Lorillard
Statement of Robert Casad Hockett
Fields
- Author
- Hockett, R.C.
- Type
- SPCH, SPEECH/PRESENTATION
- Alias
- 03613499/03613508
- Area
- LEGAL DEPT FILE ROOM
- Site
- N14
- Request
- R1-004
- R1-039
- R1-041
- R1-104
- R1-129
- R1-039
- Named Person
- Adler
- Rosenblatt, M.B.
- Warren, S.
- Rosenblatt, M.B.
- Date Loaded
- 05 Jun 1998
- Named Organization
- Ctr, Council for Tobacco Research
- TIRC, Tobacco Industry Research Comm
- Litigation
- Stmn/Produced
- Master ID
- 03613129/3672
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S T A T E\1 E N T
0 F
R 0' B*E R T C A S A D H 0 C K E T T
I aim Research Diirector of Thie Council for Tobacco-
Research -- U.S.A., Inc. I have been employed by the council
and i ts predecessor, the Tobacco Iniduistry: Research! C'ommittee, since 1975, 'first as Associate
Scientific Director, then A:ting
Scientific D'irector, and in my present capacity. My Curriculum
Vitaei i s attached~.
In, my opinion, the propose& amendment to the Federal
Cigarette~ Labeling and! Advertising Act will cause justifiable
consternation among many e arnest and able investigators o f can-
cer, heart d'isealses and emphysema at the experimental and clini-
cal ca1 levels. These scientists labor in the hope of clarifying
th e etiology an d pathogeni c step s aind stage s in th e: development
of these d'isorders with a view to preventing or delaying, -their
clinical appeairance. Contrary to the "findings"' in the bill,
however, th,e cause or causes of these diseases have not 'been
scientifilcally established, and much work remains to be done.,
Sta~tistical Ass~ociation~
The c laims a g,ainst s moking a re b ased largely oni epide-
miologic studies. Positive statistical associaltion, hokeveT,, --
as epidemiologists are: aware -- does not mean causztion.
.According,ly, these studie s do no t suppo rt th e'°find'ings" i 1 the
. O
~
V.
W
~
. ~
~D'

proposed amendment.
Students of logic have 1ong recogni:zed that a n:ega,tive
statistical association between an event and a putative cause
may be conclusive. Thus when it was suggzsted that some hair
dyes maight produce cancers in women, a, study of 5,,000 beauti-
cians who had been e xp osed to such d'yes for twenty years s howed
that these persons had not experienced any excess of cancer.,
This negative correlation appears quite conclusive withl respect
to dyes that ha:ve long been in use:., Similarly a concern, regard-
ing the SV-40 v,irus,, which causes bladder cancer in monkeys and
-was found to be present in some polio vaccines, was considered
resolv:ed, wh~en no, h igher cancer rate was found in the vaccinated
humans thani in the unvaccinated ones.
On the other hand,, a, positive statistical association
- between an exposure and a disease condition is well known to be
only evidence of some sort of a relationship, the nature a of
which remains to be discovered. For example there is a statis-
tical association of severe overweight in women with high~~er
uterine- and ovarian cancer rates and in men, of highier
colon-rectum and prostatic cancer. In, the same category is the
positiv:e correlation between early marriage (or sexual activity).
of women and eventual cancer of the cervix., Such positive
associations only indicate a need for other kinds of investiga-
tion in order to elucidate the:nature of the relationship.

Still more s triking i s the r eported epi3eTio logicali
finding that men and womlen who averalge seven hours of sleep per
night have 1 ower d!eath r ates f rom c oronary h eart d i~~sease than
those getting either more or less sleep. Those getting lesss
than f ive h ours h ad v ery h igh d eathir ates ainde those s leeping t en
hour s o r mor e pe r n ight h~a d hi'ghe r tha n averag e rates ..
I h ave pr eviousl y p o inted o ut thlalt m erely changing the
hours in b.ed of the short-term or long-term sleepers to seven
per night, w~ould be unlikelytochangethispActurera~dically.,'
More likely the amount of' "useful sleep" that an individual cann
achieve i s a reflection of a psychophysiological diath,esis that
may be the basis of the difference and which may or may not be
alterabSe . Studde s shiow~ that many persons are able to achieve
"'usefull and~ effective sleep" in a relatively short period..
Others may have difficulty in getting to sleep or sleeping rest-
fully on account of psychologicall tensions or emotional prob-
..
Lems. Whether such persons can be treated to reduce such, ten-
sions is a question many investigators are attempting. to
attack.' Surveys have: shown that.many smokers testify to the
feeling, that smoking cigarettes helps to arouse them when they
are drowsy but to relax them when they are tense. Confirmation
cf these contradictory impressions by objective pharmalcologicall
method!s h as b een &iff icult, b ut s tudie s o f, e1ectro-encephalo-
grams have clailmed correlations between certain types of brain
waves and psychological characteristics of the subject. Some.
a3ss3s01

CC
sub jects c an l earn t o pr oduce various t ypes o f b raiin waves
(electro-encephal'ograms) at will. Others have difficuilty in
prodiucing the types reputed'~ to reflect inner repose. Smoking
has been claimed' to promote this kind of tranq,uiility but thie
evidence so fa!r is widely regarded as "soft". The discovery of'
centrally active small peptides (endorphlins, encephailins and'
related substances) may eventually provide an answer to, these
q,uestions.
Lung Cancer Diagnosis
In 1912, a book by Adler called attention to the
occurrence of primary carcinoma in the lung and apparently
createdi the impression that this disease was a new development
whos e caus e mus t b e sought. By co ihc idenc e thi s boo k appeare d
near the t ime when d evelopment o f the b lended c igarette in the
United! States was stimulating a vast expansion of cigarette use
in this country, which wals further stimulated by the social
cond'itions brought about by World War I. Thus, a basis~ was laid
for the claim promulgated a few years later that an '''epidemic"
of lung carcinoma had been engendered by cigarette smoking..
Meanwhile, h owever,, the 1 ate Dr. Milton B. Rosenbla tt
had'made a very intensive and extensi~ve study of lung, cancer as
described in the medical literature, mostl'v European, of the
nineteenth century where the art and science of pathology was
d'eveloped and practiced r elatively e arly. Th e appl'icati on o r
.
03613502
-4

C
post-mortem e xaminations f or c aluse o f' death was made q uite
routinely ini some central European hospitals long before it
became prevalent in other aireas. Carcinomal of the lung was
recogniized,, post mortem, in a great many cases where it had been
missed altogethier in clincial pre-mortem diagnoses. In fact, it
was missed clinically as often als 90-95% of 'the time. In
hospitals where post mortem h istological diagnosis w~as practiced
reg,ularly, carcinoma of the lung constituted a proportion of
total male cancers s imila'r to or greater than that reported,
today. Yet in that era cigairettes were practically unknown.
In retrospect, it is not strange that lung cancer was
missed in clinical diagnosis. Tuberculosis~ was common as a
sourceoftbleedi ngf'rom t hel ung: and &eathf rom, pneumoniag,enerally occurred in the lung
carcinomia patient so that cancer
was not s uspected.
As betterr clinical d!iagnostic miethods came into use,.
such as rad'iography, bronchoscopy, exfoliative cytology,
exploratory thoracotomy and' others, the gap between clinical
diagnoses and post-mortemi discovery of lung, cancer was closed
gradually over several decades. The introduction olf antibioticss
eventually played a role also since a pneumonia might be
r es olved,, e xpos ing a c arc i'noma t o d i scovery.
In the United States, this European work was apparently
little known. The dogma, was that all lung, cancer miust be
metastatic so that the -primary lesion must be found i f the
03613503
-s-

origin, of: the neoplasm was to be knoun. Koreover, post mortem
examination was mu!ch less frequently made than in Durope.
A1 though h istological e xamination o f' cancer tissue by
an experienced paithologist still provides, thie most reliable
diag,nosis available, the developnent of clinical methods that
are quicker and easier apparently discouraged the application of'
painstaking post-mortem s tudy in this country, and hias promoted
th e genera 1 us e o f les s reliabl e cliniea l methods .
The lung is a frequent target for metastases from other
organs. Dr . Shield s Wa rre n reporte d tha t abou t one-thi rd' o f al l
cancers arising, in other regions of the blody, eventually
mietaistasize to the lung,, often at a early stage. Dr. Rosenblatt
thought it very unlikely that such metastatic cancer present in
the lung but not originated there was "Icaused"' by tobaccoo
smoke.ii'efelti tlog,icaI to: exclud'emetasttat ic c'ancerin thee
lung, from any statistical study of correlaition with smoking,.
But the dlistinction bletween primary and metastatic cancers in,
the lung is not always easy and a distinction is no longer
require'd on death certificates or attempted in statistical
records. While the distinction appears to be very i~mportant for
the s tudy o f caus ative f'actors and etiolo~gy the necessary data
are not easily avalilable.
Nevertheless in a careful r eview o f c ontemporary d'eath
certificates and hospital records in a few individual hospitals,
Rosenblatt f'ound considerable clinical over-diagniosis of lung
03613504

trie3 also to show why dogmatic positions are inappropr.iate and
restrictive in the present state of knovIedge.

C
a material to which human smo:cers are exposed. Many chemical
stud'ies have shown that there are quallitative,, as well as
quantitative differences bie.tween 1alboratory condensate aind fresh
smoke to which humans are exposed.
Nevertheless, researchers blegan painting such tobacco-
smoke cond!ensate on the backs of mice,, generally dissolved in
some solvent. After persistent trealtment over a long period
with, enormous doises, neoplasms did appear on the skins of thiese
mice. Th is method o f' te sting was s eized upon, by numerous o1ther
investigaltors with many variations of technique,, dilfferent
species and strains of' an, imals and varying results. S'ome of
these experiments were not reproducible. Chemists fractionated
the tars and by the proliferating techniques of' chromatography
iidentifiedliterally thousands of chemical components of
cigarette smoke condensate with a high degree of reliability.
Probably no other complex mixture in the human environment has
e ver b een s o t horoughly a nalyzed.
I was critical of this development from the start.
"'typicai"' human smoker draws a puff of air through his
cigarette. This ge erates al cloud of smoke that enters his
mouth within a fraction of a second following f'ormaition remains
in h is o ral c avity f or ainother f r action o f a s econd and then i s.
drawn into the lunig dilvted with five to ten volumes of air.
During this short interval, rapid physical and chenical
changes are taking, place. The tiny liquid droplets tha t
03613506

C
constitute the b1ue cloud are growing in size by coalescence,
which influences deposition in the lung. Numerous compounds in
the aerosol aire polymerizing, interacting, combining, breaking
down,, and otherwise changing,. If such a mixture enters a cold
trap, the most readily condensed substances wil be deposited as-
a thick liquid but other phases of the smoke escape into the air.
Th is s i tuation c omplicates thie d esign o f d~evices f or -
exposing animals to inhalation of smoke comparable in physicall
and chenical properties to that inhaled by human smokers. The
best we can do is to design devices that will produce the smoke
mechanically under conditio s approximating those attained' by
humans an d ge t i t t o th e animal " s lung a t a comparabl e ag,e and
in monitoired dosages.
These considerations led me to characterize the skin-
paintin g o f mic e wi th cigarett e smok e condensat e a s applying thie
"wrong material in the wrong, f'orm, in the wrong dosage,, to thie
wrong tissue o f thie wrong animal." I stiT 1 hol d thie same view.
To the best of my knowledge, to date no one hias pro-
duced the type of lung cancer that is associated wit'a, human
smoking by exposing experimental animals to inhalation of fresh,
whole smoke. The considerrations, experiences, trials, tests and
findings of twenty-eight years that have been described in
extrem e brevi ty wi ll , I hope , mak e i t clea r why Thie Counci l i s
now emphasizing studjr of the "'constitutional!l'! diseases as such
on a basic level with the hielp olf new researchi tools. I have
103613507'

carcinoma in patients who were known to be cigarette smokers.
Simila r findings have been made by Feinste in.
Ani,nal Ext)eriments
When the f irst 1 arge-s cale epidemiological s tudies of
the association between cigarette sanaking and lung carcinoma
were described publicly in the mid-f ifties, a, number of
investigators undertook to expose many different speciI es of
animals, i ncluding m ice,, r aits, hamsters a nd h ens, t o c igarette
smoke: inhalation. N'.one of these early inhalation studies
produced lung carcinomas. The 1958 Annual Report of the British
Empire Cancer Campaign referred to these experiments as adding
up to a "striking negative r esult."
Thie first wave of smoke inhallation studies .was so
unproductive of results that o1ther methods were sought. It was
recalled that the black tar ac um ulate d as a by-product from
destructive distillation of coal h ad b een shown to produce skin
cancers when painted on mice andi rabbits. Accordingly,
researchers b ega~n applying to ba=o smoke condensate on the: backs
of mice. Condensate was obtained! by puffing cigarettes
mechanically and p assing the smoke into a cold trap where it was
condensed into a dairk-colored viiscous liquid. Though this is
not"'tar'''asd'!efined in the~d4ictionalry and does not bear any
close resemblance to coal tar, the terml persists.
It must be pointed out that, contrary to popular
bielief , tobacco smoke: condensat e-- or ta,r"' -- is not actually:
03613505
7
