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Clinical Ethics
Reprinted from the Archives of Internal JNedicine
August 1979,Volume139'Copyright 1979, American MedicaldLssociation
C
Clinical Ethics and Clinical Medicine
V
Mark Siegler, MD~
n this issue of the ARCxIVES, a new editorial, department
I is introducedl It will appear occasionally and will present
the views of practicing physicians on a broad range of
clinicallproblems that force them to confront directly moral
and! ethical questions arising in their routine practice. The
articles will be, written by clinicians, and will be directed
toward an, audience of practicing physicians. This new
section, will be, called CLIxICAL, ETHICS, reflecting the factt
that, in the practice of medicine, clinicalland ethical issuess
are deeply interdependent.
THE RISE OF BIOMEDICAL ETHICS
Clinicalet'~hics, which focuses on issues that conf'ront the
phy sician in his dailyy interactions with patients, is to be
contrasted with biomedical ethics (BME)which is greatly
concerned with public policyy issues. In the past 15 years,,
there has been a remarkable rise of interest in BME; it has
captured the fancy of the public. The media have focused
increased attention on such issues as research in human
subjects, the recombinant DNA controversy, policy issues,
concerning national health~ insurance;, and! others; the'e
courts have become increasingly active in~ the medical
arena.
Biomedical ethics has become an established "field" in
the United States. New scholarly journals in BME appear
regularly; institutes of BME have been establishedl there is
a proliferation of books; both academic and lay, in the field.
Universities have developed- graduate teaching programs'
inibioethics, andibioethieists t'~estifyregularly for statie,and'federal legislative committees and
the courts,
Such interdisciplinary efforts are laudable, but withi
some reservat'ions. The BME establishment has beeni
created and led to a large degree by nonphysicians, ie,
theologians, philosophers, sociologists, lawyers, and histo-
rians. Physicians, scientists, and medical professionals
have ha& only liinited involvement in its development.
r
From the Section of General Internal Medicine, Department of! Internal
MedicineUniversityof ChicagoPritakerSchool of Medicine.
Reprint requests to Box 72; University of Chicago Hospitals, 950 E 59th
St, Chicago;,II1 60637 (DrSieglor).
914, Arch Intern Med-Vol 139, Aug 1979
CONCERN OVER BME
Developments in BME are disquieting and are worthy of
our attention. The lack of involvement by physicians is
profoundly disturbing. It has been suggested that many
bioethicists have a frankly antiscientific, antimedicine
bias, or at the least, that': they represent interests that are
quite different'fromthose of the medical-scientific
community.' Bioethicists who are uninvolved in the process
of medical care have produced legislative administrative,
and legal changes that affect the practice of inedicine;, and
it is clear by now that medicine has merely reacted to,
rather than anticipated or participate& in, most major
developments in BME. Further, much of the teaching of
BME t& medical and other healthi professional students is
being done by this new group of bioethicists rather than
by physicians. The proliferation of teaching medical ethi-
cists and their virtual dominance in the teaching of medical
students is another disturbing, aspect in the growth of
BME. It is reassuring to note that even some early leaders
in the BME establishment have become concerned with
this development and' have attempted to invol've them+.
selves more deeply in the realities of clinical medicine.=
Finally, BME is increasingly concerned with the analysis
and formulation of large public pollcy' options in medicine
and science, and has not directed sufficient attention to
many of the routine ethical questions that arise in the
encounters between~ patients and physicians. Many of the
leaders of the BME movement have actually expressed
their disd'ain for traditional, Hippocratic, bedside medical
ethics,' which; since Hippocratic times,, have' been over-
whelmingly physician} and' patient-oriented. Biomedical
ethics is an intelllectual movement that concerns itself with~
questions affecting the daily activities of medicine, but
t'hat has arisen primarily from outside the profession.
CLINICAL MEDICINE AND CLINICAL ETHICS
It' is in the context of'the.rapid growth of BME and our
concerns with that d'ev.elopment' that we encourage physi-
cians to consider the merits of clinical ethics. The practiee
of clinical medicine has always been a unique blend of
technical proficiency and ethical sensitivity', which togeth-
er constitute the phy.sician's art. The distinction that is too
03750176
Clinical Ethics-Siegl&

commonly made between clini&~ decisions and' ethicali
decisions is an invidious, but fortunately misguided, one.
In a sense, the term "clinicallethics"'is redundant,' because
goo&clinical medicine is necessarily ethical medicine. The
reason for selecting CLINICAL ETHICS as the name of the new
editorial section is that changes in moderni medicine-
particularly but not exclusively technological advances of!
the last 30 years-have created an unanticipated range of
ethical dilemmas that demand creative and reflective
clinical responses. We are now able to treat patients with
chronic renall failure, chronic respiratory failure, and even
chronic gastrointestinal failure: We have powerful antitu
mor drugs; the techniques of cardiopulmonary resuscita-
tion cani be used to prolong, for variable periods, the
viability of every person whose heart and hings have
stopped; advances in neonatal intensive care and neonatali
surgery have assured that many congenitally abnormal
infants can be treated! in ways that are certaini to extend
their existence: Each of these medical capabilities gener-
ates, a range of clinical-ethical questions that must be
taken into account in the course of formulating a clinical
decision. Thesearsexamplesof the kinds of clinical-etihical
problems that inereasingly test t.hemettle of conscientious,
technically proficient, and morally scrupulous physicians.
Clinical ethics also explores the assumption that the role
of the medical professional is unique. The physician's
relationship to the patient is premised on specific technical
training and competency. This specialized knowledge and
proficiency is used to assist patients in curing or amelio-
rating their illness and disease, and t'o assist' them~ in
overcoming the fear, pain, and suffering that are oftenn
associat'ea with ill health. Once sought out by the patient,
the physician becomes involve& in the patient's problem.
He is never a mere observer. He cannot rely on the
counterfeit courage of the noncombatant. The physician is
personallyy accountable to the patient if he fails to perform
his task adequately because of lack of skill or negligence,,or
because, for whatever reason, he fails to act in his patient's
behalf. SOren Kierkegaard perfectly captured the distinc-
tion between the theoretician ~ and the involved participant
in his response t6a question that! he posed: "Is knowledge
change& when it is applied?" Kierkegaard's response
deserves consideration from alll who would criticize medi-
cine and physicians from a perspective removed from the,
actual medical setting:
Let us imagine a pilot, and assume that he had passed every
examination with distinction, but that! he had not as y,et' been at
sea. Imagine him in a storm; he knows everything he ought to db,
but he has not known before how terror grips the seafarer when
the stars are lost in the blackness of night;:he has not known the
sense of impotence that comes when the pilot sees the wheeliin his
hand become a plaything for the waves; he has not known how the
blood rushes into t'he,head when one tries to make calculations at'
such a moment; in short, he has had no conception of the change
that takes place in the knower when he has,to apply his know]-
edge.'
A NEW EDITORIAL DEPARTMENT OF CLINICAL ETHICS
This neww editorial department will be devoted to:explbr-
ing issues in clinical'' ethics. It willl be addressed to those
physicians who have '° . . . known how the blood rushes into
the head when one tries to make calculations at such a
moment. ... ." Our first symposiumwill serve as an example
of the method we will use and it will indicate the general
areas of concern to be discussed in this section in coming
years. Each of the contributors, to this discussion on the
management of respiratory failure is a distinguished
physician. Each of these contributions was unsolicited The
editors did not cra a problem, or a"case"' and then seek
out expert commentators to resolve it. This, symposium
should not be confused with an "ethicall grand rounds."
Rather, ini the context of practicing clinicall medicine,
certain clinical quandaries appeared repeatedly. Because of
the thorny nature of such problems and' the lack of
definitive solutions, the authors decided to struggle to
articulate and defend their clinical judgment in writing.
It occurred to the editors of the ARCHIVES-themselves
practicing physicians-that the types of questions that are
raised by the authors of this symposium could as easily bee
raised about most areas of medicine. Future symposia on
these pages will be devoted to similar clinical-ethical
problems that arise in the practice of clinical medicine,
surgery, pediatrics; obstetrics and gy, necology, and
psychiatry.
Our editorial plan is as follows: We will accept unsolicite&
articles for refereed review and will' also~ invite distin-
guished clinicians to reflect on the range of clinical-ethical
dilemmas that' arise in their area of expertise. We will
attempt togat'her such articles together and! publish them
as ~ymposia focusing on one clinical area. It is our hope
that in time we will have generated a series of clinical
reflections in most major areas of medical practice. These
reflections willlreport ways in which physicians are dealing
wit!h~ these dilemmas at a time when the traditional model
of the physician-patient relationship is in a state off flhx;
and when technolbgical advances demand new and creative
solutions. Expert clinicians will offer practical suggestions about'such dilemmas from the
perspective of the practicing
clinician. We are hopeful that these contributions will
encourage other clinicians to offer their own observations
im this area, and the editors of the ARCHIVES'oF INTERNAL
MEDICINE have agreed to publish a substantial number of
letters prov oked by these articles to indicate the range of
clinical opinion on these complex and difficult subjects.
The new editorial section of the ARCHIVES OF INTERNAL
MEDICINE willl differ from other medical journals, such as
theNew EnglaatdJoitrnal of !Vlediciize Clinical Research,
and the American Journal' of Medicine, all of which
increasingly publish articles that relate medicine to broad
social, economic, and ethical issues. This section of the
ARCHIVES will serve primarily as a forum for clinicians. We
hope it will become a resource on which nonphysiciam
theoreticians can base their analyses and speculations:
This new section of the ARCHIVES, CLINICAL ETHICS, is
certainlyy not intended! to~be reactionary., Rather, its inten-
tion is, to infuse a higher degree of contact with clinical
reality into the debate than has characterized BME inAhe
past. Further, it is designed! to represent more forcefully
the concerns of clinicians in the councils of bioethicists, It!
will never be the intention of these coltlmns t'osuggesto that
the judgment of medical professionals is correct merely
because of their medical expertise. But it will be argued
with vigor and fervor that the viewpoints and reflections
of involved professionals, on clinical-ethical problems,,
merit careful consideration in the resolution of complex
issues in medical ethics,
Referenees
03'7501'T7
ll Callahan ID: The ethics backlash. Hastings Cent Rep 5:18, 1975.
2. Jansen AR: Bi oks on bioethics. Pharos 44:39-43, 1978.
3. Veatch RM, Branson R: Ethics and Health Poltcy: Cambridge, Mass,
Ballinger Publishing Co;,1976, pp xix-xx, 3-16.
4. Guttentag 0: Medical humanism: A redundant phrase. Pharos 32:12-15,
1969.
5. Kierkegaard S: Thoughts on crucial situations in human life, in Oden
TC (ed): Parables of Kierkegaard. Princeton, NJ, Princeton University,
Press, 1978, p28.
4
Arch Intern Med-Vol 139, Aug 1979 Clinical Ethics-Siegler 915

Y
CAL.1cal Decisions in Medicie
To Live and To Die
Gary L. Huber, MD
[There~is] a~t~ime to b'e~born and~a~time~~to die,.~.. aa t2me~~to k~itl~and~al tti»ze~tolheal:
ECQL ES L9 S T ES '.`3.Y2-3
T he purpose of this contributions and the following four
related! editorials, is to address from different view-
points some of the clinical and ethical guidelines that are of
concern to physicians involved with the difficult decision of
what and how much to do for the patient with chronic
obstructive lung disease in whomisevere respiratory failure
develops. These discussions, however, are also applicable to
the management of respiratory failure associated withh
other forms of lung disease, and also to life-t'hreatening
problems that are unrelated to the respiratory system.
Each of these physician-commentators may be striving to
follow the Hippocratic injunction: "First, do no harm." On
reading these essays; it becomes clear that the means to
achieve: that goal are neither obvious nor easy to find.
To place matters in perspective, acute and chronic
diseases of the respiratory system are now the rl"Ost
common causes of morbidity and mortality in the United
States.' Upper respiratory tract infections result in more
restricted' activity and loss of employment than any other
disease. Pneumonia is the single most common cause of
hospitalization. Chronic obstructive lung disease, involving
some variable combination of small airway dysfunction
and emphysema! with or without bronchitis, is an increas-
ing health problem with a steadily rising prevalbnce.
Respiratory distress syndromes of divergent causes afflict
over 175,000 adults each year and an additional 50;0b0~
newborn infant!s, with a combined 40% to 50"c mortality..
Purulent bronchitis, thromboembolisms asthma, respirato-
ry decompensation secondary to congestive heart flailure;;
and other forms of pulmonary dysfunetion substantially
increase the total numberofindiividuals afflicted with
respiratory diseases.
The cause of death in each of these diseases (ie;, the
natural history of the diseases) is respiratory failklre,
characterized by hypoxemia, hypercapnia, and'respiratory
acidosis. Respiratory failure is the "final common path-
way," regardless of the specific cause of the severe respi-
ratory disease.
However, patients with pulmonary diseases' usually doo
not die untreated. Indeed, as several of the following,
editorials suggest, sometimes these patients may be "over-
treated."'The management of these diseases, and especial-
ly our ability to treat respiratory failure, have undergone
dramatic changes in the past decade. Our understanding of
respiratory failure and our knowledge of the pathophysio-
logic mechanisms of lung injury have rapidly increased.
Equally important, major advances have been made in
dev.eloping mechanical devices to support respiration and
in discovering pharmacologic means to prolong life when
respiratory insufficiency develbps: Physiologic lifle' now- can
From the HarvardlMedicallSchool, William B. Castle Laboratory, Mount
Auburn Hospital, Cambridge, Mass.
Reprint requests to Department of :atedibine; Mount Auburn Hospital, 330
Mount Auburn St, Cambridge, MA 02138 (Dr Huber):
916 Arch Intern Med-Vol 139, Aug 1979'
be extended with respirators, pacemakers, hemodialyzers,
and extracorporeal oxygenation. It is important to note
that regardless of the therapeutic resources available,
when respiratory failure is severe the mortality is approx-
imately 90%, whet'~her the patient is treated by convention-
al means or with extracorporeal membrane oxygenation.
The latter techniqperepresent's the most technologically
advanced interventiion~ that is now available to reverse
acute life-threatening respiratory events. In less extreme
cases, the prognosis' is bett'er,, but surprisingly, not thatt
much better. In a recent National Institutes of H'ealt'h-
sponsored study in several leading medical centers, for
example, 69%of all respirator patients who received an
inspirryd oxygen concentration of 50% or higher for longer
t'han 24's hours died (Lynn Blake, PhD, oral communication,
December 1978).
The problem, however, is not only one of statistics or
natural history of disease. Perhaps medical technology has
advanced more rapidly than has our capacity to employ it
judiciously. Precisely the same mechanical devices and
drugs that are used to manage respiratory failure can also
beemployed' to maintain a state of intoler'ablesuffering
from physical pain or mental anguish, beyond reasonable
hope for recoveryy of normal human function. In other
words, an indiscriminate application of technical and phar-
macologic means to preserve a failing organ system may
lose the perspective of the quality of preservation of the
patient as a whole human being.
Based in part on the Sixt'h Commandinent from the.
Judeo-Christian heritage of our western civilization, and in
part on~ other reasons, we as physicians' usually have been
conditionedi in medicalschooll to view death as the ult'iinateenemye
Our profession has been, taught to prolong life
whenever possible. As a result, our hospitalsand~ int'ensitiecare units behave as if death were an
illegitimate occur-
rence or an abominat~iom Dying, nevertheless, is a geneti-
cally programmed natural event, and! may in certain
circumstances be the preferable choice for some individu-
a1s. With the technology that is now available, death from
respiratoryy failure that would occur in the normal progresT
sion of certaini pulmonary diseases can be deferred, and the
patient! may be given additional months or years of useful
life. As physicianswe usually feel little conflict in employ-
ing this technology t;o manage respiratory failure. In doing
so, we preserve life and fulfill our Hip~~~01~~ation
to patient'~s Q $.
But physicians are asked also to relieve suff'ering: Unfor-
tunately, there now occur instances in the treatment of
many diseaseswhen the capacity to preserve lifed'elays, if only temporarily, an otherwise inevitable
death. Some-
times this results in~great suffering to the patient and the
patient's family. Thi'sis especially true for some patientswitih chronic obstructive lung disease
whose oxygenat'ion
must be supported by mechanical devices. In such circum-
stances, the medical care team is faced with critical
decisions of whether to initiate, sustain, or terminate
artificial respiratory support, decisions that willldetermine
whether the patient will live or die. Ideally, decisions of
this'nature should be governed by scientific knowledge and
Critical Decisions-Huber
J

medical ethics, ie, by the principles of science applied and
practiced according to the law.s and customs of'our society.
Again, in the ideal circumstance, su& deci'sions should be
"aut'omatic," and governed by moral-clinical rules, which
summarize covertly accepted and! reinforced principles of
patient care and human values. Unfortunately, as new
technologies appear, the relevant fact'ors on which clinical
ethical decisions are based will necessarily change, and the
old rules may no longer be applicable. Wheni the: rate of
technological advance: exceeds society's ability to under-
stand and integrate these changes, a gulf of uncertainty
develbps and there is no longer a social consensus about
some medical decisions. Instead, there is ambiguity and
conflict between competing values. The resultant dilemma
for the conscientious physician is addressed in: the accom-
panying contributions by four physicians who have exten-
sive personal experience impatient care involving decisionss
of this magnitude. Not surprisingly,, their perspectives
differ markedly. It will not be easy to resolve such differ-
ences, either for these physician-contributors or for the
profession as a whole, because in many areas of our society,
human behavior cannot keep pace with technological
growth.
What of the patient who is caught up in this world of
technology? Should decisions of this nature be made unilat-
erally, as perhaps they often are, by the physician alone?
With the rapid advances in technology, citizens have lesss
and less control over all aspects of their individuaU lives,,
including illness. Most people withi fatal illnesses do not die
with the assurance that their death belongs tb them as a:
meaningful summation of their life; rather, the responsi-
bility for their dying process, has, been usurped by health
professionals. This problem is even more acute for the
individilal who is sustained by mechanical respiratory
support, who is surrounded by a bewildering and complex
array of equipment and tubes, and whose family is in the
corridora.nd not at the bedside. Although the responsibilityy
for the: dying, process has been relegated to institutions,
our modern medical staffs are often not trained to deat
with it. Medical education focuses on biologic and! physio-
logic phenomena, and not always on the whol'e person. Yet
dying is inevitable.
When, if ever, is death to be preferred to a life of
suffering, and how is that issue to be resolved? Two of the
accompanying communications tangentially address the
concept of euthanasia, a word of Greek origin literally
meaning "the good death," but more commonly taken~ to
mean "mercy killing." In one survey,2 80% of physicians
either favored or practice& "negative euthanasia," ie, a
decision involving a deliberate and planned~ omission of
therapy that would have prolonged life. A lesser number
advocated "positive euthanasia," ie, commissiw of an
action that would cause death sooner than~ it otherwise
would' occur. In the context of treating respiratory failure,
it becomes important to know whether and to what extent
active or passive euthanasia is being practiced; in respira-
tory intensive care settings.
What tentatiive solutions can we suggest? It would be
desirable to find our answers in rules of law or religion or
rules derived from tradition. But ours is a pluralistic
society, and our rules and customs are in the process of
changing, Perhaps one could seek guidance in some univer-
sal norm of human morality that governs the practice of
medicine. Such norms are not easily discovered. The follow-
ing four contributions on the subject of critical care in
respiratory failure are each written by a distinguished
clinician. It is interesting to observe how each physician's
decision, is based on a combination of the patient's wishes,
societal rules, scientific knowledge, professional experi-
ence and a moral code that is grounded in religious-
cultural tradition. Ench, contributor weighs these variables
differently to arrive at a clinical decision. The only conclu-
sion we, can suggest is that to resolve better the issue inn
question-decision making in cases of respiratory failure-
widespread discussion and constant revision and! evolution
of our medical practices zre needed, both withim our
profession and in public forums. To contribute to that
process of reflection, we present the following four commu-
nications by Drs Skillman Epstein, Petty, and Baum,
developed in conjunction with a regional meeting of the
New England! States chapter of the American College of
Chest Physicians:
References
1. RespiratoryDiseases: TaskF"arce Report' onFre+ention, Control,
Educati:on: US Department of Hpaltlh, Ediloation, and welfare;,publication
(NIH) 78'1248, 1978:
2. Williams RH (ed): To Live and'tb Die: When, Wh yandHow. New York,
Springer-Verlag, 1973,
Terminal Care in Patients With Chronic Lung Disease
John J. Skilltnan, MD
L fe beings at birth and extends in a continuum to death4
or d'oes it? Is there a: point when it may be said that
deathi is beginning?' Does it not seem that in caring for a
From the Department of Surgery, Harvard Medical School, and Beth
Israel Hospital, Boston,
Reprint requests to Beth Ibrael Hospital, 330 Brookline Ave, Boston, MA
02215 (Dr Skillman)j
Arch Interrr.Med-Vof 139; Aug 1979~
03'7501'79
seriously ill patient there is a point when almost every
physician and nurse of experience cam say to himself or
herself (even~ though one may not outwardlyy express it)
that the patient is beginning to dfie?' At times there is
considerable doubt when this point has been reached; for it'~
is clearly less precise than the moment of birth or the time
of death.,Those who would agree that a point of beginning
death can never be defined are likely to be the same ones
Chronic Lung Disease-Skillman 917
. , '

.
who argue most strongly against thQ-1continuation of life
support systems. For them the uncertainty is too great
ever to give up seeking a cure. Their sensitivity to the time
of beginning death is muted by an overpowering desire to
continue the fight~-the eyes look but do not see, the hands
touch but do not feelthe ears hear but do not listen. To the
experienced! physician and nurse,, the clues are there; all
that remains is to face them squarely.
The seriously ill patient with chronic lung,disease repre-
sents an extremely difficult problem. These individuals
frequently exist under severe physicall limitations. It may
be difficult for the patient t'o do the daily housework, to
walk to a store for groceries, to drive to a friend's house for
a visit, or to getl up and' walk to the bathroom. Even a
prolonged converstion may be a physical effort that is
exhausting and pushes such a patient to the limits of
endurance. As time goes on and the 1ung disease
progresses, even a simple cold mayy add' a physical burden
that cannot be tolerated, and the patient's ability to
ventilate himse lf without the aid' of a machine nears an
end. Su& individuals are oftembrought to the hospital by
ambulance in a semicomatose state. At the hospital, the
emergency room staff rapidly evaluates the condition of
the gasping patient. They search for causes of the episode
of acute respiratory decompensation. Is the patient in
heart failure? Has an acute infection occurred that has
further decreased the spontaneous ventilatory efforts by
increasing the dead space and metabolic rate? Both of
these factors increase the minute ventilat'iow required' to
maintain sufficient alveolar ventilation, to prevent CSF
acidosis and coma. Or has the patient forgotten to take his
digitalis or diuretic medication? Is there any evidence for
pulmonary embolism?
Soon4 we reach the first major therapeutic decision.
Should we intubate the patient and give him assistance
with~ a vent'~ilator?Ift'he patient! has a respiratory or
cardiac arrestthe staff almost always carries out endotra-
cheal intubation and resuscitation. But before an arrestt
occurs, a small dose of oxygen, may forestall the need for
intubation if the patient is still conscious. There may be
time to give a rapidly acting diuretic, which could relieve,
pulmonary edema; or an antibiotic could be employed to
treat the infection; or heparin might be administered to
treat' pulmonary embolization. If a correctable condition
can be diagnosed, its specific treatment may save the
patient from the need for a respirator.
Frequently, the patient' is admitted directly from the
emergency room to the intensive care unit for close
observationmonitoring, and intensive chest physical ther-
apy. Gradually the patient's ventilation and! oxygenation
may improve and endotracheal intubation may be avoided.
The intensive care unit staff carefully monitors the
patient's condition and practices a formi of justifiable
"brinksmanship," in which the goal is to avoid intubation
and artificial ventilation of the patient if at all possible.
Even when intubation seems absolutely necessary, place-
ment of a S1van-Ganz catheter may frequently indicat'ee
that congestive failure has occurred, even though physical,
examination and the chest roentgenogram have not
pointed to this diagnosis as the reason for the acute
respiratory decompensation. Treatment of congestive
heart failure under these circumstances may obviate endo-
tracheal intubation. Although these diagnostic possibilities
and their specific therapeutic solutions are always sought
for, in some patients no discernible reason for the episode
of acute decompensation may be found. For such patients,
the chronic lung disease has entered a terminal phase and
the point of beginning death has been reached. They will
918 Arch lntern Med-Vol 139, Aug 1979
t1.~'u
require endotrachea bation and artificial ventilation.
Efforts at weaning these patients from the assistance of
the ventilator are pursued vigorously. All permutations of
the weaning process are tried, ie, short periods of sponta-
neous ventilat'aon~interspersed with return to~the ventila-
tor, intermittent mandatory ventilation, or change from a
constantl-volume ventilator to a patient-triggered pressure
ventilator. Eventually, the caring physicians and nurses
become frustrated in their attempts to wean the patientt
from the respirator.
Anxiety an& frustration, anger, and despair-these
emotions are felt by the patient, his family, and the staff.
Discussions about the lack of progress are held with the
familyy by the staff caring for the patient. All too oftenthe
patient is not included in these discussions, because it is
extremely difficult to tell a critically ill patient that all' is
not going well. I am frequently guilty of this lack of
consideration. However, the messages are given~ to the
patient by nonverbal means-worried looks of'staff, or the
anguish on the face of the chest therapist who gives a
painful treatment to the patient. These communications,
though perhaps more distressing to the patient because
the'y. are indirect, are felt by the patient. I now believe that
both the patient and his family should be kept informed
about the patient's progress or the lack of it.
The second crossroad is now reached. Et-en though~ the
ventilator can be gradually removed, while keeping the
patient comfortable with medication for pain and! air
hunger, the physician may be unable to make this decision.
What should be done,now? He may choose t6eontinue with
the ventilator. Other staff members, particularlyy the
nurses who spend their hours caring for the patient's
needs, may wish that the ordeal, which is theirs, the
family's, and the patient's, would end. In, my opinionit is
the physician's own unresolved fears and needs, and rarely
those of the family, that force him to continue therapy
when all seems lost. Certainly the patient"s wishes about
discontinuation of therapy should be honored, even if they
are different from the wishes of the family.
When such a terminal point has been reached, when the
likelihood of getting back to the previous minimal~ dismal
existence, without a respirator, has disappeared, 1 do not
support the continuation of ventilation. The difficulty is in
being certain that the point of terminal irreversible illness
has been reached. I suggest that it is not impossible to
know when~ that point has beem almost certainly reached.
The caring staff of nurses and physicians need to talk
together openly about this difficult issue, for doubts and
fears always exist. Since care should not be discontinued
without a unanimous decision from all concerned, some-
times a strong difference of opinioni (usually by a physician
who cannot "let go") forces a confrontation that may
ultimately result in the patient's transfer from the inten-
sive care unit to a medical ward. Therethe ventilator care
is usually continued. Unfortunately, this is often regarded
by a new set of house officers and nurses as "dumping" the
patient on them. In part, their feelings are justified.
Anxietyy an6frustrat!ion, anger, and despair begin all over
again because the patient's problems must be completely
discussed and faced by the new group, who cannot do
otherwise than try to find some solution to the medicali
crisis. In rare instances, they temporarily succeed. The
patient, meanwhile, is subjected again to more weaning
trials, more drugs, and more painful chest physical thera-
py, until resistant organisms finally cause an intract'able
infection and the patient dies. (]37 j01R0
What' is our obligation in such cases? ~"suggest it is One of
caring for the human being in the broadest! sense, not in a
Chronic Lung Disease-Skillman

restricted or mechanicaliway. The physician should learn, to
handle his guilt and frustration, to avoi& a withdrawal of
emotional support and a dehumanization of the patient. I
believe we need t'o use all of our love and human, sensitivity
to do the best that we can for these patients. Sometimes
the very best we can do; is to avoid prolonging death by
continuing treatments that! may lead to a cruel, slow, and
painful end.
Reference
1. Young EWD: Roflections on life and death. Sianford' MD 15:2(>-24,,
1975.
Responsibility of the Physician
in the Preservation of Life
Franklin H. Epsteip, MD
B ecause hospital intensive care, units are in some ways
the epitome of modern medicall technology, theyy aree
oftenAhe focus of the questions that physicians and nurses
must ask themselves from time t'o: time about the very
reason for their existence. Anguished relatives wait in the
wings expecting and fearing that death will come and
sometimes disappointed that it does not. In an attempt to
relieve unbearable pressures, physicians who are in charge
of intensive care units are tempted to assert their sole
right to determine when life has lost its meaning for their
patients and to decide when care can be given over, and thee
plug pulled. It was easier 30 and 40:years ago in the days of
therapeutic nihilism. Then, for many more patients than at
present, the matter seemed to be out of our hands. There
were fewer decisions to be madean&a gentle manner and
firm, wise countenance did wonders for the physician and
the family, if not for the patient. "Pneumonia," said Dr
William Oslbr, "is the friend of the aged." Antibiotics were
not! yet available, blood transfusions were given in~homeo-
pat'hic amounts, and mechanical respiratory assistance was
almost unheard of. It was easy to let an elderly patient die
and even to believe that it was God's, will that he go
quickly.
But it is harder for us. We have become, some feel, too
successful in rescuing life. For some perverse reason, God
has made respirators and antibiotics available, and! we
d'on't know whether Osler (or God) would call them friends
of the aged or not. Liberal clergymen talk easily of "the
right to die" with all the fervor of a Rousseau declaiming
the natural rights of man. And on this subject every
reporter and perhaps everyy lawyer has recently become a
philbsopher.
I would liketoAetail briefly some,of the special reasons
(they willi be appreciated best by phy.sicians and nurses)
why my own years in the care of desperately, often
hopelessly, ill patientshav.e led me to espouse this rule:
When: efficacious treatment is at hand, try as hard as you
can. The physician's dut'~yis tlo, his, patient, to relieve his,
suffering and to preserve his life.
From Harvard Medical School and Beth Israel Hospital, Boston.
Reprint requests to Beth Israel HospitalJ,330 Brookline Ave; Boston, MA
02215 (Dr Epstein).
PAIN CAN BE RELIEVED
With proper care and modern techniques; phy.sical pain
can, be assuaged in almost every instance. If necessary to
relieve pain, a: patient can be put to sleep or made drowsy
for most of the day. Excruciating pain is almost never
present in dying patients, and' when it is, it can be
controlled. There is a clear distinction between putting a
person to sleep and' taking his life.
DIGNITY IN DEATH
Talk about a "dignified death" usually comes from
onlookers, not from the patient. Most patients want to live.
They need to have some hope of forestalling the inevifableend, and t'heyneed tia;feel that their
physician is helpingt'okeep hope alive. Dignity lies in their fight for life and in
their struggle to maintain contact with humanity. Kind-
ness, personal attention, and good narsing help to preserve
a patient's dignity. Euthanasia for elderly people whose
bodily functions andl control are failing primarily relieves
the distress of the relatives, not that of the patient.
THE PHYSICIAN IS NOT OMNISCIENT -
Physiciansare fallible. Their wisdom tends to be greatly
exaggerated by the popular press and, too~ often, by
physicians,themsehes. Patients have amenormous need to
feel that their physicians can prognosticate with great
accuracy, but the kindest best-intentioned physician is
often wrong. Moreover,,a physician's prognosis tends to be
weighted toward pessimism, because patients who &badly
claim most of his time and attention and remain in his
memory longer than those who do welll n 7~ ~ n, p1
Physicianswho are in charge of inb'ensi~~'~"~t4' dil`t's?lsati`d`i
a special problem to overcome in that their training and
experience are often heavily weighted toward the care of
acute emergency illness rather than that of chronically ill
patients. Whem an elderly person with, chronic cardiopul-
monary disease and acut'e bronchitis is assisted by a
respirator, the expectations of the, nurses and physicians
may be attuned to the usual prompt reco}, ery of a young
postoperative patient with respiratory failure rather than
the slow convalescence of a: chronic pulmonary cripple.
It is tragic to see life support withdrawn because of a
mixture of impatience an& ignorance. Equally tragic isthe
assumption thatt an incurable but indolent illness is,eausing
Preseraation of Life-Epstein 919
Archilntern Med-Vol1139, Aug 1979
e
:

Ct
new symptoms when in fact a coincidental curable disease
is at fault. The best way to insure that a cure is nott
overlooked is to make it'~ very hard! for the physician to give
up.
THE PHYSICIAN IS AN INTERESTED PARTY "
Psychological pressures on the physician in caring for
terminally ill patients conspire against his impartiality.
The physician suffers when t'he patient doesn't get well
and his suffering ends when the patient dies: It's hard to
appreciate how difficult itis to attemptto support a dyingpat'ient day after day with condolence and
hope; how
frustrating it is to contemplat'e months of decline, of weary
and anxious relatives, of no treatment working. Physicians
and nurses know the overwhelming sense of relief that
comes when4 on hurrying to the patient's room, steeling
yourself to face the ordeal of a patient who is not getting
better, you learn that death has arrived, unexpectedly, an
hour earlier. The sense of relief can be so intense that it is
hard' to remember that the patient cannot share it.
THE PHYSICIAN'S CONTRACT
Our obligation to assuage the pain of our patients is
sometimes discussed as if it involved'an equal'obligation to
minimize suffering of relatives, friends, and other onlook-
ers. In fact, much of the "suffering" of terminally ill
patients from nasal oxygen tubes and intravenous drips
exists only in the imagination of shocked relatives, who are
sickened and frightened! by unfamiliar procedures an&
apparatus. The physician must remember that he has only
one client-the patient. He is the advocate of the patient-
not the family, nor the welfare agency, rior the kindly
clergyman, squeamish at the sight of tracheostomy.
USELESS TREATMENTS
If we are indeed obligated to do everything we can to
preserve our patients' lives, then we have a special and
balancing obligation to evaluate our expensive met'hods of
treatment in impartial, prospective studies, so that
resources will not be unnecessarily squandered. It should
be clear that when life is irretrievableuseless treatments
should not be employed. But ad hoe judgments about the
"quality of life"'should be discouraged as a major factor in
such decisions.
In the best hospitals, the principie that human,life itself
has dignirt,y, and worth will affect alllof the actions in every
department. To maintain that attitude is the unique
responsibility of the medical profession. In the last analy-
sis, that attitude of the profession may be as important for
society as any miracle that modern technical medicine can
perform. Death always comes at last, despite our best't
efforts: But what little we can do carries a message to our
patients and to~ the world: Human beings are important.
Humanity is to be:preserved.
Don't Just Do Something-Stand There!
Thomas;L. Petty, MD
T he apparent transposition of the phrase that titles this
article is not a mistake. It is intended to make the point
that, at times, what appears at first to be a medicall
emergency is, in fact, nature's blessing that should be
allowed to remove the suffering patient from hopeless and
intolerable agony. Certainly our skills at respiratory and
cardiac resuscitation should be deftly applied to individuals
whose vital functions have suddenly failed by accident,
disease, or trauma, to gain time for the resolution of acute
reversible life-threatening processes affecting, the circula:
tory, and . respiratory systems. By contrast, there are indi-
viduals for whom these resuscitation techniques only
prolong the dying process and impose unnecessary suffer-
ing, before the inevitable death occurs.
Faced with a patient with sudden cessation of respirato-
ry and cardiac function, how does one decide whether
int'ubation, mechanical ventilatory support and reestab-
lishment of cardiac function with closed chest massage
and/or pharmacologic agents should be instituted? The
From the Division of Pultnonary Diseases, University of Colorado Medicall
Center, Denver.
Reprint requests to University of Colorado Medical Center, 4200 E E Ninth
Ave; Denver, CO 80262 (Dr Petty).
systematic review of four basic questions provides major
assistance in this important decision. These questions aree
as follow.s: (1) Do II know the patient's underlying disease
process and~ its course and prognosis? (2) Do I know the
patient's quality of life in the context of his disease
process? (3) Do I have anything more to offer the patient
by resuscitative efforts designed to gaini more time? (4) Do
I wish to~gain~ more time through resuscitat'ive, efforts to
resolve these other questions? n3~,~jP'~82
The physician and nurse should be a~le quiek yTo answer
these questions in order t'odetermineif the patient is best
served byy initiating respiratory and cardiac support. If one
is unable to answer the first two questions in the affirma-
tive, it is still highly likely that support should be offered
until the answers become clear. One shoul& not fear
making a mistake in the direction of vigorous support, for
certain, patients will be saved to lea&meaningfullives,once
agaim If "yes" is the clear answer to the first two
questions, an& the third and fourth are clearly "no," then
the physieiannurse, or allied health worker should simply
stand by and offer whatever comfort andli assistance they
can to the patient or the family, or both. When the
patient's life is known to be miserable at best, and when,
the patient has indicated no wish to have his suffering
extended by technological means-in short, when there is
920 Archilntern Med-Voll1'39, Aug 1979
Don't Just Do Something-Petty

nothing to be gained by the additional hours; days, or
weeks one might achieve by supporting respiration and
circulation -then intervention such as tracheal intubation,
mechanical assistance, and cardiopulmonary support't
should be set aside on behalf of the patient. Classic
examples of these situations might include patients with
advanced! disabling emphysemawith no hopes for recovery
from respiratory failure or patients wit'~huncont'~rolled
metastatic carcinoma in whom respiratory failure devel-
ops. There are many other similar clinical situations, of
course.
It should be clear by now that all patients do not have to
die while being assisted by ventilators or in intensive care
units with their cireulation supported artificially. After all,
our job as physicians and! health workers is to serve the
patient, and' not one or another of their failing organ
systems, in a desperate attemptl to extend physiological
life. Withholding of supportive measures in certain highly
selected instances wilt prevent tragedies in which patients
hover for extend'ed~ periods between lifieand death; with~all
of the attendant social, economic, legal, and psychological
implications that such cases raise. Fortunately, the legal
professioni and the clergy alike realize that the decision to
support life or not requires skillfullmedical judgment, and
in the final analysis, should be a contract' between the
physician and the patient he or she serves.
s
