Brown & Williamson
Misc. No. M8-85. In the Matter of the Application of the American Tobacco Co. Before the Honorable K Duffy, District Judge.
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to me that if we can just make as an argument, that there
is a qualified privilege in Hew York, if we can just assume
that for the moment, then I would submit that this Court
sitting in diversity, in effect, because there is no
federal jurisdiction invoked here, has to follow state
privilege law. It may be that the standard that Justice
Danzig applied in applying the state privilege law under
the C.P.L.R. may be a slightly different standard than the
standard you would apply under the Federal Rules of Civil
Procsdure, but the initial question of whether or not there
is a qualified privilege I submit to you, your Honor, is a
question of HOW York substantive law.
THE COURT: AssUme that there is a qualified
privilege. Have you met all of the qualifications of the
qualified privilege?
MR. CAHDOZO: If I can then deal with that.
First of all, there is a question of burden, your Honor.
The question of burden relates to the fact that --
there is no dispute, you can take these tapes and give them
to them tomorrow. ~nat's not the burden, obviously. There
is no dispute that you have to redact all identifying data
from the tapes so that they could not identify the
individuals involved in order to preserve the physician-patien
prlvl]ege. The affidavits that We have submitted, your
Honor, inclsdir.g Dr. Selkoff, Dr. ~ase --
the head of
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Mount Sinai --
Danzig found as a
particularly because, in
you ~uld have to redact
rely upon in articles.
THE COURT:
ii
and Dr. Landrigan, and as Justice
fact would make this burdensQme,
addition to having to redact names,
any data that Dr. Selkoff did not
Are you suggesting that there is data
there which he has ignored intentionally?
MR. CARDOZO: I didn't say that. I'm saying,
your Honor, that there was a great deal of data on that
tape that is not published in the article because he didn't
know when he started what data would or would not be
relevant. And that data is what is referred to in the
literature as unpublished data.
THE COURT: Let's assize that he has unpublished
data.
MR. CARDOZO: That data would also to have to be
redacted from the tapes in order to prevent the tobacco
industry or third parties from using unpublished data and
thereby deterring researchers from going into research
fields which where they produce the data but have not
published its results, someone else can subpoena.
THE COURT: Why? All you have to do is to wrap a
protective order arou~ it.
MR. CARDOZO: YeS, your Honor. That's why
sitting here in this courtroom are representatives from
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American Tobacco and Reynolds and I don' t know how many
others. We're talking about, they say, hundreds of cases
that are pending across the United States. They're going
to introduce this material in various courts throughout the
United" States. They just had a trial in Misslsslppl.
There is no ~y that Mount Sinai and the cancer society
will have any ability at all
data. And more i, lportantly,
researcherSo
to restrict the access of that
you will be deterring the
THE COURT: How does it deter the researcher?
What are they researching for? Are they researching their
own honor and glory or are they researching to achieve
s~et hing else?
MR. CARDOZO: Your Honor, Dr. Selikoff has been
widely recognized as the principal scientist who first
identified a potential relationship bet~en asbestos and
cancer. He is continuing that research. He~s 71 Tars old.
He ~uld be the person who would have to be involved in a
time-cons~ing basis to redact the material.
THE COURT: Why? I don't understand why. This
is a camputer tape. What it takes is a computer person,
not Dr. Selkoff, an M.D.
MR. CARDOZO: He is the one, your Honor, who
would have to determine which material ~s or was not
relied upon by him in the published articles.
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THE COORT: But I'm suggesting to you that all of
the data Js relevant. If he takes data and he ignores Jt
and publishes on that, on the basis vf that, then his
publicatlon is flawed.
MR. CARDOZO: When I say he has other data,
other data that may have absolutely nothing to do with the
particular articles.
THE COURT: If he keeps his personal checkbook on
the computer tape, ~ assure you that a c~mputer operator
can take that Out.
MR. CARDOZO: Your Honor, there ~re, I don' t
know exactly the numbers, a couple of hundred fields of
data that weEe put on the computer tape, taken from the raw
data, only a relatively small number of those fiedds was
analyzed by Dr. Selkoff with respect to researohing his
published conclusions. Now, if my friends here say there
may be a lot of other data, maybe it relates to where
someone lived, maybe someone gets cancer in C~lifornia more
frequently than in hew York, those are issues that may go
to the Hight that the jury should accord the study. But
it 4oesn't change the fact that Dr. Solikoff's articles did
not rely upon that da£a.
THE COURT: So
MR. CARDOZ0:
what? It's information.
Your Honor, if your ruling is that
any time a scientist gathers day that that someone th~nks
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THE COURT: That's not What ~y ruling is. My
ruling is this man has information. On the basis of the
information he has selectively determined to publish some
of it, from what I'm gathering from you. They are seeking
to get that data. I'm suggesting to you that there is no
qualified privilege under the circumstances, that the
burdensomeness is not something which is unduly burdensome
and that if you collect any kind of information and you
don't want to turn it over, beec~ae a hermit and store the
information in your cave, don't tell people about it.
MR. CARDOZO: Your Honor, I think that what
you're saying is that if you collect a lot of data and you
make a judgment, be it right or wrong, that at the moment,
based upon your preliminazy conclusions, only half of it is
relevant and you publish an article on that half and you
continue for the next ted years to collect f~rther ~ata,
everything you've collect.d, whether or not it has anything
to do with the particular stray that the plaintiff is
relying upon in a federal court proceeding that didn't even
exist at the time, has to be produced. Z suggest to you,
,our Honor, that there is no justification for such a
ruling and the courts have not gone that far.
But perhaps the Way to look at them, rather than
burden, let's look at the need, Letls ask ourselves what
it i~ --
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THE COURT: You just said that the
relying upon a stray.
15
plaintiff is
MR. CARDOZO: I don' t know. I've never spoken
or met with the plaintiff. Their affidavits say, and I
ass~e correctlyw that they expect that the plaintiff's
expert will get on the witness stand a~ say, in my opinion,
there ~s a multiplicative effect and that's why this
particular decndent died because he was exposnd to asbestos
and smoked cigarettes. If we can assume that for the
mcment, one question I assume by skilled cross-examiners,
as these gentlemen undoubtedly are, are you aware, Mr.
Expert, of other studies that have reached a contrary
conclusion?
According to their o%a~ affidavits, there are at
least 18 other studies that have reached the opposite
Conclusion based upon epldemological studies, we're not in
a situation, your Honor -- and I think this is very
important -- that this is the only study. Their o~
affidavits --
THE COURT: Let's assume that this is the only
study going this particular ~y.
MR. CARDOZC: Then I would say they can argue
the ~ight to the jury.
THE COURT: Sure, they can. But can they get a
look at the underlying data?
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MR. CAR[~gZO: They can't -- obviously
if
you don't order it produced, the answer would he no.
THE COURT: Supposing I do order it produced,
then what?
MR. CARDOZO: If you do order it produced, I
asstrne they will analyze the data, and I expect they will
shortly thereafter then serve another subpoena on Dr.
Selikoff, on Mount sinai, for some more data, and we can
run up still more legal fees fighting about that issue, or
another tobacco company will serve a slightly different
form of subpoena, and Dr. Selikoff's work will either
fairly or unfairly be criticized Jn a court proceeding
which he is not a party.
THE COORT: Counselor, once he published it, he's
inviting criticism. If he does not Invite criticism, then
he believes he's Cod.
MR. CARDOZO: Your Honor0 if we ask ourselves,
what are they going -- you give them the data. Let's
assume you give them the data. They certainly can' t check,
as they argued that they want to do with Justice Danzlg,
whether the raw data was properly coded to the computer
tape because they're not asking for0 and they now concede
that the raw data was too broad. So they van' t see whether
Or not --
THE COURT: Why are w~ wasting time on stuff
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that they' re not asking for?
MR. CARDOZ D : Beta use
ask what use they are going to put to it.
THE COURT: Under the Federal Rules,
restr icted
might lead
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I think it is ~portant to
you are not
to getting evidence.
MR. CARDO20: I understand that, your Honor.
THE COURT: YOU can get anything which leads or
to evidence. ~rn I correct?
MR. CAHDOZO: That is absolutely correct.
THE COURT: Now, do you doubt that there is
something here which might lead to some evidence?
MR. CARDOZO: I suggest to you when they have a
qualified privilege, your Honor, you have to weigh it.
What they want to do is say w~ want the computer
tape in order to check whether the math was right, whether
the analysis was right on the computer tape, whether or not
there is a suggestion that a Californian might have gotten
a different kind of cancer or incurred cancer more
frequently than someone in Hawaii. Those are all arguments
that they can make to the jury, that they can point out to
the jury that the study is not entitled to any weight
because there is no data that relates to that issue.
They
don't need the data to show that there is some other
variable that may or may not be relevant.
THE COURT: Let me suggest to you that the data
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is intentionally skewed by the doctor who went out of his
way with the intent to achieve a certain result. And be
publishes. And then says, "But you can' t see my data." Of
what good is this? Are you suggesting that there is some
kind of a privilege which he can bide behind~
MR. CARDOZ0: What I'm suggesting is that that's
why you encourage other studies to be done, other stodies
could have been done, in fact were done. An~ I'm also
suggesting --
THE COURT: But I submit to you that until you
you can get the underlying data,
thing is no good.
MR. CARDOZO: You can
THE COURT: That other
different results.
MR. CARDOZ O:
that explain this result
yo~ can't prove that this
however prove --
peOple arrived at
And that there may be variables
which make it inapplicable to
these plalntiffs, because those variables are not confined
in the articles that were published and therefore the
plaintiffs' expert cannot rely upon that.
There is one other pe~nt, and that is: It is
~nequivocal in the affidavits, the computer tapes do not
exist and cannot be re-created to the way they existed at
the time the articles were published.
THE COURT: SO?
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MR. CARDOZD:
them the computer tape,
and the analysis of it,
articles were correct.
rely hpon articles that
going to take data that
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And, therefore, even if you gave
you cannot use the computer tape,
to rebut whether or not the
The plaintiffs' expert Is going to
~ere published in 1980, and you' re
exists as of 1987, ronghly ten
existed
whether
years, because there was a cutoff date of a few years later
when the article was published, which says that there is
something different. You can't re-create the facts as they
at the time of the article, so you cannot tell
or not the article Ms accurate or not accurate.
THE COURT: Is the doctor willing to withdraw it?
MR. CARDOZO: NO, your Honor, he's not willing
to withdraw the articles.
THE COURT: Then they get turned over.
impressed with that.
MR. CARDOZO: Your Honor,
is that I respectfully disagree with
I 'm not
I guess all I can say
you. I would also
llke to point out to you, your Honor, this is the 21st and
22rid subpoena we have been fighting about. We have been
fighting about it for three years. We are talking about
research institutions, medical institutions of major
significance in this country that have been guhject to, I
suggest to ysu, a substantial ~ouNt of harassment.
THE COURT: Wait a minute. Supposing they had
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