Council for Tobacco Research
Transforming Potential Is Detectable in Arteriosclerotic Plaques of Young Animals Arteriosclerosis and Thrombosis Vol 11, No 4
Abstract
MAR
Fields
- Depository Date
- 08 Dec 1995
- Master ID
- Publications028943-8948
- Author
- Hubbard, F.C., N.Y. Univ Medical Center
- Parkes, J.L., N.Y. Univ Medical Center
- Penn, A., N.Y. Univ Medical Center
- Parkes, J.L., N.Y. Univ Medical Center
- Request
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- 62
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- Type
- SCIENTIFIC ARTICLE
- BIBLIOGRAPHY
- Box
- 72
- UCSF Legacy ID
- mob10a00
Document Images
7 ?So:~B
FlLE COPV ~~
Transforming ]Putential Is Detectable in
Arteriosclerotic Plaques of Young Animals
Arthur Penn, Frank C. Hubbard Jr., and Joan Lee Parkes
Tbe carcinogen-treated cockerel is emodel for studying the early stages of arteriosclerotic
plaque development. Carcinogen adhninistration accelerates arteriosorlerotic plaque develap-
meni In cockerels, and transforming elements are present In DNA from advanced human
plaques. In this study, we asked whether transforming elements could also be detected at early
stages of plaque development in cockerels. NItH3T3 cells were trantzfected with DNA from
plaques isolated Orom carcinogen-treajed cockerels and from the beaithy arterial wall under-
lying the plaques. Approximately 5 x 100' cells from each group were injected Into nude miee.
Tumors appeared In five of five mice In the plaque DNA groap; no tumors appeared In mice
t8roaa the healthy arterial wall group~, All five plaque DNA-associated tumors hybridized to a
cockerel genomic probe. Eight cocker+el-speciflc bands were identified In EcoRl digests of first-
rourAd (primary) tumors. DNA from b primary tumor was tested in a second round of
transfection. Five of five mice developed tumors after Injection with these secondary transfor-
tnants. All second-round tumors corituihred cockerel DNA, abd a prominent cockerel-specijic
band (> 29 kb) was seen in EcnRl digests of all second-round tumors. lrt addition, a 5.2-kb bao<d
appeared prominently In one of five secoitd-round tumors. No evidence was found for activation
of the oncogenes Ha ras, Ki-rrrs, srr, or myr In the plaque-astroctated tumors. Similarly, DNA
from plaque-associated tumors did not hybridize to probes for Marek disease virus, herpes
simplex virus l, or reverse transcriptase, suggesting that neither herpeiviruses nor retroviruses
are involved In the transforming actiyit,y of plaque DNA. These results indicate that transform-
ing elements are a general property of arteriosclerotic plaques and are detectable In plaques of
young animals. (Arteriasclerosifs and iFhrrim6osis 1991;11:1053-1058)
3
T he proliferation of smooth muscle cells
(SMCs), a rare event in the normal adult
arterial intima, is thought to be critical to the
development of arteriosclerotic plaques. Most theo-
ries of plaque development have regarded SMC
proliferation as a reactive process, occurring in re-
sponse to such stimuli as injury, or inflammation.2
Under these conditions the SMCs involved in,pidque
formation are regarded as indistinguishable (except
for receipt of stimuli that cause proliferation) from
the rest of the arterial wall SMCs. According to this
view, it is the availability of mitogens or other rrtuo-
ulators of cell division rather than any uniqut prop-
erty of the responding arterial SMCs that determines
whether intimal SMC proliferation and subsequent
plaque development will occur.
A fundamentally different view is presented by the
monoclonal hypothesis.3 This proposes that the pro-
liferating SMCs are derived from a stably trans-
formed and thus per*nanently altered cell population
that is distinct from the bulk of arterial SMCs. One
inference from this hypothesis is that there should be
demonstrable similarities, on the molecular level,
between events associated with the development of
both plaques and tumors. Indeed, the prediction has
been made that mutagens and viruses should play a
role in plaque formation comparable to the role that
they play in tumor formation. Studies including those
using cockerels as an animal model have provided
indirect support for this view. Weekly injections of
polynuclear aromatic hydrocarbon carcinogens
(PAHCs) at nontumorigenic doses into cockerels
markedly accelerate plaque development a-' The in-
ducible enzyme systems responsible for the metabo-
lism of PAHCs have been identified in the krterywall
of both cockerels and mammals.B-10 The PAHC
?,l2-dimethylbenzialanthracene (DMBA), adminis-
tered as an "initiator" followed by weekly injections
of the a-adrenergic agonist methoxamine (as a pro-
moter) yielded microscopic aortic plaques in cocker-
From the Institute of Environmental Medicine, New York
University Medical Center. N.Y.
Supported by National Institute of Environmental Htalth Sci-
ences grant Nos. 02143 and 00260. American Heart Astioeiation
grant-in-aid No. 87993. and the Council tor Tobacco Research.
Address for reprints: Arthur Penn. PhD. Institute of Environ-
mental Medicine. NYU Medical Center. New York, NY i0D166 iteceived September 20. 3990; revision
accepted March 21.
1991.
PUBLICRTIONS 028943

1054 Arteriosclerosis.nd 7Lrombosis Vol 11, No 4 July/Augusr 1991
els. I I A series of studies during the past decade have Methods
also suggested a role or herpesviruses in plaque
formation.12-m Two recent sets of in vitro studies
have provided evidence for possible mechanisms of
the interaction betvueen viruses and SMCs. In the
first of these studies fibroblast growth factor receptor
was identified as the site of herpesvirus entry into
mammalian cells, including SMCs.21 In the second
study rabbit aortic SMCs were transformed by the
early region of SV4Q DNA.u
Carcinogen and virus studies have thus far provided
only indirect support for the predictions of the mono-
clonal hypothesis. Direct support requires demonstra-
tion of molecular alterations in plaque cells compara-
ble to those observed in tumor cells. Earlier, we
reported that human coronary artery plaque DNA
contained transforming potential and that mouse fi-
broblasts (NIH3T3 cells) transfected with human cor-
onary artery plaque DNA gave rise to tumors after
subcutaneous injection into nude mice?3 The proto-
cols followed in these studies were originally devel-
oped to demonstrate the presence of dominant trans-
forming genes (oncogenes) in tumors and transformed
cell lines.r,-26
One limitation associated with these human stud-
ies is that the plaques were obtained from older
patients in whom atherosclerosis developed over a
period of decades. Thus, it could be argued that
acquisition of transforming potential is a late-stage
event in atherosclerosis and is only indirectly associ-
ated with plaque etiology.
An advantage of using the carcinogen-treated cock-
erel as a model for plaque development is that large
plaques can be genetated in the abdominal aortas of
these young animals after carcinogen treatment.
These plaques arc fibromuscular, with limited lipid
involvement and without apparent calcification or
necrosis. We have shown that in this system carcin-
ogen treatment acts, primarily to accelerate plaque
development rather than to initiate it!-7 Morpholog-
ical and ultrastructural similarities between fibro-
muscular abdominal aortic plaques in cockerels and
coronary artery plaques in humans have been docu-
mented.27 The objective of the present studies was to
determine whether molecular alterations exist in
carcinogen-associated cockerel plaques similar to
those previously identified in human plaques.23
In this article we report that NIH3T3 cells are
transformed by carcinogen-associated cockerel
plaque DNA and that injection of these transformed
cells into nude mice elicits development of tumors
that contain cockerel genomic DNA. Moreover, this
plaque transforming potential is transmitted serially.
7hus, there are molecular alterations in the DNA of
plaques from diverse sources (human and avian) and
from young and old subjects that are similar to
alterations that have been identified in tumor DNA.
This suggests that somatic cell mutations play a role
in plaque etiology.
Animals
Four-week-old white leghorn cockerels (Kerr
Hatcheries, Hightstown, N.l.) were housed in stainless
steel cages. Water and standard bnash (Purina Co., St.
Louis, Mo.) were available ad libitum. All animal
handling and treatment procedures were conducted
according to New York University Medical Center
guidelines. From 6-22 weeks of age the cockerels
received weekly injections of DMBA (20 mg/kg body
wt, Sigma Chemical Co., St. Louis, Mo.) into the
pectoral muscle. The DMBA was dissolved in dimeth-
yl sulfoxidc (Fisher Chemieal Co., Valley Forge, Pa.).
Af'ter the eockerels were humanely killed at 23 weeks
of age, plaques and healthy arterial wall underlying
the plaques were removed under sterile conditions
and frozen immediately in liquid Nz.
71kans/'ections
AU tissue samples were pulverized in liquid NZ 2'
DNA extraction was performed via standard phenol/
yisoamyl alcohol procedures.28 DNA from four
CjHClr
separate sources was tested in the transfection assay: 1)
cockerel aortic plaque, 2) healthy cockerel arterial wall
that had underlain the plaques, 3) T24 human bladder
carcinoma cell line (positive transfection control), and
4) NIIi3T3 cells (negative transfection control). The
DNAs weire cotransfected with pSV2.,,.,29 the hybrid
plasmid vector conferring antibiotic resistance, by the
standard Ca,(PO,)2 transfection protocol.30 For each
sample 40 .u.g genomic DNA was transfected along with
4 µg pSV2,.. into three T 25 flasks, each containing
approximately 0.5 x 10° NIa3T3 cells grown in Dulbec-
co's modified Eagle medium (DMEM) with 10% fetal
bovine serum. Twenty-four hours later cells were split
1:3. Transfe.cted cells were grown in the presence of
gentamicirti (G418).
Nude Mouse Assay
Three weeks after cotransfection the colonies were
collected, and 4-5 x 10° cells from each group were
injected subcutaneously into the scapular area of five
4-5-week~-old athymic (nu+/nu+) female mice (Har-
lan Sprague-Dawley, Indianapolis, Ind.). Animals
were checked for the presence of tumors three times
per week. The mice were killed when the tumors
were at least 15 mm in diameter, and samples of
tumors were taken for histological observation, DNA
isolation, T nd growth in culture.
Southern litlor Hybridizarion
DNA was digested with the restriction enzymes
EcoRl and BamHI according to the manufacturers'
instructions, subjected to electrophoresis overnight in
0.7% agarose (Bio-Rad, Richmond, Calif.) at 20 V, 15
mA per gel, and blotted onto nitrocellulosesl (Schlei-
cher and Schuell, Keene, N.H.). pSV2K, was provided
by E. Newcomb, New York University Medical Cen-
ter. The probes Ha-ras, Ki-r+as, srr, and myc, consisting
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028944

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TaatE t. 7tiuporlVnic li/Nelenwy of t'taque DNA-71r.o#reetcd Cdls
DNA source No.
tutnors/No.
mice Tumor
latency
(daye)
Arteriosderotbc plaques
from DMBA-treated
cockerels 515 33-45
Healthy artgrial wall
(underiying plaque)
from DMBA-treated
oockerels
/5
..
774 cells (hytagan bladder
carcinoma atll line)
5/5
7-10
NIH3T3 cells 0/5 ...
Plaque-asso~.-isied pritnaty
tumor CTLJ (foom ftsst
source al>oe)
5/5
24-42
T24 cells 5/5 19-23
NIH3T'3 cells 0/5 ...
For each grtpup, -5 x 10° cells were injected subcutaneously in
the dorsal su'rfsoe of five female nu+inu+ mice.
DMBA, dimethyibenz(aJanthrrsoene.
of inserts cut out and purified from plasmids, were
purchased from Oncor, Gaithersburg, Md.; the re-
verse transcriptase (RT) probe, contained in plasmid
pRT 432-I. No. 31990, was purchased from the Amer-
ican 'lype Culture Collection, Rockville, Md. The
herpes sirtiplex virus I (HSV-1) probe was a gift of
David Hajjar, Cornell University Medical Center,
New York, The Marek disease virus (MDV) probe
(BamHl-H insert), which does not hybridize to DNA
from uninfected chicken cells, was provided by K.
Schat, Cornell University, Ithaca, N.Y. The cockerel
genomic probe was prepared from cockerel heart
DNA. All the probes were labeled with phosphorus-
32-labeled cytidine triphosphate (New England Nu-
clear, Boston, Mass.) by nick translation 32
Hybridization conditions were as follows: for Ha-=
myr~ srry and RT, 40% formamide, 40°C 18 hours; for
Ki-ras, 45% formamide, 43°C~ 18 hours; for HSV-1 and
oockerel 1probe, 50% formamide, 43°C, 18 hours; and
for MDV, 50% formamide at 51°C, 30 minutes, and
then at 42°C, 24 hours. Washes and exposures were
performed by use of standard proc:edures.28
Results
Cockerels were injected weekly with DMBA from
6-22 weeks of age and were killed at 23 weeks of age.
Four of five DMBA-injected cockerels displayed
grossly visible plaques (12x3 mm) in the distal third
of the abdominal aorta. These plaques were similar
to DMBA-associated plaques that we have described
previously4-'t; they were fibromuscular with little lipid
involvement. DNA samples obtained from the
pooled plaques, healthy arterial wall underlying the
plaques, T24 human bladder carcinoma cell line, and
NIH3T3 cells were used to cotransfect host NIH3T3
cells. Results of the transfection nude mouse study
are presented in Table 1. Tumors developed in all
Penn et a/ Transforming Potential in Plaques 1055
23_1.
9A-
ss-
4.4.
. s.w.,r.
FtoURE 1. Hybridfzarion of pldque-associated ttunor Y)NA
to a cockerel genomfc probe. EttoRl-digested DNA samples
(20 /rg/lane) were Soutiterrr bloned and hybridized to a
phosphorus-32-labeled probe prepared fr+vm cockerel heant
DNA. Hyb.idisations were perfo'rrned under hfgh strfngency
conditions (50% jonnamide, 43°C ) Sources of DNA werr
lane 1. 724-associated nude mouse tumor, lane z NIH3T3
cells; lane 3, fast-round cockerkl plaque DNA-associated
nude mouse tumor (CTI-3); lanc A CTI-3 pdnwry explant;
lane 5, second-round nude mouse tumor (C72-3); lone 4
second-round nude mouse ttunoi (C72-4). Note that fcint
bands present in the T24-de.ived tumor and in the N1H3T.1
celLs (lanes I and 2) are most 1fkeAv due to cross h3bnidization
ojthe cockerel probe to manrmalian nepeutive sequences with
which cockend repetitive sequences share homology.s3-35
Nutnbers at leJft are in kb
five mice injected with plaque DNA-transfected
cells. The tumor latency period was 33-45 days. In
contrast, no tumors appeared in any mice injected
with cells transfected with DNA from normal arterial
wall or from untreated NIH3T3 cells. All five mice in
the T24 carcinoma cell line group developed tumors,
with a latency period of 7-10 days. Tumors were
excised when they reached 15-20 mm in diameter.
All tumors had the appearance of poorly differenti-
ated fibrosarcomas. DNA from all first-round plaque-
associated tumors hybridized to a cockerel genomic
probe. At least eight distinct cockerel-specific bands
were visible in first-round plaque-associated tumors
(see Figure 1).
DNA extracted from one of the plaque DNA-
associated tumors (CTl-3) was tested in a second
round of transfection. All five mice injected with the
second-round transfectants developed tumors. La-
tency periods ranged from 24 to 42 days (Table l).
The positive control group in this study displayed
tumors (five of five mice) after 19-23 days. Again, no
tumors appeared in the negative controls.
DNAs isolated from the setrondary tumors were
digested with EcoRl and hybridized to a cockerel
genomic probe. All seoondary tumors contained
cockerel genomie DNA. A prominent band (>28 kb)
was identified in all secondary tumors. EroRI digests
PUBLICATIONS 0 28945

1056 Arterioselermsis and Thrombosis
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Vol 11, No 4 JulylAugust 1991
1 2 3 4 5
FTstlrte 2. Absence of cockenl myc sequences in NIH3T3
tmnsjbrinants is shown by Souihem-blotted BamHl-digesxd
DNA hybridized to a phosphorus-32-labeled v-myc probe.
HybridEtations were perfomied in the presence of 40 % jonn-
amide at 40°C. Sourres ef DNA were lane l, cockerel hearr
lanes 2 and 3, fast-round plaqae-asaociated nude mouse
tnmors; lane 4, nude mouse tumor pimary dplaru; lane 5,
N1H3T3 cells. Cockerel myc is mpesented by an intense band
(of > A4 kb) in lane l. A less intense mu.fne myc sfgnal
appears at -6.6 kb in lanes 2-5. 71ie v-myc probe denved
from the avian MC29 vlras has gnrater homology to cockerel
myc than it does to mouse myc and therefore hybridres more
stnongly to the cockenef proro-oncogene.
of two,of these tumors are shown in Figure 1(lanes
5 and 6). In addition, a 5.2-kb band appeared prom-
inently in one of five second-round tumors (Figure 1,
lane 6). As expected, neither DNA from the T24-
associated tumors nor that from N1H3T3 cells hy-
bridized to the cockerel genomic probe (Figure 1,
lanes 1, and 2).
DNA from the first round of plaque-associated
tumors was tested for the presence of activated
oncogenes. Ki nas, Ha,ras, myc, and src probes were
used to screen BamH1-digested DNA from plaque-
associated tumors. None of these was responsible for
the transforming potential of cockerel arterioscle-
rotic plaque DNA (Figure 2 and data not shown). In
Figure 2 the intense band (>9.4 kb) in lane I
(cockerel heart DNA) is cockerel myc; the less
intense bands of approximately 6.6 kb in lanes 2-5
are murine myc The absence of a >9.4-kb cockerel
myc signal in the plaque-associated nude mouse
tumors indicates that myc is not the cockerel plaque-
transforming gene.
We also tested the possibility that retroviral infec-
tion plays a role in cockerel arteriosclerotic plaque
development. DNA from plaque-associated tumors
was hybridized to an RT probe. No RT-specific bands
were identified (data not presented).
Because a single injection of the avian herpes virus
MDV to 4-day-old cockerels results in focal plaque
formation; = we screened the plaque-associated tumor
DNA with MDV. 'lltis probe failed to hybridize to
plaque-associated tumor DNA (data not presented).
Finally, because herpesviruses have been implicated as
etiologic factors in the pathogenesis of human arterio-
sclerosis and human HSV-1 has been shovutt to influ-
ence lipid accumulation and metabolism in both human
and bovine arterial SMCs,t4 we also screened the
plaque-associated tumor DNAs with an HSV-l probe.
This, too, was negative, suggesting that herpes viral
sequences are not associated with the transforming
element(s) in cockerel plaque DNA.
Discussion
Previous;y, we have shown that carcinogen treat-
ment accelerates plaque development in cockereis +-'7
We have also demonstrated, via the transfection-
nude mouse tumor assay, that human coronary attery
plaque DNA has transforming potentiai.23 Recently,
we reported that DNA from SMC strains derived
from human aortic plaques i.s also positive in the
transfection-nude mouse tumor assay.36
The data presented here show that cockerel plaque
DNA, like human plaque DNA , contains transform-
ing element(s). NIH3T3 cells transfected with oock-
erel plaque DNA gave rise to nude mouse tumoi I rs in
five of five injected mice. The tumor latency period
(33-45 days) was significantly shorter than that for
human coronary artery plaque-associated tutators
(50-112 days)23 but longer than that for the i'24-
as.cociated tumors (7-10 ilays), which contaiti an
activated Ha,ros oncogene. As is the case with human
coronary artery plaque DNA, cockerel plaque DNA
transforming elements are serially transmitted, with
DNA from primary plaque-associated tumors gi'ving
rise to secondary plaque-associated tumors (Table 1).
DNA from both rounds of tumors hybridized io a
cockerel genomic probe. A itumber of oockerel-
positive bands were present in tcoRl-digested bNA
from plaque-associated first-round tumors and their
primary explants (Figure 1). When DNA from one of
the plaque-associated tumors was tested in a secbnd
round of transfection, a prominent cockerel-positive
band (>28 kb) was retained in all the resulQing
tumors (Figure 1). ln additio>ti, a 5.2-kb band was
present in one of the second-round tumors. The
retention of eockerel-positive bands in the secdnd-
round tumors suggests that the putative transforming
gene is associated with these sequences. We are
currently investigating this phenomenon.
One approach to identifying the transforming garne
in cockerel plaque DNA is to screen the plaque-
associated tumor DNA with onoogene probes. We
tested for the presence of att activated cockerel
Ha-r+os gene because mutations in codons 12 and 61
of Ha-ras have been reported in skin cells trans-
formed by the PA.HCs benzo[q)pyrene (B[a)P) and
DMBA, respectively,'7 and because B[ajP and
DMBA markedly accelerate plaque development in
cockerels.7 However, we found no evidence of cock-
erel Ha-ras in any of the plaque-associated tumors
even though the plaques were obtained from DMBA-
treated cockerels. Similarly, we found no evidence
for the presence of exogenous IC$-ras, sr+c (not shown).
or myc (Figure 2) in any of the cockerel plaque-
associated nude mouse tumors. 1Ci-,rrts is one of the
most commonly activated dominant transforming
genes that has been identified in human tumors.`"
Activation of src, which is responsible for the trans-
forming activity of Rous sarcoma virus, results in
malignant transformation of avian celis.39 myc was
11
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PuBLrcRrIoNs 028946

s
first identified as the transforming gene of avian
myclocytomatosis virus!o In humans, enhanced
expression of »iyc has been noted in cases of leuke-
mia, lymphoma, and carcinoma of the breast and
prostate. A modest elevation of myc expression was
also observed in SMCs of spontaneously hypertensive
rats compared pvith normotensive rats!t We have
recently descriaed a twofold to sixfold enhancement
of nryc expression in SMC strains derived from
human abdominal nortic plaques compared with
healthy human aortic SMCs, although nmyc was not
responsible for the transforming potential of the
DNA from these cell strains.36
Finally, the absence of RT, MDV, and HSV-1 se-
quences in the plaque-associated nude mouse tumors
,suggests that these vpruses are not involved in the
etiology of these mocketel plaques. Although one recent
report failed to identify traatsfonning activity in human
carotid plaquW2 other investigators have confirmed
that serially tran5mitted transforming activity is present
in human arteritasclerotic plaques (Reference 43 and
R.M.L Zwijsen, personal communication).
The results described herein confirm our previ-
ous findings with plaque samples of human origin2-'
and demonstratee that the presence of transforming
elements is a general eharacteristic of plaque DNA.
Furthermore, the fact that these activated ele-
ments exist in animals only 6 months old demon-
strates that transforming potential is detectable in
plaques of young animals.
Acknowledgments
We thank Tom Schat for performing the hybrid-
ization with the MDV probe; Alan Bowers and
Dule Hubbard for excellent technical assistance;
and Sy Garte and C.arroll Snyder for critically
reviewing this manuscript.
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KEY Wottos arteriosclerotic plaque transfontdag genes
cockerel tarcinogens tumors transfection
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