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Disease Prevention and Health Promotion Act of 780000 Subcommittee on Health and Slientific Research of the Committee on Human Resources United States Senate S. 3115
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DISEASE PREVENTION AND HEALTH PROMOTION ACT
OF 1978
HEARIN GS
BEFORE THE
SUBCQMMITTEE' ON ~
HEALTH AND SCIENTIFIC RESEARCH
OF THE
COMMITTEE ON HUMAN RES'OURCES
UNITED STATES SEI ATE
NINETY-FIFTH CONGRESS
SECOND SESSIOAT.
ON
S. 3115
TO ESTABLISH A COMPREHENSIVE DISEASE PREVENTION AND
HEALTH PROMOTION PROGRAM INI THE UNITED STATES
AND RELATED BILLS
MAY 25 ; JUNE 7 AND 9, 1978
Printed for the use of the Committee on Human Resources
U.S. GOVERNIVIE\T' PRI\TING OFFICE'
30-536 WASHINGTON : 1978

2
FORMULA GRANTS FOR PREVENTIVE HEALTH SERVICES
SEC. 102. Effective October 1, 1979, title III is amended
3 byy adding after section 314 the following new section and
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5
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7
heading thereto:
"FORbtULA GRANTS TO STATES FOR PREVENTIVE HEALTH
SERVICES
SEC. 315. (a) The Secretary shall make grants to
s' States to assist them in planning for and in~ meeting the
9 oosts of providing (through such States and through grants
10 or contracts or both with public health authorities of political
11 subdivisions~ of the Stat'es, other public entities, or private
12 entities ) preventive health services.
13 "(b) No grant shall be made under subsection (a)
14 unless an application therefor has been submitted to, and
15 approved by, the Secretary. Such an application shall be in
16 such form and be submitted in such manner as the Secretary
17 shall by regulation prescribe and shall provide (other than
18 in an application for a planning grant) -
19 "(1) for a detailed plan of' a program designed to
20 reduce, through the primary or secondary prevention of
21 causative conditions, the mortality rates for one or more
22 of the five leading causes of' death in the State;
23 "(2) the amount of Federal, State, and other funds
24 obiigated by the State in its latest annuaL accounting

(
Text of :
S. 3115------------------
S. 3116------------------
S. 3118-----------------
CHRONOIA
COMMITTEE ON HUMAN RESOURCES
HARRISON A. WILLIAMS, Js., New Jersey, Chairman
JENNINGS RANDOLPH, West~ Virginia JACOB K. JAVITS, New York
CLAIBORNE PELL, Rhode Island RICHARD S. SCHWEIKER, Pennsylvania
EDWARD 1L KENNEDY, Massachusetts ROBERT T. STAFFORD,, Vermont'
GAYLORD'NELSON, Wisconsin ORRIN G. HATCH, Utah
THOMAS F. EAGLETON, Missouri JOHN II. CIIAFEE, Rhode Island
ALAN CRANSTON, California S. I. HAYAKAWA, California
WILLIAM D. HATHAWAY, Maine
DONALD W. RIEGLE, JR., Michigan
STEPHEN J... PARADISE, c3eneraL. CounselandStagDirector
MARJORIE M. WHITTAKER, Chier, Clerk
DON A.. ZIMMERMAN, MinorityCounael
GaEaoRY Fusco, Minority Staff Director
SUBCOMMITTEE ON HEALTH AND SCIENTIFIC! RESEARCH
EDWARD M. KENNEDY, Massachusetts, Chairman
CLAIBORNE' PELL, Rhode Island RICHARD S., SCHWEIKER, Pennsylvania
GAYLORD NELSON; Wisconsin JACOB K. JAVITS, New York
WILLIAM D: HATHAWAY,,bfaine JOHN H. CH'AFEE, Rhode Island
HARRISON A. WILLIAMS, JR., New Jersey
(ex o8'icio)
LAWRENCE HOROWITZ,. ProJesaionalStaff Member
DAVID WINSTON, Minority Counsel
Ford, Hon. Wendell H., a U.S.
Foege, William H.,, M.D., Dirt
Kretchmer, M.D., Director,
Human Development ; and
and Health, Department of!
«'olfe, Theresa and Moira I
O'Malley, Mark Adams, an,~
School, and James Valeo, Be
Evans, Richard I., Ph. D., prof~
Houston, Tex., accompanied
Public Communications Cent
president~, Green Dolmatch ALeffall, Lasalle D.,, Jr., M.D.,
accompanied by Donal& Youl
ciety, and former medical dir
M. Daugherty, Jr., M.D., Ph,
American Heart Association ;
chief counsel, Action on Smo,
AIcGinnis, Michael, \LD., Deput:
Health Initiatives, aecompan
Cisntrol'; and Taylor Quinn,
:ldministration -------------
I'ielding; Dr. Jonathan E., comi
of JPassachusetts___-__-____-
Steen, Lowell H., M.D., repres(
accompanied by Harry N. Pe
American Aiedical Associatiol
Arno)d! Dr. Charles B., presid
Medicine -------------------
Lazar, Dr. J. Brett, health office
representing the National A~
Pulilic Health Association___
1'.Irquhar, Dr. John W., profess(
of Medirine_________________
Manoff, Richard K., chairman,
-1Ianoff rnternational, Inc____
Hanneman, Gerhardi J., associat
Schooli of Communications, U

1
2
3
4
5
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7
8
19
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21
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24
6
3
period for the provision~ of eachi program described in
paragraph (1); a description of the preventive health
services provided'by Ghe State in each such program.in
such period; the amount of Federal funds needed by the
State to continue providing such services in each such
program, if the State proposes changes in the provision
of the: services in any such program, the priorities of
such proposed changes; the reasons for such changes;
and, the amount of Federal' funds needed by the Statee
to make such changes;
(3) for, at the option of' the State, a detailed' plan
of a program designed to reduce, through the primary
or secondary prevention of causative conditions, the bur-
den of illness associated with~ the five leading causes of
morbidity in the State ;.
"'(4) the amount of Federal, State, and other funds
obligated by the State in its, latest annual accounting,
period' for the provision of each program described in
paragraph (3) ; a, d'escriptioit of the: preventive health
services provided by the State in each su& program in
such period; the: amount of Federal funds needed by the
State to continue providing such services in each such
program; if the State proposes changes in the provision
of the services in any such program, the priorities of such
1
2
3
5
6
7
8
9
10
11
12
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14
proposed change:
amount of F'edei
such changes;
" (5) that t
and (3) -
ta (A) ~,
tion prograj
cable, all re
"(B) r
program or
particular a:
/( (C) ,
relevant rai
of'morbidit,
15 " (D).
16 reduction i~
17: where app,
18
«(E)
19 tions com?
20~
22
shall incluc
how the cc
tronic med~
poses of th(
"(F).

8
I
2
3
5
tity in the~ State that will be responsible for ac-
complishing through contracts with privateentities~
and other means the requirements of paragraph
4 (E) ; and
5
6
7
"(G) shall contain such other information as
the Secretary may by regulation prescribe;
"(6) for assurances satisfactory to the Secretary
that the preventive health services which will be pro*
vid'ed' withi funds under a grant under subsection (a) will
be provided in a manner consistent with the State health
plan in effect' under section 1524 (e) ;
"'(7')for assurances satisfactory to the Secretary
that the State will provide for such fiscal controll and
fund' accounting procedures as the Secretary by regula-
tion prescribes to assure the proper disbursement of and
accounting for funds received under grants under sub-
section (a) ;
"(8) for assurances satisfactory to the Secretary
that' t.he:State will make such reports (in such form and
containing such information as the Secretary may by
regulation prescribe) as the Secretary may rzasonaltly
require and keep such records and afford such access
thereto as the Secretary may find necessary to assure the
correctness of, and~ to verify, such reports :
c
E
" (9)' for assurancE
that the State will con
imposed by this section,
" ° (10') for such ott
may by regulation presc
"' ( c ) (1) The Secretar}
1
2
3
4
5
6
7
ties undertaken by each St,
under subsection (b) to d,
grams are operating effecti
8
9
10
poses, and if the State comF
with the application. The
11
application submitted undei
tary determines-
"'(A) that the pr
effectively to achieve tl
" (B) that the Str
vid'ed with a prior ap
12
13
14
15
16
17
18 tion ('b ) , an&
19
20
21
"(C) that' he is
ply with the assurant
under consideration.
"'(2) Whenever the
22
23 and opportunity for a heai
24 to funds paid to it under ;
25 the program or program~
3U-36 (1i- -,8 - 2'

VIII
Artieles, publications, et cetera-Continued
Trends in U~rban Mortality in~ Relation to Fluoridation Status, by
Eugene Rogot, A. Richey Sharrett, Dlanning,Feinleib, and Richard R.
Fabsitzlldational Heart, Lung, and Biood Institut'e, Bethesda,1Id., Page
from the American, Journal of Epidemiology, February 1978L------- 484
Two Days in January, an explanation of the 300,000 deatll, statistics,,
from the Tobacco Institute_____________________________________ 278
Communications to :
Blumenthal, Dr. David, staff member, Subcommittee on Health and
Scientific Research, from Wali~am DL Kane, executive director, Asso-
ciation for the Advancement ofHealth Education, Washington, D.C.,
June 15, 1978-------------------------------------------------- 406
Califano, Hon. Joseph A. Jr., Secretary, Department of Health, Educa-
tion, and Welfare, from Michael PertschukChairman, FederaLTrade
Commission, Washington, D.C., May 24; 1978--------------------- 113
Kennedy, Hon. Edivard M., a U.S. Senator from the State of .iias-
sachusetts, from :
Biemiller, Andrew J., direchor, Department of Legislation,
American Federation of Labor and Congress of Industrial pr-
ganizat'ons, June 1, 1978----------------------------------- 405
Kornegay, Horace R., president'4 the Tobacco Institute, Wash-
ington, D.C., July 12, 1978------------------- 239
Soloman, Joel W., Adiuinistrator, General Services Administration,
from Hon. Joseph A. Califano;,Jr.,,Secretarg, Department of Health,
Education, and Welfare, January 7, 1978_________________
Selected tables: --- 11G
Carot'eneAscorbic AcidThiamine, Riboflavin,111iac'n; and Pantothenic
Acid Contents of Selected Canned Foods, by the National Canners
Association -------------------------- --------- 737
DISEASE PREVENTIC
A(
THIIRSE
Si'BCO]r_IIITTEE O,_\ HE=1I:-
OF' TIM C(
The subcommittee met, pur.
sen Senate Office Building, a
nedy (chairman of the subcom
Present: Senators Kennedy
Committee staff present : Da
J.D. majority staff; Davicj
minority.
Senator CtI AF"EE. Ladies an
ing. Senator Kennedy is unal
statement that I will insert in
[The opening statement of
OPF, NING STATEMENT 0
Senator KEV:vEDY. Today tific Research opens hearing:
vention and Health, Promoti
week with the cosponsorship
lation proposes & series of pr,
for the first time in its histor
prevention of disease and tbi
zens. Today's session, focuses ~
to cigarette: smoking,, and p:smoking among our children.
Over the years this subcom
of health issues, but none ha
turbs me more deeply, than th
of parents in this country-
for one t.hing, above all other
cal health will permit them
beinb .
For many American, parer
hopes may never be realized.
disease, but by an epidemic of
From 1968 to 1974, there
of 12 to 14 year old girls wh(

, byy
d R.
J1d., Page
_ 484
ties,
--- 278
and
_sso-
).C.,
---- 406
uca-
-ade
4as-
113
enic
ners
737
DISEASE PREVENTION AND HEALTH PRO'1I0TION
ACT OF 1978
THURSDAY, MAY 25, 19"78
U.S. SE`ATE,
StiBCO-MJCITTEF: ON HE:ILTII A\I) SCIENTIFIC RESE.IRCII
OF THE CobIDiITTEE OY HUMAN RESOURCE3,,
tiVash,ington, D.C.
The subcommittee met, pursuant tocalli, in room, 4'232of the Dirk-sen Senate Office Building, at
10:14 a:m., Senator Edward AI. Ken-
nedy (chairman of the subcommittee) presiding.
Present : Senators Kennedy, Schweiker, an& Chafee:
Committee staff present :David Blumenthal, M. D., Robert Wenger,
.I.D. niajority.staft; David Winston and AIaiyFrances Lowe,
minority.
Senator CHAFEF. Ladies and gentlemen, we will now start our hear-
ing. Senator Kennedy is~ unabieto be here until later on,,but he has a
statement that I will insert in the record at this point.
UThe opening, statement of Senator Kennedy follows :]
OPENTIIrG STATEMENT OF SE\ATOR FiDNVARm M. KE.'v,NEDY
Senator KExxEDY. Today the Subcommittee on Health and Scien-
tific Research opens hearings on S. 3115, the \Tat'~ional Disease Pre-
vention and Health Promotion Act of 1978; which I introduced last
week with the cosponsorship of sev eral of my colleagues. This legis-
lation proposes a series of prob ams which would provide our Nation
for the first time in its history -with a comprehensive strategy for the
prevention of disease and the promotion of health among our citi-
zens. Today's session focuses on the provisions of S. 3115 which relate
to cigarette smoking, and particularly, on provisions for d'eterring
smoking;among our children.
Over the years this subcommittee has heard testimony on hundredss
of health issues, but none has more personal relevance to nae, or dis-
turbs me more deeply, than the topic on which we focus today. liillions
of parents in this country-and I count myself among them-wish
for one thing above a1L others. They hope that their children's physi-
cal health -will permit them to realize their full potential as human
beings.
For many American parents and'formanyof our c'hildreny those hopes may never be realized. They are
endangered not by war or by
disease, but byfln e.pid'emic of'another sort.
From 1968to1'974, there was an eightfold increase in the number
of 12 to 14 year old girls who smoke cigarettes. During that time, the
1!
(1)

ure to
r sub-
it, the
ts will
-retion
tisfied
?ly or
satis-
s dis-
t.
by a
g for
Sep-
'tary,
30:20
State:
ntive
d by
atloll
Sep-
it of
1
2
7
20
21
22
23
24
25
1,1
8
Stat'e and local expenditures for preventive health
services supported by grants under subsection (a)'
within the State in the State's fiscal' year which
ended on or before July 1, 198'1; in the case of' the
fiscal, year ending September 30, 1983, 7~ per
centum of the amount of such, expenditures in the
State's fiscal year which ended on or bef'ore July 1,
1982; and, in the case of the fiscal year ending Sep-
tember 30, 1984, 10 per centum of the amount of
such expenditures in. the State's fiscall year which
ended on or before July 1, 1983; and
"(B) may not be less than the prodnct of $0.50 and
the population of, the State.
"(3) The total, amount of grants received by a State
under subsection (a) to assist'~ States in meeting the costs
of operating the health communications component of their
preventive health services programs for any fiscal year shall
be determined by the Secretary, except that it may not be
less thaa the product of $0.10 and the population of the
State. Notwithstanding paragraphs (1) , (2), and (3) , if
for any fiscal year the amount appropriated for that fiscal
year under subsection (1) is less than the amount needed
to make grants for that fiscal year ini accordance witlu sucIi
paragraphs to all States, the total amount of grants for that
fiscal year for a State: shall not be less~ thani an amount which

9
tor ac-
2ntities
igraph
ion as
retary
e pro-
will
will
health,
retary
4 and
:~gula-
)f and
' sub-
etary
:1 and
y by
ialily
ccess
t'1ie
C
6
1 "(9) for assurances satisfactory totheSecret'ary2 that the State will comply with any other
conditions
g imposed by this section with respect to grants ; and!
4 (10) for such other information as the Secretary
5 may by regulation prescribe.
g "(c) (1) The Secretary shall review annually the activi-
7 ties undertaken by each State with an approved application
8 under subsection (b) to determine if the program or pro-
9 grams are operating effectively to achieve their stated pur-
10 poses, and if the State complied with the assurances provided
11 with the application, The Secretary shall not approve an
12 application submitted under subsection (b)' unless the Secre-
13 tary determines-
14 "(A) that the program or programs are operating,
15 effectively to achieve their state& purposes,
16 "(B) that' the State complied with assurances pro-
17 vided with a prior application submitted; under subsec-
18 tion (b) , and
19 "(C) that he is assured that the State wiII com-
20 ply with the assurances provided with the application
21 under consideration.
22 "(2) Whenever the Secretary, after reasonable notice
23 and opportunity for a hearing to the State, finds wit'h respect
24 to funds paid to it under a grant under subsection (a),, that
25 the program or programs are nit operojZg-*ctivelg to
9©-aa6 0 - 7. N -_
O
W
~
©
Cn
Cj
N

7
lescribed in
itive health
program in
Aed by the
each such
e provision
,riorities of'
i changes;.
. the State
bailed plan
e primary
, the bur-
causes of
:her fun&
ecounting
-cribed in
ti-e health
ogram in
'd bv the
N'h such
r,rovi.ion
~ Of snch
4
1 proposed changes; the reasons for such changes; and the
2 amount of Federal funds need'e& by the State to make
g such changes;
4 "'(5) that the plans described in paragraphs (1).
5 and (3)-
g "' ('A ) shall describe a comprehensive preven-
q tion program which utilizes, to the extent practi-
8
9
10
11
12
13
14
15
16
17
18
19: '
20
ft I'.
cable, all relevant professional disciplines;
"(B) may, at the option of the. State, describe a
program or programs that are targeted toward's a
particular age group ;
"(C) shall set forth quantitatively the current
relevant rates of mortality andy where appropriate,
of morbidity in the State;
"(D) shall set forth the quantitative goals for
reduction in the relevant rates of mortality and,
where appropriate, of morbidity in the State;
"(E) shall have a separate health communica-
tions component in the program or programs: which
shall include, but not be limited to, a description of
how the communications media, inoluding, the elec~
22 tronic media; will be utilized' to effectuate the pur-
23 poses of the programs;
24` '' "'(F) shall identify -a specific" instith.itional en-
