Council for Tobacco Research
""Best" Program for C.T.R." [Discusses How the Ctr Serves the Industry]
Abstract
MAR
Fields
- Depository Date
- 08 Sep 1997
- Master ID
- Ctrmn00042811-3384
- CTRMN042811-3094 Deposition of James F. Glenn [Deposition of Glenn in the Matter of the State of Minnesota]
- CTRMN043095-3096 A Frank Statement to Cigarette Smokers [Response to Reports About Link Between Smoking and Lung Cancer]
- CTRMN043097-3103 Agenda Tobacco Industry Research Committee [Includes Information on Advertising and the Link Between Cancer and Smoking]
- CTRMN043104-3112 Forwarding Memorandum [Discusses Challenges Faced by the Tobacco Industry]
- CTRMN043113-3118 Background Material on the Cigarette Industry Client [St]
- CTRMN043151-3153 Statement by Timothy V. Hartrett, Chairman Tobacco Industry Research Committee [Information on Money Given by the Tobacco Industry Research Committee for Specific Scientific Research Projects Into Public Health Problems]
- CTRMN043154-3156 TIRC Program [Information on TIRC]
- CTRMN043157-3157 Hartrett Says Statistics Do Not Establish Causes [Discusses Cause-and-Effect Relationships]
- CTRMN043158-3167 Report on Visit to U.S.A. And Canada 17th April - 12th May 1958 ["Information About Lung Cancer and the Issue of "Causation""]
- CTRMN043168-3190 Survey of Cancer Research with Emphasis on Possible Carcinogens From Tobacco [Increased Incidence of Cancer of the Lung Is Due to Increased Contact with Carcinogenic Stimuli]
- CTRMN043191-3193 Scientist Comments on Benzpirene Report [Discounts the Role of Benzpyrene]
- CTRMN043194-3197 Cancer Scientist's Comments on Smoking-Lung Cancer Review [Discusses Evidence Which Conflicts with the Tobacco-Smoking Theories of Lung Cancer]
- CTRMN043198-3202 the Optimum Composition of Tobacco and Its Smoke [Discussion of Smoke Composition in Relation to Health and Smoking Enjoyment]
- CTRMN043203-3205 Gaps Still Exist in Knowledge of Lung Cancer and Heart Disease, Says Little [States That Many Clinical and Experimental Factors Still Need to Be Identified in Consideration of the Origin of Lung Cancer]
- CTRMN043206-3212 the Smoking and Health Problem--A Critical and Objective Appraisal [Discusses the Cigarette Smoke-Health Problem and the Potential Involvement of the Company's Research Department]
- CTRMN043213-3217 for Release at 6:30 P.M. Monday, February 3, 1969 [Discusses the Lack of A Demonstrated Causal Relationship Between Smoking and Disease]
- CTRMN043218-3223 Visit to Battelle Pacific Northwest Laboratories, Richland, Washington, July 3, 1974 [Discusses the Dog Inhalation Laboratory]
- CTRMN043224-3225 Council Manipulated Media on Smoking's Dangers [Discusses A Report Released by the House Energy and Commerce Health Subcommittee]
- CTRMN043226-3248 the Broadcast Reporting Service Tellex Report A Dying Industry [Discusses the Tobacco Industry As A Lobby]
- CTRMN043249-3258 State of Minnesota County of Ramsey District Court Second Judicial District Case Type: Other Civil Court File No. C1-94-8565 the State of Minnesota, by Humbert H. Humphrey, III, Its Attorney General, and Blue Cross Blue Shield of Minnesota, Plaintiffs, Vs. Philip Morris Incorporated, R.J. Reynolds Tobacco Corporation, B.A.T. Industries P.L.C., Lorillard Tobacco Company, the American Tobacco Company, Liggett Group, Inc., the Council for Tobacco Research -- U.S.A., Inc., and the Tobacco Institute, Inc., Defendants. Response of the Council for Tobacco Research -- U.S.A., Inc. To Plaintiffs' First Set for Requests for Admission [States Ctr's Position on A Number of Questions Regarding Cigarette Smoking As A Cause of Disease]
- CTRMN043259-3260 [Discussion of An Inhalation Project]
- CTRMN043261-3262 Report on Visit to U.S.A. And Canada 17th April - 12th May 1958 Attitude of U.S. Industry to Biological Testing [States That Liggett&Myers Stayed Out of TIRC Because They Doubted the Sincerity of TIRC Motives]
- CTRMN043263-3264 Auerbach's Smoking Beagles [Discusses Response of A Dog to An Inhalation Experiment States That These Methods Produced A Carcinoma in the Animal]
- CTRMN043265-3267 Review of Ctr Abstracts Dated 11/1/70 [Raises Questions About the Relevance of Ctr Grants to the Problem of Smoking and Health]
- CTRMN043268-3270 Auerbach/Hammond Paper [Gives Information on Auerbach's Inhalation Experiments Author Accepts That Significant Tumorogenic Conditions Following Inhalation Have Been Demonstrated]
- CTRMN043271-3274 Supplementary Report on Discussion with Osdene (Philip Morris) [Discussion of Long-Term Mouse Skin Painting]
- CTRMN043275-3276 Statement of F.G. Book in Buffalo, N.Y. On October 12, 1956 [Discusses Laboratory Research on the Subject of Tobacco]
- CTRMN043277-3279 Minutes of Meeting to Discuss Results of Experiments with Smoking Digs Conducted by Dr. Oscar Auerbach - Office of the Council for Tobacco Research, November 3, 1970 [St]
- CTRMN043280-3282 [Accepts Manuscript on Inhalation Studies for Publication]
- CTRMN043283-3285 [Discusses Who Will Serve on the Committee to Study Research Programs Funded by the Tobacco Industry]
- CTRMN043286-3384 [Expresses Frustration with Ctr]
Related Documents:
Document Images
CN
TO: Mr. J. F. Culiman III December 8, 1970
FROM: H. Wakeharn
SUBJECT: "Best" Program for C. T. R.
In retrospect of the November 30 meeting of the CTR Executive Committee, it
might be appropriate to comment on the question "What kind of CTR program is
best for the Industry?" At the meeting it was apparent this question is troubling
many elements of the Industry to the extent people are reltictant to discuss the
subject openly because of the diversity of views. To some extent this unsettled
state also exists within Philip Morris. In the hopes of clarifying, at least par-
tially, -the matter I offer the following summary, hastily adding that these state-
ments embody ideas from many places.
1. Stated Objective or Purpose of CTR
"To aid and assist research into tobacco use and health, and to make available
to the public factual information on this subject". This Is a very broad statement
'which has been interpreted more narrowly to "providing financial support for
research by independent scientists..." "to provide significant data about lung
cancer, heart disease, chronic respiratory ailments, and-other diseases."
(1968-69 Report of the Scientific Directox, C.T. R. -U.S.A.)
A broader CTR program Involving the mechanisms of contracts as well as grants
and areas of research pertinent to health, other than strict y-biomedical, . is not
excluded by the statement of purpose. The narrower interpretation indicaied above
must stem either from industry policy guidance or from the strong medical orien-
tation of the Scientific Advisory Board.
In any case, this statement of purpose does not reveal the objective needof the
Industry In supporting the CTR program.
2. It has been stated that CTR Is a program to find out "the truth about smoking
and health." What is truth to one is false to another. CTR and the Industry have
publicly and frequently denied whar others find as "truth." L.et's face it. We are
Interested In evidence which we believe denies the allegation that cigaret smoking
causes disease. If the CTR program is aimed In this direction, it Is In effect ~
trying to prove the negative, that ctgaret smoking does not cause disease. Both ~j
lawyers and scientists will agree that this task is extremely difficult, if not im- 'N
possible. ON
3. What then are the alternatives? Somehow all caveats and platitudes aside, we 0
I-A
must assume that CTR exists for the good of the Industry. How could this benefitm
be achieved? N
tion A.
Aim the program at contributing to the search for the causes of diseases, especially
those diseases alleged to be caused by smoking.
Rational 1
r~o )xino publico; institutional public relations - the industry is interested In
CTR NN 04~~ 119,

Mr. J. F. Cullman 111 - 2- Dccemi?er 8, 1970
. ~ human welfare and alleviation of human suffering; therefore, the public should
love and respect us and buy our prodocts.
Rational 2
t more research there is a good chance the smoker-related diseases will be
found to result from causes other than smoking, and the Industry Is "off the hook."
Problem 1
1n a tot national health research effort of 1, 000 million dollars, what impact
will ourcontribution have? Is it even worth PR value? ~
t
Problem 2 '
Assume we target projects related to specifics, like lung cancer. Will our 2 ;
to3million dollars have any effeGt? Probably not. The national cancer research
effort today totals over 200 million dollars. Besides, how do you judge high-
return, worthy, viable fields of work for support? Too many investigators have
selfish Interests for us to take their judgments at face value. No matter what or .
how we select, prospects for a positive benefit are small.
~
Option B.
Use the CTR program as a means of establishing expert scientific witnesses who i
~ Iwill testify on behalf of the Industry In legislative halls, in litigations, at scientific '
t~^'( meetings, and before the press and the public.
y
If this obj ective is the purpose of CTR, then a very limited, selective gran# progrm
am
should be adecjuate to do the job. There would be little need for research contracts
or an extensive staff In headquarters. One might also question how long it would
:: take for the witnesses to acquire the "taint" of Industry money.
l cannot judge the litigative value of this approach, but I am impressed by the legis-
lative testimony we are able to muster at Congressional hearings. On the other
hand, my contacts with scientists outside the industry do not reveal an extensive
awareness of, or appreciation for, the CTR program. It would be interesting to
try to measure such awareness by the public, the medical profession, or by
scientists at large. If after 16 years and 20 million dollars such a study comes up
with a blank, as I think it would, then we can only conclude that CTR as presently
organized and operated Is not convinctng the public that we are objectively seeking
the "truth" or "establishing good faith In the scientific community."
Option C.
Aim CTR research at the discovery of Information of use and value to the cigaret
industry.
J
Rational
Iiere are many unresolved questions relating cigaret smoking to the smoker.
Research on these problems would help us to understand better our product and N
our consumer. The results of such research applied to our business would C)
undoubtedly help us overcome some of the criticisms we are facing. These
topics are not new. 2V
1. Biomedical studies on thc effects of smoke on the smoker and on how to 0
ameliorate undesirable effects by changing our products. Ea
N
CTR MN 04~ ~ ~0

Mr. J. F. Cullman III
- 3 - December 8, 1970
2. Psychosocial studies on the positive- benefits of smoking as revealed by
smoker behavior patterns.
3. Epidemiological and demographic studies so we can give scholarly replies
to the erroneous allegations of our critics.
The way to earn the approval and respect of the scientific community Is to carry
out and publish good research. I don't think we get much credit for this by giving
grants.
CONCLUSION
It would seem appropriate to explore in some depth during the next year or two
how CTR is or might be serving the needs of the cigaret Industry. The disparity
of opinion on this subject within the Industry Indicates that the answer to the
question Is not obvious. If we (members of the Industry) cannot convince ourselves
of a definite answer to the question "HOW", then we might very well decide It is
wasted effort. If so, CTR should be terminated. '
Hw ~ ~
cc: Mr. R. R. Millhiser
Mr. C. H. Goldsmith
Mr. A. Holtzman
Mr. P. D. Smith
Mr. H. Cullman
Mr. J. C. Bowling
Dr. R. Fagan
Dr. T. S. Osdene
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Mr. WAxNUVN. You made reference to a seminal article in the
Wall Street Journal about how cigarette makers keep health ques-
tions open year after year. The Council for Tobacco Research was
the subject of that article.
This article cited the Council for Tobacco Research as refusing to
answer any questions. They refused to answer questions for the
Wall Street Journal, New York Times, any of the representatives
of the press in this country that gives out information to the public.
Well, I think they should be called before the Congress of the
United States to give out the information that I think is appro-
priate for us to know about their activities and their presumed sci-
entific inquiries-whether it is genuine science or public relations
science, whether they are engaged in what they say they are sup-
posed to do, which is to pursue the truth, or whether they are try-
in to lay a veil of secrecy over that truth.
Y do want to point that out. The press can't insist on these an-
swers but the Congress of the United States will insist on answers
to these important questions.
Mr. Greenwood.
Mr. GREENWOOD. No, thank you, Mr. Chairman.
Mr. WnxMAN. We will leave the record open for other members
of the subcommittee who wish to insert statements in the record.
Mr. WAXMAN. Our witness this morning is Dr. James Glenn,
chairman and CEO and president of the Council for Tobacco Re-
search.
Dr. Glenn, as is our custom in tobacco control hearings, we would
like to swear in all witnesses. I want to tell you that at the desk
next to you are the applicable Rules of the House, and the Rules
of the Committee. They will inform you of the limits on the power
of this subcommittee and the extent of your rights during your ap-
pearance today.
Do you or those who will accompany you desire to be represented
by counsel or advised by counsel during your appearance here
today?
Mr. GLENN. Perhaps so, Mr. Waxman.
Mr. WAXMAN. Well, you are entitled to be represented by counsel.
I want to inform you of that fact.
Do you or those who you have asked to accompany you object to
aearing before this subcommittee under oath.
Tr. GLENN. No, sir.
Mr. WAXMAN. If you have no objection, I would like to ask you
to rise and raise your right hand.
[Witnesses sworn.]
Mr. WAxH[AN. Please consider yourself to be under oath and iden-
tify yourself for the record and proceed with your testimony.
TESTIMONY OF JAMES F. GLENN, CHAIRMAN, COUNCIL FOR
TOBACCO RESEARCH, USA
Mr. GLENN. I am Dr. James F. Glenn. I am a surgeon. I am
chairman, president and chief executive officer of the Council for
Tobacco Research, USA.
I am pleased to be here and happy to cooperate with this com-
mittee in their investigations. I am even more pleased to be able
to bring to public record the facts and the truth about the activities
of the Council for Tobacco Research.
By way of personal introduction, I am a native of Kentucky. I
had my undergraduate education at the University of Rochester. I
received my medical degree from Duke University. I have- post-
graduate training in general surgery at Harvard in the Peter Bent
Brigham Hospital. I subsequently had neurologic training at Duke
University after completing a tour as a flight surgeon during the
Korean War.
I served on the faculty at Yale University, Bowman Gray Univer-
sity, and for 18 years I was chairman of the Urology Department
at Duke University Medical Center. I then served as dean of the
medical school at Emory University in Atlanta and then as si-
dent of Mount Sinai Medical Center, Mount Sinai HospitaPre and
Mount Sinai Medical School in New York.
For the past 7 years, I have been associated with the Council for
Tobacco Research, also serving simultaneously on the faculty of the
University of Kentucky, first in the capacity of director of the Lu-
cille P. Markey Cancer Center at that institution, and currently as
chief of staff of the University Hospital and dean for Clinical Af-
fairs.
My curriculum vitae and bibliography are available to you and
I will be happy to answer any questions about that, but I thought
I would not belabor that.
I am, of course, certified by the American Board of Urology. I am
a member of some 35 professional organizations. I am currently
president of the International Society of Urology, and I have served
as president of the Southeastern Section of Urology, the American
Association of Genitourinary Surgeons, president of the Clinical So-
ciety of Genito-Urinary Surgeons, president of the Society for Pedi-
atric Urology, president of the Society of Pelvic Surgeons, and other
associations.
I have authored one of the best selling textbooks in urology and
I have some 270 publications in my bibliography, which is before
you.
I joined the Council for Tobacco Research in 1987 at their invita-
tion first as a member of the Scientific Advisory Board then as
their assistant scientific director, subsequently as scientific direc-
tor, and I am currently chairman, president, and CEO of the orga-
nization.
There has been recently a great deal of negative press about the
Council for Tobacco Research. We have been accused of being a
public relations ploy for the tobacco industry. We have not re-
sponded to many of these inaccuracies in the press because we
didn't want to appear as a public relations arm.
It has been said that we have concealed research from the public
and provided misinformution about tobacco use and disease. Quite
the contrary.
Indeed, I reject both of those implications. As this hearing pro-
resses, I hope to demonstrate to you that the activities of the CTR
~ave been open and aboveboard at every turn.
The Scientific Advisory Board does not consider whether research
results will be favorable or unfavorable to the tobacco industry. We
are scientists and we seek scientific truth.

I
34'L
We encourage independent investigators to publish their results
in reputable journals, preferably peer-reviewed. The industry exer-
cises no control over our activities, over the granting of funds for
basic research, or the sort of research that will be pursued.
The Council has never diverted any research into special pro-
grams or special projects for the purpose of suppressing research.
Those who have worked with the Council over the years, as I
have, recognize these allegations to be untrue. Let me try to give
you some facts to replace these erroneous speculations.
The Council is a private, nonprofit organization that sponsors re-
search into questions of tobacco use and health. It was founded in
1954 as the Tobacco Industry Research Committee, later changing
its name to the current one.
It has been funded primarily by the five major tobacco manufac-
turers over the years. The awards are approximately $20 million
per year at the present time, making the Council for, CTR one of
the largest private granting agencies in the Nation. We have
awarded over $220 million over the years, funding some 1,380
projects by about 1,000 biomedical investigators. All this research
has been performed by independent scientists.
The Council for Tobacco Research does not accomplish research
on its own. We have no research facilities. We are simply a funding
agency for independently accomplished private research.
The funded research has been done at preeminent medical insti-
tutions throughout this country and abroad. We have grants at
Harvard university, Johns Hopkins, Duke University, the Univer-
sity of Texas, the Mayo Clinic, Scripps Research Institute, the Na-
tional Institutes of Health, and several Veteran's Administration
hospital facilities.
A large number, perhaps the overwhelming majority of the re-
search projects that we have funded, have been co-funded by other
distinguished granting agencies including the National Institutes of
Health, and its National Cancer Institute, also by the Environ-
mental Protection Agency, the American Cancer Society, the Amer-
ican Lung Association, and the American IIeart Association.
I am sure if you have perused the 30 copies of the annual reports
that we have provided for you you will see the nature of the re-
search and also the credits oC those efforts both to the CTR and si-
multaneously to other agencies.
The funding is provided for research in certain key biomedical
areas. Cancer leads the list. Over half of our grants at the present
time are devoted to some aspect of malignant disease. Cardio-
vascular diseases have played an important role. We are support-
ing research in cellular and molecular biology and developmental
biology.
Epidemiology has been an interest, though fading, because epi-
demiologic studies are not at the cutting edge of science any longer.
We are progressively funding research into areas of genetics, im-
munology, the neurosciences, and I might mention that currently
we are sponsoring a conference here in Washington, DC., which is
under the auspices of the New York Academy of Sciences and it
deals with the functional diversity of interacting receptors. This
conference is a special conference of the New York Academy.
343
Our sponsors were willing to add additional funds to our re-
search fund in order to sponsor this conference. It is now in its sec-
ond day here in this city. It is comprised of some of the most distin-
guished neuroscientists in the world.
Our focus has been on basic research. In recent years all medical
research has focused on the macroscopic to the microscopic. We are
now down to the cellular and molecular level as the basis for dis-
ease. Until we understanl the mechanisms that can induce cell
regulation and deregulation, we cannot answer the fundamental
question of what causes cancer, for example.
We believe that we are providing the best opportunity for under-
standing the processes and mechanisms of disease, specifically
those that are statistically associated with smoking. This program
is consistent with that of other granting agencies such as the NIH,
American Heart Association, American Cancer Society.
Our grantees who are a broad spectrum of basic biomedical sci-
entists for the most part are assured complete scientific freedom in
conducting these studies. The grantees alone are responsible for
publishing their results. We do not publish papers. We do publish
an annual report with abstracts of all of the papers published by
our grantees. This is done as a summary and a service to the bio-
medical community, and you have that information available to
you.
The grantees in general are encouraged to publish in peer-re-
viewed journals and publication is encouraged in every instance.
We have never suppressed publication of any articles.
There are more than 5,000 basic biomedical contributions in the
literature reporting results of CTR sponsored research. They are in
the most respected journals, and I will be glad to list those for you,
if you so desire.
Now, how does the CTR function? The CTR functions very much
like a study contribution of the NIH, and I speak from personal ex-
perience in telling you this.
We have a Scientific Advisory Board of 15 very distinguished bio-
medical scientists from all over this country and Canada. Appli-
cants are encouraged to submit to us a preliminary inquiry trying
to determine whether we would have an interest in supporting
their research efforts.
These preliminary inquires are reviewed by members of the Sci-
entific Advisory Board. In general, about 50 percent of the prelimi-
nary inquires are encouraged to be resubmitted as full grant appli-
cations.
When the fullgr ant application is submitted, the Scientific Advi-
sory Board members review these. All members of the Scientific
Advisory Board review all grants and two or more of the Scientific
Advisory Board are asked to submit written reports regarding
these grants. Then twice yearly the Scientific Advisory Board gath-
ers for a day session during which they rank and score these grant
applications.
Clearly, we are not able to support all of the good research that
is submitted to us, but we do fund grants to the extent of 12 per-
cent of the submissions. This is approximately the same as the
funding level at the National Institutes of Health at the present
time.
`

I hope that some of this has served to dispel any unwarranted
suggestions about the Council. I am particularly disturbed that
your source of information is the Wall Street Journal. The article
is totally misrepresentative of our activities. I have been asked why
we did not respond to the Wall Street Journal. The simple answer
is, where would we start?
So many inaccuracies are included in that article that it would
be impossible for us to make an appropriate and full defense.
I am proud of the Council for Tobacco Research. Our record is
a very distinguished one, as you will be told by representatives of
other granting agencies. We rank with the major private funding
organizations of the Nation in supporting independent research by
outstanding investigators. There have been a number of break-
throughs that have occurred as a result of our research, and I will
be happy to list those for you, if you would like to hear about them.
Basically I think I could mention three.
We supported Dr. Stanley Cohen, subsequently a Nobel Laureate
in the identification of the epithelial growth factor as a key to un-
derstanding cell regulation.
We supported also Dr. Alfred Knutson, the man who first devel-
oped the two hit theory of the development of cancer. This led to
the identification of the gene that causes the lethal retinal
blastoma cancer of the eye in children.
We supported Dr. Henry Lynch for many years in developing his
genetic library, library of familial cancers. Dr. Lynch and his li-
brary were the linchpin, if you will, in the recent work accom-
plished at Johns Hopkins in identifying the nonfamilial
nonpolykosis colon cancer gene. A major breakthrough in our un-
derstanding of the genetic basis of disease.
I am very proud of the work of the Council for Tobacco Research.
I am proud of my association with it. I am proud of what we do.
I am proud of our staff and of the fact that the industry has chosen
to support this independent research activity.
Thank you very much. I am happy to cooperate and will be
pleased to answer any questions that you might have.
[Testimony resumes on p. 357.]
[The prepared statement and grantee institutions of Mr. Glenn
follow:]
TnE COVNCIL FOR TOBACOO REBEARCiiU..S.A.. INC.
HurruwTlNC nleMrnICA4IMVraelu.TroM
Z~imonv of JsAee T. Glenn. M.p_
As Chairmany President and Chief Executive Officer
of The Council for Tobacco Research -- U.S.A., Inc., I am
pleaued to be here today at your invitation to testify about
the Council's research program. Before describing for you
the contributions the Council has made to the progress of
scientific knowledge about diseases associated with smoking,
I would like to provide some information about myself.
Pereonal Backaround
I received a Bachelor of Arts Degree in General
Science from the University of Rochester in 1950. I then
attended Duke University School of Medicine, receiving a
Doctor of Medicine degree with honors within three years.
From 1952 to 1954, I was trained in general surgery at Peter
Bent Brigham Hospital in Boston. After serving in the army
as a Captain and Flight Surgeon, I returned to Duke
University in 1956, where I vas Assistant Resident and then
Chief Resident in Urology.
In 1959. I became an Assistant Profea+or of
Urology at Yale University School of Medicine. From 1961 to
1963. I was an Associate Professor of Urology at Bowman Gray
School of Medicine. In 1963. I was appointed Professor of
Urology and Chief of the Department of Urology at Duke. I

X
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346
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Y,1,v,wT~~Y I/IU.,rJ,~,'w/. Ir.vrnTl,InT1N
remained at Duke until 1900, when I became Dean of the Emory
University School of Medicine in Atlanta, where I was
appointed Professor of Surgery. In 1983, I left Emory to
become President of Mount Sinai Medical Center in New York
City, where I also served as Acting Dean at the Mount Sinai
School of Medicine from 1983 to 1984 and as Professor of
Urology. In 1987, I returned to my roots, joining the
University of Kentucky College of Medicine as Professor of
Surgery. Between 1989 and 1993. I served as the Executive
Director of the University of Kentucky Medical Center's
t%larY.ey Cancer Center. In 1993, I became Chief of Staff of
the University of Y.entucky Medical College Hospital, a
position I continue to hold.
I am certified by the American Board of Urology
and am a Diplomats of the National Board of Medical
Examiners. I am licensed to practice medicine in Kentucky,
Connecticut, South Carolina. North Carolina. Georgia and New
York.
I am a member of 35 professional organizations,
including the American College of Surgeons, the American
Surgical Society and the American Urological Association.
Among the various positions I have held in professional
organizations are President of the International Society of
2
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NI'1,,.wi~,.,, llrru.,twl. Iwvutluwtu,v
Urologic Surgeons; President of the American Association of
.
Genitourinary Surgeon§; President of the Clinical Society of
Genito-Urinary Surgeons; President of the Society for
Pediatric Urology; President of the Society of Pelvic
Surgeons; and President of the Society of University
Urologists. I have authored or co-authored over 270
publications in medical journals, as well as numerous
chapters in medical textbooks. Attached to my statement is
a copy of my curriculum vitae, which lists the honors I have
received and further detail about my professional
experience, as wcll as a bibliography listing my
publications.
I became associated with the Council for Tobacco
Rusearch in 1987, when I was invited to join the Scientific
Advisory Board and to serve as the Council's~Assistant
Scientific Director. In 1988. I became the Scientific
Director, a position I held until 1991. I became the
Council's Chairman and CEO in 1991, and assumed the
additional role of President on January 1, 1993.
As the head of the Council, I have responsibility
for the.Council's budget, which includes both grants and
operating expenses, and for assuring that the Council's
3

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TIIE COUNCIL FOR TORACCO RESEARCH-U.S.A.. INC.
8,'/rn~nwo nloru.~cnl Iwv~wr.owrww
staff, the Scientific Advisory Board and the Council's
grantees are fulfilling their respective responsibilities.
The Council and Its Hiesion
The Council is a private, non-profit organization
that sponsors research into questions of tobacco use and
health and makes the results of that research available to
the publlc. The Council is funded primarily by five tobacco
menufactureru. The Cuuncil currently nwardu appruxim.ituly
$20 million a year in grants-in-aid to assist biomedical
research, making it one of the largest private grant-giving
organizations funding scientific research in the United
States today.
The Council uses its funds to support established
experts as well as promising new researchers at universities
and medical centers in the United States and abroad. A11 of
the research funded by the Council is performed by
independent scientists. The Council does not itself operate
any research facilities.
The Council and its predecessors have awarded in
excess of $220 million to fund over 1,300 projects performed
by approximately 1.000 researchers. Our grantees include
three Nobel Prize laureates. A substantial portion oC the
researchers receiving Council grants have received co-
a
5
~ ~ 84-528 95 - 12
`
THE COUNCSL FOR TOAACCO RE9EARCH-U.S.A., INC.
N,rw,.nno n~urw,cwL Iwvrwr,o.rron
funding from both governmental and non-governmental
entities, such as the.National Institutes of Health
(including the National Cancer Institute), the Environmental
Protection Agency, the American Cancer Society, the American
Lung Association, the American Heart Association and other
leading sponsors of medical research.
The Council has funded research at most of the
preeminent medical and ucientific research institutions in
the United States, including Italvard Medical School, Johny
Hopkins University, MIT, Yale University. Stanford
University, the University of Chicago. Columbia University.
Princeton University, the University of Texas, the Mayo
Clinic, Scripps Research Institute, the American Red Crosa,
the Salk Institute, the National Institutes of Health and
several Veterans Administration Hospitals, to name but a
few. Attached to my statement is a list of institutions
that have received grants from the Council.
The Council funds grants in a variety of
biomedical fields, including cancer, cardiovascular
diseases, cell biology, developmental biology, epidemiology.
genetics, immunology, neurosclencs. pharmacology, pulmonary
diseasee, radicals and virology. The investigations that
have received Council grants have varied over time as the

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direction of scientific research has changed. In earlier
years, in addition to funding other research areas, the
Council funded epidemiologicall studies. animal inhalation
studiee, cell culture reuearch, basic clinical research and
pathology studies. The Council has also sponsored
conferences on various areas of research, such as animal
inhalation and cell cultures. In more recent years, the
Council's focus has been largely on basic cellular and
subcellular research, which today is believed to provide the
best opportunity for understanding the processes and
mechanisms of diseases, including those that have been
statistically associated with smoking. The Council's
increasing allocation of grants to basic research reflects
the progress of science generally and is consistent with the
evolution of research programs at other funding agencies
concerned with questions of tobacco uee and health, such as
the National Institutee of Health, the American Heart
Association and the American Cancer Society.
The Council'e financial eupport hae been an
important reeource for independent reeearch that advancee
knowledge about tobacco and health. It hae sponsored
pioneering work in identifying familial cancers, the role of
genetic factore in cancer formation, and the identification
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of oncogenes. The Council was instrumental in supporting ~
early work on the r;e of free radicals in the etiology of
diseaves and in opening up the new field of growth factor
reseatrh. This work, like the rest of the research
supported by the Council, has added to the scientific
knowledge of the mechanisms and processes of diseasen
statistically associated with smoking.
Council grantees are assured complete scientific
freedom in conducting their studies. They alone are
responsible for reporting their findings in the accepted
scientific manner -- through medical and scientific journals
and societies. Publication of research results is
encouraged in all instances. That Council grantees respond
to this encouragement is attested to by the more than 5,000
publications that have appeared reporting the results of the
Council-funded research projects undertaken by its 1.000
grantees. Those articles have appeared in the most
respected peer-review journals, including the Journal of thp
PWi ivm~l iunceLSn:uiLUte. the 7sluwaLef ths Ameclcc%n
Medical Aseociat:ion, the New Eny and Journal of Midieine.
and the journals Cance t, $eart and Circulation, The Council
also prepares and distributes an annual report that contains
7

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THF. COUNCIL FOR TUDA(.(.U IlFHk:AKI:[f-U.S.A.. IN(.. 'ri11L Cl/I/Nl.[I. YY)si 'PO11AlY'l)
SZF:NP:AKI`II-U.S.A.. INC.
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abstracts of publications appearing during the year that
resulted from research funded by the Council.
The Council has also, to my understanding,
contracted with investigators to undertake research projects
on specific matters that involved larger and longer-term
commitmente than was normally available through the grant
program. In addition. I understand that the Council in the
past administered funds for special projects that particular
companies had separately arranged for investigators to
perform; these special projects were not part of and did not
impact the Council's grant program. Nor to my knowledge in
there any truth to the notion that such special projects
were used to suppress the publication of research results.
procedures for Awardina Qrante
The Council's grant-review process is similar to
that used by many other granting agencies, such ae study
sections of the National Institutes of Health. Funding
decisions by the Council are made upon advice received from
its Scientific Advisory Board (SAD). The SAB is composed
of distinguished scientieto from various fieldn of
biomedical research. xith the exception of the Scientific
Director, who is a full-time Council employee. SA8 members
retain their affiliations with their academic and research
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Yurl-~.wT,Na n~uNwm...1.INV'.T~owT1oN
institutions. There are currently 15 SAB members, including
three members of the National Academy of Sciences. The SAB
members receive a per,diem allovance in connection with
attending meetings, but they are not compensated for the
much more substantial time they spend reviewing applications
between meetings. The SAB has an Executive Committee, which
consists of the Chairman and Vice-Chairman of the SAD, the
Scientific Director and three other SAD members.
The grant process begins with the receipt of a
proposal from an applicant. Independent investigators send
preliminary applications to the Council, describing their
proposed research. The preliminary applications are read by
reveral members of the Executive Committee of the SAD. The
Executive Committee then votes to encourage or discourage
the application.
Final, full applications are distributed to all
members of the SAB. Each final application is also assigned
to two members of the SAH selected on the basis of their
knowledge and expertise in the relevant scientific field.
These reviewers are given primary responsibility for
evaluating tha proposal in detail and presenting it to their
SAD colleagues. The SAB meets twice a yaar to discuss the
applications and to rate them by secret ballot. The SAD's
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