Brown & Williamson
A Proposal for the Establishment of An Institute for the Study of Smoking Behavior and Policy
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- Date Loaded
- 23 Nov 1998
- Original File
- Harvard Study
- Request
- I92
- Named Person
- Allison, G.T./Harvard Univ
- Blumenthal, D./Harvard Univ
- Bok, D./Harvard Univ
- Hamburg, D./Harvard Univ
- Hiatt, H./Harvard Univ
- Littauer, L.N./X
- Pinney, J.M./Us Office, O.N. Smoking + He
- Richmond, J.B./Harvard Univ
- Schelling, T.C./Harvard Univ
- X/Us Arms Control + Disarmament
- X/Harvard Univ
- X/Us Office, O.N. Smoking + He
- X/Natl Center For Health, S.T.
- X/Center For Disease Contro
- X/American Cancer Society
- X/World Health Organization
- X/Intl Union Against Cancer
- X/Natl Inst, O.N. Education
- X/Natl Inst, O.N. Drug Abuse
- X/Univ, C.A.
- X/Yale
- X/Us Dept, O.F. State
- X/Us Dept, O.F. Defense
- X/Central Intelligence Agen
- X/Us Foriegn Service Inst
- X/Inst, O.F. Medicine
- X/National Academy, O.F. Sciences
- X/American Academy Arts + S
- X/American Assn For The Adv
- X/Comm For Economic Develop
- X/Assn For Public Policy, A.N.
- X/Univ, M.I.
- X/Syracuse Univ
- X/American Economic Assn
- X/Hebrew Univ
- X/John, M. Pinney Assoc
- X/Us Navy
- X/Us Dept, O.F. Health, Education & Welfare
- X/Natl Council, O.N. Alcoholis
- X/American Lung Assn
- X/Univ, M.N.
- X/Univ, T.X.
- X/Univ, C.A. Los Angeles
- Blumenthal, D./Harvard Univ
- Litigation
- 10004026
- Attachment
- 338256
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$~cki~a in Contemnorarv Society
The medical llterature on the consequences of cigarette
smoking is one of the most complete collections of scientific
data ever accumulated. Since the release of the first Surgeon
General's Report in 1964, thousands of studies have indicted
smoking ss a leading cause of lung and other ca~ce~s,
cardiovascular disease, emphysema, chronic bronchitis and other
llfe threatening and disabling diseases.
In the two decades following that Report, remarkable changes
took place in the smoking patterns of Americans. Nilllons of
smokers qult, and millions of peDDle never started -- there are
33 million former smokers In the United States today and the
percentage of adult current smokers has dropped from 42 percent
to ~3 percent. Attitudes and awareness about smoking changed as
dramatically as smoking rates. Over 80 percent of current
smokers now say they ~ould like to quit and 40 percent report at
least three unsuccessful quit attempts each year.
Smoking among adolescents also underwent dramatic changes.
After surging In the early 1970,s, teenage smoking rates have
shown a steady decline• The vast majority of teenagers are aware
of the risks posed by cigarettes.
Despite these dramatic changes and encouraging statistics
there is another side to the picture. In 1982, 54 million CD
Americans smoked 620 billion cigarettes. An estimated 340,000 of ~
those smokers wlll die prematurely this year. In addition, the ~
most recent survey of smoking by high school seniors raises ~4~:ii~i

questions about whether adolescent smoklng rates will continue
downward.
Other countries have experienced similar successes and
problems. In Western Europe large numbers of smokers have Quit
end teenage rates have declined. However, the number of current
smokers and the rates of related disease in these countries
remain high. Smoking rates and cigarette consumption are on the
rise in developing nations, thanks in part to intensive marketing
efforts. These countries can ill afford smoking related diseases
while still struggling to eliminate the ravages of communicable
disease.
The i982 Surgeon General's Report puts the smoking problem
in an appropriately broad and serious perspective: ~Cigarette
smoking• is the chlef, single avoidable cause of death in our
society and the most important public health issue of our time."
~oki~9 is s fa~ more complex and Inaldi~ua public health
problem then many Americans realize. Many, especially smokers,
ere unaware that in addition to lung cancer and emphysema,
smokin9 m~uaes heart disease ~nd e ~sriety of other c~ncers.
Also, Surveys show an alarming perception of the risks of lower
tar and nicotine cigarettes -- }6 percent of smokers believe
these cigarettes pose no risk at all. And although over 80
percent of Americans are aware that smoking is dangerous, they
consistently rank it far below other health risks whose
contributions to death and disability pale by Comparison.

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Smoking is having a particularly insidious impact on
developing countries where tobacco is grown° Worldwide as well
es domestic demand has greatly i~reaaed tobacco acreage, ks a
~eault, more land has been cleared and more wood cut to oure the
tobacco, creating serious problems of deforestation, soil
erosion, air pollution and the diversion of agricultural
~esourcea f~om food production.
5moktno ~mouno Youno Peoole
The most serious problems posed by smoking are among
children and adolescents. Early ~esearch findings on the hazards
of smoking focused on adulta and the long-latency ~iseases such
as cancer. Nowever, since 1964, an increasing body of knowledge
has aocumuIated on the effects of smoking on young people.
Perhaps most important is the finding that teenage smoking habits
are the major determinants of lifelong smoking dependence~ Very
few smokers begin their habit after the age of twenty. In
addition, there is overwhelming evidence that smoking during
pregnancy has a serious impact on the welibeing of the fetus and
the health of the newborn. Other effects on the y~ung include:
o Maternal smoking retards fetal growth and
increases the risk of spontaneous abortion,
fetal death and neonatal death;
o Children of smoking mothers may have
deficiencies in physical growth, intellectual
and emotional development;

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o Young cigarette smokers have evidence of
irreversible small airway dysfunction;
o Teenage and young adult smokers have a higher
prevalence of respiratory symptoms than
nonamokers~
o There is a significant relation between
children's respiratory illness and parental
smoking;
c Children ~hose parents smoke ere twice as likely
to become smokers than children from nonsmoking
families.
These disquieting facts about the effects of smoking or
children Illustrate the significant interrelationship of adult
and childhood smoking at all stages of development: maternal
smoking oan affect fetal and neonatal health and overall
development; parental smoking can affect childhood health end can
determine teenage smoking habits; teenage smoking can determine ,
lifelong smoking habits with both short and long term health
effects, It is clear from these interrelationships that programs
aimed at preventing children from smoking or encouraging them to ~ •
quit must consider the full spectrum of smoking behavior. They ~, '~ii~:~
adolescent behavior, in
must focus on pregnant women, young children, young adult role
models and peers, parents and other adult exemplars. And they
must be based on a thorough understanding of smoking behavior and
the broader context of adolescent

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rlsk-taklng and experimentation with alcohol and other drugs.
However, the strong llnk between childhood smoking and adult
dependence argues that regardless of the specific policy or point
of intervention, the elimination of smoking in our aoclety will
ultimately depend on the elimination of smoking among young
people.
Understandlno Smokino Behavior
The reasons for the dramatic changes in American smoking
~attarne are not nearly es apparent as the changes themselvesp
nor are the reaso~a ~hy so aany young Amerlca~e continue to take
up smoking and why so many adults smoke, despite widespread
knowledge of the risks. The public health efforts launched In
the sixties must have played a major role. The information,
education and regulatory programs implemented by the federal
govelnmant~ voluntary ~@encies an~ state and local governments
have somehow had a measurable impact on smoking behavior, public
knowledge end awareness and even on the social status of smoking.
What Is not known is how these efforts worked and why they
succeeded with some smokers an~ not with others. It is also not
understood what other verlables have played independent or
dependent roles in changing smoking behavior.
While the health consequences of smoking are well
documented, the bahavioriel aspects are not -- what makes young
people start smoking, why it is so hard to quit, who sueceeos ano
how, why relapse is so frequent, even after long periods of
abstinence.
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7he accumulated knowledge about the psychological, social,
pharmacological and demographic aspects of the smoking problem is
a small fraction of the thlrty-thsee thousand studies on smoking
In the world literature. The sciences concerned with behavior
have lagged far behind biomedical science in developing the
techniques necessary to better understand smoking and in applying
those techniques to fill the gaps in knowledge. These gaps are
si9nlflcant. ?or example, while the ma~orlty of the ~ million
former smokers quit on their own, little is known about their
methods, metlvatlonst consumption patterns, relapse rates, basic
demographics and other determinants of successful quitting.
Little is also known about what effect parental quitting may have
on teenage smoking. Without more knowledge about such key
factors, policies and programs to prevent smoking and encourage
quitting depend on anecdotal and incomplete data, thus limiting
their effectiveness.
There are also major gaps in our understsndlng of adolescent
smoking and the determinants of decisions to take up smoking.
The most recent data on teenage smoking patterns and attitudes
were collected in 1979 and although there are indications that
major changes may have occurred, no comparable new data are
available. The problem is further complicated by the fact that
much of the available data were collected by telephone surveys of
small samples. These data not only lack statistical power, but
ere also deficient in identifying racial end ethnlc origins.
Questions have also been raised about the validity of telephone

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responses to sensitive questions asked wlth parents present.
Wlthout better and more accurate knowledge, programs aimed at
preventing teenagers from starting to smoke may be out of step
wlth teenage attitudes and behavior.
There are several basic reasons for this critical shortfall
in understanding smoking behavior. Smoking is a complex set of
behaviors involving psychological anP physiological dependence on
tobacco, complicated by social relnfsrcements including efforts
on the part of the tobacco industry to depict smoking as safe,
attractive and socially acceptable. In addition, the natural
evolutlonmry gap between biomedical and behavioral science has
been widened by decisions allocating far greater resources to
biomedical research than to behsviorml research on smoking.
Structural problems within the research and public health
communities have also contributed to the knowledge shortfall.
While many groups and organlzatlons have placed greater emphasis
on smoking related behavioral rssearch in recent years,
coordlnatlon and follow through have been slow in coming.
Because of a lack of leadership, coordlnetlon or awareness,
researchers have missed opportunities to make significant strides
through the analysis of emerging trends or the impact of new
policies. Because of the political sensitivity of the smoking
Issue, government agencies have been slow to exert leadership In
these areas or have suffered cuts in resources, ~aking it
difficult for them to respond. There is no place that fundinc
agencies can turn to find out, es research priorities, w~at It is
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we do not know about smoking that could be known that would
contribute to effective public and private policies.
The impact of this shortfall in knowledge has been to limit
the capacity of lasesrehars and pollcy makers to design new and
• ora effective ~pproaches to smoking prevention and control.
While smoking has declined dramatically, greater momentum and new
direction must be generated if greater success is to be achieved
in preventing young people from taking up smoking and helping the
54 million Americans who still smoke. Without better snd more
targeted research on smoking behavior, better coordination and
olose~ ties between research and policy development, public
health officials will have to apply m limited, outdated knowledge
base to solve the smoking problems of the 1980's and 1990's.
A New Resource for Smokino Researnh
In response to the need for better direction, coordination
and continuity in research on smoking behavior and policy, the
John F. Kennedy School of Government is establishing a permanent
center for the study of smoklng. This center, to be named the
Instltute for the Study of Smoking Behavior and Policy, will have
as its primary goal the development of new knowledge about
smoking behavior and the translation of that knowledge into
program designs and policy options. TO achieve this goal, the :~
Institute will draw on the resources of the Harvard co~,munity and ~b
will reach out to those individuals and Institutions in the
~
United States and abroad who are addressing many of the same
problem s.
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The Institute will undertake a variety of functions designed
to fill research gaps, examine policy options and stlmulate the
behevleral and p@llcy research efforts of others. Primary
~mpha~Is in all of the Instltute's undertakings will be on
broadening the knowledge base by increasing the participation of
researchers from a wide range of disciplines. A second and
equally important emphasis will be on serving the smoking
research community, provldlng information and coordination for
resesrch end policy d~velopment efforts. Broadly stated, the
Instltute's mission will be to: •
o Serve as e focal point @n~ 8n info~matlon
resource for smoking behavior and policy research
nationslly and internationally;
o Create a mechanism for continuous assessment of
the state of the art in smoking research;
o L~artaks ~esearc~ p~ojects ~ith potential for
program er policy sppllcations and, monitor events
and change~ in pol~cles to identify research
opportunities;
o Gather and analyze detailed personal data on
smoking behavior in order to develop a
comprehensive natural history of smokimg as a
research and poiicy resource.

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o Examine the relatlonshlps between smoking
research and key policy Issues on a csntinuous
basle and target research to support and enhance
policy devmlopment;
o Explore new epploeohes to tr~sl~ti~ research
findings into programs and broad strategies for
smoking prevention and control in settings ranging
from schools to health care deilvery to natlonal
leglslat~on; and
o Provlde eoordlnatlon and oontlnulty ~n smoRing
research and pollcy issues, especially with
respect to the many research reoommendatlons
developed Over the past several years,
In short, the Instltute will endeavor to create a framework
of information and expe~t judgment that can provlde dlreotlon to
smoking ~esesrch in years to come. ~hls framewor~ will be
eharacterlzed by a continous process involving the examlnatlon of
research progress, needs and opportunitles and the stimulatl@n of
new Ideas.
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The uitlmate goal of the Institute wlll be preventlon:
preventing chi1~en from taking up smoking an~ preventlng the ~
damage caused by smoking° Given the wl~e range of concerns about
the effects of smoking -- children, pregnant women, high rlsk
