Guildford Misc
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6~7-01
R~SEARCH "PROPOSAL
regarding
PROJECT ARIEL
for the
BrRish American Tobacco Co Lid
Westminster House, 7 Millbank
Londont S.W. 1
BATTELLE MEMORIAL INSTITUTE
International Division
7, route de Drize
Geneva
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RESEAItCII PROPOSAL
regarding
PROJECT ARIEL
by
BATTELLE MEMORIAL INSTITUTE
I. INTRODUCTION
Although the ~nswers to all the questions regarding the physio-
Iogic~d. behaviour of nicotine in human beings are by no means complete
as yet, we now come to a stage when an attempt to arrive at a first prac-
tical outcome of our research should be envisaged. That which we have
in mind is the development of a new smoking device that, by administra-
tion of nicotine in a suitable form, should give full satisfaction to smo-
kers while at the same time avoiding the well-known disadvantages in-
herent in actual cigarette smoking.
The requirements of such a new device could be ch~ned as follows:-
- Use should be made of tobacco as such in a form similar to that
in which it is smoked in order to avoid interference with the
legislation in force about drugs. This requirement would not pro-
hibit the use of other forms of nicotine in the initial experiments.
- The device should meet the psychological aspects of smoking.
This implies that the devices should be capable of being puffed and
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held either in the hand or in the mouth thus conforming in use
to the usual habits of smokers.
- The formation of tar and carbon mor~oxide,-as is the case in
the smouldering reaction of conventional smoking, should be
avoided.
If. PROPOSED RESEARCH
The aim of the research covered by this proposal would be to
study physical and chemical methods of nicotine release from tobacco
and its combination with a suitable gadget that would allow nicotine in-
take by smokers in such a way that it would meet the above requirements.
III. RESEARCH PROGRAMME
Study of these problems would mainly comprise the following
points :-
1. Study of
(a)
the Behaviour of Compounds of Nicotine
c. _h o i.~. ~..o .~ ~ .~ _u _~ t_~.b.~_t -= i. ~o_t _~ _~ _~ _~o__~ p _~ .~ _~ Ao _~_ i_t _~_ _~ _d
.m.~ _~ _~ _~ t_ ~ at _~ o
by inhaling
Nicotine as a free base is not appropriate for administration
to human beings either through the digestive track or into the
lung. Besides making people cough, it is also too quickly trans-
ferred Into theblood stream and thus creates too high an initial
concentration before the "partition" has been accomplished. As
nicotine in the form of its free base is apparently more vola-
tile than its salts, the creation of a suitable combination, such
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as for instance a salt with an organic acid or an aerosol,
should be studied after the sublimation of nicotine. Such a
• the nicotine consumer.
complex should give a pleasant feeling, to
(b) Formation of a._volatil_e ch.em ical c o_mp__t_ex_ with nicotine_
As Lt cart already be foreseen that the necessary heat genera-
tion for the sublimation of nicotine will be a major problem, it
would be ideal if one could transform nicotine into a chemical
complex that would have sufficient vapour pressure at room
temperature to allow its being administered in appropriate con-
centrations by the sucking action of the smoker. For this rea-
son we would study nicotine displacement from molecular sieves
by water vapour. We would also try to combine nicotine with
molecules which themselves have a low vapour pressure at
room temperature.
2. Study of the Sublimation of Nicotine from Tobacco Leaves or from
Tobacco Extracts
Previous experiments conducted in the Laboratories of the British
Amer;tcan Tobacco Co. Ltd have shown that nicotine can be voiati-
lised in the form of its free base by dry distillation either from to-
bacco leaves or from nicotine salts at temperatures starting from
120 - 130°C with an optimum ( before decomposition occurs} in
the range of 220°C. Quantitative measurements would be performed
to find out what heat is necessary to produce nicotine equivalent to a
smoking puff. In a later stage a qualitative picture should be obtained
of the other components released from the tobacco leaves.
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Study of suitable heat generators would be concentrated in the
beginning on systems using the heat of adsorption of water vapours
lake bentonite or molecular sieves. AnOther mechanism could be
found in a chemical reaction with water, like the extinction of
lime. In this event the necessity of dipping the gadget into water
or even other liquids prior to **smoking'* could be accepted.
Combination of the sublimation of the nicotine complex with the
heat generating mechanism should make it possible for nicotine
to be delivered in vapour or aerosol form quite like the puffing
technique of a smoker.
3. Ph~'siological Tests
The new arrangement should give as much psychological and
physiological pleasure to the smoker as conventional smoking
does, and it should also create addiction in about the same rela-
tive amounts. Experience gained during our E~IAD HATTER re-
search would be applied to a study of the behaviour of nicotine
obtained with the new device by adequate animal tests. Particular
attention would be paid to biological tests to ascertain the extent
to which the device is intrinsic':ll~" safe.
4. Construction of a smoking device
The mechanical form of the new gadget would be designed, on
the basis of all the new knowledge gathered during the course of
the experiments as proposed above, and its workin~ ~vould be
checked on confirmed smokers.
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IV. CONDUCT OF RESEARCH
To carry out this programme° the Battelle Institute would entrust
various specialists from among its staff with the task of solving special
problems ; however, the group which has already performed research
work of Mad Hatter Ill would remain in close touch with the new pro-
gramme. In addRion, a physical chemist from the InstRute's Physics
Division would be directly responsible for the co-ordination of the re-
search work.
V. RE PORTS
In addition to personal contact between all persons concerned,
BAT would be kept informed of pro[,ress made wRh the research by
means of monthly letter reports and a comprehensive report every three
months, On completion of research, a final report would be drawn up,
containing full information on the results achievsd as w ~.Ii as any prac-
tlcal recommendations that may be relevant.
Vl. DURATION AND COST OF RESEARCH
The research programme outlined above (paragraph Ill), con-
sisting in the study of physical and chemical methods of nicotine rel?ase
from tobacco in order to construct a n~.w smoking device, would require
approximately one year.
The relevant budget would not exca~.d the sum of Swiss francs 150 000.
VII. START OF WORK
Research work could start one month after signature of the contract.
Geneva, 3rd of January 1962
CHH/Lf/191-21
Co

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