Tobacco Documents Online

co • NEW YQRK. N Y -------------------------------------- x MRS. SAMUEL E. ALLGOOD, individuallv and as independent executrix cf the Estate of Samuel E. A:'_oood, MARCUS ALLGOOD and MALCOLM ALLGOOD, Plaintiffs, -aaainst- R.J. REYNOL`S ':OBACCO COMPANY, THE AMERICAN TOBACCO COMPANY, THE TOBACCO : NS':-I TUTE , INC. AND THE COUNC=L FOR TOBACCO RESEARCH-L'~.S.A., INC., Defendants. ----------------------------------------x March 31, 1994 10:30 a.rr,. : epos_ t _o:: k_ _ _ _e:: Ouestions o: P;'LLIC , take-. oy Defendant, R . .: . REYNC:_,:_ COMPANY, p:._suar.t to Not_ce, at the of:_ces .r.oUnc,l IN :'EE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION for .:;bacco Research, 900 ThAve::.:e, New York, New Yor):, before Ce.1 Wese_, a Reporte_ ar.. tic_ary Publ_c w_th_n and for _-F ` hew Yz_'r:. MANHATTAN REPORTING CORP 132 NASSAU STREET Fl 10038 6 1212' 257-2228 ClI~° H~~~~ ~~ 1t~ ~~ ~'~ ~:~ I

2 A p p e a r `. _n c e s: 3 DEEEV,:ISE & PLIMPTON, ESQS. 4 ^--75 Third Avenue New York, New York 10022 5 6 av. CDN~Y W. OTT, ESQ, _ „-..se'_ 7 c A:,SO PRESEti: : 9 HARM:,`: McALLISTER 10 11 000 12 13 14 1 5 , r ,7 :9 L2 0 [~ y C.y `~`~~~ I - .I H 0 1 () G '1::a0-

,j4hereur.^..^, GJ CoCuTE n:,s mar.'r=.. 3 Pol-l_ce Exhibits 1 through .,_ r „ - 4 iden,.__`_cat_o^, as of t h_s da,.e. 5 MR. OTT: These are the 6 distributions. 7 We have marked as Pollice 8 a_'_st .,_ the names of the C .. _ e : .. _ ~ _ .. 9 Advisory Board members from 195y ;...__: 10 1992. 11 We have marked as Pollice 2 12 the curriculum vitae of Howard 13 Andervon t . 14 We have marked as Pollice ~5 ho. __..e cu, ___culum v_tae o_` R 17 We have marked as Pc___ce _E No. 4,,..e CV c` Roswe__ K . no.._w___ . 19 We have marked as Po;lice 20 No. 5_he CV of Drum:nond ri. Powden. 21 We have marked as rc_l_ce . . Nc. ., _..e c ..__ I c;._.:m v_,.ae of X :....---- .-3 Hrenr.a::. -`+ We I:aVe marked as N= . 7 ~..e cL:. _ _C..Iufi. V_ _ae Cf _~e __x.._ X C..E'=.. HN

L l. Q v. .. ~. _ ~. ~ We have marked as Po1__„_ ~x: 4 No. 8 the curriculum vitae of Dr. Comroe. 6 We have marked as Pollice 7 No. 9 t:.e curriculum vitae of j c^: _ 6 Cra_a::ea'-~. ~ We have marked as Pc'_lice 10 No. 10 the curriculum vitae of .;oset: ~ 11 Feldman. 12 We have marked as Po11_ce 13 No. 11 the curriculum vitae of Wi:_:a:-. 14 Ulmond Gardner. We have marked as P.,,:_. __...._ :r.. . , ~ t..e ..,. _ _ _ ..,.. _ .i,v _ ..aE' C- ' - _ t _ . 7 How;eV. ~ IE W_ .ave as :.._I _-_ __..-.__ _ L9 No. ,-the curriculum vitae c_` P G Huebne:. G1 We have markec as Pc---=e Fx.- N „ . - 4 ~ti:e c',._ _ _....I ull', V_~ae .,f .- e-' ' n c- c 4 We :ave ::'.Q: Y.e.. as 4.P { RII\ ,+\ D.` OS..a ~.-i6~.

... v Cl c.~. ~ s.~i .. . 3 We :.ave marked as Pc>;_ce 4 No. :. the curriculum vitae of Ma: __ __. 5 Karnovsky. 6 We have marked as Pollice 7 No. :7 ;.he curriculum vitae of 6 Jr. 9 We have marked as Po1__ciE 10 No. :B the curriculum vitae of Dr . _a 11 K i ot ^. 12 W d P l l i h k e ave mar e as o ce ~...._~ __ 13 No. :9 ~he curriculum vitae of 14 Cook L_;.tle. 15 We have marked as , i\; 17 Lcos__. . _ We have markeo as 2 9 _he cu---cu_um v_ ~ae ..`_ L G ..~': ~.. . We a 4 ., V .. .. : . . ~ ~ r~ e . . a J e f„ a 1- i: e C a s . „ ( v_.ae c` .:a::s Mc _e_-. C ~y~~ H H

2 We ::ave marked as ?:~---__ 3 the ---_._ur, v:tae of Gcrdc.^. 3a_- 4 P_e_._. 5 We have marked as, Pollice ~x =-c 6 25 the curriculum vitae of Dr. 7 P::-: Re_ma.^.r.. 6 we r.ave maricec as Pc_ _ 9 the c-__...,.-u^-, vitae of Dr. w_'---a-- s 10 Rienhcff. 11 we have marked as Pollice 27 12 the c~___ lum vitae of Gordon Sa__. 13 He have marked as Poll.ce 26 14 the ....-__..,.lum v,,,ae of She_dcr. : =s i~ itie ~.avF marked as 17 We have marke.~ as P -= -- 19 We have marked as 20 the v__ae C_` 2_ W__SC::. ~L KE' ..... Jc :;',arKe`M aS _ .._ - _ ~E_.....: V_~ae : _ e :_~ =e^..-_ cf ...e c e-- . f CI, P HH 01 OCEiLI

2 of ..re ^'cbacco Resea_ c:: 20^:..._,.,.ee . 3 We have marked as Pc:__ce E'x.-:-=: _~ 4 the ___7 reuort of the Sc_en.._f_ 5 of the Tobacco Industry Research ~c......_ tee 6 We have marked as Pollice ~ 7 the 1958 renort of the Sc_en,._-`_ 8 ,:_ the Tobacco Industry Resea:_.. 9 We have marked as Pc_lice 10 the 1959 report of the Scientific 11 of the Tobacco Industry Research 12 We have marked as Po1-1;ce Fx::`__ 13 the _960 report of the Scientific 14 of Tobacco Industry Research 15 We have marked as -DO_ _ .,f ..L.e S C _° --- --- - _ ; _ . 17 of the Tobacco Industry Research We ':ave m a r k e c as Yo ___-_ c-, :...:._ _9 ..he _902 report of the Scl e: .._f__ 20 of t`:e ': obacco ;r.dustry Resear_.. 2_ We have marked as Pol__ce 4., 22 _: e ;S-__ tc _964 ~:^.e :er.._ _ . cf t..= C. ......_ ..._'-a__.. nesea_....-~: .S.r. : We have ma:'r.e.~ as 4 _ HH

the re_ .,_,. of the Sc__..,.-_`_,. :~ -re -=-r 3 for 1,64 to -r, Z~ `.~r ,.he Cou^..-- 4 Tobacco Research-U.S.A. 5 we have marked as Pol•'_ice 6 the report of the Scientific Direc::r 7 _965 _., ' 66 for the Council 6 Resea:cr.-U.S.A. I f o_ y t 9 We have marked as Pollice 43 10 the 1966 to '67 report of the Scie-:___-11 Director for the Council for Toba=- 12 Research-U.S.A. ;3 We have marked as Pollice 44 14 the '_:6K to '69 report of the -` ..-re__.,_ :.,- .':e ; -- , - 7 We have T.G rY.ea~ G S 19 : _:e. _.,_ for .he ^our.c_- for 20 r:esea:c ':-L.S.A. ~_ We have marke.~ as :.,---ce C ~•u..r. ....E:' V.; Z'.F r.Gve m.P r r e u G C . ..- - - -_ ~' ~. %. -. -: _ 4 - CIII.: R{

1972 r °DO: _ O_` .. :e Resea_....-U.S.A., ;ncoroorated. 4 We have marked as Pollice 4 ` the _973 report of the Council for cac~:, 6 Research-U.S.A., Incorporated. 7 We have marked as Pollice 4S ~ e: 74 reoc_ o: t:._ Counc__ ___ 4 Resea:.... U.S.A. , ;..corporated. 10 We have marked as Pollice _--x:_*_-_t 5 11 the 1975 report of the Council for __~..cco 12 Research-U.S.A., Incorporated. 23 We have marked as Pollice 51 14 the _976 report of the Council for 1- ReSea=ch-U.~.A., Yie ::avF .^.'.a_kP: a_ -- -7 the 1,77 repc_ _ of the _ f t'l P G e.,. _ .. . . ' t-. . ~ . A . , - .. .. .. • _ ... ~ e:. . -9 We have m,ar'r.eo as _~c___ce ~x.--:= 20 5= _re 1 978 reDO_r cf the Counc~_ ___ 2: ':;,bac..c Resea_,... L;.S.A. << rie ':ave ma:ke.a a= ___. - - C: ....~' . __ `_.._ e Sc°•._ We : av e :",a_ke.m as ...___cF .-x..__.: I

2 ~r.e =_ E 0 reocrt cf t"-I e Counc__ `c_ _„E a ....,. 3 Research-U.S.A., :..^.ccrpOrated. 4 We have marked as Pol:,ice Rx:____ 5l 5 report of the Council for _..L_,,cc 6 Research-U.S.A., Incorporated. 7 We have marked as Pollice F-x:._:::_ _ 8 ,,z_ :_ _2 report of the Counc__ _`.._ 9 nesearch-U.S.A., Incorporated. 10 We have marked as Pollice Ex::~:t 5 11 the _983 report of the Council fer 7::--accc 12 Research-U.S.A., Incorporated. 13 We have marked as Pollice 14 the ::84 report of the Council for .:_-acc_ 1~ Kesear.,..-U.S.A., _ncOrpOrated. _E We ;ave ma_-iceo as :,c;__ce 17 :.l:e _: E5 recOr_ cf the Cou;.c,; for __ :.._crpo_-a_ec. 19 We have marked as Pc:l_ce 20 .he :_c6 repo=t of the Coun.._'_ fc_ 2_ nesea_c:^.-U.S.A., ;ncorporated. We t:ave markec as ~o_ ;_ ce '_-~ ;:... _ z _1 ^.e __ 37 rADCr_ .he Co....,__ `.._ ..4 ecea_.... . C.i . , _..c^._: Gra_ e:. . ~ We have r.-,arked as Po: __ce -~x.-.: 11 1A C) 1 0 0 ~~~b

2 a ;:-oa e __s_ ._z~ _e.. " ?a_:_a_ __st=. ~: 3 :esea__.. _..s,.__,.t_or.s CTR arantees -7-_ --..ose 4 ins:.'_:~,._ions and dates the orantee _=-e'_vezl 5 CTR `:.::ding at that institution. " 6 L 0 R R A: N E P 0 L L I C E, called a= a 7 witness by Defendant R.J. Reynolds ~ 8 C o m r; a:-. , be_. :_=st ...._y swo_.w -s 9 tiotaY Public (Ce__ Weser„ test_`__- 10 follows: 11 EXAMINATION ;iPON WRITTEN QUESTIONS 12 PROPOUNDED ~: R.J. REYNOLDS: :3 Q. _ease state your full name an.. 1 14 business address. ' S A. _,,. _a_ne 2'0__ ~cE, .-.OU::C_~ t esedre. , !__ Aver...e, New Yor.f C~... . 17 2 Q. ..ow :ona have yo:u been emp_ ._.. _y i9 A. S_nce 1975. C 3 Q. What _s your p.ese..., pos___o-. _ A. Secretary and _=eds"..re: :: G 4 i. = ea, Y .r .^i e s . _ . . CITZ71 HFI C)1 Oc;~ ~; ~t

2 of the v_tae for its S.._e::__`_.. 3 Advisory Boa_ ,. membe_ s f or _..e De_ _oc 4 A. yes. 5 6 Q. :;oes CTR maintain these cor,ies _.. 6 regular course of its business? 7 A. Yes. 8 7 -oes CTR mair.tain in its 9 of the members of its Scientific Advisory _~.,a_d 10 for the period 1954-1987? 11 A. Yes. 12 8 Q. Does CTR maintain this list _.. 13 regular course of business? 14 A. Yes. _s the doc..men~ a..achec ..e. _~ s a copy of t..a, -i5, . '-7 A. Yes. A_c0:.._. _.. _ :a_ 15 members of C'_'., s Sc_ent_F_.. A^v=scrv ;_woa-_ 20 pe__od ;9_4-_907? 2_ h. McKeen Catte__, ' 1_ s Cc~ : . . , Leo:: ... ~,Q^.oDsO.^, :'aL_ !!.^~C.^, ~--a.e' , _ L e, Ke....e_.. N:. 'v::c' , S.a.._pa e_...~.... c.Y ..__..:.o f f , l:_ . , ..v~.~~.. .. . W __5.;. , .._.-. ..J .G 1 A.^.^l~ ~' av - C Ij~ t'l I'l C.) I C.) [4 7_~ ~.~

po 2 She_don ... Sc...mers, Robe_t j. Huebner, iti-/__a:r. .,. Gardner, .:a..-c Me,e_, ,,ohn P. Wya_ , F..__;:a 4 Henry T. Lync. , Josep:: D. : eidman, Lee W. S Wattenburg, :c^.. E. Craighead, Roswell K. 6 Boutwell, Gor,-4cn H. Sato, Michael J. Brenna::, 7 Drummond ... Bowden, G. Barry Pierce, Jr., 8 How_ey, Man =_- L. Karnovsky, Alfred '`. ~ 9 ,'_ ., Jef frey R. _dle, Peter K. Vogf, and James _. 0 Glenn. 1 11 Q. Does CTR maintain in its files cc:;ies 2 of the cur___,._um vitae for all of its Sc:er...:f;,. 3 Directors? 4 A. :'es. rP ?a= .._,~-=_ S _..E-SS. C7 A. I Y e s . _ ~..EC:~ .. :"0:.~ a~_aC ::e_. aS 9 ..x.^._b_ . 2 G._,.e and ...,_ re. .. cc^v c.` _':G 0 cu_ _ _cu_u.,. . _ ~ae of ..owarc _ . Andervon _ , S 1 that s _.. C' F s`_ 2 A. G C a_..a....G,a as ~=--=-= 4 _.}... _ -_ - _ a _ . .. F Q..... ..... _ = f:.. . .. C v"' C _ . .. _. V- -Qe .r'. _ _ .. ., . ~, _.... , v . ~ . , _ ..... , _ ~ C TR ~1H H 0 1 C) ~~fJ 1

i 1 Po=:_ce ~Y 2 maintained _.. Ci'R' s _f i 1 os? 3 A. Yes. . 4 is Q. :s the document attached a* 5 Exhibit 4 a true and correct copy of t:e 6 curriculum vitae of Roswell K. Boutwell, Ph.:, 7 that is maintained in CTR's files? c A. :es. 9 1E Q. :s the document attached as PcI;_ce 10 Exhibit 5 a true and correct copy of the 11 curriculum vitae of Drummond H. Bowden, N:.D., t::at 12 is maintained in CTR's files? 13 A. Yes. 14 17 Q. :s the document attached as Pol: _s Exh_b_t 6 a__ e and correct copy C ..... ' ..... . _ _ae Cf ti.. ,. :ae_ ~ . .rre n: a: , i7 N..D., tha.. .s mai....a_ned _n CTRs F_'_es. eS . 19 15 Q. =s the document attached as _.._:_cE 20 Exh_b_t 7 a_rue and correct copy of ,.he . _ cur_ _cuI um, v_..ae of McKee.^. Cat,.e__ ~hat _s ma_.._a_::ec in C': Rs _`--es. :. :..1... ~ & a _ _ .. e a :: v ._ .. _ re c.. MR Hi , S 0.i. 0c

2 curr_cu_ur^ ._:ae of Ju__„s H. Comron, _ ., 3 that is ma_..:ained _.. CTR's `__les? 4 A. Yes. 5 20 Q. :s the document attached as Poi:'_ce 6 Exhibit 9 a__,:e and correct copy of the 7 curriculum ._:ae of John E. Craighead, M.:7., 8 _s ma_nta_.._,. _.. C':R's f_I es. 9 A. Yes. 0 21 Q. :s the document attached as Pollice 1 Exhibit 10 a true and correct copy of the 2 curriculum v::.ae of Joseph D. Feldman, M.D., that 3 is maintaine--~ in CTR's files? 4 A. :es. 5 22 Q. =s the document attac ed as E --, x: _r;_t ~~ an.. cc.rGc_ .^ v.,` 7 curr_cuium. v __a e of W_'_1_am C. Gar'?.. e _, es: 9 A voc E0 2 ? Q. s ,.he documer.., a_tachec Gs 1 Exh_b_,, ;2 aand correc_ copy of ~: e of P e :e_ V. ..ow_ <'}' , ~ a_..~a_..:. _.. _:i: s :_~es l 4 F V " _y.....~ __ L 1 C. _ C z: e u v., u:'ien .. Q ., ., a .,..e.. as Mk-" tr114 0100(:-~-a~

Po' _i-e 2 Exhib,. __ -a a.^.d ,..,rrect copy c` :he I 3 curric;._,... ,__ae of Robert J...Hueb.^.e:, 4 i s ma_nta_.._,. _n C.R sfiles. u -~ 5 A. Yes. . 6 25 Q. :s the document attached as Uc,__ce 7 Exhibit _4 ~_rue and correct copy „_ 6 cu:--....-u:-. ---ae oi Je`_rey ... _.._G, _...~. , _..a. 9 is mainta_..et _.. CTR s files? 10 A. Yes. 11 26 Q. :s the document attached as Pe:=ice 12 Exhibit 1S a_rue and correct copy c` the 13 curriculum v_tae of Leon 0. Jacobson, that 14 is mainta'_nec; :n CTR's files? _J A. .es. _ .. .. . Y . _ ~ ~ h v c.. ..: e .. .. ... ~ .. Q ., .. e ... ... S . .. _ _ ~ ._ `. 7 Exh_b.t _ ~.:ue and cv_:e__ ,-;v v` ;6 cu.__,.,,_.... .__V.c. C_ Ma::`__e: Y,ar..0':s 19 _s mai..ta_.._~ _n C':R s es: 20 A. :es. 21 28 ~. =s - he documen_ at~ac::ec as ?c_ _:e 22 E x!:_L ~_',!e a..C ...,_- iE- . _ C D' .._` ~..c. i cLr:lcu_...,, v __a e o_° A_`_reC G! . Y: ....sC. ,.,_ ., .-- . A. C . ~.' TRVIU-4 01C)~.~ G4

L =s the document at_acr.ec as -c--_ce 3 Exhibit !6 a__ue and correc.t copy „_ 4 curriculum v'_tae of Paul Kotin, M.D., _^at is 5 maintained ~n CTR's files? 6 A. Yes. 7 30 Y. :s the document attached as 8 Exhibit ;9 a true and correct copy c_ ~.. 9 curriculum vi;.ae of Clarence Cook Little, Sc.D., 0 LL.D., that is maintained in CTR's files? 1 A. Yes. 2 ?2 4. :s the document attached as .:__ice 3 Exhibit 20 a true and correct copy of th= 4 curriculum v'_tae of Clayton G. Loosli, M..D. , that _s :~.ai..tained _n C':., s `__es. r ~ l1 . . _ s . the documer.tt attached as ~~ x: a __,:e a::C ...,_:ecq~}' 9 curriculum v__ae of Henry -. Lynch, X.- . 0 mainta~ned 1 r. C':R's fJles? i A. :es. _= the docurer.t at,acr.ec a; -=--- ~ # 3 - x:._b_t 2 2 a__ e a.... _...-re_t t y c u' _ ...,. v _ _ a _ C f ri e .. .n e _ :: N: F _ _ _ _ _ 4- ..:~ ` T.K, ' C fi _ G C ! tna,. __ :r,a_....a_nea CTR HH 0101-3G, 5'

1 3 34 PC_1 ,C'..e s the document as 4 Exhibit. 2-a_rue and correct copy ..f _.._ I 5 curriculum vitae of Hans Meier, D.V.N:. _s i 6 maintained in CTR's files? 7 A. Yes. 8 35 k. :s the document atta_..e.. ~.S 9 ExY:ibit 24 a true and correct copy c: _ 10 curriculum vitae of G. Barry Pierce, '.~'..~ ., _`:at _ 11 maintained in CTR's files? 12 A. Yes. 13 36 Q. :s the document attached as :___=ce 14 Exhibit 25 a_rue and correct copy of :._ S.an_ey P. ..e_..'.G:... E S_.. . , _..a_ __ ..:G_..,.a_..ea 17 A. Yes. =c -. "/ ; . :s the ,.~:)c,.:^.e.._ _.; ;9 Exhibit 2E a true and ccrrect co1.:) v 20 curricu1 urr, v;;.ae of w;;;iam .. Fier.~c`__ 21 ..hat _s ma_..~a_ned _n CT R s `___es. .. 1 A. Y e s. _s the document _:,:e a::.c cc_rec.. cC_;y .,_ CTRI 1114 OIO8(--CA

_ P O . _ _ c F : 2 ma_..t a_nec _.. _':R s `_I es. 3 A. Yes. 4 39 Q. :s the document attached as 5 Exhibit 28 atrue and correct copy of the 6 curriculum v:tae of Sheldon C. Sommers, M.2., 7 i s that _s ma_..,.a_ned _r. CTR' sfiles. 8 A. Yes. 9 4C Q. :s the document attached as 10 Exhibit 29 a true and correct copy of the 11 curriculum vitae of Peter K. Vogt, Ph.:,., _::at is 12 maintained _n CTR's files? 13 A. Yes. 14 41 Q. _s the document attached as =..__:ce 1 ` ~x.._h. ae and corre..c coov c` _ - t,_` :.c~• k. ka_.e ......_C 17 _s r,°~a_r._a_..e~ _.. C':.. 19 42 20 Exh_h __ :~s. _= the cocu:zie::_ a.. _ac::ec a- _ _ a __..e and c.._:e.,_ . C_ _.._ 2~ cur=__ __ae o` _.cw_.. _. k_:s ~. ,;..a_ S S- Y. _ G.2 E".._ a__d`..e C (rw ,' \ '4 { •,'y• 01 Ot..-a Cr ' 1

Po=--ce 2 curriculum v:tae .,° .'ohn F. Wyatt, 3 maintained _.. CTR's F:ieS? • 4 A. Yes. . 5 44 Q. Has CTR published annual :er;c_:_' 6 A. Yes. 7 45 Q. :f so, for what years? 6 !1. 1954 to 1992. 9 46 Q. Ylease review Pol__ce --x. _.._tc ~., 10 through 62 attached hereto. Can you _cen=::y 11 them? 12 A. Yes. 13 47 Q. What are they? 14 A. Cooies of CTR s annual re^.._ :.S `rom 15 1956 to 19E7. '_6 4 e ~:. ~= Ue _5.... -.Ol' E - ...i . I I:7 who is mos_ kr.ow:edoea=_e abc.. ~.8 rernor:.s? 19 A. = believe - am. 20 49 Q. How do you recoc::_ze --- ` =r: -- 21 33 throuah 62-- 22 r,. _ i ave a..... _E'-f• Sze_ .f- a....,.al repo_ _s -.n r.;y c_ `-ce, a.... i Y. n:e t::e "_ .,a_G _.,,--- r : 62 ..,a-..ta-nec C I ~ ' HF4 0I~'.)' C-JE'y

Po_l _._ 2 A. :es. 3 5_ Q. ..,._ ina your emnloyme.^.t w=~.. --:. :av 4 you observed ..ow t:,ese CTR annual reoc_ts a=e 5 prepared? 6 A. Yes. 7 52 Q. r.ow have these CTR annual _- __~-s 6 been preparec; ,.,._ _ng that per_od: 9 A. ke request from the grar.tees ;,_: CTh' 10 acknowledged reprints. When we receive :.._.., the 11 abstract at the beginning of the reprint _s topie 12 and proofed -P - r spelling errors. It is 13 categorized according to the areas of rescEa:ca in 14 the annual r_'--; _ s ser.,. t J the printer a.._ _6 af.e_ _, _s prE_ . _s.. I '_ 7 of act_ve an.d com^i e..ed projects _n _.._ _E ,.'r:e rep.,__ are ~da_e.~ from _..fcrma~_.... '_° grant files from ;::formatior. receive,; 20 grantees. C 2~ : ave these CTR annual -er~.,_ __ p:epa:ec by ~.:. _.. _h_ o_d_-:a co~.:_~= .~ business" :S A. .~s. y :. .:Gs __ bee:: C':.s s rec _ C `~" f~ ~~

1 Poliice L L since you became employed by C"'R, to prep=_e these~ 3 CTR annual :eDorts? 4 A. Yes. 5 55 Q. Did the persons who prepared :.::=se 6 annual reports during the period you have -__.. 7 employed by CT-R, have knowledge about :_ 8 stated in these CTR annual reports? 9 A. Yes. 10 56 Q. Have you become personally :._:z~lved 11 in the preparation of the CTR annual repc_ts? 12 A. Yes. 13 57 Q. For how long have you had 14 involvement? 15 A. S-,.^.ce :987. .6 56 C-. Z'..,,a- has beern your rG_E' _.. - .._ 17 prepara__.,.. ,._ these C':.~ a......a_ rG_^.c:__s. coo=,._na_ed ..i:e s~a<<'s k•z _.. ~ n _..~. 19 annual repc__, help with pre Freadi..g a..~ 20 with the prir.te_. 21 r, o D.J CTR s ann ual repc:ts 1__ : :.. r. _ _ Advisory Board dur_.J t:e pr_cr year. y A. Each annual report lists c`'a.._S .,ha_ r,c were a~__ve ....__nc _h e- „a_e. .. r. ~' ., .. r -. ., _ ~ r T 1~ ~~ [``~ ~~ .~ ~ ~b ~{ ~..)

1 Pollice ~_ 2 reoort. Do .r.TR an.^.ual- reDCr,.s _jent_`" -~":e - i 4 recipients cf•the CTR Scientific Advisory :oard 5 grants-in-a,'3 and identify the institut_.,..-z with 6 which they are affiliated? 7 A. Yes. 8 61 Q. Do the CTR annual reucrts =..e__:=`v 9 the publications resulting from researc:: :-=-'-ed b 10 CTR grants-in-aid? 11 A. Each annual report identifies 12 publications that appeared in the year c` :.._ 13 report. 14 62 Q. Accordina to the annual reoc__ 15 at,.ac::ed !:e:e~, as Po11_ce Exh_b_.. E:., ....•.: ...:.::v iE scient _f_c pca__ons cr ar~_cI es r.ave 17 published frcr.- 195y through 19c7' 18 A. ~,346. ..ave .he rec c_en..s of 20 approved by C':? s Sc_ent_Fic Adv:sory :ca_a 21 _:;c:uded scientists and researchers L L. w_.... :~.._ ::.;r.•_r.c u.._ve_s_t_es a.... _..s-_;-::__..._. 23 Please answer after each _PV_c_ ~.._Vers_ v Cc__e e ..- ~ ~ V ~~ ~`~ I'~ 0~. ~~ ~~ ~ ~.

2 Pollice 2 Medicine, Houston? 3 A. Yes. 4 Q. Baylor University, Woodlands- 5 A Yes . . 6 Q. Beth Isra el Hospital? 7 A. Yes. 8 Q. Brigham a nd Women's Hosp,ta_. 9 A. Yes. 10 Q. Cleveland Clinic Foundation= 11 A. Yes. 12 Q. Columbia University College :~' 13 Physicans and Surgeons? 14 A. Yes. 15 ~~. Corr:ell Un_vers_ty Med,ca; ; _ E F Y . es. :7 Q. Duke University Medical Cen___ 8 A Yes . . 9 Q. Harvard Medical School? 0 A. Yes. 1 Q. Harvard School of Pub_,c heG__.. S Q. N.e.._c_..e. iohns 'r.opkins University Yes. Sc..:__ ,j f C `t R 11N 0 1 OG ~~~~ ~'

DrJI l y ou 2 Y M.', . Anderson Ca^cer :..: 3 uni'versity ,.f ':'exas, 'r.ouston? 4 A. Yes. 5 Q. 'Massachusetts General Hosn_~~:' 6 A. Yes. 7 Q. Massachusetts Institute o` 8 Technology? 9 A. Yes. 10 Q. Mayo Clinic and Foundation? 11 A. Yes. 12 Q. Mount Sinai School of Med'_c:n:, New 13 York? 14 A. Yes. J New York :,'r.;Ve=S;t1' 16 A. Yes. Northwestern un_vGrs_tv _6 Center% =` A. Yes. 20 Q. Rockefeller Ur.:vers:ty: 2: A. Yes. .. .. t. . ~ G _ }. _ :: ~ ~ ~ .. .. ~ _ .. .. - a - .- ~ C - U ^. _ 'E- ~ . !4 Fe. "E'S -- Sa_k ~::_..,. : _£ S.. _ p _.._ C Or ..eSea _ C .. . .,.- ~ ~~ ~~ ~~~~~~ 0 1 O~~t~' °~

1 Pollice ~_ 2 A Y . es. 3 Q. Stan:ord University? 4 A Yes . . 5 Q. Temple University of Health Sc:?nces 6 Center? 7 A. Yes. 8 Q. The University of Chicaao? 9 A. Yes. 10 Q. The University of Houston, Texas 11 Medical Center? 12 A. Yes. 13 Q. The University of Michigan? 14 A. Yes. 1` Q. :e University of Texas Med:_a_ 11 E Pranch, Ga_ . _ o '7 A. Yes. The University of Texas, 9 Medical Cen:e_. 20 ~'; . Y e s . 2 1 G• The Un_ve_sy o of .'exas, Sc ~es e_. 22 Medica_ Ce.._e_, Da__as. 23 A. Yes. ?4 ;. .,:7LA Medical Center? .. _ f: . YG s . CTF . t I! `t 0 1 OCY ,c7 e"t

Pollice 2 ranc s ? 'nl vers~tv of ^a__f.,_.._a ,San . _ ,,.,, 4 A. vos . 5 Q. •University of California !Sa- _ _ 6 A. Yes. 7 Q. University of Minnesota, St. 8 A Yes . . 9 Q. University of Pennsylvania of 10 Medicine? 11 A. Yes. 12 Q University of Washington Mec_c-`: 13 School (Seattle)? 14 A. Ye s . 15 Q. :,.._ver s_ ty of Wisco.^.s:., :- : o A Y G C . :E ~' . Medlc;ne- Va.^.de_1 '„n_VPrS_ V SC.:o;_ -- 19 A. VoS. 20 Q. Was~:i.^.ctton UP.lversl _y Sc}:oo _ 21 Med;c:ne:' 22 t' o c . 23 Ya _e ,,.._ve-s- y 5....ocl of Me A. Yes. F }:AM1N' A':'_ C ti „_ C N W..1': _ E ": y u . _ C `~ I~',` ~"~(`•4 t~)I ~'~ E,~ ~f ~~c

i rv___.- ..., 2 PROPOUNDED _~Y r i,AINTIr r. 3 = or each and every one of t.._ 4 "scientists and researchers" who were "rec-:ients 5 of grants-in-aid approved by CTR's Scient_::_ 6 Advisory Board," and who were "affiliated the 7 universities and institutions" listed in 8 Question No. 63, as stated Wr_tten n--- *; Y .- _ _ _ _ .. .. . -. . 9 63, state such scientist's or researcher's: 10 a. name, 11 b. field or fields of work, 12 c. academic degree or degrees a::t' where 13 and when each degree was obtained, 14 d. each of the universities or 15 _nst_,,.,._or.s w_.h which affiliated, '-6 E. _'.:e caiendar year or years 17 aff___at_c., 18 ~. each such crant-;n-aid 19 the calendar year or years of ,.he 0 researcher's work on sucrh gra... _n a_d, a n~ 1 c. for each such gra... _..-a_d L a C C r-p C .. _ - _ C : v f t. Lh e .G.- .. _ e n ~. ~ s . S ~3 researcher's aff___a__on wl ,.:^h s.:ch un_ver`-;u c- :4 tu:_O n _nC thF caa e.^.C.a_ year or year s of cr -o5zGa_ noCz W ~-r_j.' UPHH 010C~ ~ _P

i Pol!:ce ~_ 2 crant ir. a_ .. C': . . CTR has served w__:__.. 4 objec:.ions to plaintiff's cross-quest _ons 5 and here Yestates those objections. 6 CTR objects to this cross-auestion 7 on ,.he ground that it is untimely. 8 Rule 31 (a) (4) of the Federa_ 9 of Civil Procedure, which applies tc all 10 pending cases in this court, requires that 11 cross-questions be served "within _-; days 12 after the notice and written auest;cns 13 are served." This cross-question was not 14 served until 32 days after service c: the , not___ and wr_ttern auest_ons. 1G CTR obiec..s tc t..e `_crr~, c`_ _:._F 17 ~ss es~_cr.. -E CTR objects orn the grounds , 9 ,._ oss :est_on _s vague , amh J,:ous a 20 overt_oad, and seeks _nformnatio:: ~_ _S 2 r.eit:er relevant nor reasonabiv _. .. . .- ~ ~ P .. t v a u m _ s s _ __ _. = V - d e : l C e . a t e d _`urther oL , ects cn ,,he _ _ ~_.... G:S that there _s no foundat_o.^n for CTi'°tiQ HN D.i O4-.~ 7 V'{~

Poll lice 2 Now the w_:.ness can aC ahEa: ;...^.6 3 a::~e:~ :i to answer. 4 A. Exhibit 63 is a iist of inst::,_::.ions 5 in auesti.,.. ..., . 6 Tt also lists some grantees a: :::ose 7 _nst_..ut_.,ns, and dates thev received 8 CTK. I'r.ave checked the list of a:antees 9 dates. It seems accurate. This is not an 10 exhaustive list of the grantees at those 11 institutions. 12 The rest of the information = con't 13 know. 14 'Time noted: 11:;5 a.m.) , 17 c::Dsc_ .De... a n.. sworn ".C beF..: e me 2 9 th_S Ca. ~t 20 21 CT R itii`~i `~ .~ •..r~'4.~•i~0

1 2 4 5 STATE OF NEW YORK' ) ) ss.: 6 COUNTY OF NEW YORK ) CF,IL WESER, a 8 Shcrt:-and Reporter and Notarv Pur:_- witi 9 and for the State of New York, do :_reby 10 certify: 11 That I reported the proceed:n=s in 12 the within entitled matter, and thG= the 13 within transcript is a true recorc :f suc:. 14 proceedings. 25 =`_urther cer.._Fv that I a^. -. :. 16 re_a_ed, by hlood cr marriace, 17 t he .,a_t .es _n . h _s ma,.te_ and _._ 18 _.. :.~ way interested in the cL'tCC.^."._- 19 ma,.___ . 20 _N WITNESS WHEREOF, , : have ..~_ _ .._~ 2~ set ;r.v hand this ~01 Q., " av oF4re L L .. _ :' `E . 24 CEIL WESER c T R- H f '4 () I () B- *?, S I

1 2 3 March ' N D X 4 WitnesS Pace 5 Lorraine :c__ice 4 6 F X H I B T T S 7 Po,i 8 1 L_st of the names of the Scientific Advisory 9 Board members from 1954 until 1992 3 10 2 Curriculum vitae of 11 Howard Bancroft Andervont 3 12 3 Curriculum vitae of Richard J. Bing 3 13 4 Curriculum vitae of 14 Roswell K. Boutwell 3 1~ 5 ..,.-riculum vitae of .: ummor:d ?: . Bowden 4 ,E 6 Curriculum vitae of 17 V_chael James Brennan 4 _8 7 Curriculum vitae of ,9 Dr. McKeen Cattell 6 Curriculum vitae of 20 Dr. jul_us H. Co...roe 4 21 9 ...-r_culur.; vitae o_` c! ^ E. Cra ^hea~ -; = ---~u_ r;, v_,.ae cf 23 'oserh D . Fe,dmar. 4 C=c,.,u:;. ...vo :tae c`.. I Y ±= + a .^' `'- ^` d Ga~"C. ^ E. _ CT~~ FIH 010G-~ tj

1 L t }. H _ T? ~ (Continued) 4 Po1i;^e -~an 5 12 C;.___culum vitae of 6 Peter M. Howley 7 :? Curriculum vitae of ~cbert j. Hueb::er 4 8 14 Curriculum vitae of 9 ,'effrey Robert Idle 4 0 15 Curriculum vitae of Leon Horace Jacobson 4 1 ]6 Curriculum vitae of 2 Nanfred Karnovsky 4 ~13 17 Curriculum vitae cf I, Alfred J. Knudson, Jr 5 4 ~6 _urricu:um vitae c_` C u6 __ Kct_.. ---c:._,.... v__ae _,f l7 ~_ . Clarence Cook .._. _:e r8 ~_avtor. G. Loo~;i 9 . ~ :..___...._..:n v_tae V 0 =..ry ~y.^.c.. L !. cf ~_. Ke...^.e_.. Me_____ !4 4 ..::don e_ c e C' 1: R" H IA 0 1 0 €~ E~ 1

2 3 F}; r T a__ S 4 (Cont;nued; Polli ce F o -- -ro-,- , - - -__~ 25 Curriculum vitae of 6 Dr. Stanley Philip 7 Reimann 26 m urriculu:n vitae of 8 :~_. William Francis r i en:.c_-` 9 27 Curriculum vitae of Gordon Sato 6 10 28 Curriculum vitae of 11 Sheldon C. Sommers G 12 29 Curriculum vitae of Peter G. Vogt 6 13 30 Curriculum vitae of 14 Lee W. Wattenbura c 1` - ...rric:._ar.: vitae .,`_ _ G ~ :..-_ _cu•_.:m v::ae of 1 7 ,, ,, Z n F. W y a t_ ~6 : ,...~ S..._e::~-`_ __ ectcr of t!:e Tobacco 14 =.esear c:: Coir, ^., ttFe _ 20 34 :957 report of the Sc_e:._F__ :~:rectc= of ..::e Tobacco 2• _.^.CLSt' V 'RPSnar cti CC^^,_ nn ~.~ ;_JC re^C__ -` ..:e S.._e_`_~ --rectcr of _ne :o:;acco -- :.. ..s_Y~• ..es_a_..1% Cc.,•...__.eG C`U{"~ i t i iFs i

2 Marc:^. 3-1, :994 3 4 ;Cont_nued) 5 Pollice • ^~^ 6 36 1959 report of the Scientific Director of the Tobacco 7 _.^.dustry Research Committee 7 8 37 _960 report of the Sc_e:__f__ -_rector of the Tobacco 9 Industry Research Committee 7 10 38 1961 report of the ScientiFI.. Director of the Tobacco 11 :ndustry Research Committee 7 12 39 _962 report of the Scientific D,irector of the Tobacco 13 Industry Research Committee 7 14 40 1963 to 1964 report of the Scientific Director cf the 15 C,,:nci'_ for ':obaccc ..esearch-L'.S .A. 6 . 41 R eport of the Scier.tifi,. 17 )=rector for _964 to ' .,_. G - - the Cc:....._, fc_ i8 Tobacco Research-C.S.H. 19 42 ..eoor,~ c°_ ..::e S _er. _.. ect.,_ for _96~ to 20 for the Council Researc: -~.5.:~. ~ 1 43 ,~66 to '67 report c`_ ~ t..e S.._e..__f__ ~_=eC _ _,: ~ ~.,_ „!:e :oL..c __ f C: 7'OUd___ ~3 ..esea_,...-;;.S.n. . v 4 Cr TF.% ' HfA t`~ 1 000: ~

2 March _- 3 } T n T c 4 (Continued) 5 Pollice 6 44 :968 to '69 report of the Scientific Director 7 for the Council for Tobacco ::esearc: L'.S.A. ..._ _'den- :969 to 1970 report of the Scientific Director for the Council for Tobacco Research-U.S.A. 8 Annual report of the ~'ouncil for Tobacco Research-U.S.A., _ncorporated for the year ending June 30, 971 8 :972 report of the :7ouncil for Tobacco -.esearch-U.S.A., _..ccr,^,ora~e E 16 4E :973 report of the ~-_ounc:'_ for Tobacco _7 :.esearc:. U.S.ti. , I..cor ra.e ~c 4_ :_74 reDort o_ the Coun.,_~ _or Tobacco Research-U.S.A., -9 _: ccr;;ora:.ed 20 fC _:7^ reac=~ of the Co;...__- :"r Tobacco kesear,.'r.-,,.S.A., -- =ncorporated 7 E r o` e o ..y _eoo=_ .,_` the Co:...___ TC t=a c ...^. e s =a- .... .. . C . i: . CTR HH 0104.3"F34

I 2 March 31, 3 4 5 Poil ;ce 6 53 7 4 8 9 55 10 56 12 3 S 57 ( Cont i.^.ued )' • F c --on Report of the Council for Tobacco Research-U.S.A. ;_79 report of ,.he Counc__ for Tobacco Research-U.S.A., =ncorporated : ncorporated 1980 report of the Council for Tobacco Research-U.S.A., Incorporated :0 =981 report of the Council for Tobacco Research-U.S.A., _ncorporated ;C =982 report of the Councii for Tobacco Research-U.S.A., 5 C: 6 ': obacco Resear c.. L. ~.~:. 7 :::corporated 59 :_85 re:c__ e_ _:,e C & _.,_ Tobacco Resear ; .~ c =..corporated ~ 60 = 85 report of theCou..c_I 0 y ` Tobacco Resea_ `. S .A . r, , :..corpora_e., 6- -986 reDor _ 2 _: .CIDGra eC c~ 1967 re^.,_ .. S :.,_ ':obacc., _..ccrpora~ed of the ro...... _, cf the Co:...,.-- Resea__..- .S.A., CT HH 010EDUE=

2 March 31, :,94 3 E X F? I B T T S~ 4 (Continued) 5 Pollice 6 63 :5-page list 10 7 9 10 11 12 13 14 15 17 19 20 2 1 22 23 C T R H H 0 10 6 P1 G

CTR MN 010887 IS UNUSED