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54-page document: WITH COMP TS ' BR[TISH-Ai~ERICAN TOBACCO COMPANY L~D

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WITH COMP TS ' BR[TISH-Ai~ERICAN TOBACCO COMPANY L~D Westminst'sr House 7 MS/bank London SWI - Te]~ephone Abbey 1222 X= CD P,0 Ox CO ,.O ".O r,O
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.'/ ....~ .... .. .......... ° ....... j_ Confidential CaWoon copy No. 0 Photo copy No.13 Eesearc~ and Development B.A.T. Germany/Eo-mburg FE~eport No.IS • ... I ! ( I l t Title: Active Charcoal as a Constituent of Cigarette Filters Authors: H. Borowski and M. Jacob± Coauthor: E- .Dep~e ~,,~I~,.,~ b7: F. Seehofsr S e 'i ...... " P Distribute~ by: • M'r. S.J. Green 11 Herr E. Soring Herr _~. Sottorf He_~r W. Se!bmann . ~-. .p- .~[o. l-S -U~. 9 [~'c. !d " :" .:'0 "l! \ 0 ",.o
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.i°° i Conten~s ! ! !_ i. Introduction I.I General notes on active charcoal 1.2 Terminology for filtration and sorption processes 1.5 Factors fo~ evaluation. 2. Test results 2.1 }Tature of samples 2.Z Preseiectlon 2.5 Activity towards test chemicals. 3. Tests on c lgarette filters with active charcoal 5.1 Activity towards individual smoke constituent substances 5.2 Comparison with competitors' products ~.3 Taste evaluation. 4. Discussion 4.1 Summary of results 4.2 Discussion of procedures and filter types @.5 Discussion of Patent and legal situation. 5. Recommendations (in accordance with present state of knowledge) 6. Plan for further work Append ix, I I~! Figures and tables of data (see special index) i/2 Description of test methods 1/2.1 Test methods in use i/2.2 0ther known test methods I/3 List of charcoal types under test Appendi~ II II/l Patent Specifications II~l.! List of patent specifications evaluated to date II/1.2 Other patent specifications with short statement of contents II/2 Literature references. ~h-_ . JCD
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Special index for i/!. List of Figures Relating to 2.3: Activity towards test chemicals. 2.51 Survey of all types under test~ chlorobenzene 2.32 Survey of selected types~ adsorption 2.33 Phenol adsorption 2.54 Hydrogen cyanide adsorption Relating to 3.1: Activity towards cigarette smoke 3.11 Amount of aldehydes in main smoke 3.12 Volatile organic acids in main smoke 3.13 Phenol content in main smoke 3.14 Ciliate test on particle phase 3.15 Cilia test on gas phase i i I List of Tables 3.16 Summarising chart of the most important analytical parameters. Relating to 5.1: Table of data referrin~ to the Figures 5.Ii Phehol adsorption (Fig.2j33) 5.12 Hydrogen cyanide adsorption (Fig.2o34) 5.13 Amount of aldehydes in main smoke (Fig.3.11) 5.14 Volatile organic acids in main smoke (Fig.3.12) 5.15 Phenol content in main smoke: Ciliate test on particle passe (Fig.3.13/3.14) and full smoke analysis 5.16 Cilia test on gas phase (Fig.3.15) 5.3 List of charcoal tToes under test (Fig.2.3~2.32) O r~O Q~ co ~D Ln
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I. Introduction I.I General notes on active charcoal A charcoal rich in pores with a more or les~ extensive internal surface area is formed during a suitable carbonisation of plants. Such types of charcoal possess a high adsorption capacity, and they are therefore known as "active charcoal". The production of a gooa active charcoal is not altogether simple. It has been found that not all plants and plant parts can be considered suitable for the preparation of an active charcoal. The most suitable materials for this purpose are wood, peat, coconut shells, bitumen residues and similar substances. Normal heating of these materials admittedly only produces a charcoal with a low adsorption capacity because the tar formed at the same time blocks up the fine pores of the charcoal so that these cannot adsorb vapours and gases. go,ever, the active charcoal industry can nowadays produce charcoals with an extraordinarily high activity. The excellent adsorption qualities of active charcoals have therefore for some time been exploited in many fields of chemistry and of chemical technology for the purification, decolourlsatiou and detoxicatlon of liquids, gases, aerosols and smoke gases. It is therefore obvious that consider- ation should be given to the activity of active charcoals in relation to the filtration of cigarette smoke. Charcoal adsorbs all volatile materials and really has no specific selectivity. The adsorption capacity is inversely proportional to the saturation vapour pressure, i.e. in general terms, subs=shoes with a higher boiling point are adsorbed more strongly than those with a lower boiling point. The adsorption capacity of a charcoal depends on its active surface area, i.e. the sum of the surface areas of all pores and channels. Since it is possible for 1 g of active charcoal to have a~ active surface area of about 1200-1400 sq.m. and more, it will be evident that the pore diameter can only be of the order of a few molecules. A reduction In the particle size (external surface area) only increases the total active surface area of a charcoal by a smail amount which I can be neglected. ! A minimum requirement of i0 (mete!c) tons of active char- ! coal is required for the meekly production of a brand at ' the rate of i00 million cigarettes/mouth (for I00 mg/tip), i ! CD ~O t~
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- 2 - 1.2 Terminolo~ for filtration and sorption processes. "Sorption" is the inclusive term for the physical and ohemica! individual processes durin~ a filtration operation. In general, this refers to the take-up of a material (sorbant) by a material (sorbent). However, if the material is already present in a sorbed state in or on the material, it is said to be sorbed or aasorbed: The inclusive term "sorptlon" mainly comprises four subsidiary Seres: !. Adsorption: This implies the concentration of a vaoour or gas on ~he surface of a solid material without the formation of solid solutions or chemical reactions (Example: gas adsorption through active charcoal, nicotine adsorption in an acetate Xilter). 2. Capillary condensation: This is a special case of adsorption and occurs when a condensation (liquefaction) of the ad- sorbant is ea~sed by an increase in its concentration within the capillaries of porous materials. (Example: benzene vapour condensation in active charcoal) 3. Absorotion: A solution process occurs during absorption, and during this process the absorbant is dissolved in the absorbent.• (~mple: hydrogen absorption by palladium or platinum) 4. Chemosorption: When the sorbant is chemically combined w'ith the sorbent, chemosorption occurs. (Example: chemosorption by CO2 by caustic alkali or water). When the overall efficiezcy of a cigarette filter is consideredI without a detailed separate investigation of special processes,! it is usual to refgr to a "filter effect" which may be good or i poor, or may be high or low. When it is intended to characterise the efficiency of a filter in relation to the whole smoke or individual comoonents in smoke by means of a i quantitative expression (say in terms of percentages, as usual)i it is best to employ the term "retention" (filter retention) originating from the Anglo-American usage. ,. ! ! The term "filter adsorption" or "filter absorption" as often emoloyed is definitely wrong. We can only refer to "nicotine adsorption" or "phenol adsorption", etc. When certain components in smoke are preferentially retained by a fil~er, this has a "selective" activity and exhibits a degree of seleeti#ity. CD ~o Cr~ ~0
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-3- According to a more recent definition, it is possible to refer to a cigarette filter having a ~'positive selectivity" when the difference (or the quotient) of the retention activity towards a substance x and the dry main smoke MS(dr) condensate is greater than I or > I - 1 SCdr. ) R ,mCdr) A better reference basis than MS(drJ would be a smoke constituent without a vapour pressure which can readily be analysed "(e.g. solane sol, scopoletine, etc.). g T O O~ (Do kO kO (3o
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- 4- i 1.5 Factors for evaluation. It has already been pointed out that active charcoal does not adsorb selectively, and it is therefore relatively difficult to decide from which angle an evaluation of a charcoal type for its usefulness as a cigarette filter should be carried out. The following properties are inter alia desirable from the point of view of its satisfact-~-~--pr--~ical appllcatio~. Retention of aldehydes, acrolein, phenol, hydrogen cyanide, volatile organic acids, volatile organic bases, favourable behaviour during biological tests, the least possible influence on taste, optimum processing characteristics, etc. Since our laboratory is of course not equipped with the apparatus required for the methods of investigation normally employed in the active charcoal industry, it was necessary to develop or apply more practical methods for the evaluation of active charcoal from our point of view. Since the object of the work of investigation in the field of active charcoal was ultimately directed towards the discovery of a type of charcoal whose activity in a biological test should be at least equivalent to that of the material in a Lark filter, the decisive quality looked for related to this factor during the final selection. For this purpose, two independent biological tests, the ciliate test on paramecia {CAT) and the cilia test on mussels (C~T), were employed for evaluation. The CAT establishes the activity of the particle phase and the C~ the activity of the gas phase. During the final selection, the degree of phenol retention was employed as a further useful parameter. 2. Test results. 2.1 Nature of samples The active charcoal types which are commercially available were obtained through the normal trade channels. For this purpose, an approach was made to the normal chemical suppliers as well as to the special suppliers and to the active charcoal industry in general. Closer contact was established with two firms in order to characterise samples of special charcoals: Ringsdorff-Werke, of ~ehlem, and ~I " 1 I1 Drager-Wsr~, of L~beck. However, after it had become apparent in the pertinent industrial circles that the cigarette industry has become interested in active charcoal, samples and offers of active charcoal were also received without request from other sources. 2.2 Preselection. In view of the large commercial supply of active charcoal, it is appropriate to carry out a general prsselection operation orior to the start of soecial test procedures. In technology, charcoals not intended for any special field of auplication areO characterised according to their adsorption capacity for a benzene vapour/air mixture. The increase in weight up to the ~ attainment of the degree of saturation is termed the Cry. co ~O
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@ -5- maximum charge capacity. We have therefore prese!ected the charcoal types available in commerce according to their maximum charge capacity, except that we employed chlorobenzene instead of benzene3 owing to its higher ~ensity and equally good lipophilic properties. The most active charcoal types established according to this method were subjected to an activity test towards test chemicals. Thereafter, their behaviour towards cigarette smoke was investigated. 2.5 Activit~ towards test chemicals. 2.32 Chlcrobenzene adsorption (cf. Fig. 2.34 and Table 3.16~. The top performance group with maximum adsorption qualities consists of the two types Ringsdorff and Lurgi (Desorex 21). 2.83 Phenol adsorotion (cf. Fig. 2.33 and Table 5.11)o It is worth noting the relatively poor adsorption efficiency of the type "Fluka, granulated" compared with the top performance group. 2.34 Hydrogen cTanide adsorption (cf. Fig. 2.34 and Table 8.12). Separ~bion of the charcoal types into three different activity classes: 1. Top performance type (Merck 1.5 mm, granulated) 2. Intermediate group (Ringsdorff suecial with Cu and Fe; Riedel de H~"en, pure, granulated; Ringsdorff ~0r', activated 1 3. Poor type (Fluka, granulated ). 3. Tests on cigarette filters with active charcoal. 3.1. Activity towards individual smoke constltuen~ substances. 8.11 Aldehydes (cf. Fig. 8.11 and Table 5.!3) Separation of the charcoal types into three different activity classes : I. Top performance type (Rin~sdorff "0", activated) 2. !ntermediate group (Riedel de H~en, pure, granulated; Merck l.S me. granulated) 3. Poor type (Dr~ger K 238) 3.12 Volatile organic acids (cf. Fi~.$.12 and Table 8.14) Separation into two different actlvity classes. 1. Top performa=ce type (Ringsdorff 0 , activated) 2. Eauivalent intermediate group [Merck 1.8 m~., granulated; " Riedel de Haen, pure, granulated; . Dr~ger K 285) 5.13 Phenols (cf. Fig. 3.13 and Table 5.15) Superiority of the chamber filters compared with the Filtrona-Bonded Filters. The constant order of ~he activity of the charcoal types for a given O O~ ~O :CD ~CID ....... ~ (ID
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- 6 - type of filter on comparison with a different type is particularly marked. Top performance type: Ringsdorff "0", activated. 5.14 Ciliate test on particle phase (of. Fig. 3.14 and Table 5.15) The top performance type in the chamber filter arrangement is far superior to the Lark filter and the Filtroua- Bonded Filters. 3.15 Cilia test ion ~as phase (cf. Fig. 3.15 and Table 5.16) The distinct superiority of the top performance type "Ringsdorff "0" activated" in relation to the Filtrona and Lark filters is especially marked in this test. 5.2 Comparison with competitors,' products The following summary provides a survey of the physical date for the charcoal filters of cigarette brands commercially available. 3.3 A taste evaluation is extremely important during the development of a cigarette wi~h a charcoal filter. Attempts were therefore first of all made to discover whether certain tobacco varieties are particularly suitable for applicat- i ion in cigarettes with charcoal filters. The following smoking evaluations by experts indicate that all tobaccos which have been air dried or naturally processed (in the widest sense) do indeed provide better smoking results than Virginia varieties. These experiments were carried out with the same charcoal filter (Filtrona FF 561). After the selection of active charcoals according to chemico- biological criteria had been completed, a smoke taste evaluation was carried out on a homogeneous tobacco mixture. The smoking evaluation by experts during this test which is also given below has indicated the distinct superiority of the Lurgi sample. _This smoking evaluation is of interest since it makes possible some fundamental conclusions regarding the problem of the cause ! of the.. "strange taste due to charcoal". I ! It follows that an increase in the "charcoal taste" is not i necessarily related to an increase in the adsorption efficiency i of a charcoal type (otherwise, a different order of preference would have been established). It appears in fact that the result i ! of a smoking test deteriorates as the level of the dust fraction in the sample rises. Since this recognition will allow us to redtme the charcoal taste, though it cannot be wholly eliminated, coupled with the fact that exhaled smoke filtered through charcoal has an unpleasant smell (see below), we may propose the following hypothesis : O ~O ~O CD CD _~--~

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