <I
a Seert rarely in Spanish populations.
Source: Mittman, C.,, Lieberman, J!.,(8P 2'64)~
75

Scandanavian po~pulation~., Keuppers and Donhardt('BP 170) found, prevalencerates fQr deficient
phenotypes of 3'.5 percent in healthy controls,, 12'.9
percenr in persons retired from work because of COPD,,, and 15.7'percent
in patients hospitalized for COPD.
Additional population studies have been done to determine the effect
oftheheterozygpusstate on theAesvelopmentof COPD'., Webb,, et a1., (BP18)i
studied,5100 persons visfi.ti'ng, a multiphasic screening clinic in Monroe
County, New York, and'found that 11.6 percent had deficient phenotypes.
He was unable to show differences in symptoms or in pulmonary function test
values between persons withinormal and deficient phenotypes. In a study
of 45]1 randomly selected adults from the same county (BP 128), pulmonary
function studies were done on 40 deficient heterozygote phenotypes
(20MS':and 2GNIZ), andi on normal phenotype (WE),i control,smatched for age,
sex, and smoking habits. When total pulmonary resistance was measured!by
a forcedloscillometric technique, the nonsmoking MZ subjects had significant
impairment compared to thei'r normal phenotype controls. All cigarette
smokers, regardless of phenotype, had abnormal values.
Although the data are still inconclusive, it may well be that
heterozygousd'eficient persons are agr~oup~at excessive risk of developing
COPD especially if they smoke.
AUTOPSY AND PATHOPHYSIOLOGIC STUDIES
A'utopsy Studies.
Auerbach, et al. (Ref. 1): have previously shown dose-related macro-
scopic emphysematous changes in the lungs of smokers. Now in an autopsy
study (BP' 105)',of1582' men and,38~8~ women,, theyhave~ examined'microscopiclung,parenchymal
changes in relation to cigarette smoking. They were able
toishow that rupture of alveolar septa (emphysema), and fibrosis and''
thickening of the small arteries and arterioles are far greater in smokers
thamno:nsmokers,ande increase wfith, increasing amount smoked (Tables5and~ 6).
When these researchers examined'former cigarette smokers, they found'
that those who hadistopped more than ]i0'years prior to death had fewer
pathologic changes than those who had stopped less than 10 years before:
death. But even in those who had stopped for more than,10 years, there
was a greater degree of pathologic change in those wholhad been smoking
more than one pack per day than in those who had been smoking less than one
pack per day (Table 7).
Niewoehner, et al. (BP' 322), in anlautopsy study of 39 men who died,
suddenly from various causes and who were below 40 years of age (201non-
smokers and 19 smokers), observed a respiratory bronchiolitis associated
76

ti
TABLE 5. - Means of the numerical values given lung sections at autopsy of
male current.smokers and'nonsrnokers, standardized for age.
Subjects Who
Neve
Stnoked Current Pipe
Cig
o
r Current Cigarette Smokers
r
Regularly r
a
Smokers <,5 .5-1 1-2 > 2'
Pk. Pk. Pk. Pk.
lvumber of' Subjects 175 141 66 115 440 216
Emphysema 0.09 0.90 1.43 1.92' 2:17' 2~:27'
Fibrosis 0.4'0, 1'.88' 2.78 3.73' 4':06, 4!28'
Thickening,of arterioles 0'.110 1'.1T 1'.35' 1.66' 1.82' 1.89,
Thickening of arteries 0.02 0.23' 0.42' ' 0:68 0:83' 0.90
NOTE. - IYumerical values were determined by raring' each,lung section, on scales of 0-4 for
em,physemaiand't'hickening,of
arterioles; 0-7 for fibrosisand 0-3 for thickening of the arteries.
Source: A;uerbachiO., et at., (BP 103):,
77

TABLE ' 6: - Means of the numai'caat mlhees given lung sections at autopsy
of ferrraLt cNurrertt smokers and'nonsmo,kers, stand'ardized for age
Subjecta /Vlio
Never Smoked! Crtrent! Cigarettis
Smokers
R'e gtdarly
<1' Pk.
a1 Pk
Number of Subjects 252' 33 64
Emphysema 0.05 1.37 1.70
Fibrosis 0'.37 2.89' 3.46
Thickening of arterioles 0'.06 1.26 1.57
Thickening of arteries 0.01 0.40! 0'.64'.
NQTE. - Numerical values were determined by, rating each lung~ section on
scalea of 0-4 for
emphysema and thickenitfg of the arteriioles, 0-7 for fibrosis, and 0-3 tor thickening of the
arteries:
Soureer. Auerbach+ 0., et al. (B!' 1'Q5).
78
,

t
c
TABLE 7. - Means of rhe nwrneaieal'ualues gi>'en lung sections at autopsy
of nrate former cigarette smokers, standardized for age.
Stopped Z 10 xr. Stopped <10yr.
Formerly Smoked
<1 Pk.
Pk..
<i. Pk.
Pk.
Number of 9ubjects 35 66, 51 13!
Emphysema~ 0.24 0.70 1'.08', 1!.69.
Fibrosis 1.14 1.74' 2:4'4 3.30
Z'hickening, or arteriales 0.57 M93 1.25~ 1'.59
Thickening of arteries 0.04 0'.1I6 0!36 0.611
NOTE. - Numercial!valuex fior each finding, were determined' by rating,each lung section on scales
of
0-4 for emphysema and' thickening of the arterioies; 0-7 for fibrosis, and 0-3 for
thickening of'the arteries.
Source: Auerbech0., et aL (BFI'Q5).
.
7 9I

with clusters of pigmented alveolar macrophages in the lungs of smokers.
They foundithese changes only rarely in the lungs of nonsmokers (Fig. 1)i.
The smokers were young (average age 251.7'years), were a heavy smoking _
popuLationi(average 20.1 pack years)', but did not differ significantly fromm
the nonsmokers in age, sociia'class, or pollution exposure. However, 12' of'
the 19 smokers had had productive cough or frequent cold'compared to only
3' of the 20 nonsmokers. These authors postulated that bronchiolitis may bee
responsible for the abnormalities in the tests of small airway function of
smokers.
Pathophysiologic Studies in Humans
Yeager, et al. (BP 3013) ) showed decreased pinocytosis in human alveolar
macrophages obtained from asymptomatic cigarette smoking volunteers when
compared to those obtained from nonsmoking controls. -
Warr and'Martin (BP' 217) studied alveolar macrophages lavaged'from four
healthy smokers and'four healthy nonsmokers. Only two members of each group^
were reactive to delayed hypersensitivity skin tests for Cand'ida alblicans.
Macrophages from nonsmokers responded' to Migration I'nhibitory Factor (MIF)
by a depression in migration of at least 30 percent,,whereas macrophages
from smokers did not respond to MIF'. The cells from smokers were notede to
migrate three times faster than those from nonsmokers. When Candida antigen
was added to the medium, cells from the nonreactive subj,ects (both smokers
andinonsmokers) were not inhibited, the cells fromithe reactive nonsmokers
were inhibited,, but the cells from reactive smokers were not inhibited.
'fhus, macrophages from smokers did not respond normally to either MIF or
antigenic challenge.
Pathophysiologic Studies in Animals
Roszman and Rogers (BP 47)' noted that either the nicotine or the water
soluble fraction of whole cigarettes smoked' suppressed the immunoglobuhin
response of lymphoid cell cultures. When concerftrations of over 200 microgarams
per milliliter of nicotine of the water soluble fraction were added, they were
able to completely suppress the response and to observe this suppression even
imcells,exposed' for2hoursprior to the antigenic challeng~e.
Guinea piga (BP 48) exposedito the smoke of five cigarettes andithen
lavaged 2 hours later had fewer pulmonary macrophages and leukocytes in the
lavagefluid than di'd'controls not~exposed to smoke., The d'ecreasei~n the
number of macrophages was highly correlated with, acetaldehyde, tar,, nicotine,
hydrogen cyanide, andiacrolein concentrations in the cigare te smoke. The
decrease in ttie number of leukocytes was more closely correlated' with pH of
the particulate phase and concentrations of acetaldehydie and' tar.
80

.P
C
IFtGURE' 1i. (R'esptratory broncWi'otitia iin, srnokett and control group
5,
0
.
- NONSM'OKERS'
r
(N.r..M.
.aMi.1.
1
i
i
SMOKERS
NOTE.-The position of, each symbol represents the number of sections
per case in which ibronchiolitis was identified.
Source: Nievwoehner D.E., et al. (8P 322).
81

l.
Tracheal mucous velocityr has been shown to be decreased in purebred
beagle dog,s~ (BP' 56)~ exposed to 100 ciga~reztes, per week forT3 , 5 ffionths,.
In donkeys (BP 297) low level exposure to whole cigarette smoke accelerated'
tracheobronchial clearance, whereas at intermediate and'high levelis of
exposure, clearance was decreased'. At high exposure levels whole cigarette
szaokehad' twicetheeffe~ct of' filtered smoke in,decreas,ingcl'earance.,
8'2

1 SU,%MRY OF RECENT' BRONCHOFIJ~~LMON;ARY F'IND'INGS'
l. Cigarette smokers with mild viral respiratory illnesses have been
shown to develop abnormal but reversible changes in certain pulmonary function
tests while nonsmokers show no changes in these tests. Cigarette smokers
have also been shown to have a significantly longer duration of respiratory
symptoms following mild viral illness than nonsmokers..
2'. Cigarette smoking is more cl'osely related to COPD' than is air
pollution under the conditions of air pollution encountered by the average
person. The possibility remains that the two kinds of exposure may interact.
to increase the total effect beyond that contributed by each exposure.
3. Cigarette smokers without respiratory symptoms have evidence of'
small airway disfunction (',elevated closing,vol!umes) more frequently than do
nonsmokers without respiratory symptoms.
4. Autopsy studies have shown a dose-response relationship between
cigarette smoking and the microscopic changes of COPD.. Data from one
study indicate that bronchiolitis may be a far more common finding in
cigarette smokers than in nonsmokers.
5'. Pulmonary macrophages from cigarette smokers' Iungs have a decreased
ability to respond to in vitro antigenic stimuli.
83'.

BIBLIOGRAPI'IY
(BP' 297) ALBERT, R., E. , BERGER, J. , SAfiIBORIV', k. , LIPPHANN' Iyf. Effectsf of cigarette
smoke components.on bronchial clearance in thee
donkey. Archives of Environmental Health 29(2): 96-101,
August 19'71.
(',BP 105) AUERBACIi,, 0~.,, GARFINKEL, L., HAMMOND, E. C. Relati'on~ of
smoking,and age to findings' in lung parenchXma: a micro-
scopi'c study., Chest 65(,1): 29-35, Janua~ry~ 1974.~
(Ref . 1) AUERBACIi',, 0. , HAMtSOND E. C., GARFINKEL, L., BENANTE, C.
Relation of smoking and aoe to emphysema: whole-lung
section study. The New England Journal of Medicine
286 (16): 853-857, April 201, 19Z2'.
(BP' 41) BERRY,, G. , McKERROW, C. B':. , MOLYNEUX, M. K. B., ROSSITER, C. E. ,
TO.riBLESW, J. B. L. A studylof' the acute and chronic
changes in ventilatory capacity of workers in Lancashire
cotton mills. British ,Tournal of Industrial Medicine 30!:
2'5-36 ,, January 19 73' .
($P' 33')BET,dLEY',, B~.~ R., HALIL,, T.,,, SNA~~ITH~, A. 11111. Smoking~ by p~~rima~,ry~
sch~oolch~ildren--preva~llenceandlassociated resp~~iratory:
symptoms. British J'ournal of'P'r.eventive and' Social
Medicine 27'(3): 150"153, August 1973.
.
(BP 29'), CHAPMAN,, R'., S. ,, SIIY,, C. M'. FINKLEA, J. F'., IiOUSE,, D. E.. ,
GOLDBERG, H'. E., HAYES',,C. G. Chronic respiratory
disease in military inductees and'parents of school-
children. Archives of Environmental! Iiealth 27'(,3):
138-142, September 19'73'..
(BP 232) COLLEY, J. R. T., DOUGLAS,, J. W. 8., REIDi D., D. Respiratory
disease in young adults: influence of early childhood
d
lower respiratory tract illness, social class, air
pollution,, and smoking. British Medical Journal 3(5873)1:
195-198, July 28, 1973, Eng,lish,.,
(BP 13)! COMSTOCK', G. W., STONE, R. W. SAKAI! Y., MATSUYA,, T.,
TO'NASCZA,,J'. A.Respiratoryfind'ings and'urban living.
Archives of Environmental Health 27: 143-150, September 1973.
(BP' 86) DENSEN,, P. M. ,, JONES,, E. W. , BASS, H. E. , BREUER,, J., REED:,, E.
A survey of respiratory disease among N'ew York City postal
and'transit workers. 2. Ventilatory function test results.
Environmental Research 2(4): 277-296, July 1969~.
84 lW
N
W

(BP' 306) DIRKSEN, H. , JANZON, L.,, LINDELL, SI. E. Influence of smoking
and cessation of smoking on lung function. Scandinavian
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19'74.
(BP 14) FRENCH, J. G.,; LOWRIMORE, G., NELSON', W. C., FINICLEA, J. F.,
ENGLISH, T. HERTZ, M. The effect of sulfur dioxide andd
suspended'sulfates on acute respiratory disease. Archives
of Environmental Health 27: 129-133, September 197'3'.
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COLEMAN, M. T. A~irwaysfunction duringmil&vi'ra1
respiratory! illnesses~. The effect of rhinovirus
infectionlin cigarette smokers. Annals of Internal
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smoking and exposure to occupational hazard's. Ameri!can
Journal of Epidemiology 9'8(',3) r 175-183, September 19'73'.
(B'P' 244)~ HOEPPNER, V., H., COOPER, D. IWI!.,,ZAMEL N., BRyAN',A.C'.,
LEV'IS0N',, H'. Relationship between elastic recoil and
closing volume,in smokers and nornsmokers,., American
Review of Respiratory Disease 109 (l) : 81-8'6',, January
1974.
(13P 12')' HRUBEC, Z'. , CEDERII.OF', R., FRIBERG, L., HORTON' R.,, 0'Z'OLIN'S, G,
Respiratory symptoms in twins. Archives of Environmental
Health 27':189-195,S'eptember1973'.
QP' 227) HUTCHISON,, D. C. S. Alpha-l-antitrypsin deficiency andi puhonary
emphysema: the role of proteolytic enzymes and their
inhibitors. BritishiJournal of'Diseases of' the Chest 67(3):
171-196, July 1971.
(BP' 165) KfJEPPERS,, F'. q 1-antitrypsi'n. American Journal of Human
Genetics 25 (6 ) : 677-686 ,, 1973.
(BP' 318) KUEPPERS, F.,, BLACK, L. F. 4 1-antitrypsin and its deficiency.
American R'eviewofRespiratory Disease 110(2): 176'-194,August 19'74.
(BP 170')MJEPPERS,F.,DONHA'RDT A.ObstructiveIung~disease in hetero-
zygotes for aliphal-antitrypsin deficiency. Annals of
Internal Medicine 80(2): 209-212',, February 19'74.

C
(BP 19) LIM, T. P. K. Airway obstruction among high school students.
American Review of Respiratory Disease 108(4): 985-988,
October 1973'.
(BP' 285)i MARTIN, R. R. , LEMELIX 0'. , ZUTTER, M. ,, ANTHONISEN, N. R.
Measurementof"closing, volume/R1:~ application,and
d
limitations. Bulletin de Phys3o-Pathologie Respiratoire
9: : 979-995, July-August 1973.
(BP 264) MITTMAN, C., LIEBERMAN,, Ji. Screening, for Of 1-antitrypsin
deficiency. Israel Journal of Medical Science9:.
13'11-131&, September-October 1973'.
(BP 93) MITTM'AN,, C., LIEBERMAN, J., RU:wtSFELD, J. P'revalence of
abnormal protease inhibitor phenotypes in patients
with chronic obstructive lung d3sease. American Review
of Respiratory Disease 10.9'(2) : 295-296, February 1974.
(BP' 322) NIEWOEHNER, D. E. KLEINERMAN, J.,, RICE,, D. B. Pathologic
changes in the peripheral airways of young cigarette
smokers. New Englan&Journal of Medicine 291(15):.
755-758, October 10, 1974.
~
($P' 78) OSHIMA, H. , IMAI, M., KAWAGISHI, T. Effects of air pollution
on the respiratory symptoms in Yokkaichi, Central Japan.
a'i'e Igaku 16 (1)1: 25-29 , June 19'72'.
(BP~~ 307)' OXHG,-#~~,, H~.,,, BAKE, B.~,~ WILHELMSEN, L. Closing volume in 50- and
60-year-old'men. A preliminary report. Scand'inavi'an
Journal of Respiratory Diseases (Supplementum 85) :.'.59-2'65,
.
1974.
(BP' 4T)' ROSZrsA-N T'. L., RUGERSI, A. S. The immunosuppressive potential of
products derl".ved fromicigarette smoke. AmericaniR'eview,
of' Respiratory Disease 108(5)': 1158'-1163, November 1973'.
(BP' 73), R'UFF, F.,, SALEM, A., BUSY, F.,, de VERNEJOUL, P. ,, EV'ENi P'. ,
BROUET, G. La fermeture des voi'es aeriennes peripheriques.
Sonlaugmentation chez les fumeurs. (',Closing, of the
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d'e Tuberculose et de Pneumologie 36(2): 308'-311,, March
19'72'.
(,BP 48) RYLANDER, R. Toxicity of cigarette smoke components: free
lung, ce711 response in acute exposures. American Revieww
of Respiratory Disease 108'S): 1279-1282, November 1973'.
86

(BP' 112')i SAWICKI, F'., Air pollution ande prevalenceofchronic nonspecific
respiratory diseases. In: Brzezinski, Z., Kopczynski, J.i,
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1971,W'arsaw, P'oland,PanstwowyZaklad WydawnictwLekarskich,.
Warsaw, 1972, pp. 3-13.
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respiratory disease. Annual Report June 28', 1972'-
Jiune 20, 19'73'. Unfiversity of Rochester,, Rochester, N. Y.
Prepared for Respiratory Diseases Branch,, National Heart
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Bethesd'a,, Maryland.
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An epid'emiologic study. American Review of Respiratory
Disease, 109~(2)!: 249-254, February1974.
(BP 94) SIDOR, R'. PETERS, J. M. Prevalence rates of chronic nonspecific
respiratory disease in fire fighters. American Review of
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expiratory flow rates and "'closing vol:ume"' in asymptomatic
healthy smokers.Scandi'navian Journal of Respiratory
Diseases 54: 264-2'71, 1973..
(BP'49') STEBB'INGSI, J. H., JR. A survey of respiratory disease among
New~ York City postal andd transit wo~~r~ker~s~~., IV. Racial
differences in the FEVli. Environmental Research 6:
147=1L.58!, June 1973'.
(HCS~1)1 U.S. PUBLIC HEALTH SERVICE. Smoking, and Health. Report of' the
Advisory Committee to the Surgeon General of the Public Health
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0)

M S 3)
U.S. P'UBLIC' HEALTH SERVICE. The Health,Consequences of Smoking.
1968. Supplement to the 19'67'Public Health Service Review.
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Public Health Service P'ublication 1696, 1968, 117 pp.
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1967'Public Health Service Review.
U.S. Department of Health, Educationi, and Welfare.
Washington, Public Health Service Publication 1696-2, 1969,
98i pp.
(~HCS~ 5~~)~, U~. S'. PUBLIGHEALTR SERVICE~. Th~e~~ Health Con~~sequencesof Smoking.
A Report of the Surgeon General: 1971. UU.S. Department of
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No. (HSM) 7~1-7513', 19'71, 45&pp.
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. A Report of the Surge=General: 1972. U.S. Department of
Health, Education, and We~lfare., Washington, D'H~EGJ~ Publicati'on;
No~. (HSM) 72-6516, 1972, 158 pp.
(HC~S~~ 7), U.,S~~.~ PU~BLZC~ HEALTH SERVICE. The~~ Health Consequences of~ S~moki~ng:.
1973. U'.S.~ Dep~artment~ of Health, Ed!ucation,,, and W'e~~lfare~., ~
WashingZon DHEW Publication No. (H2,f) 73-8704, 1973, 249' pp.
(HCS~ 8) U.S~., PU'BLIC' HEALTH~SERV'ICE. The~~Health~ Consequences o~f~ Smoki'ng;
1974. U.~S.~ Department of Health, E~ducationi, and' Welfare.
Washington, DHEW Publication No. (CDC) 74-87C14.
($P 119) VAN' DER LEITDE', R'. , DE KROON, J. P. M., T?.Ml`ELING, G. J.
VISSER, B. F. , DE VRI!ES,, K., WEVER-HESS, J., ORIE, N. G. M'.
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Ecology of chronic nonspecific respiratory diseases,
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1972, pp. 27-33.
(BP 56), WANhER, A., HIRSCH, J. A,, GREENELTCH, D. E., SWENSJV, E'. W.,
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88

(BP1!8)'k1EB'B,D.R. , HYDE, R. W., SCHWARTZ,, R. H., HAI:.L,W., J., COND .F~~tI,
J. J., TOWNES, P. L. Serum 1-antitrypsin variants.
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247-251, August 1974.
i
89

CNAPTER' 4
INVOLUNTARY SMOKING

Contents
Pa e
Introdtiction.. . . . . . . . . . . « . . . . . . . . . . . 95
Constituents of Tobacco Smoke« . . . . . . . . « . . . . . 96'.
Carbon M'onoxide. . . . . . . . « . . . . . . . . . . . 96
Nicotine . . . . . . . . . . . . . . ... . . . . . . . 101
Other Substances.., . . . . . . . ., . . . . . . . . . 102
Effects of Exposure to Cigarette Smoke. . . . . . . . . . 102
Cardiovascular Effects of Involuntary Smoking. .... 102
Effects of Carbon Monoxide on Psychomotor Tests. ..« 103
Pathologic Effects of Exposure to Cigarette Smoke. . . 103
Summary of Involuntary Smoking,Find'ings. . . . . ., . . ., . 111
Bib] iogzaphy. . . . . . . .1 . . . . . . .. . « . . . . . . . 112
List of Tables
Page
Tab1e 1.--Comparison of mainstream and sidestream
cigarette smoke. . . . . . . . . . . .. . « . .
Table 2.--Measurements of constituents released by
the combustionof tobacco~ products in various
s ituations . . . . . . . . . . . . . « . . . . .
. 97
. ., ., . 9'.8
Table 3!.--Effects of carbon monoxide on psychomotor
functions . . . . . . . . . . . . . . « . . . . . .
Table 4.--Admission rates (per 100 infants)by
diagnosis, birth weight, and maternal
smoking. . . . . . . . . . . . . . . « . .
. .
« .
« . 1014
Table 5.--P'rieumonia and bronchitis in the first
5 years of life by parents" smoking habitt
and' morning. phlegTn. « . . . . . . . . . . . . . . . . .109~
93'

0
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~
~
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1
INTRODUCTION
The effects of smoking, on the smoker have been extensively studied, but
the effects of tobacco smoke on nonsmokers have received much less
attention. Ttie 1972 Health Consequences of Smoking (IS 38)' reviewed the
effects of public exposure to the~air pollution resulting,from tobacco smoke.
This exposure has been called "passiivesmoking'°by: many!authorities~, but will
be referred to in this report as "Involuntary Smoking." The term involuntary
smoking will be used to mean the inhalation of tobacco!combustion products
from smoke-filSed atmospheres by the nonsmoker. This type of exposure is,
iM a sense, "''smoking"'because it provides exposure to many of the same
constituents of tobacco smoke that voluntary smokers experience. It is also
"invol!untary"' because the exposure occurs as an unavoidable consequence:of
breathing in a smoke-filledienvironment.
Tihe~ chemical constituents found in~ an atmosphere filled with tobaccoo
smoke are derived from two sources-mainstream and sidestream smoke. Main-
stream smoke emerg;es from the tobacco product after being drawnithrough the
tobacco during puffing,. Sid'estream smoke rises from the burning, cone of
tobacco. 1°tainstream and sidestream smoke contribute different concentrations
of many substances to the atmosphere for several reasons: Different amounts.
of tobacco are consumed in the production of mainstream and side3tream
smoke; the temperature of'combustion differs for tobacco during,puffing,or
while smoul'dering; and certain substances are partially absorbed from.the
mainstream smoke by the.smoker., The amount of a substance absorbed by
the smoker depends arn the characteri!stics of the substance and the
depth of inhalation bythe smoker. As discussed in the 19'72'Report,,
when the smoker do~esnot inhalethe smoke intohislungs,, the smoke he
exhales contains lessthan half its original amount of water-soluble volatile
compound's, four-fifths of the original nonwater-solubile compounds and particulate
matter, andialmost all of the carbon monoxide (',IS 15). Wfienithe smoker inhales
the mainstream smoke, he exhales into the atmosphere less thanione-seventh olf
the amount of volatile and particulate substances that were originally presentt
in the smoke and also reduces the exhaledi C01to less than half' its original
concentration (IS 14). As alresu3t,, vastly different concentrations of
substances Are found in exhaled mainstream smoke depending on the tobacco
.product, compositionof the tobacco, and degree of inhalation by the smoker.
Several minor symptoms: (conjunctival irritation., dry throat,, etc.) are
caused byLevels of cigarette smoke encounteredlin everyd'ay life,,and'iserious
allergic-like reactions to cigarette smoke may occur in some sensitive
individuals. A major conce~rni, however, about atmosphericcontam~ination byrcigarette smoke has been
due:to the producti'on!of significant levels of
carbon monoxide. Cigarette smoking in poorly ventilated enclosed spaces

may generate carbon monoxide levels above the acceptable 8-hour industrial
exposure limits (50' ppm)--set by the American Conference of Government
Industrial Hyg,ienists (IS' 1)'. Exposure to this level of carbon monoxidee
even for short period's of time has been shown to reduce significantly the
exercise tolerance of some persons with symptomatic cardiovascular disease.
There is also some evidence that prolonged exposure to this level of'
carbommonoxide in combination with a high cholesterol diet can enhance
experimental atherosclerosis in animals (Chapter 1, Cardiovascular Diseases).
In the present chapter, the effects of cigarette smoke on the
environment and on the nonsmoker in that environment will be examinediby
reviewing data on (1) the constituents of cigarette smoke measured under
various conditions and (2)' the physiologic effects of this "involuntary smoking"'
on individuals.
CONSTITiJENTS OF' TOBACCO S:fOKE
In a recent workshop on the effects of environmental tobaccoismoke
on the nonsmoker (IS 49)', Corn (IS' 41) presented a compilation ad'apted' ~/
from Hoegg (IS 47)i of some of the substances in mainstream cigarette
smoke and the ratio of sidestream to mainstream levels for some of'these
substances (Table 1)'. Many-of these substances including, nicotine and
carbonimonox~ide:are found inimuchihigher concentrations in sidestream
smoke than in mainstream smoke, establishing that the smoke exposure of the
involuntary smoker differs qualitatively as wel1 as quantitatively from the
smoke exposure of' the voluntary smoker. A more comprehensive recent _
review of the constituents of mainstream and'sid'estreamismoke has also
been provided by Schmeitz, et al. (IIS' 32). w
A number of other researchers have attempted to measure the levels
of some of the substances in cigarette smoke encountered in everyday V
situations (Table 2). They have alsoitried to determine the factors
controlling the atmospheric concentrations of these substances as well
as the amount absorbed by nonsmokers under these conditions. Carbon
monoxide, nicotiney bienzol(a)pyrene, acrolein, and acetaldehyde have been of particular concern.
Carbon Monoxid'e.
Levels of'carbon monoxide (CO), a major product of tobacco combustion,
have been studied in a variety of situations, and concentrations ranging
from 2 to 11fJ ppm have been measured (Table 2) . The major determinants
of the COlevels in these situations are size of the space in which the smoking
occurs (dilution of CO), the number and type of tobacco products smoked (CO
production), and the amount and effectiveness of ventilation (CO' removal).
! 96

C
TABLE ' D. - eomparison of mainstrearn and'sid'estream cigarette sntoJce ",2i
Compound
Mainstream
(mg/cig)
Sidestream
(rng/cig) Ratio
Sidestreamf'
Mainstream
A General characteristics
Duration of smoke production
20'sec
SS0isec
2'7'
'fobacco burnt' 347 411 1.2'
Par'tiiculat'es, no. per cigarette 11.0S X 1011 3'.S X 1i01' 2 3.3
B Particulate phase
2Tar (chloroform extract)
20$
44'.1
2'.1
10! 2 343 3'.4I
Nicotine 0:92' 1'.6'9 1' 8!
0.46 1'.27' 2'.8'
Benza(a~)Pyrene~~ 3:5~~ X~1Iq"s~~ 13!5~~ X~l0 ~ IT
Pyrene 13' X 1I0-s' 3;9 X 1,0-s' 3~ 0!
Total phenols 0.228 0:603 2.6
Cadmium 12:5 X 1Qi 4'S X 10-s 3 6
C Gases and vapors
Water
7:5
298'
39.7'
Ammonia 0:16' 7.41 46
Carbon monoxide 31.41 148' 4.7.
Carbon dioxide 63.5' 79.5' 1.3.
Nrtrous oxides 0.0i1'4' 0:05'11 16
Comment
Filter cigarette
Filter cigarette
3:S' mg of Mainstream
and! S'.5 mg of
Sidestream in
particulate phase,
tesCin vapor phase
t Adapted from Hoegg, U.R'., (IS 46, 47)
2For 3S':mI pufff volumay 2' sec puff'diirzt',ionona puff per minute and 23 or 30 mm, butt'
length, and 10 per'cent, tobacco mouture.
Source: Corn, RMI. (IS 4I')L
0
9'7

TABLE 2. - Measurements of constituents released by the combustion of tobacco products tit various
situations
[Cig = cigarettes; -= unknown; TPM = total particulate matter]
Reference, I.ocation, and
Dimensions If Known
Harke, H.-e., et ai. (IS 44)
Mid-size European car,
engine off, In wind
tunnel at 50 krn/hr
wind speed
Ventilation
Amount of
Tobacco Burned
Constituents
None
AIr jets open &
blower off
9 cig
6 cig
AirJEtsoptnd: 6cig
blower on
30 ppm CO
20 ppm CO
10 ppm CO
110 ppm CO
Mid-size European car, None 9 cig
engine off, in wind ~
tunnel at zero kmfhr None 6 cig
wind speed
90 ppm CO
Air jEts open dc -6 cig 8-10 pptn CO
blower on
'Harke, H.-P., Peters, H. (IS 43)
Car in traffic None 4 cig 21.4 ppm CO
Srch, M. (IS 35)
Car, engine off-. None 10 cig in 1 hr 90 ppm CO, Smokers 5-1096 COHb
2.09 m3 Nonsmokers 2-5% COHb
S_e_Iff, H.E. (IS 34)
Intercity buses 15 air changes per hr 23 cig 33
ppm CO (at driver's scat) (burning continuously) ~
3 cig
(burning continuously)
18 ppm CO (at driver's scat)
U.S. Dept. 3'ransportation,
et al. (lS.ll)
Airplane flights:
Overseas-100% filled 15-20 air changes per hr - 2-5 ppm CO, <. 120 mg/m3 TPM
Domestic-6696 filled do. - <2 ppm CO, <.12U mg/n13 TPIM
4iCZV94C0

TABLE 2. - Measurements of constituents released by the combustion of tobacco products In various
situations - Continued
[Cis = cigarettes; -= unknown; TPM =_ total particulate matter]
Reference, Location, and
Dimenaions If Known
Cano, J.P., et al. (IS 12)
Submarines-66 m3
Godin, G et al. (IS 20)
Ferry boat compartments:
Smoking
Nonsmoking
T-heater:
Foy er
Auditorium
Bridge, D.P., Corn, M. (IS 9)
Party rooms:
145 m3
101 m3
Harke, H.-P., et al. (IS 24)
Room-38.2 m3
Harke, H.-P. (IS 50)
Office Bldg
Office Bldg
Room-78.3 m3
SM94c0
Amount of
Ventilation Tobacco Burned Constituents
Yes 157 cig per day <40 ppm CO, 32 µg/m3 Nicotine
94-103 cig per day <40 ppm CQ, 15-35 µg/rn3 Nicotine '
18.4 t8.7 ppm CO
3.012.4 ppm CO
3.4t0.8 ppm CO
1.4±0.8 ppm CO
7 air changes per hr 50 cig & 17 cigars in 1.5 hr 7 ppm CO
10.6 air changes per hr 63 cig & 10 cigars in 1.5 hr 9 ppm CO
None 30 cig per 13 min (by machine) 64 ppm CO, 510 Ng/m3 Nicotine
.46 m%/m3 Acrolcin
6.5 mg/rrt3 Acetaldehyde
5 cig per 13 min (by machine) 11.5 ppm CO, 60 µg/m3 Nicotine,
.07 mg/m3 Acrolein,
1.3 mg/m3 Acetaldchyde
Air conditioned - <5 ppm CO
Not air conditioned -. <S-ppm CO
- -- - -
- 3 smokers 15.6 ppm CO

TABLE 2. -Measurements of constituents released by the combustion of tobacco products in various
situations -(.1ontinued
[Cig = cigarettes; -=. unknown; TPM = total particulate matter]
I
Reference, Location, and
Dimensions If Known
Harke, H.-P., (IS 22)
Room-57 m3
Room-.170 m3
Anderson, G., Dalhamn, T. (IS 2)
Room-80 m3
Ventilation
None
7.2 air changes per hr
8.4 air changes per hr
None
7.2 air changes per hr
None
7.2 air changes per hr
None
1.2 air changes per hr
2.3 air changes per hr
6.4 air changes per hr
Amount of
Tobacco Burned
42 cig
42 cig
42 cig
9 cigars
9 cigars
9 pipes
9 pipes
105 cig
107 cig
101 cig
46 cig & 3 pipcfuls
Constituents
50 ppm CO, 530 Mg/m3 Nicotine
10 ppm CO, 120 µg/m3 Nicotine
<10 ppm C0, <100 µg/m3 Nicotine
60 ppm CO. 1040 ug/m3 Nicotine
20 ppm CO, 420 µg/m3 Nicotine
10 ppm CO, 520 µg/rn3 Nicotine
<10 ppm C(), <100 vg/m3 Nicotine
30 ppm CO. Smokers 7.5% COIIb
Nonsmokers 2.1%COHb
S ppm CO, Smokers 5.8%COHb
Nonsmokers 1.3% COHb
75 ppm C_O_ , Smokers 5.0% COlib
Nonsmokers 1.6% COHb
4.5 ppm CO, 377 ; g/m3 Nicotine,
3.0 mg/m TPM
Russell, M.A.H., et al. (IS 31)
Room-43 m3
None
80 cig & 2 cigars per hr
38 ppm CO, Smokers 9.6% COHb
Nonsmokers 2.6% COHb
Harmsen, H., Effenberger, E.
(IS 4S)
Room-93 m3 None 62 cig in 2 hrs 80 ppm CO, 52100 µg/m3 Nicotine
Hoegg, U. R. (IS 46, 4 T-)
3
Scaled test chambcr-.25 m3 None 4 cig TPM
12.2 ppm ( (). :'.28 mg/rn
8 cig 25.6 ppm CO, 5.39 mg/m3 TPM
16 cig 47.0 ppm CO, 11.41 mg/mTTPM
24 cig 69.8 ppm CO, 16.65 mg/m8 TPM
6M94c©

The' type of tobacco product smoked as a ae'terminant of C0 exposure
. ~:5 ..+T 'J ...
important because'it has been found' that mainstream smoke from regular
and small cigars contains more CO' per puff and per gram of tobac¢o' burned',
l4
' n f1
than fi]itered or unfiltered cigarettes (,IS 40) . This g,reater production1P
of CO by cigars was confirmed by Harke (IS 22). He measured the CO
produced by 42' cigarettes, 9' cigars,, and 9 pipefuls of tobacco, each
product evaluated separately' but under the same room conditions.' . 7Phe
cigars produced the highest C0 level .(60' ppm). }. ''
..{*
'
In additionto ttle' effect of type, of tobacco' product on C0 leuels, , .
data on the effects of room size, amount of tobacco burned, and ventilation
1. are included in Table 2. Only underconditions of unusually heavy smoking
and poor ventilation did CO levels exceed' the' maximum pe'rm3ssible, 8'-liour .:
.industrial exposure limit of 50 ppm CO (IS 1); however, even in cases .r1
where the ventilation was adequate, the measured C0 levels did exceed
I j~,. ~,st
~~ the~ maximuml acceptable ambient level of~~ 9 ppm (YS~ 17). ~ One must~ be careful
k'when using the levels recorded in Table 2 as measures of individual exposure
because the' CO levels were usually measured at points several feet from
hkdbbld' h b hifi
te neares t smoer an proaly wouaveeenger if measured at
as. .
to the pasi'tiom of a person sitting next to the smok
points corresponding,er ,; r; ~
ZS' 16)'. In addition, it is the CO absorbed by the body that causes the' harmful
4 Ci:
,.effects and not that which is' measured' in the atmosphere._ This absorption
can vary from individual to individual, depending on factors such as duration
of exposure,, volume of air breathed per minute, and card;:o-re'spiratory function.
Several investigators have tried to de'termine the amount of carbon,`y._. ,~.,
monoxide absorbed' in involuntary smok3n;, situations by measuring ch'anges :
in carboxyhemoglobin levels in nonsmokers exposed to ci'garette smoke-filled
environments. Anderson and Dalhamn (IS 2) were unable' to find any change
in the COh-b levels of nonsmokers in a well ventilated roon where the .,
.
CO level was 4.5 ppm. When Harke (IS 22) studied nonsmokers under similar ;,
conditions (good venti]iationand less than 5' ppm CO)' ,, he was able , to show an F
increase in COIIb level fromi1.1 to 1.6 percent; without ventilation the ''
CO levels rose to 30 ppm and!the COHb level increased from .9 to 2'.1 percent ~
.aY..
in 2 hours. Russell, et al. (IS 31) also found that COHb levels i'ncreased ,,
from 1.6 to 2.6 percent in nonsmokers exposed to a smoke-filLed room
where the CO level was measured at 3!8'ppm; however, he cautioned that
1nearly all p'ersons in the room felt that the conditions were'worse than
those experien'ced in most social situations. The levels of COHb measured
by both Harke and Russell, et al. (IS 22', IS 31) are well within 'the range'
that has been shown to decrease the exercise tolerance of patients with
angina pectoris (IS 3,, 4, 5, 6, 7,--Chapter' 1, Cardiovascular Diseases)!._
Nicotine
Nicotine in the atmosphere'differs from CO'in that it'tends to' settle.
out of the ain with or without ventilation (thereby decreasing,its

., . ' .. . , , ;4~ - .. . . . ~ . . . . ~,
atmospherzc concentration)'', whereas the.CO level! will remain constant until
the CO is removed. The concentrations of both substances are decreased ''
substantially by ventilation. As can be seen from data, iu Table 2,
'
under conditions ' of adequate ventilation neither exceed's the maximum `'"'
threshold limit values for industrial exposure (nico'tine,, 500 Ag/m3;, CO,
501 ppm,, ('IS~~ 1)i; whereas in~~cond~itions without~~ ventilation,,~ smoking produces
very high concentrations of both (nicotine, up to 5,200/t g/m3', CO!, 110, ppm) .^'-j ;`'.
~
.~Y+IT
. . .,. ~ , ...,~ ., . ; . . . ' . .', -
~; Ni cotine in the enviro~ament is of concern because nicotin~ abs©rbed by
cigarette smokers is felt to be one factor contributing to the development
of atherosclerotic cardiovas'cular disease: Several researchers have
'attempted' to measure the' amounti of nicotine absorbed' by~ nonsmokers in'
involuntar~ 'smoking situations. "'-Canol, et al. (IS' 12)i studied urinary excretion
of nicotine by persons on a submarine." Despite very low levels measured
in the air (15 to' 32 /Z g/m3)', nonsmokers did show a small rise in nicotine ;°
excretion; however, the amountexcreted wasistill less than 1 percent of'the'''
amount excreted bY smokers.``Harke (IS'22)i measured nicotine and its `~'
metabolite cotininein the urine of smolcersi and nonsmokers' exposed to a''
smoke-filled environment and'reported'that nonsmokers excreted' less than :
.1' percent af' the -amount of nicotine and cotinine excreted' by smokers. -----`-:-
H'e feels that' at this~ low level of absorption nic+otine is' unlikely to ';
be a hazard to the }'nonsmoker.f`
, l.di?~y~+'~'
~,,a.
Other Substancee 4~''~J.~~~
~
4lr,. ;; 4~. ~f.;
In two studies environmental levels of the experimental carcinogen
benzo(a)pyrene were`measured. Galuskinova aS 19) found' levels'` -
of benzo(a)pyren'e from'2.82 ' to 14.4 mg/m3 in smoky" restaurants, but it
isnotclearhawTauchofthiis~ was dtiueto'cooking and, hoRamuch, was due
to smoking, - In a study of' the concentration of benza(a)!pyrene in the
atmosphere of airplanes (IS 37)'',' only a fraction of a microgram per cubic
meter was detected, The effect of chronic exposure to very lowlevels o£
this carcinogen hasnot been established for
~~ I .. . . . . _ - ' ~ -. . "
- . . . . ~ . . ,. - .. .
Acrolein. and acetaldehydehave also-been measured in' smoke-filled
rooms (IS 24, Table 2) and'may Eontribute to theeye firritation commonly
experienced in these
EFF'ECTS OF' EXPOSITRE TO CIGARETTE SMOKE
' Cardiovascular Effects of Ihvo'luntary Smoking
y
The effects "of cigarette smoking on the'cardiovascul''ar 'system' of the
smoker are well established, but vary little is known about th'e cardio-
vascular response of the nonsmoker to cigarette smoke. Harke and Bleichert

s
~
(IS2'3)! studied,]18adults (11 smokers and' 7 nonsmokers) in a room 17Gm3larg,e in which 150
cigarettes were smoked or allowed to burn in ashtrays
for 30' minutes. They noted'that the subjects whoismoked during thee
experiment had' alsi'gnificant lowering of skin temperature and a riseM/
in blood pressure. Nonsmokers who were exposed to the same smolie-
contaminated'environment showed no change in either of these parameters..
L.uqiuette, et al. (IiS' 27) performed' a similar experiment with 40 children
exposed' alternately to smolte-contaminated' and clean~ atmospheres, buf' other-
wise under identical experimental condi'tions.They,f~ound that exposure
to the smoke caused increases in heart rate (5 beats per minute)' and
in systolic (4 mm Hg)~ and diastolic (5 mm Hg) blood pressures. The
d'ifferences in results between these studi'es may be d'ue,, in part, to
the age of the subjects--i.e., children may be more sensitive to the
cardiovascular effects,of involuntarysmokingth~an adults,, or the increase in heart rate and blood
pressure may be due to a difference between
chil'dren and adults in~ the psychologic response to being, in a smoke-
filled atmosphere.
Effects of Carbon Monoxide on P'svchomotor Tests
Carbon monoxide from tobacco smoke, automobile exhaust, and' industrial
poSlution is an important component of air pollution. f'iere has been some:
concern over the effect of'relatively low l:evels of carbon monoxide on
psychomotor functions (the ability to perceive andireact to stiznuli),
especially those functions related' to driving an automobile (Table 3).
Carbon monoxide levels occasionally reached' in some involuntary smoking
situations result in measurable cognitive and'motor effects, but these
effects generally are measurable only at thie threshold of stimuli
perception. One study (Wright, et al., (IS 39) found'that the safe
driving habits,measur'ed on,a driving, simulator did not improve as!much~with practice in a group
exposed' to CU' as did the habits of a control
group. Another study (IS' 2'8), with a different experimental design
but'at the same levels of CO did not find any effect on complex psycho-
motor activity such as driving,a car. Thus, thie role of CO alone in motor
vehicle accidents remains unclear. The effect on judgement and reactions
of COn in combination with factors such as fatigue!and alcohol, conditi'onsknown to influence
judgement and' reaction time, has not been d'etermined.
Paithoiogi'c Effects of Exposure to Cigarette Smoke
The effect of involuntary smoking on an indi'vidual is determined not only
by the qualitative and' quantitativeaspectsofthesmoke-f~illedenvironment,,
but also largely by the characteristics of the individual. Reacti'ons may vary
wi'thiage as well as with the sensitivity of an individual to the components of
tobacco smoke. The severity of possible effects range from minor
eye and throat irritations experiencediby most people in smoke-filled
rooms to the incapacitating anginal attacks of some persons with
cardiovascular d'isease.
3
101

Ti ABL,E 3~. - Effects of carbon nsonl.~ le on psychomotor functions
c
0
Reference
Test or
Measurement
CO
level
(ppm)'
COHb
tevel'
(Percent)
ffect .
M'cFarlandR.A. Ability of'd'ri;vers to stay 6. None
(IS28) between two-lane markers i11 None
while being permitted only 17' None
Ray, A.M., brief glimpses of the road
Reaction time to
10
Prolonged!
Rockwell, T.H.
(IS 30) car taillights
McFarland, R.A. Performance of two tasks at 700 17' None
US 29) same time
Dark adaptationi and glaree 7'00, 17 PVone.
recovery
Peripheral vision at 16'
700'
117 '
Idone
and 30'
Peripheral vision at' 2D`
700!
117
Decreased
Depth perceptilorr, 7001 17 None,
Stewart, R'.D:,, et' al. Time perception 500, 20' None
(ifS 3'6)
Fodor; (;,.G.,
Attentiveness to
50'x, 5 hrs:
2-5'
Decreased
Winneke, G:
(iS L8) auditory stiinulil
Flicker fusion
50 x 5 hrs.,
25
hirchange
Speed' of motor performance 50 x 5'hrs.. 2'-5' No change
Perception of complex 50x5hn 2-5 1'mproved
visual I patt'erns
Cognitive function
100
5
Decreased'
Schulte, I:H.
US 33)
Reaction time 20' No change
BendertiV_, et all Tlnreskiold' for temporal' 100, 7.25 Raised
(IS 8) resolution of visual'stimulii
Manuall dexterity
100,
7.25
Decreased.
Il.earning,m eaningless syllables 100' 7.25 Decreased,
Retention of 10 syllables 100! 7:25 No change
Gtoll-lCnapp; R:,,et'al. forlhr
Attentiveness to audit'ory
50'
Deterioration at
(IS 2l) stimuli
100, 50 ppm, worse at
150! 100 ppm, worst'
at 1'50'ppm
Wright, G:,, et al. Reactionitime 6.3 Ptol'onged.
US34)
Glare recovery 6.3 Prolonged
Careful driving habits 6.3 Failure to improve
with practice
1fl4

C
e
The minor symptomatic irritation experienced'by nonsmokers in a smoke-
filled environment is influenced by the humidity of the air as well as the
concentration of irritating substances found in the atmosphere. Johansson
and Ronge (IS' 48) have shown that irritation d'ue to cigarette smoke is
maximal in warm, dry air and decreases with a small rise in relative
humidity. A change from acceptable to unpleasant was reported at 4.7 mg/m3
of particulate matter for nonsmokers and eye irritation was noted at 9 mg/'m3
for both smokers and nonsmokers. The authors concluded that a ventilation
rate of 12'm3/hr/cig was necessary to avoid' eye irritation and'50 m3/hr/cig
was necessary to avoid unpleasant od'ors.
Two government sponsored studies have attempted! to evaluate the
degree of minor irritation due to cigarette smoke experiencediby bus and
plane passengers. The U'.S'. Department of Transportation,(IS 34) studi'edi
the environment on two ventilated buses--one with simulated unrestricted
smoking and another with simulated smoking limited to the rear 20 percent
of the seats. In one bus lighted cigarettes were placed at every other
seat (23 cigarettes) to s3mulate a bus filled with smokers. In the other
bus, cigarettes were placed only in the rear 2'0' percent of the bus (,five
cigarettes) to simulate a bus where smoking,was llimited'to the rear 20 percent
of the seats. When smoking,was limited, the C0 level at the driver"s seat
was only ]i$ ppm compared to~the level of 33 ppm measured in the
unrestricted smoking situation. Four of the six subjects seated in the
bus reported eye irritation during,the unrestricted smoking simulation..
None of the six subjects reported any eye irritation in the restricted
smoking situation (not even those seated in the rear 20 percent of the bus).
Several Federal agencies (IS 37) cooperated to survey the symptoms
experienced by travelers on both military and commercial aircraft. They
distributedia questionnaire to passengers on 20 military and 8'commercial
flights; 57 percent of the passengers on the military flights and 45,
percent of the passengers on the commerciall flights were smokers. The planes
were well ventilated, and CO levels were always below 5 ppm with low levels
of'other pollutants as well. In spite of the low level of measurable pollution,
over 6'01percent of the nonsmoking passengers and 15 to 22 percent of the
smokers reported'being annoyed'by the other passengers' smoking. Seventy-
three percent of the nonsmoking passengers on the commercial flights and 62'
percent of the nonsmoking passengers on the military flights suggested that
some remedial action be taken;, 84 percent of those suggesting remedial action
felt that segregrating the smokers from nonsmokers would be a satisfactory
solution. These feelings were even more prevalent among those nonsmokers
who had ahistory of respiratory disease..
Children have been found to have a higher incidence of respiratory
infections and are thought to be more sensitive to the effects of air
pollution due to their greater minute ventilation per body weight than
edults. Several researchers have investigated the effects of parental
O.
~
d~S
,
- i0s
,
~

c
smoking on the health of children. Cameron, et al. conducted two telephone
surveys of Detroit families to determine the relationship between children''s
respiratory il:lnessandi parental smoking, habits.In th~efirst survey(IS11)
they found a statistically significant relationship betweenithe prevalencee
of children"s respiratory infection and parental smoking,habits only when all
children under 16 were considered (not whenionly those under 9 or under 5
were considered). Inia larger survey of the same city (IS 101) they foundd
a relationship between parental smoking and prevalence of respiratory illness
in the 10- to 16-year age group and in the birth to 5-year age group. Neither
study controlled for smoking by the children which might be a factor in the
10- to 16'-year age group or for socioeconomic status which has an effect on
both, smoking habits and illness. However,, the data were consistent with a
higher prevalenceof'respiratorydiseese in~familieswhiere~there aresmokers
than in nonsmoking families.
Colley (IS 13) also found a relationship between parental smoking,
habits and the prevalence of respiratory illness in the children. He found
an even stronger relationship between parental cough and phlegm production
and respiratory infections in children,. He postulates this latter relation-
ship toiresult from the greater infectivity of these parents due to their
cough and phlegm production. The relationship between parental cigarette
smoking, and respiratory infection in their children would then occur because
cigarette smoking, caused the parents to cough andiproduce phlegm and would
not be indicative of'a direct effect of cigarette smoke-filled air on the
child'ren.
Harlap and Davies CIS 25) studiedli'nfant admissions to Hadassah Hospital
in West Jerusalem and found a relationship between admissions for
bronchitis and pneumonia in the first year of life andimaternal smoking habits
during, pregnancy. Data on maternal smoking habits after the birth of' the ckild
were not obtained, but it can be assumed that most of the mothers who
smoked during,pregnancy continued to smoke during,the first year of the
infant"slife., A relationshipbetweenlinfant admission andimaternal smoking
habits was demonstrable only between the sixth and ninth months of infant life
and~was more pronounced during,the winter months (whenthe effect of cigarette
smoke on the indoor environment would be greatesu;. Mothers who smoke duringg
pregnancy are known to have infants with a lower average birth weight than
the infants of nonsaaokfng,mothers. The relationship between maternal smoking,
and their infants' admission to the hospital found in this study was greater for
lowbfrthweight i.nfan~ts,but wasalso!fo~und for normal birth wej!ghtinfants(Table 4) (IS 25).
Harlap, and Davies (IS 25) demonstrated' a dose-response
relationship for maternal smo?cing, and infant admission for bronchitis and
pneumoniai, however theyr also found a relationshl;p betweenimaternal smoking,
O
¢a
CJT,

C
0
TABLE 4:- AdmiWon rates (per 100 infants) by'diagnosis, bdrth weight, andmaternalsrnoking
B'irth we;ght (g) Total
IDingnosiu cs~gg; 3,p00- 3,499' 3,Spp+ (including unknown)
S,
(297) -NS
(2',316)i S
(4'15) NS
(4,098) S
(264) NS
(3,1'95) S
(986} NS'
(9,686).
Bronchit'i.s and
pneumonia
19.2
1',2.3
9'.6
8.2
1!2'.1,
9'A
13:1
9.5'
All other 22.6 19.9' 1i4'.5 14'.6 15'.2' 13.3 16.9' 15:5
T.otall 41.8 32'.2' 24.1 22.8 27.3 22'.3' 30:0 24.9'
NOTE. - S=Smokars;; NS=N'onsmokers.
Source:: Harlip, S:, Davies; A.M. (IS 24

`
and infant admissions for poisoning and!in,juries. This may indicate a bias
in the study due to relationships whi'ch may exist between smoking and'factors
such~as parental neglect or socioeconomic class. ,In ad'd'ition, hospital
admission rates may not: be an accurate index of infant morbidity.
Colley,, et al. (IS 42) studied the incidence of pneur.ionia and'bronchitis
. in2',205 chil'dren overtheFirs~t 5: years of' llifein relation to~ the smokingg
habits of both parents. They found that a relationship between parental
smoking habits and respiratoryinfectioninch,ildrenoccurred only during
the first years of life (Table 5). They also showed a relationship between
parental cough and phlegm production and infant infection (Table 5) which~was
found to be independent of'the effect of parental smoking habits. The
relationship betwe~en parental smoking and infant infection was greater when
both parents smoked and increased with increasing number of cigarettes
smoked per d'ay. The relationship persisted after social class and birth,
weight had been controlled' for.
Thus, respiratory infections during the first year of life are closely
related to smoking,habits independent of parental symptoms, sociali class,,
and birth weight. Because of the dose-response reliationship~between
parental smoki'ngand':infantrespiratoryinfection established by Colley,
et al. (IS 42), it is reasonable to suspect that cigarette smoke in the
atmosphere of the home may be the cause of these infectionsy however,
other factors such as parental neglect may also play a role.
The above studies examined the effects of involuntary smoking on
relatively healthy people. A substantial proportion of the U.S. population
suffers from chronic cardiovascular and pulmonary diseases, however,,and they
represent the segment of the population most seriously jeopardized by
conditions found in involuntary smoking situations. In Chapter 1 of this
report (Cardiovascular Diseases)' evidence was presented whichishowed,
that levels of CO' sometimes experienced in smoke-filled environments (',50 ppm)'
are capable of significantly decreasing the exercise tolerance of persons
with angina pectoris and intermittent claudication. In addition, these levels of
CO have been shown to decrease cardiac contractility and to raise left
ventricular end-dias:tolic press~ure(~an,indi'cation:of heart faiLure)in personswi'th cardiovascular
disease.
Persons,w.Lth chronic bronchitis and emphysema have considerable excesss
mortality under conditions of severe air pollution. In smoke-filled
environments lievels of C0 and several other pollutants may be as high or
higher than occur during air pollution emergencies. The effects of short-
term exposure of'persons with chronic obstrucCive bronchopulmonary
disease (COPD) to these condi:ti,)ns have not been evaluated!. Persons with
COPD are also possibly at increased' risk to'CO exposure because of their low
alveolar pp2. Due to the reduced'amount of'oxygen available to compete with the
CO for hemoglobin binding sites, these persons might experience a carboxy-
hemoglobin tooxyhemoglobinratiohi'gher than those in health~ysubjects

M
r
C
Ta BLE 5. - Pneumonia and bronchitis in the,first Syears of life by parents'smoking habit and
morning phlegra
Atnnual!ihcidertce of pneumonia snd'~ bronchitis per 100 childiaen
(Albsolu2e numbers in iparentheses)'
- Both ex-unoiters
Year of
I Both nonsmokers
One smoker
Both amoken or one ex-smolcer
All
FollowuR ~ om'amoking habit
changed
IY~
OI!B'
19~
0YB'
N
O/B
I+I~
Ol/B~
I N ~
018
1 7:6' 10.3 10!4 1
4
1 15.3 23'.0' 8.2 13.2' 10:1 16'.7'
(343) (29) (424) 1
,
8
()' (339) (139) (546) (129) (1,65'2) (425).
2' 8.1 8.3' 7:~1 ~ 1'5~.5 8,7'~ 9.2~ 6.5~ ~ 10:7~ 7.4'~ ~ T1'i.3'
! (322) (36) (365)' (129)' (286) (152) (599) (159) (1,572), (4~76).
3 6.9 8.1 10.5'. 9.4 7:9 11.0 8'.2' 11.6 8.4 10.6
(305) (37) (353) ~ (107)' ~ (242): (154) ~ ('661), ~~ (173~~)~ ~~ (1,561), (47~11)~.
4 8.01 11.1 7.5' 1'0.8' 7.6 11.6 8,2' 9.1 7:91 j 10.3
(287) (36) (306) (1102)~ (2'36)1 (1211)', (69S'Y (187) (1,524) (4'46)i
5' 6.7 14':T 5.6 9:41 3.9 10.6 6.4 7.3 5'.9' 1 9.11
(285) (34) (267) I (107)~ (208): (132) (737): (219) (1,497) I (492)'
NOTE. - N=neither with winter morning phlegm. A/,B:=one or both with winter morning, phlegm.,
5ource: Cottey, 1lR.T., et all (IS,42)
109
i

under the same conditions of C4 exposure. The retention of Wmay also
be prolonged due to both this increased bindi~ngof CO to hemoglobin underlcrw alveolar P02,and
decreased ventilatory capacity to excrete C!0.
In summary, the effects of cigarette smoke on healthy nonsmokers consists
mainly of minor eye and throat irritation. However, people with certain
heart and lung diseases (angina pectoris, COPD, allergic asthma) may suffer
exacerbations of their symptoms as a result of exposure to tobacco smo&e-
filLed enui'ronments. These effects are dependent on the degree of
individual exposure to cigarette smoke which is d'etermined'by proximity
to the source of the tobacco smoke, the type andd amount of tobacco
product smoked' conditions of room size and ventilation as well as tiie amount
of time the individuall spends in the smoke-filled environment, andihis
physiologic condition at the time of exposure.
0

M
1. Tobacco smoke can be a significant source of atmospheric
pollution in enclosed areas. Occasionally under conditions of heavy
smoking, and poor ventilation, the:maximum limit for an 8-hour work
exposure to carb=monoxide (501ppm) may be exceeded.,
2. Carbon monoxide,, at levels occasionally foundiin cigarette smoke-
filled environments, has been shown to produce slight deterioration in,
some tests of psychomotor performance, especially attenti'venessand cognitive
function. It is unclear whether these levels impair complex psychomotor
activities such as driving a car. The!effects produced by CO may become
important when added to.factors such as fatigue and alcohol which are knownn
to have anieffect on the ability to safely operate almotor vehicle.
3., Unrestricted smoking on buses: and planes is reported tolbe
annoying to the majority of nonsmoking passengers under conditions of
adequrateven~tilation.
4i. Children ofparen~ts whoismoke are more, likely to~havebronchitisand pneumonia during the first
year of life, and this is probably at least partly
°due to their being exposed1to cigarette smoke in the atmosphere.
5. Levels of carbon monoxide couanonly found in cigarette smoke-filled
environments have been shown to decrease the exercise tolerance of patients
with angina pectoris and probably have an adverse affect on persons with
chronic obstructive pulmonarydisease.

r
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t
4
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