Bliley RJReynolds
Draft Correspondence Concerning A Regulatory Matter Prepared by Outside Legal Counsel to Tobacco Companies, Transmitted to in-House Legal Counsel to RJR and Other Tobacco Companies and Outside Legal Counsel to Tobacco Companies, Copied to TI Employee, Providing Confidential Information to Assist in the Rendering of Legal Advice.
Fields
- Author
- Topol, A.J.
- Covington Burling
- Recipient
- Pepples, E.
- Greer, J.
- Stevens, A.J.
- Ahrensfeld, Thomas F. (PM General Counsel & Sr. VP, TI Executive Committee)TI Executive committee
- Hetsko, C.F.
- Copied
- Kornegay, H.R.
Document Images
9/29/76
Q. Russell Hatchl, Esquire
Federal Trade Commission
Washington, D.C. 20580
Dear Mr. Hatchl:.
This letter is being submitted to you in response
to your letters of July 14, 1976, tothe General Counsels
of American Brands, Inc., Brown & Williamson Tobacco
Company, Liggett & Myers Inc., Lorillard, Philip Morris
Incorporated, and R. J. Reynolds Tobacco Company. Your
letters of July 14,.1976 stated that the Commission was
giving consideration to testing cigarette sm6ke forcarbon
monoxide content, in addition to the current test fo~ "tar"
and nicotine content, and you invited each of the six com-
panies to provide any input which.they may wish to make to
the Federal Trade Commission in connection with consideration
of carbon monoxide testing.
At the outset we wish.to emphasize that no factual
scientific data exists as to the relevance of carbon monoxide
content in cigarette smoke in terms of health. Nor is there
any evidence from which it can be concluded that the carbon
monoxide content of cigarettes is of significance to consumers
in making decisions relating to purchase of cigarettes. Indeed

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we would like explicitly to reserve the.right to present
before the Commission at the appropriate time and0pportunity
a more detailed statement of our position as to the basic-
lack of relevancy of testing for carbon monoxide content.
Notwithstanding these observations, the six companies who
received your letters of July 14, 1976, appreciate the
opportunity to provide their input with regard .to the Com-
mission's consideration of a methodology for carbonmonoxide
testing.
In approaching this issue, the Commission must begin
withthe basic principle that any tests which are to be con-
ducted must be as accurate and precise as possible. This
basic principle flows from the fact that regardless of the
lackof relevance of the carbon'monoxide co~tent of cigarette
smoke in terms of human health, the mere testing and publi-
cation of results by the Commission may have commercial impacts
which are unwarranted.
In addition the Commission should realize that the
testing of cigarettes for carbon monoxide content may adversely
affect the Commission's already existing program of testing
cigarettes for "tar" and nicotine content. The possibility
of an adverse impact on the "tar" and nicotine testing program

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is particularly acute where the Commission, as now being
considered by Mr. Pillsbury, intends to employ a single
smoking machine to perform the carbon monoxide tests as
well as the "tar" and nicotine tests. There are certain
items of equipment currently being considered for a smoking
machine to be utilized for carbon monoxide testing as well
as "tar" and nicotine testing which would adversely affect
the "tar" and nicotine testing. These include the thermistor
heat sensor. Use of the thermistor rather than a string
cut off process would be likely to adversely affect "tar"
and nicotine determinations. Likewise Mr. Pillsburyls
• consideration of the use of clearing puffs would be likely
to affect "tar" and nicotine determinations. These are only
illustrative of the type'of problems encountered if the
same equipment is employed to perform the carbon monoxide
testing as well as the "tar" and nicotine determinations.
These examples underscore our concern that the tests for
carbon monoxide content may adversely affect the ongoing
"tar"and nicotine testing program.
Representatives of each of the six companies visited
the Federal Trade Commission testing laboratory and discussed
with Mr. Pillsbury the prototype machine which he has been

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considering. From these visits the representatives of all
six companies emerged with the conclusion that they had made
a number of different observations which caused themgreat
concern insofar as the abilSty of the Commission laboratory
to conduct carbon monoxide tests with sufficient, accuracy
and reproducibility. We do not believe that any purpose
would be served in cataloging or listing in their entirety
all of the aspects of the methodology being considered
by the Commission laboratory which caused the industry
representatives some concern. Simply by way of illustration
these include the dead volume in th~ equipment which can
cause both dilution and mixing effects, the lack of proven
performance and reliability of the actual CO~analyzer, the
possibility of contamination of the carbon monoxide detector
cell with extended use and its subsequent cleaning or
replacement, the method of lighting cigarettes, and the
incapability of the equipment to handle or to analyze partial
puffs.
More important ~he industry representatives.emerged
with the conclusio~that in many different areas the equipment
design and methodology were not sufficiently developed and
a number of important items had notbeen fully considered
and could not therefore be evaluated. For example, the methods
O
O

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of data accumulation and processing are only speculative
and vague. No actual e~perience has been obtained on the
important problem of possible contamination and cleaning
of the carbon monoxide cell. No circuitry diagrams were
available, and it was impossible to make any judgment about
the electronic circuitry involved in the apparatus.
In view of these observations which were made by
the industry representatives in the Commissionlaboratory,
the industry representatives reached the conclusion that
the entire project of possible testing ~f cigarettes for
.
carbon monoxide content is being considered by the.Com-
mission with too much haste and without proper attention
to careful and accepted scientific practice.
In responding to your letters of July 14, 1976, the
six companies had hoped to provide specific comments on
the methodology being considered by the Commission for carbon
monoxide testing. After the visits of representatives of
these six companies to the Commission laboratory the conclusion
.~has been reached that it is simply not possible to comment
in a meaningful way at this time upon the Commission's
proposed methodology-for carbon monoxide testing because
that methodology has not been sufficiently developed, it has
not been reduced to writing, and data from tests employing
that methodology have not been made available for examination.

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You have undoubtedly learned from your colleagues
on the Commission staff that.when the Commission first
proposed a methodology to test cigarettes for "tar" and
nicotine content in 1966, the Commission then was proceeding
on the basis of an already existing methodology (the Ogg
method) which had been published and for which extensive
data and collaborative testing had been conducted.
As a result of all of these facts and .in an
effort to assist the Commission, we respectfully propose
that the Commission should not takeany further action
with. regard to a determination of whether or not to begin
carbon monoxide ~esting until the Commission has completed
the following three steps:
(I) The Commission.should prepare a' detailed
written description of the complete methodology which is
to be employed in carbon monoxide testing including a full
written description of all of the equipment with circuitry
diagrams attached, and this written description should be
made available to representatives of the six companies for
comment; ~
(2) The ~ommission should conduct tests for carbon
monoxide on a large number of monitor cigarettes using its

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methodology, and data from these tests as well as the raw
data sheets including infrared graphs should be made
available to representatives of the six companies for ~
comment;
(3) If the Commission has completed satisfactorily
items 1 and 2 above, then the Commission should submit its
methodology to a number of different laboratories including
those of the six companies listed above for a collaborative
study of the methodology and also for consideration of the
impact of this methodology upon the Commission's "tar" and
nicotine determinations.
In conclusion it should be noted th&t the repre-
sentatives of all six companies who visited the Commission
laboratory, have concluded that the Commission laboratory is
presently,a long way from having developed a methodology
and equipment.which will yield reproducible and accurate
results for carbon monoxide testing. -Considerably more
work and evaluation must be conducted before the Commission
Tan move forward with this testing program. The suggestions
offered ~bove are intended to provide a framework for the
Commission in which this further evaluation and study can
be conducted.

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Each of the six companies listed above reserves
the right to submit further statements based upon its
observations at the Commission laboratory.
Very truly yours,
Allan J. Topol
Counsel for American Brands, Inc.,
Brown & Williamson Tobacco Company,
Liggett & Myers, Inc., Lorillard,
Philip Morris Incorporated and
R. J. Reynolds Tobacco Company
