Lorillard
Termination Projections
Fields
- Alias
- 03750582/03750591
- Type
- REPT, OTHER REPORT
- BUDG, BUDGET/BUDGET REVIEW
- CHAR, CHART/GRAPH
- Area
- LEGAL DEPT FILE ROOM
- Litigation
- Stmn/Produced
- Site
- N14
- Master ID
- 03749906/0785
- 03749907
- 03749908-9910 Harvard Project Equipment
- 03749911-9912 Harvard Project Equipment
- 03749913-9915
- 03749916-9917 Harvard Project Equipment
- 03749918-9935 Tobacco Industry Equipment Inventory
- 03749936-9938 Harvard Project Equipment
- 03749939-9941 Harvard Project
- 03749942-9963 Compromise Agreement
- 03749964
- 03749965-9966
- 03749967-9970 Tentative Outline Tobacco Smoking and Pulmonary Disease
- 03749971
- 03749972-9973
- 03749974-9975 Harvard Project
- 03749976-9977 Exhibit A
- 03749988-0005 Compromise Agreement
- 03750006-0008 Harvard - Tobacco Companies Settlement
- 03750009-0010 Tobacco and Health Research Project
- 03750011-0012
- 03750013
- 03750014-0015
- 03750016-0017 Harvard Project Equipment
- 03750018-0023
- 03750024 Harvard Research Project
- 03750025
- 03750027
- 03750028
- 03750029
- 03750030-0032
- 03750033 Harvard
- 03750034-0035 Harvard Research Project
- 03750036
- 03750037-0047
- 03750049
- 03750050 Harvard Research Project
- 03750051-0052 Harvard Research Project
- 03750053
- 03750054
- 03750055-0056
- 03750057
- 03750059-0060
- 03750061 Gary Huber Research Equipment-Harvard Project
- 03750072-0073 Presentation of Smoking and Health Research Paper by Dr. Huber
- 03750074-0075 Harvard/Dr. Huber
- 03750076
- 03750077
- 03750078 Dr. Huber's Presentation
- 03750079-0081 $6 Million Granted for Smoking - Health Stu Dies
- 03750082-0083 Dr. Huber's Presentation
- 03750084 Presentation of Smoking and Health Research Paper by Dr. Huber
- 03750085 Harvard
- 03750086
- 03750090 Presentation of Smoking and Health Research Paper by Dr. Huber
- 03750091 Presentation of Smoking and Health Research Paper by Dr. Gary Huber
- 03750092
- 03750093 Presentation of Smoking and Health Research Paper by Dr. Gary Huber
- 03750094-0095
- 03750096
- 03750097-0098
- 03750099
- 03750100
- 03750112
- 03750113
- 03750114
- 03750115-0116
- 03750117
- 03750120
- 03750121-0123
- 03750124
- 03750125 General Bulletin to the Medical and Administrative Staffs
- 03750126-0127
- 03750128-0133
- 03750134
- 03750135-0136
- 03750137
- 03750138
- 03750139
- 03750140-0141 Sample Letter
- 03750142 Harvard University Faculty of Medicine Report of Professional Income
- 03750146
- 03750147
- 03750148
- 03750149-0150
- 03750151-0152
- 03750153
- 03750158
- 03750159-0160
- 03750161-0168 Clinical Ethics
- 03750169
- 03750170
- 03750171
- 03750172-0173
- 03750174-0175
- 03750176-0183 Dup of Id 03750161-0168
- 03750184-0185
- 03750186
- 03750187 Sin and Phin
- 03750189
- 03750190 Nicotine Titration Study
- 03750191
- 03750192-0193
- 03750194-0195
- 03750196
- 03750200
- 03750201-0202
- 03750203 Harvard Research Project
- 03750204-0206
- 03750207-0208
- 03750209-0210 Harvard Research Project
- 03750211-0212
- 03750213-0215 Harvard Smoking and Health Research Project
- 03750216-0217
- 03750218
- 03750219-0220
- 03750221
- 03750222 Pathology Space
- 03750223-0224
- 03750225-0226 Department of Pathology Laboratory
- 03750227
- 03750229 Personnel
- 03750230 Christine Segalla Termination
- 03750231 Speed Letter Christine Segalla - Termination
- 03750232-0233 Beth Israel Hospital Notice of Termination
- 03750234-0237 Harvard Smoking and Health Research Project
- 03750238
- 03750239-0240 Da-00566-05 Numerical Density of Secretory Cells
- 03750241
- 03750242
- 03750243-0255 Dean Tosteson and the Tobacco Industry
- 03750256-0258 Harvard Research Project
- 03750259
- 03750260
- 03750261
- 03750262-0263
- 03750264
- 03750265-0267
- 03750268 Harvard Research Project
- 03750269-0271 Harvard Smoking and Health Research Project
- 03750276-0282
- 03750372-0472 Seminars in Respiratory Medicine
- 03750473-0490 Undergraduate Cirricula in Respiratory Diseases A Regional Analysis of New England Medical Schools
- 03750491-0547 the Second Report to the Ad Hoc Advisory Committee of the Harvard University Tobacco and Health Research Program
- 03750548
- 03750549 Supplement A Appendices I - Xi
- 03750550 Appendix I
- 03750551-0555 Summary Tobacco Industry-Harvard University Meetings
- 03750556-0557
- 03750558-0560 Memorandum of Understanding
- 03750561-0562 (Appendix A) Approval Process for Protocols
- 03750563-0567 (Appendix B) Dr. Huber's Research Programs and Support
- 03750568 (Appendix C)
- 03750569-0570
- 03750571 Appendix C
- 03750572 Renovation Cost Estimate
- 03750573-0576
- 03750577 Appendix II
- 03750578-0580 Phaseout Costs of Tobacco Grant
- 03750581 Phaseout Costs of Tobacco Grant
- 03750592 Appendix III
- 03750593-0595 Dr. Gary Huber's Research Facilities
- 03750596 6 Charlesgate West Boston, Massachusetts
- 03750597 Appendix IV
- 03750598 Organizational Chart Harvard University Tobacco and Health Research Program
- 03750599
- 03750600-0601
- 03750602-0603
- 03750604-0605
- 03750606
- 03750607
- 03750608 Appendix V
- 03750609-0623 Speaking Manuscript Intestinal Parasites of the White Carneau Pigeon
- 03750624-0641 Speech Manuscript Some Normal Hematological Values of the White Carneau Pigeon
- 03750642 Intestinal Parasites of the White Carneau Pigeon
- 03750643 Some Normal Hematological Values of the White Carneau Pigeon
- 03750644 Appendix Vi
- 03750645-0647
- 03750648 Appendix I Technical Proposal for Program Extension
- 03750649-0650 Technical Proposal,Inhalation Bioassay of Cigarette Smoke in Pigeons Extended Protocol
- 03750651-0657 Appendix II Pigeon Population Projections
- 03750658-0669 Appendix III Pigeon Life Tables and Projected Animal Death Rates
- 03750670 Appendix IV Budget Projections
- 03750671 Contract Pricing Proposal
- 03750672-0673 Supplementary Budget
- 03750674 Appendix Vii
- 03750675
- 03750676-0681 Cardiovascular Effects of Cigarette Smoke
- 03750682 Acute Hemodynamic Effects of Cigarette Smoking in Man Assesed by Non-Invasive Technics
- 03750683-0704 Acute Hemodynamic Effects of Cigarette Smoking in Man Assessed by Non-Invasive Technics
- 03750705 Appendix Viii
- 03750706-0720 the Effect of Tobacco Nicotine Content on Cigarette Smoking Behavior in Man
- 03750721 the Effect of Tobacco Nicotine Content on Cigarette Smoking Behavior in Man
- 03750722-0723 Harvard Study Suggests Low Tar Cigarette Risk
- 03750724 Letter to the Editor Tar, Nicotine and Tobacco Smoking
- 03750725 'tar' May Be Down Lung Cancer Isn't
- 03750726-0728 Health Officials Fired Up Over 'tolerable ' Cigarettes
- 03750729 Dr. Gori's Ordeal
- 03750730-0733 Low-Risk Cigarettes: A Prescription
- 03750734 Dr. Gori's Crime: Truth
- 03750735-0736 Joint Statement
- 03750737-0738 Statement by Julius B. Richmond Surgeon General
- 03750739-0740 Less-Toxic Cigarette Stirs Controversy
- 03750741 Despite Study of Low-Tar Cigarettes, Surg Eon General Says None Is Safe
- 03750742 Killing the Messenger
- 03750743 'tolerable' Cigarettes?
- 03750744 Appendix Ix
- 03750745-0758
- 03750759 Appendix X
- 03750760-0761
- 03750762
- 03750763-0779 Harvard University Research Application to the American Petroleum Institute
- 03750780-0785 Appendix Xi
Related Documents:
Document Images
TERMINATION PRQJ!ECTIONS'
Technicality of'Termination: In the renewall agreement between Harvard
University and the tobacco industry, it is stated that "...reasonabTe and'
necessary expenses required to terminate the work in progress in orderly
but expeditious manner shall be payable from project monies available or to
be made available during the current fiscal year."' That entry is in the
context, as indicated in the original agreementa of the Principail Investigator
becoming,unavailable prior to the completion of the research program and a
substitute Principal Investigator not being accepted by the industry.
Termination other than by those conditionsiisnot covered specifically in
either agreement. The agreements further state that the Principal Investigator
must report annually that "all monies contributed will be expendediin the
furtherance of this program as directed by the Principal Investigator" and
that Harvard Medical School shall provide or make arrangements for adequate
housing, services and the like. As now exists,, the situation is such that
the Principal Investigator can not provide these assurances and wouldl
resign1if the program cannot go forward.
Phase-Out Funding: It is recommended by the Principal Investigator
that any'funding in a phase out period be provided on a cost-reimbursement
basis. That is to say, any monies expended would be reimbursed, provided'
such expenditures are approved by the Principal Investigator before they
are initiatedy in accordance with the initial agreement between the industry
and the University and the renewal agreement. By'our best estimates, we
are currently running "'on target"'accord!ing,to projected allocations in the
first year of'renewal funding. Initial payment for the academic year July,
1977 throughiJune 30, 1978 was received last summer, and the second payment,
due last January, is,still outstanding,in the amount of, I believe, approximately
$311,000.
We have prepared projected phase-out costs for a three-month period,
effective April' 1, 1978'(i:t was communicated to Dean Meadow on March 31, 1978
that no additionall funding would be provided through the Beth Israel Hospital)
through the end of the current academic year,, and!for a six month period,
effective April 1, 1978 through the month of September, 1978. The three-
month phase out period shouldinotdzf£er si~gnificantlyin amount from themonies a]iready allocated
for this academic year.
Charlesgate We'st Obligations. The current lease for our using the
Charl!esgate West facility is signed between the secondary tenant, the Beth
Israeli Hospital, and the primary tenant, Pitney Bowes. When the lease was
renewed, it was for a three year period!, ending June 30,, 1980. The rents
for the academic~years (corresponding to the fiscal' years of'the agreement)
1977-78, 1978-79, and 1979-801are $29,,700,, $30,600,, and $31,,500, respectively.
This appears tobepureIya Beth Israel Hospital li'abiil~ity,, inithalt the
Hospital negliected to obtain a renewal guarantee on the lease from the
Tobacco Institute. The initial guarantee did1not include coverage for ann
extension of the sub-lease. Should the program be terminated, any new
tenant in Charlesgate West would mitigate, to some degree, the potential p.
damages due on the lease. ~
Training and Teachsng Fund: The suppliemental monie awarded for the V
0
~ academic year 1976-77, inian amount of $35,000, was provided to help E!T
tJ.

Page 2
support teaching and clinical training at Harvard in the general' area of
pulmonary medicine, with such funds to be used only for salaries of
fellows and faculty in the Harvard Department of Medicine who are directly
associated in a clinical or training, capacity with the Smoking and
Health Research Program. Out of those funds, only $4,500 have been
expendedi, to supplement the salary of Dr. Itzak Goldberg, a research fellow who.
is associated with the program. The remainder of the monies, in the
amount of $30,500',, have not beemexpended but have been allocated, in
part, for projected academic salaries for the coming academic year for
faculty and!felTows directly associatedi with the program. In addition,
for the academi:c year 1977-78, 1978-79, and 1979-80, amounts of $50,000,
$55,D001and$60,00':0' have' been alilocated f'orteachingandtrainiug~.,
Part, but not all, of the 1977-78 alilocation has been expended on personneli
directly associatediwith the Tobacco and Health Research Program. In
addition, part, but not a1I, of the amount allocated for the coming
academic year (1978!-79) have been budgeted'for personneli associated'with
the Tolbacco and Health Research Program. Dr. Epstein has indicated that
he would l'ike to spendithe uncommitted monies in the 1976-77 budget, as
well as the unspent monies in the 1977-78 budget and a large portion of
the funds allocated for 1978-79', for technicians, fellows, and faculty'
not directly associatediwith the Tobacco and Health Research Program.
Mr. Meadow has suggested!that careful consideration be given to this
matter, indicating,that "'a small amount of'oi1 properly applied may calmm
troubled waters"' in the Department of Medicine for this program.
Breach,of Lease: The lease between the Beth,Israel Hospital and
Pitney Bowes apparently has beenibreached, in that renovations were under-
taken in the building without permission from the primary tenant or the
owner. Onithis basis, Pitney Bbwes has informed that Hospital that, upon
formal notice, they will' have 10 days in which to correct'the structural
alterations that have been undertakenito return the facility to its original
condition. Pitney Bowes initiaLly offeredito release their commitment via
the primary and'secondary leases, if the Hospital would do the same, withoutt
any settliement for damages. Apparently, however, upon threat of suit by
the Hospital,, as indicated by the owners of the building, Pitney Bowes has
indicated that damages in the amount of'$7000-10,000'wouTd be requested.
There is also a potential consideratiion that the industry may be asked too
cover legal' fees incurrediby the Hospital in this matter.
Federal Research Grants: Although the two federal grants involved are
self supporting, for the most part, in terms of'their research expenditures,
they could not stand exclusively on their own for two reasons. First,
without the tobacco industry funding there is not enough support to maintain
the professional staff requiredito undertake the research on the federal
grants, in that the industry program pays, on the average, approximately
62% of all professional salaries. Second, in the context of the agreement
between the University and the industry, some of the equipment needed for
research on the federaT grants is owned by the industry and is used to a
very limitedibut essentiali degree, on the federal grants. If the tobacco
industry program ceases, federal grants will also have to be terminated.
There is not, in all likelihood, any direct professional liability to the
Principal Investigator or to the associate investigators, should this
occur, although it may compromise their ability to raise add'itiona!S federal

Page 3
funding in the future. There would be no liability to Harvard on the
termination of the grant administered through the University (via the
Nartional Institute of Drug Abuse)~, in,that no full-time personnel areemployed solely for that
purpose. There would!be a problem, however, on
the one federal grant administered throughithe Hospital (via the National
Cancer Institute) in that several technical personnel are employed on a
full-time basis by that grant., The NCII progxamisfund'ed in phases,, on aa
contracturall basis with the Hospital. For reasons unhnown the hospital
has not-as yet signed the contract for the current phase whichibegan
January 1, 1978. They have now communicated to us that they are reluctant
to si:gn this contract at this time, for if they were to do so and the
tobacco industry agreement were to terminate, they could not uphold
their end of the contractual agreement. By not signing the contract
however, they are not entitled to be reimbursed for the expenditures,
committed on behalf of the NCI program. They have indicated to us that,
under these cond'itions,, they would hold the tobacco industry liable for all
expenditures committed on behalf of the NCI program,,,as well as for any
unemployment coznpensation expended on the termination of the employees in
the NCI'research project.
Professional Appointments: Most of the investigators in the Tobacco
and Health Research Program are members of'the faculty of Harvard University
througli1what are called "term appointments.'"' Most of these appointments
are for a three year period, and!as such, carry an obligat3on by the
University to the investigators. According to the letters of commitmentt
from Harvard to the research staff' (see example enclosed), the appointment
is contingent on the availablility of funds fromisources outsiide of' the
University. If such funding ceases during,the period of'the term appoint-
ment, the appointment can be assured only for a limited twelve month period
after writteninotic to this effect. Dr. Epstein has communicatedito us
(enclosed)', that th~isIiabiliitywould belong,tathe tobacco:industry, but
that indeed is not the case. Actually, the liability will belong to the
Department of Medicine if program support is terminated.

AIN
Anticipated Obligations of Program Termination
Phase out period
---= Beth Israel
3-month 6-month 12-month proposal (1)
Schedule 3
Salaries and fringe benefits:
Professional (2) 88,000 154,400 253,100 382,650
Administrative and technical 11,600 11,600 11,600 17,000
Unemployment (3) -- -- -- 19,000
Charlesgate expenses:
Rent 7,600 7,600 7,600 62,100
Taxes
- 2,200 2,200 2,200 15,000
Maintenance, security
and service contracts
1,200
1,200
1,200
5,000
Utilities 2,700 2,700 2,700 2,700
Restoration of premises 5,000 5,000 5,000 5,000
Moving and storage 10,000 10,000 10,000 10,000
Contingency 10,000 10,000 10,000 10,000
Totals before unpaid expenses 138,300 204,700 3DS,40(l 5-..28,450
Add: Unpaid expenses
since 1/1/78 (approx.)
234,000
234,000
234,000
234,000
Totals 372,300 438,700 537,400 762,450
(1) Per Beth Israel memo dated 4/12/78. See Appendix G. The memo lists no amount
for "Utilities", so a 3-month figure has been inserted.
(2) Faculty positions at Harvard are by term appointments (usually of one to three
years duration), and are contingent on continued availability of outside funding,
Harvard has a responsibility to pay all faculty for 12 months after written notice
of unavailability of outside salary support, which the industry may or may not
wish to cover.
(3) Unemployment insurance is an indirect cost covered by overhead charges under
the agreement.
Note: This schedule contains no provision for unrestricted payment of the
unexpended clinical teaching and training funds.
SsSoq4EQ

THE EFFECT OF PROGRAM TERMINATION'ON PROFESSIONAL STAFF
DAVID DRATH, Ph.,D.,: Dr. Drath is a 35-year-old biochemist who was bornn
in Brookl~yn,, New York, and educated at New.York University. An abrupt
termination of the program will' adversely affect himiperhaps more than any
other investigator., He has had to work very hard to achieve his education and
to advance his.career.at Harvard. All of his research contributions have been,
of superbly excellent quality, and he has established himself as an individual
who can investigate comprehensively pathophysiologic mechanisms of tissue
adaptation at the subcellular 1'evell. As a molecular biologist, the Tobacco
and Health Research Program has provided himithe opportunity to apply the
most basic scientific disciplines to relevant research goals. He is at a
stage of'l~ife -and of' his,professional career where it is in his best interest
to have his own biochemistry section. Within our overall program, he
very capabLy adininisters his own section, and in that capacity!is the singular
most dependable person in our group; regardless of t ' he:task asked of him
he always comes through. Should the program continue, I wouldlanticipate
that he would stay with us for several years tod come and then eventually
move on to be a Professor of Biochemistry at aidifferent university.
He has already developed his own research grant, which onifirst submission
was approved but not funded. I would anticipate he will successfully:rai~se
monies for our program and for himself from outside sources in the years to
come., Should the program terminate, he most likely will be able to get a
job somewhere, I am sure, but in a much more subservient and'less independentt
role than he:has withus., In other words, it will be unlikely that he wi!1'1~
be able to move laterally and head up a research section of biochemistry in
alcomparable administrative capacity, as there simply is not an abundance
of these kinds of'opportunities. He has been an extremelry loyal and dedicated
investigator to~the Tobacco Research Program, and shoul'd the p'rogram terminate
every effort must be made to help him salvage his career.
PAUL DAVIES, Ph.D.: Dr. Davies is a 32-year-old e1'ectronimicroscopiist
who was born in Cardiff and educated at University Col'lege:of Swansealin
Wales. We recruited him to our program from Switzerland, where he was
working at the Anatomy Institute of Zurich,Uni.versity., He:is aniexcellent
basic scientist, and has now established himself, through our program,
as one of the few,stereolog,ists in the world. Like Dr. Drath, he iis a
most capable administrator of his own seetion within our program andihas the
responsibili~tyforall of the research investigati'onsinvolwing~,the structurall
adaptations of the host. With his unique skills, he is an extremely:
marketable commodity and!will have no difficulty obtaining,employment
el:sewhere., It will be most difficult for him, however, to step~into a,
comparable positi~on where he has the same degree of administrative responsi-
bii]:i:ty:., In other words, like Dr., Drath, he will more than likely have to take
a step downward in relocation elsewhere. He has an additional problem in
that he is a Wellsh citizen, and is in this country on a year-to-year basis
in terms of his visa continuation. Haruard has indicated to the immigration
authorities that he is,essential to: our program, which he is, and on that
basis will be abl'e to stay with,us, indefinitely. He may not achieve the
same status elsewhere in this country, and may indeed have to relocate backk
to Europe. His commitment to the Tobacco and Health Research Program has

been a total one. For example, when we had some difficulties with the
ventilationiin the Annex and some of the technicians were unwilling to work
with the smokzng, machines,, he personally went in and loaded animals himself,,
and in so doing provided an example of leadership that others could follow.
More than any other person in the program, he has the most realistic
understanding of tobacco and health research issues, and a sensitivity to the
industry's perspectives. He had workedl while in Switzerland, with the
Leuchtenbergers and has the maturity and' discipline to provide outstand'ing,
leadership in tobacco and health research in the years ahead. He would very
much like to see the programipreserved, on the basis of'its scientific
potential, and would like to remain iniBoston in his current capacity..
He will become a Professor of't#natomy sometime in the future, and should
the program1be preserved he will benefit considerably. Conversely, it wil!1
be a significant set-back to his career if the program fails to go onward.
Dr. Drath and Dr. Davies are the two essentia2 components for continuation
of the research program. Through their efforts, we can develop precise
quantitative assessments of the biologic effects of'' tobacco onithe host, as
well as an understanding of the mechanisms of'interacti'on of tobacco with
the lung. Both investigators are essential components in our animal
research program, and'both have plans tolextend!their work to man in several
different areas. Both of them have the maturity and capability to run major
components of the program, to a considerable degree by themselves. Should
the program be terminated',, both of'themiwill experience a significant set-
back in the progression of'thei:r academic careers.
C
ROBERT WEKER, M.S.: Mr. Weker is 34-year-oldi research chemist at the
Harvard'School of Public Health. Under the tutelage of Dr. First and others,,
he has become an important part of our researchiprogram, handling most of the
day-to-day analytical tobacco chemistry requirements. He is an important
component to our continuing onward with the program, in that his contributionss
in tobacco chemistry compliment the biochemical and'morphological data generated
by the biological scientists. Should the program terminate, Mr. Weker will
most readily be placed el'sewhere without difficulty,; as he is a most
attractive candidate in a relatively junior positioni. He has no administrative
responsibility and he willi be able to move laterally or upward elsewhere
without difficulty.
MELVIN FIRST, Sc.D.: Dr. First is now 64 years of age. He was born
in Boston and has lived here all his lii.f e. He joined the Harvard School of'
Public Health in 1947, and has remained there ever since. He is Professor
of Environmental Health Engineering at Harvard. He,has~been committed to~
our program and has been a great source of administrative support throughout.
His academic career will not be affected in any significant way be termination
of the program, but the tobacco industry would loose an important person who
has a good appreciation and understanding of many different problems that need,
to be solved. He has been a most devoted andiloyal collaborator and has
helped provide excellent leadership in all aspects of our program.
MICHAELGOLDMAI+1, M.D'.,Ph.D~.:Dr. Goldman is, a 42-year-o~ldl physiologist.
who has been at the Harvard School of Public Health since 11972'. He was
educated at Harvard College, the University of Pennsylvania, and the Harvard
.
School of Public Health. As a research physiologist, he has beeniour
primary link to extending many of our studies to humans, and inithat capacity
he is a very desirabl'e resource in any eontinued!effort. Dr. Goldtnan''s
appointment and salary are not dependent on the Tobacco and HealthiResearch
C.7
~
G!1'
O'

Program, and should it terminate, his career will not be adversely effected.,
Like Dr., First, he has given to our pro.gramifar beyond that for which he iss
paid'or supported, and he has been a valuable asset.
C
G. CLINTON SORNBERGER'., Ph.D.: Dr. Sornberger is a 37-year-old biostatiticiani.
He was born in P'rovidence, Rhode Island, and educated at Holy Cross in
Massachusetts and Catholic University in Washington, D'.C. Beforejoining our
program, he was an Associate Professor of Mathematics and Statistics. In,
addition to serving as our biostati:cian, he has been our theoreticianlin
the development of'our stereology program. Furthermore, more than any other
investigator on our staff,, he has taken on muchimore than his share of'f
ad'ministrative responsibilities. If the program is to remain 1'arge,, he is an
essential component. Should1the program be continued on a reduced scale,
however, he would have a very limited function iniour overall efforts.
We have supported him in obtaining,an additional, graduate degree in epiidemiology,
with the anticipation that hewouldihea~d up ourstud'ieson human investigationsrel'ated to
tobaccoland heaLthiresearch questions inithe future. He is in
the process of developing,suchistudies at this time;' related to patternss
of human smoking behavior and lung,funciton. He is at the stage of his
career where he wants to have more managerial responsibility, and should'
the program continue in i'ts full capaciity,, he would achieve this as the
person primarily responsible:for human epidemiollogic studies. Should the
program abruptly terminate, he, as a.biostati'.ci~an, would'have considerable
opportunity for lateral movement. This more than likely,, however, mightt
involve his relocating to a different part of'the country, for the greatest
opportunities for people of his particular talents are in government
programs in the Washington-Bethesda area!. He has built his own home in
Worcester, andias the opportunities.for him to move on have arisen in the
past,, he and his family have beenireluctant to explore them.because of
their desire to remain in thi!s part of the country. More than any other
member of our group.,, he probably has the greatest flexibility in vocational
options..
MASANDO HAYASHI, M.D.,: Dr. Hayashii is a 57-year-old pathologist who
was in the Department of Pathology at the Beth Israel Hospital prior to
our coming here. By incorporating,him into our program, we obtained
access to the electron microscope:and research laboratories in the Depart-
ment of Pathology. He is not an overly productive investigator, but the
quality of his research contributions has been excellient. The budget for
his researchineeds is relatively modest, and if an effort on his behalf
were expended,, there is a high probability that he could be almost ex-
clusively supported by NIH funding. He falls into what our advisory
committee has termedl"umbrella coverage,''' in that he more than likely
would not survive at Harvard if he were not a component of someone eTse"s
effort., Should the program terminate:, it will be most difficult for him,
because of'his age, language barrier, and'li~.mited researchiproductiv3ty,
to reTocate elsewhere. Should the program continue other than at the
Beth Israel Hospital, it would seemireasonable to give him one year in
which,to raise independently researehifunds for his own efforts, He has
been loyal and devoted'to our program, but limited in his capacity., With
his experiences and accomplishments in pathology, he is an asset to our
applying for funding,from alternative sources. He has a son at Yale
University and a daughter in college on the west coast,, and an abrupt
termination of support for him will have a most significant Personal
adverse effect on his life.,

WILLIAM CARSON HINDS, Sc.D'.: Dr. Hinds is a 39-year-o1d aerosol physicist
employed as an Assistant Professor of Environmental Health and Engineering
at the HarvardiSchool of Public Health. Dr. Hinds is a protege of'Dr. First,
arndhas many of his attributes and characteristics. He has been very popular
with the other investigators in our program, based primarily oni his always
being willing,and available to solve a variety of different problems for
the biologic investigators. His continued appointment at Harvard is totally
dependent on the continuation of the HarvardiTobacco and Health Research
Program. In fact, even wi:th continued support from our program, his future
at Harvard is of considerable concern. He has not published or been as
productive as he is capable of and,,perhaps equally as important, he has not
been independently to raise research funding for his projects. At his age
and his stage of his careet, he must demonstrate a higher level of achieve-
ment in all of these areas in the next two or three years if he is to
continue on the Harvard faculty. We are all making every effort to heip
him in regard to all of'thi's, and it is uncertain how long, he can stay
with the program if he is not successful with these endeavors. Thus,, as
with Dr. Hayashi, Dr. H'inds falls into, the "umbrella, coverage," of the
program overall. Should the program continue, he aliso would!have to be
given a limited duration of support, beyond'which any continued, participation
would be dependent onihis raising alternative sources of support for his
related research efforts. The cessation of the program would abruptly
end his career at Harvard!. He has reasonable options for employemnt by
industry and,becauseof' hishi:ghly special!izedtra!ining and l~imited'
university opportunities, perhaps slightly less reasonable options for
employment as an aerosol' physicist in an academic envi:ronment..
C
VIJAY MAHAJAN, M.D.: Dr. Mahajan was born in Punjab, India, and came
to this country as a clinieal, pulmonary fellowattheC1eveland Cli!ni~c in:
1972. He jolned our program in 1975 as a research physiologist. He has
been somewhat "'used" by the Department of'Medicine and the Beth Israel
Hospital, for which he has considerable bitterness. He is a quality person,,
and has been promoted'recently to the rank of Assistant Professor of Medicine.
He has had several, job offers to be the head of aipulmonary section in
another university, including one potential appointment at a higher academic
rank with tenure. Should the Tobacco and Health Research Program conti:nue,
he has considerable capacity to make many meaningful contributions in,
applied1human research and, to a lesser degree, inibasic laboratory animal
research. It would be desirable to have him remain with the program for
several years, but it would perhaps be in his best interest to relocatee
elsewhere as soon as feasi'bl!e. His future at Harvard is limited, whereas
his future at a smaller, state-supported!universtiy is very bright. He wd.ll
be encouraged to explore some of the options open to him at this time, which
will be for him much more lucrative and muc3i more secure for his future. Hee
will be a loss tolthe program, but should the program terminate abruptly
it may be a blessing,inidiisguise and of considerable personal benefit to him,
to relocate elsewhere.
AM'I RUBIN, M'.D.:' Dr. Rubin is a 40-year-old faculty member at Rambam
University in Haifa, Israel. He was brought to this country in coniunction
with the Walewelski Memorial Lectureship, and i~s being,provided with clinical cj
and researchitraining with the understanding that he will return to IsraeT. %:P
He is a verytalented,, agressive, andihard-working,individual,,and is an. C1
asset to our research efforts. It was our expectations and' hope that, having OCD

been trained by us, he would return to Israel to supervise research investi-
gations on tobacco andiheallth fromialiternate sources of fund'i:ng. Should thee
program terminate abruptly, he and his family of four children would have
to return to Israel, which: would be a disappointment and somewhat of ann
embarassment to all parties concerned. Should the program continue, he
shouldremain with us until September, 1979. If the program is to terminate,
every effort should be made to help him return to Israel without undue
personal financial loss.
C
ITZAK'GOLD'BE'RG, M.D.: Like Dr. Rubin, Dr. Goldberg is an Israeli citizen.
Hecametoth,iscountryforreseareh,and clinical training and, after joining
the atherosclerosis research,program at the Beth,IsraeT Hsopital, was, informed
that his salarywould be$110~,00'0;/yearr. He applied tous, with tears in h3seyes, for additional
support for his personal salary, as he was unable to
provide adequate food and housing,for his wife and fi:ve children on his
current salary, and because of his Israelii citizenship, could not be employed
on a part-timebas~iselsewhere:inithis country as a physician. We are
contributing $4500 per: year to his personal salary in return for which hee
is providing,us with alpart-time research effort. He is an intelligent,
excellent investigator, a very hard-working individual, and'has been very
loyal to our efforts. Should the program terminate, he more than likely
would have to return to Israel, with some embarassment to all parties
concerned.
MI,:CHAEL STEMERMAN, M. D:. ;, Dr. Stemerman . is the Chief of' the Thrombosis
and Coagulation unit ot tne Beth Israel' Hosptiali. He was recruited'to this
institution fromiMontefi:ore Hospital in rilew York with promises and' expectatiion
that apparently could not be fully met after he arr:ived. For example,
Departmental support for his salary was $10,000 less than was available.
In return for his serving as a research consultant and collaborative
investigator, we agreed, at the request of'the Department Chairman, to
cover that portion of his salary. He has been most grateful,, and has done
everything possible to repay our investment in him. He has been a great
asset in the development of our current programiinvestigat3ng the mechanisms
of atherogenesis in experimental animals, and we wouldlhope that he would
continue to participate in a comparable role in the future. Should the
program end abruptly, his position within the hospital might be slightly
compromised relative to salary support but we can assume that the institu-
tion has an obligation to him to meet that commitment:, He will not be
adversely affected'by termination of'the program. On the other hand,, if
there is any means of preserving his participation in our overall effort,
his contribution far out-weighs our expenditures on his behalf.
0TTO' GRUBNEK, Sc.Di.: Dr. Grubner is a 54-year-old research associate
at the Harvard School of Public Health. He was born in Prague, Czechoslovakia.
In that country, he became the leading scientist at the Institute of Physical
Chemistry in the Czechoslovakian Academy of Science in Prague, and!was the
assistant to their Nobel laureate.in his field. For a variety of reasons,
he had to flee that country in 1968, when he came under Dr. First's supervision
at the Harvard Schooll of Public Health. He is regard'edias a fairly eminent ~
analytical chemist in this country and is on the Editoriall Board of the W
leading chromatography journals. He is truly a displaced person, and has
had some difficulty in adjusting to life in this country. He is totally ~
supported at this time by the Tobacco and Health Research Program, and O
d

C
shouid'the program terminate, it will most severely affect his academic
career. He has the technical and research skilllis for relocation elsewhere,
particularly in industry, but appears to need some degree of help on a
personal basis by someone like Dr. First. He truly falls within the "umbrella
coverage" of the program, but provides us with an excellent analytical
chemist of the highest quality and with research productivity that is above
scientific question. He is an asset to the program, perhaps even somewhat
of a"'Iuxury," andi will have a most difficult time relocating elsewhere.
TSUNETARO SAKUARI, M.D.: Dr. Sakuari is a researchifellow with Dr.
Walter Abel!mann in the Department of'Medicine at Harvard. He is studying
the effects of smoking on card'iovascular functi:on in man, both with non-
invasive techniques (echocardiography) and with cardiac cartherization..
His research is unique andihis contributions wilil be most sigmificant.
Although our salary expenditure is exclusively for him what we are really
obtaini:ng,by supporting him is the continued participation of Walter Abelmann.
Dr.,Abelmann is an 57-year-o1dIProfessor of'Mediclne at Harvard who was
bornlim,Frankfurt, Germany andiwas educated at Harvard College and the
University of Rochester. Dr. Abelmann is an Established Investigator in
the American Heart Association, was head of'the Cardiology Unit at the
Boston City Hospital and has achieved national, eminence in almost every
capacity in academic cardiology in this country. In the early phases of
the program, when we were struggling through the turmoil with the relocation
fromiBoston City Hospital, Dr. AbeSmann volunteered his help with research
efforts. Although we have never supported him directly, through his fellows
and research associates, several contributions in cardiology have been
made. Dr. Abelmann has been a most loyal collaborator throughout, and a
dependable ally to the Tobacco and Health Research Program at various times
of need. Should'the program be terminatedi Dr. Abelmann will not be
affected directly in any adverse way, but the industry and'the researchh
program will lose an extremely important and'valuable friend. Should the
program terminate, we can anticipate that Dr. Abelmann will be able to find
alternative support for Dr. Sakuari, but only with considerable diiifficulty..
JOHN SHEA M.S.: Special consideration should be given to Mr. Shea.
Mr. Shealjoined our research program as a laboratory technician,. He obtained
his graduate degree in microbiology from the University o'f'Massachusetts,,
and'has been able to undertake relatively independent research throughout
his years of participationion our behalf. He has presented a number of
papers to national scientific programs, and made several meaningful contri-
butions to our overaTl' research efforts. We anticipate that Mr. Shea will
go on to conti:nue his research graduate education, perhaps in association
within the program if it is to continue. He has givenia great d'eal' tolmeet
our needs over the years, sometimes at considerable personal sacrifice. He
has been promotedito Research Associate within the program, and should thee
project terminate, every effort should be made to support Mr. Shea in his
transition to graduate school'.
