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Laboratory Contributions to the Tobacco Cancer Problem
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- Gray, P.G.
- Higgins, Itt
- Hill, A.B.
- Parr, E.A.
- Wynder, E.
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- Abbott
- Auerbach
- Barach
- Berkowitz
- Berkson
- Bickerman
- Blacklock
- Bock
- Brown
- Buuhoi
- Campbell
- Carpenter
- Clifton
- Cochran
- Cochrane, A.L.
- Cross
- Doll
- Duuren, V.
- Eich
- Englebrethholm
- Essenberg
- Franklin
- Gilbert
- Greene
- Hammer
- Hammond, E.C.
- Higgins
- Hilding
- Hill
- Hoffmann
- Kennaway, E.
- Korteweg
- Lam
- Leese
- Lindsey
- Lorenz
- Lowell
- Medvei
- Mumpower
- Newell
- Ogilvie
- Oldham, P.D.
- Orris
- Oswald
- Palmer
- Passey
- Phillips
- Rockey
- Roffo
- Sugiura
- Thomas
- Tovey
- Whitfield
- Woodhouse
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Vl, BRITISH MEDICAL JOURNAL
tr,t LONDON SATURDAY FEBRUARY 7 1959
LABORATORY CONTRIBUTIONS TO THE TOBACCO-
- CANCER PROBLEM*
BY
.;
ERNST L WYNDER, M.D.
Head, Section of Epidemiology, Division of Preventive Medicine, Sloan-Kettering Institute, New York
; Associate
Professor of Preventive Medicine, Sloan-Kettering Division, Cornell University Medical College, New
York
The sum total of evidence linking smoking to cancer
of the respiratory tract is based upon different types of
evidence: presumptive, epidemiological, pathological,
animal, and chemical. All of the evidence so far
established demonstrates smoking to be a carcinogenic
factor. It is now our task to brin.- the problem posed
by this association to a successful solution. The present
report represents an evaluation of the con:ributions that
laboratory research is making in this field.
The importance of laboratory work is not to prove
that smoking is a cause of cancer in man. Such proof
can only come from human epidemiological investiga-
tion. Laboratory research can, however, contribute
to, and give a logical explanation for, the human
41 findings. Just as an animal experiment cannot disprove
. a
f
agents responsible for the activity in animals are also
responsible for the human activity. In view of the many
similarities established for tumour growth in animals
and man, such an assumption, though it cannot be
proved, stands on a firm foundation.
Most cancer researchers would surely agree that once
a carcinogen has been identified in a given material
suspected to be active for man and proved to be active
for animal tissue, particularly when this is demonstrated
for several species of animals, such an agent should,
if at all possible, be reduced or eliminated from man's
environment. It is along these lines that laboratory
research, as it applies to the tobacco-cancer problem,
has its greatest significance. It is now our purpose to
review the methods followed in respect to this work and
the results already achieved.
that a given factor causes cancer in man because of
possible species differences, so, by itself, an experiment
cannot prove a given agent to be carcinogenic to man.
It is primarily as a corollary to the human findings that
the animal experiment has its significance. The basic
tasks of laboratory research, which are of a biological
and chemical nature, are to identify the specific agents
in a given product that produces cancer and to devise
ways and means whereby such agents can be reduced or
removed. In so doing, we can only assume that the
Methods of Study
J 0
Since the primary purpose of the biological study is
to establish the activity of the agents suspected to be
carcinogenic, the test site is perhaps less important than
*Presented before the Seventh International Cancer Congress
in London, July 11, 1958.
is generally considered. In choosing the test site, one
must be sure not only to use a site which is not too
sensitive to tumour formation, but also to avoid one in
which tumours cannot be produced even with very potent
carcinogens. In general, it would be advantageous to
use the type of tissue similar to the one involved in
man. In view of these considerations, the subcutaneous
tissue of mice would be a less useful site because it does
not yield epithelial tumours and also because it has
been shown to be quite sensitive to a large variety of
substances. On the other hand, the lungs of mice would
not represent a good test organ, since, even upon inhaling
high doses of potent polynuclear hydrocarbons,e'S it
has been difficult to produce lesions in the bronchus in
mice. The skin, on the other hand, is a satisfactory
site not only because of ease of application, but also
because it represents a type of tissue similar to the
epithelial tissue of the respiratory tract.
An important factor when testing a product to which
man is exposed is to test this product under a condition
similar to that under which man is exposed. Thus we
should smoke tobacco in a manner simulating human
smoking habits, and should not distil the tobacco smoke
in a closed container. Another important principle is
that, when testing a substance suspected to be only
weakly carcinogenic, the substance should be applied in
maximum concentration over a maximum period of
time. With these considerations on methodology we
shall review the actual experiments already completed.
BIOLOGICAL DATA
Lung Studies
A number of experiments have been conducted
exposing mice to cigarette smoke. As could be expected
from similar experiments with pure carcinogens, it is
most difficult to produce bronchiogenic lesions in this
manner. The method is particularly difficult with
tobacco smoke because if the concentration of the smoke
is too high animal mortality is too great. Campbell,
and later Essenberg, have succeeded in producing
pulmonary adenomas in susceptible mice by exposing
the animals to varying concentrations of cigarette
smoke.' 16 Lorenz obtained negative results.S2 In a
more recent and detailed study, the Leuchtenbergers
found that there is an increase in hyperplasia, metaplasia,
dysplasia,-and carcinoma in situ when mice are exposed
to cigarette smoke for a relatively short period of time.31
These experiments are of interest because they show
5118

318 FEB. 7, 1959 CONTRIBUTIONS TO TOBACCO-CANCER PROBLEM
Before the chemist could proceed to identify the active'
materials, biological study had to be conducted to
determine the particular components of the total tar in
which the majority of the activity is located. In a
large-scale study, summarized in Fig. 1, we have shown
MEDICAL rOURNAL
the same types of early bronchial changes as demon-
strated by Auerbach and others' 1= 22 in human
lungs.2s Using a more direct approach, Rockey applied
condensed cigarette smoke to the trachea of dogs for
about 11 months, noting severe metaplasia of the
epithelium.a0 Blacklock, injecting tobacco smoke
condensate together with tubercle bacilli into the hilum
of rats, was able to produce two carcinomas in the
eight rats treated in this way.4
Though inhalation studies, therefore, have so far not
produced any actual bronchiogenic carcinomas in the
experimental animal, a result which could not be
expected because of the toxicity of high doses of
tobacco smoke and in view of the fact that this has
been difficult even with high concentrations of
polycyclics, the available evidence has nevertheless
indicated an abnormal reaction of the pulmonary and
bronchial tissue to tobacco smoke and in one instance
the production of carcinoma in this tissue when the
smoke condensate was directly applied.
Skin Studies
There are surprisingly few experiments dealing with
the production of skin cancer in animals upon applica-
tion of tobacco smoke condensate in view of the attention
given to the problem. In fact, until 1953 no study had
been done with condensed tobacco smoke. At that
time we published our first report showing the production
of 44% cancers and 59% papillomas among CAF, mice
which had been painted with a 50% tar-acetone solution
three times a week 45 In 1955 we reported'~ the
production of cancers in two additional strains of mice,
Swiss and C;,. Since this time we have reported positive
results on yet another mouse strain.1e In the meantime,
Hammer and Woodhouse, as well as Passey, reported
their inability to produce skin cancer in mice with
tobacco tar.21 " However, as will be shown subse-
quently, the negative results are not necessarily due to
differences in British and American tobaccos but rather
to the fact that the tar was applied at a subthreshold
level. The fact that tobacco tar is carcinogenic to mouse
skin has since been confirmed by Sugiura, by Bock, by
Orris, and by Engelbreth-Holm.3 15 38 44 -1-heze studies
leave no doubt that tobacco smoke condensate is
CIGARETTE TAR FRACT/ONAT/ON- RELAT/VE BIOLOG/CAL ACT/V/TY
WHOLE TAR 1009.
++++
MlCI2INSOL. 14g. MBCI2 SOL. 86g.
+ I
H2504
ACIO + NEUTRAL
60g.
++++
Na2co3
Bunsa
BASIC TAR
149.
NICOTINE FREE BASIC
6.29.
+
NEUTRAL TAR ACIDIC TAR
439. 12g
+++ +
1
I l HEXANE CARBON TET. BENZENE ETHYL METHANOL PYRIDlnE
ACETATE
6.0g. - 1.7g. 6.0g. 21.Sg. 6.2g. 1.0g.
+ ++++
FIG. 1.-The plus sign indicates relative values of carcinogenic
activity.
c
ma
a
r
that the majority of the active fractions of tobacco
smoke condensate are in the fraction which is eluted
with carbon tetrachloride from the neutral tar 49 This
fraction, representing only 1.7% of the totall tar,
produces 100% cancer in animals when applied in 10%
concentration. We did observe some activity in other
fractions. However, it cannot be said whether this is
a result of independent carcinogenic substances or
whether it is the consequence of unsatisfactory chemical
separation. Present data suggest that in the basic
portion of the tar, where polynuclear substances are not
thought to remain, there are at least cocarcinogenic
elements.49 This is believed to be the case not only
because of the high hyperplastic reaction obtained with
this material, but also because it increased the tumour
yield when added to the neutral tar. However, we
ennclnrle at thi
ti
th
t th
.
d
r
0
4.

a
u
?~ 4
<
t
d
~-r
I
FEB. 7, 1959
CONTRIBUTIONS TO TOBACCO-CANCER PROBLEM Ba<Ttsp 319
.YDtC:AL )oURNAL
thrysene,S3 311 3: 4: 9: 10-dibenzpyrene,a' and 3:4: 8: 9-
dibenzpyrene.33 14 The last-named has also been tested
by Buu-Hoi, but has relatively little biological activity
for the skin.25 Recently, Hoffmann, and also Van
Duuren, have identified 3:4-benzfluoranthene, which we
have proved to be carcinogenic to mouse skin." as
Additional higher aromatic polycyclics identified but not
yet tested for carcinogenic activity include benz(mno)-
fluoranthene, 10:11-benzfluoranthene, and 11:12-benz-
fluoranthene.=3 as
Chemical work done at present in our laboratory is
directed toward determining additional polycyclics in the
various tobacco fractions found to be carcinogenic. In
Table I, as most recently completed by Dr. Hoffmann,
TABLE I
Polycyclic Hydrocarbons
3:4-Benzpyrene
t:2:5:C.Dibenzanthracene . .
3:4-Benzfluoranthene
10:11-
1:2-Benzpyrene
1:12-Benzperylene .. .. ..
1:2-Benzanthracene . . .. ..
Chrysene
Alkylchrysene
Fluoranthene.. .. .. ..
Alkylfluoranthene .. .. ..
Pyrene
Alkylpyrene ..
Perylene
It:12-Benzfluoranthene
Benzo(mno)fluoranthene ..
2:3-Benzfluorene ..
Anthracene . .. .. ..
Phenanthrene
~ p.p.m. Fraction B
0.57 . 10°
024 . 10'
0055 . 10=
0-18 . 102
0055 . 10s
0.09 . 10°
1-1 +. 102
0-55 . 102
0.93 , 102
+
4 0 . 10s
16 . 101
003 . 10=
01 . 10'
+
+
+
p.p.m. Fraction C
1 14 . 10'
0-01 . 106
073 . 10s
0 08 . 10s
+
0 99 . 10'
+
+
+
0.1 . 105
Fraction B is the carbon tetrachloride eluate of the neutral tar (see Fig. 1).
Fraction C is biologically the most active fraction of the 880° C. pyrolysate
of a hot hexane extract of cigarette tobacco.
we show the identification of higher aromatics
present in the carbon tetrachloride fraction of the
neutral tar. Even though at present we may still
not have identified all of the polycyclics responsible for
the total activity of this fraction, the activity of this
fraction is largely due to polycyclics. There obviously
remain other polycyclics still to be identified, a project
which may be of greater academic than practical
importance, since it may be assumed that polycyclics are
produced in the same manner. These tables also show
the identification of polycyclics in Fraction C, representing
one of the ten subfractions of the 880° C. pyrolysate of
hexane extracted tobacco which, in 0.01 %'concentration,
proved to be biologically active.s' It is of interest that,
even though a whole range of polycyclics was identified
in the 880° C. pyrolysate (Table II), only Fraction C in
a 0.01 % concentration proved to be biologically quite
active, while Fraction B had very minor activity. This
TABLE IL-Polycyclic Compositiort of 880° C. Pyrolysate of Hot
Hexane Extract of Cigarette Tobacco Determined Spectro-
photometrically
Pyrolysate
Fraction
A Mixtureofaliphatic hydrocarbons, naphthalene, mono-substituted
aromatics (yellow oil), phenanthrene, 4-methylpyrene, anthraceno,
pyrene, fluoranthene, and a mixture of unknowns.
B Unknown (alkyl anthracene), 1:2-cyclopentanophenanthrena,
1:2-benzanthracene, chrysene, acenaphthylene (trace of 3:4-
benzpyrene).
C Perylene, 1:2-benzpyrene, 3:4-benzpyrene, 1:12.benzperylene
(total in Fractions C and D), and other polycyclics (Tal:1e I).
D 1:12-Benzperylene and other polycyclics.
E 1:2:3:4-Dibenzpyrene,3:4:8:9-dibenzpyrene,3:4:9:10-dibertzpy-
rene, and other polycyclics.
F 1:2:7:8-Dibenznaphthacene,2':3'-naphtho-3:4-pyrene,coronene,
and other polycyclics.
G Coronene, 1: 2:5:6-dibenzanthracene, and other polycyclics.
H Unknown, 3:4-benzpyrene derivative and other polycyclics.
I A mixture of several unknown polycyclic compounds.
would suggest that the majority of the carcinogenic
polycyclics present in tobacco tar chromatograph in the
region of benzpyrene.
The identification of 3:4 benzfluoranthene as an
active carcinogen represents a case in point. Additional
work in which Dr. Hoffmann is engaged concerns studies
with radioactive benzpyrene and 1:2:5:6-dibenz-
anthracene, and is designed to determine the effectiveness
of our chemical separation schemes in removing. the
benzpyrene present in the total tar in the final solutions.
Though the higher polynuclear substances are the only
carcinogens present in tobacco, they are the major
carcinogenic components, and may be regarded as a
standard olt which to predict the carcinogenic activity
of any type of tobacco smoke condensate.
Preventive Approaches
Having determined the major tobacco carcinogens,
it now remains to be considered how the carcinogenic
activity of tobacco smoke could be most effectively
reduced.
Dose-Response Studies
In view of the established principle of carcinogenesis
that the higher the dose the greater, up to a given point,
the tumour yield, it became pertinent to establish this
factor for the ex-
perimental animal.'0
In Figs. 2 and 3 we
summarize the data
in this respect. They
indicate that there is
a minimum as well
as an optimum level
at which tobacco
smoke condensate
produces cancer in
t h e experimental
animal, and that the
minimum level is
about one-third of
the optimum level.
so
70
60
0
sa ll l~
:o
,e J
0 1
GMS 2 3 4 5 8 7 e 9 ro
CIGORETrE TAR E[PoSVRE IGYS I/r.pVSE/rR
GROURSID< II ffiYID ID IIII ¢IIZ
FtG. 2.-Percentage of papillomas by
18 months.
50r-
40
30
20
lo ~1 1
0
GMS 2 3 4 5 6 7 8 9 10
CIGARETTE TAR EXPOSURE (GMS.) /MOUSE/YR
GROUPS YII 27 >?BYYI III 1g%11 IIZI %
' Fl:a. 3.-Percentage of cancers by 18 months.
These studies are of academic importance in that they
demonstrate the reasons why certain investigators may
have been unable to produce tumours with tobacco
products. More important, they are of practical
significance in that they show that if tar exposure is
reduced below a certain point the rate of tumour
formation, at least in the experimental animal, is

320 FEB. 7, 1959 CONTRIBUTIONS TO TOBACCO-CANCER PROBLEM
greatly reduced. In this respect they are similar to
the epidemiological studies which show the same
relationship. In view of these conclusions it becomes
of obvious practical importance to determine ways by
which the tar content of the tobacco smoke condensate
can be reduced.
Tobacco Types
Considering the possibility that various tobacco types
might differ in the production of carcinogenic substances,
we undertook a study of cigarettes made of pure Burley,
Maryland, Turkish, and Virginia tobaccos.'= The results
of these studies are summarized in Fig. 4, and indicate
0
.o
!D
0
L T
EURLEY
G °pF
Bwiss
MARYLAND TURRISM VIRGINIA
TYPE OF TOBACCO
FIG. 4.-Percentage of cancers at 18
months, with different types of
tobacco.
no significant varia-
tion in carcinogenic
activity, even though
there are obvious
variations in nico-
tine content a n d
thus in the base-
f r e e fractions of
these tars. T h e s e
comparisons could
be made only for
the base-free portion
of the tars, since the
nicotine content of
the Burley tobacco
is too high for biological testing. We conclude at the
present time that tobacco selection, though it can greatly
influence the nicotine content and certainly can also
influence the total tar content of the condensate, will
not significantly influence the carcinogenic activity of
the tar on a gramme-to-gramme basis.
Filter Cigarettes
In view of the points emphasized by the dose-response
studies, we were interested in conducting studies with
filter cigarettes. As summarized in Fig. 5,'1 these studies
. indicate that on a
to
UR U.IiRIr,C R,qu~a,
UN Un1~it,r,E F nq
fR F~R,rta Requ~ar
FR.F.Rw,O F~q
O C1F
SwisS
gramme - to-gramme
basis the carcino-
genic activity of tar
obtained from filter
cigarettes is similar
to that of unfiltered
} cigarettes. Therefore
it, is established that
° a mechanical filter
URI UvII UKa FRI FFIa FRI FN$ FKII
TYPE OF CIGARETTE
cannot selectively
FIG. 5.-Percentage of cancers at 18 remove the carcino-
months, with different types of
cigarette. genic materials from
tobacco smoke,
which, knowing the physical make-up of tobacco smoke,
could have been predicted. A filter thus serves its
purpose not becau'se it removes certain components of
tobacco tar selectively, but because it can lower the total
tar content of the smoke. Any filter which does not
fulfil this requirement is not useful. In the past some
tobacco manufacturers, while employing a fairly efficient
filter, used high tar-yielding tobaccos. Such smoking
products are misleading to the consumer. Tar reduction
can be most effectively achieved by a combination of
efficient filtration and proper tobacco selection.
Data recently reported showing the tar content of
filtered and unfiltered cigarettes as currently smoked in
the United States indicate that to-day there is a
cognizance of this principle by at least some of the
tobacco manufacturers, in this country.36 As indicated
BRmsa
MEDICAL IOURNAL
TABLE Itt
1957 I 1958
Change
Tar content in mg. ojsome 85-mm. filter rigarettes'
Filter A.. .. 32 6 29-1
B . .. I 304 17 9
C .. .. .. 30-2 277
D .. .. .. 385 249
E .. 36-3 17-7
F(70 mm.) 256 15.1
Tar content in mg. ojsome 73-mm. regular cigarettes
Brand A .. .. .. 31-0 28-7
B .. .. .. 31 5 286
C .. .. 32-7 30.6
D .. .. .. 353 289
E .. 30-9 224
F (85 mm.) .. 386 371
-48%
-35%
-5l%
-41%
-7%
-9%
-~g j
-41%
-4%
t Foster D. Snell.xa
in Table III, a marked reduction in some of the major
cigarette brands in the United States has taken place.
This movement is to be encouraged, and it is hoped
that before long all of the tobacco manufacturers in
the United States and elsewhere will follow suit. While
such a move will not prevent a smoker from developing
lung cancer, present evidence indicates that it will reduce
his chances of developing this disease.
Pyrolysis Studies
In biological experiments we have shown that an
extract of tobacco is only weakly carcinogenic compared
with tobacco smoke condensate.'B There is present
in unburned tobacco a very small amount of some higher
aromatic polycyclics which are apparently formed during
the curing process.10 17 16 However, it is clear that the
majority of the higher polynuclear substances are formed
during the combustion processes of tobacco.
We have set out to undertake a series of studies to
determine the temperature ranges at which the majority
of the carcinogens are formed. We have pyrolysed
hot-hexane-extracted tobacco at temperatures ranging
from 880° C. to 560° C. and found that the formation
of carcinogens is related to the burning temperature.
It does not appear
to be so m u c h
related to the pre-
sence or absence of
oxygen, since the
activity of the 880°
C. pyrolysate in
nitrogen and with
t h e addition of
oxygen was similar.
However, we found
that when the
temperature w a s
reduced below 700°
C. the biological
activity was greatly
reduced (Fig. 6).53
eo
60
50
40
30
20
10
0
FIG. 6.-Tumour formation in mice
upon application of pyrolysis products
of hexane extract of tobacco obtained
We were interested at different temperatures.
in investigating this
problem from a number of different aspects. We
smoked cigarettes with a high and a low puff volume in
an effort to determine whether this would alter the
carcinogenic activity. In view of the fact that maximum
temperatures reached in these cigarettes are quite similar,
884° C. ± 30° C., we did not expect a variation in
activity, and, indeed, none was found.'- It is of interest
in this respect that the cigarettes smoked with a high puff
volume yielded more tar. However, all our experiments
are based upon a gramme-to-gramme comparison. We
1
0
11
If
. ~
>1
I
I
r

>
M
0
s
w
1
FEB. 7, 1959
CONTRIBUTIONS TO TOBACCO-CANCER PROBLEM BArmH 321
MEDICAL IOURNAL
also set out to test whether cigarettes smoked halfway or
to the butt end would show different activity, since
repyrolysis of condensed tar might produce more
carcinogenic material. However, the results again
showed a similarity in biological activity even though
the tar yield of cigarettes smoked to the very butt
end is obviously greater than of those smoked halfway
down.53
Finally, we have studied the comparative activity of
cigar, pipe, and cigarette tars. We found cigar and
pipe tar somewhat more active, which, we believe, is
due to the fact that cigar and particularly pipe tobacco
burns at a high level for a longer period of time than
does cigarette tobacco, even though the maximum
temperature of cigarettes is higher than that of pipes.
These temperature studies have been reported in detail
by Touey and Mumpower, and are summarized in
Fig 7.28 °' In burning at a high temperature for a longer
rany..'CC
iooo
foo
f00
roo
mo
_ A Cqanrres
ah"
hyu
U
these observations it would be most difficult to remove
any given substance from tobacco in the absence of
which no polycyclics could be formed. We believe,
therefore, that even though the different components in
tobacco may vary in their relative susceptibility to form
higher aromatic polycyclics, a removal of certain
substances from the tobacco itself would not be a
practical way of reducing its carcinogenic. activity upon
being smoked.
Practical Preventive Measures
The practical preventive measures as derived from
completed laboratory work fall into the following
categories.
1. Lowering of Tar Content in View of Studies on
Dose-Response Levels.-This can be attained through
effective filtration and tobacco selection. The greater
the decrease in tar content of a given cigarette the lower
the liability to cancer development. This is a practical
step which can be undertaken by the tobacco industry
without delay.
2. Temperature Reductants. - We are currently
engaged in a study of a number of substances, including
aluminium products, to determine whether the
temperature of the tobacco during smoking can be
lowered sufficiently to influence the formation of
polynuclear substances.5' A number of suggestions
have been made to cool the main stream of the smoke.
However, since the carcinogens undoubtedly are formed
1 0 11 in the burning process, it is here that we must concentrate
FIG. 7.-Potentiometer graphs (Touey and Mumpower'e eS).
period of time the combustion may be more complete
in cigars and pipes. Obviously the formation of the
carcinogens from organic material is not only a
consequence of maximum temperature, but also of the
duration of contact with a given temperature level.
Present evidence strongly suggests that modification of
temperature levels, if achieved, could influence the
formation of carcinogens in tobacco.
Study of Precursors
By studying precursors we planned to determine
whether there were any components in tobacco smoke
condensate which would be particularly susceptible to
the formation of higher aromatic polycyclics. We
washed tobacco with hot hexane and smoked the
extracted tobacco. Of immediate interest is the fact
that, though only 5.4% of the tobacco by weight was
removed, the tar yie;d of this cigarette was 35% less
than that of an ordinary cigarette.'' However, on a
gramme-to-gramme basis, one of the two experiments
showed a somewhat decreased activity and the other
showed no decrease in activity from regular tar.
Therefore, at present we must conclude that this method
cannot effectively reduce the carcinogenic activity of
tobacco tar. Lindsey had previously shown some
reduction in benzpyrene content of hexane-extracted
tobacco.`° However, our studies do not show a
reduction of benzpyrene in hexane-extracted tars.
Lindsey has shown that a large variety of agents
present in tobacco can produce higher aromatic poly-
cyclics when pyrolysed.' 9 Lam has pyrolysed some of
the sterols present in tobacco and has identified higher
aromatic polycyclics.=8 We have shown this pyrolysate
to be biologically active on mouse skin.'' In view of
our efforts.
3. Modi fication of Pyrolysis.-Through the use of a
variety of catalysts we are currently engaged in
determining whether the polynuclear content of tobacco
smoke condensate can be reduced." The idea of
catalysts, which is useful in the petroleum industry, may
be less applicable in the case of tobacco because of
shorter contact t:me. However, work completed so far
suggests that the polynuclear content can be altered. It
also seems to affect the proportion of different
polynuclear substances. These studies are still in the
preliminary stage, and it remains to be determined
through combined biological and chemical investigations.
whether there is a particular catalyst or group of
catalysts which could reduce in a practical fashion the
carcinogenic activity of the tobacco smoke condensate.
Conclusion
In summary, we have reviewed the work being
conducted in various laboratories throughout the world,
.and particularly in our own laboratory, relating to the
tobacco-cancer problem. We have stated the purpose
of the laboratory experiment, the direction in which
it must go, and have emphasized the relationship that it
bears to the human epidemiological study. Like any
other phase of scientific investigation, it is the
co-operation in different areas of scientific activity which
furthers the achievement of a solution to any given
problem. While only the epidemiological study can give
definite proof of the relationship of smoking and lung
cancer, the studies in the laboratory are essential in
providing a practical solution to this problem, short of
abolishing the smoking habit. Knowing that man will
continue to smoke regardless of the evidence, we must
expand our laboratory work in order to provide a
practical solution to the problem. The thousands of
e

1
322 FEB. 7, 1959 CONTRIBUTIONS TO TOBACCO--CANCER PROBLEM
lives lost in every country each year from cancer of
the respiratory tract demands that we expedite our
efforts. It is hoped that with the evidence already at
hand a practical solution may be within our reach. It
is toward this end that laboratory studies involving the
smoking-cancer problem must now be directed.
' REFERENCES ' Auerbach, 0., Gere, J. B., Forman, J. B.. Petrick, T. G.,
Smolin, H. J., Muehsam, G. E., Kassouny, D. Y., and Stout,
A. P., New Ertgl. J. Med., 1957, 256, 97.
' Badger, G. M., Buttery, R. G., Kimber, R. W. L., Lewis,
G. E., Moritz, A. G., and Napier, I. M., J. chent. Soc. In
press.
' Van Duren, B. L., and Nelson, N., Proc. Amer. Ass. Cancer
Res., 1958, 2, 353.
' Blacklock, J. W. S., Brit. J. Cancer, 1957, 11, 181.
' Bock, F. G., Proc. Amer. Ass. Cancer Res., 1958, 2, 282.
` Bonnet, J., and Neukomm, S., Heiv. chint. Acta, 1956, 39,
1724.
r Campbell, J. A., Brit. J. exp. Path., 1936, 17, 146.
4 - Brit. med. J., 1942, 1, 217.
Campbell, J. M., and Lindsey, A. J., Brit. J. Cancer. 1957,
11, 192.
'" - - ibid., 1956, 10, 649.
't Cardon, S. Z., Alvord, E. T., Rand, H. J., and Hitchcock, R.,
ibid., 1956, 10,485.
" Chang, S. C., Cancer, 1957, 10, 1246.
" Cooper, R. L., and Lindsey, A. J., Brit. J. Cancer. 1955, 9, 304.
t' Croninger, A. B., Graham, E. A., and Wynder, E. L., Cancer
Res. In press.
" Engelbreth-Holm, J., and Ahlmann, J., Acta path. rnicrobio(.
scand,, 1957, 41, 267.
t.` Essenberg, J. M., Horowitz, M., and Gaffney, E., West J.
Surg., 1955, 63, 265.
t' Gilbert, J. A. S., and Lindsey, A. J., Brit. J. Cancer, 1956, 10,
642.
" - - ibid., 1956, 10, 646.
" - - ibid., 1957, 1l, 398.
30 Graham, E. A., Croninger, A. B., and Wynder, E. L., Cancer
Res., 1957, 17, 1058.
't Hamer, D., and Woodhouse, D. L., Brit. J. Cancer. 1956, 10,
49.
" Hamilton, J. D., Sepp, A., Brown, T. C., and Macdonald,
F. W., Canad. med. Ass. J., 1957, 77, 177.
" Hoffmann, D., and Wynder, E. L., " A Study of Tobacco
Carcinogenesis. VII. The Higher Aromatic Polycyclics." In
preparation.
'* Kuschner, M., personal communication.
" Lacassagne, A., Zajdela, F., Buu-Hoi, N. P., and Chalvet, H.,
C.R. Acad. Sci. (Paris), 1957, 244. 273.
" Lam, J., Acta path. nticrobiol. scand., 1955, 36, 503.
'T - ibid., 1955, 37, 421.
" - ibid., 1957, 40, 369.
_' Latarjet, R., Cusin, J: L., Hubert-Habart, M., Muel, B., and
Royer, R., Bull. Ass. Jrane. Cancer, 1956, 43, 180. .
" ° Leard, H., Jahn, A., and Hausbeck, C., Angew. Chem., 1956,
68, 212.
" Leuchtenberger, C., Leuchtenberger, R., and Doolin, P. F.,
Cancer, 1958, 11, 490.
" Lorenz, E., Stewart, H. L., Daniel, J. H., and Nelson, C. V.,
Cancer Res., 1943, 3, 123.
" Lyons, M. J., Nature (Lond.), 1956, 177, 630.
' - and Johnston, H., Brit. J. Cancer, 1957, 11, 554.
's Magnus, H. A., J. Path. Bact., 1939, 49, 21.
" Miller, L. M., and Monahan, J., Reader's Digest, July, 1958.
'r Neukomm, S., Oncologia (Basel), 1957, 10, 137.
'" Orris, L., Van Duuren, B. L., Kosak, A. I., Nelson, N., and
39
.n
.1
42
43
44
45
.e
4;
43
49
s9
sx
53
s.
34
,
Schmitt, F L., J. nat. Cancer Inst., in press.
Passey, R. D., Roe, E. M. F., Middleton, F. C., Bergel, F.,
Everett, J. L., Lewis, G. E., Martin, J. B., Boyland, E., and
Sims, P., A. R. Brit. Emp. Cancer Campgn., 1954. 32, 60.
Rockey, E. E., Kuschner, M., Kosak, A. I., and Mayer, E.,
Cancer, 1958, 11, 466.
Roffo, A. H., Dtsch. med. Wschr., 1937, 63, 1267.
- KrebsJorsch, 1939, 49, 588.
Seelkopf, C., Z. Lebensmitt- Untersuch., 1955, 100, 218.
Sugiura, K., Gann, 1956, 47, 243.
Touey, G. P., and Mumpower, R. C. II, Tobacco Science.
1957, 1, 33.
Wynder, E. L., Graham, E. A., and Croninger, A. B., Cancer
Res., 1953, 13, 855.
- - - ibid., 1955, 15, 445.
- Lupberger, A., and Grener, C., Brit. J. Cancer, 1956, 10,
507.
- and Wright, G., Cancer, 1957, 10, 255.
- Kopf, P., and Ziegler, H., ibid., 1957, 10, 1193.
- and Mann, J., ibid., 1957, 10, 1201.
- Gottlieb,. S., and Wright, G., ibid., 1957, 10, 1206.
- Wright, G., and Lam, J., ibid., in press.
- - - in preparation.
-- unpublished data.
Bamstt
MEDICAL JOURNAL
LUNG CANCER MORTALITY AND THE
LENGTH OF CIGARETTE ENDS
AN INTERNATIONAL COMPARISON
BY
R. DOLL, M.D., D.Sc., F.R.C.P.
A. BRADFORD HILL, C.B.E., F.R.S.
Statistical Research Unit of the Medical Research Council
P. G. GRAY, B.Sc.
AND
E. A. PARR, B.A.
Social Survey Division of the Central Office of Informatiorl
Study.of the recorded death rates from lung cancer in
different parts of the world shows that there is a fairly
close relationship between the present national mortality
from the disease and the national consumption of
cigarettes 20 to 25 years ago. Data for 16 countries
are given in Table I and illustrated in the Chart, in
which for each country the standardized mortality of
men in 1952-4 is set against the consumption of
cigarettes per adult (of both sexes) in 1930. The latter
TABLE I.-Mortality from Lung Cancer and the Consumptiort oJ
Cigarettes in 16 Countries'
r
Standardized Mortality of Men from
Cancer of Lung in Years 1952-4.
Rate per Million
Cigarette
Consumption
i
Y
Mean
Cigarette
t
i
C
Mortality I Country j
Group I Rate n
ear
1930
(per adult) onsumpt
o..
(Unweighted)
Over 300 England and
Wales
461
1,378 l
~
Fin land 433 1,662 } 1 1,330
Austria 380 960 _ J_I
200-299 Netherlands .. 276
I 632
Belgium 254;
1,066 I
Switzerland .. 236t 706 }j 840
New Zealand 216 478
U.S.A. 202t 1,296 J
100-199 Denmark 179 465
Australia 177 504
Canada 176 l 550
France 140 585§
Italy .. 1lOt 455 J
Under 100 Sweden 89t 388
Norway 77 359
~ 490
Japan 40 723
' The standardized mortality rates were calculated by Segi (1957). Rate
for cigarette consumption were given by Todd (1957) or were derived from
data for Finland and Norway published by Nielsen and Clemmesen (1954),
for Switzerland published by Gsell (1951), and for New Zealand kindly
provided by the New Zealand Government, Department of Statistics.
t 1951-3. j 1954. § 1951.
~
Soo
u
Z
p
Jz 400 7)
W
°2 Il
_
a
40f W
W OO k 300 ~
io a
cgc
0 250 500 750 1,000 1,2SO I,SOO 1,750
NUMBER OF CIGARETTES SMOKED PER ADULT (BOTH SEXES)
PER YEAR (1970)
Relationship between lung cancer mortality and previous cigarette
consumption in 16 countries: The regression ltne is given by
y=0.24x+28; the correlation coefficient is 0.76.
t
t

I
w
11
OF
FEB. 7, 1959 LUNG CANCER AND LENGTH OF CIGARETTE ENDS
date was chosen to allow for a reasonably long induction
period for the lung cancer ; it is not possible to test the
effects of lengthening this period still more, since there is
insufficient information about cigarette consumption in
previous years. For the same reason it is not possible
to use the cigarette consumption of males only, but as
long ago as 1930 the consumption by women was
probably only a small part of the total. In addition to
these defects in the data we must note the great hazards
of all such international comparisons.
Firstly, the standard of death certification is likely
to vary from one country to another, so that the
numbers of deaths attributed to lung cancer in 1952-4
will not necessarily be a true measure of its occurrence
in those years, and the degree of error will doubtless
vary. Secondly, the average consumption of cigarettes
per adult in 1930 is likely to be an inadequate measure
of the extent to which a population has been exposed
to risk from smoking. For example, (t) the spread of
cigarette smoking is unlikely to have been the same in
all countries : it may well have affected different sex
and age groups at different periods ;(2) hand-rolled
cigarettes are excluded from the estimates of the number
of cigarettes smoked, and the frequency of their use
will vary from country to country ;(3) no allowance is
made for any possible carcinogenic effect associated
with the smoking of tobacco in cigars or in pipes ; and
(4) there may be substantial differences in the methods
of smoking, in the kinds of tobacco used, and in the
quality of the smoke reaching the bronchial mucosa.
Moreover, even if exact information was available about
all these factors, it would still be difficult to be sure of
making a valid comparison between consumption and
mortality, since so little is known about the mechanism
of carcinogenesis and the relationship between the
duration and intensity of exposure and the incidence of
the resulting disease.
In spite of these various limitations to the data there
is, nevertheless, a distinct relationship in these 16
countries between their cigarette smoking of 1930 and
their lung cancer death rates of 1952-4. The principal
exceptions are the U.S.A. and Japan, in both of which
the mortality is substantially lower than would be
expected from their apparent level of cigarette
consumption (Table I). For the U.S.A. it has, however,
often been suggested that the habit of throwing away
a large unsmoked butt may contribute to the relatively
low mortality. This possibility was particularly stressed
by Sir Ernest Kennaway (1957), who made some
preliminary measurements in this country. Factual data
for the size of discarded butts on a large scale have,
however; been lacking until the recent report by
Hammond (1958).
Cigarette Ends
U.S.A.
In Hammond's study of the habits of the U.S.A. 4,283
butts were collected from ashtrays in homes, offices,
and restaurants or picked up from sidewalks, stations,
and parks in four large cities and several smaller cities
and towns scattered throughout the country. The
average length of all the butts was 30.9 mm., or some
40% of the length of the average cigarette. It did not
differ appreciably between cigarettes with filter-tips
(31.0 mm.) and those without (30.7 mm.), nor did it
vary greatly between the butts collected in the different
localities, save that it was somewhat longer in
restaurants (34.5 mm.) and shorter in parks (26.7 mm.).
eRntsx 373
MEDICAL JJURNAL
It seems likely, therefore, that the average figure for the
whole series may be a reasonable estimate of the true
average for butts found by these means in urban areas
of the U.S.A. On the other hand, since the butts were
collected some time after they had been thrown away
it is likely that sometimes a substantial amount of the
cigarette will have burnt af ter the cigarette was discarded
(a factor which might contribute to the relatively low
average length of butts picked up in the open in parks).
The average given by these data is therefore likely to be
an underestimate of the length of the butt at the time
it was actually put out or thrown away by the smoker.
` England and Wales
Corresponding data for the length of the butt
discarded in Britain have now been obtained in the
study here reported, which was carried out by the Social
Survey Division of the Central Office of Information
(Gray and Parr, in the press). In this study a different
technique was adopted. A letter was sent to a small
randomly selected sample of the civilian population of
England and Wales, aged 21 years and over (picked
from the 1958-9 Electoral Register by choosing the first
number under 150,000 at random and then taking every
successive 150,000th electoral number). The recipient
was asked in reply to give particulars of his (or her)
usual smoking habits and, if a cigarette smoker, to
collect, in a tin enclosed with the letter, the butts of all
the cigarettes smoked the day after the letter was
received. To avoid any change of habits the specific
object of the inquiry was not mentioned or even hinted,
the wording of the request being as follows:
" We are carrying out an inquiry for the Medical
Research Council. As you may know, they are
studying the effects of smoking on people's health.
They want to collect for examination a sample of
cigarette ends which have just been smoked in the
normal way. You have been picked purely by chance
for this inquiry. Please will you help us ?"
It is a tribute to the co-operativeness of the British
public that, of the 200 thus written to, 180 (90%)
responded (with the same proportion in each sex).
Of the 81 men who replied, 38 said that they smoked
cigarettes only and 4 that they smoked cigarettes and a
pipe ; 6 said that they smoked a pipe only and 33 that
they were not then smoking. Of the 99 women who
replied, 29 said that they smoked cigarettes and 70 that
they were not smoking. The proportion of current
smokers is unexpectedly small. This may have been due
partly to a tendency for smokers to have replied less
readily than non-smokers; but a few irregular smokers
may have regarded themselves as non-smokers for the
sake of simplicity.
The butts returned by the cigarette smokers amounted
to approximately 80°0 of the declared number usually
smoked. They were straightened out and their length
was measured. Mean values for different groups of
interest are given in Table II.
It will be seen that the average length for all 772
butts was 18.7 mm.,* or a little over a quarter of the
ordinary 70-mm. cigarette. The various subdivisions of
the table are more remarkable for their similarity than
dissimilarity, and the only formally significant difference
is between men and women, where the latter show a
slightly shorter mean length. This is due in part to the
*The sampling standard error allowing for the within-persorw
correlation is 0.4 mm.

324 FEB. 7, 1959
TABLE 11 -Mean Length oj Cigarette Ends Provided by a Samp/e
o/ Adult Population of England and Wales
No. of
No
of Average
Group Smokers .
Butts Length of
Sending in Butt
in Butts in mm.
AII cigarette smokers 71 772 187
Sex Male
{ 42 540 19-3
Female .. .. 29 232 l73
Age of r21-35 .. 12 184 19-8
males { 36-55 .. 17 158 20.0
::
l56 and over 13 198 18-3
Usual No. of r 1-4 8 16 191
5-14 ..
cigarettes
J 28 228 189
5
smoked 15-24 .. 30 428 I85
`
per day 25+ .. .. 5 100 l90
Type of J Filter-tip .. 11 99 l76
cigarette lOrdinary tip .. 66 673 189
* 6 persons sent in both.
fact that 27%, of the butts returned by women were
filter-tipped, against only 71/%' of those returned by men.
There is no trend apparent either with age or with the
usual amount of smoking. (If the usual amount for
each individual be used to recalculate the overall average
a figure of, 18.5 mm. is reached, which differs negligibly
from the 18.7 mm. for the butts actually returned. But
we do not, of course, know whether the missing butts
were, in fact, different from those sent in.) This lack
of difference between the subgroups allows us with more
confidence to contrast our total figures with those from
the U.S.A., where such subdivisions of the data are,
owing to the method of collection, impossible.
LUNG CANCER AND LENGTH OF CIGARETTE ENDS
England and Wales Compared with the U.S.A.
The frequency distributions of the lengths of butts
measured in the British and the U.S. inquiries are
contrasted in Table Ill. The differences are very large.
TABLE III.-Comparison o/ Cigarette Ends Measured in Englar:d
and Wales and the U.S.A.
Length in
mm.
England and Wales
(%)
U.S.A.
(%)
Up to 9-5
t0-145
15-195
20-245
25-195
30- 3'5
35-3)5
40 r ..
Total No. of butts measured
Average length (mm.) ..
1-2
17-5
467
25-4
69
14
0-6
0-3
772 (100%)
187
08
79
197
199
20-9
12-8
18-0
}
4,283 (100%)
30-9
In total the average length of the U.S. butts (30.9 mm.)
is 65% greater than the British average (18.7 mm.).
More striking still is the fact that 2 out of every 3 British
butts (65.4%) were less than 20 mm. in length and less
than I in 10 of the American were smoked down to this
level (8.7°~)). At the other end of the scale only 1 in
approximately 40 of the British butts were 30 mm. or
longer (2.3%), while as many as half the American ends
were discarded at such lengths (51.7%). Though in
both countries the filter-tipped butts did not differ
greatly from the ordinary tipped, we may note that only
13 %, of the English butts were filter-tipped, compared
with 60%, in the American sample.
Discussion
The statistics on cigarette ends reported here for this
country are admittedly on a small scale. Those
obtained by Hammond previously for the U.S.A. are
based upon larger numbers but form a less clear sample
Bttrtisx
MEDICAL JOURNAL
~
of the whole population. The great contrast between
them. however, strongly supports the general impressions
of any careful observer of the two countries ; there can
be no doubt that in substance it is true. Such a very
great difference in the British and American habits at
the present time makes it at least possible that the
greater butt length in the U.S.A. can account for much
of the relative deficiency in its lung cancer mortality.
If carcinogenic substances are associated with the
polycyclic hydrocarbons in cigarette smoke, it must be
anticipated that they would be produced by combustion,
condensed further along the cigarette and redistilled
as the cigarette burns shorter (Gilbert and Lindsey,
1957). Quite a small difference in butt length might
therefore result in a substantial difference in the amount
of carcinogen inspired. On the other hand, we must
note that the present data may not be a good indication
of the relative lengths of the butts which were discarded
in the U.S.A. and Britain 20 to 30 years ago. Substantial
changes are known to have taken place in smoking
habits in the U.S.A. in the last few years ; the proportion
of filter-tipped cigarettes has increased greatly and the
proportion of extra large cigarettes has also risen-that
is, cigarettes 80 to 85 mm. long against the standard
70 mm. We know of no evidence to show whether or
not the average length of butt has altered ; personal
impressions suggest that the difference between the two
countries is of long standing.
We do not suggest that this difference in butt length is
the only factor that might account for the relatively
low mortality from lung cancer in the U.S.A. Many
other factors may have contributed to it, and, in so far
as they concern the difference between the mortality in
England and Wales and in the U.S.A., they have been
discussed in detail by Hammond (1958). We are
concerned to emphasize that such an exception to the
broad geographical association between present-day lung
cancer mortality and past national smoking habits, as
shown in Table I, may have many explanations. It
cannot be lightly taken at its face value and accepted as
wholly incompatible with the general evidence on
cigarette smoking.
The only other extensive data on cigarette ends of
which we are aware were obtained by Korteweg for
Holland (referred to by Hammond, 1958). These gave
an average length of 19.7 mm. for 545 butts, a figure
akin to the one we have found for England and Wales.
Summary
In spite of the well-known difficulties of international
statistical comparisons there is a distinct relationship
in 16 countries between their reported cigarette
consumption in 1930 and their lung cancer death rate
in 1952-4. Striking exceptions are Japan and the U.S.A.,
which had a relatively high cigarette consumption but.
a relatively low incidence of cancer of the lung. In the
U.S.A. one explanation may lie in the larger cigarette
end that the citizen discards. A comparison of cigarette
ends, specially collected and measured in Britain, with
similar data recently reported from the U.S.A., gives an
average length of 30.9 mm. in the latter country against
18.7 mm. in the former. Two out of three cigarette
ends in the British sample were less than 20 mm. in
length ; only I in 40 was as long as 30 mm. In the
American sample less than I in 10 were smoked down
to 20 mm. and half were discarded with 30 mm. or more
still unsmoked. Such a large national difference in
a
r
y

FEB. 7, 1959 LUNG CANCER AND LENGTH OF CIGARETTE ENDS BRITISH 325
MEDICAL JOUANAL
.
,
v
P
habits might considerably influence the national
exposure to any carcinogen in cigarette smoke.
We are most grateful to Mr. Louis Moss, Director of the
Social Survey, for his advice and for the facilities which
enabled the British data to be collected.
. REFERENCES
Gilbert, J. A. S., and Lindsey, A. J. (1957). Brit. J. Cancer, 11,
398.
Gsell, O. (1951). Schweiz. med. Wschr., 81, 662.
Hammond, E. C. (1958). Brit. med. J., 2, 649.
Kennaway, E. (1957). Ibid., 1, 299.
Nielsen, A., and Clemmesen, J. (1954). Dai, med. Bull., 1, 194.
Segi, M. (1957). " Cancer Mortality Statistics in Japan."
Department of Public Health, Tohoku University, Japan.
Todd, G. F. (1957). Statistics of Smoking. Tobacco
Manufacturers' Standing Committee, Research Papers, No. 1.
TOBACCO SMOKING, RESPIRATORY
SYMPTOMS, AND VENTILATORY
CAPACITY
STUDIES IN RANDOM SAMPLES OF THE
POPULATION
BY
I. T. T. HIGGINS, M.D., M.R.C.P.
Member of Scientific Staff, Pneumoconiosis Research Unit
of the Medical Researcli Council, Llandough
Hospital, Penarth, Glamorgan
Evidence is accumulating that tobacco smoking is an
important factor in the aetiology of chronic bronchitis
and emphysema. In a prospective study of mortality
of medical practitioners Doll and Hill (1956) found a
statistically significant gradient from non-smokers to
heavy smokers in the mortality rates due to chronic
bronchitis. Investigations of bronchitis morbidity in
hospital patients, working groups, and representative
samples of the general community support the
hypothesis. Abbott et al. (1953) presented their findings
in 294 patients suffering from various types of
emphysema. They noted an almost constant history of
protracted cough or so-called " chronic bronchitis " in
these cases and considered that tobacco irritability was
an important aetiological factor in 214.
Palmer (1954), in a study of 422 male hospital patients,
found that chronic bronchitis ~was significantly
commoner in smokers than in non-smokers. Greene
and Berkowitz (1954) recorded a very high prevalence
of "smokers' bronchitis" in patients smoking 20
cigarettes or more daily. These findings were supported
by Leese (1956), who compared 100 patients with
bronchitis with 100 controls and showed that the controls
smoked less. Lowell et al. (1956) studied 34 patients
(28 males and 6 females) aged 50-81 years and concluded
that in New England smoking was the major cause of
eihphysema in this age group. Oswald and Medvei
(1955) investigated the recordi of 6,245 clerical Civil
Service employees and compared smokers with non-
smokers. They found a higher prevalence of bronchitis
in both sexes among the smokers. Clifton (1956)
compared respiratory symptoms in a group of workers
in heavy industry in Sheffield with those recorded in
males in a rural general practice and noted a close
association between tobacco smoking and persistent
cough and sputum.
Phillips et al. (1956) observed a close correlation
between cigarette smoking and chronic cough, and
C
stressed the importance of standardizing for smoking
habits in assessing the other factors considered important
in the aetiology of chronic bronchitis. Ogilvie and
Newell (1957) carried out an investigation of bronchitis
in a sample of 3,866 inhabitants of Newcastle upon
Tyne. They compared 464 bronchitics with 485 non-
bronchitic controls and showed that in both sexes the
bronchitics were th: heavier smokers, and among the
men included a higher proportion of cigarette smokers.
There was, however, no significant association between
the number of cigarettes smoked and the disease. In a
recent investigation of 1,062 men aged 60--69 living in
Birmingham (Brown et a1., 1957) chronic bronchitis was
found to be more frequent in cigarette smokers than in
non-smokers.
Our own investigations at the Pneumoconiosis
Research Unit of random samples of geographically
defined communities have supported these findings.
Thus in men aged 55-64 studied in Leigh (Lanes)
tobacco smokers had significantly more " chronic
bronchitis," defined as persistent sputum and a history
of one bronchitic chest illness during the past three
years, than non-smokers (Higgins et al., 1956). In the
Vale of Glamorgan, in South Wales, the prevalence of
persistent cough and sputum was significantly higher in
smokers than non-smokers, and smokers also appeared
more liable to chest illness, breathlessness, and " chronic
bronchitis " as previously defined, though for none of
these symptoms did the difference reach the conventional
level of statistical significance (Higgins, 1957). Finally,
in Annandale, in South-west Scotland, a similar trend
was observed in a sample of men and women aged 55-64
(Higgins and Cochran, 1958).
Surprisingly few attempts have been made to correlate
smoking with changes in lung function. Whitfield et al.
(1951) studied the effect of tobacco smoking on lung
volume in 58 healthy men, and concluded that smoking
produced a slight diminution in the vital capacity and a
more pronounced increase in the ratio of residual air
to total lung volume. These conclusions were criticized
by Oldham (1951), who pointed out that they could not
be drawn with certainty from the results presented.
Bickerman and Barach (1954) studied the acute effects
of smoking three cigarettes in 91 patients with
emphysema and 27 normal subjects. Although they
observed no consistent trend, they noted a fall in the
maximum breathing capacity in 10 subjects and
suggested that this might have indicated increased
bronchospasm. More recently Eich et al. (1957)
investigated the acute effects of smoking on the
mechanics of respiration in chronic obstructive
emphysema. They showed an immediate statistically
significant increase in the airway's resistance in 14 out
of 15 emphysematous patients after smoking one
cigarette, but no change in a control group. Franklin
(1958) has reported the results of an investigation of the
effect of smoking habits on lung function in a working
population aged 40-65. Analysing kymographic tracings
of the maximal forced expiration, he found that the
flow rate was significantly lower in heavy smokers
compared with light smokers or non-smokers. There
is clearly a need for further studies assessing the long-
term effect of smoking habits on lung function, using
an objective physiological test. Our investigations of
bronchitis in different communities have always
included detailed smoking histories and also an
assessment of the ventilatory capacity. The purpose of
this paper is to consider the relation of smoking to

326 FEB. 7, 1959
TOBACCO SMOKING AND RESPIRATORY SYMPTOMS
symptoms and to the ventilatory capacity as assessed
by the indirect maximum breathing capacity test.
Methods and Procedure
Assessment of Ventilatory Capacity.-We record the
three-quarters-second forced expiratory volume (F.E.V.),
using a Gaensler type spirometer with electronic timer.
The first measurement is rejected and the mean of three
subsequent ones is multiplied by 40 and expressed as the
indirect maximum breathing capacity (M.B.C.). The
validation of this test as an objective measure of
respiratory disability and the reasons for preferring it
to the M.B.C. measured directly have been considered
previously (Carpenter et al., 1956). Its accuracy,
simplicity, and repeatability are characteristics admirably
suited to field investigations, particularly when these are
continued over a number of years.
Smoking Habits.-In each investigation a questionary
has been used to record respiratory symptoms and
smoking habits. Present smoking habits and major
changes of habit over the past 10 to 15 years have been
noted. To reduce the error due to observer variability
to a minimum (Cochrane et al., 1951) all the interviews
were carried out by one observer. The symptoms have
always been recorded before asking about smoking
habits. Smokers have been classified after the manner
suggested by Doll and Hill (1950) according to the
quantity of tobacco smoked. A smoker is defined as
one who at any period of his life has smoked 1 g. of
tobacco or more a day for one year. One cigarette is
equivalent to 1 g. of tobacco a day ; 1 oz. (28 g.) of
tobacco a week is equivalent to 4 g. of tobacco daily.
The subjects were classified into non-smokers, ex-
smokers, and smokers of 1-4, 5-14, 15-24, 25-49, and
50 g. and over a day. For most purposes a simple
classification of smokers into light (1-14 g.) and heavy
(15 g. a day and over) was used. The classification was
based on the stated average consumption over the
previous 10 years. The separate classification of ex-
smokers explains certain discrepancies between the
BRR7SA
MEDICAL JOURNAL
t
figures in this paper and those published previously
(Higgins et al., 1956) in which ex-smokers were included
in their appropriate group when their tobacco
consumption was averaged over 10 years.
The Samples Stttdied.-Detailed accounts of the
methods used to obtain our random samples have been
published previously (Thomas et al., 1956 ; Higgins
et al., 1956 ; Higgins, 1957). The samples were drawn
from the Rhondda Fach and Vale of Glamorgan, in
South Wales, Leigh in Lancashire (England), and
Annandale in South-west Scotland. The Vale of
Glamorgan and Annandale are rural areas and the
Rhondda Fgch and Leigh are urban areas. In the
Rhondda two samples were studied. The first was
stratified by age, occupation, and, in the case of the
miners and ex-miners, x-ray category of simple
pneumoconiosis ; the second was drawn from all miners
and ex-miners aged 55-64 living in the area, irrespective
of x-ray category. In Leigh, again, a random sample
of men aged 55-64, including non-miners, miners, and
ex-miners with and without pneumoconiosis, was seen.
In both the Vale of Glamorgan and in Annandale the
samples considered here consisted of non-miners. Over
90 / of those drawn in the various samples were seen.
Results
Table I shows the numbers and mean indirect M.B.C.,
according to their smoking habits, in each age and
occupation group. The miners and ex-miners seen in
Leigh and the Rhondda have been subdivided on the
basis of their chest x-ray category into those with and
those without pneumoconiosis. In the second Rhondda
sample and in Leigh there were a few miners with
progressive massive fibrosis (P.M.F.), and these too are
shown separately.
Smoking Habits
The proportion of non-smokers in the 55~4 age
groups was between 5 and 10% of the samples. The
proportion of non-smokers was somewhat higher in the
TABLE I.-Mean Indirect M.B.C. According to Age, Occupation, and Smoking Habits in 734 Men seen in
Five Random
Samples. Percentages in Parentheses
Smoking Habits (g.(Tobacco'Day)
Area Age
Group Occupation and
X-ray Category Non-smokers 1-14 g.!Day IS g.!Day and Over Ex-smokers Totat
No. .
No. M.B.C. No. M.B.C. No. M.B.C. No. M.B.C.
Rhondda Fach 25-34 1. Non-miners 3 (13-6) 145 7 9(40 9) 1342 9(409) 135.6 1(4-5) 1530 22 (99-9)
(tst sample) 2. Miners and ex-miners cate- -
gory 0.. 2 (4-3) 1430 20(42 6) 121.0 17 (36-2) 123.9 8(17-0) 1321 47 (100-1)
3. Miners and ex-miners
category 3 12 (255) 1141 26 (55-3) 1234 9(19.1) 129 3 0 - 47 (99-9)
35-54 4. Non-miners 5(14-7) 1304 16 (47-1) 95.2 10 (294) 115-5 3 (8-8) 98-3 34(100.0)
55-64 5. Non-miners 3 (6-0) 93.0 21 (420) 88-9 17 (340) 98 6 9(180) 914 50(1000)
6. Miners and ex-miners
category 0 2 (4-2) 820 28 (58-3) 71.8 14 (29-2) 57.0 4 (8-3) 75.3 48(1000)
7. Miners and ex-miners
category 3 . 4(87) 93.3 27 (58-2) 77-8 11(23 9) 622 4(87) 97-0 46(1000)
(2nd sample) 55-64 8. Miners and ex-miners
category 0 .. 0 - 8(42-1) 746 10(526) 749 1 (5-3) 810 19(1000)
9. Miners and ex-miners with
simple pneumoconiosis 1(5-9) 980 10(58 8) 71.5 6(35.3) 80.1 0 - 17(1000)
10. Miners and ex-miners with
P.M.F. .. .. .. 0 ~ 7(63 6) 64-3 3(27-3) 71-0 1(91) 360 l1 (100-0)
Leigh 55-64 11. Non-miners 8(9 5) 92-0 39 (46-4) 87-4 29 (34-5) 630 8(95) 71 9 84 (999)
12. Miners and ex-mine-s
category 0 1 t(10 4) 80.9 49(48 5) 76-0 36 (35-6) 73.0 5 (5-0) 864 101 (1000)
13. Miners andex-miners with
simple pneumoconiosis 2(9 5) 90-5 10 (47-6) 79-2 7(33-3) 916 2(9-5) 875 21 (99 9)
14. Miners and ex-miners with
P.M.F. .. .. .. 1(100) 84.0 8(800) 76.3 1(100) 42.0 0 - 10(1000)
Vale of 55-64 15. Non-miners 5(58) 101-2 30 (34-9) 98.1 34 (39-5) 82 6 17 (198) 828 86 (100 0)
Glamorgan
Annandale 55-64 16. Non-miners 6(6 6) 114.3 37 (40 7) 89.1 35 (38-5) 95 7 13 (14 3) 99.9 91(100.1)
,
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