Lorillard
Clinical Ethics
Fields
- Author
- Epstein, F.H.
- Huber, G.L.
- Siegler, M.
- Skillman, J.J.
- Huber, G.L.
- Area
- LEGAL DEPT FILE ROOM
- Alias
- 03750161/03750168
- Type
- PSCI, SCIENTIFIC PUBLICATION
- Named Organization
- Clinical Research
- New England Journal of Medicine
- NIH, Natl Inst of Health
- Petty,Tl
- Univ of Chicago Hospitals
- Ama, Ama
- American College of Chest Physician
- American Journal of Medicine
- New England Journal of Medicine
- Named Person
- Baum
- Blake, L.
- Epstein, F.H.
- Kierkegaard, S.
- Osler, W.
- Skillman, J.J.
- Blake, L.
- Document File
- 03749906/03750490/S H Re Harvard Medical School Corres Vol 7 790611
- Date Loaded
- 05 Jun 1998
- Request
- R1-004
- Litigation
- Stmn/Produced
- Author (Organization)
- Archives of Internal Medicine
- Petty,Tl
- Pritzker School of Medicine
- Petty,Tl
- Characteristic
- MARG, MARGINALIA
- Master ID
- 03749906/0785
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r
Clinical Ethics
C
Reprinted from the Archives ol.lntemal Medicine August7979,.Volume 139Copynght 1979, American
Medical Association.
C
Clinical Ethics and Clinical Medicine
.
Mark Siegler, MD
n this issue of the ARCHIVES, a new editoriall d'epartment.
I is introduced. It will appear occasionally and will present'
the views of practicing physicians on a broad range of
clinical problems that force themito confront directly moral
and ethical questions arising in their routine practice. The
articles will be written by clinicians, and will be directed
toward an audience of practicing physicians. This new
section will be called CLINICAL F,'exlCS, refleeting the fact
thatin the practice of medicine, clinical and ethical issues
are deeply interdependent.
THE RISE OF BIOMEDICAL ETHICS
Clinical ethics, which focuses on issues that confront the
physician, in his daily int'~eractionswith patients, is to be
contrasted w,i'th biomedical et'~hics(B1VZE), which is greatly
concerned with public policy issues. In the past 15 years,
there has been a remarkable rise of interest in, BME; it has
captured the fancy of the public. The media! have focused
increasedl attention on, such issues as research in human
subjects, the, recombinant DNA controversy, policy issues
concerning, national' health insurance, and others; the
courts have become increasingly active in the medical
arena.
Biomedicali ethics has become an established "field" in
the United States. New scholarly journals in BME appear
regularly; institutes of BME have been established; there is
a proliferation of books, both academic and lay, in the field.
Universities have developed graduat'e: teaching, programs
in bioethics, and bioethiciststestiflyregularlyfor state and
federal legislative committees and the courts.
Such interdisciplinary efforts are laudable, but with
some reservations. The BME establishment! has been
created and led to a large degree by nonphysicians, ie,
theologians, philosophers, sociolbgist's, lawyers; and histo
rians. Physicians scientists; andl medical professionals
have had only limited involvement'in its development.
From the Section of General Dnternal Medicine, IDeparthnent of Internal
MedicineUniversity of Chicago, Pritzker School of Medicine.
Reprint requests to Box 72;,University of Chicago Hospitals, 950 E 59th
St, Chicago;,III, 60637 (Dr Sieglnr).
914 Arch Intern Med-Vol 139, Aug 1979
CONCERN OVER BME
Developments in BME are disquieting, and! are worthy of
our attention. The lack ofinv.olvement by physicians is
profoundly disturbing. It has been suggeste& that manybioethicists, have, a frankly antiscientific,
antiimedicine
bias, or at the least, that they represent interests that are
quite different from~ those of the medical-scientific
community."Bioethicists whoareuninvolvedlin the process
of inedicallcare have produced! legislative, administrative,
and legali changes that affect the practice of medicine, and!
it is clear by now that medicine has merely reacted to,
rather than anticipated or participated in,, most major
developments in BME. Further, much of the teaching of
BME to medical and other health professional students is
being done by this new group of bioethicists, rather than
byphysicians,Theproliferation of teaching medical ethi-
cists and their virtual dominance inithe teaching of medical
students is another disturbing aspect: in the growth of
B141iE; It is reassuring to note that even some earlV leaders
ini theBM'E establishment! have become concerned with
this development, and have attempted to involve them-
selves more deepl.inithe realities of clinical medieine.'FinallyBME is increasingly eoncernedwith
theanalysis
and formulation of large publicpolicyc options in medlcine
and science; and has not directedsuffirrient attention to
manM1-y of the routine ethical' questions that arise in the
encountlersbet'ween patients an& phy sieians. Many of the
leaders of the BME movement have actually expressed
their disdain for traditional, Hippocratic, bedside medical
ethics,'which, since Hippocratic times, have beenover-
whelmingly physician- and patient-oriented! Biomedical
ethics is an intellectual movement that concerns itself with
questions affecting the daily activities of medicine, butt
that has ari'sen primarily from outside the profession
CLINICAL MEDICINE AND CLINICAL ETHICS
It is in the context of the rapid growth of BMRan& our
concerns with that development that we encourage physi-
cians to consider the merits of clinical ethics. The practice
ofl clinical medicine has always been a unique blend of
technicall proficiency and ethical sensitivity, which togeth.
er constitute the physician's art. The distinction that is too
Clinical Ethics-Siegler

commonly made between clini decisions and ethicall
decisions is ani invidious, but fortunately misguided, one.
In a sense, the term "clinical ethics" is redundantl,' because
good clinical medicine is necessarily ethical medicine: The
reasonf'orselecting CLINICAL ETHics as the name of the new
editorial section is that! changes in modern, medicine-
particularly but not exclusively technological adrances of
the last 30 years-have created an unanticipated range of
ethical' dilemmas that demand creative and reflective
clinical responses. We are now able to treat patients with
chronic renal failure, chronic respiratory failure, and even
chronic gastrointestinal failure. We have powerful antit'u-
mor drugs; the techniques of cardiopulmonary resuscita-
tion can be used! to prolong, for variable periods, the
viabilityy of every person whose heart and lungs have
stopped; advances in neonatal intensive care and neonatal
surgery have assured that many congenitally abnormal
infants can be treated! in ways that are certaini to extend
their existence. Each of these medical capabilities gener-
ates a range of clinical4ethical questions that must be
taken into account in the course of formulating a clinical
decision. These are examples of the kinds of clinical-ethical
problems that increasingly test the mettle of conscientious,
technically proficient, and morally scrupulous physicians.
Clinical ethics also explores the assumption that the role
of the medical professional, is unique. The physician's
relationship to the patient is premised on specific technical,
training and competency. This specialized! knowledge and'
proficiency is used to assist patients in curing or amelio-
rating their illness and disease, and to assist them in
overcoming the fear, pain~ and suffering that are often
associated with ill health. Once sought out byy the patient,
the physiciani becomes involved in the patient's problem.
He is never a mere observer. He cannot rely on the
counterfeit courage of the noncombatant. The physician is
personally accountable to the patient if he fails to performm
his task adequately because of lack of skill'or negligence, or
because, for whatever reason, he fails to act in his patient's
behalf. Soren Kierkegaard perfectly captured the distinc-
tion between the theoretician, and the involved participant
in his response to a question that he posed: "Is knowledge
changed when it is applied?"' Kierkegaard's response
deserves consideration from all wholwould criticize medi-
cine and! physicians from a perspective removed from the
actual medical setting:
Let! us imagine a pilot, and assume that he had passed every
examination with distinction, but that he had not as yet been at
sea. Imagine him in a storm;,he knows everything he ought to do;
but he has not known before how terror grips the seafarer when
the stars are lbst in the blackness of night; he has not known~the
sense of' impotence that comes when the pilot sees the wheeLin his
hand become a plaything,for the waves; he has not known how the
blood1rushes into the head when one tries to make calculations at
such a moment;,in short, he has hadi no conception of the change
that takes place ini the knower when he has to apply his knowl-
edge."
A NEW EDITORIAL DEPARTMENT OF CLINICAL ETHICS
This new editorial department will be devoted to explor-
ing issues in clinical ethics: It will be addressed to those
physicians who have "'. .. known how the blood rushes into
the head when one tries to make calculations at such a
momentl...... Our first symposium will serve as an example
of the method we willl use and, it will indicate the general
areas of concerni to be discussed' in this sectioni in comingg
years. Each of the contributors to this discussion on the
management of respiratory failure is a distinguished
physician. Each of these contributions was unsolicited. The
Arch Ihtern Med-Vol 139; Aug 1979
c
editors did not creale a problemi or a "case"'and'itheni seek
out expert commentators tlo resolve it. This symposium
should' not be confused with an "ethical grand rounds."
Rather, in the context of practicing clinical medicine,
certain clinical quandaries appeared repeatedly. Because of
the thorny nature of such problems and the lack of
definitive solutions, the authors decided to struggle to
articulate and defend their clinical judgment in writing.
It occurred to the edit'orsof theARCH1vES-t'~hemselves
practicing physicians-that the types of questions that are
raised by the authors of this symposium could as easily be
raised about most areas of inedicine: Future symposia on
these pages will be, devoted to similar clinical-ethical
problems that arise in the practice of clinical medicine,
surgery, pediatrics, obstetrics, and gynecology.,, and
psychiatry.
Our editorial plan is as follows: We will accept unsolicited
articles for refereed review and wilt also~ invite distin-
guished'! clinicians to reflect on, the range of clinical-ethicall
dilemmas that arise in their area of expertise. We will
attempt to gather such articles together and publish them
as symposia focusing on one clinical area; It is our hope
t1Pat in time we will have generated a series of clinical
reflections in most major areas of medical practice. These
reflections will report ways in whichi physicians are dealing
with these dilemmas at a time when the traditional model
of the physician-patient relationship is inia state of flux,
and when technological advances demand new and creative
solutions. Expert clinicians will offer practical suggestions
about such dilemmas from the perspective of the practicing
clinician~ We are hopeful that these contributions will
encourage other clinicians to offer their own observations
in this areaand the editors'of the ARCHIVES OF INTERNAL
MEDICINE have agreed to~publi'sh a substantiaLnumber of
letters provoked by these articlesto indicate the range of
clinical opinion on these complex and difficult subjects.
The new editorial section of the ARCHIVES OF INTERNAL
MEDICINE will differ fromi other medical journals, such as
the New EnglandJoacrnalof Medicine,, Clinical'Research,
and the American Journal of Medicine, all of which
increasingly publish articles that relate medicine to broad
social, economic, and ethical issues: This section of the
ARCHIVES will serve primarilyy as a forum for clinicians: We
hope it will become a resource on which nonphysician-
theoreticians can base their analj ses and speculations.
This new section of the ARCHIVES, CLINICAL ETHICS, is
certainly not intended to be reactionary. Rather,,its inten-
tion is to infuse a higher degree of contact with clinical'
reality into the debate than has characterized BME in thee
past. Further, it is designed to represent more forcefully
theconcerns,of clinicians in the councils of bioethicists. It
will never be the intention of these columns to:suggest that
the judgment of medical professionals is correct merely
because of theirmedical!expertise. But it will be argued
with vigor and fervor that the viewpoints and reflections
ofinvolved' professionals, on clinical-ethical problems,
merit careful consideration in the resolution of complex
issues in medical ethics.
03'75olsz
References
1. Callahan D: The ethics backlash. Hastings Cent Rep 5:18, 1975.
2. Jonsen AR: Books on bioethics. Pharos 44:39-43;,1978.
3. Veatch RM, Branson~R: Ethics and'Health,Pol'ecy. Cambridge, Mass,
Ballinger Publishing Co, 1976pp xix-xx3-16:
4: Guttentag 0: Medical humanism: A redundant phrase. Pharns32:12-I6,
1969.
5. Kierkegaard SrThoughts on orucialisit'uations in human life, in Oden
TC (ed): Parab'les of Kierkegaard. Princeton, NJ, Princeton University
Press, 1978, p 38:
0
Clinical Ethics-Siegler 915
16

S
r
Cri tical Decisions in Medic'~ne
To Live and To Die
Gary L. Huber, MD
[There is] a, time ~to~be~born~ and a time tb~~die~ ... a~time to~kill and a~
time to heal.
L' CCLBSfASTES 3:2-3
T he purpose of this contribution, and the following four
related editorials,, is, to address from different view-
points some of the clinical and ethical guidelines that are of
concern to physicians involved with the difficult decision of
what and how much to do for the patient': with chronic
obst'ructive lung disease in whomisevere respiratory failure
develops. These discussions, however, are also:applicablE to
the management of respiratory failure associated with
other forms of lung disease, and also to life-threatening
problems that are unrelated to the respiratory system.
Each,of these physician-commentators may be striving to
follow the Hippocratlic injunction: "First, do no harm." On
reading these essays, it becomes clear that the means too
achieve that goalI are neither obvious nor easyy tb, find.
To place matters in perspective, acute and! chrorlicc
diseases of the respiratory system are now the rfiost
common causes of morbidity and mortality in the United
States.' Upper respiratory tract infections result inimore
restricted activity andi loss of employment than any other
disease. Pneumonia is the single most common cause of'
hospitalization. Chronic obstructive lung disease, involving
some variable combination of small airw.ayy dysfunetiorn
and, emphysema withi or without bronchitis; is ani increas-
ing health problem with a: steadily rising prevalence.
Respiratory distress syndromes of divergent causes afflict'
over 175j000 adults each year and an additionall 50,000
newborn infants, with a combined! 40% to50%o mortality.
Purulent bronchitis, thromboembolism, asthma, respirato-
ry decompensation secondary tocongestiiaeheart failure,
and other forms of pulmonary dysfunction substantially
increase the total number of individuals afflicted with
respiratoryy diseases.
The cause of death in ea& of these diseases (ie; the
natural history of the diseases) is respiratory failure,
characterized byy hypoxemiahypercapnia, and respiratory
acidosis. Respiratory failure is the "final common path-
way," regardless of the specific cause of the severe respi-
ratory disease.
How.ever,, patient's with pulmonary diseases usually do
not die untreatedl Indeed, as severali of the following
editorials suggest, sometimes these patients may be "over-
treated." The management of these diseases, and especial-
ly our ability tbltreat respiratory failure, have undergone
dramatic changes in the past decade. Our understanding of
respiratory failure and our knowledge of the pathophysio-
logic mechanisms of hing injury have rapidly increased.
Equally important, major advances have been made in
developing mechanical devices to support respiration and
in discovering pharmacologic means to prolong life when
respiratoryy insufficiency develops. Physiologic life now can
From the Harvard Medical 5chool;,William B;,Castle Laboratory, Mount
Auburn Hospital, Cambridge, Mass.
Reprint! requcststb Department of; Medicine, Mount AuburnHospital;,330
Mount Auburn 5tj Cambridge, MA 02138 (Dr Huber).
916 Arch Intern Med-Vol 139Aug 1979:
be extended with respirators,, pacemakers, hemodialyzers,
and extracorporeal oxygenation. It is important to not'ee
that regardless of the therapeutic resources available
when respiratory failure is severe the mortality is approx-
imately- 90%, whether the patient is treated by convention-
al means or with extracorporeal membrane oxygenation.
The latter technique represents the most technologically
advanced, intervention that is now available to reverse:
acut'elife-threatening respiratoryevent's. In~less extreme,
.
cases, the prognosis is better, but surprisingly, not that
much better. In a recent National Institutes of Health-
sponsored study in several leading medical centers for
example, 69% of all respirator patients who received an
inspirectoxygen concentration of 50 % or higher for longer
than 24 hours died (Lynn Blake, PhD, oral communication,,
December 1978).
The problem, however, is not' only one of statistics or
natural history of disease. Perhaps medical technology has
advanced' more rapidly than has our capacityy to employ it
judiciously. Precisely the: same mechanical devices and
drugs t'hat' are used to manage respiratory failure can also
be employed to maintain a state of intolerable suffering
from physical pain or mental anguish, beyond reasonable
hope for recovery of normal human function. In other
wordsan indiscriminate applic.at.ioniof technical and phar-
macologic means to preserve a failing organ system may
lose the perspective of the quality of preservation of the
patient as a whole human being.
Based in part on the Sixth Commandment from the
Judeo-Christian heritage of our western civilizationand in
part on other reasons, we as physicians usually have been
conditioned in medical school to view death as the ultimate
enemy: Our profession has been taught to prolong life
whenever possible. As a result, our hospitalfi and intensive
care units behav.eas if death were an illegitimate occur-
rence or an abomination. Dying, nevertheless, is a geneti-
cally programmed natiurall event, andl may in certain
circumstances be the preferable choice for some individu-
als. With the teehnolbgyy that i'snowavailable, death from
respiratory failure that woui&occur in the normal prog,res-
sion of certain pulmonary di'seases can be deferred, andthe
patient mayy be given additionali months or yearsof useful
life. As physicians, we:usually feel little conflict in employ-
ing this technology to manage respiratory failure: In doing
so, we preserve life and fulfill'i our Hippocratic obligation
to pat'ients:
But physicians are asked also to relieve suffering. Unfor-
tunately, there now occur instances in the treatment of
many diseases when the capacity to preserve life d'elav.s,,if
only temporarily, an otherwise inevitable death. Some-
times this results inigreat suffering to the patient and thepat'ient's family. This is especially
true for some patients ~
with~ chronic obstructihelungdisease whose oxygenation ~
must be supported by meehanicall devices. In such circum~ ~
stances; the medical care team is f'aeed' with critical
~
decisions of whether to initiate, sustain; or terminate
artificialrespiratbry support, decisions that! will determine
~
whether the patient will live or die. Ideally, decisions of (r,~
this nature should be governed by scientific knowledge and
Critical I Decisions-H u ber,
0

c
medical ethics, ie, by the principles of science applied and
practiced according to the laws and customs of our society.
Again, in the ideal circumstance, suchi decisions should be
"automatic," and! governed by moral-clinical rules;, which
summarize covertly accepted and reinforced principles of'
patient care and human values. Unfortunat'ely as new
technologies appear, the relevant factors on which clinical
ethical'decisions are based will necessarily change, and the
old rules may no longer be applicable. When the rate of
technological advance exceeds society's ability to under-
stand and integrate these changes, a: gulf ofuncertlainty
develops and there is no longer a social consensus about
some medical decisions. Instead~ there is ambiguity and
conflict between competing values. The resultant dilemma
for the conscientious physician is addressed in the accom-
panying contributions by four physicians who1ave exten-
sive personal experience in patient care involving decisions
of this magnitude. Not surprisingly, their perspectives
differ markedly. It willl not be easy to resolve such, differ-
ences; either for these physician-contributors or for the
profession as a whole;,because in many areas of our society,
human behavior cannot keep pace with technological
growth.
What of the patient who is caught up in this worl& of
technology? Should decisions of this nature be made unilat-
erally, as perhaps they often are by tlle physician alone?
With the rapid, advances in technology, citizens have less
and less control over all, aspects of their individual lives,
includingillness. Most people with fatal illnessesdo not die
with, the assurance that their death belongs to them as a
meaningful'sumination of their life; rather, the responsi-
bility for their dying process has been usurped by health
professionals. This problem is eveni more acute for the
individual who is sustained by mechanical respiratory
support, who is surrounde& by a bewildering and complexx
array of equipment and! tubes, and whose familyy is in the
corridor and not at the bedside. Althoughithe responsibility
for the dying process has been relegated to institutions,
our modern medical staffs are often not trained to deal
with it. Medical education focuses on biologic and physio-
logic phenomena, and not always on the whole person. Yet
dying is inevitable.
When, if ever, is death to be preferred to a life of
suffering, and how is that issue to be resolved? Two of the
accompanying communications tangentially address the
concept of euthanasia a word' of Greek origin literally
meaning "the good death," but more commonly taken to~
mean "mercy killing." In one survey,,Z 80%of physicians
either favored or practiced "negative euthanasia,'," ie, a
decision involving a deliberate and planned omission of
therapy that would have prolonged life. A lesser number
advocated "positive euthanasia," ie, commission of an
action that would cause death sooner than it otherwise
would'occur. In the context of treating respiratoryfailure;
it becomes important to know whether and'to what extent
active or passive euthanasia is being practiced in respira-
tory intensive care settings.
What tent'atiiuesoiutions can we suggest? It would be
desirable to find our answers in rules of law or religion or
rules derived from tradition. But ours is a pluralistic
society, and our rules and customs are in the process of
changing. Perhaps one could seek guidance in some univer-
sal norm of human morality that governs the practice of
medicine. Such norms are not easily discovered. The follow-
ing 1four contributions on the subject of' critical' care in
respiratory failure are each written by a distinguished
clinician. It is interesting to observe how each physician's
decisiom is based on a combination of the patient's wishes,
societal rules, scientific knowledge, professional experi-
ence, an& a moral code that is grounded in religious-
culturalltradition. Each contributor weighs.these variables
differently to arriv.e at a clinical decision. The onlyy conclu-
sion~ we, can ~ suggest is that to resolvebett'~er the issue in
question -decision ~ making in cases of respiratory failure-
widespread discussion and constant revision and evolution
of our medicaU practices areneed'ed; both within ourprofessioni and in public forums. To contribute
to thatt
process of reflection i we present the following four commu-
nications by Drs~ Skillman, Epstein, Petty, and Baum,
developed in conjunction with a regional meeting of the
New England Stat'eschapter of the American College of
Chest Physicians.
References
1. Re;spiratory Diseases: Task ForceReport, on Ptevention;, Controi,
Ediecation: US Department of Health, Education, and Welfare, publication
(NIH) 78=1248, 1978;
2. WilHams RH (ed): To Live and to Die: When, Why, and Hrno. New, York,
Springer-Verlag, 1973.
O
t.~
~
EJ1
Terminal Care in Patients With Chronic Lung Disease ~
John J. Skillman, MD ~
Lifebeings at birth and extends in~a continuum to death; seriously ill patient tlhereis a point when
almost every
or does it?' Is there a point when it may be said that physician and nurse of experience can say to
himself or
death is beginning?' Does it notl, seem that in caring for a herself (even though one may not
outwardly express it),
From the Department of Surgery, Harvard Medical l School, and Beth
IsraellHospital, Boston.
Reprint request's to Beth Israel Hospital, 330 Brookline Ave, Boston, MA
02215 (Dr Skilltnan): -
that the patient is beginning to die? At times there is
considerable doubt when this point has been reached, for it
is clearly less precise than the moment of birth or the time
of death. Those who would agree that a point of beginning
death can never be defined! are likely to be the same ones
Arch Intern Med-Vol 139; Aug 1979 Chronic Lung Disease-Skillman 917
X

0
f
who argue most strongly against the .scontinuationiof life
support systems. For themi the uncertainty is too great
ever to give up seeking a cure. Their sensitivity to the time
of beginning deathi is muted by an overpowering desire to
continue the fight-the eyes lbok but do not see, the hands
touch but do not feel, the ears hear but do not' listen. To the
experienced physician and nurse, the clues are there; all
that remains is to face them squarely.
The seriously ill patient with chronic lung disease repre-
sents an extremely difficult problem. These individuals
frequently exist under severe physical limitations. It may
be difficult for the patient to do the daily housework, to
walk to a store for groceries, to drive to a friend's house for
a visit, or to get up and walk to the bathroom. Even a
prolonged converstion may be a physical effort t'~hat! is
exhausting and pushes such a patient to the limits of
endurance. As time goes on and the lung disease
progresses, even a simple cold may add a physical burden
that cannot be tolerated, and the patient's ability to
ventilate himsFlf without the aid of a machine nears an
end. Such individuals are often brought to the hospital by
ambulance in a semicomatose state. At the hospital~ the
emergency room staff rapidly evaluates the condition of
the gasping patient. Theysearchi for causes of the episode
of acute respiratory decompensation. Is the patient in,
heart failure? Has an acute infection occurred t'hat' has
further decreased'the spontaneous ventilatory efforts by
increasing the dead space and metabolic rate? Both of
these factors increase the minute ventilation required to
maintain sufficient alveolar ventilat!ions to prevent CSF
acidosis and coma, Or has the patient forgotten to take his
digital:s or diuretic medication? Is there any evidence for
pulmonary embolism?'
Soon, we reach the first major therapeutic decision.
Should we intubate the patient and' give him assistance
with a ventilator? If the patient has a respiratory or
cardiac arrest, the staff almost always carries out endotra-
cheal intubation and' resuscitation. But before an arrest
occurs, a small' dose of oxygen may forestall the need for
intubation if the patient is still conscious. There may be:
time to give a rapidly acting diuretic, which could relieve
pulmonary edema; or an antibiotic could be employed to
treat the infection;, or heparin might' be administered to
treat pulmonary embolization If' a correctable condition
can be diagnosed, its specific treatment may save the
patient' from the need for a respirator.
Frequently, the: patient is admitted directly from the
emergency room~ to the intensive care unit for close
observation, monitoring, and'intensive chest physical ther-
apy. Gradually the patient's ventilation and oxygenation
may improve and endotracheallintubation may be avoided.
The intensive care unit staff carefully monitors the
patient's condition and practices a form of justifiable
"brinksmanship," in which the goal is to lavoid intubation
and artificiall vent'ilat~ionof~ the patient if at all possible.
Even when intubation seems absolutely necessary, place-
ment of a Swan-Ganz catheter may frequently indicate
that congestive failure has occurred, even though physical
examination and the chest roent'genogram, have not!
pointed' to this diagnosis as the reason for the acute
respiratory decompensation. Treatment of congestive
heart failure under these circumstances may obviate endo-
tracheal'intubation. Although t'hesediagnost'icpossibilities
and their specific therapeutic solut'ions are always sought
for, in some patients no discernible reason for the episode
of acute decompensationi may be found. For such patients,,
the chronic lung disease has entered, a terminal' phase and
the point of beginning deathi has been reached. They will
918 Arch Intern Wted-Vol'139, Aug 1979
require endotrachea ubation and artificial ventilation.
~
Efforts at weaning these patients from the assistance of
the ventilator are pursued vigorously. All permutations of
the weaning process are tried, ie, short periods of sponta-
neous ventilation interspersed with return to the ventila-
tor, intermitt'ent' mandatoryventilationor change from a
constant-volume ventilator to a patient-triggered pressure
ventilator. Eventually, the caring physicians and nurses
become frustrated in their attempts to~wean the patient
from~t'he respirator.
Anxiety and frustration, anger, and despair-these
emotions are felt by the patient, hisfamily, and! the staff.
Discussions, about the lack of progress are held'i with the
family by the staff caring for the patient. All too often, the
patient is not included in these discussions, because it is
extremely difi'icult to telll a critically ill patient~ that all is
not going welli I am, frequently guilty of this lack of
consideration. However, the messages are giveni to the
patient by nonverbal means-worried looks of staff,,or the
anguish on the face of the chest therapist who gives a
painful treatment to the patient. These communications,
thoQgh perhaps more distressing to the patient because
theyareindireet, are felt by the patient. I now believe that
bot'h, the patient and his, familyshould, be kept informed
about! the patient's progress or the lack of it.
The second crossroa& is now reached. Even though the
ventilator can be gradually removed, while keeping the
patient comfortable with medication for pain and air
hunger, the physician may be unable to make this decision.
What should be done now? He mayy choose to continue with
the ventilator. Other staff members, particularly the
nurses who spend their hours caring, for the patient's
needs, may wish that the ordeal, which is theirs, the
family's, and the patient's, would end. In my opinion, it' is
the physician's own unresolved fears and needs, and'rarely
those of the family, that force him to continue therapy
when alll seems lost. Certainly the patient's wishes about
discontinuation of t'herapyshould'be honored, even if they
are different from the wishes of the family.
When such a terminall point' has been reached, when the
likelihood of getting back to the previous minimal, dismal
existence, without a respirator, has dfsappeared, I do not
support the continuation of ventilatdoni Thedifl'icultyis in
being certaimthat the point of terminal irreversible illness
has been reached. II suggest that it' is not impossible to
know when that point has been almost certainly reachedi
The caring staff of nurses and physicians need to talkk
together openly about this difficult issue, for doubts an&
fears always exist. Since care should not be discontinued!
without a unanimous decision from all concerned, some-
times a strong difference of opinion (usually by a physician
who cannot "let go") forces a confrontation that may
ultimately result in the patient's transfer from the inten-
sive care unit to a medical ward. There, the ventilator care
is usuallycont!inued. Unfortunately, this is often regarded
by a new set of house officers and nurses as "dumping" the
patient'on them. In part', their feelings are justified.
Anxiety and frustration, anger, and despair begin all over
again because the patient's problems must be completely
discussed an& faced! byy the new group, who cannot do
otherwise than try to find~ some solution to the medical
crisis. In rare instances, theytemporariliy succeed. The
patient, meanwhile, is subjected again to more weaning
t'rials, more drugs, and more painful chest' physical thera-
py, until' resistant organisms finally cause an intractable
infection and'the patient! dies.
03'7501s5
What is our obligation in~such cases? Ii suggest it is one of
caring for the human being in the broadest sense, not in a
Chronic Lung Disease-Skillman
f

~
restrictedior mechanicaLway. The physician should learn to
handle his guilt and frustrat~ion~ to avoid a withdrawal of
emotional support and a dehumanization of the patient. I
believe we need to use alliof our love and human sensitivity
to d'o the best'~ that we can for these patients. Somet'~imes
the very best we can do is to avoid prolonging death by
continuing treatments that may lead to a cruel, slow, and
painful end.
Reference
1. Young EWD: Reflections on~ life and death. Stanford MD 15:20-24,
1975.
1
Responsibility of the Physician
in the Preservation of Life
Franklin H. Epstein, MD
~
B ecause hospital intensive care units are in some ways
the epitome of mod'ernmedical technology, they are
often the focus of' the questions that physicians and nurses
must ask themselves from time to time about'. the very
reason for their existence. Anguished! relat!ives wait in the
wings, expecting and fearing that death willl come and
sometimes disappoint'ed that it does not. In an attempt to
relieve unbearable pressuresphy,sicians who are in charge
of intensive care units are tempted to assert their sole
right to determine when lifehas lost its meaning for their
patients and t'o~decid'e when care cani be given over, and the
plug pulled. It was easier 30 and 40 years ago in the days of
therapeutic nihilism. Then, for many more patients than at
present, the matter seemed to be out of our hands. There
were fewer decisions to.be made, andla gentle manner and
firm, wise countenance did w.onders for the physician and
the family, if not! for the patient. "Pneumonia," said Dr
Wilham~Osler, "is the friend of the aged." Antibiotics,were
not yet available, blood transfusions were given in homeo-
pathic amounts, and mechanical respiratory assistance was
almost unheard of. It was easy tolet anl elderlyy patient die
and' even to believe that it was God's will that he go
quickly.
But it is harder for us. We have become, some feel, too
successful in rescuing life. For some perverse reasons God
has made respirators and antibiotics available, and we
don't know whether Osler (or God) woul&call them friends
of the aged or not. Liberal clergymen talk easily of "the
right to die" with all the fervor of a Rousseau declaiming
the natural rights: of man: And, on this subject every
reporter and perhaps every lawyer has recently become a
philosopher.
I would like to detail briefly some of the special reasons
(they will be appreciated best by physicians and nurses)
why myy own years in, the care of desperat'ely often
hopelessly,, illl patients have led me to espouse this rule:
When efficacious treatment is at hand4 try as hard as you
can. The physician''s~ duty is to his patienti, to relieve his
suffering and to preserve his life.
From Harvard Medical Schoolland Beth Israel Hospital, Bostoni
Reprint requests to Beth Israel Hospital, 330 Brookline Ave, Boston, MA
02215 (Dr Epstein).
Arch Intern Med-Vol 139, Aug 1979
PAIN CAN BE RELIEVED
With proper care and modern techniques, physical pain
can be assuaged! in almost every instance. If necessary to
relieve pain, a patient can~be put tosleepor made drowsy
for most of the day. Excruciating pain is almost never
present in dying patients, and when it is, it can be
controlled. There is a clear distinction between putting a
person to sleep and taking his life.
DIGNITY IN DEATH
Talk about a "dignified death~' usually comes from
onlookers, not from the patient. Most patients want to liive:
They need to have some hope of forest'alling the inevitable
end, and they need tofeellthat their physician is helping to
keep hope alive. Dignity lies in their fight for life an& in
their struggle to maintain contact with humanity. Kind-
ness, personaliattent'ion, and good nursing help to preserve
a patient's dignity. Euthanasia for elderly people whose
bodily functions and controll are failing primarily relieves
the distress of the relatiives; not that of the patient.
THE PHYSICIAN IS NOT OMNISCIENT ,
Physicians are fallible. Their wisdom tends to be greatly
exaggerated by the popular press and, too often, by
physieians themselves. Patients have an, enormous need to
feel that their physicians can prognosticate with great
accuracy, but the kindest, best-intentioned physician is
often wrong. Moreover, a! physician's prognosis tlends to be
weighted toward pessimism, becausepatient's who do badly
claim most of his time and! at'tent'ion, and remain in his
memory longer than those who do well.
Physicians who are in charge of intensive care units have
a special problem to overcome in that their training an&
experience are often heavily weighted toward the care of
aeut'eemergencyillness ratherthan, that'~of chronicallyilll
patients. When an elderly person with chronic cardiopul-
monary disease andl acute bronchitis is assisted, by a
respirator, the expectations of the nurses and physicians
may be attuned to the usual prompt recovery of a youngg
postoperative patient with respiratory failure rather than
the slow convalescence of a chronic pulmonary cripple.
It is tragic to see life support withdrawn because of a
mixture of impatience and' ignorance. Equally tragic is the
assumption that an incurable but indolent illness is causing.
03'750166
Preservation of, Life-Epstein 919

\:
s-
new symptoms when in fact a coincidental curable diseasee
is at fault. The best way to insure that a cure is not
overlooked is to make it very hard for the physician to give
up.
THE PHYSICIAN IS AN INTERESTED PARTY
Psychological pressures on the physician in caring for
terminally ill patients conspire against his impartiality.
The physician suffers wheni the patient doesn't get welll
and his suffering ends when the patient. dies. It's hard! to
appreciate how difficult it is to attempt to supportl a dying
patient day after day with condolence and hope; how
frustrating it is to contemplate monthsof decline, of weary
and anxious relatives, of no treatment working. Physicians
and nurses know the overwhelming sense of relief that
comes when, on hurrying to the patient's room, steeling
yourself to face the ordeal of a patient who is not getting,
better, you learn that death has arrived, unexpectedly, an,
hour earlier. The sense of relief can be so intense that it is
hard to remember that the patient cannot share it.
THE PHYSICIAN'S CONTRACT
Our obligation t'oi assuage the pain of our patients is
sometimes discussed as if it involved an equal obligation to
minimize suffering of relatives, friends, and other onlook-
ers. In~ fact, much of the "suffering"' of terminally ill
patients from nasal oxygen tubes and intravenous drips
exists only in the imagination of shocked relatives, who are
sickened and frightened by unfamiliar procedures and
apparatus. The physician must remember that he has only
one client-the patient. He is the advocate of the patient-
not the family, nor the welfare agency nor the kindly
clergyman, squeamish at the sight'. of tracheostomy.
USELESS TREATMENTS
If we are indeed obligated to do everything we can to
preserve our patients' lives, then we have a special and
balancing obligation to evaluate our expensive methods of
treatment ini impartial, prospective studies; so that
resources will not be unnecessarily squanderedi It should
be clear that wheni life is irretrievable, useless treatments
should not be employed. But a& hoc judgments about the
"quality of life"'should be discouraged as al major factor in
such decisions.
In the best hospitals, the principle that human life itself
has dignity and worth will affect all ofe the actions in every
department. To maintain that attitude is the unique
responsibility of the medical profession. Ln the last analy-
sis, that attitude of the professionimay be as important for
societyy as any miracle t'hat'~ moderni technical medicine can
perform. Death alway s comes at last, despite our best':
efforts: Butl what little we can do carries a message to our
patients and to the world: Human beings are important.
Humanity is to be preserved!
Don't Just Do Something-Stand There!
Thomas L. PettyMD
The apparent transposition of the phrase that titles this
article is not a mistake. It is intended to make the point
that at times, what appears at first to be a medicall
emergency is, in fact, nature's' blessing that should be
allowed to remove the suffering,patient from hopeless and'
intolerable agony. Certainly our skills at respiratory and'
cardiac resuscitation should be deftly applied to individuals
whose vital functions have suddenly failed by accident,
disease, or traumato gain time for the resolution of acute
reversible life-threatening processes affecting the circula-
tory and' respiratory systems. By contrast, there are indi-
viduals for whom t'hese resuscitation techniques onlyy
prolong the dying, process and impose unnecessary suffer-
ing before the inevitable death occurs.
Faced withia patient with sudden cessationlof respirato-
ry and cardiac function, how does one decide whether
intubation, mechanical ventilatory support, and reestab-
lishment of cardiac function with closed chest massage
and/or pharmacologic agents should be instituted? The:
From the Division of Pulmonary Diseases, University of Colorado Medical'
Center, Denver.
Reprint requests to University of Colorado Medical'Center, 4200 E Ninth
Ave, Denver, CO 80262 (Dr Petty).
920 Arch Intern Med-Vol 139, Aug 1979
systematic review of four basic questions provides major
assistance in this important decision. These questions aree
as follows;~ (1i)Do Dknowthepatient's'underly.ingdiseaseprocess and its course and prognosis? (2) Do
I know the
patient's quality of life in the context of his disease
process? (3) Do I have anything more to offer the patient
by resuscitative efforts designed to gain more time?'(4) Do
I wish to gain more time through resuscitative efforts to
resolve these other questions?
The physician and nurse should be able quickly to answer
these questions in order to determine if the patient is best
served by initiating respiratory and cardiac support. If one
is unable to answer the: first two questions ini the affirma=
t'ive, it i's still highly likely that support should be offered
until the answers become clear. One should not fear
making a mistake:in the direction of vigorous support, for
certain patients will be saved to lead meaningful lives oncee
again. If "yes" is the clear answer to the first twoo
questions, and the thir& and fourth are clearly "no," then
the physician, nurse, or allied! health worker should simplyy
stand by and offer whatever comfort~, and assistance they
can to the patient or the family, or both. When thee
patient's life is known to be miserable at best, and when
the patient has indicated no wishi to have his suffering
extended by technological means-in short,, when there is
03'75016'7
Don1t Just Do Something-Petty
0

C
nothing to be gained by the additional hours, days, or
weeks one might achieve byy supporting respiration and'
circulation-then intervention such as trachealI intubation,
mechanical assistance, and! cardiopulmonary support
should be set aside on behalf of the patient. Classic
examples of these situations might include patients with
advanced disabling emphysema with no hopes for recovery
from respiratory failure or patients with uncontrolled
metastatic carcinoma in whom respiratory failure devel-
ops. There are many other similar clinical situations, of
course.
It should be clear byy now that all patients do not have to
die while being assisted by ventiltttors or in intensive care
units with their circulation supported artificially. After all,
our job as physicians and health workers is to serve the
patient, and not one or another of their failing organ
systems, in a desperate attempt to extend physiologicall
life. Withholding of supportive measures in certaini highly
selected instances will prevent tragedies in which patients
hover for extended periods between life and death, with alll
of the attendant social, economic, legal, and psychological
implications that such cases raise. Fortunately, the legal
profession and the clergy alike realize that! the decision to
support life or not requires skillful medical judgmentand
ini the final analysis, should be a contract between the
phy,sician, and the patient he or she serves:
r
